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Network Working Group                                      S. E. DeeringRequest for Comments: 966                                 D. R. Cheriton                                                     Stanford University                                                           December 1985Host Groups:A Multicast Extension to the Internet Protocol1. Status of this Memo   This RFC defines a model of service for Internet multicasting and   proposes an extension to the Internet Protocol (IP) to support such a   multicast service.  Discussion and suggestions for improvements are   requested.  Distribution of this memo is unlimited.2. Acknowledgements   This memo was adapted from a paper [7] presented at the Ninth Data   Communications Symposium.  This work was sponsored in part by the   Defense Advanced Research Projects Agency under contract N00039-83-   K-0431 and National Science Foundation Grant DCR-83-52048.   The Internet task force on end-to-end protocols, headed by Bob   Braden, has provided valuable input in the development of the host   group model.3. Introduction   In this paper, we describe a model of multicast service we call host   groups and propose this model as a way to support multicast in the   DARPA Internet environment [14].  We argue that it is feasible to   implement this facility as an extension of the existing "unicast" IP   datagram model and mechanism.   Multicast is the transmission of a datagram packet to a set of zero   or more destination hosts in a network or internetwork, with a single   address specifying the set of destination hosts.  For example, hosts   A, B, C and D may be associated with multicast address X. On   transmission, a packet with destination address X is delivered with   datagram reliability to hosts A, B, C and D.   Multicast has two primary uses, namely distributed binding and   multi-destination delivery.  As a binding mechanism, multicast is a   robust and often more efficient alternative to the use of name   servers for finding a particular object or service when a particular   host address is not known.  For example, in a distributed file   system, all the file servers may be associated with one well-known   multicast address.  To bind a file name to a particular server, a   client sends a query packet containing the file name to the file   server multicast address, for delivery to all the file servers.  TheDeering & Cheriton                                              [Page 1]

RFC 966                                                    December 1985Host Groups: A Multicast Extension to the Internet Protocol   server that recognizes the file name then responds to the client,   allowing subsequent interaction directly with that server host.  Even   when name servers are employed, multicast can be used as the first   step in the binding process, that is, finding a name server.   Multi-destination delivery is useful to several applications,   including:      - distributed, replicated databases [6,9].      - conferencing [11].      - distributed parallel computation, including distributed        gaming [2].   Ideally, multicast transmission to a set of hosts is not more   complicated or expensive for the sender than transmission to a single   host.  Similarly, multicast transmission should not be more expensive   for the networks and gateways than traversing the shortest path tree   that connects the sending host to the hosts identified by the   multicast address.   Multicast, transmission to a set of hosts, is properly distinguished   from broadcast, transmission to all hosts on a network or   internetwork. Broadcast is not a generally useful facility since   there are few reasons for communicating with all hosts.   A variety of local network applications and systems make use of   multicast.  For instance, the V distributed system [8] uses   network-level multicast for implementing efficient operations on   groups of processes spanning multiple machines.  Similar use is being   made for replicated databases [6] and other distributed applications   [4]. Providing multicast in the Internet environment would allow   porting such local network distributed applications to the Internet,   as well as making some existing Internet applications more robust and   portable (by, for example, removing "wired-in" lists of addresses,   such as gateway addresses).   At present, an Internet application logically requiring multicast   must send individually addressed packets to each recipient.  There   are two problems with this approach.  Firstly, requiring the sending   host to know the specific addresses of all the recipients defeats its   use as a binding mechanism.  For example, a diskless workstation   needs on boot to determine the network address of a disk server and   it is undesirable to "wire in" specific network addresses.  With a   multicast facility, the multicast address of the boot servers (orDeering & Cheriton                                              [Page 2]

RFC 966                                                    December 1985Host Groups: A Multicast Extension to the Internet Protocol   name servers that hold the addresses of the boot servers) can be   well-known, allowing the workstation to transmit its initial queries   to this address.   Secondly, transmitting multiple copies of the same packet makes   inefficient use of network bandwidth, gateway resources and sender   resources.  For instance, the same packet may repeatedly traverse the   same network links and pass through the same gateways.  Furthermore,   the local network level cannot recognize multi-destination delivery   to take advantage of multicast facilities that the underlying network   technologies may provide.  For example, local-area bus, ring, or   radio networks, as well as satellite-based wide-area networks, can   provide efficient multicast delivery directly.  Besides using   excessive communication resources, the use of multiple transmissions   to effect multicast severely limits the amount of parallelism in   transmission and processing that can be achieved compared to an   integrated multicast facility.   The next section describes the host group model of multicast service.Section 5 describes the extensions to IP to support the host group   model.Section 6 discusses the implementation of multicast within   the networks and gateways making up the Internet.Section 7 relates   this model to other proposals.  Finally, we conclude with remarks on   our experimental prototype implementation of host groups and comments   on future directions for investigation.4. The Host Group Model   The Internet architecture defines a name space of individual host   addresses.  The host group model extends that name space to include   addresses of host groups.  A host group is a set of zero or more   Internet hosts <1>.   When an IP packet is sent with a host group   address as its destination, it is delivered with "best effort"   datagram reliability to all members of that host group.   The sender need not be a member of the destination group.  We refer   to such a group as open, in contrast to a closed group where only   members are allowed to send to the group.  We chose to provide open   groups because they are more flexible and more consistent as an   extension of conventional unicast models (even though they may harder   to implement).   Dynamic management of group membership provides flexible binding of   Internet addresses to hosts.  Hosts may join and leave groups over   time. A host may also belong to more than one group at a time.   Finally, a host may belong to no groups at times, during which that   host is unreachable within the Internet architecture.  In fact, aDeering & Cheriton                                              [Page 3]

RFC 966                                                    December 1985Host Groups: A Multicast Extension to the Internet Protocol   host need not have an individual Internet address at all.  Some hosts   may only be associated with multi-host group addresses.  For   instance, there may be no reason to contact an individual time server   in the Internet, so time servers would not require individual   addresses.   Internet addresses are dynamically allocated for transient groups,   groups that often last only as long as the execution of a single   distributed program.  In addition, a range of host group identifiers   is reserved for identifying permanent groups.  One use of permanent   host groups identifiers is for host groups with standard logical   meanings such as "name server group", "boot server group", "Internet   monitor group", etc.   In the current Internet architecture, addresses are bound to single   hosts.  The host group model generalizes the binding of Internet   addresses to hosts by allowing one address to bind to multiple hosts   on multiple networks, more than one address to be bound (in part) to   one host, and the binding of an address to host to be dynamic, i.e.   possible to be modified under application control.  Within this more   general model, the current architecture is supported as a special   case, retaining its current semantics and implementation.   The following subsections provide further details of the model.   4.1. Host Group Management      Dynamic binding of Internet addresses to hosts is managed by the      following three operations which are made available to clients of      the Internet Protocol <2>:         CreateGroup ( type ) --> outcome, group-address, access-key      requests the creation of a new transient host group with the      invoking host as its only member.  The type argument specifies      whether the group is restricted or unrestricted.  A restricted      group restricts membership based on the access-key.  Only hosts      presenting a valid host access-key are allowed to join.  All      unrestricted host groups have a null access-key.  outcome      indicates whether the request is approved or denied.  If it is      approved, a new transient group address is returned in      group-address.  access-key is the protection key (or password)      associated with the new group.  This should fail only if there are      no free transient group addresses.         JoinGroup ( group-address, access-key ) --> outcomeDeering & Cheriton                                              [Page 4]

RFC 966                                                    December 1985Host Groups: A Multicast Extension to the Internet Protocol      requests that the invoking host become a member of the identified      host group (permanent or transient).  outcome indicates whether      the request is approved or denied.  A request is denied if the      access key is invalid.         LeaveGroup ( group-address ) --> outcome      requests that the invoking host be dropped from membership in the      identified group (permanent or transient).  outcome indicates      whether the request is approved or denied.      There is no operation to destroy a transient host group because a      transient host group is deemed to no longer exist when its      membership goes to zero.      Permanent host group addresses are allocated and published by      Internet administrators, in the same way as well-known TCP and UDP      port numbers.  That is, they are published in future editions of      the "Assigned Numbers" document [17].   4.2. Packet Transmission      Transmission of a packet in the host group model is controlled by      two parameters of scope, one being the destination internetwork      address and the other being the "distance" to the destination      host(s).  In particular,         Send ( dest-address, source-address, data, distance )      transmits the specified data in an internetwork datagram to the      host(s) identified by dest-address that are within the specified      distance.  The destination address is thus similar to conventional      networks except that delivery may be to multiple hosts; the      distance parameter requires further discussion.      Distance may be measured in several ways, including number of      network hops, time to deliver and what might be called      administrative distance. Administrative distance refers to the      distance between the administrations of two different networks.      For example, in a company the networks of the research group and      advanced development group might be considered quite close to each      other, networks of the corporate management more distant, and      networks of other companies much more distant.  One may wish to      restrict a query to members within one's own administrative domain      because servers outside that domain may not be trusted.      Similarly, error reporting outside of an administrative domain may      not be productive and may in fact be confusing.Deering & Cheriton                                              [Page 5]

RFC 966                                                    December 1985Host Groups: A Multicast Extension to the Internet Protocol      Besides limiting the scope of transmission, the distance parameter      can be used to control the scope of multicast as a binding      mechanism and to implement an expanding scope of search for a      desired service.  For instance, to locate a name server familiar      with a given name, one might check with nearby name servers and      expand the distance (by incrementing the distance on      retransmission) to include more distant name servers until the      name is found.      To reach all members of a group, a sender specifies the maximum      value for the distance parameter.  This maximum must exceed the      "diameter" of the Internet.      Packet reception is the same as conventional architectures.  That      is,         Receive () --> dest-address, source-address, data      returns the next internetwork datagram that is, or has been,      received.   4.3. Delivery Requirements      We identify several requirements for the packet delivery mechanism      that are essential to host groups being a useful and used      facility.      Firstly, given the predominance of broadcast local-area networks      and the locality of communication to individual networks, the      delivery mechanism must be able to exploit the hardware's      capability for very efficient multicast within a single local-area      network.      Secondly, the delivery mechanism must scale in sophistication to      efficient delivery across the Internet as it acquires high-speed      wide-area communication links and higher performance gateways.      The former are being provided by the introduction of high-speed      satellite channels and long-haul fiber optic links.  The latter      are made feasible by the falling cost of memory and processing      power plus the increasing importance in controlling access to      relatively unprotected local network environments.  A host group      delivery mechanism must be able to take advantage of these trends      as they materialize.      Finally, the delivery mechanism must avoid "systematic errors" in      delivery to members of the host group.  That is, a small number of      repeated transmissions must result in delivery to all groupDeering & Cheriton                                              [Page 6]

RFC 966                                                    December 1985Host Groups: A Multicast Extension to the Internet Protocol      members within the specified distance, unless a member is      disconnected or has failed.  We refer to this property as      coverage.  In general, most reliable protocols make this basic      assumption for unicast delivery.  It is important to guarantee      this assumption for multicast as well or else applications using      multicast may fail in unexpected ways when coverage is not      provided.  For efficiency, the multicast delivery mechanism should      also avoid regularly delivering multiple copies of a packet to      individual hosts.      Failure notification is not viewed as an essential requirement,      given the datagram semantics of delivery.  However, a host group      extension to IP should provide "hint"-level failure notification      as the natural extension of the failure notification for unicast.5. Extensions to IP   This section discusses the specific extensions to the DARPA Internet   Protocol required to support the host group model.  The extensions   need be implemented only on those hosts that wish to join host groups   or send to host groups; existing implementations are not affected by   the proposed changes.   5.1. Group Addresses      A portion of the 32-bit IP address space is reserved for host      group addresses.  The range of group addresses is chosen to be      easily recognized and to not conflict with existing individual      addresses. Either Class A addresses with a distinguished      (currently unused) network number or Class D addresses (those      starting with 111) would be suitable. The range of group addresses      is further subdivided into a set of permanent group addresses and      a set of temporary group addresses.      Host group addresses may be used in the same way as individual      addresses in the source, destination, and options fields of IP      datagrams.  An IP implementation adds to the list of its own      individual addresses, the addresses of all groups to which it      belongs.  The source addresses of locally originated datagrams are      validated against the list, and incoming datagrams which are not      destined to an address on the list are discarded.  The addresses      on the list change dynamically as IP users create, join and leave      groups.Deering & Cheriton                                              [Page 7]

RFC 966                                                    December 1985Host Groups: A Multicast Extension to the Internet Protocol   5.2. Group Management      To support the group management operations of CreateGroup,      JoinGroup and LeaveGroup, an IP module must interact with one or      more multicast agents which reside in neighbouring gateways or      other special-purpose hosts.  These interaction are handled by an      Internet Group Management Protocol (IGMP) which, like ICMP [15],      is an integral part of the IP implementation.  A proposed      specification for IGMP is given inAppendix I.   5.3. Multicast Delivery      In order to transmit a datagram destined to a host group, an IP      module must map the destination group address into a local network      address.  As with individual IP addresses, the mapping algorithm      is local-network- specific.  On networks that directly support      multicast, the IP host group address is mapped to a local network      multicast address that includes all local members of the host      group plus one or more multicast agents.  For networks that do not      directly support multicast, the mapping may be to a more general      broadcast address, to a list of local unicast addresses, or      perhaps to the address of a single machine that handles      multi-destination relaying.   5.4. Distance Control      The existing Time to Live field in the IP header can be used for      crude control over the delivery radius of multicast datagrams.  To      provide finer-grain control, a new IP option is defined to specify      the maximum delivery distance in "administrative units", such as      "this network", "this department", "this company", "this country",      etc.  The set of units and their encoding is to be determined.6. Implementation   In this section, we sketch a design for implementing the host group   model within the Internet.  This description of the design is given   to further support the feasibility of the host group model as well as   point out some of the problems yet to be addressed.   Implementation of host groups involves implementing a binding   mechanism (binding Internet addresses to zero or more hosts) and a   packet delivery mechanism (delivering a packet to each host to which   its destination address binds).  This facility fits most naturally   into the gateways of the Internet and the switching nodes of the   constituent point-to-point networks (as opposed to separate machines)   because multicast binding and delivery is a natural extension of theDeering & Cheriton                                              [Page 8]

RFC 966                                                    December 1985Host Groups: A Multicast Extension to the Internet Protocol   unicast binding and delivery (i.e. routing plus store-and-forward).   That is, a multicast packet is routed and transmitted to multiple   destinations, rather than to a single destination.   In the following description, we start with a basic, simple   implementation that provides coverage and then refine this mechanism   with various optimizations to improve efficiency of delivery and   group management.   6.1. Basic Implementation      A host group defines a network group, which is the set of networks      containing current members of the host group.  When a packet is      sent to a host group, a copy is delivered to each network in the      corresponding network group.  Then, within each network, a copy is      delivered to each host belonging to the group.      To support such multicast delivery, every Internet gateway      maintains the following data structures:         - routing table: conventional Internet routing information,           including the distance and direction to the nearest gateway           on every network.         - network membership table:  A set of records, one for every           currently existing host group.  The network membership record           for a group lists the network group, i.e. the networks that           contain members of the group.         - local host membership table:  A set of records, one for each           host group that has members on directly attached networks.           Each local host membership record indicates the local hosts           that are members of the associated host group.  For networks           that support multicast or broadcast, the record may contain           only the local network-specific multicast address used by the           group plus a count of local members.  Otherwise, local group           members may be identified by a list of unicast addresses to           be used in the software implementation of multicast within           the network.      A host invokes the multicast delivery service by sending a      group-destined IP datagram to an immediate neighbour gateway (i.e.      a gateway that is directly attached to the same network as the      sending host).  Upon receiving a group-destined datagram from a      directly attached network, a gateway looks up the network      membership record corresponding to the destination address of the      datagram.  For each of the networks listed in the membershipDeering & Cheriton                                              [Page 9]

RFC 966                                                    December 1985Host Groups: A Multicast Extension to the Internet Protocol      record, the gateway consults its routing table.  If, according to      the routing table, a member network is directly attached, the      gateway transmits a copy of the datagram on that network, using      the network-specific multicast address allocated for the group on      that network.  For a member network that is not directly attached      the gateway creates a copy of the datagram with an additional      inter-gateway header identifying the destination network.  This      inter-gateway datagram is forwarded to the nearest gateway on the      destination network, using conventional store-and-forward routing      techniques.  At the gateway on the destination network, the      datagram is stripped of its inter-gateway header and transmitted      to the group's multicast address on that network.  The datagram is      dropped by the relaying gateways whenever it exceeds its distance      limit.      The network membership records and the network-specific multicast      structures are updated in response to group management requests      from hosts.  A host sends a request to create, join, or leave a      group to an immediate neighbour gateway.  If the host requests      creation of a group, a new network membership record is created by      the serving gateway and distributed to all other gateways.  If the      host is the first on its network to join a group, or if the host      is the last on its network to leave a group, the group's network      membership record is updated in all gateways.  The updates need      not be performed atomically at all gateways, due to the datagram      delivery semantics; hosts can tolerate misrouted and lost packets      caused by temporary gateway inconsistencies, as long as the      inconsistencies are resolved within normal host retransmission      periods. In this respect, the network membership data is similar      to the network reachability data maintained by conventional      routing algorithms, and can be handled by similar mechanisms.      In many cases, a host joins a group that already has members on      the same network, or leaves a group that has remaining members on      the same network.  This is then a local matter between the hosts      and gateways on a single network:  only the local host membership      table needs to be updated to include or exclude the host.      This basic implementation strategy meets the delivery requirements      stated at the end ofSection 4.  However, it is far from optimal,      in terms of either delivery efficiency or group management      overhead. Below, we discuss some further refinements to the basic      implementation.Deering & Cheriton                                             [Page 10]

RFC 966                                                    December 1985Host Groups: A Multicast Extension to the Internet Protocol   6.2. Multicast Routing Between Networks      Multicast routing among the Internet gateways is similar to      store-and-forward routing in a point-to-point network.  The main      difference is that the links between the nodes (gateways) can be a      mixture of broadcast and unicast-type networks with widely      different throughput and delay characteristics.  In addition,      packets are addressed to networks rather than hosts (at the      gateway level).      We intend to use the extended reverse path forwarding algorithm of      Dalal and Metcalfe [10].  Although originally designed for      broadcast, it is a simple and efficient technique that can serve      well for multicast delivery if network membership records in each      gateway are augmented with information from neighbouring gateways.      This algorithm uses the source network identifier, rather than a      destination network identifier to make routing decisions.  Since      the source address of a datagram may be a group address, it cannot      be used to identify the source network of the datagram; the first      gateway must add a header specifying the source network.  This      approach minimizes redundant transmissions when multiple      destination networks are reachable across a common intergateway      link, a problem with the basic implementation described above.      Note that we eliminate from consideration techniques that fail to      deliver along the branches of the shortest delay tree rooted at      the source, such as Wall's center-based forwarding [16] because      this compromises the meaning of the multicast distance parameter      and detracts from multicast performance in general.  We also      rejected the approach of having a multicast packet carry more than      one network identifier in its inter-gateway header to indicate      multiple destination networks because the resulting variable      length headers would cause buffering and fragmentation problems in      the gateways.   6.3. Multicasting Within Networks      A simple optimization within a network is to have the sender use      the local multicast address of a host group for its initial      transmission. This allows the local host group members to receive      the transmission immediately along with the gateways (which must      now "eavesdrop" on all multicast transmissions).  A gateway only      forwards the datagram if the destination host group includes      members on other networks.  This scheme reduces the cost to reach      local group members to one packet transmission from two requiredDeering & Cheriton                                             [Page 11]

RFC 966                                                    December 1985Host Groups: A Multicast Extension to the Internet Protocol      in the basic implementation <3> so transmission to local members      is basically as efficient as the local multicast support provided      by the network.      A similar opportunity for reducing packet traffic arises when a      datagram must traverse a network to get from one gateway to      another, and that network also holds members of the destination      group.  Again, use of a network-specific multicast address which      includes member hosts plus gateways can achieve the desired      effect.  However, in this case, hosts must be prepared to accept      datagrams that include an inter-gateway header or, alternatively,      every datagram must include a spare field in its header for use by      gateways in lieu of an additional inter-gateway header.   6.4. Distributing Membership Information      A refinement to host group membership maintenance is to store the      host group membership record for a group only in those gateways      that are directly connected to member networks.  Information about      other groups is cached in the gateway only while it is required to      route to those other groups.  When a gateway receives a datagram      to be forwarded to a group for which it has no network membership      record (which can only happen if the gateway is not directly      connected to a member network), it takes the following action.      The gateway assumes temporarily that the destination group has      members on every network in the internetwork, except those      directly attached to the sending gateway, and routes the datagram      accordingly.  In the inter-gateway header of the outgoing packet,      the gateway sets a bit indicating that it wishes to receive a copy      of the network membership record for the destination host group.      When such a datagram reaches a gateway on a member network, that      gateway sends a copy of the membership record back to the      requesting gateway and clears the copy request bit in the      datagram.      Copies of network membership records sent to gateways outside of a      group's member networks are cached for use in subsequent      transmissions by those gateways.  That raises the danger of a      stale cache entry leading to systematic delivery failures.  To      counter that problem, the inter-gateway header contains a field      which is a hash value or checksum on the network membership record      used to route the datagram.  Gateways on member networks compare      the checksum on incoming datagrams with their up-to-date records.      If the checksums don't match, an up-to-date copy of the record is      returned to the gateway with the bad record.      This caching strategy minimizes intergateway traffic for groupsDeering & Cheriton                                             [Page 12]

RFC 966                                                    December 1985Host Groups: A Multicast Extension to the Internet Protocol      that are only used within one network or within the set of      networks on which members reside, the expected common cases.      Partial replication with caching also reduces the overhead for      network traffic to disseminate updates and keep all copies      consistent.  Finally, it also reduces the total space required in      all the gateways to support a large number of host groups.      We have not addressed here the problem of maintaining up-to-date,      consistent network membership records within the set of gateways      connected to members of a group.  This can be viewed as a      distributed database problem which has been well studied in other      contexts.  The loose consistency requirements on network      membership records suggest that the techniques used in Grapevine      [3] might be useful for this application.7. Related Work   The use of unreliable multicast by higher-level protocols and the   implementation of multicast within various individual networks have   been well-studied (see [7] for references and discussion).  However,   there is relatively little published work on the use or   implementation of internetwork multicasting.   Boggs, in his thesis [4], describes a number of distributed   applications that are impossible or very awkward to support without   the flexible binding nature of broadcast addressing.  Although he   recognizes that almost all of his applications would be best served   by a multicast mechanism, he advocates the use of "directed   broadcast" because it is easy to implement within many kinds of   networks and can be extended across an internetwork without placing   any new burden on internetwork gateways.  InRFC-919 [13], Mogul   proposes adopting directed broadcast for the DARPA Internet.   Broadcasting has the undesirable side effect of delivering packets to   more hosts than necessary, thus incurring overhead on uninvolved   parties and possibly creating security problems.  As more and more   applications take advantage of broadcasting, the overhead on all   hosts continues to rise.  Clearly, broadcast does not scale up to a   large internetwork.  As an attempt to handle the scaling problem,   directed broadcast is less attractive than true multicast because the   set of hosts that can be reached by a single "send" operation is an   artifact of the internetwork topology, rather than a grouping that is   meaningful to the sender.   InRFC-947 [12], Lebowitz and Mankins propose the use of broadcastDeering & Cheriton                                             [Page 13]

RFC 966                                                    December 1985Host Groups: A Multicast Extension to the Internet Protocol   repeaters that pick up broadcast datagrams from one network and relay   them to other networks for broadcast there.  This technique is even   less selective of its targets than Bogg's directed broadcast method.   Aguilar [1] suggests allowing an IP datagram to carry multiple   destination addresses, which are used by the gateways to route the   datagram to each recipient.  Such a facility would alleviate some of   the inefficiencies of sending individual datagrams to a group, but it   would not be able to take advantage of local network multicast   facilities. More seriously, Aguilar's scheme requires the sender to   know the individual IP addresses of all members of the destination   group and thus lacks the flexible binding nature of true multicast or   broadcast.8. Concluding Remarks   We have described a model of multicast communication for the   Internet. As an extension of the existing Internet architecture, it   views unicast communication and time-to-live constraints as special   cases of the more general form of communication arising with   multicast.  We have argued that this model is implementable in the   Internet and that it provides a powerful facility for a variety of   applications.  In some cases, it provides a facility that is required   for certain applications to work in the Internet environment.  In   other cases, it provides a more efficient, robust and possibly more   elegant way of implementing existing Internet applications.   We are currently implementing a prototype host group facility as an   extension of IP.  For practical reasons, this prototype implements   all group management functions and multicast routing outside of the   Internet gateways, in special hosts called multicast agents, which   are similar to the broadcast repeaters of Lebowitz and Mankins.  The   collection of multicast agents in effect provides a second gateway   system on top of the existing Internet, for multicast purposes.  The   major costs of this separation are redundancy of routing tables   between gateways and multicast agents and the increased delay and   unreliability of extra hops in the delivery path.  Much of the   routing information in the multicast agents must be "wired-in"   because they do not have access to the gateways' routing tables.   However, this rudimentary implementation provides an environment for   evaluating the interface to the multicast service and for   investigating group management and multicast routing protocols for   eventual use in the gateways.  It also serves as a testbed for   porting multicast-based distributed applications to the Internet.   For now, we are restricting group membership to local networks that   already have a broadcast or multicast capability, such as theDeering & Cheriton                                             [Page 14]

RFC 966                                                    December 1985Host Groups: A Multicast Extension to the Internet Protocol   Ethernet. We feel that, in the future, any network that is to support   hosts other than just gateways must have a multicast addressing mode.   Efficient implementation of multicast within point-to-point or   virtual circuit networks deserves investigation.   A significant issue raised by the host group model is authentication   and access control in the Internet.  Gateways must control which   hosts can create and join host groups, presumably making their   decision based on the identity of the requestor (thus requiring   authentication) and permissions (access control lists).  This issue   does not arise in conventional internetwork architectures because   host addresses are administratively assigned with no notion of   dynamic assignment and binding as provided by host groups.  We   believe that access control should be recognized as a proper and   necessary function of gateways so as to protect the hosts of local   networks from general internetwork activity.  Thus, group access   control can be subsumed as part of this more general mechanism,   although more investigation of the general issue is called for.   On a philosophical point, there has been considerable reluctance to   make open use of multicast on local networks because it was   network-specific and not provided across the Internet.  We were   originally of that school.  However, we recognized that our "hidden"   uses of multicast in the V distributed system were essential unless   we resorted to dramatically poorer solutions - wired-in addresses.   We also recognized, as described in this paper, that an adequate   multicast facility for the Internet was feasible.  As a consequence,   we now argue that multicast is an important and basic facility to   provide in local networks and internetworks.  Higher levels of   communication, including applications, should feel free to make use   of this powerful facility. Networks and internetworks lacking   multicast should be regarded as deficient relative to the future (and   present) requirements of sophisticated distributed applications and   communication systems.Deering & Cheriton                                             [Page 15]

RFC 966                                                    December 1985Host Groups: A Multicast Extension to the Internet ProtocolAppendix I. Internet Group Management Protocol (IGMP)   The Internet Group Management Protocol (IGMP) is used between IP   hosts and their immediate neighbour multicast agents to support the   allocation of temporary group addresses and the addition and deletion   of members of a group.   Like ICMP, IGMP is a required part of all IP implementations.  IGMP   messages are encapsulated in IP datagrams, with an IP protocol number   of 2.  IGMP messages are formatted similarly to ICMP messages and the   different IGMP message types are given values distinct from ICMP   message types, so that both protocols may share common implementation   modules or, perhaps, be merged into a single protocol.   IGMP interactions take the form of request-response transactions.  A   request message is sent by hosts to the permanent group of all   immediate neighbour multicast agents.  Multicast agents reply to the   IP source address of a request.  If no reply is received within a   (currently unspecified) timeout interval, a host retransmits its   request, up to some (currently unspecified) maximum number of times.   IGMP transactions are considered idempotent, so that multicast agents   need not recognize and filter out duplicate requests nor buffer   replies <4>.   The IGMP message formats and procedures are defined below, in the   style used in the ICMP specification.Deering & Cheriton                                             [Page 16]

RFC 966                                                    December 1985Host Groups: A Multicast Extension to the Internet Protocol   Create Group Request or Create Group Reply Message       0                   1                   2                   3       0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |     Type      |     Code      |           Checksum            |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |           Identifier          |        Sequence Number        |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |                         Group Address                         |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |                                                               |      +                         Access Key                            +      |                                                               |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      IP Fields:      Addresses         A Create Group Request message is sent with an individual IP         address of the sending host as its source, and the well-known         group address of the multicast agents as its destination.         The corresponding Create Group Reply is sent with those two         addresses reversed.      IGMP Fields:      Type         101 for Create Group Request         102 for Create Group Reply      Code         For a Create Group Request message, the Code field indicates if         the group is to be restricted:            0 = unrestricted            1 = restricted         For a Create Group Reply message, the Code field specifies the         outcome of the request:            0 = request approved            1 = request denied, no resourcesDeering & Cheriton                                             [Page 17]

RFC 966                                                    December 1985Host Groups: A Multicast Extension to the Internet Protocol      Checksum         The checksum is the 16-bit one's complement of the one's         complement sum of the IGMP message starting with the IGMP Type.         For computing the checksum, the checksum field should be zero.         This checksum may be replaced in the future.      Identifier         An identifier to aid in matching Request and Reply messages.      Sequence Number         A sequence number to aid in matching Request and Reply         messages.      Group Address         For a Create Group Request message, a value of 0.         For a Create Group Reply message, either a newly allocated         group address (if the request is approved) or a value of 0 (if         denied).      Access Key         For a Create Group Request message, a value of 0.         For a Create Group Reply message, either a pseudo-random 64-bit         number (if the request for a restricted group is approved) or         0.      Description         A Create Group Request message is sent to the the group of         local multicast agents by a host wishing to allocate a new         temporary group.         If no Reply message is received within t seconds, the Request         is retransmitted.  If no Reply is received after n         transmissions, the request is deemed to have failed.         The first Reply message to arrive, if any, specifies the         outcome of the request.  The request may be denied because of         lack of resources (e.g. no table space in gateways or all         temporary addresses in use).Deering & Cheriton                                             [Page 18]

RFC 966                                                    December 1985Host Groups: A Multicast Extension to the Internet Protocol         If the request is approved, the requesting host is considered         to be the first and only current member of the new host group.         The Identifier and Sequence Number fields are used to match the         Reply to the corresponding Request.  The multicast agents may         choose to use these values to minimize the chance of allocating         more than one new group for a single request, for example when         a Reply is lost and a         Request is retransmitted.  However, the multicast agents must         be prepared to recover temporary group addresses without         requiring explicit Leave Group Requests from all members; they         may choose simply to allocate a new address for every         retransmission and recover unused ones when needed <5>.Deering & Cheriton                                             [Page 19]

RFC 966                                                    December 1985Host Groups: A Multicast Extension to the Internet Protocol   Join Group Request or Join Group Reply Message       0                   1                   2                   3       0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |     Type      |     Code      |           Checksum            |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |           Identifier          |        Sequence Number        |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |                         Group Address                         |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |                                                               |      +                         Access Key                            +      |                                                               |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      IP Fields:      Addresses         A Join Group Request message is sent with an individual IP         address of the sending host as its source, and the well-known         group address of the multicast agents as its destination.         The corresponding Join Group Reply is sent with those two         addresses reversed.      IGMP Fields:      Type         103 for Join Group Request         104 for Join Group Reply      Code         For a Join Group Request message, the Code field contains 0.         For a Join Group Reply message, the Code field specifies the         outcome of the request:            0 = request approved            1 = request denied, no resources            2 = request denied, invalid group address            3 = request denied, invalid access keyDeering & Cheriton                                             [Page 20]

RFC 966                                                    December 1985Host Groups: A Multicast Extension to the Internet Protocol      Checksum         The checksum is the 16-bit one's complement of the one's         complement sum of the IGMP message starting with the IGMP Type.         For computing the checksum, the checksum field should be zero.         This checksum may be replaced in the future.      Identifier         An identifier to aid in matching Request and Reply messages.      Sequence Number         A sequence number to aid in matching Request and Reply         messages.      Group Address         For a Join Group Request message, a host group address.         For a Join Group Reply message, the same group address as in         the corresponding request.      Access Key         For a Join Group Request message, the access key allocated when         the group was created (0 for unrestricted groups).         For a Join Group Reply message, the same access key as in the         corresponding request.      Description         A Join Group Request message is sent to the the group of local         multicast agents by a host wishing to join a specified,         existing group.  If no Reply message is received within t         seconds, the Request is retransmitted.  If no reply is received         after n transmissions, the request is deemed to have failed.         The first Reply message to arrive, if any, specifies the         outcome of the request.  The request may be denied because of         an invalid access key, an invalid specified group address (e.g.         non-existent group) or lack of resources (e.g. no table space         in gateways).         The Identifier and Sequence Number fields are used to match the         Reply to the corresponding Request.  If a multicast agentDeering & Cheriton                                             [Page 21]

RFC 966                                                    December 1985Host Groups: A Multicast Extension to the Internet Protocol         receives a request from a host to join a group to which it         already belongs, the agent approves the request, under the         assumption that the request was a retransmission for a lost         Reply.Deering & Cheriton                                             [Page 22]

RFC 966                                                    December 1985Host Groups: A Multicast Extension to the Internet Protocol   Leave Group Request or Leave Group Reply Message       0                   1                   2                   3       0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |     Type      |     Code      |           Checksum            |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |           Identifier          |        Sequence Number        |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |                         Group Address                         |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      IP Fields:      Addresses         A Leave Group Request message is sent with an individual IP         address of the sending host as its source, and the well-known         group address of the multicast agents as its destination.         The corresponding Leave Group Reply is sent with those two         addresses reversed.      IGMP Fields:      Type         105 for Leave Group Request         106 for Leave Group Reply      Code         For a Leave Group Request message, the Code field contains 0.         For  Leave Group Reply message, the Code field specifies the         outcome of the request:            0 = request approved            2 = request denied, invalid group address      Checksum         The checksum is the 16-bit one's complement of the one's         complement sum of the IGMP message starting with the IGMP Type.         For computing the checksum, the checksum field should be zero.         This checksum may be replaced in the future.Deering & Cheriton                                             [Page 23]

RFC 966                                                    December 1985Host Groups: A Multicast Extension to the Internet Protocol      Identifier         An identifier to aid in matching Request and Reply messages.      Sequence Number         A sequence number to aid in matching Request and Reply         messages.      Group Address         For a Leave Group Request message, a host group address.         For a Leave Group Reply message, the same group address as in         the corresponding request.      Description         A Leave Group Request message is sent to the the group of local         multicast agents by a host wishing to leave a specified,         existing group.  If no Reply message is received within t         seconds, the Request is retransmitted.  If no reply is received         after n transmissions, the request is deemed to have succeeded.         The first Reply message to arrive, if any, specifies the         outcome of the request.  The request may be denied only if the         specified group address is invalid (e.g. an individual rather         than a group address.)         The Identifier and Sequence Number fields are used to match the         Reply to the corresponding Request, as with other ICMP         transactions. If a multicast agent receives a request from a         host to leave a group to which it does not belong, the agent         approves the request, under the assumption that the request was         a retransmission for a lost Reply.Deering & Cheriton                                             [Page 24]

RFC 966                                                    December 1985Host Groups: A Multicast Extension to the Internet ProtocolNotes:   <1>  In reality, Internet addresses (individual or group) are bound        to network interfaces or network attachment points, not the host        machines per se.   <2>  In this procedure call notation, the arguments for an operation        are listed in parentheses after the operation name, and the        returned values, if any, are listed after a --> symbol.   <3>  One unicast transmission from sender to gateway and one        multicast transmission from gateway to local group members   <4>  This protocol may eventually be replaced by a more general        reliable transaction protocol designed for this type of        client/server interaction, as suggested inRFC-955 [5].   <5>  Multicast agents can use an ICMP Echo message to determine if a        group has any current members.  The Echo message should be        transmitted several times before deciding the group address is        no longer in use.Deering & Cheriton                                             [Page 25]

RFC 966                                                    December 1985Host Groups: A Multicast Extension to the Internet ProtocolReferences   [1]   L. Aguilar. Datagram Routing for Internet Multicasting. In ACM         SIGCOMM '84 Communications Architectures and Protocols, pages         58-63. ACM, June, 1984.   [2]   E. J. Berglund and D. R. Cheriton. Amaze: A distributed         multi-player game program using the distributed V kernel. In         Proceedings of the Fourth International Conference on         Distributed Systems. IEEE, May, 1984.   [3]   A. D. Birrell et al. Grapevine: an exercise in distributed         computing. Communications of the ACM 25(4):260-274, April,         1982.   [4]   D. R. Boggs. Internet Broadcasting. PhD thesis, Stanford         University, January, 1982.   [5]   R. Braden. Towards a Transport Service for Transaction         Processing Applications. Technical ReportRFC-919, SRI Network         Information Center, September, 1985.   [6]   J-M. Chang. Simplifying Distributed Database Design by Using a         Broadcast Network. In SIGMOD '84. ACM, June, 1984.   [7]   D. R. Cheriton and S. E. Deering. Host Groups: A Multicast         Extension for Datagram Internetworks. In Proceedings of the         Ninth Data Communications Symposium. ACM/IEEE, September, 1985.   [8]   D. R. Cheriton and W. Zwaenepoel. Distributed Process Groups in         the V Kernel. ACM Transactions on Computer Systems 3(3), May,         1985.   [9]   F. Cristian et al. Atomic Broadcast: from simple message         diffusion to Byzantine agreement. In 15th International         Conference on Fault Tolerant Computing. , Ann Arbor, Michigan,         June, 1985.   [10]  Y. K. Dalal and R. M. Metcalfe. Reverse Path Forwarding of         Broadcast Packets. Communications of the ACM 21(2):1040-1047,         December, 1978.   [11]  H. Forsdick. MMCF: A Multi-Media Conferencing Facility.         personal communication.Deering & Cheriton                                             [Page 26]

RFC 966                                                    December 1985Host Groups: A Multicast Extension to the Internet Protocol   [12]  K. Lebowitz and D. Mankins. Multi-network Broadcasting within         the Internet.Technical ReportRFC-947, SRI Network Information         Center, June, 1985.   [13]  J. Mogul. Broadcasting Internet Datagrams. Technical ReportRFC-919, SRI Network Information Center, October, 1984.   [14]  J. Postel. Internet Protocol. Technical ReportRFC-791, SRI         Network Information Center, September, 1981.   [15]  J. Postel. Internet Control Message Protocol. Technical ReportRFC-792, SRI Network Information Center, September, 1981.   [16]  D. W, Wall. Mechanisms for Broadcast and Selective Broadcast.         Technical Report 190, Computer Systems Laboratory, Stanford         University, June, 1980.   [17]  J. K. Reynolds and J. Postel. Assigned Numbers. Technical         ReportRFC-960, SRI Network Information Center, September,         1981.Deering & Cheriton                                             [Page 27]

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