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Internet Engineering Task Force (IETF)                         S. WengerRequest for Comments: 8082                                     J. LennoxUpdates:5104                                                Vidyo, Inc.Category: Standards Track                                      B. BurmanISSN: 2070-1721                                            M. Westerlund                                                                Ericsson                                                              March 2017Using Codec Control Messages in the RTP Audio-Visual Profile withFeedback with Layered CodecsAbstract   This document updatesRFC 5104 by fixing a shortcoming in the   specification language of the Codec Control Message Full Intra   Request (FIR) description when using it with layered codecs.  In   particular, a decoder refresh point needs to be sent by a media   sender when a FIR is received on any layer of the layered bitstream,   regardless of whether those layers are being sent in a single or in   multiple RTP flows.  The other payload-specific feedback messages   defined inRFC 5104 andRFC 4585 (which was updated byRFC 5506) have   also been analyzed, and no corresponding shortcomings have been   found.Status of This Memo   This is an Internet Standards Track document.   This document is a product of the Internet Engineering Task Force   (IETF).  It represents the consensus of the IETF community.  It has   received public review and has been approved for publication by the   Internet Engineering Steering Group (IESG).  Further information on   Internet Standards is available inSection 2 of RFC 7841.   Information about the current status of this document, any errata,   and how to provide feedback on it may be obtained athttp://www.rfc-editor.org/info/rfc8082.Wenger, et al.               Standards Track                    [Page 1]

RFC 8082                 CCM for Layered Codecs               March 2017Copyright Notice   Copyright (c) 2017 IETF Trust and the persons identified as the   document authors.  All rights reserved.   This document is subject toBCP 78 and the IETF Trust's Legal   Provisions Relating to IETF Documents   (http://trustee.ietf.org/license-info) in effect on the date of   publication of this document.  Please review these documents   carefully, as they describe your rights and restrictions with respect   to this document.  Code Components extracted from this document must   include Simplified BSD License text as described in Section 4.e of   the Trust Legal Provisions and are provided without warranty as   described in the Simplified BSD License.Table of Contents1.  Introduction and Problem Statement  . . . . . . . . . . . . .32.  Requirements Language . . . . . . . . . . . . . . . . . . . .43.  Updated Definition of Decoder Refresh Point . . . . . . . . .44.  Full Intra Request for Layered Codecs . . . . . . . . . . . .55.  Identifying the Use of Layered Bitstreams (Informative) . . .6   6.  Layered Codecs and Non-FIR Codec Control Messages       (Informative) . . . . . . . . . . . . . . . . . . . . . . . .76.1.  Picture Loss Indication (PLI) . . . . . . . . . . . . . .76.2.  Slice Loss Indication (SLI) . . . . . . . . . . . . . . .76.3.  Reference Picture Selection Indication (RPSI) . . . . . .7     6.4.  Temporal-Spatial Trade-Off Request and Notification           (TSTR/TSTN) . . . . . . . . . . . . . . . . . . . . . . .86.5.  H.271 Video Back Channel Message (VBCM) . . . . . . . . .87.  IANA Considerations . . . . . . . . . . . . . . . . . . . . .88.  Security Considerations . . . . . . . . . . . . . . . . . . .99.  References  . . . . . . . . . . . . . . . . . . . . . . . . .99.1.  Normative References  . . . . . . . . . . . . . . . . . .99.2.  Informative References  . . . . . . . . . . . . . . . . .9   Acknowledgements  . . . . . . . . . . . . . . . . . . . . . . . .11   Authors' Addresses  . . . . . . . . . . . . . . . . . . . . . . .11Wenger, et al.               Standards Track                    [Page 2]

RFC 8082                 CCM for Layered Codecs               March 20171.  Introduction and Problem Statement   The "Extended RTP Profile for Real-time Transport Control Protocol   (RTCP)-Based Feedback (RTP/AVPF)" [RFC4585] and "Codec Control   Messages in the RTP Audio-Visual Profile with Feedback (AVPF)"   [RFC5104] specify a number of payload-specific feedback messages that   a media receiver can use to inform a media sender of certain   conditions or to make certain requests.  The feedback messages are   being sent as RTCP receiver reports, andRFC 4585 specifies timing   rules that make the use of those messages practical for time-   sensitive codec control.   Since the time those RFCs were developed, layered codecs have gained   in popularity and deployment.  Layered codecs use multiple sub-   bitstreams called "layers" to represent the content in different   fidelities.  Depending on the media codec and its RTP payload format   in use, a number of options exist on how to transport those layers in   RTP.  Summarizing "A Taxonomy of Semantics and Mechanisms for Real-   Time Transport Protocol (RTP) Sources" [RFC7656]):      single layers or groups of layers may be sent in their own RTP      streams in Multiple RTP streams on a Single media Transport (MRST)      or Multiple RTP streams on Multiple media Transports (MRMT) mode;      using media-codec specific multiplexing mechanisms, multiple      layers may be sent in a single RTP stream in Single RTP stream on      a Single media Transport (SRST) mode.   The dependency relationship between layers in a truly layered,   pyramid-shaped bitstream forms a directed graph, with the base layer   at the root.  Enhancement layers depend on the base layer and   potentially on other enhancement layers, and the target layer and all   layers it depends on have to be decoded jointly in order to recreate   the uncompressed media signal at the fidelity of the target layer.   Such a layering structure is assumed henceforth; for more exotic   layering structures, please seeSection 5.   Implementation experience has shown that the Full Intra Request (FIR)   command as defined in [RFC5104] is underspecified when used with   layered codecs and when more than one RTP stream is used to transport   the layers of a layered bitstream at a given fidelity.  In   particular, from the [RFC5104] specification language, it is not   clear whether a FIR received for only a single RTP stream of multiple   RTP streams covering the same layered bitstream necessarily triggers   the sending of a decoder refresh point (as defined in[RFC5104],   Section 2.2) for all layers, or only for the layer that is   transported in the RTP stream that the FIR request is associated   with.Wenger, et al.               Standards Track                    [Page 3]

RFC 8082                 CCM for Layered Codecs               March 2017   This document fixes this shortcoming by:   a.  Updating the definition of the decoder refresh point (as defined       in[RFC5104], Section 2.2) to cover layered codecs, in line with       the corresponding definitions used in a popular layered codec       format, namely H.264/SVC (Scalable Video Coding) [H.264].       Specifically, a decoder refresh point, in conjunction with       layered codecs, resets the state of the whole decoder, which       implies that it includes hard or gradual single-layer decoder       refresh for all layers;   b.  Requiring a media sender to send a decoder refresh point after       the media sender has received a FIR over an RTCP stream       associated with any of the RTP streams over which a part of the       layered bitstream is transported;   c.  Requiring that a media receiver send the FIR on the RTCP stream       associated with the base layer.  The option of receiving FIR on       the enhancement-layer-associated RTCP stream as specified in       point b) above is kept for backward compatibility; and   d.  Providing guidance on how to detect that a layered bitstream is       in use for which the above rules apply.   While, clearly, the reaction to FIR for layered codecs in [RFC5104]   and the companion documents is underspecified, it appears that this   is not the case for any of the other payload-specific codec control   messages defined in [RFC4585] and [RFC5104].  A brief summary of the   analysis that led to this conclusion is also included in this   document.2.  Requirements Language   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this   document are to be interpreted as described inRFC 2119 [RFC2119].3.  Updated Definition of Decoder Refresh Point   The remainder of this section replaces the definition of decoder   refresh point inSection 2.2 of [RFC5104] in its entirety.   Decoder Refresh Point: A bit string, packetized in one or more RTP   packets, that completely resets the decoder to a known state.Wenger, et al.               Standards Track                    [Page 4]

RFC 8082                 CCM for Layered Codecs               March 2017   Examples for "hard" single-layer decoder refresh points are Intra   pictures in H.261 [H.261], H.263 [H.263], MPEG-1 [MPEG-1], MPEG-2   [MPEG-2], and MPEG-4 [MPEG-4]; Instantaneous Decoder Refresh (IDR)   pictures in H.264 [H.264] and H.265 [H.265]; and keyframes in VP8   [RFC6386] and VP9 [VP9-BITSTREAM].  "Gradual" decoder refresh points   may also be used; see, for example, H.264 [H.264].  While both "hard"   and "gradual" decoder refresh points are acceptable in the scope of   this specification, in most cases the user experience will benefit   from using a "hard" decoder refresh point.   A decoder refresh point also contains all header information above   the syntactical level of the picture layer that is conveyed in-band.   In [H.264], for example, a decoder refresh point contains those   parameter set Network Adaptation Layer (NAL) units that generate   parameter sets necessary for the decoding of the following slice/data   partition NAL units.  (That is, assuming the parameter sets have not   been conveyed out of band.)   When a layered codec is in use, the above definition -- in   particular, the requirement to completely reset the decoder to a   known state -- implies that the decoder refresh point includes hard   or gradual single-layer decoder refresh points for all layers.4.  Full Intra Request for Layered Codecs   A media receiver or middlebox may decide to send a FIR command based   on the guidance provided inSection 4.3.1 of [RFC5104].  When sending   the FIR command, it MUST target the RTP stream that carries the base   layer of the layered bitstream, and this is done by setting the   Feedback Control Information (FCI) (and, in particular, the   synchronization source (SSRC) field therein) to refer to the SSRC of   the forward RTP stream that carries the base layer.   When a Full Intra Request command is received by the designated media   sender in the RTCP stream associated with any of the RTP streams in   which any layer of a layered bitstream are sent, the designated media   sender MUST send a decoder refresh point (Section 3) as defined above   at its earliest opportunity.  The requirements related to congestion   control on the forward RTP streams as specified in Sections3.5.1 and   5 of [RFC5104] apply for the RTP streams both in isolation and   combined.   Note: the requirement to react to FIR commands associated with   enhancement layers is included for robustness and backward-   compatibility reasons.Wenger, et al.               Standards Track                    [Page 5]

RFC 8082                 CCM for Layered Codecs               March 20175.  Identifying the Use of Layered Bitstreams (Informative)   The above modifications toRFC 5104 unambiguously define how to deal   with FIR commands when layered bitstreams are in use.  However, it is   surprisingly difficult to identify the use of a layered bitstream.   In general, it is expected that implementers know when layered   bitstreams (in its commonly understood sense: with inter-layer   prediction between pyramid-arranged layers) are in use and when not   and can therefore implement the above updates toRFC 5104 correctly.   However, there are scenarios in which layered codecs are employed   creating non-pyramid-shaped bitstreams.  Those scenarios may be   viewed as somewhat exotic today but clearly are supported by certain   video coding syntaxes, such as H.264/SVC.  When blindly applying the   above rules to those non-pyramid-arranged layering structures,   suboptimal system behavior would result.  Nothing would break, and   there would not be an interoperability failure, but the user   experience may suffer through the sending or receiving of decoder   refresh points at times or on parts of the bitstream that are   unnecessary from a user experience viewpoint.  Therefore, this   informative section is included that provides the current   understanding of when a layered bitstream is in use and when not.   The key observation made here is that the RTP payload format   negotiated for the RTP streams, in isolation, is not necessarily an   indicator for the use of a layered bitstream.  Some layered codecs   (including H.264/SVC) can form decodable bitstreams including only   (one or more) enhancement layers, without the base layer, effectively   creating simulcastable sub-bitstreams within a single scalable   bitstream (as defined in the video coding standard), but without   inter-layer prediction.  In such a scenario, it is potentially,   though not necessarily, counterproductive to send a decoder refresh   point on all layers for that payload format and media source.  It is   beyond the scope of this document to discuss optimized reactions to   FIRs received on RTP streams carrying such exotic bitstreams.   One good indication of the likely use of pyramid-shaped layering with   inter-layer prediction is when the various RTP streams are "bound"   together on the signaling level.  In an SDP environment, this would   be the case if they are marked as being dependent on each other using   "The Session Description Protocol (SDP) Grouping Framework" [RFC5888]   and layer dependency [RFC5583].Wenger, et al.               Standards Track                    [Page 6]

RFC 8082                 CCM for Layered Codecs               March 20176.  Layered Codecs and Non-FIR Codec Control Messages (Informative)   Between them, AVPF [RFC4585] and Codec Control Messages [RFC5104]   define a total of seven payload-specific feedback messages.  For the   FIR command message, guidance has been provided above.  In this   section, some information is provided with respect to the remaining   six codec control messages.6.1.  Picture Loss Indication (PLI)   PLI is defined inSection 6.3.1 of [RFC4585].  The prudent response   to a PLI message received for an enhancement layer is to "repair"   that enhancement layer and all dependent enhancement layers through   appropriate source-coding-specific means.  However, the reference   layer or layers used by the enhancement layer for which the PLI was   received do not require repair.  The encoder can figure out by itself   what constitutes a dependent enhancement layer and does not need help   from the system stack in doing so.  Thus, there is nothing that needs   to be specified herein.6.2.  Slice Loss Indication (SLI)   SLI is defined inSection 6.3.2 of [RFC4585].  The current   understanding is that the prudent response to an SLI message received   for an enhancement layer is to "repair" the affected spatial area of   that enhancement layer and all dependent enhancement layers through   appropriate source-coding-specific means.  As in PLI, the reference   layers used by the enhancement layer for which the SLI was received   do not need to be repaired.  Again, as in PLI, the encoder can   determine by itself what constitutes a dependent enhancement layer   and does not need help from the system stack in doing so.  Thus,   there is nothing that needs to be specified herein.  SLI has seen   very little implementation and, as far as it is known, none in   conjunction with layered systems.6.3.  Reference Picture Selection Indication (RPSI)   RPSI is defined inSection 6.3.3 of [RFC4585].  While a technical   equivalent of RPSI has been in use with non-layered systems for many   years, no implementations are known in conjunction of layered codecs.   The current understanding is that the reception of an RPSI message on   any layer indicating a missing reference picture forces the encoder   to appropriately handle that missing reference picture in the layer   indicated, and in all dependent layers.  Thus, RPSI should work   without further need for specification language.Wenger, et al.               Standards Track                    [Page 7]

RFC 8082                 CCM for Layered Codecs               March 20176.4.  Temporal-Spatial Trade-Off Request and Notification (TSTR/TSTN)   TSTR/TSTN are defined in Sections4.3.2 and4.3.3 of [RFC5104],   respectively.  The TSTR request communicates guidance of the   preferred trade-off between spatial quality and frame rate.  A   technical equivalent of TSTR/TSTN has seen deployment for many years   in non-scalable systems.   TSTR and TSTN messages include an SSRC target, which, similarly to   FIR, may refer to an RTP stream carrying a base layer, an enhancement   layer, or multiple layers.  Therefore, the current understanding is   that the semantics of the message applies to the layers present in   the targeted RTP stream.   It is noted that per-layer TSTR/TSTN is a mechanism that is, in some   ways, counterproductive in a system using layered codecs.  Given a   sufficiently complex layered bitstream layout, a sending system has   flexibility in adjusting the spatio/temporal quality balance by   adding and removing temporal, spatial, or quality enhancement layers.   At present, it is unclear whether an allowed (or even recommended)   option to the reception of a TSTR is to adjust the bit allocation   within the layer(s) present in the addressed RTP stream or to adjust   the layering structure accordingly -- which can involve more than   just the addressed RTP stream.   Until there is a sufficient critical mass of implementation practice,   it is probably prudent for an implementer not to assume either of the   two options or any middle ground that may exist between the two.   Instead, it is suggested that an implementation be liberal in   accepting TSTR messages and upon receipt, responding in TSTN   indicating "no change".  Further, it is suggested that new   implementations do not send TSTR messages except when operating in   SRST mode as defined in [RFC7656].  Finally, implementers are   encouraged to contribute to the IETF documentation of any   implementation requirements that make per-layer TSTR/TSTN useful.6.5.  H.271 Video Back Channel Message (VBCM)   VBCM is defined inSection 4.3.4 of [RFC5104].  What was said above   for RPSI (Section 6.3) applies here as well.7.  IANA Considerations   This memo includes no request to IANA.Wenger, et al.               Standards Track                    [Page 8]

RFC 8082                 CCM for Layered Codecs               March 20178.  Security Considerations   The security considerations of AVPF [RFC4585] (as updated by "Support   for Reduced-Size Real-Time Transport Control Protocol (RTCP):   Opportunities and Consequences" [RFC5506]) and Codec Control Messages   [RFC5104] apply.  The clarified response to FIR does not introduce   additional security considerations.9.  References9.1.  Normative References   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate              Requirement Levels",BCP 14,RFC 2119,              DOI 10.17487/RFC2119, March 1997,              <http://www.rfc-editor.org/info/rfc2119>.   [RFC4585]  Ott, J., Wenger, S., Sato, N., Burmeister, C., and J. Rey,              "Extended RTP Profile for Real-time Transport Control              Protocol (RTCP)-Based Feedback (RTP/AVPF)",RFC 4585,              DOI 10.17487/RFC4585, July 2006,              <http://www.rfc-editor.org/info/rfc4585>.   [RFC5104]  Wenger, S., Chandra, U., Westerlund, M., and B. Burman,              "Codec Control Messages in the RTP Audio-Visual Profile              with Feedback (AVPF)",RFC 5104, DOI 10.17487/RFC5104,              February 2008, <http://www.rfc-editor.org/info/rfc5104>.   [RFC5506]  Johansson, I. and M. Westerlund, "Support for Reduced-Size              Real-Time Transport Control Protocol (RTCP): Opportunities              and Consequences",RFC 5506, DOI 10.17487/RFC5506, April              2009, <http://www.rfc-editor.org/info/rfc5506>.9.2.  Informative References   [H.261]    ITU-T, "Video codec for audiovisual services at p x 64              kbit/s", ITU-T Recommendation H.261, March 1993,              <http://handle.itu.int/11.1002/1000/1088>.   [H.263]    ITU-T, "Video coding for low bit rate communication",              ITU-T Recommendation H.263, January 2005,              <http://handle.itu.int/11.1002/1000/7497>.   [H.264]    ITU-T, "Advanced video coding for generic audiovisual              services", ITU-T Recommendation H.264, Version 11, October              2016, <http://handle.itu.int/11.1002/1000/12904>.Wenger, et al.               Standards Track                    [Page 9]

RFC 8082                 CCM for Layered Codecs               March 2017   [H.265]    ITU-T, "High efficiency video coding", ITU-T              Recommendation H.265, Version 4, December 2016,              <http://handle.itu.int/11.1002/1000/12905>.   [MPEG-1]   ISO/IEC, "Information technology -- Coding of moving              pictures and associated audio for digital storage media at              up to about 1,5 Mbit/s -- Part 2: Video", ISO/              IEC 11172-2:1993, August 1993.   [MPEG-2]   ISO/IEC, "Information technology -- Generic coding of              moving pictures and associated audio information -- Part              2: Video", ISO/IEC 13818-2:2013, October 2013.   [MPEG-4]   ISO/IEC, "Information technology -- Coding of audio-visual              objects -- Part 2: Visual", ISO/IEC 14496-2:2004, June              2004.   [RFC5583]  Schierl, T. and S. Wenger, "Signaling Media Decoding              Dependency in the Session Description Protocol (SDP)",RFC 5583, DOI 10.17487/RFC5583, July 2009,              <http://www.rfc-editor.org/info/rfc5583>.   [RFC5888]  Camarillo, G. and H. Schulzrinne, "The Session Description              Protocol (SDP) Grouping Framework",RFC 5888,              DOI 10.17487/RFC5888, June 2010,              <http://www.rfc-editor.org/info/rfc5888>.   [RFC6386]  Bankoski, J., Koleszar, J., Quillio, L., Salonen, J.,              Wilkins, P., and Y. Xu, "VP8 Data Format and Decoding              Guide",RFC 6386, DOI 10.17487/RFC6386, November 2011,              <http://www.rfc-editor.org/info/rfc6386>.   [RFC7656]  Lennox, J., Gross, K., Nandakumar, S., Salgueiro, G., and              B. Burman, Ed., "A Taxonomy of Semantics and Mechanisms              for Real-Time Transport Protocol (RTP) Sources",RFC 7656,              DOI 10.17487/RFC7656, November 2015,              <http://www.rfc-editor.org/info/rfc7656>.   [VP9-BITSTREAM]              Grange, A., de Rivaz, P., and J. Hunt, "VP9 Bitstream &              Decoding Process Specification", Version 0.6, March 2016,              <https://storage.googleapis.com/downloads.webmproject.org/docs/vp9/vp9-bitstream-specification-v0.6-20160331-draft.pdf>.Wenger, et al.               Standards Track                   [Page 10]

RFC 8082                 CCM for Layered Codecs               March 2017Acknowledgements   The authors want to thank Mo Zanaty for useful discussions.Authors' Addresses   Stephan Wenger   Vidyo, Inc.   Email: stewe@stewe.org   Jonathan Lennox   Vidyo, Inc.   Email: jonathan@vidyo.com   Bo Burman   Ericsson   Kistavagen 25   SE - 164 80 Kista   Sweden   Email: bo.burman@ericsson.com   Magnus Westerlund   Ericsson   Farogatan 2   SE - 164 80 Kista   Sweden   Phone: +46107148287   Email: magnus.westerlund@ericsson.comWenger, et al.               Standards Track                   [Page 11]

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