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INFORMATIONAL
Internet Engineering Task Force (IETF)                           T. TsaoRequest for Comments: 7416                                  R. AlexanderCategory: Informational            Eaton's Cooper Power Systems BusinessISSN: 2070-1721                                                M. Dohler                                                                    CTTC                                                                 V. Daza                                                               A. Lozano                                                Universitat Pompeu Fabra                                                      M. Richardson, Ed.                                                Sandelman Software Works                                                            January 2015A Security Threat Analysis forthe Routing Protocol for Low-Power and Lossy Networks (RPLs)Abstract   This document presents a security threat analysis for the Routing   Protocol for Low-Power and Lossy Networks (RPLs).  The development   builds upon previous work on routing security and adapts the   assessments to the issues and constraints specific to low-power and   lossy networks.  A systematic approach is used in defining and   evaluating the security threats.  Applicable countermeasures are   application specific and are addressed in relevant applicability   statements.Status of This Memo   This document is not an Internet Standards Track specification; it is   published for informational purposes.   This document is a product of the Internet Engineering Task Force   (IETF).  It represents the consensus of the IETF community.  It has   received public review and has been approved for publication by the   Internet Engineering Steering Group (IESG).  Not all documents   approved by the IESG are a candidate for any level of Internet   Standard; seeSection 2 of RFC 5741.   Information about the current status of this document, any errata,   and how to provide feedback on it may be obtained athttp://www.rfc-editor.org/info/rfc7416.Tsao, et al.                  Informational                     [Page 1]

RFC 7416          Security Threat Analysis for ROLL RPL     January 2015Copyright Notice   Copyright (c) 2015 IETF Trust and the persons identified as the   document authors.  All rights reserved.   This document is subject toBCP 78 and the IETF Trust's Legal   Provisions Relating to IETF Documents   (http://trustee.ietf.org/license-info) in effect on the date of   publication of this document.  Please review these documents   carefully, as they describe your rights and restrictions with respect   to this document.  Code Components extracted from this document must   include Simplified BSD License text as described in Section 4.e of   the Trust Legal Provisions and are provided without warranty as   described in the Simplified BSD License.Table of Contents1.  Introduction  . . . . . . . . . . . . . . . . . . . . . . . .32.  Relationship to Other Documents . . . . . . . . . . . . . . .43.  Terminology . . . . . . . . . . . . . . . . . . . . . . . . .54.  Considerations on RPL Security  . . . . . . . . . . . . . . .54.1.  Routing Assets and Points of Access . . . . . . . . . . .64.2.  The ISO 7498-2 Security Reference Model . . . . . . . . .84.3.  Issues Specific to or Amplified in LLNs . . . . . . . . .104.4.  RPL Security Objectives . . . . . . . . . . . . . . . . .125.  Threat Sources  . . . . . . . . . . . . . . . . . . . . . . .136.  Threats and Attacks . . . . . . . . . . . . . . . . . . . . .136.1.  Threats Due to Failures to Authenticate . . . . . . . . .146.1.1.  Node Impersonation  . . . . . . . . . . . . . . . . .146.1.2.  Dummy Node  . . . . . . . . . . . . . . . . . . . . .146.1.3.  Node Resource Spam  . . . . . . . . . . . . . . . . .15     6.2.  Threats Due to Failure to Keep Routing Information           Confidential  . . . . . . . . . . . . . . . . . . . . . .156.2.1.  Routing Exchange Exposure . . . . . . . . . . . . . .15       6.2.2.  Routing Information (Routes and Network Topology)               Exposure  . . . . . . . . . . . . . . . . . . . . . .156.3.  Threats and Attacks on Integrity  . . . . . . . . . . . .166.3.1.  Routing Information Manipulation  . . . . . . . . . .166.3.2.  Node Identity Misappropriation  . . . . . . . . . . .176.4.  Threats and Attacks on Availability . . . . . . . . . . .186.4.1.  Routing Exchange Interference or Disruption . . . . .186.4.2.  Network Traffic Forwarding Disruption . . . . . . . .186.4.3.  Communications Resource Disruption  . . . . . . . . .206.4.4.  Node Resource Exhaustion  . . . . . . . . . . . . . .20Tsao, et al.                  Informational                     [Page 2]

RFC 7416          Security Threat Analysis for ROLL RPL     January 20157.  Countermeasures . . . . . . . . . . . . . . . . . . . . . . .217.1.  Confidentiality Attack Countermeasures  . . . . . . . . .217.1.1.  Countering Deliberate Exposure Attacks  . . . . . . .217.1.2.  Countering Passive Wiretapping Attacks  . . . . . . .227.1.3.  Countering Traffic Analysis . . . . . . . . . . . . .227.1.4.  Countering Remote Device Access Attacks . . . . . . .237.2.  Integrity Attack Countermeasures  . . . . . . . . . . . .247.2.1.  Countering Unauthorized Modification Attacks  . . . .247.2.2.  Countering Overclaiming and Misclaiming Attacks . . .247.2.3.  Countering Identity (including Sybil) Attacks . . . .257.2.4.  Countering Routing Information Replay Attacks . . . .257.2.5.  Countering Byzantine Routing Information Attacks  . .267.3.  Availability Attack Countermeasures . . . . . . . . . . .26       7.3.1.  Countering HELLO Flood Attacks and ACK Spoofing               Attacks . . . . . . . . . . . . . . . . . . . . . . .277.3.2.  Countering Overload Attacks . . . . . . . . . . . . .277.3.3.  Countering Selective Forwarding Attacks . . . . . . .297.3.4.  Countering Sinkhole Attacks . . . . . . . . . . . . .297.3.5.  Countering Wormhole Attacks . . . . . . . . . . . . .308.  RPL Security Features . . . . . . . . . . . . . . . . . . . .318.1.  Confidentiality Features  . . . . . . . . . . . . . . . .328.2.  Integrity Features  . . . . . . . . . . . . . . . . . . .328.3.  Availability Features . . . . . . . . . . . . . . . . . .338.4.  Key Management  . . . . . . . . . . . . . . . . . . . . .349.  Security Considerations . . . . . . . . . . . . . . . . . . .3410. References  . . . . . . . . . . . . . . . . . . . . . . . . .3410.1.  Normative References . . . . . . . . . . . . . . . . . .3410.2.  Informative References . . . . . . . . . . . . . . . . .35   Acknowledgments  . . . . . .  . . . . . . . . . . . . . . . . . .39   Authors' Addresses  . . . . . . . . . . . . . . . . . . . . . . .401.  Introduction   In recent times, networked electronic devices have found an   increasing number of applications in various fields.  Yet, for   reasons ranging from operational application to economics, these   wired and wireless devices are often supplied with minimum physical   resources; the constraints include those on computational resources   (RAM, clock speed, and storage) and communication resources (duty   cycle, packet size, etc.) but also form factors that may rule out   user-access interfaces (e.g., the housing of a small stick-on switch)   or simply safety considerations (e.g., with gas meters).  As a   consequence, the resulting networks are more prone to loss of traffic   and other vulnerabilities.  The proliferation of these Low-Power and   Lossy Networks (LLNs), however, are drawing efforts to examine and   address their potential networking challenges.  Securing the   establishment and maintenance of network connectivity among these   deployed devices becomes one of these key challenges.Tsao, et al.                  Informational                     [Page 3]

RFC 7416          Security Threat Analysis for ROLL RPL     January 2015   This document presents a threat analysis for securing the Routing   Protocol for LLNs (RPL).  The process requires two steps.  First, the   analysis will be used to identify pertinent security issues.  The   second step is to identify necessary countermeasures to secure RPL.   As there are multiple ways to solve the problem and the specific   trade-offs are deployment specific, the specific countermeasure to be   used is detailed in applicability statements.   This document uses a model based on [ISO.7498-2.1989], which   describes authentication, access control, data confidentiality, data   integrity, and non-repudiation security services.  This document   expands the model to include the concept of availability.  As   explained below, non-repudiation does not apply to routing protocols.   Many of the issues in this document were also covered in the IAB   Smart Object Workshop [RFC6574] and the IAB Smart Object Security   Workshop [RFC7397].   This document concerns itself with securing the control-plane   traffic.  As such, it does not address authorization or   authentication of application traffic.  RPL uses multicast as part of   its protocol; therefore, mechanisms that RPL uses to secure this   traffic might also be applicable to the Multicast Protocol for Low-   Power and Lossy Networks (MPL) control traffic as well: the important   part is that the threats are similar.2.  Relationship to Other Documents   Routing Over Low-Power and Lossy (ROLL) networks has specified a set   of routing protocols for LLNs [RFC6550].  A number of applicability   texts describe a subset of these protocols and the conditions that   make the subset the correct choice.  The text recommends and   motivates the accompanying parameter value ranges.  Multiple   applicability domains are recognized, including Building and Home and   Advanced Metering Infrastructure.  The applicability domains   distinguish themselves in the way they are operated, by their   performance requirements, and by the most probable network   structures.  Each applicability statement identifies the   distinguishing properties according to a common set of subjects   described in as many sections.   The common set of security threats herein are referred to by the   applicability statements, and that series of documents describes the   preferred security settings and solutions within the applicability   statement conditions.  This applicability statement may recommend   more lightweight security solutions and specify the conditions under   which these solutions are appropriate.Tsao, et al.                  Informational                     [Page 4]

RFC 7416          Security Threat Analysis for ROLL RPL     January 20153.  Terminology   This document adopts the terminology defined in [RFC6550], [RFC4949],   and [RFC7102].   The terms "control plane" and "forwarding plane" are used in a manner   consistent withSection 1 of [RFC6192].   The term "Destination-Oriented DAG (DODAG)" is from [RFC6550].   Extensible Authentication Protocol - Transport Layer Security   (EAP-TLS) is defined in [RFC5216].   The Protocol for Carrying Authentication for Network Access (PANA) is   defined in [RFC5191].   Counter with CBC-MAC (CCM) mode is defined in [RFC3610].   The term "sleepy node", introduced in [RFC7102], refers to a node   that may sometimes go into a low-power state, suspending protocol   communications.   The terms Service Set Identifier (SSID), Extended Service Set   Identifier (ESSID), and Personal Area Network (PAN) refer to network   identifiers, defined in [IEEE.802.11] and [IEEE.802.15.4].   Although this is not a protocol specification, the key words "MUST",   "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT",   "RECOMMENDED", "NOT RECOMMENDED", "MAY", and "OPTIONAL" in this   document are to be interpreted as described in [RFC2119] in order to   clarify and emphasize the guidance and directions to implementers and   deployers of LLN nodes that utilize RPL.4.  Considerations on RPL Security   Routing security, in essence, ensures that the routing protocol   operates correctly.  It entails implementing measures to ensure   controlled state changes on devices and network elements, both based   on external inputs (received via communications) or internal inputs   (physical security of the device itself and parameters maintained by   the device, including, e.g., clock).  State changes would thereby   involve not only authorization of the injector's actions,   authentication of injectors, and potentially confidentiality of   routing data, but also proper order of state changes through   timeliness, since seriously delayed state changes, such as commands   or updates of routing tables, may negatively impact system operation.   A security assessment can, therefore, begin with a focus on the   assets [RFC4949] that may be the target of the state changes and theTsao, et al.                  Informational                     [Page 5]

RFC 7416          Security Threat Analysis for ROLL RPL     January 2015   access points in terms of interfaces and protocol exchanges through   which such changes may occur.  In the case of routing security, the   focus is directed towards the elements associated with the   establishment and maintenance of network connectivity.   This section sets the stage for the development of the analysis by   applying the systematic approach proposed in [Myagmar2005] to the   routing security, while also drawing references from other reviews   and assessments found in the literature, particularly [RFC4593] and   [Karlof2003] (i.e., selective forwarding, wormhole, and sinkhole   attacks).  The subsequent subsections begin with a focus on the   elements of a generic routing process that is used to establish   routing assets and points of access to the routing functionality.   Next, the security model based on [ISO.7498-2.1989] is briefly   described.  Then, consideration is given to issues specific to or   amplified in LLNs.  This section concludes with the formulation of a   set of security objectives for RPL.4.1.  Routing Assets and Points of Access   An asset is an important system resource (including information,   process, or physical resource); the access to and corruption or loss   of an asset adversely affects the system.  In the control-plane   context, an asset is information about the network, processes used to   manage and manipulate this data, and the physical devices on which   this data is stored and manipulated.  The corruption or loss of these   assets may adversely impact the control plane of the network.  Within   the same context, a point of access is an interface or protocol that   facilitates interaction between control-plane assets.  Identifying   these assets and points of access will provide a basis for   enumerating the attack surface of the control plane.   A level-0 data flow diagram [Yourdon1979] is used here to identify   the assets and points of access within a generic routing process.   The use of a data flow diagram allows for a clear and concise model   of the way in which routing nodes interact and process information;   hence, it provides a context for threats and attacks.  The goal of   the model is to be as detailed as possible so that corresponding   assets, points of access, and processes in an individual routing   protocol can be readily identified.   Figure 1 shows that nodes participating in the routing process   transmit messages to discover neighbors and to exchange routing   information; routes are then generated and stored, which may be   maintained in the form of the protocol forwarding table.  The nodes   use the derived routes for making forwarding decisions.Tsao, et al.                  Informational                     [Page 6]

RFC 7416          Security Threat Analysis for ROLL RPL     January 2015                    ...................................................                    :                                                 :                    :                                                 :        |Node_i|<------->(Routing Neighbor       _________________    :                    :     Discovery)------------>Neighbor Topology    :                    :                            -------+---------    :                    :                                   |             :        |Node_j|<------->(Route/Topology       +--------+             :                    :     Exchange)            |                      :                    :           |              V            ______    :                    :           +---->(Route Generation)--->Routes    :                    :                                       ---+--    :                    :                                          |      :                    : Routing on Node_k                        |      :                    ...................................................                                                               |        |Forwarding                                            |        |on Node_l|<-------------------------------------------+   Notation:   (Proc)     A process Proc   ________   topology   A structure storing neighbor adjacency (parent/child)   --------   ________    routes    A structure storing the forwarding information base (FIB)   --------   |Node_n|   An external entity Node_n   ------->   Data flow         Figure 1: Data Flow Diagram of a Generic Routing Process   Figure 1 shows the following:   o  Assets include      *  routing and/or topology information;      *  route generation process;      *  communication channel resources (bandwidth);Tsao, et al.                  Informational                     [Page 7]

RFC 7416          Security Threat Analysis for ROLL RPL     January 2015      *  node resources (computing capacity, memory, and remaining         energy); and      *  node identifiers (including node identity and ascribed         attributes such as relative or absolute node location).   o  Points of access include      *  neighbor discovery;      *  route/topology exchange; and      *  node physical interfaces (including access to data storage).   A focus on the above list of assets and points of access enables a   more directed assessment of routing security; for example, it is   readily understood that some routing attacks are in the form of   attempts to misrepresent routing topology.  Indeed, the intention of   the security threat analysis is to be comprehensive.  Hence, some of   the discussion that follows is associated with assets and points of   access that are not directly related to routing protocol design but   are nonetheless provided for reference since they do have direct   consequences on the security of routing.4.2.  The ISO 7498-2 Security Reference Model   At the conceptual level, security within an information system, in   general, and applied to RPL in particular is concerned with the   primary issues of authentication, access control, data   confidentiality, data integrity, and non-repudiation.  In the context   of RPL:   Authentication         Authentication involves the mutual authentication of the         routing peers prior to exchanging route information (i.e., peer         authentication) as well as ensuring that the source of the         route data is from the peer (i.e., data origin authentication).         LLNs can be drained by unauthenticated peers before         configuration per [RFC5548].  Availability of open and         untrusted side channels for new joiners is required by         [RFC5673], and strong and automated authentication is required         so that networks can automatically accept or reject new         joiners.   Access Control         Access Control provides protection against unauthorized use of         the asset and deals with the authorization of a node.Tsao, et al.                  Informational                     [Page 8]

RFC 7416          Security Threat Analysis for ROLL RPL     January 2015   Confidentiality         Confidentiality involves the protection of routing information         as well as routing neighbor maintenance exchanges so that only         authorized and intended network entities may view or access it.         Because LLNs are most commonly found on a publicly accessible         shared medium, e.g., air or wiring in a building, and are         sometimes formed ad hoc, confidentiality also extends to the         neighbor state and database information within the routing         device since the deployment of the network creates the         potential for unauthorized access to the physical devices         themselves.   Integrity         Integrity entails the protection of routing information and         routing neighbor maintenance exchanges, as well as derived         information maintained in the database, from unauthorized         modifications, insertions, deletions, or replays to be         addressed beyond the routing protocol.   Non-repudiation         Non-repudiation is the assurance that the transmission and/or         reception of a message cannot later be denied.  The service of         non-repudiation applies after the fact; thus, it relies on the         logging or other capture of ongoing message exchanges and         signatures.  Routing protocols typically do not have a notion         of repudiation, so non-repudiation services are not required.         Further, with the LLN application domains as described in         [RFC5867] and [RFC5548], proactive measures are much more         critical than retrospective protections.  Finally, given the         significant practical limits to ongoing routing transaction         logging and storage and individual device digital signature         verification for each exchange, non-repudiation in the context         of routing is an unsupportable burden that bears no further         consideration as an RPL security issue.   It is recognized that, besides those security issues captured in the   ISO 7498-2 model, availability is a security requirement:   Availability         Availability ensures that routing information exchanges and         forwarding services are available when they are required for         the functioning of the serving network.  Availability will         apply to maintaining efficient and correct operation of routing         and neighbor discovery exchanges (including needed information)         and forwarding services so as not to impair or limit the         network's central traffic flow function.Tsao, et al.                  Informational                     [Page 9]

RFC 7416          Security Threat Analysis for ROLL RPL     January 2015   It should be emphasized here that for RPL security, the above   requirements must be complemented by the proper security policies and   enforcement mechanisms to ensure that security objectives are met by   a given RPL implementation.4.3.  Issues Specific to or Amplified in LLNs   The requirements work detailed in Urban Requirements [RFC5548],   Industrial Requirements [RFC5673], Home Automation [RFC5826], and   Building Automation [RFC5867] have identified specific issues and   constraints of routing in LLNs.  The following is a list of   observations from those requirements and evaluations of their impact   on routing security considerations.   Limited energy, memory, and processing node resources         As a consequence of these constraints, the need to evaluate the         kinds of security that can be provided needs careful study.         For instance, security provided at one level could be very         memory efficient yet might also be very energy costly for the         network (as a whole) if it requires significant effort to         synchronize the security state.  Synchronization of security         states with sleepy nodes [RFC7102] is a complex issue.  A non-         rechargeable battery-powered node may well be limited in energy         for it's lifetime: once exhausted, it may well never function         again.   Large scale of rolled out network         The possibly numerous nodes to be deployed make manual on-site         configuration unlikely.  For example, an urban deployment can         see several hundreds of thousands of nodes being installed by         many installers with a low level of expertise.  Nodes may be         installed and not activated for many years, and additional         nodes may be added later on, which may be from old inventory.         The lifetime of the network is measured in decades, and this         complicates the operation of key management.   Autonomous operations         Self-forming and self-organizing are commonly prescribed         requirements of LLNs.  In other words, a routing protocol         designed for LLNs needs to contain elements of ad hoc         networking and, in most cases, cannot rely on manual         configuration for initialization or local filtering rules.         Network topology/ownership changes, partitioning or merging,         and node replacement can all contribute to complicating the         operations of key management.Tsao, et al.                  Informational                    [Page 10]

RFC 7416          Security Threat Analysis for ROLL RPL     January 2015   Highly directional traffic         Some types of LLNs see a high percentage of their total traffic         traverse between the nodes and the LLN Border Routers (LBRs)         where the LLNs connect to non-LLNs.  The special routing status         of and the greater volume of traffic near the LBRs have routing         security consequences as a higher-valued attack target.  In         fact, when Point-to-MultiPoint (P2MP) and MultiPoint-to-Point         (MP2P) traffic represents a majority of the traffic, routing         attacks consisting of advertising incorrect preferred routes         can cause serious damage.         While it might seem that nodes higher up in the acyclic graph         (i.e., those with lower rank) should be secured in a stronger         fashion, it is not, in general, easy to predict which nodes         will occupy those positions until after deployment.  Issues of         redundancy and inventory control suggest that any node might         wind up in such a sensitive attack position, so all nodes are         to be capable of being fully secured.         In addition, even if it were possible to predict which nodes         will occupy positions of lower rank and provision them with         stronger security mechanisms, in the absence of a strong         authorization model, any node could advertise an incorrect         preferred route.   Unattended locations and limited physical security         In many applications, the nodes are deployed in unattended or         remote locations; furthermore, the nodes themselves are often         built with minimal physical protection.  These constraints         lower the barrier of accessing the data or security material         stored on the nodes through physical means.   Support for mobility         On the one hand, only a limited number of applications require         the support of mobile nodes, e.g., a home LLN that includes         nodes on wearable health care devices or an industry LLN that         includes nodes on cranes and vehicles.  On the other hand, if a         routing protocol is indeed used in such applications, it will         clearly need to have corresponding security mechanisms.         Additionally, nodes may appear to move from one side of a wall         to another without any actual motion involved, which is the         result of changes to electromagnetic properties, such as the         opening and closing of a metal door.Tsao, et al.                  Informational                    [Page 11]

RFC 7416          Security Threat Analysis for ROLL RPL     January 2015   Support for multicast and anycast         Support for multicast and anycast is called out chiefly for         large-scale networks.  Since application of these routing         mechanisms in autonomous operations of many nodes is new, the         consequence on security requires careful consideration.   The above list considers how an LLN's physical constraints, size,   operations, and variety of application areas may impact security.   However, it is the combinations of these factors that particularly   stress the security concerns.  For instance, securing routing for a   large number of autonomous devices that are left in unattended   locations with limited physical security presents challenges that are   not found in the common circumstance of administered networked   routers.  The following subsection sets up the security objectives   for the routing protocol designed by the ROLL WG.4.4.  RPL Security Objectives   This subsection applies the ISO 7498-2 model to routing assets and   access points, taking into account the LLN issues, to develop a set   of RPL security objectives.   Since the fundamental function of a routing protocol is to build   routes for forwarding packets, it is essential to ensure that:   o  routing/topology information integrity remains intact during      transfer and in storage;   o  routing/topology information is used by authorized entities; and   o  routing/topology information is available when needed.   In conjunction, it is necessary to be assured that:   o  Authorized peers authenticate themselves during the routing      neighbor discovery process.   o  The routing/topology information received is generated according      to the protocol design.   However, when trust cannot be fully vested through authentication of   the principals alone, i.e., concerns of an insider attack, assurance   of the truthfulness and timeliness of the received routing/topology   information is necessary.  With regard to confidentiality, protecting   the routing/topology information from unauthorized exposure may be   desirable in certain cases but is in itself less pertinent, in   general, to the routing function.Tsao, et al.                  Informational                    [Page 12]

RFC 7416          Security Threat Analysis for ROLL RPL     January 2015   One of the main problems of synchronizing security states of sleepy   nodes, as listed in the last subsection, lies in difficulties in   authentication; these nodes may not have received the most recent   update of security material in time.  Similarly, the issues of   minimal manual configuration, prolonged rollout and delayed addition   of nodes, and network topology changes also complicate key   management.  Hence, routing in LLNs needs to bootstrap the   authentication process and allow for a flexible expiration scheme of   authentication credentials.   The vulnerability brought forth by some special-function nodes, e.g.,   LBRs, requires the assurance, particularly in a security context, of   the following:   o  The availability of communication channels and node resources.   o  The neighbor discovery process operates without undermining      routing availability.   There are other factors that are not part of RPL but directly affect   its function.  These factors include a weaker barrier of accessing   the data or security material stored on the nodes through physical   means; therefore, the internal and external interfaces of a node need   to be adequate for guarding the integrity, and possibly the   confidentiality, of stored information, as well as the integrity of   routing and route generation processes.   Each individual system's use and environment will dictate how the   above objectives are applied, including the choices of security   services as well as the strengths of the mechanisms that must be   implemented.  The next two sections take a closer look at how the RPL   security objectives may be compromised and how those potential   compromises can be countered.5.  Threat Sources   [RFC4593] provides a detailed review of the threat sources: outsiders   and Byzantine.  RPL has the same threat sources.6.  Threats and Attacks   This section outlines general categories of threats under the ISO   7498-2 model and highlights the specific attacks in each of these   categories for RPL.  As defined in [RFC4949], a threat is "a   potential for violation of security, which exists when there is a   circumstance, capability, action, or event that could breach security   and cause harm."Tsao, et al.                  Informational                    [Page 13]

RFC 7416          Security Threat Analysis for ROLL RPL     January 2015   Per [RFC3067], an attack is "an assault on system security that   derives from an intelligent threat, i.e., an intelligent act that is   a deliberate attempt (especially in the sense of a method or   technique) to evade security services and violate the security policy   of a system."   The subsequent subsections consider the threats and the attacks that   can cause security breaches under the ISO 7498-2 model to the routing   assets and via the routing points of access identified inSection 4.1.  The assessment reviews the security concerns of each   routing asset and looks at the attacks that can exploit routing   points of access.  The threats and attacks identified are based on   the routing model analysis and associated review of the existing   literature.  The source of the attacks is assumed to be from either   inside or outside attackers.  While some attackers inside the network   will be using compromised nodes and, therefore, are only able to do   what an ordinary node can ("node-equivalent"), other attacks may not   be limited in memory, CPU, power consumption, or long-term storage.   Moore's law favors the attacker with access to the latest   capabilities, while the defenders will remain in place for years to   decades.6.1.  Threats Due to Failures to Authenticate6.1.1.  Node Impersonation   If an attacker can join a network using any identity, then it may be   able to assume the role of a legitimate (and existing node).  It may   be able to report false readings (in metering applications) or   provide inappropriate control messages (in control systems involving   actuators) if the security of the application is implied by the   security of the routing system.   Even in systems where there is application-layer security, the   ability to impersonate a node would permit an attacker to direct   traffic to itself.  This may permit various on-path attacks that   would otherwise be difficult, such as replaying, delaying, or   duplicating (application) control messages.6.1.2.  Dummy Node   If an attacker can join a network using any identify, then it can   pretend to be a legitimate node, receiving any service legitimate   nodes receive.  It may also be able to report false readings (in   metering applications), provide inappropriate authorizations (in   control systems involving actuators), or perform any other attacks   that are facilitated by being able to direct traffic towards itself.Tsao, et al.                  Informational                    [Page 14]

RFC 7416          Security Threat Analysis for ROLL RPL     January 20156.1.3.  Node Resource Spam   If an attacker can join a network with any identity, then it can   continuously do so with new (random) identities.  This act may drain   down the resources of the network (battery, RAM, bandwidth).  This   may cause legitimate nodes of the network to be unable to   communicate.6.2.  Threats Due to Failure to Keep Routing Information Confidential   The assessment inSection 4.2 indicates that there are attacks   against the confidentiality of routing information at all points of   access.  This threat may result in disclosure, as described inSection 3.1.2 of [RFC4593], and may involve a disclosure of routing   information.6.2.1.  Routing Exchange Exposure   Routing exchanges include both routing information as well as   information associated with the establishment and maintenance of   neighbor state information.  As indicated inSection 4.1, the   associated routing information assets may also include device-   specific resource information, such as available memory, remaining   power, etc., that may be metrics of the routing protocol.   The routing exchanges will contain reachability information, which   would identify the relative importance of different nodes in the   network.  Nodes higher up in the DODAG, to which more streams of   information flow, would be more interesting targets for other   attacks, and routing exchange exposures could identify them.6.2.2.  Routing Information (Routes and Network Topology) Exposure   Routes (which may be maintained in the form of the protocol   forwarding table) and neighbor topology information are the products   of the routing process that are stored within the node device   databases.   The exposure of this information will allow attackers to gain direct   access to the configuration and connectivity of the network, thereby   exposing routing to targeted attacks on key nodes or links.  Since   routes and neighbor topology information are stored within the node   device, attacks on the confidentiality of the information will apply   to the physical device, including specified and unspecified internal   and external interfaces.Tsao, et al.                  Informational                    [Page 15]

RFC 7416          Security Threat Analysis for ROLL RPL     January 2015   The forms of attack that allow unauthorized access or disclosure of   the routing information will include:   o  Physical device compromise.   o  Remote device access attacks (including those occurring through      remote network management or software/field upgrade interfaces).   Both of these attack vectors are considered a device-specific issue   and are out of scope for RPL to defend against.  In some   applications, physical device compromise may be a real threat, and it   may be necessary to provide for other devices to securely detect a   compromised device and react quickly to exclude it.6.3.  Threats and Attacks on Integrity   The assessment inSection 4.2 indicates that information and identity   assets are exposed to integrity threats from all points of access.   In other words, the integrity threat space is defined by the   potential for exploitation introduced by access to assets available   through routing exchanges and the on-device storage.6.3.1.  Routing Information Manipulation   Manipulation of routing information that ranges from neighbor states   to derived routes will allow unauthorized sources to influence the   operation and convergence of the routing protocols and ultimately   impact the forwarding decisions made in the network.   Manipulation of topology and reachability information will allow   unauthorized sources to influence the nodes with which routing   information is exchanged and updated.  The consequence of   manipulating routing exchanges can thus lead to suboptimality and   fragmentation or partitioning of the network by restricting the   universe of routers with which associations can be established and   maintained.   A suboptimal network may use too much power and/or may congest some   routes leading to premature failure of a node and a denial of service   (DoS) on the entire network.   In addition, being able to attract network traffic can make a black-   hole attack more damaging.Tsao, et al.                  Informational                    [Page 16]

RFC 7416          Security Threat Analysis for ROLL RPL     January 2015   The forms of attack that allow manipulation to compromise the content   and validity of routing information include:   o  falsification, including overclaiming and misclaiming (claiming      routes to devices that the device cannot in fact reach);   o  routing information replay;   o  Byzantine (internal) attacks that permit corruption of routing      information in the node even when the node continues to be a      validated entity within the network (see, for example, [RFC4593]      for further discussions on Byzantine attacks); and   o  physical device compromise or remote device access attacks.6.3.2.  Node Identity Misappropriation   Falsification or misappropriation of node identity between routing   participants opens the door for other attacks; it can also cause   incorrect routing relationships to form and/or topologies to emerge.   Routing attacks may also be mounted through less-sophisticated node   identity misappropriation in which the valid information broadcasted   or exchanged by a node is replayed without modification.  The receipt   of seemingly valid information that is, however, no longer current   can result in routing disruption and instability (including failure   to converge).  Without measures to authenticate the routing   participants and to ensure the freshness and validity of the received   information, the protocol operation can be compromised.  The forms of   attack that misuse node identity include:   o  Identity attacks, including Sybil attacks (see [Sybil2002]) in      which a malicious node illegitimately assumes multiple identities.   o  Routing information replay.Tsao, et al.                  Informational                    [Page 17]

RFC 7416          Security Threat Analysis for ROLL RPL     January 20156.4.  Threats and Attacks on Availability   The assessment inSection 4.2 indicates that the process and resource   assets are exposed to threats against availability; attacks in this   category may exploit directly or indirectly information exchange or   forwarding (see [RFC4732] for a general discussion).6.4.1.  Routing Exchange Interference or Disruption   Interference is the threat action and disruption is the threat   consequence that allows attackers to influence the operation and   convergence of the routing protocols by impeding the routing   information exchange.   The forms of attack that allow interference or disruption of routing   exchange include:   o  routing information replay;   o  ACK spoofing; and   o  overload attacks (Section 7.3.2).   In addition, attacks may also be directly conducted at the physical   layer in the form of jamming or interfering.6.4.2.  Network Traffic Forwarding Disruption   The disruption of the network traffic forwarding capability will   undermine the central function of network routers and the ability to   handle user traffic.  This affects the availability of the network   because of the potential to impair the primary capability of the   network.Tsao, et al.                  Informational                    [Page 18]

RFC 7416          Security Threat Analysis for ROLL RPL     January 2015   In addition to physical-layer obstructions, the forms of attack that   allow disruption of network traffic forwarding include [Karlof2003]:   o  selective forwarding attacks;         |Node_1|--(msg1|msg2|msg3)-->|Attacker|--(msg1|msg3)-->|Node_2|                  Figure 2: Selective Forwarding Example   o  wormhole attacks; and               |Node_1|-------------Unreachable---------x|Node_2|                  |                                         ^                  |               Private Link              |                  '-->|Attacker_1|===========>|Attacker_2|--'                        Figure 3: Wormhole Attacks   o  sinkhole attacks.                |Node_1|     |Node_4|                    |            |                    `--------.   |                Falsify as    \  |                Good Link \   |  |                to Node_5  \  |  |                            \ V  V                |Node_2|-->|Attacker|--Not Forwarded---x|Node_5|                              ^  ^ \                              |  |  \ Falsify as                              |  |   \Good Link                              /  |    to Node_5                     ,-------'   |                     |           |                |Node_3|     |Node_i|                     Figure 4: Sinkhole Attack Example   These attacks are generally done to both control- and forwarding-   plane traffic.  A system that prevents control-plane traffic (RPL   messages) from being diverted in these ways will also prevent actual   data from being diverted.Tsao, et al.                  Informational                    [Page 19]

RFC 7416          Security Threat Analysis for ROLL RPL     January 20156.4.3.  Communications Resource Disruption   Attacks mounted against the communication channel resource assets   needed by the routing protocol can be used as a means of disrupting   its operation.  However, while various forms of DoS attacks on the   underlying transport subsystem will affect routing protocol exchanges   and operation (for example, physical-layer Radio Frequency (RF)   jamming in a wireless network or link-layer attacks), these attacks   cannot be countered by the routing protocol.  As such, the threats to   the underlying transport network that supports routing is considered   beyond the scope of the current document.  Nonetheless, attacks on   the subsystem will affect routing operation and must be directly   addressed within the underlying subsystem and its implemented   protocol layers.6.4.4.  Node Resource Exhaustion   A potential threat consequence can arise from attempts to overload   the node resource asset by initiating exchanges that can lead to the   exhaustion of processing, memory, or energy resources.  The   establishment and maintenance of routing neighbors opens the routing   process to engagement and potential acceptance of multiple   neighboring peers.  Association information must be stored for each   peer entity and for the wireless network operation provisions made to   periodically update and reassess the associations.  An introduced   proliferation of apparent routing peers can, therefore, have a   negative impact on node resources.   Node resources may also be unduly consumed by attackers attempting   uncontrolled topology peering or routing exchanges, routing replays,   or the generating of other data-traffic floods.  Beyond the   disruption of communications channel resources, these consequences   may be able to exhaust node resources only where the engagements are   able to proceed with the peer routing entities.  Routing operation   and network forwarding functions can thus be adversely impacted by   node resources exhaustion that stems from attacks that include:   o  identity (including Sybil) attacks (see [Sybil2002]);   o  routing information replay attacks;   o  HELLO-type flood attacks; and   o  overload attacks (Section 7.3.2).Tsao, et al.                  Informational                    [Page 20]

RFC 7416          Security Threat Analysis for ROLL RPL     January 20157.  Countermeasures   By recognizing the characteristics of LLNs that may impact routing,   this analysis provides the basis for understanding the capabilities   within RPL used to deter the identified attacks and mitigate the   threats.  The following subsections consider such countermeasures by   grouping the attacks according to the classification of the ISO   7498-2 model so that associations with the necessary security   services are more readily visible.7.1.  Confidentiality Attack Countermeasures   Attacks to disclosure routing information may be mounted at the level   of the routing information assets, at the points of access associated   with routing exchanges between nodes, or through device interface   access.  To gain access to routing/topology information, the attacker   may rely on a compromised node that deliberately exposes the   information during the routing exchange process, on passive   wiretapping or traffic analysis, or on attempting access through a   component or device interface of a tampered routing node.7.1.1.  Countering Deliberate Exposure Attacks   A deliberate exposure attack is one in which an entity that is party   to the routing process or topology exchange allows the routing/   topology information or generated route information to be exposed to   an unauthorized entity.   For instance, due to misconfiguration or inappropriate enabling of a   diagnostic interface, an entity might be copying ("bridging") traffic   from a secured ESSID/PAN to an unsecured interface.   A prerequisite to countering this attack is to ensure that the   communicating nodes are authenticated prior to data encryption   applied in the routing exchange.  The authentication ensures that the   LLN starts with trusted nodes, but it does not provide an indication   of whether the node has been compromised.   Reputation systems could be used to help when some nodes may sleep   for extended periods of time.  It is also unclear if resulting   datasets would even fit into constrained devices.   To mitigate the risk of deliberate exposure, the process that   communicating nodes use to establish session keys must be   peer-to-peer (i.e., between the routing initiating and responding   nodes).  As is pointed out in [RFC4107], automatic key management is   critical for good security.  This helps ensure that neither node is   exchanging routing information with another peer without theTsao, et al.                  Informational                    [Page 21]

RFC 7416          Security Threat Analysis for ROLL RPL     January 2015   knowledge of both communicating peers.  For a deliberate exposure   attack to succeed, the comprised node will need to be more overt and   take independent actions in order to disclose the routing information   to a third party.   Note that the same measures that apply to securing routing/topology   exchanges between operational nodes must also extend to field tools   and other devices used in a deployed network where such devices can   be configured to participate in routing exchanges.7.1.2.  Countering Passive Wiretapping Attacks   A passive wiretap attack seeks to breach routing confidentiality   through passive, direct analysis and processing of the information   exchanges between nodes.   Passive wiretap attacks can be directly countered through the use of   data encryption for all routing exchanges.  Only when a validated and   authenticated node association is completed will routing exchange be   allowed to proceed using established session keys and an agreed   encryption algorithm.  The mandatory-to-implement CCM mode AES-128   method, described in [RFC3610], is believed to be secure against a   brute-force attack by even the most well-equipped adversary.   The significant challenge for RPL is in the provisioning of the key,   which in some modes ofRFC 6550 is used network wide.  This problem   is not solved inRFC 6550, and it is the subject of significant   future work: see, for instance, [AceCharterProposal],   [SolaceProposal], and [SmartObjectSecurityWorkshop].   A number of deployments, such as [ZigBeeIP] specify no Layer 3 (L3) /   RPL encryption or authentication and rely upon similar security at   Layer 2 (L2).  These networks are immune to outside wiretapping   attacks but are vulnerable to passive (and active) routing attacks   through compromises of nodes (seeSection 8.2).Section 10.9 of [RFC6550] specifies AES-128 in CCM mode with a 32-bit   Message Authentication Code (MAC).Section 5.6 of ZigBee IP [ZigBeeIP] specifies use of CCM, with PANA   and EAP-TLS for key management.7.1.3.  Countering Traffic Analysis   Traffic analysis provides an indirect means of subverting   confidentiality and gaining access to routing information by allowing   an attacker to indirectly map the connectivity or flow patterns   (including link load) of the network from which other attacks can beTsao, et al.                  Informational                    [Page 22]

RFC 7416          Security Threat Analysis for ROLL RPL     January 2015   mounted.  The traffic-analysis attack on an LLN, especially one   founded on a shared medium, is passive and relies on the ability to   read the immutable source/destination L2 and/or L3 routing   information that must remain unencrypted to permit network routing.   One way in which passive traffic-analysis attacks can be muted is   through the support of load balancing that allows traffic to a given   destination to be sent along diverse routing paths.  RPL does not   generally support multipath routing within a single DODAG.  Multiple   DODAGs are supported in the protocol, and an implementation could   make use of that.  RPL does not have any inherent or standard way to   guarantee that the different DODAGs would have significantly diverse   paths.  Having the diverse DODAGs routed at different border routers   might work in some instances, and this could be combined with a   multipath technology like Multipath TCP (MPTCP) [RFC6824].  It is   unlikely that it will be affordable in many LLNs, as few deployments   will have memory space for more than a few sets of DODAG tables.   Another approach to countering passive traffic analysis could be for   nodes to maintain a constant amount of traffic to different   destinations through the generation of arbitrary traffic flows; the   drawback of course would be the consequent overhead and energy   expenditure.   The only means of fully countering a traffic-analysis attack is   through the use of tunneling (encapsulation) where encryption is   applied across the entirety of the original packet source/destination   addresses.  Deployments that use L2 security that includes encryption   already do this for all traffic.7.1.4.  Countering Remote Device Access Attacks   Where LLN nodes are deployed in the field, measures are introduced to   allow for remote retrieval of routing data and for software or field   upgrades.  These paths create the potential for a device to be   remotely accessed across the network or through a provided field   tool.  In the case of network management, a node can be directly   requested to provide routing tables and neighbor information.   To ensure confidentiality of the node routing information against   attacks through remote access, any local or remote device requesting   routing information must be authenticated and must be authorized for   that access.  Since remote access is not invoked as part of a routing   protocol, security of routing information stored on the node against   remote access will not be addressable as part of the routing   protocol.Tsao, et al.                  Informational                    [Page 23]

RFC 7416          Security Threat Analysis for ROLL RPL     January 20157.2.  Integrity Attack Countermeasures   Integrity attack countermeasures address routing information   manipulation, as well as node identity and routing information   misuse.  Manipulation can occur in the form of a falsification attack   and physical compromise.  To be effective, the following development   considers the two aspects of falsification, namely, the unauthorized   modifications and the overclaiming and misclaiming content.  The   countering of physical compromise was considered in the previous   section and is not repeated here.  With regard to misuse, there are   two types of attacks to be deterred: identity attacks and replay   attacks.7.2.1.  Countering Unauthorized Modification Attacks   Unauthorized modifications may occur in the form of altering the   message being transferred or the data stored.  Therefore, it is   necessary to ensure that only authorized nodes can change the portion   of the information that is allowed to be mutable, while the integrity   of the rest of the information is protected, e.g., through well-   studied cryptographic mechanisms.   Unauthorized modifications may also occur in the form of insertion or   deletion of messages during protocol changes.  Therefore, the   protocol needs to ensure the integrity of the sequence of the   exchange sequence.   The countermeasure to unauthorized modifications needs to:   o  implement access control on storage;   o  provide data integrity service to transferred messages and stored      data; and   o  include a sequence number under integrity protection.7.2.2.  Countering Overclaiming and Misclaiming Attacks   Both overclaiming and misclaiming aim to introduce false routes or a   false topology that would not occur otherwise, while there are not   necessarily unauthorized modifications to the routing messages or   information.  In order to counter overclaiming, the capability to   determine unreasonable routes or topology is required.   The counter to overclaiming and misclaiming may employ:   o  Comparison with historical routing/topology data.Tsao, et al.                  Informational                    [Page 24]

RFC 7416          Security Threat Analysis for ROLL RPL     January 2015   o  Designs that restrict realizable network topologies.   RPL includes no specific mechanisms in the protocol to counter   overclaims or misclaims.  An implementation could have specific   heuristics implemented locally.7.2.3.  Countering Identity (including Sybil) Attacks   Identity attacks, sometimes simply called spoofing, seek to gain or   damage assets whose access is controlled through identity.  In   routing, an identity attacker can illegitimately participate in   routing exchanges, distribute false routing information, or cause an   invalid outcome of a routing process.   A perpetrator of Sybil attacks assumes multiple identities.  The   result is not only an amplification of the damage to routing but   extension to new areas, e.g., where geographic distribution is   explicitly or implicitly an asset to an application running on the   LLN, for example, the LBR in a P2MP or MP2P LLN.   RPL includes specific public key-based authentication at L3 that   provides for authorization.  Many deployments use L2 security that   includes admission controls at L2 using mechanisms such as PANA.7.2.4.  Countering Routing Information Replay Attacks   In many routing protocols, message replay can result in false   topology and/or routes.  This is often counted with some kind of   counter to ensure the freshness of the message.  Replay of a current,   literal RPL message is, in general, idempotent to the topology.  If   replayed, an older (lower DODAGVersionNumber) message would be   rejected as being stale.  If the trickle algorithm further dampens   the effect of any such replay, as if the message was current, then it   would contain the same information as before, and it would cause no   network changes.   Replays may well occur in some radio technologies (though not very   likely; see [IEEE.802.15.4]) as a result of echos or reflections, so   some replays must be assumed to occur naturally.   Note that for there to be no effect at all, the replay must be done   with the same apparent power for all nodes receiving the replay.  A   change in apparent power might change the metrics through changes to   the Expected Transmission Count (ETX); therefore, it might affect the   routing even though the contents of the packet were never changed.   Any replay that appears to be different should be analyzed as a   selective forwarding attack, sinkhole attack, or wormhole attack.Tsao, et al.                  Informational                    [Page 25]

RFC 7416          Security Threat Analysis for ROLL RPL     January 20157.2.5.  Countering Byzantine Routing Information Attacks   Where a node is captured or compromised but continues to operate for   a period with valid network security credentials, the potential   exists for routing information to be manipulated.  This compromise of   the routing information could thus exist in spite of security   countermeasures that operate between the peer routing devices.   Consistent with the end-to-end principle of communications, such an   attack can only be fully addressed through measures operating   directly between the routing entities themselves or by means of   external entities accessing and independently analyzing the routing   information.  Verification of the authenticity and liveliness of the   routing entities can, therefore, only provide a limited counter   against internal (Byzantine) node attacks.   For link-state routing protocols where information is flooded with,   for example, areas (OSPF [RFC2328]) or levels (IS-IS [RFC7142]),   countermeasures can be directly applied by the routing entities   through the processing and comparison of link-state information   received from different peers.  By comparing the link information   from multiple sources, decisions can be made by a routing node or   external entity with regard to routing information validity; see   Chapter 2 of [Perlman1988] for a discussion on flooding attacks.   For distance vector protocols, such as RPL, where information is   aggregated at each routing node, it is not possible for nodes to   directly detect Byzantine information manipulation attacks from the   routing information exchange.  In such cases, the routing protocol   must include and support indirect communications exchanges between   non-adjacent routing peers to provide a secondary channel for   performing routing information validation.  S-RIP [Wan2004] is an   example of the implementation of this type of dedicated routing   protocol security where the correctness of aggregate distance vector   information can only be validated by initiating confirmation   exchanges directly between nodes that are not routing neighbors.   RPL does not provide any direct mechanisms like S-RIP.  It does   listen to multiple parents and may switch parents if it begins to   suspect that it is being lied to.7.3.  Availability Attack Countermeasures   As alluded to before, availability requires that routing information   exchanges and forwarding mechanisms be available when needed so as to   guarantee proper functioning of the network.  This may, e.g., include   the correct operation of routing information and neighbor state   information exchanges, among others.  We will highlight the keyTsao, et al.                  Informational                    [Page 26]

RFC 7416          Security Threat Analysis for ROLL RPL     January 2015   features of the security threats along with typical countermeasures   to prevent or at least mitigate them.  We will also note that an   availability attack may be facilitated by an identity attack as well   as a replay attack, as was addressed in Sections7.2.3 and7.2.4,   respectively.7.3.1.  Countering HELLO Flood Attacks and ACK Spoofing Attacks   HELLO Flood [Karlof2003], [HELLO], and ACK spoofing attacks are   different but highly related forms of attacking an LLN.  They   essentially lead nodes to believe that suitable routes are available   even though they are not and hence constitute a serious availability   attack.   A HELLO attack mounted against RPL would involve sending out (or   replaying) DODAG Information Object (DIO) messages by the attacker.   Lower-power LLN nodes might then attempt to join the DODAG at a lower   rank than they would otherwise.   The most effective method from [HELLO] is bidirectional verification.   A number of L2 links are arranged in controller/spoke arrangements   and are continuously validating connectivity at layer 2.   In addition, in order to calculate metrics, the ETX must be computed,   and this involves, in general, sending a number of messages between   nodes that are believed to be adjacent.  One such protocol is   [MESH-LINK].   In order to join the DODAG, a Destination Advertisement Object (DAO)   message is sent upwards.  In RPL, the DAO is acknowledged by the   DAO-ACK message.  This clearly checks bidirectionality at the control   plane.   As discussed in Section 5.1 of [HELLO], a receiver with a sensitive   receiver could well hear the DAOs and even send DAO-ACKs as well.   Such a node is a form of wormhole attack.   These attacks are also all easily defended against using either L2 or   L3 authentication.  Such an attack could only be made against a   completely open network (such as might be used for provisioning new   nodes) or by a compromised node.7.3.2.  Countering Overload Attacks   Overload attacks are a form of DoS attack in that a malicious node   overloads the network with irrelevant traffic, thereby draining the   nodes' energy store more quickly when the nodes rely on batteries or   energy scavenging.  Thus, it significantly shortens the lifetime ofTsao, et al.                  Informational                    [Page 27]

RFC 7416          Security Threat Analysis for ROLL RPL     January 2015   networks of energy-constrained nodes and constitutes another serious   availability attack.   With energy being one of the most precious assets of LLNs, targeting   its availability is a fairly obvious attack.  Another way of   depleting the energy of an LLN node is to have the malicious node   overload the network with irrelevant traffic.  This impacts   availability since certain routes get congested, which:   o  renders them useless for affected nodes; hence, data cannot be      delivered;   o  makes routes longer as the shortest path algorithms work with the      congested network; and   o  depletes battery and energy scavenging nodes more quickly and thus      shortens the network's availability at large.   Overload attacks can be countered by deploying a series of mutually   non-exclusive security measures that:   o  introduce quotas on the traffic rate each node is allowed to send;   o  isolate nodes that send traffic above a certain threshold based on      system operation characteristics; and   o  allow only trusted data to be received and forwarded.   As for the first one, a simple approach to minimize the harmful   impact of an overload attack is to introduce traffic quotas.  This   prevents a malicious node from injecting a large amount of traffic   into the network, even though it does not prevent the said node from   injecting irrelevant traffic at all.  Another method is to isolate   nodes from the network at the network layer once it has been detected   that more traffic is injected into the network than allowed by a   prior set or dynamically adjusted threshold.  Finally, if   communication is sufficiently secured, only trusted nodes can receive   and forward traffic, which also lowers the risk of an overload   attack.   Receiving nodes that validate signatures and sending nodes that   encrypt messages need to be cautious of cryptographic processing   usage when validating signatures and encrypting messages.  Where   feasible, certificates should be validated prior to use of the   associated keys to counter potential resource overloading attacks.   The associated design decision needs to also consider that the   validation process requires resources; thus, it could be exploited   for attacks.  Alternatively, resource management limits can be placedTsao, et al.                  Informational                    [Page 28]

RFC 7416          Security Threat Analysis for ROLL RPL     January 2015   on routing security processing events (see the comment inSection 6,   paragraph 4, of [RFC5751]).7.3.3.  Countering Selective Forwarding Attacks   Selective forwarding attacks are a form of DoS attack that impacts   the availability of the generated routing paths.   A selective forwarding attack may be done by a node involved with the   routing process, or it may be done by what otherwise appears to be a   passive antenna or other RF feature or device, but is in fact an   active (and selective) device.  An RF antenna/repeater that is not   selective is not a threat.   An insider malicious node basically blends in neatly with the network   but then may decide to forward and/or manipulate certain packets.  If   all packets are dropped, then this attacker is also often referred to   as a "black hole".  Such a form of attack is particularly dangerous   if coupled with sinkhole attacks since inherently a large amount of   traffic is attracted to the malicious node, thereby causing   significant damage.  In a shared medium, an outside malicious node   would selectively jam overheard data flows, where the thus caused   collisions incur selective forwarding.   Selective forwarding attacks can be countered by deploying a series   of mutually non-exclusive security measures:   o  Multipath routing of the same message over disjoint paths.   o  Dynamically selecting the next hop from a set of candidates.   The first measure basically guarantees that if a message gets lost on   a particular routing path due to a malicious selective forwarding   attack, there will be another route that successfully delivers the   data.  Such a method is inherently suboptimal from an energy   consumption point of view; it is also suboptimal from a network   utilization perspective.  The second method basically involves a   constantly changing routing topology in that next-hop routers are   chosen from a dynamic set in the hope that the number of malicious   nodes in this set is negligible.  A routing protocol that allows for   disjoint routing paths may also be useful.7.3.4.  Countering Sinkhole Attacks   In sinkhole attacks, the malicious node manages to attract a lot of   traffic mainly by advertising the availability of high-quality links   even though there are none [Karlof2003].  Hence, it constitutes a   serious attack on availability.Tsao, et al.                  Informational                    [Page 29]

RFC 7416          Security Threat Analysis for ROLL RPL     January 2015   The malicious node creates a sinkhole by attracting a large amount   of, if not all, traffic from surrounding neighbors by advertising in   and outwards links of superior quality.  Hence, affected nodes   eagerly route their traffic via the malicious node that, if coupled   with other attacks such as selective forwarding, may lead to serious   availability and security breaches.  Such an attack can only be   executed by an inside malicious node and is generally very difficult   to detect.  An ongoing attack has a profound impact on the network   topology and essentially becomes a problem of flow control.   Sinkhole attacks can be countered by deploying a series of mutually   non-exclusive security measures to:   o  use geographical insights for flow control;   o  isolate nodes that receive traffic above a certain threshold;   o  dynamically pick up the next hop from a set of candidates; and   o  allow only trusted data to be received and forwarded.   A canary node could periodically call home (using a cryptographic   process) with the home system, noting if it fails to call in.  This   provides detection of a problem, but does not mitigate it, and it may   have significant energy consequences for the LLN.   Some LLNs may provide for geolocation services, often derived from   solving triangulation equations from radio delay calculation; such   calculations could in theory be subverted by a sinkhole that   transmitted at precisely the right power in a node-to-node fashion.   While geographic knowledge could help assure that traffic always goes   in the physical direction desired, it would not assure that the   traffic is taking the most efficient route, as the lowest cost real   route might match the physical topology, such as when different parts   of an LLN are connected by high-speed wired networks.7.3.5.  Countering Wormhole Attacks   In wormhole attacks, at least two malicious nodes claim to have a   short path between themselves [Karlof2003].  This changes the   availability of certain routing paths and hence constitutes a serious   security breach.   Essentially, two malicious insider nodes use another, more powerful,   transmitter to communicate with each other and thereby distort the   would-be-agreed routing path.  This distortion could involve   shortcutting and hence paralyzing a large part of the network; itTsao, et al.                  Informational                    [Page 30]

RFC 7416          Security Threat Analysis for ROLL RPL     January 2015   could also involve tunneling the information to another region of the   network where there are, e.g., more malicious nodes available to aid   the intrusion or where messages are replayed, etc.   In conjunction with selective forwarding, wormhole attacks can create   race conditions that impact topology maintenance and routing   protocols as well as any security suits built on "time of check" and   "time of use".   A pure wormhole attack is nearly impossible to detect.  A wormhole   that is used in order to subsequently mount another kind of attack   would be defeated by defeating the other attack.  A perfect wormhole,   in which there is nothing adverse that occurs to the traffic, would   be difficult to call an attack.  The worst thing that a benign   wormhole can do in such a situation is to cease to operate (become   unstable), causing the network to have to recalculate routes.   A highly unstable wormhole is no different than a radio opaque (i.e.,   metal) door that opens and closes a lot.  RPL includes hysteresis in   its objective functions [RFC6719] in an attempt to deal with frequent   changes to the ETX between nodes.8.  RPL Security Features   The assessments and analysis inSection 6 examined all areas of   threats and attacks that could impact routing, and the   countermeasures presented inSection 7 were reached without confining   the consideration to means only available to routing.  This section   puts the results into perspective, dealing with those threats that   are endemic to this field, that have been mitigated through RPL   protocol design, and that require specific decisions to be made as   part of provisioning a network.   The first part of this section, Sections8.1 to8.3, presents a   description of RPL security features that address specific threats.   The second part of this section,Section 8.4, discusses issues of the   provisioning of security aspects that may impact routing but that   also require considerations beyond the routing protocol, as well as   potential approaches.   RPL employs multicast, so these alternative communications modes MUST   be secured with the same routing security services specified in this   section.  Furthermore, irrespective of the modes of communication,   nodes MUST provide adequate physical tamper resistance commensurate   with the particular application-domain environment to ensure the   confidentiality, integrity, and availability of stored routing   information.Tsao, et al.                  Informational                    [Page 31]

RFC 7416          Security Threat Analysis for ROLL RPL     January 20158.1.  Confidentiality Features   With regard to confidentiality, protecting the routing/topology   information from unauthorized disclosure is not directly essential to   maintaining the routing function.  Breaches of confidentiality may   lead to other attacks or the focusing of an attacker's resources (seeSection 6.2) but does not of itself directly undermine the operation   of the routing function.  However, to protect against and reduce   consequences from other more direct attacks, routing information   should be protected.  Thus, to secure RPL:   o  Implement payload encryption using L3 mechanisms described in      [RFC6550] or   o  Implement L2 confidentiality   Where confidentiality is incorporated into the routing exchanges,   encryption algorithms and key lengths need to be specified in   accordance with the level of protection dictated by the routing   protocol and the associated application-domain transport network.   For most networks, this means use of AES-128 in CCM mode, but this   needs to be specified clearly in the applicability statement.   In terms of the lifetime of the keys, the opportunity to periodically   change the encryption key increases the offered level of security for   any given implementation.  However, where strong cryptography is   employed, physical, procedural, and logical data access protection   considerations may have a more significant impact on cryptoperiod   selection than algorithm and key size factors.  Nevertheless, in   general, shorter cryptoperiods, during which a single key is applied,   will enhance security.   Given the mandatory protocol requirement to implement routing node   authentication as part of routing integrity (seeSection 8.2), key   exchanges may be coordinated as part of the integrity verification   process.  This provides an opportunity to increase the frequency of   key exchange and shorten the cryptoperiod as a complement to the key   length and encryption algorithm required for a given application   domain.8.2.  Integrity Features   The integrity of routing information provides the basis for ensuring   that the function of the routing protocol is achieved and maintained.   To protect integrity, RPL must run either using only the secure   versions of the messages or over a L2 that uses channel binding   between node identity and transmissions.Tsao, et al.                  Informational                    [Page 32]

RFC 7416          Security Threat Analysis for ROLL RPL     January 2015   Some L2 security mechanisms use a single key for the entire network,   and these networks cannot provide a significant amount of integrity   protection, as any node that has that key may impersonate any other   node.  This mode of operation is likely acceptable when an entire   deployment is under the control of a single administrative entity.   Other L2 security mechanisms form a unique session key for every pair   of nodes that needs to communicate; this is often called a per-link   key.  Such networks can provide a strong degree of origin   authentication and integrity on unicast messages.   However, some RPL messages are broadcast, and even when per-node L2   security mechanisms are used, the integrity and origin authentication   of broadcast messages cannot be as trusted due to the proliferation   of the key used to secure them.   RPL has two specific options that are broadcast in RPL Control   Messages: the DIO and the DODAG Information Solicitation (DIS).  The   purpose of the DIS is to cause potential parents to reply with a DIO,   so the integrity of the DIS is not of great concern.  The DIS may   also be unicast.   The DIO is a critical piece of routing and carries many critical   parameters.  RPL provides for asymmetric authentication at L3 of the   RPL Control Message carrying the DIO, and this may be warranted in   some deployments.  A node could, if it felt that the DIO that it had   received was suspicious, send a unicast DIS message to the node in   question, and that node would reply with a unicast DIS.  Those   messages could be protected with the per-link key.8.3.  Availability Features   Availability of routing information is linked to system and network   availability, which in the case of LLNs require a broader security   view beyond the requirements of the routing entities.  Where   availability of the network is compromised, routing information   availability will be accordingly affected.  However, to specifically   assist in protecting routing availability, nodes MAY:   o  restrict neighborhood cardinality;   o  use multiple paths;   o  use multiple destinations;   o  choose randomly if multiple paths are available;   o  set quotas to limit transmit or receive volume; andTsao, et al.                  Informational                    [Page 33]

RFC 7416          Security Threat Analysis for ROLL RPL     January 2015   o  use geographic information for flow control.8.4.  Key Management   The functioning of the routing security services requires keys and   credentials.  Therefore, even though it's not directly an RPL   security requirement, an LLN MUST have a process for initial key and   credential configuration, as well as secure storage within the   associated devices.  Anti-tampering SHOULD be a consideration in   physical design.  Beyond initial credential configuration, an LLN is   also encouraged to have automatic procedures for the revocation and   replacement of the maintained security credentials.   While RPL has secure modes, some modes are impractical without the   use of public key cryptography, which is believed to be too expensive   by many.  RPL L3 security will often depend upon existing LLN L2   security mechanisms, which provide for node authentication but little   in the way of node authorization.9.  Security Considerations   The analysis presented in this document provides security analysis   and design guidelines with a scope limited to RPL.  Security services   are identified as requirements for securing RPL.  The specific   mechanisms to be used to deal with each threat is specified in link-   Land deployment-specific applicability statements.10.  References10.1.  Normative References   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate              Requirement Levels",BCP 14,RFC 2119, March 1997,              <http://www.rfc-editor.org/info/rfc2119>.   [RFC4107]  Bellovin, S. and R. Housley, "Guidelines for Cryptographic              Key Management",BCP 107,RFC 4107, June 2005,              <http://www.rfc-editor.org/info/rfc4107>.   [RFC6550]  Winter, T., Thubert, P., Brandt, A., Hui, J., Kelsey, R.,              Levis, P., Pister, K., Struik, R., Vasseur, JP., and R.              Alexander, "RPL: IPv6 Routing Protocol for Low-Power and              Lossy Networks",RFC 6550, March 2012,              <http://www.rfc-editor.org/info/rfc6550>.   [RFC6719]  Gnawali, O. and P. Levis, "The Minimum Rank with              Hysteresis Objective Function",RFC 6719, September 2012,              <http://www.rfc-editor.org/info/rfc6719>.Tsao, et al.                  Informational                    [Page 34]

RFC 7416          Security Threat Analysis for ROLL RPL     January 2015   [RFC7102]  Vasseur, JP., "Terms Used in Routing for Low-Power and              Lossy Networks",RFC 7102, January 2014,              <http://www.rfc-editor.org/info/rfc7102>.   [ZigBeeIP] ZigBee Alliance, "ZigBee IP Specification", Public              Document 15-002r00, March 2013.10.2.  Informative References   [AceCharterProposal]              Li, Kepeng., Ed., "Draft Charter V0.9c - Authentication              and Authorization for Constrained Environment Charter",              Work in Progress, December 2013,              <http://trac.tools.ietf.org/wg/core/trac/wiki/ACE_charter>.   [HELLO]    Park, S., "Routing Security in Sensor Network: HELLO Flood              Attack and Defense", Work in Progress,draft-suhopark-hello-wsn-00, December 2005.   [IEEE.802.11]              IEEE, "IEEE Standard for Information Technology -              Telecommunications and information exchange between              systems - Local and metropolitan area networks - Specific              requirements Part 11: Wireless LAN Medium Access Control              (MAC) and Physical Layer (PHY) Specifications", IEEE Std              802.11-2012, March 2012,              <http://standards.ieee.org/about/get/802/802.11.html>.   [IEEE.802.15.4]              IEEE, "IEEE Standard for Local and metropolitan area              networks - Specific requirements - Part 15.4: Low-Rate              Wireless Personal Area Networks (LR-WPANs)", IEEE Std              802.15.4-2011, September 2011,              <http://standards.ieee.org/getieee802/802.15.html>.   [ISO.7498-2.1989]              International Organization for Standardization,              "Information processing systems - Open Systems              Interconnection -- Basic Reference Model - Part 2:              Security Architecture", ISO Standard 7498-2, 1989.Tsao, et al.                  Informational                    [Page 35]

RFC 7416          Security Threat Analysis for ROLL RPL     January 2015   [Karlof2003]              Karlof, C. and D. Wagner, "Secure Routing in Wireless              Sensor Networks: Attacks and Countermeasures", Elsevier Ad              Hoc Networks Journal, Special Issue on Sensor Network              Applications and Protocols, 1(2):293-315, September 2003,              <http://nest.cs.berkeley.edu/papers/sensor-route-security.pdf>.   [MESH-LINK]              Kelsey, R.,"Mesh Link Establishment", Work in Progress,draft-kelsey-intarea-mesh-link-establishment-06, May 2014.   [Myagmar2005]              Myagmar, S., Lee, AJ., and W. Yurcik, "Threat Modeling as              a Basis for Security Requirements", in Proceedings of the              Symposium on Requirements Engineering for Information              Security (SREIS'05), Paris, France pp. 94-102, August              2005.   [Perlman1988]              Perlman, R., "Network Layer Protocols with Byzantine              Robustness", MIT LCS Tech Report, 429, August 1988.   [RFC2328]  Moy, J., "OSPF Version 2", STD 54,RFC 2328, April 1998,              <http://www.rfc-editor.org/info/rfc2328>.   [RFC3067]  Arvidsson, J., Cormack, A., Demchenko, Y., and J. Meijer,              "TERENA'S Incident Object Description and Exchange Format              Requirements",RFC 3067, February 2001,              <http://www.rfc-editor.org/info/rfc3067>.   [RFC3610]  Whiting, D., Housley, R., and N. Ferguson, "Counter with              CBC-MAC (CCM)",RFC 3610, September 2003,              <http://www.rfc-editor.org/info/rfc3610>.   [RFC4593]  Barbir, A., Murphy, S., and Y. Yang, "Generic Threats to              Routing Protocols",RFC 4593, October 2006,              <http://www.rfc-editor.org/info/rfc4593>.   [RFC4732]  Handley, M., Rescorla, E., and IAB, "Internet Denial-of-              Service Considerations",RFC 4732, December 2006,              <http://www.rfc-editor.org/info/rfc4732>.   [RFC4949]  Shirey, R., "Internet Security Glossary, Version 2",RFC4949, August 2007,              <http://www.rfc-editor.org/info/rfc4949>.Tsao, et al.                  Informational                    [Page 36]

RFC 7416          Security Threat Analysis for ROLL RPL     January 2015   [RFC5191]  Forsberg, D., Ohba, Y., Patil, B., Tschofenig, H., and A.              Yegin, "Protocol for Carrying Authentication for Network              Access (PANA)",RFC 5191, May 2008,              <http://www.rfc-editor.org/info/rfc5191>.   [RFC5216]  Simon, D., Aboba, B., and R. Hurst, "The EAP-TLS              Authentication Protocol",RFC 5216, March 2008,              <http://www.rfc-editor.org/info/rfc5216>.   [RFC5548]  Dohler, M., Watteyne, T., Winter, T., and D. Barthel,              "Routing Requirements for Urban Low-Power and Lossy              Networks",RFC 5548, May 2009,              <http://www.rfc-editor.org/info/rfc5548>.   [RFC5673]  Pister, K., Thubert, P., Dwars, S., and T. Phinney,              "Industrial Routing Requirements in Low-Power and Lossy              Networks",RFC 5673, October 2009,              <http://www.rfc-editor.org/info/rfc5673>.   [RFC5751]  Ramsdell, B. and S. Turner, "Secure/Multipurpose Internet              Mail Extensions (S/MIME) Version 3.2 Message              Specification",RFC 5751, January 2010,              <http://www.rfc-editor.org/info/rfc5751>.   [RFC5826]  Brandt, A., Buron, J., and G. Porcu, "Home Automation              Routing Requirements in Low-Power and Lossy Networks",RFC5826, April 2010,              <http://www.rfc-editor.org/info/rfc5826>.   [RFC5867]  Martocci, J., De Mil, P., Riou, N., and W. Vermeylen,              "Building Automation Routing Requirements in Low-Power and              Lossy Networks",RFC 5867, June 2010,              <http://www.rfc-editor.org/info/rfc5867>.   [RFC6192]  Dugal, D., Pignataro, C., and R. Dunn, "Protecting the              Router Control Plane",RFC 6192, March 2011,              <http://www.rfc-editor.org/info/rfc6192>.   [RFC6574]  Tschofenig, H. and J. Arkko, "Report from the Smart Object              Workshop",RFC 6574, April 2012,              <http://www.rfc-editor.org/info/rfc6574>.   [RFC6824]  Ford, A., Raiciu, C., Handley, M., and O. Bonaventure,              "TCP Extensions for Multipath Operation with Multiple              Addresses",RFC 6824, January 2013,              <http://www.rfc-editor.org/info/rfc6824>.Tsao, et al.                  Informational                    [Page 37]

RFC 7416          Security Threat Analysis for ROLL RPL     January 2015   [RFC7142]  Shand, M. and L. Ginsberg, "Reclassification ofRFC 1142              to Historic",RFC 7142, February 2014,              <http://www.rfc-editor.org/info/rfc7142>.   [RFC7397]  Gilger, J. and H. Tschofenig, "Report from the Smart              Object Security Workshop",RFC 7397, November 2014,              <http://www.rfc-editor.org/info/rfc7397>.   [SmartObjectSecurityWorkshop]              Klausen, T., Ed., "Workshop on Smart Object Security",              March 2012, <http://www.lix.polytechnique.fr/hipercom/SmartObjectSecurity>.   [SolaceProposal]              Bormann, C., Ed., "Notes from the SOLACE ad hoc at IETF              85", November 2012, <http://www.ietf.org/mail-archive/web/solace/current/msg00015.html>.   [Sybil2002]              Douceur, J., "The Sybil Attack", First International              Workshop on Peer-to-Peer Systems, March 2002.   [Wan2004]  Wan, T., Kranakis, E., and PC. van Oorschot, "S-RIP: A              Secure Distance Vector Routing Protocol", in Proceedings              of the 2nd International Conference on Applied              Cryptography and Network Security, pp. 103-119, June 2004.   [Yourdon1979]              Yourdon, E. and L. Constantine, "Structured Design:              Fundamentals of a Discipline of Computer Program and              Systems Design", Yourdon Press, New York, Chapter 10, pp.              187-222, 1979.Tsao, et al.                  Informational                    [Page 38]

RFC 7416          Security Threat Analysis for ROLL RPL     January 2015Acknowledgments   The authors would like to acknowledge the review and comments from   Rene Struik and JP Vasseur.  The authors would also like to   acknowledge the guidance and input provided by the ROLL Chairs, David   Culler and JP Vasseur, and Area Director Adrian Farrel.   This document started out as a combined threat and solutions   document.  As a result of a series of security reviews performed by   Steve Kent, the document was split up by ROLL Co-Chair Michael   Richardson and Security Area Director Sean Turner as it went through   the IETF publication process.  The solutions to the threats are   application and L2 specific and have, therefore, been moved to the   relevant applicability statements.   Ines Robles and Robert Cragie kept track of the many issues that were   raised during the development of this document.Tsao, et al.                  Informational                    [Page 39]

RFC 7416          Security Threat Analysis for ROLL RPL     January 2015Authors' Addresses   Tzeta Tsao   Eaton's Cooper Power Systems Business   910 Clopper Rd., Suite 201S   Gaithersburg, Maryland  20878   United States   EMail: tzetatsao@eaton.com   Roger K. Alexander   Eaton's Cooper Power Systems Business   910 Clopper Rd., Suite 201S   Gaithersburg, Maryland  20878   United States   EMail: rogeralexander@eaton.com   Mischa Dohler   CTTC   Parc Mediterrani de la Tecnologia, Av. Canal Olimpic S/N   Castelldefels, Barcelona  08860   Spain   EMail: mischa.dohler@kcl.ac.uk   Vanesa Daza   Universitat Pompeu Fabra   P/ Circumval.lacio 8, Oficina 308   Barcelona  08003   Spain   EMail: vanesa.daza@upf.edu   Angel Lozano   Universitat Pompeu Fabra   P/ Circumval.lacio 8, Oficina 309   Barcelona  08003   Spain   EMail: angel.lozano@upf.edu   Michael Richardson (editor)   Sandelman Software Works   470 Dawson Avenue   Ottawa, ON  K1Z5V7   Canada   EMail: mcr+ietf@sandelman.caTsao, et al.                  Informational                    [Page 40]

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