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PROPOSED STANDARD
Updated by:7218,7671,8749Errata Exist
Internet Engineering Task Force (IETF)                        P. HoffmanRequest for Comments: 6698                                VPN ConsortiumCategory: Standards Track                                    J. SchlyterISSN: 2070-1721                                                 Kirei AB                                                             August 2012The DNS-Based Authentication of Named Entities (DANE)Transport Layer Security (TLS) Protocol: TLSAAbstract   Encrypted communication on the Internet often uses Transport Layer   Security (TLS), which depends on third parties to certify the keys   used.  This document improves on that situation by enabling the   administrators of domain names to specify the keys used in that   domain's TLS servers.  This requires matching improvements in TLS   client software, but no change in TLS server software.Status of This Memo   This is an Internet Standards Track document.   This document is a product of the Internet Engineering Task Force   (IETF).  It represents the consensus of the IETF community.  It has   received public review and has been approved for publication by the   Internet Engineering Steering Group (IESG).  Further information on   Internet Standards is available inSection 2 of RFC 5741.   Information about the current status of this document, any errata,   and how to provide feedback on it may be obtained athttp://www.rfc-editor.org/info/rfc6698.Copyright Notice   Copyright (c) 2012 IETF Trust and the persons identified as the   document authors.  All rights reserved.   This document is subject toBCP 78 and the IETF Trust's Legal   Provisions Relating to IETF Documents   (http://trustee.ietf.org/license-info) in effect on the date of   publication of this document.  Please review these documents   carefully, as they describe your rights and restrictions with respect   to this document.  Code Components extracted from this document must   include Simplified BSD License text as described in Section 4.e of   the Trust Legal Provisions and are provided without warranty as   described in the Simplified BSD License.Hoffman & Schlyter           Standards Track                    [Page 1]

RFC 6698            DNS-Based Authentication for TLS         August 2012Table of Contents1. Introduction ....................................................31.1. Background and Motivation ..................................3      1.2. Securing the Association of a Domain Name with a           Server's Certificate .......................................41.3. Method for Securing Certificate Associations ...............51.4. Terminology ................................................62. The TLSA Resource Record ........................................72.1. TLSA RDATA Wire Format .....................................72.1.1. The Certificate Usage Field .........................72.1.2. The Selector Field ..................................82.1.3. The Matching Type Field .............................92.1.4. The Certificate Association Data Field ..............92.2. TLSA RR Presentation Format ................................92.3. TLSA RR Examples ..........................................103. Domain Names for TLSA Certificate Associations .................104. Use of TLSA Records in TLS .....................................114.1. Usable Certificate Associations ...........................115. TLSA and DANE Use Cases and Requirements .......................136. Mandatory-to-Implement Features ................................157. IANA Considerations ............................................157.1. TLSA RRtype ...............................................157.2. TLSA Certificate Usages ...................................157.3. TLSA Selectors ............................................167.4. TLSA Matching Types .......................................168. Security Considerations ........................................168.1. Comparing DANE to Public CAs ..............................188.1.1. Risk of Key Compromise .............................198.1.2. Impact of Key Compromise ...........................208.1.3. Detection of Key Compromise ........................208.1.4. Spoofing Hostnames .................................208.2. DNS Caching ...............................................218.3. External DNSSEC Validators ................................219. Acknowledgements ...............................................2210. References ....................................................2210.1. Normative References .....................................2210.2. Informative References ...................................23Appendix A. Operational Considerations for Deploying TLSA               Records ...............................................25A.1. Creating TLSA Records ......................................25       A.1.1. Ambiguities and Corner Cases When TLS Clients              Build Trust Chains .....................................26A.1.2. Choosing a Selector Type ...............................26A.2. Provisioning TLSA Records in DNS ...........................28A.2.1. Provisioning TLSA Records with Aliases .................28A.3. Securing the Last Hop ......................................30A.4. Handling Certificate Rollover ..............................31Hoffman & Schlyter           Standards Track                    [Page 2]

RFC 6698            DNS-Based Authentication for TLS         August 2012Appendix B. Pseudocode for Using TLSA .............................32B.1. Helper Functions ...........................................32B.2. Main TLSA Pseudocode .......................................33Appendix C. Examples ..............................................351.  Introduction1.1.  Background and Motivation   Applications that communicate over the Internet often need to prevent   eavesdropping, tampering, or forgery of their communications.  The   Transport Layer Security (TLS) protocol provides this kind of   communications security over the Internet, using channel encryption.   The security properties of encryption systems depend strongly on the   keys that they use.  If secret keys are revealed, or if public keys   can be replaced by fake keys (that is, a key not corresponding to the   entity identified in the certificate), these systems provide little   or no security.   TLS uses certificates to bind keys and names.  A certificate combines   a published key with other information such as the name of the   service that uses the key, and this combination is digitally signed   by another key.  Having a key in a certificate is only helpful if one   trusts the other key that signed the certificate.  If that other key   was itself revealed or substituted, then its signature is worthless   in proving anything about the first key.   On the Internet, this problem has been solved for years by entities   called "Certification Authorities" (CAs).  CAs protect their secret   key vigorously, while supplying their public key to the software   vendors who build TLS clients.  They then sign certificates, and   supply those to TLS servers.  TLS client software uses a set of these   CA keys as "trust anchors" to validate the signatures on certificates   that the client receives from TLS servers.  Client software typically   allows any CA to usefully sign any other certificate.   The public CA model upon which TLS has depended is fundamentally   vulnerable because it allows any of these CAs to issue a certificate   for any domain name.  A single trusted CA that betrays its trust,   either voluntarily or by providing less-than-vigorous protection for   its secrets and capabilities, can undermine the security offered by   any certificates employed with TLS.  This problem arises because a   compromised CA can issue a replacement certificate that contains a   fake key.  Recent experiences with compromises of CAs or their   trusted partners have led to very serious security problems, such as   the governments of multiple countries attempting to wiretap and/or   subvert major TLS-protected web sites trusted by millions of users.Hoffman & Schlyter           Standards Track                    [Page 3]

RFC 6698            DNS-Based Authentication for TLS         August 2012   The DNS Security Extensions (DNSSEC) provide a similar model that   involves trusted keys signing the information for untrusted keys.   However, DNSSEC provides three significant improvements.  Keys are   tied to names in the Domain Name System (DNS), rather than to   arbitrary identifying strings; this is more convenient for Internet   protocols.  Signed keys for any domain are accessible online through   a straightforward query using the standard DNSSEC protocol, so there   is no problem distributing the signed keys.  Most significantly, the   keys associated with a domain name can only be signed by a key   associated with the parent of that domain name; for example, the keys   for "example.com" can only be signed by the keys for "com", and the   keys for "com" can only be signed by the DNS root.  This prevents an   untrustworthy signer from compromising anyone's keys except those in   their own subdomains.  Like TLS, DNSSEC relies on public keys that   come built into the DNSSEC client software, but these keys come only   from a single root domain rather than from a multiplicity of CAs.   DNS-Based Authentication of Named Entities (DANE) offers the option   to use the DNSSEC infrastructure to store and sign keys and   certificates that are used by TLS.  DANE is envisioned as a   preferable basis for binding public keys to DNS names, because the   entities that vouch for the binding of public key data to DNS names   are the same entities responsible for managing the DNS names in   question.  While the resulting system still has residual security   vulnerabilities, it restricts the scope of assertions that can be   made by any entity, consistent with the naming scope imposed by the   DNS hierarchy.  As a result, DANE embodies the security "principle of   least privilege" that is lacking in the current public CA model.1.2.  Securing the Association of a Domain Name with a Server's      Certificate   A TLS client begins a connection by exchanging messages with a TLS   server.  For many application protocols, it looks up the server's   name using the DNS to get an Internet Protocol (IP) address   associated with the name.  It then begins a connection to a   particular port at that address, and sends an initial message there.   However, the client does not yet know whether an adversary is   intercepting and/or altering its communication before it reaches the   TLS server.  It does not even know whether the real TLS server   associated with that domain name has ever received its initial   messages.   The first response from the server in TLS may contain a certificate.   In order for the TLS client to authenticate that it is talking to the   expected TLS server, the client must validate that this certificate   is associated with the domain name used by the client to get to the   server.  Currently, the client must extract the domain name from theHoffman & Schlyter           Standards Track                    [Page 4]

RFC 6698            DNS-Based Authentication for TLS         August 2012   certificate and must successfully validate the certificate, including   chaining to a trust anchor.   There is a different way to authenticate the association of the   server's certificate with the intended domain name without trusting   an external CA.  Given that the DNS administrator for a domain name   is authorized to give identifying information about the zone, it   makes sense to allow that administrator to also make an authoritative   binding between the domain name and a certificate that might be used   by a host at that domain name.  The easiest way to do this is to use   the DNS, securing the binding with DNSSEC.   There are many use cases for such functionality.  [RFC6394] lists the   ones to which the DNS RRtype in this document apply.  [RFC6394] also   lists many requirements, most of which this document is believed to   meet.Section 5 covers the applicability of this document to the use   cases in detail.  The protocol in this document can generally be   referred to as the "DANE TLSA" protocol.  ("TLSA" does not stand for   anything; it is just the name of the RRtype.)   This document applies to both TLS [RFC5246] and Datagram TLS (DTLS)   [RFC6347].  In order to make the document more readable, it mostly   only talks about "TLS", but in all cases, it means "TLS or DTLS".   Although the references in this paragraph are to TLS and DTLS   version 1.2, the DANE TLSA protocol can also be used with earlier   versions of TLS and DTLS.   This document only relates to securely associating certificates for   TLS and DTLS with host names; retrieving certificates from DNS for   other protocols is handled in other documents.  For example, keys for   IPsec are covered in [RFC4025], and keys for Secure SHell (SSH) are   covered in [RFC4255].1.3.  Method for Securing Certificate Associations   A certificate association is formed from a piece of information   identifying a certificate and the domain name where the server   application runs.  The combination of a trust anchor and a domain   name can also be a certificate association.   A DNS query can return multiple certificate associations, such as in   the case of a server that is changing from one certificate to another   (described in more detail inAppendix A.4).   This document only applies to PKIX [RFC5280] certificates, not   certificates of other formats.Hoffman & Schlyter           Standards Track                    [Page 5]

RFC 6698            DNS-Based Authentication for TLS         August 2012   This document defines a secure method to associate the certificate   that is obtained from the TLS server with a domain name using DNS;   the DNS information needs to be protected by DNSSEC.  Because the   certificate association was retrieved based on a DNS query, the   domain name in the query is by definition associated with the   certificate.  Note that this document does not cover how to associate   certificates with domain names for application protocols that depend   on SRV, NAPTR, and similar DNS resource records.  It is expected that   future documents will cover methods for making those associations,   and those documents may or may not need to update this one.   DNSSEC, which is defined in [RFC4033], [RFC4034], and [RFC4035], uses   cryptographic keys and digital signatures to provide authentication   of DNS data.  Information that is retrieved from the DNS and that is   validated using DNSSEC is thereby proved to be the authoritative   data.  The DNSSEC signature needs to be validated on all responses   that use DNSSEC in order to assure the proof of origin of the data.   This document does not specify how DNSSEC validation occurs because   there are many different proposals for how a client might get   validated DNSSEC results, such as from a DNSSEC-aware resolver that   is coded in the application, from a trusted DNSSEC resolver on the   machine on which the application is running, or from a trusted DNSSEC   resolver with which the application is communicating over an   authenticated and integrity-protected channel or network.  This is   described in more detail inSection 7 of [RFC4033].   This document only relates to getting the DNS information for the   certificate association securely using DNSSEC; other secure DNS   mechanisms are out of scope.1.4.  Terminology   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this   document are to be interpreted as described inRFC 2119 [RFC2119].   This document also makes use of standard PKIX, DNSSEC, TLS, and DNS   terminology.  See [RFC5280], [RFC4033], [RFC5246], and STD 13   [RFC1034] [RFC1035], respectively, for these terms.  In addition,   terms related to TLS-protected application services and DNS names are   taken from [RFC6125].Hoffman & Schlyter           Standards Track                    [Page 6]

RFC 6698            DNS-Based Authentication for TLS         August 20122.  The TLSA Resource Record   The TLSA DNS resource record (RR) is used to associate a TLS server   certificate or public key with the domain name where the record is   found, thus forming a "TLSA certificate association".  The semantics   of how the TLSA RR is interpreted are given later in this document.   The type value for the TLSA RR type is defined inSection 7.1.   The TLSA RR is class independent.   The TLSA RR has no special Time to Live (TTL) requirements.2.1.  TLSA RDATA Wire Format   The RDATA for a TLSA RR consists of a one-octet certificate usage   field, a one-octet selector field, a one-octet matching type field,   and the certificate association data field.                        1 1 1 1 1 1 1 1 1 1 2 2 2 2 2 2 2 2 2 2 3 3    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |  Cert. Usage  |   Selector    | Matching Type |               /   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+               /   /                                                               /   /                 Certificate Association Data                  /   /                                                               /   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+2.1.1.  The Certificate Usage Field   A one-octet value, called "certificate usage", specifies the provided   association that will be used to match the certificate presented in   the TLS handshake.  This value is defined in a new IANA registry (seeSection 7.2) in order to make it easier to add additional certificate   usages in the future.  The certificate usages defined in this   document are:      0 -- Certificate usage 0 is used to specify a CA certificate, or      the public key of such a certificate, that MUST be found in any of      the PKIX certification paths for the end entity certificate given      by the server in TLS.  This certificate usage is sometimes      referred to as "CA constraint" because it limits which CA can be      used to issue certificates for a given service on a host.  The      presented certificate MUST pass PKIX certification path      validation, and a CA certificate that matches the TLSA record MUST      be included as part of a valid certification path.  Because this      certificate usage allows both trust anchors and CA certificates,Hoffman & Schlyter           Standards Track                    [Page 7]

RFC 6698            DNS-Based Authentication for TLS         August 2012      the certificate might or might not have the basicConstraints      extension present.      1 -- Certificate usage 1 is used to specify an end entity      certificate, or the public key of such a certificate, that MUST be      matched with the end entity certificate given by the server in      TLS.  This certificate usage is sometimes referred to as "service      certificate constraint" because it limits which end entity      certificate can be used by a given service on a host.  The target      certificate MUST pass PKIX certification path validation and MUST      match the TLSA record.      2 -- Certificate usage 2 is used to specify a certificate, or the      public key of such a certificate, that MUST be used as the trust      anchor when validating the end entity certificate given by the      server in TLS.  This certificate usage is sometimes referred to as      "trust anchor assertion" and allows a domain name administrator to      specify a new trust anchor -- for example, if the domain issues      its own certificates under its own CA that is not expected to be      in the end users' collection of trust anchors.  The target      certificate MUST pass PKIX certification path validation, with any      certificate matching the TLSA record considered to be a trust      anchor for this certification path validation.      3 -- Certificate usage 3 is used to specify a certificate, or the      public key of such a certificate, that MUST match the end entity      certificate given by the server in TLS.  This certificate usage is      sometimes referred to as "domain-issued certificate" because it      allows for a domain name administrator to issue certificates for a      domain without involving a third-party CA.  The target certificate      MUST match the TLSA record.  The difference between certificate      usage 1 and certificate usage 3 is that certificate usage 1      requires that the certificate pass PKIX validation, but PKIX      validation is not tested for certificate usage 3.   The certificate usages defined in this document explicitly only apply   to PKIX-formatted certificates in DER encoding [X.690].  If TLS   allows other formats later, or if extensions to this RRtype are made   that accept other formats for certificates, those certificates will   need their own certificate usage values.2.1.2.  The Selector Field   A one-octet value, called "selector", specifies which part of the TLS   certificate presented by the server will be matched against the   association data.  This value is defined in a new IANA registry (seeSection 7.3).  The selectors defined in this document are:Hoffman & Schlyter           Standards Track                    [Page 8]

RFC 6698            DNS-Based Authentication for TLS         August 2012      0 -- Full certificate: the Certificate binary structure as defined      in [RFC5280]      1 -- SubjectPublicKeyInfo: DER-encoded binary structure as defined      in [RFC5280]   (Note that the use of "selector" in this document is completely   unrelated to the use of "selector" in DomainKeys Identified Mail   (DKIM) [RFC6376].)2.1.3.  The Matching Type Field   A one-octet value, called "matching type", specifies how the   certificate association is presented.  This value is defined in a new   IANA registry (seeSection 7.4).  The types defined in this document   are:      0 -- Exact match on selected content      1 -- SHA-256 hash of selected content [RFC6234]      2 -- SHA-512 hash of selected content [RFC6234]   If the TLSA record's matching type is a hash, having the record use   the same hash algorithm that was used in the signature in the   certificate (if possible) will assist clients that support a small   number of hash algorithms.2.1.4.  The Certificate Association Data Field   This field specifies the "certificate association data" to be   matched.  These bytes are either raw data (that is, the full   certificate or its SubjectPublicKeyInfo, depending on the selector)   for matching type 0, or the hash of the raw data for matching types 1   and 2.  The data refers to the certificate in the association, not to   the TLS ASN.1 Certificate object.2.2.  TLSA RR Presentation Format   The presentation format of the RDATA portion (as defined in   [RFC1035]) is as follows:   o  The certificate usage field MUST be represented as an 8-bit      unsigned integer.   o  The selector field MUST be represented as an 8-bit unsigned      integer.Hoffman & Schlyter           Standards Track                    [Page 9]

RFC 6698            DNS-Based Authentication for TLS         August 2012   o  The matching type field MUST be represented as an 8-bit unsigned      integer.   o  The certificate association data field MUST be represented as a      string of hexadecimal characters.  Whitespace is allowed within      the string of hexadecimal characters, as described in [RFC1035].2.3.  TLSA RR Examples   In the following examples, the domain name is formed using the rules   inSection 3.   An example of a hashed (SHA-256) association of a PKIX CA   certificate:   _443._tcp.www.example.com. IN TLSA (      0 0 1 d2abde240d7cd3ee6b4b28c54df034b9            7983a1d16e8a410e4561cb106618e971 )   An example of a hashed (SHA-512) subject public key association of a   PKIX end entity certificate:   _443._tcp.www.example.com. IN TLSA (      1 1 2 92003ba34942dc74152e2f2c408d29ec            a5a520e7f2e06bb944f4dca346baf63c            1b177615d466f6c4b71c216a50292bd5            8c9ebdd2f74e38fe51ffd48c43326cbc )   An example of a full certificate association of a PKIX end entity   certificate:   _443._tcp.www.example.com. IN TLSA (      3 0 0 30820307308201efa003020102020... )3.  Domain Names for TLSA Certificate Associations   Unless there is a protocol-specific specification that is different   than this one, TLSA resource records are stored at a prefixed DNS   domain name.  The prefix is prepared in the following manner:   1.  The decimal representation of the port number on which a TLS-       based service is assumed to exist is prepended with an underscore       character ("_") to become the left-most label in the prepared       domain name.  This number has no leading zeros.Hoffman & Schlyter           Standards Track                   [Page 10]

RFC 6698            DNS-Based Authentication for TLS         August 2012   2.  The protocol name of the transport on which a TLS-based service       is assumed to exist is prepended with an underscore character       ("_") to become the second left-most label in the prepared domain       name.  The transport names defined for this protocol are "tcp",       "udp", and "sctp".   3.  The base domain name is appended to the result of step 2 to       complete the prepared domain name.  The base domain name is the       fully qualified DNS domain name [RFC1035] of the TLS server, with       the additional restriction that every label MUST meet the rules       of [RFC0952].  The latter restriction means that, if the query is       for an internationalized domain name, it MUST use the A-label       form as defined in [RFC5890].   For example, to request a TLSA resource record for an HTTP server   running TLS on port 443 at "www.example.com",   "_443._tcp.www.example.com" is used in the request.  To request a   TLSA resource record for an SMTP server running the STARTTLS protocol   on port 25 at "mail.example.com", "_25._tcp.mail.example.com" is   used.4.  Use of TLSA Records in TLSSection 2.1 of this document defines the mandatory matching rules for   the data from the TLSA certificate associations and the certificates   received from the TLS server.   The TLS session that is to be set up MUST be for the specific port   number and transport name that was given in the TLSA query.   Some specifications for applications that run over TLS, such as   [RFC2818] for HTTP, require that the server's certificate have a   domain name that matches the host name expected by the client.  Some   specifications, such as [RFC6125], detail how to match the identity   given in a PKIX certificate with those expected by the user.   If a TLSA record has certificate usage 2, the corresponding TLS   server SHOULD send the certificate that is referenced just like it   currently sends intermediate certificates.4.1.  Usable Certificate Associations   An implementation of this protocol makes a DNS query for TLSA   records, validates these records using DNSSEC, and uses the resulting   TLSA records and validation status to modify its responses to the TLS   server.Hoffman & Schlyter           Standards Track                   [Page 11]

RFC 6698            DNS-Based Authentication for TLS         August 2012   Determining whether a TLSA RRSet can be used MUST be based on the   DNSSEC validation state (as defined in [RFC4033]).   o  A TLSA RRSet whose DNSSEC validation state is secure MUST be used      as a certificate association for TLS unless a local policy would      prohibit the use of the specific certificate association in the      secure TLSA RRSet.   o  If the DNSSEC validation state on the response to the request for      the TLSA RRSet is bogus, this MUST cause TLS not to be started or,      if the TLS negotiation is already in progress, MUST cause the      connection to be aborted.   o  A TLSA RRSet whose DNSSEC validation state is indeterminate or      insecure cannot be used for TLS and MUST be considered unusable.   Clients that validate the DNSSEC signatures themselves MUST use   standard DNSSEC validation procedures.  Clients that rely on another   entity to perform the DNSSEC signature validation MUST use a secure   mechanism between themselves and the validator.  Examples of secure   transports to other hosts include TSIG [RFC2845], SIG(0) [RFC2931],   and IPsec [RFC6071].  Note that it is not sufficient to use secure   transport to a DNS resolver that does not do DNSSEC signature   validation.  SeeSection 8.3 for more security considerations related   to external validators.   If a certificate association contains a certificate usage, selector,   or matching type that is not understood by the TLS client, that   certificate association MUST be considered unusable.  If the   comparison data for a certificate is malformed, the certificate   association MUST be considered unusable.   If a certificate association contains a matching type or certificate   association data that uses a cryptographic algorithm that is   considered too weak for the TLS client's policy, the certificate   association MUST be considered unusable.   If an application receives zero usable certificate associations from   a DNS request or from its cache, it processes TLS in the normal   fashion without any input from the TLSA records.  If an application   receives one or more usable certificate associations, it attempts to   match each certificate association with the TLS server's end entity   certificate until a successful match is found.  During the TLS   handshake, if none of the certificate associations matches the   certificate given by the TLS server, the TLS client MUST abort the   handshake.Hoffman & Schlyter           Standards Track                   [Page 12]

RFC 6698            DNS-Based Authentication for TLS         August 2012   An attacker who is able to divert a user to a server under his   control is also likely to be able to block DNS requests from the user   or DNS responses being sent to the user.  Thus, in order to achieve   any security benefit from certificate usage 0 or 1, an application   that sends a request for TLSA records needs to get either a valid   signed response containing TLSA records or verification that the   domain is insecure or indeterminate.  If a request for a TLSA record   does not meet one of those two criteria but the application continues   with the TLS handshake anyway, the application has gotten no benefit   from TLSA and SHOULD NOT make any internal or external indication   that TLSA was applied.  If an application has a configuration setting   that has turned on TLSA use, or has any indication that TLSA is in   use (regardless of whether or not this is configurable), that   application either MUST NOT start a TLS connection or it MUST abort a   TLS handshake if both of the two criteria above are not met.   The application can perform the TLSA lookup before initiating the TLS   handshake, or do it during the TLS handshake: the choice is up to the   client.5.  TLSA and DANE Use Cases and Requirements   The different types of certificate associations defined in TLSA are   matched with various sections of [RFC6394].  The use cases fromSection 3 of [RFC6394] are covered in this document as follows:   3.1 CA Constraints -- Implemented using certificate usage 0.   3.2 Certificate Constraints -- Implemented using certificate usage 1.   3.3 Trust Anchor Assertion and Domain-Issued Certificates --      Implemented using certificate usages 2 and 3, respectively.   The requirements fromSection 4 of [RFC6394] are covered in this   document as follows:   Multiple Ports -- The TLSA records for different application services      running on a single host can be distinguished through the service      name and port number prefixed to the host name (seeSection 3).   No Downgrade --Section 4 specifies the conditions under which a      client can process and act upon TLSA records.  Specifically, if      the DNSSEC status for the TLSA resource record set is determined      to be bogus, the TLS connection (if started) will fail.   Encapsulation -- Encapsulation is covered in the TLSA response      semantics.Hoffman & Schlyter           Standards Track                   [Page 13]

RFC 6698            DNS-Based Authentication for TLS         August 2012   Predictability -- The appendices of this specification provide      operational considerations and implementation guidance in order to      enable application developers to form a consistent interpretation      of the recommended client behavior.   Opportunistic Security -- If a client conformant to this      specification can reliably determine the presence of a TLSA      record, it will attempt to use this information.  Conversely, if a      client can reliably determine the absence of any TLSA record, it      will fall back to processing TLS in the normal fashion.  This is      discussed inSection 4.   Combination -- Multiple TLSA records can be published for a given      host name, thus enabling the client to construct multiple TLSA      certificate associations that reflect different assertions.  No      support is provided to combine two TLSA certificate associations      in a single operation.   Roll-over -- TLSA records are processed in the normal manner within      the scope of the DNS protocol, including the TTL expiration of the      records.  This ensures that clients will not latch onto assertions      made by expired TLSA records, and will be able to transition from      using one public key or certificate usage to another.   Simple Key Management -- The SubjectPublicKeyInfo selector in the      TLSA record provides a mode that enables a domain holder to only      have to maintain a single long-lived public/private key pair      without the need to manage certificates.Appendix A outlines the      usefulness and the potential downsides to using this mode.   Minimal Dependencies -- This specification relies on DNSSEC to      protect the origin authenticity and integrity of the TLSA resource      record set.  Additionally, if DNSSEC validation is not performed      on the system that wishes to use TLSA certificate bindings, this      specification requires that the "last mile" be over a secure      transport.  There are no other deployment dependencies for this      approach.   Minimal Options -- The operating modes map precisely to the DANE use      cases and requirements.  DNSSEC use is mandatory in that this      specification encourages applications to use only those TLSA      records that are shown to be validated.   Wildcards -- Wildcards are covered in a limited manner in the TLSA      request syntax; seeAppendix A.   Redirection -- Redirection is covered in the TLSA request syntax; seeAppendix A.Hoffman & Schlyter           Standards Track                   [Page 14]

RFC 6698            DNS-Based Authentication for TLS         August 20126.  Mandatory-to-Implement Features   TLS clients conforming to this specification MUST be able to   correctly interpret TLSA records with certificate usages 0, 1, 2,   and 3.  TLS clients conforming to this specification MUST be able to   compare a certificate association with a certificate from the TLS   handshake using selector types 0 and 1, and matching type 0 (no hash   used) and matching type 1 (SHA-256), and SHOULD be able to make such   comparisons with matching type 2 (SHA-512).7.  IANA Considerations   IANA has made the assignments in this section.   In the following sections, "RFC Required" was chosen for TLSA   certificate usages and "Specification Required" for selectors and   matching types because of the amount of detail that is likely to be   needed for implementers to correctly implement new certificate usages   as compared to new selectors and matching types.7.1.  TLSA RRtype   This document uses a new DNS RR type, TLSA, whose value (52) was   allocated by IANA from the Resource Record (RR) TYPEs subregistry of   the Domain Name System (DNS) Parameters registry.7.2.  TLSA Certificate Usages   This document creates a new registry, "TLSA Certificate Usages".  The   registry policy is "RFC Required".  The initial entries in the   registry are:   Value    Short description                       Reference   ----------------------------------------------------------   0        CA constraintRFC 6698   1        Service certificate constraintRFC 6698   2        Trust anchor assertionRFC 6698   3        Domain-issued certificateRFC 6698   4-254    Unassigned   255      Private use   Applications to the registry can request specific values that have   yet to be assigned.Hoffman & Schlyter           Standards Track                   [Page 15]

RFC 6698            DNS-Based Authentication for TLS         August 20127.3.  TLSA Selectors   This document creates a new registry, "TLSA Selectors".  The registry   policy is "Specification Required".  The initial entries in the   registry are:   Value    Short description                       Reference   ----------------------------------------------------------   0        Full certificateRFC 6698   1        SubjectPublicKeyInfoRFC 6698   2-254    Unassigned   255      Private use   Applications to the registry can request specific values that have   yet to be assigned.7.4.  TLSA Matching Types   This document creates a new registry, "TLSA Matching Types".  The   registry policy is "Specification Required".  The initial entries in   the registry are:   Value    Short description                       Reference   ----------------------------------------------------------   0        No hash usedRFC 6698   1        SHA-256RFC 6234   2        SHA-512RFC 6234   3-254    Unassigned   255      Private use   Applications to the registry can request specific values that have   yet to be assigned.8.  Security Considerations   The security of the DNS RRtype described in this document relies on   the security of DNSSEC to verify that the TLSA record has not been   altered.   A rogue DNS administrator who changes the A, AAAA, and/or TLSA   records for a domain name can cause the client to go to an   unauthorized server that will appear authorized, unless the client   performs PKIX certification path validation and rejects the   certificate.  That administrator could probably get a certificate   issued by some CA anyway, so this is not an additional threat.Hoffman & Schlyter           Standards Track                   [Page 16]

RFC 6698            DNS-Based Authentication for TLS         August 2012   If the authentication mechanism for adding or changing TLSA data in a   zone is weaker than the authentication mechanism for changing the A   and/or AAAA records, a man-in-the-middle who can redirect traffic to   his site may be able to impersonate the attacked host in TLS if he   can use the weaker authentication mechanism.  A better design for   authenticating DNS would be to have the same level of authentication   used for all DNS additions and changes for a particular domain name.   Secure Socket Layer (SSL) proxies can sometimes act as a man-in-the-   middle for TLS clients.  In these scenarios, the clients add a new   trust anchor whose private key is kept on the SSL proxy; the proxy   intercepts TLS requests, creates a new TLS session with the intended   host, and sets up a TLS session with the client using a certificate   that chains to the trust anchor installed in the client by the proxy.   In such environments, using TLSA records will prevent the SSL proxy   from functioning as expected because the TLS client will get a   certificate association from the DNS that will not match the   certificate that the SSL proxy uses with the client.  The client,   seeing the proxy's new certificate for the supposed destination, will   not set up a TLS session.   Client treatment of any information included in the trust anchor is a   matter of local policy.  This specification does not mandate that   such information be inspected or validated by the server's domain   name administrator.   If a server's certificate is revoked, or if an intermediate CA in a   chain between the server and a trust anchor has its certificate   revoked, a TLSA record with a certificate usage of 2 that matches the   revoked certificate would in essence override the revocation because   the client would treat that revoked certificate as a trust anchor and   thus not check its revocation status.  Because of this, domain   administrators need to be responsible for being sure that the keys or   certificates used in TLSA records with a certificate usage of 2 are   in fact able to be used as reliable trust anchors.   Certificates that are delivered in TLSA with certificate usage 2   fundamentally change the way the TLS server's end entity certificate   is evaluated.  For example, the server's certificate might chain to   an existing CA through an intermediate CA that has certain policy   restrictions, and the certificate would not pass those restrictions   and thus normally be rejected.  That intermediate CA could issue   itself a new certificate without the policy restrictions and tell its   customers to use that certificate with certificate usage 2.  This in   essence allows an intermediate CA to become a trust anchor for   certificates that the end user might have expected to chain to an   existing trust anchor.Hoffman & Schlyter           Standards Track                   [Page 17]

RFC 6698            DNS-Based Authentication for TLS         August 2012   If an administrator wishes to stop using a TLSA record, the   administrator can simply remove it from the DNS.  Normal clients will   stop using the TLSA record after the TTL has expired.  Replay attacks   against the TLSA record are not possible after the expiration date on   the RRsig of the TLSA record that was removed.   Generators of TLSA records should be aware that the client's full   trust of a certificate association retrieved from a TLSA record may   be a matter of local policy.  While such trust is limited to the   specific domain name, protocol, and port for which the TLSA query was   made, local policy may decline to accept the certificate (for reasons   such as weak cryptography), as is also the case with PKIX trust   anchors.8.1.  Comparing DANE to Public CAs   As stated above, the security of the DNS RRtype described in this   document relies on the security of DNSSEC to verify that the TLSA   record has not been altered.  This section describes where the   security of public CAs and the security of TLSA are similar and   different.  This section applies equally to other security-related   DNS RRtypes such as keys for IPsec and SSH.   DNSSEC forms certificates (the binding of an identity to a key) by   combining a DNSKEY, DS, or DLV resource record with an associated   RRSIG record.  These records then form a signing chain extending from   the client's trust anchors to the RR of interest.   Although the DNSSEC protocol does not enforce it, DNSKEYs are often   marked with a SEP flag indicating whether the key is a Zone Signing   Key (ZSK) or a Key Signing Key (KSK).  ZSKs protect records in the   zone (including DS and DLV records), and KSKs protect ZSK DNSKEY   records.  This allows KSKs to be stored offline.   The TLSA RRtype allows keys from the DNSSEC PKI hierarchy to   authenticate keys wrapped in PKIX certificates for a particular host   name, protocol, and port.   With the exception of the DLV RRtype, all of these certificates   constrain the keys they identify to names that are within the zone   signing the certificate.  In order for a domain's DLV resource   records to be honored, the domain must be configured as a DLV domain,   and the domain's DNSKEYs must be configured as trust anchors or be   authentic [RFC5074].Hoffman & Schlyter           Standards Track                   [Page 18]

RFC 6698            DNS-Based Authentication for TLS         August 20128.1.1.  Risk of Key Compromise   The risk that a given certificate that has a valid signing chain is   fake is related to the number of keys that can contribute to the   validation of the certificate, the quality of protection each private   key receives, the value of each key to an attacker, and the value of   falsifying the certificate.   DNSSEC allows any set of domains to be configured as trust anchors   and/or DLVs, but most clients are likely to use the root zone as   their only trust anchor.  Also, because a given DNSKEY can only sign   resource records for that zone, the number of private keys capable of   compromising a given TLSA resource record is limited to the number of   zones between the TLSA resource record and the nearest trust anchor,   plus any configured DLV domains.  Typically, this will be six keys,   half of which will be KSKs.   PKIX only describes how to validate a certificate based on a client-   chosen set of trust anchors, but says nothing about how many trust   anchors to use or how they should be constrained.  As currently   deployed, most PKIX clients use a large number of trust anchors   provided with the client or operating system software.  These trust   anchors are selected carefully, but with a desire for broad   interoperability.  The trust anchors and CA certificates for public   CAs rarely have name constraints applied.   A combination of technical protections, process controls, and   personnel experience contribute to the quality of security that keys   receive.   o  The security surrounding DNSSEC DNSKEYs varies significantly.  The      KSK/ZSK split allows the KSK to be stored offline and protected      more carefully than the ZSK, but not all domains do so.  The      security applied to a zone's DNSKEYs should be proportional to the      value of the domain, but that is difficult to estimate.  For      example, the root DNSKEY has protections and controls comparable      to or exceeding those of public CAs.  On the other end of the      spectrum, small domains might provide no more protection to their      keys than they do to their other data.   o  The security surrounding public CAs also varies.  However, due to      financial incentives and standards imposed by clients for      acceptance into their trust anchor stores, CAs generally employ      security experts and protect their keys carefully, though highly      public compromises have occurred.Hoffman & Schlyter           Standards Track                   [Page 19]

RFC 6698            DNS-Based Authentication for TLS         August 20128.1.2.  Impact of Key Compromise   The impact of a key compromise differs significantly between the two   models.   o  DNSKEYs are inherently limited in what they can sign, so a      compromise of the DNSKEY for "example.com" provides no avenue of      attack against "example.org".  Even the impact of a compromise of      .com's DNSKEY, while considerable, would be limited to .com      domains.  Only the compromise of the root DNSKEY would have the      equivalent impact of an unconstrained public CA.   o  Public CAs are not typically constrained in what names they can      sign, and therefore a compromise of even one CA allows the      attacker to generate a certificate for any name in the DNS.  A      domain holder can get a certificate from any willing CA, or even      multiple CAs simultaneously, making it impossible for a client to      determine whether the certificate it is validating is legitimate      or fraudulent.   Because a TLSA certificate association is constrained to its   associated name, protocol, and port, the PKIX certificate is   similarly constrained, even if its public CAs signing the certificate   (if any) are not.8.1.3.  Detection of Key Compromise   If a key is compromised, rapid and reliable detection is important in   order to limit the impact of the compromise.  In this regard, neither   model prevents an attacker from near-invisibly attacking their   victim, provided that the necessary keys are compromised.   If a public CA is compromised, only the victim will see the   fraudulent certificate, as there is typically no publicly accessible   directory of all the certificates issued by a CA that can be   inspected.  DNS resource records are typically published publicly.   However, the attacker could also allow the uncompromised records to   be published to the Internet as usual but provide a compromised DNS   view to the victim to achieve the same effect.8.1.4.  Spoofing Hostnames   Some CAs implement technical controls to ensure that certificates are   not issued to domains with names similar to domains that are popular   and prone to attack.  Of course, an attacker can attempt to   circumvent this restriction by finding a CA willing to issue the   certificate anyway.  However, by using DNSSEC and TLSA, the attacker   can circumvent this check completely.Hoffman & Schlyter           Standards Track                   [Page 20]

RFC 6698            DNS-Based Authentication for TLS         August 20128.2.  DNS Caching   Implementations of this protocol rely heavily on the DNS, and are   thus prone to security attacks based on the deliberate   mis-association of TLSA records and DNS names.  Implementations need   to be cautious in assuming the continuing validity of an association   between a TLSA record and a DNS name.   In particular, implementations SHOULD rely on their DNS resolver for   confirmation of an association between a TLSA record and a DNS name,   rather than caching the result of previous domain name lookups.  Many   platforms already can cache domain name lookups locally when   appropriate, and they SHOULD be configured to do so.  It is proper   for these lookups to be cached, however, only when the TTL (Time To   Live) information reported by the DNS makes it likely that the cached   information will remain useful.   If implementations cache the results of domain name lookups in order   to achieve a performance improvement, they MUST observe the TTL   information reported by DNS.  Implementations that fail to follow   this rule could be spoofed or have access denied when a previously   accessed server's TLSA record changes, such as during a certificate   rollover.8.3.  External DNSSEC Validators   Due to a lack of DNSSEC support in the most commonly deployed stub   resolvers today, some ISPs have begun checking DNSSEC in the   recursive resolvers they provide to their customers, setting the   Authentic Data (AD) flag as appropriate.  DNSSEC-aware clients could   use that data, ignoring the fact that the DNSSEC data has been   validated externally.  Because there is typically no authentication   of the recursive resolver or integrity protection of the data and AD   flag between the client and the recursive resolver, this can be   trivially spoofed by an attacker.   However, even with secure communications between a host and the   external validating resolver, there is a risk that the external   validator could become compromised.  Nothing prevents a compromised   external DNSSEC validator from claiming that all the records it   provides are secure, even if the data is falsified, unless the client   checks the DNSSEC data itself (rendering the external validator   unnecessary).   For this reason, DNSSEC validation is best performed on-host, even   when a secure path to an external validator is available.Hoffman & Schlyter           Standards Track                   [Page 21]

RFC 6698            DNS-Based Authentication for TLS         August 20129.  Acknowledgements   Many of the ideas in this document have been discussed over many   years.  More recently, the ideas have been discussed by the authors   and others in a more focused fashion.  In particular, some of the   ideas and words here originated with Paul Vixie, Dan Kaminsky, Jeff   Hodges, Phillip Hallam-Baker, Simon Josefsson, Warren Kumari, Adam   Langley, Ben Laurie, Ilari Liusvaara, Ondrej Mikle, Scott Schmit,   Ondrej Sury, Richard Barnes, Jim Schaad, Stephen Farrell, Suresh   Krishnaswamy, Peter Palfrader, Pieter Lexis, Wouter Wijngaards, John   Gilmore, and Murray Kucherawy.   This document has also been greatly helped by many active   participants of the DANE Working Group.10.  References10.1.  Normative References   [RFC1034]  Mockapetris, P., "Domain names - concepts and facilities",              STD 13,RFC 1034, November 1987.   [RFC1035]  Mockapetris, P., "Domain names - implementation and              specification", STD 13,RFC 1035, November 1987.   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate              Requirement Levels",BCP 14,RFC 2119, March 1997.   [RFC4033]  Arends, R., Austein, R., Larson, M., Massey, D., and S.              Rose, "DNS Security Introduction and Requirements",RFC 4033, March 2005.   [RFC4034]  Arends, R., Austein, R., Larson, M., Massey, D., and S.              Rose, "Resource Records for the DNS Security Extensions",RFC 4034, March 2005.   [RFC4035]  Arends, R., Austein, R., Larson, M., Massey, D., and S.              Rose, "Protocol Modifications for the DNS Security              Extensions",RFC 4035, March 2005.   [RFC5246]  Dierks, T. and E. Rescorla, "The Transport Layer Security              (TLS) Protocol Version 1.2",RFC 5246, August 2008.   [RFC5280]  Cooper, D., Santesson, S., Farrell, S., Boeyen, S.,              Housley, R., and W. Polk, "Internet X.509 Public Key              Infrastructure Certificate and Certificate Revocation List              (CRL) Profile",RFC 5280, May 2008.Hoffman & Schlyter           Standards Track                   [Page 22]

RFC 6698            DNS-Based Authentication for TLS         August 2012   [RFC6125]  Saint-Andre, P. and J. Hodges, "Representation and              Verification of Domain-Based Application Service Identity              within Internet Public Key Infrastructure Using X.509              (PKIX) Certificates in the Context of Transport Layer              Security (TLS)",RFC 6125, March 2011.   [RFC6347]  Rescorla, E. and N. Modadugu, "Datagram Transport Layer              Security Version 1.2",RFC 6347, January 2012.10.2.  Informative References   [RFC0952]  Harrenstien, K., Stahl, M., and E. Feinler, "DoD Internet              host table specification",RFC 952, October 1985.   [RFC2782]  Gulbrandsen, A., Vixie, P., and L. Esibov, "A DNS RR for              specifying the location of services (DNS SRV)",RFC 2782,              February 2000.   [RFC2818]  Rescorla, E., "HTTP Over TLS",RFC 2818, May 2000.   [RFC2845]  Vixie, P., Gudmundsson, O., Eastlake 3rd, D., and B.              Wellington, "Secret Key Transaction Authentication for DNS              (TSIG)",RFC 2845, May 2000.   [RFC2931]  Eastlake 3rd, D., "DNS Request and Transaction Signatures              ( SIG(0)s)",RFC 2931, September 2000.   [RFC4025]  Richardson, M., "A Method for Storing IPsec Keying              Material in DNS",RFC 4025, March 2005.   [RFC4255]  Schlyter, J. and W. Griffin, "Using DNS to Securely              Publish Secure Shell (SSH) Key Fingerprints",RFC 4255,              January 2006.   [RFC4641]  Kolkman, O. and R. Gieben, "DNSSEC Operational Practices",RFC 4641, September 2006.   [RFC5074]  Weiler, S., "DNSSEC Lookaside Validation (DLV)",RFC 5074,              November 2007.   [RFC5890]  Klensin, J., "Internationalized Domain Names for              Applications (IDNA): Definitions and Document Framework",RFC 5890, August 2010.   [RFC6066]  Eastlake 3rd, D., "Transport Layer Security (TLS)              Extensions: Extension Definitions",RFC 6066,              January 2011.Hoffman & Schlyter           Standards Track                   [Page 23]

RFC 6698            DNS-Based Authentication for TLS         August 2012   [RFC6071]  Frankel, S. and S. Krishnan, "IP Security (IPsec) and              Internet Key Exchange (IKE) Document Roadmap",RFC 6071,              February 2011.   [RFC6234]  Eastlake 3rd, D. and T. Hansen, "US Secure Hash Algorithms              (SHA and SHA-based HMAC and HKDF)",RFC 6234, May 2011.   [RFC6376]  Crocker, D., Ed., Hansen, T., Ed., and M. Kucherawy, Ed.,              "DomainKeys Identified Mail (DKIM) Signatures",RFC 6376,              September 2011.   [RFC6394]  Barnes, R., "Use Cases and Requirements for DNS-Based              Authentication of Named Entities (DANE)",RFC 6394,              October 2011.   [X.690]    "Recommendation ITU-T X.690 (2002) | ISO/IEC 8825-1:2002,              Information technology - ASN.1 encoding rules:              Specification of Basic Encoding Rules (BER), Canonical              Encoding Rules (CER) and Distinguished Encoding Rules              (DER)", July 2002.Hoffman & Schlyter           Standards Track                   [Page 24]

RFC 6698            DNS-Based Authentication for TLS         August 2012Appendix A.  Operational Considerations for Deploying TLSA RecordsA.1.  Creating TLSA Records   When creating TLSA records, care must be taken to avoid   misconfigurations.Section 4 of this document states that a TLSA   RRSet whose validation state is secure MUST be used.  This means that   the existence of such a RRSet effectively disables other forms of   name and path validation.  A misconfigured TLSA RRSet will   effectively disable access to the TLS server for all conforming   clients, and this document does not provide any means of making a   gradual transition to using TLSA.   When creating TLSA records with certificate usage 0 (CA certificate)   or usage 2 (trust anchor), one needs to understand the implications   when choosing between selector type 0 (Full certificate) and 1   (SubjectPublicKeyInfo).  A careful choice is required because   different methods for building trust chains are used by different TLS   clients.  The following outlines the cases that one ought to be aware   of and discusses the implications of the choice of selector type.   Certificate usage 2 is not affected by the different types of chain   building when the end entity certificate is the same as the trust   anchor certificate.A.1.1.  Ambiguities and Corner Cases When TLS Clients Build Trust Chains   TLS clients can implement their own chain-building code rather than   rely on the chain presented by the TLS server.  This means that,   except for the end entity certificate, any certificate presented in   the suggested chain might or might not be present in the final chain   built by the client.   Certificates that the client can use to replace certificates from the   original chain include:   o  Client's trust anchors   o  Certificates cached locally   o  Certificates retrieved from a URI listed in an Authority      Information Access X.509v3 extension   CAs frequently reissue certificates with different validity periods,   signature algorithms (such as a different hash algorithm in the   signature algorithm), CA key pairs (such as for a cross-certificate),Hoffman & Schlyter           Standards Track                   [Page 25]

RFC 6698            DNS-Based Authentication for TLS         August 2012   or PKIX extensions where the public key and subject remain the same.   These reissued certificates are the certificates that the TLS client   can use in place of an original certificate.   Clients are known to exchange or remove certificates that could cause   TLSA certificate associations that rely on the full certificate to   fail.  For example:   o  The client considers the signature algorithm of a certificate to      no longer be sufficiently secure.   o  The client might not have an associated root certificate in its      trust store and instead uses a cross-certificate with an identical      subject and public key.A.1.2.  Choosing a Selector Type   In this section, "false-negative failure" means that a client will   not accept the TLSA certificate association for a certificate   designated by the DNS administrator.  Also, "false-positive   acceptance" means that the client accepts a TLSA association for a   certificate that is not designated by the DNS administrator.A.1.2.1.  Selector Type 0 (Full Certificate)   The "Full certificate" selector provides the most precise   specification of a TLSA certificate association, capturing all   fields of the PKIX certificate.  For a DNS administrator, the best   course to avoid false-negative failures in the client when using this   selector is:   1.  If a CA issued a replacement certificate, don't associate to CA       certificates that have a signature algorithm with a hash that is       considered weak by local policy.   2.  Determine how common client applications process the TLSA       certificate association using a fresh client installation -- that       is, with the local certificate cache empty.Hoffman & Schlyter           Standards Track                   [Page 26]

RFC 6698            DNS-Based Authentication for TLS         August 2012A.1.2.2.  Selector Type 1 (SubjectPublicKeyInfo)   A SubjectPublicKeyInfo selector gives greater flexibility in avoiding   some false-negative failures caused by trust-chain-building   algorithms used in clients.   One specific use case ought to be noted: creating a TLSA certificate   association to CA certificate I1 that directly signed end entity   certificate S1 of the server.  The case can be illustrated by the   following graph:           +----+                      +----+           | I1 |                      | I2 |           +----+                      +----+              |                           |              v                           v           +----+                      +----+           | S1 |                      | S1 |           +----+                      +----+   Certificate chain sent by    A different validation path   server in TLS handshake      built by the TLS client   I2 is a reissued version of CA certificate I1 (that is, it has a   different hash in its signature algorithm).   In the above scenario, both certificates I1 and I2 that sign S1 need   to have identical SubjectPublicKeyInfo fields because the key used to   sign S1 is fixed.  An association to SubjectPublicKeyInfo (selector   type 1) will always succeed in such a case, but an association with a   full certificate (selector type 0) might not work due to a false-   negative failure.   The attack surface is a bit broader compared to the "Full   certificate" selector: the DNS administrator might unintentionally   specify an association that would lead to false-positive acceptance.   o  The administrator must know or trust that the CA does not engage      in bad practices, such as not sharing the key of I1 for unrelated      CA certificates (which would lead to trust-chain redirection).  If      possible, the administrator ought to review all CA certificates      that have the same SubjectPublicKeyInfo field.   o  The administrator ought to understand whether some PKIX extension      may adversely affect security of the association.  If possible,      administrators ought to review all CA certificates that share the      SubjectPublicKeyInfo.Hoffman & Schlyter           Standards Track                   [Page 27]

RFC 6698            DNS-Based Authentication for TLS         August 2012   o  The administrator ought to understand that any CA could, in the      future, issue a certificate that contains the same      SubjectPublicKeyInfo.  Therefore, new chains can crop up in the      future without any warning.   Using the SubjectPublicKeyInfo selector for association with a   certificate in a chain above I1 needs to be decided on a case-by-case   basis: there are too many possibilities based on the issuing CA's   practices.  Unless the full implications of such an association are   understood by the administrator, using selector type 0 is a better   option from a security perspective.A.2.  Provisioning TLSA Records in DNSA.2.1.  Provisioning TLSA Records with Aliases   The TLSA resource record is not special in the DNS; it acts exactly   like any other RRtype where the queried name has one or more labels   prefixed to the base name, such as the SRV RRtype [RFC2782].  This   affects the way that the TLSA resource record is used when aliasing   in the DNS.   Note that the IETF sometimes adds new types of aliasing in the DNS.   If that happens in the future, those aliases might affect TLSA   records, hopefully in a good way.A.2.1.1.  Provisioning TLSA Records with CNAME Records   Using CNAME to alias in DNS only aliases from the exact name given,   not any zones below the given name.  For example, assume that a zone   file has only the following:   sub1.example.com.          IN CNAME sub2.example.com.   In this case, a request for the A record at "bottom.sub1.example.com"   would not return any records because the CNAME given only aliases the   name given.  Assume, instead, the zone file has the following:   sub3.example.com.          IN CNAME sub4.example.com.   bottom.sub3.example.com.   IN CNAME bottom.sub4.example.com.   In this case, a request for the A record at bottom.sub3.example.com   would in fact return whatever value for the A record exists at   bottom.sub4.example.com.Hoffman & Schlyter           Standards Track                   [Page 28]

RFC 6698            DNS-Based Authentication for TLS         August 2012   Application implementations and full-service resolvers request DNS   records using libraries that automatically follow CNAME (and DNAME)   aliasing.  This allows hosts to put TLSA records in their own zones   or to use CNAME to do redirection.   If the owner of the original domain wants a TLSA record for the same,   they simply enter it under the defined prefix:   ; No TLSA record in target domain   ;   sub5.example.com.            IN CNAME sub6.example.com.   _443._tcp.sub5.example.com.  IN TLSA 1 1 1 308202c5308201ab...   sub6.example.com.            IN A 192.0.2.1   sub6.example.com.            IN AAAA 2001:db8::1   If the owner of the original domain wants to have the target domain   host the TLSA record, the original domain uses a CNAME record:   ; TLSA record for original domain has CNAME to target domain   ;   sub5.example.com.            IN CNAME sub6.example.com.   _443._tcp.sub5.example.com.  IN CNAME _443._tcp.sub6.example.com.   sub6.example.com.            IN A 192.0.2.1   sub6.example.com.            IN AAAA 2001:db8::1   _443._tcp.sub6.example.com.  IN TLSA 1 1 1 536a570ac49d9ba4...   Note that it is acceptable for both the original domain and the   target domain to have TLSA records, but the two records are   unrelated.  Consider the following:   ; TLSA record in both the original and target domain   ;   sub5.example.com.            IN CNAME sub6.example.com.   _443._tcp.sub5.example.com.  IN TLSA 1 1 1 308202c5308201ab...   sub6.example.com.            IN A 192.0.2.1   sub6.example.com.            IN AAAA 2001:db8::1   _443._tcp.sub6.example.com.  IN TLSA 1 1 1 ac49d9ba4570ac49...   In this example, someone looking for the TLSA record for   sub5.example.com would always get the record whose value starts with   "308202c5308201ab"; the TLSA record whose value starts with   "ac49d9ba4570ac49" would only be sought by someone who is looking for   the TLSA record for sub6.example.com, and never for sub5.example.com.   Note that deploying different certificates for multiple services   located at a shared TLS listener often requires the use of TLS SNI   (Server Name Indication) [RFC6066].Hoffman & Schlyter           Standards Track                   [Page 29]

RFC 6698            DNS-Based Authentication for TLS         August 2012   Note that these methods use the normal method for DNS aliasing using   CNAME: the DNS client requests the record type that they actually   want.A.2.1.2.  Provisioning TLSA Records with DNAME Records   Using DNAME records allows a zone owner to alias an entire subtree of   names below the name that has the DNAME.  This allows the wholesale   aliasing of prefixed records such as those used by TLSA, SRV, and so   on without aliasing the name itself.  However, because DNAME can only   be used for subtrees of a base name, it is rarely used to alias   individual hosts that might also be running TLS.   ; TLSA record in target domain, visible in original domain via DNAME   ;   sub5.example.com.            IN CNAME sub6.example.com.   _tcp.sub5.example.com.       IN DNAME _tcp.sub6.example.com.   sub6.example.com.            IN A 192.0.2.1   sub6.example.com.            IN AAAA 2001:db8::1   _443._tcp.sub6.example.com.  IN TLSA 1 1 1 536a570ac49d9ba4...A.2.1.3.  Provisioning TLSA Records with Wildcards   Wildcards are generally not terribly useful for RRtypes that require   prefixing because one can only wildcard at a layer below the host   name.  For example, if one wants to have the same TLSA record for   every TCP port for www.example.com, the result might be:   *._tcp.www.example.com.    IN TLSA 1 1 1 5c1502a6549c423b...   This is possibly useful in some scenarios where the same service is   offered on many ports or the same certificate and/or key is used for   all services on a host.  Note that the domain being searched for is   not necessarily related to the domain name found in the certificate,   so a certificate with a wildcard in it is not searched for using a   wildcard in the search request.A.3.  Securing the Last Hop   As described inSection 4, an application processing TLSA records   must know the DNSSEC validity of those records.  There are many ways   for the application to determine this securely, and this   specification does not mandate any single method.Hoffman & Schlyter           Standards Track                   [Page 30]

RFC 6698            DNS-Based Authentication for TLS         August 2012   Some common methods for an application to know the DNSSEC validity of   TLSA records include:   o  The application can have its own DNS resolver and DNSSEC      validation stack.   o  The application can communicate through a trusted channel (such as      requests to the operating system under which the application is      running) to a local DNS resolver that does DNSSEC validation.   o  The application can communicate through a secured channel (such as      requests running over TLS, IPsec, TSIG, or SIG(0)) to a non-local      DNS resolver that does DNSSEC validation.   o  The application can communicate through a secured channel (such as      requests running over TLS, IPsec, TSIG, or SIG(0)) to a non-local      DNS resolver that does not do DNSSEC validation, but gets      responses through a secured channel from a different DNS resolver      that does DNSSEC validation.A.4.  Handling Certificate Rollover   Certificate rollover is handled in much the same way as for rolling   DNSSEC zone signing keys using the pre-publish key rollover method   [RFC4641].  Suppose example.com has a single TLSA record for a TLS   service on TCP port 990:   _990._tcp.example.com IN TLSA 1 1 1 1CFC98A706BCF3683015...   To start the rollover process, obtain or generate the new certificate   or SubjectPublicKeyInfo to be used after the rollover and generate   the new TLSA record.  Add that record alongside the old one:   _990._tcp.example.com IN TLSA 1 1 1 1CFC98A706BCF3683015...   _990._tcp.example.com IN TLSA 1 1 1 62D5414CD1CC657E3D30...   After the new records have propagated to the authoritative   nameservers and the TTL of the old record has expired, switch to the   new certificate on the TLS server.  Once this has occurred, the old   TLSA record can be removed:   _990._tcp.example.com IN TLSA 1 1 1 62D5414CD1CC657E3D30...   This completes the certificate rollover.Hoffman & Schlyter           Standards Track                   [Page 31]

RFC 6698            DNS-Based Authentication for TLS         August 2012Appendix B.  Pseudocode for Using TLSA   This appendix describes, in pseudocode format, the interactions given   earlier in this specification.  If the steps below disagree with the   text earlier in the document, the steps earlier in the document ought   to be considered correct and this text incorrect.   Note that this pseudocode is more strict than the normative text.   For instance, it forces an order on the evaluation of criteria, which   is not mandatory from the normative text.B.1.  Helper Functions   // implement the function for exiting   function Finish (F) = {     if (F == ABORT_TLS) {       abort the TLS handshake or prevent TLS from starting       exit     }     if (F == NO_TLSA) {       fall back to non-TLSA certificate validation       exit     }     if (F == ACCEPT) {       accept the TLS connection       exit     }     // unreachable   }   // implement the selector function   function Select (S, X) = {     // Full certificate     if (S == 0) {       return X in DER encoding     }     // SubjectPublicKeyInfo     if (S == 1) {       return X.SubjectPublicKeyInfo in DER encoding     }     // unreachable   }Hoffman & Schlyter           Standards Track                   [Page 32]

RFC 6698            DNS-Based Authentication for TLS         August 2012   // implement the matching function   function Match (M, X, Y) {     // Exact match on selected content     if (M == 0) {       return (X == Y)     }     // SHA-256 hash of selected content     if (M == 1) {       return (SHA-256(X) == Y)     }     // SHA-512 hash of selected content     if (M == 2) {       return (SHA-512(X) == Y)     }     // unreachable   }B.2.  Main TLSA Pseudocode   TLS connect using [transport] to [name] on [port] and receiving end   entity cert C for the TLS server:   (TLSArecords, ValState) = DNSSECValidatedLookup(     domainname=_[port]._[transport].[name], RRtype=TLSA)   // check for states that would change processing   if (ValState == BOGUS) {     Finish(ABORT_TLS)   }   if ((ValState == INDETERMINATE) or (ValState == INSECURE)) {     Finish(NO_TLSA)   }   // if here, ValState must be SECURE   for each R in TLSArecords {     // unusable records include unknown certUsage, unknown     // selectorType, unknown matchingType, erroneous RDATA, and     // prohibited by local policy     if (R is unusable) {       remove R from TLSArecords     }   }   if (length(TLSArecords) == 0) {     Finish(NO_TLSA)   }Hoffman & Schlyter           Standards Track                   [Page 33]

RFC 6698            DNS-Based Authentication for TLS         August 2012   // A TLS client might have multiple trust anchors that it might use   //    when validating the TLS server's end entity (EE) certificate.   //    Also, there can be multiple PKIX certification paths for the   //    certificates given by the server in TLS.  Thus, there are   //    possibly many chains that might need to be tested during   //    PKIX path validation.   for each R in TLSArecords {     // pass PKIX certificate validation and chain through a CA cert     //    that comes from TLSA     if (R.certUsage == 0) {       for each PKIX certification path H {         if (C passes PKIX certification path validation in H) {           for each D in H {             if ((D is a CA certificate) and                 Match(R.matchingType, Select(R.selectorType, D),                       R.cert)) {               Finish(ACCEPT)             }           }         }       }     }     // pass PKIX certificate validation and match EE cert from TLSA     if (R.certUsage == 1) {       for each PKIX certification path H {         if ((C passes PKIX certificate validation in H) and                 Match(R.matchingType, Select(R.selectorType, C),                 R.cert)) {             Finish(ACCEPT)         }       }     }     // pass PKIX certification validation using TLSA record as the     //    trust anchor     if (R.certUsage == 2) {       // the following assert() is merely a formalization of the       // "trust anchor" condition for a certificate D matching R       assert(Match(R.matchingType, Select(R.selectorType, D), R.cert))Hoffman & Schlyter           Standards Track                   [Page 34]

RFC 6698            DNS-Based Authentication for TLS         August 2012       for each PKIX certification path H that has certificate D           matching R as the trust anchor {         if (C passes PKIX validation in H) {           Finish(ACCEPT);         }       }     }     // match the TLSA record and the TLS certificate     if (R.certUsage == 3) {       if Match(R.matchingType, Select(R.selectorType, C), R.cert)         Finish(ACCEPT)       }     }   }   // if here, then none of the TLSA records ended in "Finish(ACCEPT)"   //   so abort TLS   Finish(ABORT_TLS)Appendix C.  Examples   The following are examples of self-signed certificates that have been   generated with various selectors and matching types.  They were   generated with one piece of software, and validated by an individual   using other tools.   S = Selector   M = Matching Type   S M Association Data   0 0 30820454308202BC020900AB58D24E77AD2AF6300D06092A86       4886F70D0101050500306C310B3009060355040613024E4C31163014       0603550408130D4E6F6F72642D486F6C6C616E643112301006035504       071309416D7374657264616D310C300A060355040A13034F53333123       30210603550403131A64616E652E6B6965762E70726163746963756D       2E6F73332E6E6C301E170D3132303131363136353730335A170D3232       303131333136353730335A306C310B3009060355040613024E4C3116       30140603550408130D4E6F6F72642D486F6C6C616E64311230100603       5504071309416D7374657264616D310C300A060355040A13034F5333       312330210603550403131A64616E652E6B6965762E70726163746963       756D2E6F73332E6E6C308201A2300D06092A864886F70D0101010500       0382018F003082018A0282018100E62C84A5AFE59F0A2A6B250DEE68       7AC8C5C604F57D26CEB2119140FFAC38C4B9CBBE8923082E7F81626B       6AD5DEA0C8771C74E3CAA7F613054AEFA3673E48FFE47B3F7AF987DE       281A68230B24B9DA1A98DCBE51195B60E42FD7517C328D983E26A827       C877AB914EE4C1BFDEAD48BD25BE5F2C473BA9C1CBBDDDA0C374D0D5Hoffman & Schlyter           Standards Track                   [Page 35]

RFC 6698            DNS-Based Authentication for TLS         August 2012       8C389CC3D6D8C20662E19CF768F32441B7F7D14AEA8966CE7C32A172       2AB38623D008029A9E4702883F8B977A1A1E5292BF8AD72239D40393       37B86A3AC60FA001290452177BF1798609A05A130F033457A5212629       FBDDB8E70E2A9E6556873C4F7CA46AE4A8B178F05FB319005E1C1C7D       4BD77DFA34035563C126AA2C3328B900E7990AC9787F01DA82F74C3D       4B6674CCECE1FD4C6EF9E6644F4635EDEDA39D8B0E2F7C8E06DAE775       6213BD3D60831175BE290442B4AFC5AE6F46B769855A067C1097E617       962529E166F22AEE10DDB981B8CD6FF17D3D70723169038DBFBC1A44       9C8D0D31BC683C5F3CE26148E42EC9BBD4D9F261569B25B53C1D7FC2       DDFF6B4CAC050203010001300D06092A864886F70D01010505000382       0181002B2ABE063E9C86AC4A1F7835372091079C8276A9C2C5D1EC57       64DE523FDDABDEAB3FD34E6FE6CBA054580A6785A663595D90132B93       D473929E81FA0887D2FFF78A81C7D014B97778AB6AC9E5E690F6F5A9       E92BB5FBAB71B857AE69B6E18BDCCB0BA6FCD9D4B084A34F3635148C       495D48FE635903B888EC1DEB2610548EDD48D63F86513A4562469831       48C0D5DB82D73A4C350A42BB661D763430FC6C8E5F9D13EA1B76AA52       A4C358E5EA04000F794618303AB6CEEA4E9A8E9C74D73C1B0B7BAF16       DEDE7696B5E2F206F777100F5727E1684D4132F5E692F47AF6756EA8       B421000BE031B5D8F0220E436B51FB154FE9595333C13A2403F9DE08       E5DDC5A22FD6182E339593E26374450220BC14F3E40FF33F084526B0       9C34250702E8A352B332CCCB0F9DE2CF2B338823B92AFC61C0B6B8AB       DB5AF718ED8DDA97C298E46B82A01B14814868CFA4F2C36268BFFF4A       591F42658BF75918902D3E426DFE1D5FF0FC6A212071F6DA8BD833FE       2E560D87775E8EE9333C05B6FB8EB56589D910DB5EA903   0 1 EFDDF0D915C7BDC5782C0881E1B2A95AD099FBDD06D7B1F779       82D9364338D955   0 2 81EE7F6C0ECC6B09B7785A9418F54432DE630DD54DC6EE9E3C       49DE547708D236D4C413C3E97E44F969E635958AA410495844127C04       883503E5B024CF7A8F6A94   1 0 308201A2300D06092A864886F70D01010105000382018F0030       82018A0282018100E62C84A5AFE59F0A2A6B250DEE687AC8C5C604F5       7D26CEB2119140FFAC38C4B9CBBE8923082E7F81626B6AD5DEA0C877       1C74E3CAA7F613054AEFA3673E48FFE47B3F7AF987DE281A68230B24       B9DA1A98DCBE51195B60E42FD7517C328D983E26A827C877AB914EE4       C1BFDEAD48BD25BE5F2C473BA9C1CBBDDDA0C374D0D58C389CC3D6D8       C20662E19CF768F32441B7F7D14AEA8966CE7C32A1722AB38623D008       029A9E4702883F8B977A1A1E5292BF8AD72239D4039337B86A3AC60F       A001290452177BF1798609A05A130F033457A5212629FBDDB8E70E2A       9E6556873C4F7CA46AE4A8B178F05FB319005E1C1C7D4BD77DFA3403       5563C126AA2C3328B900E7990AC9787F01DA82F74C3D4B6674CCECE1       FD4C6EF9E6644F4635EDEDA39D8B0E2F7C8E06DAE7756213BD3D6083       1175BE290442B4AFC5AE6F46B769855A067C1097E617962529E166F2       2AEE10DDB981B8CD6FF17D3D70723169038DBFBC1A449C8D0D31BC68       3C5F3CE26148E42EC9BBD4D9F261569B25B53C1D7FC2DDFF6B4CAC05       0203010001Hoffman & Schlyter           Standards Track                   [Page 36]

RFC 6698            DNS-Based Authentication for TLS         August 2012   1 1 8755CDAA8FE24EF16CC0F2C918063185E433FAAF1415664911       D9E30A924138C4   1 2 D43165B4CDF8F8660AECCCC5344D9D9AE45FFD7E6AAB7AB9EE       C169B58E11F227ED90C17330CC17B5CCEF0390066008C720CEC6AAE5       33A934B3A2D7E232C94AB4Authors' Addresses   Paul Hoffman   VPN Consortium   EMail: paul.hoffman@vpnc.org   Jakob Schlyter   Kirei AB   EMail: jakob@kirei.seHoffman & Schlyter           Standards Track                   [Page 37]

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