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INFORMATIONAL
Internet Engineering Task Force (IETF)                       Y. Lee, Ed.Request for Comments: 6163                                        HuaweiCategory: Informational                                G. Bernstein, Ed.ISSN: 2070-1721                                        Grotto Networking                                                              W. Imajuku                                                                     NTT                                                              April 2011Framework for GMPLS and Path Computation Element (PCE) Controlof Wavelength Switched Optical Networks (WSONs)Abstract   This document provides a framework for applying Generalized Multi-   Protocol Label Switching (GMPLS) and the Path Computation Element   (PCE) architecture to the control of Wavelength Switched Optical   Networks (WSONs).  In particular, it examines Routing and Wavelength   Assignment (RWA) of optical paths.   This document focuses on topological elements and path selection   constraints that are common across different WSON environments; as   such, it does not address optical impairments in any depth.Status of This Memo   This document is not an Internet Standards Track specification; it is   published for informational purposes.   This document is a product of the Internet Engineering Task Force   (IETF).  It represents the consensus of the IETF community.  It has   received public review and has been approved for publication by the   Internet Engineering Steering Group (IESG).  Not all documents   approved by the IESG are a candidate for any level of Internet   Standard; seeSection 2 of RFC 5741.   Information about the current status of this document, any errata,   and how to provide feedback on it may be obtained athttp://www.rfc-editor.org/info/rfc6163.Lee, et al.                   Informational                     [Page 1]

RFC 6163          Wavelength Switched Optical Networks        April 2011Copyright Notice   Copyright (c) 2011 IETF Trust and the persons identified as the   document authors.  All rights reserved.   This document is subject toBCP 78 and the IETF Trust's Legal   Provisions Relating to IETF Documents   (http://trustee.ietf.org/license-info) in effect on the date of   publication of this document.  Please review these documents   carefully, as they describe your rights and restrictions with respect   to this document.  Code Components extracted from this document must   include Simplified BSD License text as described in Section 4.e of   the Trust Legal Provisions and are provided without warranty as   described in the Simplified BSD License.Table of Contents1. Introduction ....................................................42. Terminology .....................................................53. Wavelength Switched Optical Networks ............................63.1. WDM and CWDM Links .........................................63.2. Optical Transmitters and Receivers .........................83.3. Optical Signals in WSONs ...................................93.3.1. Optical Tributary Signals ..........................103.3.2. WSON Signal Characteristics ........................103.4. ROADMs, OXCs, Splitters, Combiners, and FOADMs ............11           3.4.1. Reconfigurable Optical Add/Drop                  Multiplexers and OXCs ..............................113.4.2. Splitters ..........................................143.4.3. Combiners ..........................................153.4.4. Fixed Optical Add/Drop Multiplexers ................153.5. Electro-Optical Systems ...................................163.5.1. Regenerators .......................................163.5.2. OEO Switches .......................................193.6. Wavelength Converters .....................................193.6.1. Wavelength Converter Pool Modeling .................213.7. Characterizing Electro-Optical Network Elements ...........243.7.1. Input Constraints ..................................253.7.2. Output Constraints .................................253.7.3. Processing Capabilities ............................264. Routing and Wavelength Assignment and the Control Plane ........264.1. Architectural Approaches to RWA ...........................274.1.1. Combined RWA (R&WA) ................................274.1.2. Separated R and WA (R+WA) ..........................284.1.3. Routing and Distributed WA (R+DWA) .................284.2. Conveying Information Needed by RWA .......................29Lee, et al.                   Informational                     [Page 2]

RFC 6163          Wavelength Switched Optical Networks        April 20115. Modeling Examples and Control Plane Use Cases ..................305.1. Network Modeling for GMPLS/PCE Control ....................305.1.1. Describing the WSON Nodes ..........................315.1.2. Describing the Links ...............................345.2. RWA Path Computation and Establishment ....................345.3. Resource Optimization .....................................365.4. Support for Rerouting .....................................365.5. Electro-Optical Networking Scenarios ......................365.5.1. Fixed Regeneration Points ..........................375.5.2. Shared Regeneration Pools ..........................375.5.3. Reconfigurable Regenerators ........................375.5.4. Relation to Translucent Networks ...................386. GMPLS and PCE Implications .....................................386.1. Implications for GMPLS Signaling ..........................396.1.1. Identifying Wavelengths and Signals ................396.1.2. WSON Signals and Network Element Processing ........396.1.3. Combined RWA/Separate Routing WA support ...........40           6.1.4. Distributed Wavelength Assignment:                  Unidirectional, No Converters ......................40           6.1.5. Distributed Wavelength Assignment:                  Unidirectional, Limited Converters .................40           6.1.6. Distributed Wavelength Assignment:                  Bidirectional, No Converters .......................406.2. Implications for GMPLS Routing ............................416.2.1. Electro-Optical Element Signal Compatibility .......416.2.2. Wavelength-Specific Availability Information .......426.2.3. WSON Routing Information Summary ...................436.3. Optical Path Computation and Implications for PCE .........446.3.1. Optical Path Constraints and Characteristics .......446.3.2. Electro-Optical Element Signal Compatibility .......456.3.3. Discovery of RWA-Capable PCEs ......................457. Security Considerations ........................................468. Acknowledgments ................................................469. References .....................................................469.1. Normative References ......................................469.2. Informative References ....................................47Lee, et al.                   Informational                     [Page 3]

RFC 6163          Wavelength Switched Optical Networks        April 20111.  Introduction   Wavelength Switched Optical Networks (WSONs) are constructed from   subsystems that include Wavelength Division Multiplexing (WDM) links,   tunable transmitters and receivers, Reconfigurable Optical Add/Drop   Multiplexers (ROADMs), wavelength converters, and electro-optical   network elements.  A WSON is a WDM-based optical network in which   switching is performed selectively based on the center wavelength of   an optical signal.   WSONs can differ from other types of GMPLS networks in that many   types of WSON nodes are highly asymmetric with respect to their   switching capabilities, compatibility of signal types and network   elements may need to be considered, and label assignment can be non-   local.  In order to provision an optical connection (an optical path)   through a WSON certain wavelength continuity and resource   availability constraints must be met to determine viable and optimal   paths through the WSON.  The determination of paths is known as   Routing and Wavelength Assignment (RWA).   Generalized Multi-Protocol Label Switching (GMPLS) [RFC3945] includes   an architecture and a set of control plane protocols that can be used   to operate data networks ranging from packet-switch-capable networks,   through those networks that use Time Division Multiplexing, to WDM   networks.  The Path Computation Element (PCE) architecture [RFC4655]   defines functional components that can be used to compute and suggest   appropriate paths in connection-oriented traffic-engineered networks.   This document provides a framework for applying the GMPLS   architecture and protocols [RFC3945] and the PCE architecture   [RFC4655] to the control and operation of WSONs.  To aid in this   process, this document also provides an overview of the subsystems   and processes that comprise WSONs and describes RWA so that the   information requirements, both static and dynamic, can be identified   to explain how the information can be modeled for use by GMPLS and   PCE systems.  This work will facilitate the development of protocol   solution models and protocol extensions within the GMPLS and PCE   protocol families.   Different WSONs such as access, metro, and long haul may apply   different techniques for dealing with optical impairments; hence,   this document does not address optical impairments in any depth.   Note that this document focuses on the generic properties of links,   switches, and path selection constraints that occur in many types of   WSONs.  See [WSON-Imp] for more information on optical impairments   and GMPLS.Lee, et al.                   Informational                     [Page 4]

RFC 6163          Wavelength Switched Optical Networks        April 20112.  Terminology   Add/Drop Multiplexer (ADM): An optical device used in WDM networks   and composed of one or more line side ports and typically many   tributary ports.   CWDM: Coarse Wavelength Division Multiplexing.   DWDM: Dense Wavelength Division Multiplexing.   Degree: The degree of an optical device (e.g., ROADM) is given by a   count of its line side ports.   Drop and continue: A simple multicast feature of some ADMs where a   selected wavelength can be switched out of both a tributary (drop)   port and a line side port.   FOADM: Fixed Optical Add/Drop Multiplexer.   GMPLS: Generalized Multi-Protocol Label Switching.   Line side: In a WDM system, line side ports and links can typically   carry the full multiplex of wavelength signals, as compared to   tributary (add or drop) ports that typically carry a few (usually   one) wavelength signals.   OXC: Optical Cross-Connect.  An optical switching element in which a   signal on any input port can reach any output port.   PCC: Path Computation Client.  Any client application requesting a   path computation to be performed by the Path Computation Element.   PCE: Path Computation Element.  An entity (component, application, or   network node) that is capable of computing a network path or route   based on a network graph and application of computational   constraints.   PCEP: PCE Communication Protocol.  The communication protocol between   a Path Computation Client and Path Computation Element.   ROADM: Reconfigurable Optical Add/Drop Multiplexer.  A wavelength-   selective switching element featuring input and output line side   ports as well as add/drop tributary ports.   RWA: Routing and Wavelength Assignment.   Transparent Network: A Wavelength Switched Optical Network that does   not contain regenerators or wavelength converters.Lee, et al.                   Informational                     [Page 5]

RFC 6163          Wavelength Switched Optical Networks        April 2011   Translucent Network:  A Wavelength Switched Optical Network that is   predominantly transparent but may also contain limited numbers of   regenerators and/or wavelength converters.   Tributary: A link or port on a WDM system that can carry   significantly less than the full multiplex of wavelength signals   found on the line side links/ports.  Typical tributary ports are the   add and drop ports on an ADM, and these support only a single   wavelength channel.   Wavelength Conversion/Converters: The process of converting an   information-bearing optical signal centered at a given wavelength to   one with "equivalent" content centered at a different wavelength.   Wavelength conversion can be implemented via an optical-electronic-   optical (OEO) process or via a strictly optical process.   WDM: Wavelength Division Multiplexing.   Wavelength Switched Optical Networks (WSONs): WDM-based optical   networks in which switching is performed selectively based on the   center wavelength of an optical signal.3.  Wavelength Switched Optical Networks   WSONs range in size from continent-spanning long-haul networks, to   metropolitan networks, to residential access networks.  In all these   cases, the main concern is those properties that constrain the choice   of wavelengths that can be used, i.e., restrict the wavelength Label   Set, impact the path selection process, and limit the topological   connectivity.  In addition, if electro-optical network elements are   used in the WSON, additional compatibility constraints may be imposed   by the network elements on various optical signal parameters.  The   subsequent sections review and model some of the major subsystems of   a WSON with an emphasis on those aspects that are of relevance to the   control plane.  In particular, WDM links, optical transmitters,   ROADMs, and wavelength converters are examined.3.1.  WDM and CWDM Links   WDM and CWDM links run over optical fibers, and optical fibers come   in a wide range of types that tend to be optimized for various   applications.  Examples include access networks, metro, long haul,   and submarine links.  International Telecommunication Union -   Telecommunication Standardization Sector (ITU-T) standards exist for   various types of fibers.  Although fiber can be categorized into   Single-Mode Fibers (SMFs) and Multi-Mode Fibers (MMFs), the latter   are typically used for short-reach campus and premise applications.   SMFs are used for longer-reach applications and are therefore theLee, et al.                   Informational                     [Page 6]

RFC 6163          Wavelength Switched Optical Networks        April 2011   primary concern of this document.  The following SMF types are   typically encountered in optical networks:      ITU-T Standard |  Common Name      ------------------------------------------------------------      G.652 [G.652]  |  Standard SMF                              |      G.653 [G.653]  |  Dispersion shifted SMF                    |      G.654 [G.654]  |  Cut-off shifted SMF                       |      G.655 [G.655]  |  Non-zero dispersion shifted SMF           |      G.656 [G.656]  |  Wideband non-zero dispersion shifted SMF  |      ------------------------------------------------------------   Typically, WDM links operate in one or more of the approximately   defined optical bands [G.Sup39]:      Band     Range (nm)     Common Name    Raw Bandwidth (THz)      O-band   1260-1360      Original       17.5      E-band   1360-1460      Extended       15.1      S-band   1460-1530      Short          9.4      C-band   1530-1565      Conventional   4.4      L-band   1565-1625      Long           7.1      U-band   1625-1675      Ultra-long     5.5   Not all of a band may be usable; for example, in many fibers that   support E-band, there is significant attenuation due to a water   absorption peak at 1383 nm.  Hence, a discontinuous acceptable   wavelength range for a particular link may be needed and is modeled.   Also, some systems will utilize more than one band.  This is   particularly true for CWDM systems.   Current technology subdivides the bandwidth capacity of fibers into   distinct channels based on either wavelength or frequency.  There are   two standards covering wavelengths and channel spacing.  ITU-T   Recommendation G.694.1, "Spectral grids for WDM applications: DWDM   frequency grid" [G.694.1], describes a DWDM grid defined in terms of   frequency grids of 12.5 GHz, 25 GHz, 50 GHz, 100 GHz, and other   multiples of 100 GHz around a 193.1 THz center frequency.  At the   narrowest channel spacing, this provides less than 4800 channels   across the O through U bands.  ITU-T Recommendation G.694.2,   "Spectral grids for WDM applications: CWDM wavelength grid"   [G.694.2], describes a CWDM grid defined in terms of wavelength   increments of 20 nm running from 1271 nm to 1611 nm for 18 or so   channels.  The number of channels is significantly smaller than the   32-bit GMPLS Label space defined for GMPLS (see [RFC3471]).  A label   representation for these ITU-T grids is given in [RFC6205] and   provides a common label format to be used in signaling optical paths.Lee, et al.                   Informational                     [Page 7]

RFC 6163          Wavelength Switched Optical Networks        April 2011   Further, these ITU-T grid-based labels can also be used to describe   WDM links, ROADM ports, and wavelength converters for the purposes of   path selection.   Many WDM links are designed to take advantage of particular fiber   characteristics or to try to avoid undesirable properties.  For   example, dispersion-shifted SMF [G.653] was originally designed for   good long-distance performance in single-channel systems; however,   putting WDM over this type of fiber requires significant system   engineering and a fairly limited range of wavelengths.  Hence, the   following information is needed as parameters to perform basic,   impairment-unaware modeling of a WDM link:   o  Wavelength range(s): Given a mapping between labels and the ITU-T      grids, each range could be expressed in terms of a tuple,      (lambda1, lambda2) or (freq1, freq2), where the lambdas or      frequencies can be represented by 32-bit integers.   o  Channel spacing: Currently, there are five channel spacings used      in DWDM systems and a single channel spacing defined for CWDM      systems.   For a particular link, this information is relatively static, as   changes to these properties generally require hardware upgrades.   Such information may be used locally during wavelength assignment via   signaling, similar to label restrictions in MPLS, or used by a PCE in   providing combined RWA.3.2.  Optical Transmitters and Receivers   WDM optical systems make use of optical transmitters and receivers   utilizing different wavelengths (frequencies).  Some transmitters are   manufactured for a specific wavelength of operation; that is, the   manufactured frequency cannot be changed.  First introduced to reduce   inventory costs, tunable optical transmitters and receivers are   deployed in some systems and allow flexibility in the wavelength used   for optical transmission/reception.  Such tunable optics aid in path   selection.   Fundamental modeling parameters for optical transmitters and   receivers from the control plane perspective are:   o  Tunable: Do the transmitters and receivers operate at variable or      fixed wavelength?   o  Tuning range: This is the frequency or wavelength range over which      the optics can be tuned.  With the fixed mapping of labels to      lambdas as proposed in [RFC6205], this can be expressed as aLee, et al.                   Informational                     [Page 8]

RFC 6163          Wavelength Switched Optical Networks        April 2011      tuple, (lambda1, lambda2) or (freq1, freq2), where lambda1 and      lambda2 or freq1 and freq2 are the labels representing the lower      and upper bounds in wavelength.   o  Tuning time: Tuning times highly depend on the technology used.      Thermal-drift-based tuning may take seconds to stabilize, whilst      electronic tuning might provide sub-ms tuning times.  Depending on      the application, this might be critical.  For example, thermal      drift might not be usable for fast protection applications.   o  Spectral characteristics and stability: The spectral shape of a      laser's emissions and its frequency stability put limits on      various properties of the overall WDM system.  One constraint that      is relatively easy to characterize is the closest channel spacing      with which the transmitter can be used.   Note that ITU-T recommendations specify many aspects of an optical   transmitter.  Many of these parameters, such as spectral   characteristics and stability, are used in the design of WDM   subsystems consisting of transmitters, WDM links, and receivers.   However, they do not furnish additional information that will   influence the Label Switched Path (LSP) provisioning in a properly   designed system.   Also, note that optical components can degrade and fail over time.   This presents the possibility of the failure of an LSP (optical path)   without either a node or link failure.  Hence, additional mechanisms   may be necessary to detect and differentiate this failure from the   others; for example, one does not want to initiate mesh restoration   if the source transmitter has failed since the optical transmitter   will still be failed on the alternate optical path.3.3.  Optical Signals in WSONs   The fundamental unit of switching in WSONs is intuitively that of a   "wavelength".  The transmitters and receivers in these networks will   deal with one wavelength at a time, while the switching systems   themselves can deal with multiple wavelengths at a time.  Hence,   multi-channel DWDM networks with single-channel interfaces are the   prime focus of this document as opposed to multi-channel interfaces.   Interfaces of this type are defined in ITU-T Recommendations   [G.698.1] and [G.698.2].  Key non-impairment-related parameters   defined in [G.698.1] and [G.698.2] are:   (a)  Minimum channel spacing (GHz)   (b)  Minimum and maximum central frequencyLee, et al.                   Informational                     [Page 9]

RFC 6163          Wavelength Switched Optical Networks        April 2011   (c)  Bitrate/Line coding (modulation) of optical tributary signals   For the purposes of modeling the WSON in the control plane, (a) and   (b) are considered properties of the link and restrictions on the   GMPLS Labels while (c) is a property of the "signal".3.3.1.  Optical Tributary Signals   The optical interface specifications [G.698.1], [G.698.2], and   [G.959.1] all use the concept of an optical tributary signal, which   is defined as "a single channel signal that is placed within an   optical channel for transport across the optical network".  Note the   use of the qualifier "tributary" to indicate that this is a single-   channel entity and not a multi-channel optical signal.   There are currently a number of different types of optical tributary   signals, which are known as "optical tributary signal classes".   These are currently characterized by a modulation format and bitrate   range [G.959.1]:   (a)  Optical tributary signal class Non-Return-to-Zero (NRZ) 1.25G   (b)  Optical tributary signal class NRZ 2.5G   (c)  Optical tributary signal class NRZ 10G   (d)  Optical tributary signal class NRZ 40G   (e)  Optical tributary signal class Return-to-Zero (RZ) 40G   Note that, with advances in technology, more optical tributary signal   classes may be added and that this is currently an active area for   development and standardization.  In particular, at the 40G rate,   there are a number of non-standardized advanced modulation formats   that have seen significant deployment, including Differential Phase   Shift Keying (DPSK) and Phase Shaped Binary Transmission (PSBT).   According to [G.698.2], it is important to fully specify the bitrate   of the optical tributary signal.  Hence, modulation format (optical   tributary signal class) and bitrate are key parameters in   characterizing the optical tributary signal.3.3.2.  WSON Signal Characteristics   The optical tributary signal referenced in ITU-T Recommendations   [G.698.1] and [G.698.2] is referred to as the "signal" in this   document.  This corresponds to the "lambda" LSP in GMPLS.  For signalLee, et al.                   Informational                    [Page 10]

RFC 6163          Wavelength Switched Optical Networks        April 2011   compatibility purposes with electro-optical network elements, the   following signal characteristics are considered:   1.  Optical tributary signal class (modulation format)   2.  Forward Error Correction (FEC): whether forward error correction       is used in the digital stream and what type of error correcting       code is used   3.  Center frequency (wavelength)   4.  Bitrate   5.  General Protocol Identifier (G-PID) for the information format   The first three items on this list can change as a WSON signal   traverses the optical network with elements that include   regenerators, OEO switches, or wavelength converters.   Bitrate and G-PID would not change since they describe the encoded   bitstream.  A set of G-PID values is already defined for lambda   switching in [RFC3471] and [RFC4328].   Note that a number of non-standard or proprietary modulation formats   and FEC codes are commonly used in WSONs.  For some digital   bitstreams, the presence of FEC can be detected; for example, in   [G.707], this is indicated in the signal itself via the FEC Status   Indication (FSI) byte while in [G.709], this can be inferred from   whether or not the FEC field of the Optical Channel Transport Unit-k   (OTUk) is all zeros.3.4.  ROADMs, OXCs, Splitters, Combiners, and FOADMs   Definitions of various optical devices such as ROADMs, Optical Cross-   Connects (OXCs), splitters, combiners, and Fixed Optical Add/Drop   Multiplexers (FOADMs) and their parameters can be found in [G.671].   Only a subset of these relevant to the control plane and their non-   impairment-related properties are considered in the following   sections.3.4.1.  Reconfigurable Optical Add/Drop Multiplexers and OXCs   ROADMs are available in different forms and technologies.  This is a   key technology that allows wavelength-based optical switching.  A   classic degree-2 ROADM is shown in Figure 1.Lee, et al.                   Informational                    [Page 11]

RFC 6163          Wavelength Switched Optical Networks        April 2011       Line side input    +---------------------+  Line side output                      --->|                     |--->                          |                     |                          |        ROADM        |                          |                     |                          |                     |                          +---------------------+                              | | | |  o o o o                              | | | |  | | | |                              O O O O  | | | |      Tributary Side:   Drop (output)  Add (input)               Figure 1.  Degree-2 Unidirectional ROADM   The key feature across all ROADM types is their highly asymmetric   switching capability.  In the ROADM of Figure 1, signals introduced   via the add ports can only be sent on the line side output port and   not on any of the drop ports.  The term "degree" is used to refer to   the number of line side ports (input and output) of a ROADM and does   not include the number of "add" or "drop" ports.  The add and drop   ports are sometimes also called tributary ports.  As the degree of   the ROADM increases beyond two, it can have properties of both a   switch (OXC) and a multiplexer; hence, it is necessary to know the   switched connectivity offered by such a network element to   effectively utilize it.  A straightforward way to represent this is   via a "switched connectivity" matrix A where Amn = 0 or 1, depending   upon whether a wavelength on input port m can be connected to output   port n [Imajuku].  For the ROADM shown in Figure 1, the switched   connectivity matrix can be expressed as:             Input    Output Port             Port     #1 #2 #3 #4 #5                      --------------             #1:      1  1  1  1  1             #2       1  0  0  0  0       A =   #3       1  0  0  0  0             #4       1  0  0  0  0             #5       1  0  0  0  0   where input ports 2-5 are add ports, output ports 2-5 are drop ports,   and input port #1 and output port #1 are the line side (WDM) ports.   For ROADMs, this matrix will be very sparse, and for OXCs, the matrix   will be very dense.  Compact encodings and examples, including high-   degree ROADMs/OXCs, are given in [Gen-Encode].  A degree-4 ROADM is   shown in Figure 2.Lee, et al.                   Informational                    [Page 12]

RFC 6163          Wavelength Switched Optical Networks        April 2011                      +-----------------------+   Line side-1    --->|                       |--->    Line side-2   Input (I1)         |                       |        Output (E2)   Line side-1    <---|                       |<---    Line side-2   Output  (E1)       |                       |        Input (I2)                      |         ROADM         |   Line side-3    --->|                       |--->    Line side-4   Input (I3)         |                       |        Output (E4)   Line side-3    <---|                       |<---    Line side-4   Output (E3)        |                       |        Input (I4)                      |                       |                      +-----------------------+                      | O    | O    | O    | O                      | |    | |    | |    | |                      O |    O |    O |    O |   Tributary Side:   E5 I5  E6 I6  E7 I7  E8 I8                  Figure 2.  Degree-4 Bidirectional ROADM   Note that this is a 4-degree example with one (potentially multi-   channel) add/drop per line side port.   Note also that the connectivity constraints for typical ROADM designs   are "bidirectional"; that is, if input port X can be connected to   output port Y, typically input port Y can be connected to output port   X, assuming the numbering is done in such a way that input X and   output X correspond to the same line side direction or the same   add/drop port.  This makes the connectivity matrix symmetrical as   shown below.       Input     Output Port        Port     E1 E2 E3 E4 E5 E6 E7 E8                 -----------------------           I1    0  1  1  1  0  1  0  0           I2    1  0  1  1  0  0  1  0       A = I3    1  1  0  1  1  0  0  0           I4    1  1  1  0  0  0  0  1           I5    0  0  1  0  0  0  0  0           I6    1  0  0  0  0  0  0  0           I7    0  1  0  0  0  0  0  0           I8    0  0  0  1  0  0  0  0   where I5/E5 are add/drop ports to/from line side-3, I6/E6 are   add/drop ports to/from line side-1, I7/E7 are add/drop ports to/from   line side-2, and I8/E8 are add/drop ports to/from line side-4.  Note   that diagonal elements are zero since loopback is not supported in   the example.  If ports support loopback, diagonal elements would be   set to one.Lee, et al.                   Informational                    [Page 13]

RFC 6163          Wavelength Switched Optical Networks        April 2011   Additional constraints may also apply to the various ports in a   ROADM/OXC.  The following restrictions and terms may be used:   o  Colored port: an input or, more typically, an output (drop) port      restricted to a single channel of fixed wavelength   o  Colorless port: an input or, more typically, an output (drop) port      restricted to a single channel of arbitrary wavelength   In general, a port on a ROADM could have any of the following   wavelength restrictions:   o  Multiple wavelengths, full range port   o  Single wavelength, full range port   o  Single wavelength, fixed lambda port   o  Multiple wavelengths, reduced range port (for example wave band      switching)   To model these restrictions, it is necessary to have two pieces of   information for each port: (a) the number of wavelengths and (b) the   wavelength range and spacing.  Note that this information is   relatively static.  More complicated wavelength constraints are   modeled in [WSON-Info].3.4.2.  Splitters   An optical splitter consists of a single input port and two or more   output ports.  The input optical signaled is essentially copied (with   power loss) to all output ports.   Using the modeling notions ofSection 3.4.1, the input and output   ports of a splitter would have the same wavelength restrictions.  In   addition, a splitter is modeled by a connectivity matrix Amn as   follows:              Input    Output Port              Port     #1 #2 #3 ...   #N                       -----------------A =   #1       1  1  1  ...1   The difference from a simple ROADM is that this is not a switched   connectivity matrix but the fixed connectivity matrix of the device.Lee, et al.                   Informational                    [Page 14]

RFC 6163          Wavelength Switched Optical Networks        April 20113.4.3.  Combiners   An optical combiner is a device that combines the optical wavelengths   carried by multiple input ports into a single multi-wavelength output   port.  The various ports may have different wavelength restrictions.   It is generally the responsibility of those using the combiner to   ensure that wavelength collision does not occur on the output port.   The fixed connectivity matrix Amn for a combiner would look like:              Input    Output Port              Port     #1                       ---              #1:      1              #2       1A =   #3       1              ...1              #N       13.4.4.  Fixed Optical Add/Drop Multiplexers   A Fixed Optical Add/Drop Multiplexer can alter the course of an input   wavelength in a preset way.  In particular, a given wavelength (or   waveband) from a line side input port would be dropped to a fixed   "tributary" output port.  Depending on the device's construction,   that same wavelength may or may not also be sent out the line side   output port.  This is commonly referred to as a "drop and continue"   operation.  Tributary input ports ("add" ports) whose signals are   combined with each other and other line side signals may also exist.   In general, to represent the routing properties of an FOADM, it is   necessary to have both a fixed connectivity matrix Amn, as previously   discussed, and the precise wavelength restrictions for all input and   output ports.  From the wavelength restrictions on the tributary   output ports, the wavelengths that have been selected can be derived.   From the wavelength restrictions on the tributary input ports, it can   be seen which wavelengths have been added to the line side output   port.  Finally, from the added wavelength information and the line   side output wavelength restrictions, it can be inferred which   wavelengths have been continued.   To summarize, the modeling methodology introduced inSection 3.4.1,   which consists of a connectivity matrix and port wavelength   restrictions, can be used to describe a large set of fixed optical   devices such as combiners, splitters, and FOADMs.  Hybrid devices   consisting of both switched and fixed parts are modeled in   [WSON-Info].Lee, et al.                   Informational                    [Page 15]

RFC 6163          Wavelength Switched Optical Networks        April 20113.5.  Electro-Optical Systems   This section describes how Electro-Optical Systems (e.g., OEO   switches, wavelength converters, and regenerators) interact with the   WSON signal characteristics listed inSection 3.3.2.  OEO switches,   wavelength converters, and regenerators all share a similar property:   they can be more or less "transparent" to an "optical signal"   depending on their functionality and/or implementation.  Regenerators   have been fairly well characterized in this regard and hence their   properties can be described first.3.5.1.  Regenerators   The various approaches to regeneration are discussed in ITU-T   [G.872], Annex A.  They map a number of functions into the so-called   1R, 2R, and 3R categories of regenerators as summarized in Table 1   below:   Table 1.  Regenerator Functionality Mapped to General Regenerator             Classes from [G.872]   --------------------------------------------------------------------   1R | Equal amplification of all frequencies within the amplification      | bandwidth.  There is no restriction upon information formats.      +----------------------------------------------------------------      | Amplification with different gain for frequencies within the      | amplification bandwidth.  This could be applied to both single-      | channel and multi-channel systems.      +----------------------------------------------------------------      | Dispersion compensation (phase distortion).  This analogue      | process can be applied in either single-channel or multi-      | channel systems.   --------------------------------------------------------------------   2R | Any or all 1R functions.  Noise suppression.      +----------------------------------------------------------------      | Digital reshaping (Schmitt Trigger function) with no clock      | recovery.  This is applicable to individual channels and can be      | used for different bitrates but is not transparent to line      | coding (modulation).   --------------------------------------------------------------------   3R | Any or all 1R and 2R functions.  Complete regeneration of the      | pulse shape including clock recovery and retiming within      | required jitter limits.   --------------------------------------------------------------------   This table shows that 1R regenerators are generally independent of   signal modulation format (also known as line coding) but may work   over a limited range of wavelengths/frequencies.  2R regenerators areLee, et al.                   Informational                    [Page 16]

RFC 6163          Wavelength Switched Optical Networks        April 2011   generally applicable to a single digital stream and are dependent   upon modulation format (line coding) and, to a lesser extent, are   limited to a range of bitrates (but not a specific bitrate).   Finally, 3R regenerators apply to a single channel, are dependent   upon the modulation format, and are generally sensitive to the   bitrate of digital signal, i.e., either are designed to only handle a   specific bitrate or need to be programmed to accept and regenerate a   specific bitrate.  In all these types of regenerators, the digital   bitstream contained within the optical or electrical signal is not   modified.   It is common for regenerators to modify the digital bitstream for   performance monitoring and fault management purposes.  Synchronous   Optical Networking (SONET), Synchronous Digital Hierarchy (SDH), and   Interfaces for the Optical Transport Network [G.709] all have digital   signal "envelopes" designed to be used between "regenerators" (in   this case, 3R regenerators).  In SONET, this is known as the   "section" signal; in SDH, this is known as the "regenerator section"   signal; and, in G.709, this is known as an OTUk.  These signals   reserve a portion of their frame structure (known as overhead) for   use by regenerators.  The nature of this overhead is summarized in   Table 2 below.Lee, et al.                   Informational                    [Page 17]

RFC 6163          Wavelength Switched Optical Networks        April 2011     Table 2.  SONET, SDH, and G.709 Regenerator-Related Overhead    +-----------------------------------------------------------------+    |Function          |       SONET/SDH      |     G.709 OTUk        |    |                  |       Regenerator    |                       |    |                  |       Section        |                       |    |------------------+----------------------+-----------------------|    |Signal            |       J0 (section    |  Trail Trace          |    |Identifier        |       trace)         |  Identifier (TTI)     |    |------------------+----------------------+-----------------------|    |Performance       |       BIP-8 (B1)     |  BIP-8 (within SM)    |    |Monitoring        |                      |                       |    |------------------+----------------------+-----------------------|    |Management        |       D1-D3 bytes    |  GCC0 (general        |    |Communications    |                      |  communications       |    |                  |                      |  channel)             |    |------------------+----------------------+-----------------------|    |Fault Management  |       A1, A2 framing | FAS (frame alignment  |    |                  |       bytes          | signal), BDI (backward|    |                  |                      | defect indication),   |    |                  |                      | BEI (backward error   |    |                  |                      | indication)           |    +------------------+----------------------+-----------------------|    |Forward Error     |       P1,Q1 bytes    |  OTUk FEC             |    |Correction (FEC)  |                      |                       |    +-----------------------------------------------------------------+   Table 2 shows that frame alignment, signal identification, and FEC   are supported.  By omission, Table 2 also shows that no switching or   multiplexing occurs at this layer.  This is a significant   simplification for the control plane since control plane standards   require a multi-layer approach when there are multiple switching   layers but do not require the "layering" to provide the management   functions shown in Table 2.  That is, many existing technologies   covered by GMPLS contain extra management-related layers that are   essentially ignored by the control plane (though not by the   management plane).  Hence, the approach here is to include   regenerators and other devices at the WSON layer unless they provide   higher layer switching; then, a multi-layer or multi-region approach   [RFC5212] is called for.  However, this can result in regenerators   having a dependence on the client signal type.   Hence, depending upon the regenerator technology, the constraints   listed in Table 3 may be imposed by a regenerator device:Lee, et al.                   Informational                    [Page 18]

RFC 6163          Wavelength Switched Optical Networks        April 2011     Table 3.  Regenerator Compatibility Constraints     +--------------------------------------------------------+     |      Constraints            |   1R   |   2R   |   3R   |     +--------------------------------------------------------+     | Limited Wavelength Range    |    x   |    x   |    x   |     +--------------------------------------------------------+     | Modulation Type Restriction |        |    x   |    x   |     +--------------------------------------------------------+     | Bitrate Range Restriction   |        |    x   |    x   |     +--------------------------------------------------------+     | Exact Bitrate Restriction   |        |        |    x   |     +--------------------------------------------------------+     | Client Signal Dependence    |        |        |    x   |     +--------------------------------------------------------+   Note that the limited wavelength range constraint can be modeled for   GMPLS signaling with the Label Set defined in [RFC3471] and that the   modulation type restriction constraint includes FEC.3.5.2.  OEO Switches   A common place where OEO processing may take place is within WSON   switches that utilize (or contain) regenerators.  This may be to   convert the signal to an electronic form for switching then reconvert   to an optical signal prior to output from the switch.  Another common   technique is to add regenerators to restore signal quality either   before or after optical processing (switching).  In the former case,   the regeneration is applied to adapt the signal to the switch fabric   regardless of whether or not it is needed from a signal-quality   perspective.   In either case, these optical switches have essentially the same   compatibility constraints as those described for regenerators in   Table 3.3.6.  Wavelength Converters   Wavelength converters take an input optical signal at one wavelength   and emit an equivalent content optical signal at another wavelength   on output.  There are multiple approaches to building wavelength   converters.  One approach is based on OEO conversion with fixed or   tunable optics on output.  This approach can be dependent upon the   signal rate and format; that is, this is basically an electrical   regenerator combined with a laser/receiver.  Hence, this type of   wavelength converter has signal-processing restrictions that are   essentially the same as those described for regenerators in Table 3   ofSection 3.5.1.Lee, et al.                   Informational                    [Page 19]

RFC 6163          Wavelength Switched Optical Networks        April 2011   Another approach performs the wavelength conversion optically via   non-linear optical effects, similar in spirit to the familiar   frequency mixing used in radio frequency systems but significantly   harder to implement.  Such processes/effects may place limits on the   range of achievable conversion.  These may depend on the wavelength   of the input signal and the properties of the converter as opposed to   only the properties of the converter in the OEO case.  Different WSON   system designs may choose to utilize this component to varying   degrees or not at all.   Current or envisioned contexts for wavelength converters are:   1.  Wavelength conversion associated with OEO switches and fixed or       tunable optics.  In this case, there are typically multiple       converters available since each use of an OEO switch can be       thought of as a potential wavelength converter.   2.  Wavelength conversion associated with ROADMs/OXCs.  In this case,       there may be a limited pool of wavelength converters available.       Conversion could be either all optical or via an OEO method.   3.  Wavelength conversion associated with fixed devices such as       FOADMs.  In this case, there may be a limited amount of       conversion.  Also, the conversion may be used as part of optical       path routing.   Based on the above considerations, wavelength converters are modeled   as follows:   1.  Wavelength converters can always be modeled as associated with       network elements.  This includes fixed wavelength routing       elements.   2.  A network element may have full wavelength conversion capability       (i.e., any input port and wavelength) or a limited number of       wavelengths and ports.  On a box with a limited number of       converters, there also may exist restrictions on which ports can       reach the converters.  Hence, regardless of where the converters       actually are, they can be associated with input ports.   3.  Wavelength converters have range restrictions that are either       independent or dependent upon the input wavelength.   In WSONs where wavelength converters are sparse, an optical path may   appear to loop or "backtrack" upon itself in order to reach a   wavelength converter prior to continuing on to its destination.  The   lambda used on input to the wavelength converter would be different   from the lambda coming back from the wavelength converter.Lee, et al.                   Informational                    [Page 20]

RFC 6163          Wavelength Switched Optical Networks        April 2011   A model for an individual OEO wavelength converter would consist of:   o  Input lambda or frequency range   o  Output lambda or frequency range3.6.1.  Wavelength Converter Pool Modeling   A WSON node may include multiple wavelength converters.  These are   usually arranged into some type of pool to promote resource sharing.   There are a number of different approaches used in the design of   switches with converter pools.  However, from the point of view of   path computation, it is necessary to know the following:   1.  The nodes that support wavelength conversion   2.  The accessibility and availability of a wavelength converter to       convert from a given input wavelength on a particular input port       to a desired output wavelength on a particular output port   3.  Limitations on the types of signals that can be converted and the       conversions that can be performed   To model point 2 above, a technique similar to that used to model   ROADMs and optical switches can be used, i.e., matrices to indicate   possible connectivity along with wavelength constraints for   links/ports.  Since wavelength converters are considered a scarce   resource, it is desirable to include, at a minimum, the usage state   of individual wavelength converters in the pool.   A three stage model is used as shown schematically in Figure 3.  This   model represents N input ports (fibers), P wavelength converters, and   M output ports (fibers).  Since not all input ports can necessarily   reach the converter pool, the model starts with a wavelength pool   input matrix WI(i,p) = {0,1}, where input port i can potentially   reach wavelength converter p.   Since not all wavelengths can necessarily reach all the converters or   the converters may have a limited input wavelength range, there is a   set of input port constraints for each wavelength converter.   Currently, it is assumed that a wavelength converter can only take a   single wavelength on input.  Each wavelength converter input port   constraint can be modeled via a wavelength set mechanism.   Next, there is a state vector WC(j) = {0,1} dependent upon whether   wavelength converter j in the pool is in use.  This is the only state   kept in the converter pool model.  This state is not necessary for   modeling "fixed" transponder system, i.e., systems where there is noLee, et al.                   Informational                    [Page 21]

RFC 6163          Wavelength Switched Optical Networks        April 2011   sharing.  In addition, this state information may be encoded in a   much more compact form depending on the overall connectivity   structure [Gen-Encode].   After that, a set of wavelength converter output wavelength   constraints is used.  These constraints indicate what wavelengths a   particular wavelength converter can generate or are restricted to   generating due to internal switch structure.   Finally, a wavelength pool output matrix WE(p,k) = {0,1} indicates   whether the output from wavelength converter p can reach output port   k.  Examples of this method being used to model wavelength converter   pools for several switch architectures are given in [Gen-Encode].      I1   +-------------+                       +-------------+ E1     ----->|             |      +--------+       |             |----->      I2   |             +------+ WC #1  +-------+             | E2     ----->|             |      +--------+       |             |----->           | Wavelength  |                       |  Wavelength |           | Converter   |      +--------+       |  Converter  |           | Pool        +------+ WC #2  +-------+  Pool       |           |             |      +--------+       |             |           | Input       |                       |  Output     |           | Connection  |           .           |  Connection |           | Matrix      |           .           |  Matrix     |           |             |           .           |             |           |             |                       |             |      IN   |             |      +--------+       |             | EM     ----->|             +------+ WC #P  +-------+             |----->           |             |      +--------+       |             |           +-------------+   ^               ^   +-------------+                             |               |                             |               |                             |               |                             |               |                    Input wavelength    Output wavelength                    constraints for     constraints for                    each converter      each converter      Figure 3.  Schematic Diagram of Wavelength Converter Pool Model   Figure 4 shows a simple optical switch in a four-wavelength DWDM   system sharing wavelength converters in a general shared "per-node"   fashion.Lee, et al.                   Informational                    [Page 22]

RFC 6163          Wavelength Switched Optical Networks        April 2011                 +-----------+ ___________                +------+                 |           |--------------------------->|      |                 |           |--------------------------->|  C   |           /|    |           |--------------------------->|  o   | E1     I1   /D+--->|           |--------------------------->|  m   |         + e+--->|           |                            |  b   |====>    ====>| M|    |  Optical  |    +-----------+  +----+   |  i   |         + u+--->|   Switch  |    |  WC Pool  |  |O  S|-->|  n   |          \x+--->|           |    |  +-----+  |  |p  w|-->|  e   |           \|    |           +----+->|WC #1|--+->|t  i|   |  r   |                 |           |    |  +-----+  |  |i  t|   +------+                 |           |    |           |  |c  c|   +------+           /|    |           |    |  +-----+  |  |a  h|-->|      |     I2   /D+--->|           +----+->|WC #2|--+->|l   |-->|  C   | E2         + e+--->|           |    |  +-----+  |  |    |   |  o   |    ====>| M|    |           |    +-----------+  +----+   |  m   |====>         + u+--->|           |                            |  b   |          \x+--->|           |--------------------------->|  i   |           \|    |           |--------------------------->|  n   |                 |           |--------------------------->|  e   |                 |___________|--------------------------->|  r   |                 +-----------+                            +------+     Figure 4.  An Optical Switch Featuring a Shared Per-Node Wavelength                Converter Pool Architecture   In this case, the input and output pool matrices are simply:              +-----+       +-----+              | 1 1 |       | 1 1 |          WI =|     |,  WE =|     |              | 1 1 |       | 1 1 |              +-----+       +-----+   Figure 5 shows a different wavelength pool architecture known as   "shared per fiber".  In this case, the input and output pool matrices   are simply:               +-----+       +-----+               | 1 1 |       | 1 0 |           WI =|     |,  WE =|     |               | 1 1 |       | 0 1 |               +-----+       +-----+Lee, et al.                   Informational                    [Page 23]

RFC 6163          Wavelength Switched Optical Networks        April 2011                 +-----------+                            +------+                 |           |--------------------------->|      |                 |           |--------------------------->|  C   |           /|    |           |--------------------------->|  o   | E1     I1   /D+--->|           |--------------------------->|  m   |         + e+--->|           |                            |  b   |====>    ====>| M|    |  Optical  |    +-----------+           |  i   |         + u+--->|   Switch  |    |  WC Pool  |           |  n   |          \x+--->|           |    |  +-----+  |           |  e   |           \|    |           +----+->|WC #1|--+---------->|  r   |                 |           |    |  +-----+  |           +------+                 |           |    |           |           +------+           /|    |           |    |  +-----+  |           |      |     I2   /D+--->|           +----+->|WC #2|--+---------->|  C   | E2         + e+--->|           |    |  +-----+  |           |  o   |    ====>| M|    |           |    +-----------+           |  m   |====>         + u+--->|           |                            |  b   |          \x+--->|           |--------------------------->|  i   |           \|    |           |--------------------------->|  n   |                 |           |--------------------------->|  e   |                 |___________|--------------------------->|  r   |                 +-----------+                            +------+    Figure 5.  An Optical Switch Featuring a Shared Per-Fiber Wavelength               Converter Pool Architecture3.7.  Characterizing Electro-Optical Network Elements   In this section, electro-optical WSON network elements are   characterized by the three key functional components: input   constraints, output constraints, and processing capabilities.                             WSON Network Element                          +-----------------------+          WSON Signal     |      |         |      |    WSON Signal                          |      |         |      |        --------------->  |      |         |      | ----------------->                          |      |         |      |                          +-----------------------+                          <-----> <-------> <----->                          Input   Processing Output                      Figure 6.  WSON Network ElementLee, et al.                   Informational                    [Page 24]

RFC 6163          Wavelength Switched Optical Networks        April 20113.7.1.  Input Constraints   Sections3.5 and3.6 discuss the basic properties of regenerators,   OEO switches, and wavelength converters.  From these, the following   possible types of input constraints and properties are derived:   1.  Acceptable modulation formats   2.  Client signal (G-PID) restrictions   3.  Bitrate restrictions   4.  FEC coding restrictions   5.  Configurability: (a) none, (b) self-configuring, (c) required   These constraints are represented via simple lists.  Note that the   device may need to be "provisioned" via signaling or some other means   to accept signals with some attributes versus others.  In other   cases, the devices may be relatively transparent to some attributes,   e.g., a 2R regenerator to bitrate.  Finally, some devices may be able   to auto-detect some attributes and configure themselves, e.g., a 3R   regenerator with bitrate detection mechanisms and flexible phase   locking circuitry.  To account for these different cases, item 5 has   been added, which describes the device's configurability.   Note that such input constraints also apply to the termination of the   WSON signal.3.7.2.  Output Constraints   None of the network elements considered here modifies either the   bitrate or the basic type of the client signal.  However, they may   modify the modulation format or the FEC code.  Typically, the   following types of output constraints are seen:   1.  Output modulation is the same as input modulation (default)   2.  A limited set of output modulations is available   3.  Output FEC is the same as input FEC code (default)   4.  A limited set of output FEC codes is available   Note that in cases 2 and 4 above, where there is more than one choice   in the output modulation or FEC code, the network element will need   to be configured on a per-LSP basis as to which choice to use.Lee, et al.                   Informational                    [Page 25]

RFC 6163          Wavelength Switched Optical Networks        April 20113.7.3.  Processing Capabilities   A general WSON network element (NE) can perform a number of signal   processing functions including:   (A) Regeneration (possibly different types)   (B) Fault and performance monitoring   (C) Wavelength conversion   (D) Switching   An NE may or may not have the ability to perform regeneration (of one   of the types previously discussed).  In addition, some nodes may have   limited regeneration capability, i.e., a shared pool, which may be   applied to selected signals traversing the NE.  Hence, to describe   the regeneration capability of a link or node, it is necessary to   have, at a minimum:   1.  Regeneration capability: (a) fixed, (b) selective, (c) none   2.  Regeneration type: 1R, 2R, 3R   3.  Regeneration pool properties for the case of selective       regeneration (input and output restrictions, availability)   Note that the properties of shared regenerator pools would be   essentially the same as that of wavelength converter pools modeled inSection 3.6.1.   Item B (fault and performance monitoring) is typically outside the   scope of the control plane.  However, when the operations are to be   performed on an LSP basis or on part of an LSP, the control plane can   be of assistance in their configuration.  Per-LSP, per-node, and   fault and performance monitoring examples include setting up a   "section trace" (a regenerator overhead identifier) between two nodes   or intermediate optical performance monitoring at selected nodes   along a path.4.  Routing and Wavelength Assignment and the Control Plane   From a control plane perspective, a wavelength-convertible network   with full wavelength-conversion capability at each node can be   controlled much like a packet MPLS-labeled network or a circuit-   switched Time Division Multiplexing (TDM) network with full-time slot   interchange capability is controlled.  In this case, the pathLee, et al.                   Informational                    [Page 26]

RFC 6163          Wavelength Switched Optical Networks        April 2011   selection process needs to identify the Traffic Engineered (TE) links   to be used by an optical path, and wavelength assignment can be made   on a hop-by-hop basis.   However, in the case of an optical network without wavelength   converters, an optical path needs to be routed from source to   destination and must use a single wavelength that is available along   that path without "colliding" with a wavelength used by any other   optical path that may share an optical fiber.  This is sometimes   referred to as a "wavelength continuity constraint".   In the general case of limited or no wavelength converters, the   computation of both the links and wavelengths is known as RWA.   The inputs to basic RWA are the requested optical path's source and   destination, the network topology, the locations and capabilities of   any wavelength converters, and the wavelengths available on each   optical link.  The output from an algorithm providing RWA is an   explicit route through ROADMs, a wavelength for optical transmitter,   and a set of locations (generally associated with ROADMs or switches)   where wavelength conversion is to occur and the new wavelength to be   used on each component link after that point in the route.   It is to be noted that the choice of a specific RWA algorithm is out   of the scope of this document.  However, there are a number of   different approaches to dealing with RWA algorithms that can affect   the division of effort between path computation/routing and   signaling.4.1.  Architectural Approaches to RWA   Two general computational approaches are taken to performing RWA.   Some algorithms utilize a two-step procedure of path selection   followed by wavelength assignment, and others perform RWA in a   combined fashion.   In the following sections, three different ways of performing RWA in   conjunction with the control plane are considered.  The choice of one   of these architectural approaches over another generally impacts the   demands placed on the various control plane protocols.  The   approaches are provided for reference purposes only, and other   approaches are possible.4.1.1.  Combined RWA (R&WA)   In this case, a unique entity is in charge of performing routing and   wavelength assignment.  This approach relies on a sufficient   knowledge of network topology, of available network resources, and ofLee, et al.                   Informational                    [Page 27]

RFC 6163          Wavelength Switched Optical Networks        April 2011   network nodes' capabilities.  This solution is compatible with most   known RWA algorithms, particularly those concerned with network   optimization.  On the other hand, this solution requires up-to-date   and detailed network information.   Such a computational entity could reside in two different places:   o  In a PCE that maintains a complete and updated view of network      state and provides path computation services to nodes   o  In an ingress node, in which case all nodes have the R&WA      functionality and network state is obtained by a periodic flooding      of information provided by the other nodes4.1.2.  Separated R and WA (R+WA)   In this case, one entity performs routing while a second performs   wavelength assignment.  The first entity furnishes one or more paths   to the second entity, which will perform wavelength assignment and   final path selection.   The separation of the entities computing the path and the wavelength   assignment constrains the class of RWA algorithms that may be   implemented.  Although it may seem that algorithms optimizing a joint   usage of the physical and wavelength paths are excluded from this   solution, many practical optimization algorithms only consider a   limited set of possible paths, e.g., as computed via a k-shortest   path algorithm.  Hence, while there is no guarantee that the selected   final route and wavelength offer the optimal solution, reasonable   optimization can be performed by allowing multiple routes to pass to   the wavelength selection process.   The entity performing the routing assignment needs the topology   information of the network, whereas the entity performing the   wavelength assignment needs information on the network's available   resources and specific network node capabilities.4.1.3.  Routing and Distributed WA (R+DWA)   In this case, one entity performs routing, while wavelength   assignment is performed on a hop-by-hop, distributed manner along the   previously computed path.  This mechanism relies on updating of a   list of potential wavelengths used to ensure conformance with the   wavelength continuity constraint.   As currently specified, the GMPLS protocol suite signaling protocol   can accommodate such an approach.  GMPLS, per [RFC3471], includes   support for the communication of the set of labels (wavelengths) thatLee, et al.                   Informational                    [Page 28]

RFC 6163          Wavelength Switched Optical Networks        April 2011   may be used between nodes via a Label Set.  When conversion is not   performed at an intermediate node, a hop generates the Label Set it   sends to the next hop based on the intersection of the Label Set   received from the previous hop and the wavelengths available on the   node's switch and ongoing interface.  The generation of the outgoing   Label Set is up to the node local policy (even if one expects a   consistent policy configuration throughout a given transparency   domain).  When wavelength conversion is performed at an intermediate   node, a new Label Set is generated.  The egress node selects one   label in the Label Set that it received; additionally, the node can   apply local policy during label selection.  GMPLS also provides   support for the signaling of bidirectional optical paths.   Depending on these policies, a wavelength assignment may not be   found, or one may be found that consumes too many conversion   resources relative to what a dedicated wavelength assignment policy   would have achieved.  Hence, this approach may generate higher   blocking probabilities in a heavily loaded network.   This solution may be facilitated via signaling extensions that ease   its functioning and possibly enhance its performance with respect to   blocking probability.  Note that this approach requires less   information dissemination than the other techniques described.   The first entity may be a PCE or the ingress node of the LSP.4.2.  Conveying Information Needed by RWA   The previous sections have characterized WSONs and optical path   requests.  In particular, high-level models of the information used   by RWA process were presented.  This information can be viewed as   either relatively static, i.e., changing with hardware changes   (including possibly failures), or relatively dynamic, i.e., those   that can change with optical path provisioning.  The time requirement   in which an entity involved in RWA process needs to be notified of   such changes is fairly situational.  For example, for network   restoration purposes, learning of a hardware failure or of new   hardware coming online to provide restoration capability can be   critical.   Currently, there are various methods for communicating RWA relevant   information.  These include, but are not limited to, the following:   o  Existing control plane protocols, i.e., GMPLS routing and      signaling.  Note that routing protocols can be used to convey both      static and dynamic information.   o  Management protocols such as NetConf, SNMPv3, and CORBA.Lee, et al.                   Informational                    [Page 29]

RFC 6163          Wavelength Switched Optical Networks        April 2011   o  Methods to access configuration and status information such as a      command line interface (CLI).   o  Directory services and accompanying protocols.  These are      typically used for the dissemination of relatively static      information.  Directory services are not suited to manage      information in dynamic and fluid environments.   o  Other techniques for dynamic information, e.g., sending      information directly from NEs to PCEs to avoid flooding.  This      would be useful if the number of PCEs is significantly less than      the number of WSON NEs.  There may be other ways to limit flooding      to "interested" NEs.   Possible mechanisms to improve scaling of dynamic information   include:   o  Tailoring message content to WSON, e.g., the use of wavelength      ranges or wavelength occupation bit maps   o  Utilizing incremental updates if feasible5.  Modeling Examples and Control Plane Use Cases   This section provides examples of the fixed and switched optical node   and wavelength constraint models ofSection 3 and use cases for WSON   control plane path computation, establishment, rerouting, and   optimization.5.1.  Network Modeling for GMPLS/PCE Control   Consider a network containing three routers (R1 through R3), eight   WSON nodes (N1 through N8), 18 links (L1 through L18), and one OEO   converter (O1) in a topology shown in Figure 7.Lee, et al.                   Informational                    [Page 30]

RFC 6163          Wavelength Switched Optical Networks        April 2011                       +--+    +--+             +--+       +--------+                  +-L3-+N2+-L5-+  +--------L12--+N6+--L15--+   N8   +                  |    +--+    |N4+-L8---+      +--+       ++--+---++                  |            |  +-L9--+|                  |  |   |      +--+      +-+-+          ++-+     ||                  | L17 L18      |  ++-L1--+   |           |      ++++      +----L16---+  |   |      |R1|      | N1|           L7     |R2|      |             |   |      |  ++-L2--+   |           |      ++-+      |            ++---++      +--+      +-+-+           |       |        |            +  R3 |                  |    +--+    ++-+     |        |            +-----+                  +-L4-+N3+-L6-+N5+-L10-+       ++----+                       +--+    |  +--------L11--+ N7  +                               +--+             ++---++                                                 |   |                                                L13 L14                                                 |   |                                                ++-+ |                                                |O1+-+                                                +--+        Figure 7.  Routers and WSON Nodes in a GMPLS and PCE Environment5.1.1.  Describing the WSON Nodes   The eight WSON nodes described in Figure 7 have the following   properties:   o  Nodes N1, N2, and N3 have FOADMs installed and can therefore only      access a static and pre-defined set of wavelengths.   o  All other nodes contain ROADMs and can therefore access all      wavelengths.   o  Nodes N4, N5, N7, and N8 are multi-degree nodes, allowing any      wavelength to be optically switched between any of the links.      Note, however, that this does not automatically apply to      wavelengths that are being added or dropped at the particular      node.   o  Node N4 is an exception to that: this node can switch any      wavelength from its add/drop ports to any of its output links (L5,      L7, and L12 in this case).   o  The links from the routers are only able to carry one wavelength,      with the exception of links L8 and L9, which are capable to      add/drop any wavelength.Lee, et al.                   Informational                    [Page 31]

RFC 6163          Wavelength Switched Optical Networks        April 2011   o  Node N7 contains an OEO transponder (O1) connected to the node via      links L13 and L14.  That transponder operates in 3R mode and does      not change the wavelength of the signal.  Assume that it can      regenerate any of the client signals but only for a specific      wavelength.   Given the above restrictions, the node information for the eight   nodes can be expressed as follows (where ID = identifier, SCM =   switched connectivity matrix, and FCM = fixed connectivity matrix):Lee, et al.                   Informational                    [Page 32]

RFC 6163          Wavelength Switched Optical Networks        April 2011      +ID+SCM                    +FCM                    +      |  |   |L1 |L2 |L3 |L4 |   |   |L1 |L2 |L3 |L4 |   |      |  |L1 |0  |0  |0  |0  |   |L1 |0  |0  |1  |0  |   |      |N1|L2 |0  |0  |0  |0  |   |L2 |0  |0  |0  |1  |   |      |  |L3 |0  |0  |0  |0  |   |L3 |1  |0  |0  |1  |   |      |  |L4 |0  |0  |0  |0  |   |L4 |0  |1  |1  |0  |   |      +--+---+---+---+---+---+---+---+---+---+---+---+---+      |  |   |L3 |L5 |   |   |   |   |L3 |L5 |   |   |   |      |N2|L3 |0  |0  |   |   |   |L3 |0  |1  |   |   |   |      |  |L5 |0  |0  |   |   |   |L5 |1  |0  |   |   |   |      +--+---+---+---+---+---+---+---+---+---+---+---+---+      |  |   |L4 |L6 |   |   |   |   |L4 |L6 |   |   |   |      |N3|L4 |0  |0  |   |   |   |L4 |0  |1  |   |   |   |      |  |L6 |0  |0  |   |   |   |L6 |1  |0  |   |   |   |      +--+---+---+---+---+---+---+---+---+---+---+---+---+      |  |   |L5 |L7 |L8 |L9 |L12|   |L5 |L7 |L8 |L9 |L12|      |  |L5 |0  |1  |1  |1  |1  |L5 |0  |0  |0  |0  |0  |      |N4|L7 |1  |0  |1  |1  |1  |L7 |0  |0  |0  |0  |0  |      |  |L8 |1  |1  |0  |1  |1  |L8 |0  |0  |0  |0  |0  |      |  |L9 |1  |1  |1  |0  |1  |L9 |0  |0  |0  |0  |0  |      |  |L12|1  |1  |1  |1  |0  |L12|0  |0  |0  |0  |0  |      +--+---+---+---+---+---+---+---+---+---+---+---+---+      |  |   |L6 |L7 |L10|L11|   |   |L6 |L7 |L10|L11|   |      |  |L6 |0  |1  |0  |1  |   |L6 |0  |0  |1  |0  |   |      |N5|L7 |1  |0  |0  |1  |   |L7 |0  |0  |0  |0  |   |      |  |L10|0  |0  |0  |0  |   |L10|1  |0  |0  |0  |   |      |  |L11|1  |1  |0  |0  |   |L11|0  |0  |0  |0  |   |      +--+---+---+---+---+---+---+---+---+---+---+---+---+      |  |   |L12|L15|   |   |   |   |L12|L15|   |   |   |      |N6|L12|0  |1  |   |   |   |L12|0  |0  |   |   |   |      |  |L15|1  |0  |   |   |   |L15|0  |0  |   |   |   |      +--+---+---+---+---+---+---+---+---+---+---+---+---+      |  |   |L11|L13|L14|L16|   |   |L11|L13|L14|L16|   |      |  |L11|0  |1  |0  |1  |   |L11|0  |0  |0  |0  |   |      |N7|L13|1  |0  |0  |0  |   |L13|0  |0  |1  |0  |   |      |  |L14|0  |0  |0  |1  |   |L14|0  |1  |0  |0  |   |      |  |L16|1  |0  |1  |0  |   |L16|0  |0  |1  |0  |   |      +--+---+---+---+---+---+---+---+---+---+---+---+---+      |  |   |L15|L16|L17|L18|   |   |L15|L16|L17|L18|   |      |  |L15|0  |1  |0  |0  |   |L15|0  |0  |0  |1  |   |      |N8|L16|1  |0  |0  |0  |   |L16|0  |0  |1  |0  |   |      |  |L17|0  |0  |0  |0  |   |L17|0  |1  |0  |0  |   |      |  |L18|0  |0  |0  |0  |   |L18|1  |0  |1  |0  |   |      +--+---+---+---+---+---+---+---+---+---+---+---+---+Lee, et al.                   Informational                    [Page 33]

RFC 6163          Wavelength Switched Optical Networks        April 20115.1.2.  Describing the Links   For the following discussion, some simplifying assumptions are made:   o  It is assumed that the WSON node supports a total of four      wavelengths, designated WL1 through WL4.   o  It is assumed that the impairment feasibility of a path or path      segment is independent from the wavelength chosen.   For the discussion of RWA operation, to build LSPs between two   routers, the wavelength constraints on the links between the routers   and the WSON nodes as well as the connectivity matrix of these links   need to be specified:   +Link+WLs supported    +Possible output links+   | L1 | WL1             | L3                  |   +----+-----------------+---------------------+   | L2 | WL2             | L4                  |   +----+-----------------+---------------------+   | L8 | WL1 WL2 WL3 WL4 | L5 L7 L12           |   +----+-----------------+---------------------+   | L9 | WL1 WL2 WL3 WL4 | L5 L7 L12           |   +----+-----------------+---------------------+   | L10| WL2             | L6                  |   +----+-----------------+---------------------+   | L13| WL1 WL2 WL3 WL4 | L11 L14             |   +----+-----------------+---------------------+   | L14| WL1 WL2 WL3 WL4 | L13 L16             |   +----+-----------------+---------------------+   | L17| WL2             | L16                 |   +----+-----------------+---------------------+   | L18| WL1             | L15                 |   +----+-----------------+---------------------+   Note that the possible output links for the links connecting to the   routers is inferred from the switched connectivity matrix and the   fixed connectivity matrix of the Nodes N1 through N8 and is shown   here for convenience; that is, this information does not need to be   repeated.5.2.  RWA Path Computation and Establishment   The calculation of optical impairment feasible routes is outside the   scope of this document.  In general, optical impairment feasible   routes serve as an input to an RWA algorithm.Lee, et al.                   Informational                    [Page 34]

RFC 6163          Wavelength Switched Optical Networks        April 2011   For the example use case shown here, assume the following feasible   routes:    +Endpoint 1+Endpoint 2+Feasible Route        +    |  R1      | R2       | L1 L3 L5 L8          |    |  R1      | R2       | L1 L3 L5 L9          |    |  R1      | R2       | L2 L4 L6 L7 L8       |    |  R1      | R2       | L2 L4 L6 L7 L9       |    |  R1      | R2       | L2 L4 L6 L10         |    |  R1      | R3       | L1 L3 L5 L12 L15 L18 |    |  R1      | N7       | L2 L4 L6 L11         |    |  N7      | R3       | L16 L17              |    |  N7      | R2       | L16 L15 L12 L9       |    |  R2      | R3       | L8 L12 L15 L18       |    |  R2      | R3       | L8 L7 L11 L16 L17    |    |  R2      | R3       | L9 L12 L15 L18       |    |  R2      | R3       | L9 L7 L11 L16 L17    |   Given a request to establish an LSP between R1 and R2, an RWA   algorithm finds the following possible solutions:    +WL  + Path          +    | WL1| L1 L3 L5 L8   |    | WL1| L1 L3 L5 L9   |    | WL2| L2 L4 L6 L7 L8|    | WL2| L2 L4 L6 L7 L9|    | WL2| L2 L4 L6 L10  |   Assume now that an RWA algorithm yields WL1 and the path L1 L3 L5 L8   for the requested LSP.   Next, another LSP is signaled from R1 to R2.  Given the established   LSP using WL1, the following table shows the available paths:    +WL  + Path          +    | WL2| L2 L4 L6 L7 L9|    | WL2| L2 L4 L6 L10  |   Assume now that an RWA algorithm yields WL2 and the path L2 L4 L6 L7   L9 for the establishment of the new LSP.   An LSP request -- this time from R2 to R3 -- cannot be fulfilled   since the four possible paths (starting at L8 and L9) are already in   use.Lee, et al.                   Informational                    [Page 35]

RFC 6163          Wavelength Switched Optical Networks        April 20115.3.  Resource Optimization   The preceding example gives rise to another use case: the   optimization of network resources.  Optimization can be achieved on a   number of layers (e.g., through electrical or optical multiplexing of   client signals) or by re-optimizing the solutions found by an RWA   algorithm.   Given the above example again, assume that an RWA algorithm should   identify a path between R2 and R3.  The only possible path to reach   R3 from R2 needs to use L9.  L9, however, is blocked by one of the   LSPs from R1.5.4.  Support for Rerouting   It is also envisioned that the extensions to GMPLS and PCE support   rerouting of wavelengths in case of failures.   For this discussion, assume that the only two LSPs in use in the   system are:   LSP1: WL1 L1 L3 L5 L8   LSP2: WL2 L2 L4 L6 L7 L9   Furthermore, assume that the L5 fails.  An RWA algorithm can now   compute and establish the following alternate path:   R1 -> N7 -> R2   Level 3 regeneration will take place at N7, so that the complete path   looks like this:   R1 -> L2 L4 L6 L11 L13 -> O1 -> L14 L16 L15 L12 L9 -> R25.5.  Electro-Optical Networking Scenarios   In the following subsections, various networking scenarios are   considered involving regenerators, OEO switches, and wavelength   converters.  These scenarios can be grouped roughly by type and   number of extensions to the GMPLS control plane that would be   required.Lee, et al.                   Informational                    [Page 36]

RFC 6163          Wavelength Switched Optical Networks        April 20115.5.1.  Fixed Regeneration Points   In the simplest networking scenario involving regenerators,   regeneration is associated with a WDM link or an entire node and is   not optional; that is, all signals traversing the link or node will   be regenerated.  This includes OEO switches since they provide   regeneration on every port.   There may be input constraints and output constraints on the   regenerators.  Hence, the path selection process will need to know   the regenerator constraints from routing or other means so that it   can choose a compatible path.  For impairment-aware routing and   wavelength assignment (IA-RWA), the path selection process will also   need to know which links/nodes provide regeneration.  Even for   "regular" RWA, this regeneration information is useful since   wavelength converters typically perform regeneration, and the   wavelength continuity constraint can be relaxed at such a point.   Signaling does not need to be enhanced to include this scenario since   there are no reconfigurable regenerator options on input, output, or   processing.5.5.2.  Shared Regeneration Pools   In this scenario, there are nodes with shared regenerator pools   within the network in addition to the fixed regenerators of the   previous scenario.  These regenerators are shared within a node and   their application to a signal is optional.  There are no   reconfigurable options on either input or output.  The only   processing option is to "regenerate" a particular signal or not.   In this case, regenerator information is used in path computation to   select a path that ensures signal compatibility and IA-RWA criteria.   To set up an LSP that utilizes a regenerator from a node with a   shared regenerator pool, it is necessary to indicate that   regeneration is to take place at that particular node along the   signal path.  Such a capability does not currently exist in GMPLS   signaling.5.5.3.  Reconfigurable Regenerators   This scenario is concerned with regenerators that require   configuration prior to use on an optical signal.  As discussed   previously, this could be due to a regenerator that must be   configured to accept signals with different characteristics, for   regenerators with a selection of output attributes, or for   regenerators with additional optional processing capabilities.Lee, et al.                   Informational                    [Page 37]

RFC 6163          Wavelength Switched Optical Networks        April 2011   As in the previous scenarios, it is necessary to have information   concerning regenerator properties for selection of compatible paths   and for IA-RWA computations.  In addition, during LSP setup, it is   necessary to be able to configure regenerator options at a particular   node along the path.  Such a capability does not currently exist in   GMPLS signaling.5.5.4.  Relation to Translucent Networks   Networks that contain both transparent network elements such as   Reconfigurable Optical Add/Drop Multiplexers (ROADMs) and electro-   optical network elements such as regenerators or OEO switches are   frequently referred to as translucent optical networks.   Three main types of translucent optical networks have been discussed:   1.  Transparent "islands" surrounded by regenerators.  This is       frequently seen when transitioning from a metro optical       subnetwork to a long-haul optical subnetwork.   2.  Mostly transparent networks with a limited number of OEO       ("opaque") nodes strategically placed.  This takes advantage of       the inherent regeneration capabilities of OEO switches.  In the       planning of such networks, one has to determine the optimal       placement of the OEO switches.   3.  Mostly transparent networks with a limited number of optical       switching nodes with "shared regenerator pools" that can be       optionally applied to signals passing through these switches.       These switches are sometimes called translucent nodes.   All three types of translucent networks fit within the networking   scenarios of Sections5.5.1 and5.5.2.  Hence, they can be   accommodated by the GMPLS extensions envisioned in this document.6.  GMPLS and PCE Implications   The presence and amount of wavelength conversion available at a   wavelength switching interface have an impact on the information that   needs to be transferred by the control plane (GMPLS) and the PCE   architecture.  Current GMPLS and PCE standards address the full   wavelength conversion case, so the following subsections will only   address the limited and no wavelength conversion cases.Lee, et al.                   Informational                    [Page 38]

RFC 6163          Wavelength Switched Optical Networks        April 20116.1.  Implications for GMPLS Signaling   Basic support for WSON signaling already exists in GMPLS with the   lambda (value 9) LSP encoding type [RFC3471] or for G.709-compatible   optical channels, the LSP encoding type (value = 13) "G.709 Optical   Channel" from [RFC4328].  However, a number of practical issues arise   in the identification of wavelengths and signals and in distributed   wavelength assignment processes, which are discussed below.6.1.1.  Identifying Wavelengths and Signals   As previously stated, a global-fixed mapping between wavelengths and   labels simplifies the characterization of WDM links and WSON devices.   Furthermore, a mapping like the one described in [RFC6205] provides   fixed mapping for communication between PCE and WSON PCCs.6.1.2.  WSON Signals and Network Element Processing   As discussed inSection 3.3.2, a WSON signal at any point along its   path can be characterized by the (a) modulation format, (b) FEC, (c)   wavelength, (d) bitrate, and (e) G-PID.   Currently, G-PID, wavelength (via labels), and bitrate (via bandwidth   encoding) are supported in [RFC3471] and [RFC3473].  These RFCs can   accommodate the wavelength changing at any node along the LSP and can   thus provide explicit control of wavelength converters.   In the fixed regeneration point scenario described inSection 5.5.1,   no enhancements are required to signaling since there are no   additional configuration options for the LSP at a node.   In the case of shared regeneration pools described inSection 5.5.2,   it is necessary to indicate to a node that it should perform   regeneration on a particular signal.  Viewed another way, for an LSP,   it is desirable to specify that certain nodes along the path perform   regeneration.  Such a capability does not currently exist in GMPLS   signaling.   The case of reconfigurable regenerators described inSection 5.5.3 is   very similar to the previous except that now there are potentially   many more items that can be configured on a per-node basis for an   LSP.   Note that the techniques of [RFC5420] that allow for additional LSP   attributes and their recording in a Record Route Object (RRO) could   be extended to allow for additional LSP attributes in an Explicit   Route Object (ERO).  This could allow one to indicate where optionalLee, et al.                   Informational                    [Page 39]

RFC 6163          Wavelength Switched Optical Networks        April 2011   3R regeneration should take place along a path, any modification of   LSP attributes such as modulation format, or any enhance processing   such as performance monitoring.6.1.3.  Combined RWA/Separate Routing WA support   In either the combined RWA case or the separate routing WA case, the   node initiating the signaling will have a route from the source to   destination along with the wavelengths (generalized labels) to be   used along portions of the path.  Current GMPLS signaling supports an   Explicit Route Object (ERO), and within an ERO, an ERO Label   subobject can be used to indicate the wavelength to be used at a   particular node.  In case the local label map approach is used, the   label subobject entry in the ERO has to be interpreted appropriately.6.1.4.  Distributed Wavelength Assignment: Unidirectional, No Converters   GMPLS signaling for a unidirectional optical path LSP allows for the   use of a Label Set object in the Resource Reservation Protocol -   Traffic Engineering (RSVP-TE) path message.  Processing of the Label   Set object to take the intersection of available lambdas along a path   can be performed, resulting in the set of available lambdas being   known to the destination, which can then use a wavelength selection   algorithm to choose a lambda.6.1.5.  Distributed Wavelength Assignment: Unidirectional, Limited        Converters   In the case of wavelength converters, nodes with wavelength   converters would need to make the decision as to whether to perform   conversion.  One indicator for this would be that the set of   available wavelengths that is obtained via the intersection of the   incoming Label Set and the output links available wavelengths is   either null or deemed too small to permit successful completion.   At this point, the node would need to remember that it will apply   wavelength conversion and will be responsible for assigning the   wavelength on the previous lambda-contiguous segment when the RSVP-TE   RESV message is processed.  The node will pass on an enlarged label   set reflecting only the limitations of the wavelength converter and   the output link.  The record route option in RSVP-TE signaling can be   used to show where wavelength conversion has taken place.6.1.6.  Distributed Wavelength Assignment: Bidirectional, No Converters   There are cases of a bidirectional optical path that require the use   of the same lambda in both directions.  The above procedure can be   used to determine the available bidirectional lambda set if it isLee, et al.                   Informational                    [Page 40]

RFC 6163          Wavelength Switched Optical Networks        April 2011   interpreted that the available Label Set is available in both   directions.  According to[RFC3471], Section 4.1, the setup of   bidirectional LSPs is indicated by the presence of an upstream label   in the path message.   However, until the intersection of the available Label Sets is   determined along the path and at the destination node, the upstream   label information may not be correct.  This case can be supported   using current GMPLS mechanisms but may not be as efficient as an   optimized bidirectional single-label allocation mechanism.6.2.  Implications for GMPLS Routing   GMPLS routing [RFC4202] currently defines an interface capability   descriptor for "Lambda Switch Capable" (LSC) that can be used to   describe the interfaces on a ROADM or other type of wavelength   selective switch.  In addition to the topology information typically   conveyed via an Interior Gateway Protocol (IGP), it would be   necessary to convey the following subsystem properties to minimally   characterize a WSON:   1.  WDM link properties (allowed wavelengths)   2.  Optical transmitters (wavelength range)   3.  ROADM/FOADM properties (connectivity matrix, port wavelength       restrictions)   4.  Wavelength converter properties (per network element, may change       if a common limited shared pool is used)   This information is modeled in detail in [WSON-Info], and a compact   encoding is given in [WSON-Encode].6.2.1.  Electro-Optical Element Signal Compatibility   In network scenarios where signal compatibility is a concern, it is   necessary to add parameters to our existing node and link models to   take into account electro-optical input constraints, output   constraints, and the signal-processing capabilities of an NE in path   computations.   Input constraints:   1.  Permitted optical tributary signal classes: A list of optical       tributary signal classes that can be processed by this network       element or carried over this link (configuration type)Lee, et al.                   Informational                    [Page 41]

RFC 6163          Wavelength Switched Optical Networks        April 2011   2.  Acceptable FEC codes (configuration type)   3.  Acceptable bitrate set: a list of specific bitrates or bitrate       ranges that the device can accommodate.  Coarse bitrate info is       included with the optical tributary signal-class restrictions.   4.  Acceptable G-PID list: a list of G-PIDs corresponding to the       "client" digital streams that is compatible with this device   Note that the bitrate of the signal does not change over the LSP.   This can be communicated as an LSP parameter; therefore, this   information would be available for any NE that needs to use it for   configuration.  Hence, it is not necessary to have "configuration   type" for the NE with respect to bitrate.   Output constraints:   1.  Output modulation: (a) same as input, (b) list of available types   2.  FEC options: (a) same as input, (b) list of available codes   Processing capabilities:   1.  Regeneration: (a) 1R, (b) 2R, (c) 3R, (d) list of selectable       regeneration types   2.  Fault and performance monitoring: (a) G-PID particular       capabilities, (b) optical performance monitoring capabilities.   Note that such parameters could be specified on (a) a network-   element-wide basis, (b) a per-port basis, or (c) a per-regenerator   basis.  Typically, such information has been on a per-port basis; see   the GMPLS interface switching capability descriptor [RFC4202].6.2.2.  Wavelength-Specific Availability Information   For wavelength assignment, it is necessary to know which specific   wavelengths are available and which are occupied if a combined RWA   process or separate WA process is run as discussed in Sections4.1.1   and 4.1.2.  This is currently not possible with GMPLS routing.   In the routing extensions for GMPLS [RFC4202], requirements for   layer-specific TE attributes are discussed.  RWA for optical networks   without wavelength converters imposes an additional requirement for   the lambda (or optical channel) layer: that of knowing which specific   wavelengths are in use.  Note that current DWDM systems range from 16   channels to 128 channels, with advanced laboratory systems with as   many as 300 channels.  Given these channel limitations, if theLee, et al.                   Informational                    [Page 42]

RFC 6163          Wavelength Switched Optical Networks        April 2011   approach of a global wavelength to label mapping or furnishing the   local mappings to the PCEs is taken, representing the use of   wavelengths via a simple bitmap is feasible [Gen-Encode].6.2.3.  WSON Routing Information Summary   The following table summarizes the WSON information that could be   conveyed via GMPLS routing and attempts to classify that information   according to its static or dynamic nature and its association with   either a link or a node.     Information                         Static/Dynamic       Node/Link     ------------------------------------------------------------------     Connectivity matrix                 Static               Node     Per-port wavelength restrictions    Static               Node(1)     WDM link (fiber) lambda ranges      Static               Link     WDM link channel spacing            Static               Link     Optical transmitter range           Static               Link(2)     Wavelength conversion capabilities  Static(3)            Node     Maximum bandwidth per wavelength    Static               Link     Wavelength availability             Dynamic(4)           Link     Signal compatibility and processing Static/Dynamic       Node   Notes:   1.  These are the per-port wavelength restrictions of an optical       device such as a ROADM and are independent of any optical       constraints imposed by a fiber link.   2.  This could also be viewed as a node capability.   3.  This could be dynamic in the case of a limited pool of converters       where the number available can change with connection       establishment.  Note that it may be desirable to include       regeneration capabilities here since OEO converters are also       regenerators.   4.  This is not necessarily needed in the case of distributed       wavelength assignment via signaling.   While the full complement of the information from the previous table   is needed in the Combined RWA and the separate Routing and WA   architectures, in the case of Routing + Distributed WA via Signaling,   only the following information is needed:Lee, et al.                   Informational                    [Page 43]

RFC 6163          Wavelength Switched Optical Networks        April 2011     Information                         Static/Dynamic       Node/Link     ------------------------------------------------------------------     Connectivity matrix                 Static               Node     Wavelength conversion capabilities  Static(3)            Node   Information models and compact encodings for this information are   provided in [WSON-Info], [Gen-Encode], and [WSON-Encode].6.3.  Optical Path Computation and Implications for PCE   As previously noted, RWA can be computationally intensive.  Such   computationally intensive path computations and optimizations were   part of the impetus for the PCE architecture [RFC4655].   The Path Computation Element Communication Protocol (PCEP) defines   the procedures necessary to support both sequential [RFC5440] and   Global Concurrent Optimization (GCO) path computations [RFC5557].   With some protocol enhancement, the PCEP is well positioned to   support WSON-enabled RWA computation.   Implications for PCE generally fall into two main categories: (a)   optical path constraints and characteristics, (b) computation   architectures.6.3.1.  Optical Path Constraints and Characteristics   For the varying degrees of optimization that may be encountered in a   network, the following models of bulk and sequential optical path   requests are encountered:   o  Batch optimization, multiple optical paths requested at one time      (PCE-GCO)   o  Optical path(s) and backup optical path(s) requested at one time      (PCEP)   o  Single optical path requested at a time (PCEP)   PCEP and PCE-GCO can be readily enhanced to support all of the   potential models of RWA computation.Lee, et al.                   Informational                    [Page 44]

RFC 6163          Wavelength Switched Optical Networks        April 2011   Optical path constraints include:   o  Bidirectional assignment of wavelengths   o  Possible simultaneous assignment of wavelength to primary and      backup paths   o  Tuning range constraint on optical transmitter6.3.2.  Electro-Optical Element Signal Compatibility   When requesting a path computation to PCE, the PCC should be able to   indicate the following:   o  The G-PID type of an LSP   o  The signal attributes at the transmitter (at the source): (i)      modulation type, (ii) FEC type   o  The signal attributes at the receiver (at the sink): (i)      modulation type, (ii) FEC type   The PCE should be able to respond to the PCC with the following:   o  The conformity of the requested optical characteristics associated      with the resulting LSP with the source, sink, and NE along the LSP   o  Additional LSP attributes modified along the path (e.g.,      modulation format change)6.3.3.  Discovery of RWA-Capable PCEs   The algorithms and network information needed for RWA are somewhat   specialized and computationally intensive; hence, not all PCEs within   a domain would necessarily need or want this capability.  Therefore,   it would be useful to indicate that a PCE has the ability to deal   with RWA via the mechanisms being established for PCE discovery   [RFC5088].  [RFC5088] indicates that a sub-TLV could be allocated for   this purpose.   Recent progress on objective functions in PCE [RFC5541] would allow   operators to flexibly request differing objective functions per their   need and applications.  For instance, this would allow the operator   to choose an objective function that minimizes the total network cost   associated with setting up a set of paths concurrently.  This would   also allow operators to choose an objective function that results in   the most evenly distributed link utilization.Lee, et al.                   Informational                    [Page 45]

RFC 6163          Wavelength Switched Optical Networks        April 2011   This implies that PCEP would easily accommodate a wavelength   selection algorithm in its objective function to be able to optimize   the path computation from the perspective of wavelength assignment if   chosen by the operators.7.  Security Considerations   This document does not require changes to the security models within   GMPLS and associated protocols.  That is, the OSPF-TE, RSVP-TE, and   PCEP security models could be operated unchanged.   However, satisfying the requirements for RWA using the existing   protocols may significantly affect the loading of those protocols.   This may make the operation of the network more vulnerable to denial-   of-service attacks.  Therefore, additional care maybe required to   ensure that the protocols are secure in the WSON environment.   Furthermore, the additional information distributed in order to   address RWA represents a disclosure of network capabilities that an   operator may wish to keep private.  Consideration should be given to   securing this information.  For a general discussion on MPLS- and   GMPLS-related security issues, see the MPLS/GMPLS security framework   [RFC5920].8.  Acknowledgments   The authors would like to thank Adrian Farrel for many helpful   comments that greatly improved the contents of this document.9.  References9.1.  Normative References   [RFC3471]     Berger, L., Ed., "Generalized Multi-Protocol Label                 Switching (GMPLS) Signaling Functional Description",RFC 3471, January 2003.   [RFC3473]     Berger, L., Ed., "Generalized Multi-Protocol Label                 Switching (GMPLS) Signaling Resource ReserVation                 Protocol-Traffic Engineering (RSVP-TE) Extensions",RFC3473, January 2003.   [RFC3945]     Mannie, E., Ed., "Generalized Multi-Protocol Label                 Switching (GMPLS) Architecture",RFC 3945, October                 2004.Lee, et al.                   Informational                    [Page 46]

RFC 6163          Wavelength Switched Optical Networks        April 2011   [RFC4202]     Kompella, K., Ed., and Y. Rekhter, Ed., "Routing                 Extensions in Support of Generalized Multi-Protocol                 Label Switching (GMPLS)",RFC 4202, October 2005.   [RFC4328]     Papadimitriou, D., Ed., "Generalized Multi-Protocol                 Label Switching (GMPLS) Signaling Extensions for G.709                 Optical Transport Networks Control",RFC 4328, January                 2006.   [RFC4655]     Farrel, A., Vasseur, J.-P., and J. Ash, "A Path                 Computation Element (PCE)-Based Architecture",RFC4655, August 2006.   [RFC5088]     Le Roux, JL., Ed., Vasseur, JP., Ed., Ikejiri, Y., and                 R. Zhang, "OSPF Protocol Extensions for Path                 Computation Element (PCE) Discovery",RFC 5088, January                 2008.   [RFC5212]     Shiomoto, K., Papadimitriou, D., Le Roux, JL.,                 Vigoureux, M., and D. Brungard, "Requirements for                 GMPLS-Based Multi-Region and Multi-Layer Networks                 (MRN/MLN)",RFC 5212, July 2008.   [RFC5557]     Lee, Y., Le Roux, JL., King, D., and E. Oki, "Path                 Computation Element Communication Protocol (PCEP)                 Requirements and Protocol Extensions in Support of                 Global Concurrent Optimization",RFC 5557, July 2009.   [RFC5420]     Farrel, A., Ed., Papadimitriou, D., Vasseur, JP., and                 A. Ayyangarps, "Encoding of Attributes for MPLS LSP                 Establishment Using Resource Reservation Protocol                 Traffic Engineering (RSVP-TE)",RFC 5420, February                 2009.   [RFC5440]     Vasseur, JP., Ed., and JL. Le Roux, Ed., "Path                 Computation Element (PCE) Communication Protocol                 (PCEP)",RFC 5440, March 2009.   [RFC5541]     Le Roux, JL., Vasseur, JP., and Y. Lee, "Encoding of                 Objective Functions in the Path Computation Element                 Communication Protocol (PCEP)",RFC 5541, June 2009.9.2.  Informative References   [Gen-Encode]  Bernstein, G., Lee, Y., Li, D., and W. Imajuku,                 "General Network Element Constraint Encoding for GMPLS                 Controlled Networks", Work in Progress, December 2010.Lee, et al.                   Informational                    [Page 47]

RFC 6163          Wavelength Switched Optical Networks        April 2011   [G.652]       ITU-T Recommendation G.652, "Characteristics of a                 single-mode optical fibre and cable", November 2009.   [G.653]       ITU-T Recommendation G.653, "Characteristics of a                 dispersion-shifted single-mode optical fibre and                 cable", July 2010.   [G.654]       ITU-T Recommendation G.654, "Characteristics of a cut-                 off shifted single-mode optical fibre and cable", July                 2010.   [G.655]       ITU-T Recommendation G.655, "Characteristics of a non-                 zero dispersion-shifted single-mode optical fibre and                 cable", November 2009.   [G.656]       ITU-T Recommendation G.656, "Characteristics of a fibre                 and cable with non-zero dispersion for wideband optical                 transport", July 2010.   [G.671]       ITU-T Recommendation G.671, "Transmission                 characteristics of optical components and subsystems",                 January 2009.   [G.694.1]     ITU-T Recommendation G.694.1, "Spectral grids for WDM                 applications: DWDM frequency grid", June 2002.   [G.694.2]     ITU-T Recommendation G.694.2, "Spectral grids for WDM                 applications: CWDM wavelength grid", December 2003.   [G.698.1]     ITU-T Recommendation G.698.1, "Multichannel DWDM                 applications with single-channel optical interfaces",                 November 2009.   [G.698.2]     ITU-T Recommendation G.698.2, "Amplified multichannel                 dense wavelength division multiplexing applications                 with single channel optical interfaces ", November                 2009.   [G.707]       ITU-T Recommendation G.707, "Network node interface for                 the synchronous digital hierarchy (SDH)", January 2007.   [G.709]       ITU-T Recommendation G.709, "Interfaces for the Optical                 Transport Network (OTN)", December 2009.   [G.872]       ITU-T Recommendation G.872, "Architecture of optical                 transport networks", November 2001.Lee, et al.                   Informational                    [Page 48]

RFC 6163          Wavelength Switched Optical Networks        April 2011   [G.959.1]     ITU-T Recommendation G.959.1, "Optical transport                 network physical layer interfaces", November 2009.   [G.Sup39]     ITU-T Series G Supplement 39, "Optical system design                 and engineering considerations", December 2008.   [Imajuku]     Imajuku, W., Sone, Y., Nishioka, I., and S. Seno,                 "Routing Extensions to Support Network Elements with                 Switching Constraint", Work in Progress, July 2007.   [RFC6205]     Otani, T., Ed. and D. Li, Ed., "Generalized Labels of                 Lambda-Switch Capable (LSC) Label Switching Routers",RFC 6205, March 2011.   [RFC5920]     Fang, L., Ed., "Security Framework for MPLS and GMPLS                 Networks",RFC 5920, July 2010.   [WSON-Encode] Bernstein, G., Lee, Y., Li, D., and W. Imajuku,                 "Routing and Wavelength Assignment Information Encoding                 for Wavelength Switched Optical Networks", Work in                 Progress, March 2011.   [WSON-Imp]    Lee, Y., Bernstein, G., Li, D., and G. Martinelli, "A                 Framework for the Control of Wavelength Switched                 Optical Networks (WSON) with Impairments", Work in                 Progress, April 2011.   [WSON-Info]   Bernstein, G., Lee, Y., Li, D., and W. Imajuku,                 "Routing and Wavelength Assignment Information Model                 for Wavelength Switched Optical Networks", Work in                 Progress, July 2008.Contributors   Snigdho Bardalai   Fujitsu   EMail: Snigdho.Bardalai@us.fujitsu.com   Diego Caviglia   Ericsson   Via A. Negrone 1/A 16153   Genoa   Italy   Phone: +39 010 600 3736   EMail: diego.caviglia@marconi.com, diego.caviglia@ericsson.comLee, et al.                   Informational                    [Page 49]

RFC 6163          Wavelength Switched Optical Networks        April 2011   Daniel King   Old Dog Consulting   UK   EMail: daniel@olddog.co.uk   Itaru Nishioka   NEC Corp.   1753 Simonumabe, Nakahara-ku   Kawasaki, Kanagawa 211-8666   Japan   Phone: +81 44 396 3287   EMail: i-nishioka@cb.jp.nec.com   Lyndon Ong   Ciena   EMail: Lyong@Ciena.com   Pierre Peloso   Alcatel-Lucent   Route de Villejust, 91620 Nozay   France   EMail: pierre.peloso@alcatel-lucent.fr   Jonathan Sadler   Tellabs   EMail: Jonathan.Sadler@tellabs.com   Dirk Schroetter   Cisco   EMail: dschroet@cisco.com   Jonas Martensson   Acreo   Electrum 236   16440 Kista   Sweden   EMail: Jonas.Martensson@acreo.seLee, et al.                   Informational                    [Page 50]

RFC 6163          Wavelength Switched Optical Networks        April 2011Authors' Addresses   Young Lee (editor)   Huawei Technologies   1700 Alma Drive, Suite 100   Plano, TX 75075   USA   Phone: (972) 509-5599 (x2240)   EMail: ylee@huawei.com   Greg M. Bernstein (editor)   Grotto Networking   Fremont, CA   USA   Phone: (510) 573-2237   EMail: gregb@grotto-networking.com   Wataru Imajuku   NTT Network Innovation Labs   1-1 Hikari-no-oka, Yokosuka, Kanagawa   Japan   Phone: +81-(46) 859-4315   EMail: wataru.imajuku@ieee.orgLee, et al.                   Informational                    [Page 51]

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