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Internet Engineering Task Force (IETF)                         K. WatsenRequest for Comments: 8366                              Juniper NetworksCategory: Standards Track                                  M. RichardsonISSN: 2070-1721                                       Sandelman Software                                                             M. Pritikin                                                           Cisco Systems                                                               T. Eckert                                                                  Huawei                                                                May 2018A Voucher Artifact for Bootstrapping ProtocolsAbstract   This document defines a strategy to securely assign a pledge to an   owner using an artifact signed, directly or indirectly, by the   pledge's manufacturer.  This artifact is known as a "voucher".   This document defines an artifact format as a YANG-defined JSON   document that has been signed using a Cryptographic Message Syntax   (CMS) structure.  Other YANG-derived formats are possible.  The   voucher artifact is normally generated by the pledge's manufacturer   (i.e., the Manufacturer Authorized Signing Authority (MASA)).   This document only defines the voucher artifact, leaving it to other   documents to describe specialized protocols for accessing it.Status of This Memo   This is an Internet Standards Track document.   This document is a product of the Internet Engineering Task Force   (IETF).  It represents the consensus of the IETF community.  It has   received public review and has been approved for publication by the   Internet Engineering Steering Group (IESG).  Further information on   Internet Standards is available inSection 2 of RFC 7841.   Information about the current status of this document, any errata,   and how to provide feedback on it may be obtained athttps://www.rfc-editor.org/info/rfc8366.Watsen, et al.               Standards Track                    [Page 1]

RFC 8366                     Voucher Profile                    May 2018Copyright Notice   Copyright (c) 2018 IETF Trust and the persons identified as the   document authors.  All rights reserved.   This document is subject toBCP 78 and the IETF Trust's Legal   Provisions Relating to IETF Documents   (https://trustee.ietf.org/license-info) in effect on the date of   publication of this document.  Please review these documents   carefully, as they describe your rights and restrictions with respect   to this document.  Code Components extracted from this document must   include Simplified BSD License text as described in Section 4.e of   the Trust Legal Provisions and are provided without warranty as   described in the Simplified BSD License.Table of Contents1.  Introduction  . . . . . . . . . . . . . . . . . . . . . . . .32.  Terminology . . . . . . . . . . . . . . . . . . . . . . . . .33.  Requirements Language . . . . . . . . . . . . . . . . . . . .54.  Survey of Voucher Types . . . . . . . . . . . . . . . . . . .55.  Voucher Artifact  . . . . . . . . . . . . . . . . . . . . . .75.1.  Tree Diagram  . . . . . . . . . . . . . . . . . . . . . .85.2.  Examples  . . . . . . . . . . . . . . . . . . . . . . . .85.3.  YANG Module . . . . . . . . . . . . . . . . . . . . . . .95.4.  CMS Format Voucher Artifact . . . . . . . . . . . . . . .156.  Design Considerations . . . . . . . . . . . . . . . . . . . .166.1.  Renewals Instead of Revocations . . . . . . . . . . . . .166.2.  Voucher Per Pledge  . . . . . . . . . . . . . . . . . . .177.  Security Considerations . . . . . . . . . . . . . . . . . . .177.1.  Clock Sensitivity . . . . . . . . . . . . . . . . . . . .177.2.  Protect Voucher PKI in HSM  . . . . . . . . . . . . . . .177.3.  Test Domain Certificate Validity When Signing . . . . . .177.4.  YANG Module Security Considerations . . . . . . . . . . .188.  IANA Considerations . . . . . . . . . . . . . . . . . . . . .188.1.  The IETF XML Registry . . . . . . . . . . . . . . . . . .188.2.  The YANG Module Names Registry  . . . . . . . . . . . . .198.3.  The Media Types Registry  . . . . . . . . . . . . . . . .198.4.  The SMI Security for S/MIME CMS Content Type Registry . .209.  References  . . . . . . . . . . . . . . . . . . . . . . . . .209.1.  Normative References  . . . . . . . . . . . . . . . . . .209.2.  Informative References  . . . . . . . . . . . . . . . . .21   Acknowledgements  . . . . . . . . . . . . . . . . . . . . . . . .23   Authors' Addresses  . . . . . . . . . . . . . . . . . . . . . . .23Watsen, et al.               Standards Track                    [Page 2]

RFC 8366                     Voucher Profile                    May 20181.  Introduction   This document defines a strategy to securely assign a candidate   device (pledge) to an owner using an artifact signed, directly or   indirectly, by the pledge's manufacturer, i.e., the Manufacturer   Authorized Signing Authority (MASA).  This artifact is known as the   "voucher".   The voucher artifact is a JSON [RFC8259] document that conforms with   a data model described by YANG [RFC7950], is encoded using the rules   defined in [RFC8259], and is signed using (by default) a CMS   structure [RFC5652].   The primary purpose of a voucher is to securely convey a certificate,   the "pinned-domain-cert", that a pledge can use to authenticate   subsequent interactions.  A voucher may be useful in several   contexts, but the driving motivation herein is to support secure   bootstrapping mechanisms.  Assigning ownership is important to   bootstrapping mechanisms so that the pledge can authenticate the   network that is trying to take control of it.   The lifetimes of vouchers may vary.  In some bootstrapping protocols,   the vouchers may include a nonce restricting them to a single use,   whereas the vouchers in other bootstrapping protocols may have an   indicated lifetime.  In order to support long lifetimes, this   document recommends using short lifetimes with programmatic renewal,   seeSection 6.1.   This document only defines the voucher artifact, leaving it to other   documents to describe specialized protocols for accessing it.  Some   bootstrapping protocols using the voucher artifact defined in this   document include: [ZERO-TOUCH], [SECUREJOIN], and [KEYINFRA]).2.  Terminology   This document uses the following terms:   Artifact:  Used throughout to represent the voucher as instantiated      in the form of a signed structure.   Domain:  The set of entities or infrastructure under common      administrative control.  The goal of the bootstrapping protocol is      to enable a pledge to discover and join a domain.Watsen, et al.               Standards Track                    [Page 3]

RFC 8366                     Voucher Profile                    May 2018   Imprint:  The process where a device obtains the cryptographic key      material to identify and trust future interactions with a network.      This term is taken from Konrad Lorenz's work in biology with new      ducklings: "during a critical period, the duckling would assume      that anything that looks like a mother duck is in fact their      mother" [Stajano99theresurrecting].  An equivalent for a device is      to obtain the fingerprint of the network's root certification      authority certificate.  A device that imprints on an attacker      suffers a similar fate to a duckling that imprints on a hungry      wolf.  Imprinting is a term from psychology and ethology, as      described in [imprinting].   Join Registrar (and Coordinator):  A representative of the domain      that is configured, perhaps autonomically, to decide whether a new      device is allowed to join the domain.  The administrator of the      domain interfaces with a join registrar (and Coordinator) to      control this process.  Typically, a join registrar is "inside" its      domain.  For simplicity, this document often refers to this as      just "registrar".   MASA (Manufacturer Authorized Signing Authority):  The entity that,      for the purpose of this document, signs the vouchers for a      manufacturer's pledges.  In some bootstrapping protocols, the MASA      may have an Internet presence and be integral to the bootstrapping      process, whereas in other protocols the MASA may be an offline      service that has no active role in the bootstrapping process.   Owner:  The entity that controls the private key of the "pinned-      domain-cert" certificate conveyed by the voucher.   Pledge:  The prospective device attempting to find and securely join      a domain.  When shipped, it only trusts authorized representatives      of the manufacturer.   Registrar:  See join registrar.   TOFU (Trust on First Use):  Where a pledge device makes no security      decisions but rather simply trusts the first domain entity it is      contacted by.  Used similarly to [RFC7435].  This is also known as      the "resurrecting duckling" model.   Voucher:  A signed statement from the MASA service that indicates to      a pledge the cryptographic identity of the domain it should trust.Watsen, et al.               Standards Track                    [Page 4]

RFC 8366                     Voucher Profile                    May 20183.  Requirements Language   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",   "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and   "OPTIONAL" in this document are to be interpreted as described inBCP14 [RFC2119] [RFC8174] when, and only when, they appear in all   capitals, as shown here.4.  Survey of Voucher Types   A voucher is a cryptographically protected statement to the pledge   device authorizing a zero-touch "imprint" on the join registrar of   the domain.  The specific information a voucher provides is   influenced by the bootstrapping use case.   The voucher can impart the following information to the join   registrar and pledge:   Assertion Basis:  Indicates the method that protects the imprint      (this is distinct from the voucher signature that protects the      voucher itself).  This might include manufacturer-asserted      ownership verification, assured logging operations, or reliance on      pledge endpoint behavior such as secure root of trust of      measurement.  The join registrar might use this information.  Only      some methods are normatively defined in this document.  Other      methods are left for future work.   Authentication of Join Registrar:  Indicates how the pledge can      authenticate the join registrar.  This document defines a      mechanism to pin the domain certificate.  Pinning a symmetric key,      a raw key, or "CN-ID" or "DNS-ID" information (as defined in      [RFC6125]) is left for future work.   Anti-Replay Protections:  Time- or nonce-based information to      constrain the voucher to time periods or bootstrap attempts.Watsen, et al.               Standards Track                    [Page 5]

RFC 8366                     Voucher Profile                    May 2018   A number of bootstrapping scenarios can be met using differing   combinations of this information.  All scenarios address the primary   threat of a Man-in-The-Middle (MiTM) registrar gaining control over   the pledge device.  The following combinations are "types" of   vouchers:                |Assertion   |Registrar ID    | Validity    |   Voucher      |Log-|Veri-  |Trust  |CN-ID or| RTC | Nonce |   Type         | ged|  fied |Anchor |DNS-ID  |     |       |   ---------------------------------------------------------|   Audit        |  X |       | X     |        |     | X     |   -------------|----|-------|-------|--------|-----|-------|   Nonceless    |  X |       | X     |        | X   |       |   Audit        |    |       |       |        |     |       |   -------------|----|-------|-------|--------|-----|-------|   Owner Audit  |  X |   X   | X     |        | X   | X     |   -------------|----|-------|-------|--------|-----|-------|   Owner ID     |    |   X   | X     |  X     | X   |       |   -------------|----|-------|----------------|-----|-------|   Bearer       |  X |       |   wildcard     | optional    |   out-of-scope |    |       |                |             |   -------------|----|-------|----------------|-------------|   NOTE: All voucher types include a 'pledge ID serial-number'         (not shown here for space reasons).   Audit Voucher:  An Audit Voucher is named after the logging assertion      mechanisms that the registrar then "audits" to enforce local      policy.  The registrar mitigates a MiTM registrar by auditing that      an unknown MiTM registrar does not appear in the log entries.      This does not directly prevent the MiTM but provides a response      mechanism that ensures the MiTM is unsuccessful.  The advantage is      that actual ownership knowledge is not required on the MASA      service.   Nonceless Audit Voucher:  An Audit Voucher without a validity period      statement.  Fundamentally, it is the same as an Audit Voucher      except that it can be issued in advance to support network      partitions or to provide a permanent voucher for remote      deployments.   Ownership Audit Voucher:  An Audit Voucher where the MASA service has      verified the registrar as the authorized owner.  The MASA service      mitigates a MiTM registrar by refusing to generate Audit Vouchers      for unauthorized registrars.  The registrar uses audit techniques      to supplement the MASA.  This provides an ideal sharing of policy      decisions and enforcement between the vendor and the owner.Watsen, et al.               Standards Track                    [Page 6]

RFC 8366                     Voucher Profile                    May 2018   Ownership ID Voucher:  Named after inclusion of the pledge's CN-ID or      DNS-ID within the voucher.  The MASA service mitigates a MiTM      registrar by identifying the specific registrar (via WebPKI)      authorized to own the pledge.   Bearer Voucher:  A Bearer Voucher is named after the inclusion of a      registrar ID wildcard.  Because the registrar identity is not      indicated, this voucher type must be treated as a secret and      protected from exposure as any 'bearer' of the voucher can claim      the pledge device.  Publishing a nonceless bearer voucher      effectively turns the specified pledge into a "TOFU" device with      minimal mitigation against MiTM registrars.  Bearer vouchers are      out of scope.5.  Voucher Artifact   The voucher's primary purpose is to securely assign a pledge to an   owner.  The voucher informs the pledge which entity it should   consider to be its owner.   This document defines a voucher that is a JSON-encoded instance of   the YANG module defined inSection 5.3 that has been, by default, CMS   signed.   This format is described here as a practical basis for some uses   (such as in NETCONF), but more to clearly indicate what vouchers look   like in practice.  This description also serves to validate the YANG   data model.   Future work is expected to define new mappings of the voucher to   Concise Binary Object Representation (CBOR) (from JSON) and to change   the signature container from CMS to JSON Object Signing and   Encryption (JOSE) or CBOR Object Signing and Encryption (COSE).  XML   or ASN.1 formats are also conceivable.   This document defines a media type and a filename extension for the   CMS-encoded JSON type.  Future documents on additional formats would   define additional media types.  Signaling is in the form of a MIME   Content-Type, an HTTP Accept: header, or more mundane methods like   use of a filename extension when a voucher is transferred on a USB   key.Watsen, et al.               Standards Track                    [Page 7]

RFC 8366                     Voucher Profile                    May 20185.1.  Tree Diagram   The following tree diagram illustrates a high-level view of a voucher   document.  The notation used in this diagram is described in   [RFC8340].  Each node in the diagram is fully described by the YANG   module inSection 5.3.  Please review the YANG module for a detailed   description of the voucher format.   module: ietf-voucher     yang-data voucher-artifact:         +---- voucher            +---- created-on                       yang:date-and-time            +---- expires-on?                      yang:date-and-time            +---- assertion                        enumeration            +---- serial-number                    string            +---- idevid-issuer?                   binary            +---- pinned-domain-cert               binary            +---- domain-cert-revocation-checks?   boolean            +---- nonce?                           binary            +---- last-renewal-date?               yang:date-and-time5.2.  Examples   This section provides voucher examples for illustration purposes.   These examples conform to the encoding rules defined in [RFC8259].   The following example illustrates an ephemeral voucher (uses a   nonce).  The MASA generated this voucher using the 'logged' assertion   type, knowing that it would be suitable for the pledge making the   request.   {     "ietf-voucher:voucher": {       "created-on": "2016-10-07T19:31:42Z",       "assertion": "logged",       "serial-number": "JADA123456789",       "idevid-issuer": "base64encodedvalue==",       "pinned-domain-cert": "base64encodedvalue==",       "nonce": "base64encodedvalue=="     }   }Watsen, et al.               Standards Track                    [Page 8]

RFC 8366                     Voucher Profile                    May 2018   The following example illustrates a non-ephemeral voucher (no nonce).   While the voucher itself expires after two weeks, it presumably can   be renewed for up to a year.  The MASA generated this voucher using   the 'verified' assertion type, which should satisfy all pledges.   {     "ietf-voucher:voucher": {       "created-on": "2016-10-07T19:31:42Z",       "expires-on": "2016-10-21T19:31:42Z",       "assertion": "verified",       "serial-number": "JADA123456789",       "idevid-issuer": "base64encodedvalue==",       "pinned-domain-cert": "base64encodedvalue==",       "domain-cert-revocation-checks": "true",       "last-renewal-date": "2017-10-07T19:31:42Z"     }   }5.3.  YANG Module   Following is a YANG [RFC7950] module formally describing the   voucher's JSON document structure.<CODE BEGINS> file "ietf-voucher@2018-05-09.yang"module ietf-voucher {  yang-version 1.1;  namespace "urn:ietf:params:xml:ns:yang:ietf-voucher";  prefix vch;  import ietf-yang-types {    prefix yang;    reference "RFC 6991: Common YANG Data Types";  }  import ietf-restconf {    prefix rc;    description      "This import statement is only present to access       the yang-data extension defined inRFC 8040.";    reference "RFC 8040: RESTCONF Protocol";  }  organization    "IETF ANIMA Working Group";  contact    "WG Web:   <https://datatracker.ietf.org/wg/anima/>     WG List:  <mailto:anima@ietf.org>     Author:   Kent Watsen               <mailto:kwatsen@juniper.net>Watsen, et al.               Standards Track                    [Page 9]

RFC 8366                     Voucher Profile                    May 2018     Author:   Max Pritikin               <mailto:pritikin@cisco.com>     Author:   Michael Richardson               <mailto:mcr+ietf@sandelman.ca>     Author:   Toerless Eckert               <mailto:tte+ietf@cs.fau.de>";  description    "This module defines the format for a voucher, which is produced by     a pledge's manufacturer or delegate (MASA) to securely assign a     pledge to an 'owner', so that the pledge may establish a secure     connection to the owner's network infrastructure.     The key words 'MUST', 'MUST NOT', 'REQUIRED', 'SHALL', 'SHALL     NOT', 'SHOULD', 'SHOULD NOT', 'RECOMMENDED', 'NOT RECOMMENDED',     'MAY', and 'OPTIONAL' in this document are to be interpreted as     described inBCP 14 (RFC 2119) (RFC 8174) when, and only when, they     appear in all capitals, as shown here.     Copyright (c) 2018 IETF Trust and the persons identified as     authors of the code.  All rights reserved.     Redistribution and use in source and binary forms, with or without     modification, is permitted pursuant to, and subject to the license     terms contained in, the Simplified BSD License set forth inSection4.c of the IETF Trust's Legal Provisions Relating to IETF Documents     (https://trustee.ietf.org/license-info).     This version of this YANG module is part ofRFC 8366; see the RFC     itself for full legal notices.";  revision 2018-05-09 {    description      "Initial version";    reference "RFC 8366: Voucher Profile for Bootstrapping Protocols";  }  // Top-level statement  rc:yang-data voucher-artifact {    uses voucher-artifact-grouping;  }  // Grouping defined for future augmentations  grouping voucher-artifact-grouping {    description      "Grouping to allow reuse/extensions in future work.";    container voucher {Watsen, et al.               Standards Track                   [Page 10]

RFC 8366                     Voucher Profile                    May 2018      description        "A voucher assigns a pledge to an owner (pinned-domain-cert).";      leaf created-on {        type yang:date-and-time;        mandatory true;        description          "A value indicating the date this voucher was created.  This           node is primarily for human consumption and auditing.  Future           work MAY create verification requirements based on this           node.";      }      leaf expires-on {        type yang:date-and-time;        must 'not(../nonce)';        description          "A value indicating when this voucher expires.  The node is           optional as not all pledges support expirations, such as           pledges lacking a reliable clock.           If this field exists, then the pledges MUST ensure that           the expires-on time has not yet passed.  A pledge without           an accurate clock cannot meet this requirement.           The expires-on value MUST NOT exceed the expiration date           of any of the listed 'pinned-domain-cert' certificates.";      }      leaf assertion {        type enumeration {          enum verified {            description              "Indicates that the ownership has been positively               verified by the MASA (e.g., through sales channel               integration).";          }          enum logged {            description              "Indicates that the voucher has been issued after               minimal verification of ownership or control.  The               issuance has been logged for detection of               potential security issues (e.g., recipients of               vouchers might verify for themselves that unexpected               vouchers are not in the log).  This is similar to               unsecured trust-on-first-use principles but with the               logging providing a basis for detecting unexpected               events.";          }          enum proximity {Watsen, et al.               Standards Track                   [Page 11]

RFC 8366                     Voucher Profile                    May 2018            description              "Indicates that the voucher has been issued after               the MASA verified a proximity proof provided by the               device and target domain.  The issuance has been logged               for detection of potential security issues.  This is               stronger than just logging, because it requires some               verification that the pledge and owner are               in communication but is still dependent on analysis of               the logs to detect unexpected events.";          }        }        mandatory true;        description          "The assertion is a statement from the MASA regarding how           the owner was verified.  This statement enables pledges           to support more detailed policy checks.  Pledges MUST           ensure that the assertion provided is acceptable, per           local policy, before processing the voucher.";      }      leaf serial-number {        type string;        mandatory true;        description          "The serial-number of the hardware.  When processing a           voucher, a pledge MUST ensure that its serial-number           matches this value.  If no match occurs, then the           pledge MUST NOT process this voucher.";      }      leaf idevid-issuer {        type binary;        description          "The Authority Key Identifier OCTET STRING (as defined inSection 4.2.1.1 of RFC 5280) from the pledge's IDevID           certificate.  Optional since some serial-numbers are           already unique within the scope of a MASA.           Inclusion of the statistically unique key identifier           ensures statistically unique identification of the hardware.           When processing a voucher, a pledge MUST ensure that its           IDevID Authority Key Identifier matches this value.  If no           match occurs, then the pledge MUST NOT process this voucher.           When issuing a voucher, the MASA MUST ensure that this field           is populated for serial-numbers that are not otherwise unique           within the scope of the MASA.";      }      leaf pinned-domain-cert {        type binary;        mandatory true;Watsen, et al.               Standards Track                   [Page 12]

RFC 8366                     Voucher Profile                    May 2018        description          "An X.509 v3 certificate structure, as specified byRFC 5280,           using Distinguished Encoding Rules (DER) encoding, as defined           in ITU-T X.690.           This certificate is used by a pledge to trust a Public Key           Infrastructure in order to verify a domain certificate           supplied to the pledge separately by the bootstrapping           protocol.  The domain certificate MUST have this certificate           somewhere in its chain of certificates.  This certificate           MAY be an end-entity certificate, including a self-signed           entity.";        reference          "RFC 5280:             Internet X.509 Public Key Infrastructure Certificate             and Certificate Revocation List (CRL) Profile.           ITU-T X.690:              Information technology - ASN.1 encoding rules:              Specification of Basic Encoding Rules (BER),              Canonical Encoding Rules (CER) and Distinguished              Encoding Rules (DER).";      }      leaf domain-cert-revocation-checks {        type boolean;        description          "A processing instruction to the pledge that it MUST (true)           or MUST NOT (false) verify the revocation status for the           pinned domain certificate.  If this field is not set, then           normal PKIX behavior applies to validation of the domain           certificate.";      }      leaf nonce {        type binary {          length "8..32";        }        must 'not(../expires-on)';        description          "A value that can be used by a pledge in some bootstrapping           protocols to enable anti-replay protection.  This node is           optional because it is not used by all bootstrapping           protocols.           When present, the pledge MUST compare the provided nonce           value with another value that the pledge randomly generated           and sent to a bootstrap server in an earlier bootstrapping           message.  If the values do not match, then the pledge MUST           NOT process this voucher.";      }Watsen, et al.               Standards Track                   [Page 13]

RFC 8366                     Voucher Profile                    May 2018      leaf last-renewal-date {        type yang:date-and-time;        must '../expires-on';        description          "The date that the MASA projects to be the last date it           will renew a voucher on.  This field is merely informative;           it is not processed by pledges.           Circumstances may occur after a voucher is generated that           may alter a voucher's validity period.  For instance, a           vendor may associate validity periods with support contracts,           which may be terminated or extended over time.";      }    } // end voucher  } // end voucher-grouping}<CODE ENDS>Watsen, et al.               Standards Track                   [Page 14]

RFC 8366                     Voucher Profile                    May 20185.4.  CMS Format Voucher Artifact   The IETF evolution of PKCS#7 is CMS [RFC5652].  A CMS-signed voucher,   the default type, contains a ContentInfo structure with the voucher   content.  An eContentType of 40 indicates that the content is a JSON-   encoded voucher.   The signing structure is a CMS SignedData structure, as specified bySection 5.1 of [RFC5652], encoded using ASN.1 Distinguished Encoding   Rules (DER), as specified in ITU-T X.690 [ITU.X690.2015].   To facilitate interoperability,Section 8.3 in this document   registers the media type "application/voucher-cms+json" and the   filename extension ".vcj".   The CMS structure MUST contain a 'signerInfo' structure, as described   inSection 5.1 of [RFC5652], containing the signature generated over   the content using a private key trusted by the recipient.  Normally,   the recipient is the pledge and the signer is the MASA.  Another   possible use could be as a "signed voucher request" format   originating from the pledge or registrar toward the MASA.  Within   this document, the signer is assumed to be the MASA.   Note thatSection 5.1 of [RFC5652] includes a discussion about how to   validate a CMS object, which is really a PKCS7 object (cmsVersion=1).   Intermediate systems (such the Bootstrapping Remote Secure Key   Infrastructures (BRSKI) registrar) that might need to evaluate the   voucher in flight MUST be prepared for such an older format.  No   signaling is necessary, as the manufacturer knows the capabilities of   the pledge and will use an appropriate format voucher for each   pledge.   The CMS structure SHOULD also contain all of the certificates leading   up to and including the signer's trust anchor certificate known to   the recipient.  The inclusion of the trust anchor is unusual in many   applications, but third parties cannot accurately audit the   transaction without it.   The CMS structure MAY also contain revocation objects for any   intermediate certificate authorities (CAs) between the voucher issuer   and the trust anchor known to the recipient.  However, the use of   CRLs and other validity mechanisms is discouraged, as the pledge is   unlikely to be able to perform online checks and is unlikely to have   a trusted clock source.  As described below, the use of short-lived   vouchers and/or a pledge-provided nonce provides a freshness   guarantee.Watsen, et al.               Standards Track                   [Page 15]

RFC 8366                     Voucher Profile                    May 20186.  Design Considerations6.1.  Renewals Instead of Revocations   The lifetimes of vouchers may vary.  In some bootstrapping protocols,   the vouchers may be created and consumed immediately, whereas in   other bootstrapping solutions, there may be a significant time delay   between when a voucher is created and when it is consumed.  In cases   when there is a time delay, there is a need for the pledge to ensure   that the assertions made when the voucher was created are still   valid.   A revocation artifact is generally used to verify the continued   validity of an assertion such as a PKIX certificate, web token, or a   "voucher".  With this approach, a potentially long-lived assertion is   paired with a reasonably fresh revocation status check to ensure that   the assertion is still valid.  However, this approach increases   solution complexity, as it introduces the need for additional   protocols and code paths to distribute and process the revocations.   Addressing the shortcomings of revocations, this document recommends   instead the use of lightweight renewals of short-lived non-revocable   vouchers.  That is, rather than issue a long-lived voucher, where the   'expires-on' leaf is set to some distant date, the expectation is for   the MASA to instead issue a short-lived voucher, where the 'expires-   on' leaf is set to a relatively near date, along with a promise   (reflected in the 'last-renewal-date' field) to reissue the voucher   again when needed.  Importantly, while issuing the initial voucher   may incur heavyweight verification checks ("Are you who you say you   are?"  "Does the pledge actually belong to you?"), reissuing the   voucher should be a lightweight process, as it ostensibly only   updates the voucher's validity period.  With this approach, there is   only the one artifact, and only one code path is needed to process   it; there is no possibility of a pledge choosing to skip the   revocation status check because, for instance, the OCSP Responder is   not reachable.   While this document recommends issuing short-lived vouchers, the   voucher artifact does not restrict the ability to create long-lived   voucher, if required; however, no revocation method is described.   Note that a voucher may be signed by a chain of intermediate CAs   leading up to the trust anchor certificate known by the pledge.  Even   though the voucher itself is not revocable, it may still be revoked,   per se, if one of the intermediate CA certificates is revoked.Watsen, et al.               Standards Track                   [Page 16]

RFC 8366                     Voucher Profile                    May 20186.2.  Voucher Per Pledge   The solution described herein originally enabled a single voucher to   apply to many pledges, using lists of regular expressions to   represent ranges of serial-numbers.  However, it was determined that   blocking the renewal of a voucher that applied to many devices would   be excessive when only the ownership for a single pledge needed to be   blocked.  Thus, the voucher format now only supports a single serial-   number to be listed.7.  Security Considerations7.1.  Clock Sensitivity   An attacker could use an expired voucher to gain control over a   device that has no understanding of time.  The device cannot trust   NTP as a time reference, as an attacker could control the NTP stream.   There are three things to defend against this: 1) devices are   required to verify that the expires-on field has not yet passed, 2)   devices without access to time can use nonces to get ephemeral   vouchers, and 3) vouchers without expiration times may be used, which   will appear in the audit log, informing the security decision.   This document defines a voucher format that contains time values for   expirations, which require an accurate clock in order to be processed   correctly.  Vendors planning on issuing vouchers with expiration   values must ensure that devices have an accurate clock when shipped   from manufacturing facilities and take steps to prevent clock   tampering.  If it is not possible to ensure clock accuracy, then   vouchers with expirations should not be issued.7.2.  Protect Voucher PKI in HSM   Pursuant the recommendation made inSection 6.1 for the MASA to be   deployed as an online voucher signing service, it is RECOMMENDED that   the MASA's private key used for signing vouchers is protected by a   hardware security module (HSM).7.3.  Test Domain Certificate Validity When Signing   If a domain certificate is compromised, then any outstanding vouchers   for that domain could be used by the attacker.  The domain   administrator is clearly expected to initiate revocation of any   domain identity certificates (as is normal in PKI solutions).Watsen, et al.               Standards Track                   [Page 17]

RFC 8366                     Voucher Profile                    May 2018   Similarly,they are expected to contact the MASA to indicate that an   outstanding (presumably short lifetime) voucher should be blocked   from automated renewal.  Protocols for voucher distribution are   RECOMMENDED to check for revocation of domain identity certificates   before the signing of vouchers.7.4.  YANG Module Security Considerations   The YANG module specified in this document defines the schema for   data that is subsequently encapsulated by a CMS signed-data content   type, as described inSection 5 of [RFC5652].  As such, all of the   YANG modeled data is protected from modification.   Implementations should be aware that the signed data is only   protected from external modification; the data is still visible.   This potential disclosure of information doesn't affect security so   much as privacy.  In particular, adversaries can glean information   such as which devices belong to which organizations and which CRL   Distribution Point and/or OCSP Responder URLs are accessed to   validate the vouchers.  When privacy is important, the CMS signed-   data content type SHOULD be encrypted, either by conveying it via a   mutually authenticated secure transport protocol (e.g., TLS   [RFC5246]) or by encapsulating the signed-data content type with an   enveloped-data content type (Section 6 of [RFC5652]), though details   for how to do this are outside the scope of this document.   The use of YANG to define data structures, via the 'yang-data'   statement, is relatively new and distinct from the traditional use of   YANG to define an API accessed by network management protocols such   as NETCONF [RFC6241] and RESTCONF [RFC8040].  For this reason, these   guidelines do not follow template described by Section 3.7 of   [YANG-GUIDE].8.  IANA Considerations8.1.  The IETF XML Registry   This document registers a URI in the "IETF XML Registry" [RFC3688].   IANA has registered the following:      URI: urn:ietf:params:xml:ns:yang:ietf-voucher      Registrant Contact: The ANIMA WG of the IETF.      XML: N/A, the requested URI is an XML namespace.Watsen, et al.               Standards Track                   [Page 18]

RFC 8366                     Voucher Profile                    May 20188.2.  The YANG Module Names Registry   This document registers a YANG module in the "YANG Module Names"   registry [RFC6020].  IANA has registered the following:      name:         ietf-voucher      namespace:    urn:ietf:params:xml:ns:yang:ietf-voucher      prefix:       vch      reference:RFC 83668.3.  The Media Types Registry   This document registers a new media type in the "Media Types"   registry [RFC6838].  IANA has registered the following:   Type name:  application   Subtype name:  voucher-cms+json   Required parameters:  none   Optional parameters:  none   Encoding considerations:  CMS-signed JSON vouchers are ASN.1/DER      encoded.   Security considerations:  SeeSection 7   Interoperability considerations:  The format is designed to be      broadly interoperable.   Published specification:RFC 8366   Applications that use this media type:  ANIMA, 6tisch, and NETCONF      zero-touch imprinting systems.   Fragment identifier considerations:  none   Additional information:      Deprecated alias names for this type:  none      Magic number(s):  None      File extension(s):  .vcj      Macintosh file type code(s):  noneWatsen, et al.               Standards Track                   [Page 19]

RFC 8366                     Voucher Profile                    May 2018   Person and email address to contact for further information:      IETF ANIMA WG   Intended usage:  LIMITED   Restrictions on usage:  NONE   Author:  ANIMA WG   Change controller:  IETF   Provisional registration? (standards tree only):  NO8.4.  The SMI Security for S/MIME CMS Content Type Registry   IANA has registered the following OID in the "SMI Security for S/MIME   CMS Content Type (1.2.840.113549.1.9.16.1)" registry:             Decimal  Description                             References             -------  --------------------------------------  ----------             40       id-ct-animaJSONVoucherRFC 83669.  References9.1.  Normative References   [ITU.X690.2015]                International Telecommunication Union, "Information                Technology - ASN.1 encoding rules: Specification of                Basic Encoding Rules (BER), Canonical Encoding Rules                (CER) and Distinguished Encoding Rules (DER)", ITU-T                Recommendation X.690, ISO/IEC 8825-1, August 2015,                <https://www.itu.int/rec/T-REC-X.690/>.   [RFC2119]    Bradner, S., "Key words for use in RFCs to Indicate                Requirement Levels",BCP 14,RFC 2119,                DOI 10.17487/RFC2119, March 1997,                <https://www.rfc-editor.org/info/rfc2119>.   [RFC5652]    Housley, R., "Cryptographic Message Syntax (CMS)",                STD 70,RFC 5652, DOI 10.17487/RFC5652, September 2009,                <https://www.rfc-editor.org/info/rfc5652>.   [RFC6020]    Bjorklund, M., Ed., "YANG - A Data Modeling Language for                the Network Configuration Protocol (NETCONF)",RFC 6020,                DOI 10.17487/RFC6020, October 2010,                <https://www.rfc-editor.org/info/rfc6020>.Watsen, et al.               Standards Track                   [Page 20]

RFC 8366                     Voucher Profile                    May 2018   [RFC7950]    Bjorklund, M., Ed., "The YANG 1.1 Data Modeling                Language",RFC 7950, DOI 10.17487/RFC7950, August 2016,                <https://www.rfc-editor.org/info/rfc7950>.   [RFC8174]    Leiba, B., "Ambiguity of Uppercase vs Lowercase inRFC2119 Key Words",BCP 14,RFC 8174, DOI 10.17487/RFC8174,                May 2017, <https://www.rfc-editor.org/info/rfc8174>.   [RFC8259]    Bray, T., Ed., "The JavaScript Object Notation (JSON)                Data Interchange Format", STD 90,RFC 8259,                DOI 10.17487/RFC8259, December 2017,                <https://www.rfc-editor.org/info/rfc8259>.9.2.  Informative References   [imprinting] Wikipedia, "Wikipedia article: Imprinting", February                2018, <https://en.wikipedia.org/w/index.php?title=                Imprinting_(psychology)&oldid=825757556>.   [KEYINFRA]   Pritikin, M., Richardson, M., Behringer, M., Bjarnason,                S., and K. Watsen, "Bootstrapping Remote Secure Key                Infrastructures (BRSKI)", Work in Progress,draft-ietf-anima-bootstrapping-keyinfra-12, March 2018.   [RFC3688]    Mealling, M., "The IETF XML Registry",BCP 81,RFC 3688,                DOI 10.17487/RFC3688, January 2004,                <https://www.rfc-editor.org/info/rfc3688>.   [RFC5246]    Dierks, T. and E. Rescorla, "The Transport Layer                Security (TLS) Protocol Version 1.2",RFC 5246,                DOI 10.17487/RFC5246, August 2008,                <https://www.rfc-editor.org/info/rfc5246>.   [RFC6125]    Saint-Andre, P. and J. Hodges, "Representation and                Verification of Domain-Based Application Service                Identity within Internet Public Key Infrastructure Using                X.509 (PKIX) Certificates in the Context of Transport                Layer Security (TLS)",RFC 6125, DOI 10.17487/RFC6125,                March 2011, <https://www.rfc-editor.org/info/rfc6125>.   [RFC6241]    Enns, R., Ed., Bjorklund, M., Ed., Schoenwaelder, J.,                Ed., and A. Bierman, Ed., "Network Configuration                Protocol (NETCONF)",RFC 6241, DOI 10.17487/RFC6241,                June 2011, <https://www.rfc-editor.org/info/rfc6241>.Watsen, et al.               Standards Track                   [Page 21]

RFC 8366                     Voucher Profile                    May 2018   [RFC6838]    Freed, N., Klensin, J., and T. Hansen, "Media Type                Specifications and Registration Procedures",BCP 13,RFC 6838, DOI 10.17487/RFC6838, January 2013,                <https://www.rfc-editor.org/info/rfc6838>.   [RFC7435]    Dukhovni, V., "Opportunistic Security: Some Protection                Most of the Time",RFC 7435, DOI 10.17487/RFC7435,                December 2014,                <https://www.rfc-editor.org/info/rfc7435>.   [RFC8040]    Bierman, A., Bjorklund, M., and K. Watsen, "RESTCONF                Protocol",RFC 8040, DOI 10.17487/RFC8040, January 2017,                <https://www.rfc-editor.org/info/rfc8040>.   [RFC8340]    Bjorklund, M. and L. Berger, Ed., "YANG Tree Diagrams",BCP 215,RFC 8340, DOI 10.17487/RFC8340, March 2018,                <https://www.rfc-editor.org/info/rfc8340>.   [SECUREJOIN] Richardson, M.,"6tisch Secure Join protocol", Work in                Progress,draft-ietf-6tisch-dtsecurity-secure-join-01,                February 2017.   [Stajano99theresurrecting]                Stajano, F. and R. Anderson, "The Resurrecting Duckling:                Security Issues for Ad-Hoc Wireless Networks", 1999,                <https://www.cl.cam.ac.uk/research/dtg/www/files/publications/public/files/tr.1999.2.pdf>.   [YANG-GUIDE] Bierman, A., "Guidelines for Authors and Reviewers of                YANG Data Model Documents", Work in Progress,draft-ietf-netmod-rfc6087bis-20, March 2018.   [ZERO-TOUCH] Watsen, K., Abrahamsson, M., and I. Farrer, "Zero Touch                Provisioning for Networking Devices", Work in Progress,draft-ietf-netconf-zerotouch-21, March 2018.Watsen, et al.               Standards Track                   [Page 22]

RFC 8366                     Voucher Profile                    May 2018Acknowledgements   The authors would like to thank for following for lively discussions   on list and in the halls (ordered by last name): William Atwood,   Toerless Eckert, and Sheng Jiang.   Russ Housley provided the upgrade from PKCS7 to CMS (RFC 5652) along   with the detailed CMS structure diagram.Authors' Addresses   Kent Watsen   Juniper Networks   Email: kwatsen@juniper.net   Michael C. Richardson   Sandelman Software   Email: mcr+ietf@sandelman.ca   URI:http://www.sandelman.ca/   Max Pritikin   Cisco Systems   Email: pritikin@cisco.com   Toerless Eckert   Huawei USA - Futurewei Technologies Inc.   2330 Central Expy   Santa Clara  95050   United States of America   Email: tte+ietf@cs.fau.de, toerless.eckert@huawei.comWatsen, et al.               Standards Track                   [Page 23]

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