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EXPERIMENTAL
Errata Exist
Internet Engineering Task Force (IETF)                       K. AndersenRequest for Comments: 8617                                      LinkedInCategory: Experimental                                      B. Long, Ed.ISSN: 2070-1721                                                   Google                                                           S. Blank, Ed.                                                                Valimail                                                       M. Kucherawy, Ed.                                                                     TDP                                                               July 2019The Authenticated Received Chain (ARC) ProtocolAbstract   The Authenticated Received Chain (ARC) protocol provides an   authenticated "chain of custody" for a message, allowing each entity   that handles the message to see what entities handled it before and   what the message's authentication assessment was at each step in the   handling.   ARC allows Internet Mail Handlers to attach assertions of message   authentication assessment to individual messages.  As messages   traverse ARC-enabled Internet Mail Handlers, additional ARC   assertions can be attached to messages to form ordered sets of ARC   assertions that represent the authentication assessment at each step   of the message-handling paths.   ARC-enabled Internet Mail Handlers can process sets of ARC assertions   to inform message disposition decisions, identify Internet Mail   Handlers that might break existing authentication mechanisms, and   convey original authentication assessments across trust boundaries.Andersen, et al.              Experimental                      [Page 1]

RFC 8617                    The ARC Protocol                   July 2019Status of This Memo   This document is not an Internet Standards Track specification; it is   published for examination, experimental implementation, and   evaluation.   This document defines an Experimental Protocol for the Internet   community.  This document is a product of the Internet Engineering   Task Force (IETF).  It represents the consensus of the IETF   community.  It has received public review and has been approved for   publication by the Internet Engineering Steering Group (IESG).  Not   all documents approved by the IESG are candidates for any level of   Internet Standard; seeSection 2 of RFC 7841.   Information about the current status of this document, any errata,   and how to provide feedback on it may be obtained athttps://www.rfc-editor.org/info/rfc8617.Copyright Notice   Copyright (c) 2019 IETF Trust and the persons identified as the   document authors.  All rights reserved.   This document is subject toBCP 78 and the IETF Trust's Legal   Provisions Relating to IETF Documents   (https://trustee.ietf.org/license-info) in effect on the date of   publication of this document.  Please review these documents   carefully, as they describe your rights and restrictions with respect   to this document.  Code Components extracted from this document must   include Simplified BSD License text as described in Section 4.e of   the Trust Legal Provisions and are provided without warranty as   described in the Simplified BSD License.Andersen, et al.              Experimental                      [Page 2]

RFC 8617                    The ARC Protocol                   July 2019Table of Contents1.  Introduction  . . . . . . . . . . . . . . . . . . . . . . . .42.  General Concepts  . . . . . . . . . . . . . . . . . . . . . .52.1.  Evidence  . . . . . . . . . . . . . . . . . . . . . . . .52.2.  Custody . . . . . . . . . . . . . . . . . . . . . . . . .52.3.  Chain of Custody  . . . . . . . . . . . . . . . . . . . .62.4.  Validation of Chain of Custody  . . . . . . . . . . . . .63.  Terminology and Definitions . . . . . . . . . . . . . . . . .63.1.  ARC Set . . . . . . . . . . . . . . . . . . . . . . . . .73.2.  Authenticated Received Chain (ARC)  . . . . . . . . . . .73.3.  Internet Mail Handlers / Intermediaries . . . . . . . . .73.4.  Authentication Assessment . . . . . . . . . . . . . . . .73.5.  Signing vs. Sealing . . . . . . . . . . . . . . . . . . .83.6.  Sealer  . . . . . . . . . . . . . . . . . . . . . . . . .83.7.  Validator . . . . . . . . . . . . . . . . . . . . . . . .83.8.  Imported ABNF Tokens  . . . . . . . . . . . . . . . . . .83.9.  Common ABNF Tokens  . . . . . . . . . . . . . . . . . . .84.  Protocol Elements . . . . . . . . . . . . . . . . . . . . . .94.1.  ARC Header Fields . . . . . . . . . . . . . . . . . . . .94.1.1.  ARC-Authentication-Results (AAR)  . . . . . . . . . .94.1.2.  ARC-Message-Signature (AMS) . . . . . . . . . . . . .94.1.3.  ARC-Seal (AS) . . . . . . . . . . . . . . . . . . . .114.1.4.  Internationalized Email (EAI) . . . . . . . . . . . .124.2.  ARC Set . . . . . . . . . . . . . . . . . . . . . . . . .124.2.1.  Instance Tags . . . . . . . . . . . . . . . . . . . .124.3.  Authenticated Received Chain  . . . . . . . . . . . . . .134.4.  Chain Validation Status . . . . . . . . . . . . . . . . .135.  Protocol Actions  . . . . . . . . . . . . . . . . . . . . . .145.1.  Sealer Actions  . . . . . . . . . . . . . . . . . . . . .145.1.1.  Header Fields to Include in ARC-Seal Signatures . . .155.1.2.  Marking and Sealing "cv=fail" (Invalid) Chains  . . .155.1.3.  Only One Authenticated Received Chain per Message . .165.1.4.  Broad Ability to Seal . . . . . . . . . . . . . . . .165.1.5.  Sealing Is Always Safe  . . . . . . . . . . . . . . .165.2.  Validator Actions . . . . . . . . . . . . . . . . . . . .175.2.1.  All Failures Are Permanent  . . . . . . . . . . . . .18       5.2.2.  Responding to ARC Validation Failures during the SMTP               Transaction . . . . . . . . . . . . . . . . . . . . .196.  Communication of Validation Results . . . . . . . . . . . . .197.  Use Cases . . . . . . . . . . . . . . . . . . . . . . . . . .19     7.1.  Communicate Authentication Assessment across Trust           Boundaries  . . . . . . . . . . . . . . . . . . . . . . .197.1.1.  Message-Scanning Services . . . . . . . . . . . . . .207.1.2.  Multi-tier MTA Processing . . . . . . . . . . . . . .207.1.3.  Mailing Lists . . . . . . . . . . . . . . . . . . . .207.2.  Inform Message Disposition Decisions  . . . . . . . . . .217.2.1.  DMARC Local Policy Overrides  . . . . . . . . . . . .21Andersen, et al.              Experimental                      [Page 3]

RFC 8617                    The ARC Protocol                   July 20197.2.2.  DMARC Reporting . . . . . . . . . . . . . . . . . . .228.  Privacy Considerations  . . . . . . . . . . . . . . . . . . .229.  Security Considerations . . . . . . . . . . . . . . . . . . .239.1.  Increased Header Field Size . . . . . . . . . . . . . . .239.2.  DNS Operations  . . . . . . . . . . . . . . . . . . . . .239.3.  Message Content Suspicion . . . . . . . . . . . . . . . .249.4.  Message Sealer Suspicion  . . . . . . . . . . . . . . . .249.5.  Replay Attacks  . . . . . . . . . . . . . . . . . . . . .2410. IANA Considerations . . . . . . . . . . . . . . . . . . . . .2510.1.  Update to Email Authentication Result Names Registry . .2510.2.  Update to Email Authentication Methods Registry  . . . .25     10.3.  New Header Fields in Permanent Message Header Field            Registry . . . . . . . . . . . . . . . . . . . . . . . .2610.4.  New Status Code in Enumerated Status Codes Registry  . .2611. Experimental Considerations . . . . . . . . . . . . . . . . .2711.1.  Success Consideration  . . . . . . . . . . . . . . . . .2711.2.  Failure Considerations . . . . . . . . . . . . . . . . .2711.3.  Open Questions . . . . . . . . . . . . . . . . . . . . .2711.3.1.  Value of the ARC-Seal (AS) Header Field  . . . . . .27       11.3.2.  Usage and/or Signals from Multiple Selectors and/or                Domains in ARC Sets  . . . . . . . . . . . . . . . .2811.3.3.  DNS Overhead . . . . . . . . . . . . . . . . . . . .2811.3.4.  What Trace Information Is Valuable?  . . . . . . . .2812. References  . . . . . . . . . . . . . . . . . . . . . . . . .2912.1.  Normative References . . . . . . . . . . . . . . . . . .2912.2.  Informative References . . . . . . . . . . . . . . . . .30Appendix A.  Design Requirements  . . . . . . . . . . . . . . . .32A.1.  Primary Design Criteria . . . . . . . . . . . . . . . . .32A.2.  Out of Scope  . . . . . . . . . . . . . . . . . . . . . .32Appendix B.  Example Usage  . . . . . . . . . . . . . . . . . . .32   Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . . .35   Authors' Addresses  . . . . . . . . . . . . . . . . . . . . . . .351.  Introduction   The utility of widely deployed email authentication technologies such   as Sender Policy Framework (SPF) [RFC7208] and DomainKeys Identified   Mail (DKIM) [RFC6376] is impacted by the processing of Internet Mail   by intermediate handlers.  This impact is thoroughly documented in   the defining documents for SPF and DKIM and further discussed in   [RFC6377] and [RFC7960].   Domain-based Message Authentication, Reporting, and Conformance   (DMARC) [RFC7489] also relies upon SPF and DKIM authentication   mechanisms.  Failures of authentication caused by the actions of   intermediate handlers can cause legitimate mail to be incorrectly   rejected or misdirected.Andersen, et al.              Experimental                      [Page 4]

RFC 8617                    The ARC Protocol                   July 2019   Authenticated Received Chain (ARC) creates a mechanism for individual   Internet Mail Handlers to add their authentication assessment to a   message's ordered set of handling results.  ARC encapsulates the   authentication assessment in a DKIM signature derivative to grant   other handlers the ability to verify the authenticity of the   individual assessment assertion as well as the aggregate set and   sequence of results.   Ordered sets of authentication assessments can be used by ARC-enabled   Internet Mail Handlers to inform message-handling disposition,   identify where alteration of message content might have occurred, and   provide additional trace information for use in understanding   message-handling paths.2.  General Concepts   ARC is loosely based on concepts from evidence collection.  Evidence   is usually collected, labeled, stored, and transported in specific   ways to preserve the state of evidence and to document all processing   steps.2.1.  Evidence   In ARC's situation, the "evidence" is a message's authentication   assessment at any point along the delivery path between origination   and final delivery.  Determination of message authentication can be   affected when intermediate handlers modify message content (header   fields and/or body content), route messages through unforeseen paths,   or change envelope information.   The authentication assessment for a message is determined upon   receipt of a message and documented in the Authentication-Results   header field(s).  ARC extends this mechanism to survive transit   through intermediary Administrative Management Domains (ADMDs).   Because the first-hand determination of an authentication assessment   can never be reproduced by other handlers, the assertion of the   authentication assessment is more akin to testimony by a verifiable   party than to hard evidence, which can be independently evaluated.2.2.  Custody   "Custody" refers to when an Internet Mail Handler processes a   message.  When a handler takes custody of a message, the handler   becomes a custodian and attaches its own evidence (authentication   assessment upon receipt) to the message if it is ARC enabled.   Evidence is added in such a way that future handlers can verify the   authenticity of both evidence and custody.Andersen, et al.              Experimental                      [Page 5]

RFC 8617                    The ARC Protocol                   July 20192.3.  Chain of Custody   The "chain of custody" of ARC is the entire set of evidence and   custody that travels with a message.2.4.  Validation of Chain of Custody   Any ARC-enabled Internet Mail Handler can validate the entire set of   custody and the authentication assessments asserted by each party to   yield a valid chain of custody.  If the evidence-supplying custodians   can be trusted, then the validated chain of custody describes the   (possibly changing) authentication assessment as the message traveled   through various custodians.   Even though a message's authentication assessment might have changed,   the validated chain of custody can be used to determine if the   changes (and the custodians responsible for the changes) can be   tolerated.3.  Terminology and Definitions   This section defines terms used in the rest of the document.   Readers should to be familiar with the contents, core concepts, and   definitions found in [RFC5598].  The potential roles of transit   services in the delivery of email are directly relevant.   Language, syntax (including some ABNF constructs), and concepts are   imported from DKIM [RFC6376].  Specific references to DKIM are made   throughout this document.  The following terms are imported from   [RFC5598]:   o  Administrative Management Domain (ADMD),Section 2.3   o  Message Transfer Agent (MTA),Section 4.3.2   o  Message Submission Agent (MSA),Section 4.3.1   o  Message Delivery Agent (MDA),Section 4.3.3   Syntax descriptions use ABNF [RFC5234] [RFC7405].   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",   "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and   "OPTIONAL" in this document are to be interpreted as described inBCP 14 [RFC2119] [RFC8174] when, and only when, they appear in all   capitals, as shown here.Andersen, et al.              Experimental                      [Page 6]

RFC 8617                    The ARC Protocol                   July 20193.1.  ARC SetSection 4.1 introduces three (3) ARC header fields that are added to   a message by an ARC-enabled Internet Mail Handler.  Together, these   three header fields compose a single "ARC Set".  An ARC Set provides   the means for an Internet Mail Handler to attach an authentication   assessment to a message in a manner that can be verified by future   handlers.  A single message can contain multiple ARC Sets.   In general concept terms, an ARC Set represents Evidence and Custody.3.2.  Authenticated Received Chain (ARC)   The sequence of ARC Sets attached to a message at a given time is   called the "Authenticated Received Chain" or "ARC".  An Authenticated   Received Chain is the record of individual authentication assessments   as a message traverses through ARC-participating ADMDs.   The first attachment of an ARC Set to a message causes an   Authenticated Received Chain to be created.  Additional attachments   of ARC Sets cause the Authenticated Received Chain to be extended.   In general concept terms, an Authenticated Received Chain represents   a chain of custody.3.3.  Internet Mail Handlers / Intermediaries   Internet Mail Handlers process and deliver messages across the   Internet and include MSAs, MTAs, MDAs, gateways, and mailing lists as   defined in [RFC5598].   Throughout this document, the term "intermediaries" refers to both   regular MTAs as well as delivery/reposting agents such as mailing   lists covered within the scope of transit services per [RFC5598].   "Intermediaries" and "Internet Mail Handlers" are used synonymously   throughout this document.3.4.  Authentication Assessment   The authentication assessment that is affixed to a message as part of   each ARC Set consists of the "authres-payload" [RFC8601].  For the   integrity of an ARC Set, the authentication assessment only needs to   be properly encapsulated within the ARC Set as defined inSection 4.1.  The accuracy or syntax of the authres-payload field   does not affect the validity of the ARC Chain itself.Andersen, et al.              Experimental                      [Page 7]

RFC 8617                    The ARC Protocol                   July 20193.5.  Signing vs. Sealing   Signing is the process of affixing a digital signature to a message   as a header field, such as when a DKIM-Signature (as in[RFC6376],   Section 2.1), an AMS, or an AS is added.  Sealing is when an ADMD   affixes a complete and valid ARC Set to a message to create or   continue an Authenticated Received Chain.3.6.  Sealer   A Sealer is an Internet Mail Handler that attaches a complete and   valid ARC Set to a message.   In general concept terms, a Sealer adds its testimony (assertion of   authentication assessment) and proof of custody to the chain of   custody.3.7.  Validator   A Validator is an ARC-enabled Internet Mail Handler that evaluates an   Authenticated Received Chain for validity and content.  The process   of evaluation of the individual ARC Sets that compose an   Authenticated Received Chain is described inSection 5.2.   In general concept terms, a Validator inspects the chain of custody   to determine the content and validity of individual evidence supplied   by custodians.3.8.  Imported ABNF Tokens   The following ABNF tokens are imported:   o  tag-list ([RFC6376], Section 3.2)   o  authres-payload ([RFC8601], Section 2.2)   o  CFWS ([RFC5322], Section 3.2.2)3.9.  Common ABNF Tokens   The following ABNF tokens are used elsewhere in this document:   position     = 1*2DIGIT                         ; 1 - 50   instance     = [CFWS] %s"i" [CFWS] "="                  [CFWS] position   chain-status = ("none" / "fail" / "pass")   seal-cv-tag  = %s"cv" [CFWS] "="                  [CFWS] chain-statusAndersen, et al.              Experimental                      [Page 8]

RFC 8617                    The ARC Protocol                   July 20194.  Protocol Elements4.1.  ARC Header Fields   ARC introduces three new header fields.  The syntax for new header   fields adapts existing specifications.  This document only describes   where ARC-specific changes in syntax and semantics differ from   existing specifications.4.1.1.  ARC-Authentication-Results (AAR)   The ARC-Authentication-Results (AAR) header field records the message   authentication assessment as processed by an ARC-participating ADMD   at message arrival time.   In general concept terms, the AAR header field is where evidence is   recorded by a custodian.   The AAR header field is similar in syntax and semantics to an   Authentication-Results field [RFC8601], with two (2) differences:   o  the name of the header field itself and   o  the presence of the instance tag.  Additional information on the      instance tag can be found inSection 4.2.1.   The formal ABNF for the AAR header field is:   arc-info = instance [CFWS] ";" authres-payload   arc-authres-header = "ARC-Authentication-Results:" [CFWS] arc-info   Because there is only one AAR allowed per ARC Set, the AAR MUST   contain the combined authres-payload with all of the authentication   results from within the participating ADMD, regardless of how many   Authentication-Results header fields are attached to the message.4.1.2.  ARC-Message-Signature (AMS)   The ARC-Message-Signature (AMS) header field allows an ARC-   participating ADMD to convey some responsibility (custodianship) for   a message and possible message modifications to future ARC-   participating custodians.   In general concept terms, the AMS header field identifies a   custodian.Andersen, et al.              Experimental                      [Page 9]

RFC 8617                    The ARC Protocol                   July 2019   The AMS header field has the same syntax and semantics as the DKIM-   Signature field [RFC6376], with three (3) differences:   o  the name of the header field itself;   o  no version tag ("v") is defined for the AMS header field.  As      required for undefined tags (in [RFC6376]), if seen, a version tag      MUST be ignored; and   o  the "i" (Agent or User Identifier (AUID)) tag is not imported from      DKIM; instead, this tag is replaced by the instance tag as defined      inSection 4.2.1.   ARC places no requirements on the selectors and/or domains used for   the AMS header field signatures.   The formal ABNF for the AMS header field is:   arc-ams-info = instance [CFWS] ";" tag-list   arc-message-signature = "ARC-Message-Signature:" [CFWS] arc-ams-info   To reduce the chances of accidental invalidation of AMS signatures:   o  AMS header fields are added by ARC-participating ADMDs as messages      exit the ADMD.  AMS header fields SHOULD be attached so that any      modifications made by the ADMD are included in the signature of      the AMS header field.   o  Authentication-Results header fields MUST NOT be included in AMS      signatures as they are likely to be deleted by downstream ADMDs      (per[RFC8601], Section 5).   o  ARC-related header fields (ARC-Authentication-Results, ARC-      Message-Signature, and ARC-Seal) MUST NOT be included in the list      of header fields covered by the signature of the AMS header field.   To preserve the ability to verify the integrity of a message, the   signature of the AMS header field SHOULD include any DKIM-Signature   header fields already present in the message.Andersen, et al.              Experimental                     [Page 10]

RFC 8617                    The ARC Protocol                   July 20194.1.3.  ARC-Seal (AS)   The AS header field permits ARC-participating ADMDs to verify the   integrity of AAR header fields and corresponding AMS header fields.   In general concept terms, the AS header field is how custodians bind   their authentication assessments (testimonials) into a chain of   custody so that Validators can inspect individual evidence and   custodians.   The AS header field is similar in syntax and semantics to DKIM-   Signature header fields [RFC6376], with the following differences:   o  the "i" (AUID) tag is not imported from DKIM; instead, this tag is      replaced by the instance tag as defined inSection 4.2.1;   o  the signature of the AS header field does not cover the body of      the message; therefore, there is no "bh" tag.  The signature of      the AS header field only covers specific header fields as defined      inSection 5.1.1;   o  no body canonicalization is performed as the AS signature does not      cover the body of a message;   o  only "relaxed" header field canonicalization ([RFC6376],      Section 3.4.2) is used;   o  the only supported tags are "i" (fromSection 4.2.1 of this      document), and "a", "b", "d", "s", and "t" from[RFC6376],      Section 3.5.  Note especially that the DKIM "h" tag is NOT allowed      and, if found, MUST result in a cv status of "fail" (for more      information, seeSection 5.1.1); and   o  an additional tag, "cv" ("seal-cv-tag" in the ARC-Seal ABNF      definition), is used to communicate the Chain Validation Status to      subsequent ADMDs.   ARC places no requirements on the selectors and/or domains used for   the AS header field signatures.   The formal ABNF for the AS header field is:   arc-as-info = instance [CFWS] ";" tag-list   arc-seal = "ARC-Seal:" [CFWS] arc-as-infoAndersen, et al.              Experimental                     [Page 11]

RFC 8617                    The ARC Protocol                   July 20194.1.4.  Internationalized Email (EAI)   In internationalized messages [RFC6532], many header fields can   contain UTF-8 as well as ASCII text.  The changes for EAI are all   inherited from DKIM as updated by [RFC8616] and Authentication-   Results (A-R) as updated in [RFC8601], but they are called out here   for emphasis.   In all ARC header fields, the d= and s= tags can contain U-labels.   In all tags, non-ASCII characters need not be quoted in dkim-quoted-   printable.   The AAR header allows UTF-8 in the same places that Authentication-   Results does, as described in [RFC8601].4.2.  ARC Set   An "ARC Set" is a single collection of three ARC header fields (AAR,   AMS, and AS).  ARC header fields of an ARC Set share the same   "instance" value.   By adding all ARC header fields to a message, an ARC Sealer adds an   ARC Set to a message.  A description of how Sealers add an ARC Set to   a message is found inSection 5.1.4.2.1.  Instance Tags   Instance tags describe which ARC header fields belong to an ARC Set.   Each ARC header field of an ARC Set shares the same instance tag   value.   Instance tag values are integers that begin at 1 and are incremented   by each addition of an ARC Set.  Through the incremental values of   instance tags, an ARC Validator can determine the order in which ARC   Sets were added to a message.   Instance tag values can range from 1-50 (inclusive).   _INFORMATIONAL_: The upper limit of 50 was picked based on some   initial observations reported by early working group members.  The   value was chosen to balance the risk of excessive header field growth   (seeSection 9.1) against expert opinion regarding the probability of   long-tail, but non-looping, multiple-intermediary mail flows.  Longer   ARC Chains will also impose a load on Validators and DNS to support   additional verification steps.  Observed quantities of "Received"   header fields were also considered in establishing this as an   experimental initial value.Andersen, et al.              Experimental                     [Page 12]

RFC 8617                    The ARC Protocol                   July 2019   Valid ARC Sets MUST have exactly one instance of each ARC header   field (AAR, AMS, and AS) for a given instance value and signing   algorithm.   For handling multiple signing algorithms, see [ARC-MULTI].4.3.  Authenticated Received Chain   An Authenticated Received Chain is an ordered collection of ARC Sets.   As ARC Sets are enumerated sets of ARC header fields, an   Authenticated Received Chain represents the output of message   authentication assessments along the handling path of ARC-enabled   processors.   Authentication assessments determined at each step of the ARC-enabled   handling path are present in an Authenticated Received Chain in the   form of AAR header fields.  The ability to verify the identity of   message handlers and the integrity of message content is provided by   AMS header fields.  AS header fields allow message handlers to   validate the assertions, order, and sequence of the Authenticated   Received Chain itself.   In general concept terms, an Authenticated Received Chain represents   a message's chain of custody.  Validators can consult a message's   chain of custody to gain insight regarding each custodian of a   message and the evidence collected by each custodian.4.4.  Chain Validation Status   The state of the Authenticated Received Chain at a specific   processing step is called the "Chain Validation Status".  Chain   Validation Status information is communicated in several ways:   o  as the AS header field in the "cv" tag and   o  as part of the Authentication-Results and AAR header field(s).   Chain Validation Status has one of three possible values:   o  none: There was no Authenticated Received Chain on the message      when it arrived for validation.  Typically, this occurs when a      message is received directly from a message's original Message      Transfer Agent (MTA) or Message Submission Agent (MSA), or from an      upstream Internet Mail Handler that is not participating in ARC      handling.   o  fail: The message contains an Authenticated Received Chain whose      validation failed.Andersen, et al.              Experimental                     [Page 13]

RFC 8617                    The ARC Protocol                   July 2019   o  pass: The message contains an Authenticated Received Chain whose      validation succeeded.5.  Protocol Actions   ARC-enabled Internet Mail Handlers generally act as both ARC   Validators (when receiving messages) and ARC Sealers (when sending   messages onward, not originated locally).   An Authenticated Received Chain with a Chain Validation Status of   "pass" (or "none") allows Internet Mail Handlers to ascertain:   o  all ARC-participating ADMDs that claim responsibility for handling      (and possibly modifying) the message in transit and   o  the authentication assessments of the message as determined by      each ADMD (from AAR header fields).   With this information, Internet Mail Handlers MAY inform local policy   decisions regarding disposition of messages that experience   authentication failure due to intermediate processing.5.1.  Sealer Actions   To "seal" a message, an ARC Sealer adds an ARC Set (the three ARC   header fields AAR, AMS, and AS) to a message.  All ARC header fields   in an ARC Set share the same instance tag value.   To perform sealing (aka to build and attach a new ARC Set), the   following actions must be taken by an ARC Sealer when presented with   a message:   1.  All message modifications (including adding a DKIM-Signature       header field(s)) MUST be performed before sealing.   2.  If the message already contains an Authenticated Received Chain       with the most recent AS reporting "cv=fail", there is no need to       proceed and the algorithm stops here.   3.  Calculate the instance value.  If the message already contains an       Authenticated Received Chain, the instance value is 1 more than       the highest instance number found in the Authenticated Received       Chain.  If no Authenticated Received Chain exists, the instance       value is 1.Andersen, et al.              Experimental                     [Page 14]

RFC 8617                    The ARC Protocol                   July 2019   4.  Using the calculated instance value, generate and attach a       complete ARC Set to the message as follows:       A.  Generate and attach an ARC-Authentication-Results header           field as defined inSection 4.1.1.       B.  Generate and attach an ARC-Message-Signature header field as           defined inSection 4.1.2.       C.  Generate and attach an ARC-Seal header field using the AS           definition found inSection 4.1.3, the prescribed headers           defined inSection 5.1.1, and the Chain Validation Status as           determined during ARC validation.5.1.1.  Header Fields to Include in ARC-Seal Signatures   The ARC-Seal is generated in a manner similar to how DKIM-Signature   header fields are added to messages ([RFC6376], Section 3.7), with   explicit requirements on the header fields and ordering of those   fields.   The signature of an AS header field signs a canonicalized form of the   ARC Set header field values.  The ARC Set header field values are   supplied to the hash function in increasing instance order, starting   at 1, and include the ARC Set being added at the time of sealing the   message.   Within an ARC Set, header fields are supplied to the hash function in   the following order:   1.  ARC-Authentication-Results   2.  ARC-Message-Signature   3.  ARC-Seal   Note that when an Authenticated Received Chain has failed validation,   the signing scope for the ARC-Seal is modified as specified inSection 5.1.2.5.1.2.  Marking and Sealing "cv=fail" (Invalid) Chains   In the case of a failed Authenticated Received Chain, the header   fields included in the signature scope of the AS header field b=   value MUST only include the ARC Set header fields created by the MTA   that detected the malformed chain, as if this newest ARC Set was the   only set present.Andersen, et al.              Experimental                     [Page 15]

RFC 8617                    The ARC Protocol                   July 2019   _INFORMATIONAL_: This approach is mandated to handle the case of a   malformed or otherwise invalid Authenticated Received Chain.  There   is no way to generate a deterministic set of AS header fields   (Section 5.1.1) in most cases of invalid chains.5.1.3.  Only One Authenticated Received Chain per Message   A message can have only one Authenticated Received Chain on it at a   time.  Once broken, the chain cannot be continued, as the chain of   custody is no longer valid, and responsibility for the message has   been lost.  For further discussion of this topic and the design   restriction that prevents chain continuation or re-establishment, see   [ARC-USAGE].5.1.4.  Broad Ability to Seal   ARC is not solely intended for perimeter MTAs.  Any Internet Mail   Handler MAY seal a message by adding a complete ARC Set, whether or   not they have modified or are aware of having modified the message.   For additional information, seeSection 7.1.5.1.5.  Sealing Is Always Safe   The utility of an Authenticated Received Chain is limited to very   specific cases.  Authenticated Received Chains are designed to   provide additional information to an Internet Mail Handler when   evaluating messages for delivery in the context of authentication   failures.  Specifically:   o  Properly adding an ARC Set to a message does not damage or      invalidate an existing Authenticated Received Chain.   o  Sealing an Authenticated Received Chain when a message has not      been modified does not negatively affect the chain.   o  Validating a message exposes no new threat vectors (seeSection 9).   o  An ADMD may choose to seal all inbound messages whether or not a      message has been modified or will be retransmitted.Andersen, et al.              Experimental                     [Page 16]

RFC 8617                    The ARC Protocol                   July 20195.2.  Validator Actions   A Validator performs the following steps, in sequence, to process an   Authenticated Received Chain.  Canonicalization, hash functions, and   signature validation methods are imported from[RFC6376], Section 5.   1.  Collect all ARC Sets currently attached to the message.       *  If there are none, the Chain Validation Status is "none", and          the algorithm stops here.       *  The maximum number of ARC Sets that can be attached to a          message is 50.  If more than the maximum number exist, the          Chain Validation Status is "fail", and the algorithm stops          here.       *  In the following algorithm, the maximum discovered ARC          instance value is referred to as "N".   2.  If the Chain Validation Status of the highest instance value ARC       Set is "fail", then the Chain Validation Status is "fail", and       the algorithm stops here.   3.  Validate the structure of the Authenticated Received Chain.  A       valid ARC has the following conditions:       A.  Each ARC Set MUST contain exactly one each of the three ARC           header fields (AAR, AMS, and AS).       B.  The instance values of the ARC Sets MUST form a continuous           sequence from 1..N with no gaps or repetition.       C.  The "cv" value for all ARC-Seal header fields MUST NOT be           "fail".  For ARC Sets with instance values > 1, the values           MUST be "pass".  For the ARC Set with instance value = 1, the           value MUST be "none".       *  If any of these conditions are not met, the Chain Validation          Status is "fail", and the algorithm stops here.   4.  Validate the AMS with the greatest instance value (most recent).       If validation fails, then the Chain Validation Status is "fail",       and the algorithm stops here.Andersen, et al.              Experimental                     [Page 17]

RFC 8617                    The ARC Protocol                   July 2019   5.  _OPTIONAL_: Determine the "oldest-pass" value from the ARC Set by       validating each prior AMS beginning with N-1 and proceeding in       decreasing order to the AMS with the instance value of 1:       A.  If an AMS fails to validate (for instance value "M"), then           set the oldest-pass value to the lowest AMS instance value           that passed (M+1), and go to the next step (there is no need           to check any other (older) AMS header fields).  This does not           affect the validity of the Authenticated Received Chain.       B.  If all AMS header fields verify, set the oldest-pass value to           zero (0).   6.  Validate each AS beginning with the greatest instance value and       proceeding in decreasing order to the AS with the instance value       of 1.  If any AS fails to validate, the Chain Validation Status       is "fail", and the algorithm stops here.   7.  If the algorithm reaches this step, then the Chain Validation       Status is "pass", and the algorithm is complete.   The end result of this validation algorithm SHOULD be included within   the Authentication-Results header field for the ADMD.   As with a DKIM signature ([RFC6376], Section 6.3) that fails   verification, a message with an Authenticated Received Chain with a   Chain Validation Status of "fail" MUST be treated the same as a   message with no Authenticated Received Chain.   _INFORMATIONAL_: Recipients of an invalid or failing Authenticated   Received Chain can use that information as part of a wider handling   context.  ARC adoption cannot be assumed by intermediaries; many   intermediaries will continue to modify messages without adding ARC   seals.5.2.1.  All Failures Are Permanent   Authenticated Received Chains represent the traversal of messages   through one or more intermediaries.  All errors, including DNS   failures, become unrecoverable and are considered permanent.   Any error validating an Authenticated Received Chain results in a   Chain Validation Status of "fail".  For further discussion of this   topic and the design restriction that prevents chain continuation or   re-establishment, see [ARC-USAGE].Andersen, et al.              Experimental                     [Page 18]

RFC 8617                    The ARC Protocol                   July 20195.2.2.  Responding to ARC Validation Failures during the SMTP        Transaction   If an ARC Validator determines that the incoming message fails ARC   validation, the Validator MAY signal the breakage through the   extended SMTP response code 5.7.29 ("ARC validation failure") and the   corresponding SMTP basic response code.  Because ARC failures are   likely only to be detected in the context of other underlying   authentication mechanism failures, Validators MAY use the more   general 5.7.26 ("Multiple authentication checks failed") instead of   the ARC-specific code.6.  Communication of Validation Results   Chain Validation Status (described inSection 4.4) is communicated   via Authentication-Results (and AAR) header fields using the   authentication method "arc".  This authentication method is described   inSection 10.1.   If necessary data is available, the ptypes and properties defined inSection 10.2 SHOULD be recorded in an Authentication-Results header   field:   o  smtp.remote-ip - The address of the connection-initiating SMTP      server, from which the message is being relayed.   o  header.oldest-pass - The instance number of the oldest AMS that      still validates, or 0 if all pass.7.  Use Cases   This section explores several message handling use cases that are   addressed by ARC.7.1.  Communicate Authentication Assessment across Trust Boundaries   When an intermediary ADMD adds an ARC Set to a message's   Authenticated Received Chain (or creates the initial ARC Set), the   ADMD communicates its authentication assessment to the next ARC-   participating ADMD in the message-handling path.   If ARC-enabled ADMDs are trusted, Authenticated Received Chains can   be used to bridge administrative boundaries.Andersen, et al.              Experimental                     [Page 19]

RFC 8617                    The ARC Protocol                   July 20197.1.1.  Message-Scanning Services   Message services are available to perform anti-spam, anti-malware,   and anti-phishing scanning.  Such services typically remove malicious   content, replace HTTP links in messages with sanitized links, and/or   attach footers to messages advertising the abilities of the message-   scanning service.  These modifications almost always break signature-   based authentication (such as DKIM).   Scanning services typically require clients to point MX records of an   Internet domain to the scanning service.  Messages destined for the   Internet domain are initially delivered to the scanning service.   Once scanning is performed, messages are then routed to the client's   own mail-handling infrastructure.  Rerouting messages in this way   almost always breaks path-based authentication (such as SPF).   Message-scanning services can attach Authenticated Received Chains to   messages to communicate authentication assessment into client ADMDs.   Clients can then benefit from the message-scanning service while   processing messages as if the client's infrastructure were the   original destination of the Internet domain's MX record.7.1.2.  Multi-tier MTA Processing   A large message-processing infrastructure is often divided into   several processing tiers that can break authentication information   between tiers.  For example, a large site may maintain a cluster of   MTAs dedicated to connection handling and enforcement of IP-based   reputation filtering.  A secondary cluster of MTAs may be dedicated   and optimized for content-based processing of messages.   Authenticated Received Chains can be used to communicate   authentication assessment between processing tiers.7.1.3.  Mailing Lists   Mailing lists take delivery of messages and repost them to   subscribers.  A full description of authentication-related mailing   list issues can be found in[RFC7960], Section 3.2.3.   Mailing list services can implement ARC to convey the authentication   assessment of posted messages sent to the list's subscriber base.   The ADMDs of the mailing list subscribers can then use the   Authenticated Received Chain to determine the authentication   assessment of the original message before mailing list handling.Andersen, et al.              Experimental                     [Page 20]

RFC 8617                    The ARC Protocol                   July 20197.2.  Inform Message Disposition Decisions   Intermediaries often break authentication through content   modification, interfere with path-based authentication (such as SPF),   and strip authentication results (if an MTA removes Authentication-   Results header fields).   Authenticated Received Chains allow ARC Validators to:   1.  identify ARC-enabled ADMDs that break authentication while       processing messages and   2.  gain extended visibility into the authentication-preserving       abilities of ADMDs that relay messages into ARC-enabled ADMDs.   Through the collection of ARC-related data, an ADMD can identify   handling paths that have broken authentication.   An Authenticated Received Chain allows an Internet Mail Handler to   potentially base decisions of message disposition on authentication   assessments provided by different ADMDs.7.2.1.  DMARC Local Policy Overrides   DMARC introduces a policy model where Domain Owners can request email   receivers to reject or quarantine messages that fail DMARC alignment.   Interoperability issues between DMARC and indirect email flows are   documented in [RFC7960].   Authenticated Received Chains allow DMARC processors to consider   authentication assessments provided by other ADMDs.  As a matter of   local policy, a DMARC processor MAY choose to accept the   authentication assessments provided by an Authenticated Received   Chain when determining if a message is DMARC compliant.   When an Authenticated Received Chain is used to determine message   disposition, the DMARC processor can communicate this local policy   decision to Domain Owners as described inSection 7.2.2.Andersen, et al.              Experimental                     [Page 21]

RFC 8617                    The ARC Protocol                   July 20197.2.2.  DMARC Reporting   DMARC-enabled receivers indicate when ARC validation influences   DMARC-related local policy decisions.  When an ARC-enabled handler   generates a DMARC report, it MAY indicate the influence of ARC on   their local policy decision(s) by adding a reason of "local_policy"   with a comment string (per[RFC7489], Appendix C) containing a list   of data discovered during ARC validation, which at a minimum   includes:   o  the Chain Validation Status,   o  the domain and selector for each AS, and   o  the originating IP address from the first ARC Set.   EXAMPLE:   <policy_evaluated>     <disposition>none</disposition>     <dkim>fail</dkim>     <spf>fail</spf>     <reason>      <type>local_policy</type>      <comment>arc=pass as[2].d=d2.example as[2].s=s2        as[1].d=d1.example as[1].s=s3        remote-ip[1]=2001:DB8::1A</comment>     </reason>   </policy_evaluated>   In the example DMARC XML reporting fragment above, data relating to   specific validated ARC Sets are enumerated using array syntax (e.g.,   "as[2]" means an AS header field with an instance value of 2).   d2.example is the sealing domain for ARC Set #2 (i=2), and d1.example   is the sealing domain for ARC Set #1 (i=1).   Depending on the reporting practices of intermediate message   handlers, Domain Owners may receive multiple DMARC reports for a   single message.  Receivers of DMARC reports should be aware of this   behavior and make the necessary accommodations.8.  Privacy Considerations   The Authenticated Received Chain provides a verifiable record of the   handlers for a message.  This record may include personally   identifiable information such as an IP address(es) and domain names.   Such information is also included in existing non-ARC-related header   fields such as the "Received" header fields.Andersen, et al.              Experimental                     [Page 22]

RFC 8617                    The ARC Protocol                   July 20199.  Security Considerations   The Security Considerations of [RFC6376] and [RFC8601] apply directly   to this specification.   As with other domain-based authentication technologies (such as SPF,   DKIM, and DMARC), ARC makes no claims about the semantic content of   messages.  A received message with a validated ARC Chain provides   evidence (at instance N) that:   1.  the sealing domain (ARC-Seal[N] d=) emitted the message with this       body,   2.  the authentication assessment reported in the ARC-Authentication-       Results was determined upon receipt of the corresponding message       at the sealing domain, and   3.  the preceding ARC Chain (1..N-1) (with the validation status as       reported in the cv field) existed on the message that was       received and assessed.9.1.  Increased Header Field Size   Inclusion of Authenticated Received Chains into messages may cause   issues for older or constrained MTAs due to increased total header   field size.  Large header field blocks, in general, may cause   failures to deliver or other outage scenarios for such MTAs.  ARC   itself would not cause problems.9.2.  DNS Operations   The validation of an Authenticated Received Chain composed of N ARC   Sets can require up to 2*N DNS queries (not including any DNS   redirection mechanisms that can increase the total number of   queries).  This leads to two considerations:   1.  An attacker can send a message to an ARC participant with a       concocted sequence of ARC Sets bearing the domains of intended       victims, and all of them will be queried by the participant until       a failure is discovered.  DNS caching and the difficulty of       forging the signature values should limit the extent of this load       to domains under control of the attacker.  Query traffic pattern       analysis may expose information about a downstream validating       ADMD infrastructure.Andersen, et al.              Experimental                     [Page 23]

RFC 8617                    The ARC Protocol                   July 2019   2.  DKIM only performs one DNS query per signature, while ARC can       introduce many (per chain).  Absent caching, slow DNS responses       can cause SMTP timeouts and backlogged delivery queues on       validating systems.  This could be exploited as a DoS attack.9.3.  Message Content Suspicion   Recipients are cautioned to treat messages bearing Authenticated   Received Chains with the same suspicion applied to all other   messages.  This includes appropriate content scanning and other   checks for potentially malicious content.   ARC authenticates the identity of some email-handling actors.  It   does not make any assessment of their trustworthiness.   Just as passing message authentication is not an indication of   message safety, forwarding that information through the mechanism of   ARC is also not an indication of message safety.  Even if all ARC-   enabled ADMDs are trusted, ADMDs may have become compromised, may   miss unsafe content, or may not properly authenticate messages.9.4.  Message Sealer Suspicion   Recipients are cautioned to treat every Sealer of the ARC Chain with   suspicion.  Just as with a validated DKIM signature, responsibility   for message handling is attributed to the sealing domain, but whether   or not that Sealer is a malicious actor is out of scope of the   authentication mechanism.  Since ARC aids message delivery in the   event of an authentication failure, ARC Sealers should be treated   with suspicion, so that a malicious actor cannot seal spam or other   fraudulent messages to aid their delivery, too.9.5.  Replay Attacks   Since ARC inherits heavily from DKIM, it has similar attack vectors.   In particular, the replay attack described in[RFC6376], Section 8.6   is potentially amplified by ARC's chained statuses.  In an ARC replay   attack, a malicious actor would take an intact and passing ARC Chain   and resend it to many recipients without making any modifications   that invalidate the latest AMS or AS.  The impact to a receiver would   be more DNS lookups and signature evaluations.  The scope of this   attack can be limited by caching DNS queries and following the same   signing scope guidance from[RFC6376], Section 5.4.1.Andersen, et al.              Experimental                     [Page 24]

RFC 8617                    The ARC Protocol                   July 201910.  IANA Considerations   This document defines one new authentication method and several   status codes (Section 10.1), new ptypes and properties   (Section 10.2), three new headers fields (Section 10.3), and a new   enumerated status code (Section 10.4).10.1.  Update to Email Authentication Result Names Registry   Per this document, IANA has added one authentication method with   three codes to the IANA "Email Authentication Result Names" registry:   o  Auth Method: arc      Code: "none", "pass", "fail"      Specification:RFC 8617, Section 4.4      Status: active10.2.  Update to Email Authentication Methods Registry   Per this document, IANA has added the following to the "Email   Authentication Methods" registry, which is defined in [RFC8601]:   o  Method: arc      Definition:RFC 8617, Section 6      ptype: smtp      Property: remote-ip      Value: IP address (v4 or v6) of originating SMTP connection      Status: active      Version: 1   o  Method: arc      Definition:RFC 8617, Section 6      ptype: header      Property: oldest-pass      Value: The instance id of the oldest validating AMS or 0 if they      all pass (seeSection 5.2)      Status: active      Version: 1Andersen, et al.              Experimental                     [Page 25]

RFC 8617                    The ARC Protocol                   July 201910.3.  New Header Fields in Permanent Message Header Field Registry   Per this document, IANA has added the following three new header   fields to the "Permanent Message Header Field Names" registry:   o  Header field name: ARC-Seal      Applicable protocol: mail      Status: experimental      Author/Change controller: IETF      Specification document(s):RFC 8617      Related information:RFC 6376   o  Header field name: ARC-Message-Signature      Applicable protocol: mail      Status: experimental      Author/Change controller: IETF      Specification document(s):RFC 8617      Related information:RFC 6376   o  Header field name: ARC-Authentication-Results      Applicable protocol: mail      Status: experimental      Author/Change controller: IETF      Specification document(s):RFC 8617      Related information:RFC 860110.4.  New Status Code in Enumerated Status Codes Registry   Per this document, IANA has added the following value to the   "Enumerated Status Codes" registry:   o  Code: X.7.29      Sample Text: ARC validation failure      Associated basic status code: 550      Description: This status code may be returned when a message fails      ARC validation.      Reference:RFC 8617      Submitter: K. Andersen      Change controller: IESGAndersen, et al.              Experimental                     [Page 26]

RFC 8617                    The ARC Protocol                   July 201911.  Experimental Considerations   The ARC protocol is designed to address common interoperability   issues introduced by intermediate message handlers.  Interoperability   issues are described in [RFC6377] and [RFC7960].   As the ARC protocol is implemented by Internet Mail Handlers over   time, the following should be evaluated in order to determine the   success of the protocol in accomplishing the intended benefits.11.1.  Success Consideration   In an attempt to deliver legitimate messages that users desire, many   receivers use heuristic-based methods to identify messages that   arrive via indirect delivery paths.   ARC will be a success if the presence of Authenticated Received   Chains allows for improved decision making when processing legitimate   messages, specifically resulting in equal or better delivery rates   than achieved through the use of heuristic approaches.11.2.  Failure Considerations   ARC should function without introducing significant new vectors for   abuse (seeSection 9).  If unforeseen vectors are enabled by ARC,   this protocol will be a failure.  Note that the weaknesses inherent   in the mail protocols ARC is built upon (such as DKIM replay attacks   and other known issues) are not new vectors that can be attributed to   this specification.11.3.  Open Questions   The following open questions are academic and have no clear answer at   the time this document was published.  However, additional   deployments should be able to gather the necessary data to answer   some or all of them.11.3.1.  Value of the ARC-Seal (AS) Header Field   Data should be collected to show if the AS provides value beyond the   AMS for either making delivery decisions or catching malicious actors   trying to craft or replay malicious chains.Andersen, et al.              Experimental                     [Page 27]

RFC 8617                    The ARC Protocol                   July 201911.3.2.  Usage and/or Signals from Multiple Selectors and/or Domains in         ARC Sets   Any selectors and/or (sub)domains (under the control of the sealing   ADMD) may be used for ARC header field signatures.   While implementers may choose to use various selectors and/or domains   for ARC Set header fields, no compelling argument for or against such   usage has been made within the working group.  As such, we have   chosen to allow maximum freedom for the experimental definition of   this protocol.   Wider deployment experience and higher volumes of traffic may show   whether this is useful.11.3.3.  DNS Overhead   Longer Authenticated Received Chains will require more queries to   retrieve the keys for validating the chain.  While this is not   believed to be a security issue (seeSection 9.2), it is unclear how   much overhead will truly be added.  This is similar to some of the   initial processing and query load concerns that were debated at the   time of the DKIM specification development.   Data should be collected to better understand usable length and   distribution of lengths found in valid Authenticated Received Chains   along with the DNS impact of processing Authenticated Received   Chains.   An effective operational maximum will have to be developed through   deployment experience in the field.11.3.4.  What Trace Information Is Valuable?   There are several edge cases where the information in the AAR can   make the difference between message delivery or rejection.  For   example, if there is a well-known mailing list that seals with ARC   but doesn't do its own initial DMARC enforcement, an Internet Mail   Handler with this knowledge could make a delivery decision based upon   the authentication information it sees in the corresponding AAR   header field.   Certain trace information in the AAR is useful/necessary in the   construction of DMARC reports.Andersen, et al.              Experimental                     [Page 28]

RFC 8617                    The ARC Protocol                   July 2019   Further, certain receivers believe the entire set of trace   information would be valuable to feed into machine learning systems   to identify fraud and/or provide other signals related to message   delivery.   At this point, however, it is unclear what trace information will be   valuable for all receivers, regardless of size.   Data should be collected on what trace information receivers are   using that provides useful signals that affect deliverability and   what portions of the trace data are left untouched or provide no   useful information.   Since many such systems are intentionally proprietary or confidential   to prevent gaming by abusers, it may not be viable to reliably answer   this particular question.  The evolving nature of attacks can also   shift the landscape of "useful" information over time.12.  References12.1.  Normative References   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate              Requirement Levels",BCP 14,RFC 2119,              DOI 10.17487/RFC2119, March 1997,              <https://www.rfc-editor.org/info/rfc2119>.   [RFC5234]  Crocker, D., Ed. and P. Overell, "Augmented BNF for Syntax              Specifications: ABNF", STD 68,RFC 5234,              DOI 10.17487/RFC5234, January 2008,              <https://www.rfc-editor.org/info/rfc5234>.   [RFC5322]  Resnick, P., Ed., "Internet Message Format",RFC 5322,              DOI 10.17487/RFC5322, October 2008,              <https://www.rfc-editor.org/info/rfc5322>.   [RFC5598]  Crocker, D., "Internet Mail Architecture",RFC 5598,              DOI 10.17487/RFC5598, July 2009,              <https://www.rfc-editor.org/info/rfc5598>.   [RFC6376]  Crocker, D., Ed., Hansen, T., Ed., and M. Kucherawy, Ed.,              "DomainKeys Identified Mail (DKIM) Signatures", STD 76,RFC 6376, DOI 10.17487/RFC6376, September 2011,              <https://www.rfc-editor.org/info/rfc6376>.   [RFC6377]  Kucherawy, M., "DomainKeys Identified Mail (DKIM) and              Mailing Lists",BCP 167,RFC 6377, DOI 10.17487/RFC6377,              September 2011, <https://www.rfc-editor.org/info/rfc6377>.Andersen, et al.              Experimental                     [Page 29]

RFC 8617                    The ARC Protocol                   July 2019   [RFC6532]  Yang, A., Steele, S., and N. Freed, "Internationalized              Email Headers",RFC 6532, DOI 10.17487/RFC6532, February              2012, <https://www.rfc-editor.org/info/rfc6532>.   [RFC7208]  Kitterman, S., "Sender Policy Framework (SPF) for              Authorizing Use of Domains in Email, Version 1",RFC 7208,              DOI 10.17487/RFC7208, April 2014,              <https://www.rfc-editor.org/info/rfc7208>.   [RFC7405]  Kyzivat, P., "Case-Sensitive String Support in ABNF",RFC 7405, DOI 10.17487/RFC7405, December 2014,              <https://www.rfc-editor.org/info/rfc7405>.   [RFC8174]  Leiba, B., "Ambiguity of Uppercase vs Lowercase inRFC2119 Key Words",BCP 14,RFC 8174, DOI 10.17487/RFC8174,              May 2017, <https://www.rfc-editor.org/info/rfc8174>.   [RFC8601]  Kucherawy, M., "Message Header Field for Indicating              Message Authentication Status",RFC 8601,              DOI 10.17487/RFC8601, May 2019,              <https://www.rfc-editor.org/info/rfc8601>.   [RFC8616]  Levine, J., "Email Authentication for Internationalized              Mail",RFC 8616, DOI 10.17487/RFC8616, June 2019,              <https://www.rfc-editor.org/info/rfc8616>.12.2.  Informative References   [ARC-MULTI]              Andersen, K., Blank, S., Ed., and J. Levine, Ed., "Using              Multiple Signing Algorithms with the ARC (Authenticated              Received Chain) Protocol", Work in Progress,draft-ietf-dmarc-arc-multi-03, March 2019.   [ARC-USAGE]              Jones, S., Ed. and K. Andersen, "Recommended Usage of the              Authenticated Received Chain (ARC)", Work in Progress,draft-ietf-dmarc-arc-usage-07, April 2019.   [RFC7489]  Kucherawy, M., Ed. and E. Zwicky, Ed., "Domain-based              Message Authentication, Reporting, and Conformance              (DMARC)",RFC 7489, DOI 10.17487/RFC7489, March 2015,              <https://www.rfc-editor.org/info/rfc7489>.Andersen, et al.              Experimental                     [Page 30]

RFC 8617                    The ARC Protocol                   July 2019   [RFC7960]  Martin, F., Ed., Lear, E., Ed., Draegen. Ed., T., Zwicky,              E., Ed., and K. Andersen, Ed., "Interoperability Issues              between Domain-based Message Authentication, Reporting,              and Conformance (DMARC) and Indirect Email Flows",RFC 7960, DOI 10.17487/RFC7960, September 2016,              <https://www.rfc-editor.org/info/rfc7960>.Andersen, et al.              Experimental                     [Page 31]

RFC 8617                    The ARC Protocol                   July 2019Appendix A.  Design Requirements   The specification of the ARC framework is driven by the following   high-level goals, security considerations, and practical operational   requirements.A.1.  Primary Design Criteria   o  Provide a verifiable "chain of custody" for email messages;   o  Not require changes for originators of email;   o  Support the verification of the ARC header field set by each hop      in the handling chain;   o  Work at Internet scale; and   o  Provide a trustable mechanism for the communication of      Authentication-Results across trust boundaries.A.2.  Out of Scope   ARC is not a trust framework.  Users of the ARC header fields are   cautioned against making unsubstantiated conclusions when   encountering a "broken" ARC sequence.Andersen, et al.              Experimental                     [Page 32]

RFC 8617                    The ARC Protocol                   July 2019Appendix B.  Example Usage   The following message is an example of one that has passed through   several intermediary handlers, some of which have modified the   message and others which have not:Return-Path: <jqd@d1.example>Received: from example.org (example.org [208.69.40.157])    by gmail.example with ESMTP id d200mr22663000ykb.93.1421363207    for <fmartin@example.com>; Thu, 14 Jan 2015 15:02:40 -0800 (PST)Received: from segv.d1.example (segv.d1.example [72.52.75.15])    by lists.example.org (8.14.5/8.14.5) with ESMTP id t0EKaNU9010123    for <arc@example.org>; Thu, 14 Jan 2015 15:01:30 -0800 (PST)    (envelope-from jqd@d1.example)Received: from [2001:DB8::1A] (w-x-y-z.dsl.static.isp.example [w.x.y.z])    (authenticated bits=0)    by segv.d1.example with ESMTP id t0FN4a8O084569;    Thu, 14 Jan 2015 15:00:01 -0800 (PST)    (envelope-from jqd@d1.example)Received: from mail-ob0-f188.google.example    (mail-ob0-f188.google.example [208.69.40.157]) by    clochette.example.org with ESMTP id d200mr22663000ykb.93.1421363268    for <fmartin@example.org>; Thu, 14 Jan 2015 15:03:15 -0800 (PST)ARC-Seal: i=3; a=rsa-sha256; cv=pass; d=clochette.example.org; s=        clochette; t=12345; b=CU87XzXlNlk5X/yW4l73UvPUcP9ivwYWxyBWcVrRs7        +HPx3K05nJhny2fvymbReAmOA9GTH/y+k9kEc59hAKVg==ARC-Message-Signature: i=3; a=rsa-sha256; c=relaxed/relaxed; d=        clochette.example.org; h=message-id:date:from:to:subject; s=        clochette; t=12345; bh=KWSe46TZKCcDbH4klJPo+tjk5LWJnVRlP5pvjXFZY        LQ=; b=o71vwyLsK+Wm4cOSlirXoRwzEvi0vqIjd/2/GkYFYlSd/GGfKzkAgPqxf        K7ccBMP7Zjb/mpeggswHjEMS8x5NQ==ARC-Authentication-Results: i=3; clochette.example.org; spf=fail    smtp.from=jqd@d1.example; dkim=fail (512-bit key)    header.i=@d1.example; dmarc=fail; arc=pass (as.2.gmail.example=pass,    ams.2.gmail.example=pass, as.1.lists.example.org=pass,    ams.1.lists.example.org=fail (message has been altered))Authentication-Results: clochette.example.org; spf=fail    smtp.from=jqd@d1.example; dkim=fail (512-bit key)    header.i=@d1.example; dmarc=fail; arc=pass (as.2.gmail.example=pass,    ams.2.gmail.example=pass, as.1.lists.example.org=pass,    ams.1.lists.example.org=fail (message has been altered))ARC-Seal: i=2; a=rsa-sha256; cv=pass; d=gmail.example; s=20120806; t=        12345; b=Zpukh/kJL4Q7Kv391FKwTepgS56dgHIcdhhJZjsalhqkFIQQAJ4T9BE        8jjLXWpRNuh81yqnT1/jHn086RwezGw==ARC-Message-Signature: i=2; a=rsa-sha256; c=relaxed/relaxed; d=        gmail.example; h=message-id:date:from:to:subject; s=20120806; t=        12345; bh=KWSe46TZKCcDbH4klJPo+tjk5LWJnVRlP5pvjXFZYLQ=; b=CVoG44        cVZvoSs2mMig2wwqPaJ4OZS5XGMCegWqQs1wvRZJS894tJM0xO1RJLgCPsBOxdA5Andersen, et al.              Experimental                     [Page 33]

RFC 8617                    The ARC Protocol                   July 2019        9WSqI9s9DfyKDfWg==ARC-Authentication-Results: i=2; gmail.example; spf=fail    smtp.from=jqd@d1.example; dkim=fail (512-bit key)    header.i=@example.org; dmarc=fail; arc=pass    (as.1.lists.example.org=pass, ams.1.lists.example.org=pass)ARC-Seal: i=1; a=rsa-sha256; cv=none; d=lists.example.org; s=dk-lists;         t=12345; b=TlCCKzgk3TrAa+G77gYYO8Fxk4q/Ml0biqduZJeOYh6+0zhwQ8u/        lHxLi21pxu347isLSuNtvIagIvAQna9a5A==ARC-Message-Signature: i=1; a=rsa-sha256; c=relaxed/relaxed; d=        lists.example.org; h=message-id:date:from:to:subject; s=        dk-lists; t=12345; bh=KWSe46TZKCcDbH4klJPo+tjk5LWJnVRlP5pvjXFZYL        Q=; b=DsoD3n3hiwlrN1ma8IZQFgZx8EDO7Wah3hUjIEsYKuShRKYB4LwGUiKD5Y        yHgcIwGHhSc/4+ewYqHMWDnuFxiQ==ARC-Authentication-Results: i=1; lists.example.org; spf=pass    smtp.mfrom=jqd@d1.example; dkim=pass (512-bit key)    header.i=@d1.example; dmarc=passDKIM-Signature: v=1; a=rsa-sha1; c=relaxed/relaxed; d=d1.example; h=        message-id:date:from:to:subject; s=origin2015; bh=bIxxaeIQvmOBdT        AitYfSNFgzPP4=; b=qKjd5fYibKXWWIcMKCgRYuo1vJ2fD+IAQPjX+uamXIGY2Q        0HjQ+Lq3/yHzG3JHJp6780/nKQPOWt2UDJQrJkEA==Message-ID: <54B84785.1060301@d1.example>Date: Thu, 14 Jan 2015 15:00:01 -0800From: John Q Doe <jqd@d1.example>To: arc@dmarc.exampleSubject: [List 2] Example 1Hey gang,This is a test message.--J.Andersen, et al.              Experimental                     [Page 34]

RFC 8617                    The ARC Protocol                   July 2019Acknowledgments   This document originated with the work of OAR-Dev Group.   The authors thank all of the OAR-Dev and the subsequent DMARC WG for   the ongoing help and thought-provoking discussions from all the   participants, especially J. Trent Adams, Marc Bradshaw, Alex Brotman,   Greg Colburn, Dave Crocker, Tim Draegen, Mark Eissler, Peter   Goldstein, Bron Gondwana, Mike Hammer, Mike Jones, Steve Jones, Scott   Kitterman, Barry Leiba, Franck Martin, John Rae-Grant, Paul Rock,   Gene Shuman, Terry Zink, and Elizabeth Zwicky.   Grateful appreciation is extended to the people who provided feedback   through the arc-discuss mailing list.Authors' Addresses   Kurt Andersen   LinkedIn   1000 West Maude Ave   Sunnyvale, California  94085   United States of America   Email: kurt+ietf@drkurt.com   Brandon Long (editor)   Google   Email: blong@google.com   Seth Blank (editor)   Valimail   Email: seth@valimail.com   Murray Kucherawy (editor)   TDP   Email: superuser@gmail.comAndersen, et al.              Experimental                     [Page 35]

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