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Internet Engineering Task Force (IETF)                             X. LiRequest for Comments: 6145                                        C. BaoObsoletes:2765                                   CERNET Center/TsinghuaCategory: Standards Track                                     UniversityISSN: 2070-1721                                                 F. Baker                                                           Cisco Systems                                                              April 2011IP/ICMP Translation AlgorithmAbstract   This document describes the Stateless IP/ICMP Translation Algorithm   (SIIT), which translates between IPv4 and IPv6 packet headers   (including ICMP headers).  This document obsoletesRFC 2765.Status of This Memo   This is an Internet Standards Track document.   This document is a product of the Internet Engineering Task Force   (IETF).  It represents the consensus of the IETF community.  It has   received public review and has been approved for publication by the   Internet Engineering Steering Group (IESG).  Further information on   Internet Standards is available inSection 2 of RFC 5741.   Information about the current status of this document, any errata,   and how to provide feedback on it may be obtained athttp://www.rfc-editor.org/info/rfc6145.Copyright Notice   Copyright (c) 2011 IETF Trust and the persons identified as the   document authors.  All rights reserved.   This document is subject toBCP 78 and the IETF Trust's Legal   Provisions Relating to IETF Documents   (http://trustee.ietf.org/license-info) in effect on the date of   publication of this document.  Please review these documents   carefully, as they describe your rights and restrictions with respect   to this document.  Code Components extracted from this document must   include Simplified BSD License text as described in Section 4.e of   the Trust Legal Provisions and are provided without warranty as   described in the Simplified BSD License.Li, et al.                   Standards Track                    [Page 1]

RFC 6145                  IPv4/IPv6 Translation               April 2011   This document may contain material from IETF Documents or IETF   Contributions published or made publicly available before November   10, 2008.  The person(s) controlling the copyright in some of this   material may not have granted the IETF Trust the right to allow   modifications of such material outside the IETF Standards Process.   Without obtaining an adequate license from the person(s) controlling   the copyright in such materials, this document may not be modified   outside the IETF Standards Process, and derivative works of it may   not be created outside the IETF Standards Process, except to format   it for publication as an RFC or to translate it into languages other   than English.Table of Contents1.  Introduction and Motivation  . . . . . . . . . . . . . . . . .31.1.  IPv4-IPv6 Translation Model  . . . . . . . . . . . . . . .31.2.  Applicability and Limitations  . . . . . . . . . . . . . .31.3.  Stateless vs. Stateful Mode  . . . . . . . . . . . . . . .41.4.  Path MTU Discovery and Fragmentation . . . . . . . . . . .52.  Changes fromRFC 2765  . . . . . . . . . . . . . . . . . . . .53.  Conventions  . . . . . . . . . . . . . . . . . . . . . . . . .64.  Translating from IPv4 to IPv6  . . . . . . . . . . . . . . . .64.1.  Translating IPv4 Headers into IPv6 Headers . . . . . . . .74.2.  Translating ICMPv4 Headers into ICMPv6 Headers . . . . . .104.3.  Translating ICMPv4 Error Messages into ICMPv6  . . . . . .134.4.  Generation of ICMPv4 Error Message . . . . . . . . . . . .144.5.  Transport-Layer Header Translation . . . . . . . . . . . .144.6.  Knowing When to Translate  . . . . . . . . . . . . . . . .155.  Translating from IPv6 to IPv4  . . . . . . . . . . . . . . . .155.1.  Translating IPv6 Headers into IPv4 Headers . . . . . . . .175.1.1.  IPv6 Fragment Processing . . . . . . . . . . . . . . .195.2.  Translating ICMPv6 Headers into ICMPv4 Headers . . . . . .205.3.  Translating ICMPv6 Error Messages into ICMPv4  . . . . . .225.4.  Generation of ICMPv6 Error Messages  . . . . . . . . . . .235.5.  Transport-Layer Header Translation . . . . . . . . . . . .245.6.  Knowing When to Translate  . . . . . . . . . . . . . . . .246.  Special Considerations for ICMPv6 Packet Too Big . . . . . . .247.  Security Considerations  . . . . . . . . . . . . . . . . . . .258.  Acknowledgements . . . . . . . . . . . . . . . . . . . . . . .269.  References . . . . . . . . . . . . . . . . . . . . . . . . . .269.1.  Normative References . . . . . . . . . . . . . . . . . . .269.2.  Informative References . . . . . . . . . . . . . . . . . .28Appendix A.  Stateless Translation Workflow Example  . . . . . . .30A.1.  H6 Establishes Communication with H4 . . . . . . . . . . .30A.2.  H4 Establishes Communication with H6 . . . . . . . . . . .32Li, et al.                   Standards Track                    [Page 2]

RFC 6145                  IPv4/IPv6 Translation               April 20111.  Introduction and Motivation   This document is a product of the 2008-2010 effort to define a   replacement for NAT-PT [RFC2766] (which was changed to Historic   status when [RFC4966] was published in 2007).  It is directly derived   from Erik Nordmark's "Stateless IP/ICMP Translation Algorithm (SIIT)"   [RFC2765], which provides stateless translation between IPv4   [RFC0791] and IPv6 [RFC2460], and between ICMPv4 [RFC0792] and ICMPv6   [RFC4443].  This document obsoletesRFC 2765 [RFC2765].  The changes   fromRFC 2765 [RFC2765] are listed inSection 2.   Readers of this document are expected to have read and understood the   framework described in [RFC6144].  Implementations of this IPv4/IPv6   translation specification MUST also support the address translation   algorithms in [RFC6052].  Implementations MAY also support stateful   translation [RFC6146].1.1.  IPv4-IPv6 Translation Model   The translation model consists of two or more network domains   connected by one or more IP/ICMP translators (XLATs) as shown in   Figure 1.                ---------          ---------              //        \\       //         \\            /             +----+              \           |              |XLAT|               | XLAT: IP/ICMP           |   IPv4       +----+   IPv6        |       Translator           |   Domain     |    |   Domain      |           |              |    |               |            \             |    |              /             \\         //      \\          //                --------          ---------                   Figure 1: IPv4-IPv6 Translation Model   The scenarios of the translation model are discussed in [RFC6144].1.2.  Applicability and Limitations   This document specifies the translation algorithms between IPv4   packets and IPv6 packets.   As with [RFC2765], the translating function specified in this   document does not translate any IPv4 options, and it does not   translate IPv6 extension headers except the Fragment Header.Li, et al.                   Standards Track                    [Page 3]

RFC 6145                  IPv4/IPv6 Translation               April 2011   The issues and algorithms in the translation of datagrams containing   TCP segments are described in [RFC5382].   Fragmented IPv4 UDP packets that do not contain a UDP checksum (i.e.,   the UDP checksum field is zero) are not of significant use in the   Internet, and in general will not be translated by the IP/ICMP   translator.  However, when the translator is configured to forward   the packet without a UDP checksum, the fragmented IPv4 UDP packets   will be translated.   Fragmented ICMP/ICMPv6 packets will not be translated by the IP/ICMP   translator.   The IP/ICMP header translation specified in this document is   consistent with requirements of multicast IP/ICMP headers.  However,   IPv4 multicast addresses [RFC5771] cannot be mapped to IPv6 multicast   addresses [RFC3307] based on the unicast mapping rule [RFC6052].1.3.  Stateless vs. Stateful Mode   An IP/ICMP translator has two possible modes of operation: stateless   and stateful [RFC6144].  In both cases, we assume that a system (a   node or an application) that has an IPv4 address but not an IPv6   address is communicating with a system that has an IPv6 address but   no IPv4 address, or that the two systems do not have contiguous   routing connectivity and hence are forced to have their   communications translated.   In the stateless mode, a specific IPv6 address range will represent   IPv4 systems (IPv4-converted addresses), and the IPv6 systems have   addresses (IPv4-translatable addresses) that can be algorithmically   mapped to a subset of the service provider's IPv4 addresses.  Note   that IPv4-translatable addresses are a subset of IPv4-converted   addresses.  In general, there is no need to concern oneself with   translation tables, as the IPv4 and IPv6 counterparts are   algorithmically related.   In the stateful mode, a specific IPv6 address range will represent   IPv4 systems (IPv4-converted addresses), but the IPv6 systems may use   any IPv6 addresses [RFC4291] except in that range.  In this case, a   translation table is required to bind the IPv6 systems' addresses to   the IPv4 addresses maintained in the translator.   The address translation mechanisms for the stateless and the stateful   translations are defined in [RFC6052].Li, et al.                   Standards Track                    [Page 4]

RFC 6145                  IPv4/IPv6 Translation               April 20111.4.  Path MTU Discovery and Fragmentation   Due to the different sizes of the IPv4 and IPv6 header, which are 20+   octets and 40 octets respectively, handling the maximum packet size   is critical for the operation of the IPv4/IPv6 translator.  There are   three mechanisms to handle this issue: path MTU discovery (PMTUD),   fragmentation, and transport-layer negotiation such as the TCP   Maximum Segment Size (MSS) option [RFC0879].  Note that the   translator MUST behave as a router, i.e., the translator MUST send a   Packet Too Big error message or fragment the packet when the packet   size exceeds the MTU of the next-hop interface.   Don't Fragment, ICMP Packet Too Big, and packet fragmentation are   discussed in Sections4 and5 of this document.  The reassembling of   fragmented packets in the stateful translator is discussed in   [RFC6146], since it requires state maintenance in the translator.2.  Changes fromRFC 2765   The changes fromRFC 2765 are the following:   1.  Redescribing the network model to map to present and projected       usage.  The scenarios, applicability, and limitations originally       presented inRFC 2765 [RFC2765] are moved to the framework       document [RFC6144].   2.  Moving the address format to the address format document       [RFC6052], to coordinate with other documents on the topic.   3.  Describing the header translation for the stateless and stateful       operations.  The details of the session database and mapping       table handling of the stateful translation is in the stateful       translation document [RFC6146].   4.  Having refined the header translation, fragmentation handling,       ICMP translation and ICMP error translation in the IPv4-to-IPv6       direction, as well as the IPv6-to-IPv4 direction.   5.  Adding more discussion on transport-layer header translation.   6.  AddingSection 5.1.1 for "IPv6 Fragment Processing".   7.  AddingSection 6 for "Special Considerations for ICMPv6 Packet       Too Big".   8.  UpdatingSection 7 for "Security Considerations".   9.  AddingAppendix A "Stateless translation workflow example".Li, et al.                   Standards Track                    [Page 5]

RFC 6145                  IPv4/IPv6 Translation               April 20113.  Conventions   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this   document are to be interpreted as described in [RFC2119].4.  Translating from IPv4 to IPv6   When an IP/ICMP translator receives an IPv4 datagram addressed to a   destination towards the IPv6 domain, it translates the IPv4 header of   that packet into an IPv6 header.  The original IPv4 header on the   packet is removed and replaced by an IPv6 header, and the transport   checksum is updated as needed, if that transport is supported by the   translator.  The data portion of the packet is left unchanged.  The   IP/ICMP translator then forwards the packet based on the IPv6   destination address.              +-------------+                 +-------------+              |    IPv4     |                 |    IPv6     |              |   Header    |                 |   Header    |              +-------------+                 +-------------+              |  Transport- |                 |  Fragment   |              |   Layer     |      ===>       |   Header    |              |   Header    |                 | (if needed) |              +-------------+                 +-------------+              |             |                 |  Transport- |              ~    Data     ~                 |   Layer     |              |             |                 |   Header    |              +-------------+                 +-------------+                                              |             |                                              ~    Data     ~                                              |             |                                              +-------------+                    Figure 2: IPv4-to-IPv6 Translation   Path MTU discovery is mandatory in IPv6, but it is optional in IPv4.   IPv6 routers never fragment a packet -- only the sender can do   fragmentation.   When an IPv4 node performs path MTU discovery (by setting the Don't   Fragment (DF) bit in the header), path MTU discovery can operate end-   to-end, i.e., across the translator.  In this case, either IPv4 or   IPv6 routers (including the translator) might send back ICMP Packet   Too Big messages to the sender.  When the IPv6 routers send these   ICMPv6 errors, they will pass through a translator that willLi, et al.                   Standards Track                    [Page 6]

RFC 6145                  IPv4/IPv6 Translation               April 2011   translate the ICMPv6 error to a form that the IPv4 sender can   understand.  As a result, an IPv6 Fragment Header is only included if   the IPv4 packet is already fragmented.   However, when the IPv4 sender does not set the DF bit, the translator   MUST ensure that the packet does not exceed the path MTU on the IPv6   side.  This is done by fragmenting the IPv4 packet (with Fragment   Headers) so that it fits in 1280-byte IPv6 packets, since that is the   minimum IPv6 MTU.  The IPv6 Fragment Header has been shown to cause   operational difficulties in practice due to limited firewall   fragmentation support, etc.  In an environment where the network   owned/operated by the same entity that owns/operates the translator,   the translator MAY provide a configuration function for the network   administrator to adjust the threshold of the minimum IPv6 MTU to a   value that reflects the real value of the minimum IPv6 MTU in the   network (greater than 1280 bytes).  This will help reduce the chance   of including the Fragment Header in the packets.   When the IPv4 sender does not set the DF bit, the translator SHOULD   always include an IPv6 Fragment Header to indicate that the sender   allows fragmentation.  The translator MAY provide a configuration   function that allows the translator not to include the Fragment   Header for the non-fragmented IPv6 packets.   The rules inSection 4.1 ensure that when packets are fragmented,   either by the sender or by IPv4 routers, the low-order 16 bits of the   fragment identification are carried end-to-end, ensuring that packets   are correctly reassembled.  In addition, the rules inSection 4.1 use   the presence of an IPv6 Fragment Header to indicate that the sender   might not be using path MTU discovery (i.e., the packet should not   have the DF flag set should it later be translated back to IPv4).   Other than the special rules for handling fragments and path MTU   discovery, the actual translation of the packet header consists of a   simple translation as defined below.  Note that ICMPv4 packets   require special handling in order to translate the content of ICMPv4   error messages and also to add the ICMPv6 pseudo-header checksum.   The translator SHOULD make sure that the packets belonging to the   same flow leave the translator in the same order in which they   arrived.4.1.  Translating IPv4 Headers into IPv6 Headers   If the DF flag is not set and the IPv4 packet will result in an IPv6   packet larger than 1280 bytes, the packet SHOULD be fragmented so the   resulting IPv6 packet (with Fragment Header added to each fragment)   will be less than or equal to 1280 bytes.  For example, if the packetLi, et al.                   Standards Track                    [Page 7]

RFC 6145                  IPv4/IPv6 Translation               April 2011   is fragmented prior to the translation, the IPv4 packets should be   fragmented so that their length, excluding the IPv4 header, is at   most 1232 bytes (1280 minus 40 for the IPv6 header and 8 for the   Fragment Header).  The translator MAY provide a configuration   function for the network administrator to adjust the threshold of the   minimum IPv6 MTU to a value greater than 1280-byte if the real value   of the minimum IPv6 MTU in the network is known to the administrator.   The resulting fragments are then translated independently using the   logic described below.   If the DF bit is set and the MTU of the next-hop interface is less   than the total length value of the IPv4 packet plus 20, the   translator MUST send an ICMPv4 "Fragmentation Needed" error message   to the IPv4 source address.   If the DF bit is set and the packet is not a fragment (i.e., the More   Fragments (MF) flag is not set and the Fragment Offset is equal to   zero), then the translator SHOULD NOT add a Fragment Header to the   resulting packet.  The IPv6 header fields are set as follows:   Version:  6   Traffic Class:  By default, copied from the IP Type Of Service (TOS)      octet.  According to [RFC2474], the semantics of the bits are      identical in IPv4 and IPv6.  However, in some IPv4 environments      these fields might be used with the old semantics of "Type Of      Service and Precedence".  An implementation of a translator SHOULD      support an administratively configurable option to ignore the IPv4      TOS and always set the IPv6 traffic class (TC) to zero.  In      addition, if the translator is at an administrative boundary, the      filtering and update considerations of [RFC2475] may be      applicable.   Flow Label:  0 (all zero bits)   Payload Length:  Total length value from the IPv4 header, minus the      size of the IPv4 header and IPv4 options, if present.   Next Header:  For ICMPv4 (1), it is changed to ICMPv6 (58);      otherwise, the protocol field MUST be copied from the IPv4 header.   Hop Limit:  The hop limit is derived from the TTL value in the IPv4      header.  Since the translator is a router, as part of forwarding      the packet it needs to decrement either the IPv4 TTL (before the      translation) or the IPv6 Hop Limit (after the translation).  As      part of decrementing the TTL or Hop Limit, the translator (as any      router) MUST check for zero and send the ICMPv4 "TTL Exceeded" or      ICMPv6 "Hop Limit Exceeded" error.Li, et al.                   Standards Track                    [Page 8]

RFC 6145                  IPv4/IPv6 Translation               April 2011   Source Address:  The IPv4-converted address derived from the IPv4      source address per[RFC6052], Section 2.3.      If the translator gets an illegal source address (e.g., 0.0.0.0,      127.0.0.1, etc.), the translator SHOULD silently drop the packet      (as discussed inSection 5.3.7 of [RFC1812]).   Destination Address:  In the stateless mode, which is to say that if      the IPv4 destination address is within a range of configured IPv4      stateless translation prefix, the IPv6 destination address is the      IPv4-translatable address derived from the IPv4 destination      address per[RFC6052], Section 2.3.  A workflow example of      stateless translation is shown inAppendix A of this document.      In the stateful mode (which is to say that if the IPv4 destination      address is not within the range of any configured IPv4 stateless      translation prefix), the IPv6 destination address and      corresponding transport-layer destination port are derived from      the Binding Information Bases (BIBs) reflecting current session      state in the translator as described in [RFC6146].   If any IPv4 options are present in the IPv4 packet, they MUST be   ignored and the packet translated normally; there is no attempt to   translate the options.  However, if an unexpired source route option   is present then the packet MUST instead be discarded, and an ICMPv4   "Destination Unreachable, Source Route Failed" (Type 3, Code 5) error   message SHOULD be returned to the sender.   If there is a need to add a Fragment Header (the DF bit is not set or   the packet is a fragment), the header fields are set as above with   the following exceptions:   IPv6 fields:      Payload Length:  Total length value from the IPv4 header, plus 8         for the Fragment Header, minus the size of the IPv4 header and         IPv4 options, if present.      Next Header:  Fragment Header (44).   Fragment Header fields:      Next Header:  For ICMPv4 (1), it is changed to ICMPv6 (58);         otherwise, the protocol field MUST be copied from the IPv4         header.      Fragment Offset:  Fragment Offset copied from the IPv4 header.Li, et al.                   Standards Track                    [Page 9]

RFC 6145                  IPv4/IPv6 Translation               April 2011      M flag:  More Fragments bit copied from the IPv4 header.      Identification:  The low-order 16 bits copied from the         Identification field in the IPv4 header.  The high-order 16         bits set to zero.4.2.  Translating ICMPv4 Headers into ICMPv6 Headers   All ICMPv4 messages that are to be translated require that the ICMPv6   checksum field be calculated as part of the translation since ICMPv6,   unlike ICMPv4, has a pseudo-header checksum just like UDP and TCP.   In addition, all ICMPv4 packets MUST have the Type translated and,   for ICMPv4 error messages, the included IP header also MUST be   translated.   The actions needed to translate various ICMPv4 messages are as   follows:   ICMPv4 query messages:      Echo and Echo Reply (Type 8 and Type 0):  Adjust the Type values         to 128 and 129, respectively, and adjust the ICMP checksum both         to take the type change into account and to include the ICMPv6         pseudo-header.      Information Request/Reply (Type 15 and Type 16):  Obsoleted in         ICMPv6.  Silently drop.      Timestamp and Timestamp Reply (Type 13 and Type 14):  Obsoleted in         ICMPv6.  Silently drop.      Address Mask Request/Reply (Type 17 and Type 18):  Obsoleted in         ICMPv6.  Silently drop.      ICMP Router Advertisement (Type 9):  Single-hop message.  Silently         drop.      ICMP Router Solicitation (Type 10):  Single-hop message.  Silently         drop.      Unknown ICMPv4 types:  Silently drop.      IGMP messages:  While the Multicast Listener Discovery (MLD)         messages [RFC2710] [RFC3590] [RFC3810] are the logical IPv6         counterparts for the IPv4 IGMP messages, all the "normal" IGMP         messages are single-hop messages and SHOULD be silently dropped         by the translator.  Other IGMP messages might be used byLi, et al.                   Standards Track                   [Page 10]

RFC 6145                  IPv4/IPv6 Translation               April 2011         multicast routing protocols and, since it would be a         configuration error to try to have router adjacencies across         IP/ICMP translators, those packets SHOULD also be silently         dropped.       ICMPv4 error messages:         Destination Unreachable (Type 3):  Translate the Code as            described below, set the Type to 1, and adjust the ICMP            checksum both to take the type/code change into account and            to include the ICMPv6 pseudo-header.            Translate the Code as follows:            Code 0, 1 (Net Unreachable, Host Unreachable):  Set the Code               to 0 (No route to destination).            Code 2 (Protocol Unreachable):  Translate to an ICMPv6               Parameter Problem (Type 4, Code 1) and make the Pointer               point to the IPv6 Next Header field.            Code 3 (Port Unreachable):  Set the Code to 4 (Port               unreachable).            Code 4 (Fragmentation Needed and DF was Set):  Translate to               an ICMPv6 Packet Too Big message (Type 2) with Code set               to 0.  The MTU field MUST be adjusted for the difference               between the IPv4 and IPv6 header sizes, i.e.,               minimum(advertised MTU+20, MTU_of_IPv6_nexthop,               (MTU_of_IPv4_nexthop)+20).  Note that if the IPv4 router               set the MTU field to zero, i.e., the router does not               implement [RFC1191], then the translator MUST use the               plateau values specified in [RFC1191] to determine a               likely path MTU and include that path MTU in the ICMPv6               packet.  (Use the greatest plateau value that is less               than the returned Total Length field.)               See also the requirements inSection 6.            Code 5 (Source Route Failed):  Set the Code to 0 (No route               to destination).  Note that this error is unlikely since               source routes are not translated.            Code 6, 7, 8:  Set the Code to 0 (No route to destination).Li, et al.                   Standards Track                   [Page 11]

RFC 6145                  IPv4/IPv6 Translation               April 2011            Code 9, 10 (Communication with Destination Host               Administratively Prohibited):  Set the Code to 1               (Communication with destination administratively               prohibited).            Code 11, 12:  Set the Code to 0 (No route to destination).            Code 13 (Communication Administratively Prohibited):  Set               the Code to 1 (Communication with destination               administratively prohibited).            Code 14 (Host Precedence Violation):  Silently drop.            Code 15 (Precedence cutoff in effect):  Set the Code to 1               (Communication with destination administratively               prohibited).            Other Code values:  Silently drop.         Redirect (Type 5):  Single-hop message.  Silently drop.         Alternative Host Address (Type 6):  Silently drop.         Source Quench (Type 4):  Obsoleted in ICMPv6.  Silently drop.         Time Exceeded (Type 11):  Set the Type to 3, and adjust the            ICMP checksum both to take the type change into account and            to include the ICMPv6 pseudo-header.  The Code is unchanged.         Parameter Problem (Type 12):  Set the Type to 4, and adjust the            ICMP checksum both to take the type/code change into account            and to include the ICMPv6 pseudo-header.            Translate the Code as follows:            Code 0 (Pointer indicates the error):  Set the Code to 0               (Erroneous header field encountered) and update the               pointer as defined in Figure 3.  (If the Original IPv4               Pointer Value is not listed or the Translated IPv6               Pointer Value is listed as "n/a", silently drop the               packet.)            Code 1 (Missing a required option):  Silently drop.Li, et al.                   Standards Track                   [Page 12]

RFC 6145                  IPv4/IPv6 Translation               April 2011            Code 2 (Bad length):  Set the Code to 0 (Erroneous header               field encountered) and update the pointer as defined in               Figure 3.  (If the Original IPv4 Pointer Value is not               listed or the Translated IPv6 Pointer Value is listed as               "n/a", silently drop the packet.)            Other Code values:  Silently drop.         Unknown ICMPv4 types:  Silently drop.     +--------------------------------+--------------------------------+     |   Original IPv4 Pointer Value  | Translated IPv6 Pointer Value  |     +--------------------------------+--------------------------------+     |  0  | Version/IHL              |  0  | Version/Traffic Class    |     |  1  | Type Of Service          |  1  | Traffic Class/Flow Label |     | 2,3 | Total Length             |  4  | Payload Length           |     | 4,5 | Identification           | n/a |                          |     |  6  | Flags/Fragment Offset    | n/a |                          |     |  7  | Fragment Offset          | n/a |                          |     |  8  | Time to Live             |  7  | Hop Limit                |     |  9  | Protocol                 |  6  | Next Header              |     |10,11| Header Checksum          | n/a |                          |     |12-15| Source Address           |  8  | Source Address           |     |16-19| Destination Address      | 24  | Destination Address      |     +--------------------------------+--------------------------------+             Figure 3: Pointer Value for Translating from IPv4 to IPv6         ICMP Error Payload:  If the received ICMPv4 packet contains an            ICMPv4 Extension [RFC4884], the translation of the ICMPv4            packet will cause the ICMPv6 packet to change length.  When            this occurs, the ICMPv6 Extension length attribute MUST be            adjusted accordingly (e.g., longer due to the translation            from IPv4 to IPv6).  If the ICMPv4 Extension exceeds the            maximum size of an ICMPv6 message on the outgoing interface,            the ICMPv4 extension SHOULD be simply truncated.  For            extensions not defined in [RFC4884], the translator passes            the extensions as opaque bit strings, and those containing            IPv4 address literals will not have those addresses            translated to IPv6 address literals; this may cause problems            with processing of those ICMP extensions.4.3.  Translating ICMPv4 Error Messages into ICMPv6   There are some differences between the ICMPv4 and the ICMPv6 error   message formats as detailed above.  The ICMP error messages   containing the packet in error MUST be translated just like a normal   IP packet.  If the translation of this "packet in error" changes theLi, et al.                   Standards Track                   [Page 13]

RFC 6145                  IPv4/IPv6 Translation               April 2011   length of the datagram, the Total Length field in the outer IPv6   header MUST be updated.              +-------------+                 +-------------+              |    IPv4     |                 |    IPv6     |              |   Header    |                 |   Header    |              +-------------+                 +-------------+              |   ICMPv4    |                 |   ICMPv6    |              |   Header    |                 |   Header    |              +-------------+                 +-------------+              |    IPv4     |      ===>       |    IPv6     |              |   Header    |                 |   Header    |              +-------------+                 +-------------+              |   Partial   |                 |   Partial   |              |  Transport- |                 |  Transport- |              |   Layer     |                 |   Layer     |              |   Header    |                 |   Header    |              +-------------+                 +-------------+               Figure 4: IPv4-to-IPv6 ICMP Error Translation   The translation of the inner IP header can be done by invoking the   function that translated the outer IP headers.  This process MUST   stop at the first embedded header and drop the packet if it contains   more embedded headers.4.4.  Generation of ICMPv4 Error Message   If the IPv4 packet is discarded, then the translator SHOULD be able   to send back an ICMPv4 error message to the original sender of the   packet, unless the discarded packet is itself an ICMPv4 message.  The   ICMPv4 message, if sent, has a Type of 3 (Destination Unreachable)   and a Code of 13 (Communication Administratively Prohibited), unless   otherwise specified in this document or in [RFC6146].  The translator   SHOULD allow an administrator to configure whether the ICMPv4 error   messages are sent, rate-limited, or not sent.4.5.  Transport-Layer Header Translation   If the address translation algorithm is not checksum neutral (seeSection 4.1 of [RFC6052]), the recalculation and updating of the   transport-layer headers that contain pseudo-headers need to be   performed.  Translators MUST do this for TCP and ICMP packets and for   UDP packets that contain a UDP checksum (i.e., the UDP checksum field   is not zero).Li, et al.                   Standards Track                   [Page 14]

RFC 6145                  IPv4/IPv6 Translation               April 2011   For UDP packets that do not contain a UDP checksum (i.e., the UDP   checksum field is zero), the translator SHOULD provide a   configuration function to allow:   1.  Dropping the packet and generating a system management event that       specifies at least the IP addresses and port numbers of the       packet.   2.  Calculating an IPv6 checksum and forwarding the packet (which has       performance implications).       A stateless translator cannot compute the UDP checksum of       fragmented packets, so when a stateless translator receives the       first fragment of a fragmented UDP IPv4 packet and the checksum       field is zero, the translator SHOULD drop the packet and generate       a system management event that specifies at least the IP       addresses and port numbers in the packet.       For a stateful translator, the handling of fragmented UDP IPv4       packets with a zero checksum is discussed in [RFC6146]),Section3.1.   Other transport protocols (e.g., DCCP) are OPTIONAL to support.  In   order to ease debugging and troubleshooting, translators MUST forward   all transport protocols as described in the "Next Header" step ofSection 4.1.4.6.  Knowing When to Translate   If the IP/ICMP translator also provides a normal forwarding function,   and the destination IPv4 address is reachable by a more specific   route without translation, the translator MUST forward it without   translating it.  Otherwise, when an IP/ICMP translator receives an   IPv4 datagram addressed to an IPv4 destination representing a host in   the IPv6 domain, the packet MUST be translated to IPv6.5.  Translating from IPv6 to IPv4   When an IP/ICMP translator receives an IPv6 datagram addressed to a   destination towards the IPv4 domain, it translates the IPv6 header of   the received IPv6 packet into an IPv4 header.  The original IPv6   header on the packet is removed and replaced by an IPv4 header.   Since the ICMPv6 [RFC4443], TCP [RFC0793], UDP [RFC0768], and DCCP   [RFC4340] headers contain checksums that cover the IP header, if the   address mapping algorithm is not checksum neutral, the checksum MUST   be evaluated before translation and the ICMP and transport-layerLi, et al.                   Standards Track                   [Page 15]

RFC 6145                  IPv4/IPv6 Translation               April 2011   headers MUST be updated.  The data portion of the packet is left   unchanged.  The IP/ICMP translator then forwards the packet based on   the IPv4 destination address.              +-------------+                 +-------------+              |    IPv6     |                 |    IPv4     |              |   Header    |                 |   Header    |              +-------------+                 +-------------+              |  Fragment   |                 |  Transport  |              |   Header    |      ===>       |   Layer     |              |(if present) |                 |   Header    |              +-------------+                 +-------------+              |  Transport  |                 |             |              |   Layer     |                 ~    Data     ~              |   Header    |                 |             |              +-------------+                 +-------------+              |             |              ~    Data     ~              |             |              +-------------+                    Figure 5: IPv6-to-IPv4 Translation   There are some differences between IPv6 and IPv4 (in the areas of   fragmentation and the minimum link MTU) that affect the translation.   An IPv6 link has to have an MTU of 1280 bytes or greater.  The   corresponding limit for IPv4 is 68 bytes.  Path MTU discovery across   a translator relies on ICMP Packet Too Big messages being received   and processed by IPv6 hosts, including an ICMP Packet Too Big that   indicates the MTU is less than the IPv6 minimum MTU.  This   requirement is described inSection 5 of [RFC2460] (for IPv6's   1280-octet minimum MTU) andSection 5 of [RFC1883] (for IPv6's   previous 576-octet minimum MTU).   In an environment where an ICMPv4 Packet Too Big message is   translated to an ICMPv6 Packet Too Big message, and the ICMPv6 Packet   Too Big message is successfully delivered to and correctly processed   by the IPv6 hosts (e.g., a network owned/operated by the same entity   that owns/operates the translator), the translator can rely on IPv6   hosts sending subsequent packets to the same IPv6 destination with   IPv6 Fragment Headers.  In such an environment, when the translator   receives an IPv6 packet with a Fragment Header, the translator SHOULD   generate the IPv4 packet with a cleared Don't Fragment bit, and with   its identification value from the IPv6 Fragment Header, for all of   the IPv6 fragments (MF=0 or MF=1).Li, et al.                   Standards Track                   [Page 16]

RFC 6145                  IPv4/IPv6 Translation               April 2011   In an environment where an ICMPv4 Packet Too Big message is filtered   (by a network firewall or by the host itself) or not correctly   processed by the IPv6 hosts, the IPv6 host will never generate an   IPv6 packet with the IPv6 Fragment Header.  In such an environment,   the translator SHOULD set the IPv4 Don't Fragment bit.  While setting   the Don't Fragment bit may create PMTUD black holes [RFC2923] if   there are IPv4 links smaller than 1260 octets, this is considered   safer than causing IPv4 reassembly errors [RFC4963].   Other than the special rules for handling fragments and path MTU   discovery, the actual translation of the packet header consists of a   simple translation as defined below.  Note that ICMPv6 packets   require special handling in order to translate the contents of ICMPv6   error messages and also to remove the ICMPv6 pseudo-header checksum.   The translator SHOULD make sure that the packets belonging to the   same flow leave the translator in the same order in which they   arrived.5.1.  Translating IPv6 Headers into IPv4 Headers   If there is no IPv6 Fragment Header, the IPv4 header fields are set   as follows:   Version:  4   Internet Header Length:  5 (no IPv4 options)   Type of Service (TOS) Octet:  By default, copied from the IPv6      Traffic Class (all 8 bits).  According to [RFC2474], the semantics      of the bits are identical in IPv4 and IPv6.  However, in some IPv4      environments, these bits might be used with the old semantics of      "Type Of Service and Precedence".  An implementation of a      translator SHOULD provide the ability to ignore the IPv6 traffic      class and always set the IPv4 TOS Octet to a specified value.  In      addition, if the translator is at an administrative boundary, the      filtering and update considerations of [RFC2475] may be      applicable.   Total Length:  Payload length value from the IPv6 header, plus the      size of the IPv4 header.   Identification:  All zero.  In order to avoid black holes caused by      ICMPv4 filtering or non-[RFC2460]-compatible IPv6 hosts (a      workaround is discussed inSection 6), the translator MAY provide      a function to generate the identification value if the packet size      is greater than 88 bytes and less than or equal to 1280 bytes.Li, et al.                   Standards Track                   [Page 17]

RFC 6145                  IPv4/IPv6 Translation               April 2011      The translator SHOULD provide a method for operators to enable or      disable this function.   Flags:  The More Fragments flag is set to zero.  The Don't Fragment      (DF) flag is set to one.  In order to avoid black holes caused by      ICMPv4 filtering or non-[RFC2460]-compatible IPv6 hosts (a      workaround is discussed inSection 6), the translator MAY provide      a function as follows.  If the packet size is greater than 88      bytes and less than or equal to 1280 bytes, it sets the DF flag to      zero; otherwise, it sets the DF flag to one.  The translator      SHOULD provide a method for operators to enable or disable this      function.   Fragment Offset:  All zeros.   Time to Live:  Time to Live is derived from Hop Limit value in IPv6      header.  Since the translator is a router, as part of forwarding      the packet it needs to decrement either the IPv6 Hop Limit (before      the translation) or the IPv4 TTL (after the translation).  As part      of decrementing the TTL or Hop Limit the translator (as any      router) MUST check for zero and send the ICMPv4 "TTL Exceeded" or      ICMPv6 "Hop Limit Exceeded" error.   Protocol:  The IPv6-Frag (44) header is handled as discussed inSection 5.1.1.  ICMPv6 (58) is changed to ICMPv4 (1), and the      payload is translated as discussed inSection 5.2.  The IPv6      headers HOPOPT (0), IPv6-Route (43), and IPv6-Opts (60) are      skipped over during processing as they have no meaning in IPv4.      For the first 'next header' that does not match one of the cases      above, its Next Header value (which contains the transport      protocol number) is copied to the protocol field in the IPv4      header.  This means that all transport protocols are translated.      Note:  Some translated protocols will fail at the receiver for         various reasons: some are known to fail when translated (e.g.,         IPsec Authentication Header (51)), and others will fail         checksum validation if the address translation is not checksum         neutral [RFC6052] and the translator does not update the         transport protocol's checksum (because the translator doesn't         support recalculating the checksum for that transport protocol;         seeSection 5.5).   Header Checksum:  Computed once the IPv4 header has been created.   Source Address:  In the stateless mode (which is to say that if the      IPv6 source address is within the range of a configured IPv6      translation prefix), the IPv4 source address is derived from the      IPv6 source address per[RFC6052], Section 2.3.  Note that theLi, et al.                   Standards Track                   [Page 18]

RFC 6145                  IPv4/IPv6 Translation               April 2011      original IPv6 source address is an IPv4-translatable address.  A      workflow example of stateless translation is shown inAppendix A      of this document.  If the translator only supports stateless mode      and if the IPv6 source address is not within the range of      configured IPv6 prefix(es), the translator SHOULD drop the packet      and respond with an ICMPv6 "Destination Unreachable, Source      address failed ingress/egress policy" (Type 1, Code 5).      In the stateful mode, which is to say that if the IPv6 source      address is not within the range of any configured IPv6 stateless      translation prefix, the IPv4 source address and transport-layer      source port corresponding to the IPv4-related IPv6 source address      and source port are derived from the Binding Information Bases      (BIBs) as described in [RFC6146].      In stateless and stateful modes, if the translator gets an illegal      source address (e.g., ::1, etc.), the translator SHOULD silently      drop the packet.   Destination Address:  The IPv4 destination address is derived from      the IPv6 destination address of the datagram being translated per[RFC6052], Section 2.3.  Note that the original IPv6 destination      address is an IPv4-converted address.   If a Routing header with a non-zero Segments Left field is present,   then the packet MUST NOT be translated, and an ICMPv6 "parameter   problem/erroneous header field encountered" (Type 4, Code 0) error   message, with the Pointer field indicating the first byte of the   Segments Left field, SHOULD be returned to the sender.5.1.1.  IPv6 Fragment Processing   If the IPv6 packet contains a Fragment Header, the header fields are   set as above with the following exceptions:   Total Length:  Payload length value from IPv6 header, minus 8 for the      Fragment Header, plus the size of the IPv4 header.   Identification:  Copied from the low-order 16 bits in the      Identification field in the Fragment Header.   Flags:  The IPv4 More Fragments (MF) flag is copied from the M flag      in the IPv6 Fragment Header.  The IPv4 Don't Fragment (DF) flag is      cleared (set to zero), allowing this packet to be further      fragmented by IPv4 routers.   Fragment Offset:  Copied from the Fragment Offset field of the IPv6      Fragment Header.Li, et al.                   Standards Track                   [Page 19]

RFC 6145                  IPv4/IPv6 Translation               April 2011   Protocol:  For ICMPv6 (58), it is changed to ICMPv4 (1); otherwise,      extension headers are skipped, and the Next Header field is copied      from the last IPv6 header.   If a translated packet with DF set to 1 will be larger than the MTU   of the next-hop interface, then the translator MUST drop the packet   and send the ICMPv6 Packet Too Big (Type 2, Code 0) error message to   the IPv6 host with an adjusted MTU in the ICMPv6 message.5.2.  Translating ICMPv6 Headers into ICMPv4 Headers   If a non-checksum-neutral translation address is being used, ICMPv6   messages MUST have their ICMPv4 checksum field be updated as part of   the translation since ICMPv6 (unlike ICMPv4) includes a pseudo-header   in the checksum just like UDP and TCP.   In addition, all ICMP packets MUST have the Type translated and, for   ICMP error messages, the included IP header also MUST be translated.   Note that the IPv6 addresses in the IPv6 header may not be IPv4-   translatable addresses and there will be no corresponding IPv4   addresses representing this IPv6 address.  In this case, the   translator can do stateful translation.  A mechanism by which the   translator can instead do stateless translation of this address is   left for future work.   The actions needed to translate various ICMPv6 messages are:   ICMPv6 informational messages:      Echo Request and Echo Reply (Type 128 and 129):  Adjust the Type         values to 8 and 0, respectively, and adjust the ICMP checksum         both to take the type change into account and to exclude the         ICMPv6 pseudo-header.      MLD Multicast Listener Query/Report/Done (Type 130, 131, 132):         Single-hop message.  Silently drop.      Neighbor Discover messages (Type 133 through 137):  Single-hop         message.  Silently drop.      Unknown informational messages:  Silently drop.   ICMPv6 error messages:      Destination Unreachable (Type 1)  Set the Type to 3, and adjust         the ICMP checksum both to take the type/code change into         account and to exclude the ICMPv6 pseudo-header.Li, et al.                   Standards Track                   [Page 20]

RFC 6145                  IPv4/IPv6 Translation               April 2011         Translate the Code as follows:         Code 0 (No route to destination):  Set the Code to 1 (Host            unreachable).         Code 1 (Communication with destination administratively            prohibited):  Set the Code to 10 (Communication with            destination host administratively prohibited).         Code 2 (Beyond scope of source address):  Set the Code to 1            (Host unreachable).  Note that this error is very unlikely            since an IPv4-translatable source address is typically            considered to have global scope.         Code 3 (Address unreachable):  Set the Code to 1 (Host            unreachable).         Code 4 (Port unreachable):  Set the Code to 3 (Port            unreachable).         Other Code values:  Silently drop.      Packet Too Big (Type 2):  Translate to an ICMPv4 Destination         Unreachable (Type 3) with Code 4, and adjust the ICMPv4         checksum both to take the type change into account and to         exclude the ICMPv6 pseudo-header.  The MTU field MUST be         adjusted for the difference between the IPv4 and IPv6 header         sizes, taking into account whether or not the packet in error         includes a Fragment Header, i.e., minimum(advertised MTU-20,         MTU_of_IPv4_nexthop, (MTU_of_IPv6_nexthop)-20).         See also the requirements inSection 6.      Time Exceeded (Type 3):  Set the Type to 11, and adjust the ICMPv4         checksum both to take the type change into account and to         exclude the ICMPv6 pseudo-header.  The Code is unchanged.      Parameter Problem (Type 4):  Translate the Type and Code as         follows, and adjust the ICMPv4 checksum both to take the type/         code change into account and to exclude the ICMPv6 pseudo-         header.Li, et al.                   Standards Track                   [Page 21]

RFC 6145                  IPv4/IPv6 Translation               April 2011         Translate the Code as follows:         Code 0 (Erroneous header field encountered):  Set to Type 12,            Code 0, and update the pointer as defined in Figure 6.  (If            the Original IPv6 Pointer Value is not listed or the            Translated IPv4 Pointer Value is listed as "n/a", silently            drop the packet.)         Code 1 (Unrecognized Next Header type encountered):  Translate            this to an ICMPv4 protocol unreachable (Type 3, Code 2).         Code 2 (Unrecognized IPv6 option encountered):  Silently drop.      Unknown error messages:  Silently drop.     +--------------------------------+--------------------------------+     |   Original IPv6 Pointer Value  | Translated IPv4 Pointer Value  |     +--------------------------------+--------------------------------+     |  0  | Version/Traffic Class    |  0  | Version/IHL, Type Of Ser |     |  1  | Traffic Class/Flow Label |  1  | Type Of Service          |     | 2,3 | Flow Label               | n/a |                          |     | 4,5 | Payload Length           |  2  | Total Length             |     |  6  | Next Header              |  9  | Protocol                 |     |  7  | Hop Limit                |  8  | Time to Live             |     | 8-23| Source Address           | 12  | Source Address           |     |24-39| Destination Address      | 16  | Destination Address      |     +--------------------------------+--------------------------------+            Figure 6: Pointer Value for Translating from IPv6 to IPv4      ICMP Error Payload:  If the received ICMPv6 packet contains an         ICMPv6 Extension [RFC4884], the translation of the ICMPv6         packet will cause the ICMPv4 packet to change length.  When         this occurs, the ICMPv6 Extension length attribute MUST be         adjusted accordingly (e.g., shorter due to the translation from         IPv6 to IPv4).  For extensions not defined in [RFC4884], the         translator passes the extensions as opaque bit strings and any         IPv6 address literals contained therein will not be translated         to IPv4 address literals; this may cause problems with         processing of those ICMP extensions.5.3.  Translating ICMPv6 Error Messages into ICMPv4   There are some differences between the ICMPv4 and the ICMPv6 error   message formats as detailed above.  The ICMP error messages   containing the packet in error MUST be translated just like a normal   IP packet.  The translation of this "packet in error" is likely toLi, et al.                   Standards Track                   [Page 22]

RFC 6145                  IPv4/IPv6 Translation               April 2011   change the length of the datagram; thus, the Total Length field in   the outer IPv4 header MUST be updated.              +-------------+                 +-------------+              |    IPv6     |                 |    IPv4     |              |   Header    |                 |   Header    |              +-------------+                 +-------------+              |   ICMPv6    |                 |   ICMPv4    |              |   Header    |                 |   Header    |              +-------------+                 +-------------+              |    IPv6     |      ===>       |    IPv4     |              |   Header    |                 |   Header    |              +-------------+                 +-------------+              |   Partial   |                 |   Partial   |              |  Transport- |                 |  Transport- |              |   Layer     |                 |   Layer     |              |   Header    |                 |   Header    |              +-------------+                 +-------------+               Figure 7: IPv6-to-IPv4 ICMP Error Translation   The translation of the inner IP header can be done by invoking the   function that translated the outer IP headers.  This process MUST   stop at the first embedded header and drop the packet if it contains   more embedded headers.  Note that the IPv6 addresses in the IPv6   header may not be IPv4-translatable addresses, and there will be no   corresponding IPv4 addresses.  In this case, the translator can do   stateful translation.  A mechanism by which the translator can   instead do stateless translation is left for future work.5.4.  Generation of ICMPv6 Error Messages   If the IPv6 packet is discarded, then the translator SHOULD send back   an ICMPv6 error message to the original sender of the packet, unless   the discarded packet is itself an ICMPv6 message.   If the ICMPv6 error message is being sent because the IPv6 source   address is not an IPv4-translatable address and the translator is   stateless, the ICMPv6 message (if sent) MUST have Type 1 and Code 5   (Source address failed ingress/egress policy).  In other cases, the   ICMPv6 message MUST have Type 1 (Destination Unreachable) and Code 1   (Communication with destination administratively prohibited), unless   otherwise specified in this document or [RFC6146].  The translator   SHOULD allow an administrator to configure whether the ICMPv6 error   messages are sent, rate-limited, or not sent.Li, et al.                   Standards Track                   [Page 23]

RFC 6145                  IPv4/IPv6 Translation               April 20115.5.  Transport-Layer Header Translation   If the address translation algorithm is not checksum neutral (seeSection 4.1 of [RFC6052]), the recalculation and updating of the   transport-layer headers that contain pseudo-headers need to be   performed.  Translators MUST do this for TCP, UDP, and ICMP.   Other transport protocols (e.g., DCCP) are OPTIONAL to support.  In   order to ease debugging and troubleshooting, translators MUST forward   all transport protocols as described in the "Protocol" step ofSection 5.1.5.6.  Knowing When to Translate   If the IP/ICMP translator also provides a normal forwarding function,   and the destination address is reachable by a more specific route   without translation, the router MUST forward it without translating   it.  When an IP/ICMP translator receives an IPv6 datagram addressed   to an IPv6 address representing a host in the IPv4 domain, the IPv6   packet MUST be translated to IPv4.6.  Special Considerations for ICMPv6 Packet Too Big   Two recent studies analyzed the behavior of IPv6-capable web servers   on the Internet and found that approximately 95% responded as   expected to an IPv6 Packet Too Big that indicated MTU = 1280, but   only 43% responded as expected to an IPv6 Packet Too Big that   indicated an MTU < 1280.  It is believed that firewalls violatingSection 4.3.1 of [RFC4890] are at fault.  Both failures (the 5% wrong   response when MTU = 1280 and the 57% wrong response when MTU < 1280)   will cause PMTUD black holes [RFC2923].  Unfortunately, the   translator cannot improve the failure rate of the first case (MTU =   1280), but the translator can improve the failure rate of the second   case (MTU < 1280).  There are two approaches to resolving the problem   with sending ICMPv6 messages indicating an MTU < 1280.  It SHOULD be   possible to configure a translator for either of the two approaches.   The first approach is to constrain the deployment of the IPv6/IPv4   translator by observing that four of the scenarios intended for   stateless IPv6/IPv4 translators do not have IPv6 hosts on the   Internet (Scenarios 1, 2, 5, and 6 described in [RFC6144], which   refer to "An IPv6 network").  In these scenarios, IPv6 hosts, IPv6-   host-based firewalls, and IPv6 network firewalls can be administered   in compliance withSection 4.3.1 of [RFC4890] and therefore avoid the   problem witnessed with IPv6 hosts on the Internet.Li, et al.                   Standards Track                   [Page 24]

RFC 6145                  IPv4/IPv6 Translation               April 2011   The second approach is necessary if the translator has IPv6 hosts,   IPv6-host-based firewalls, or IPv6 network firewalls that do not (or   cannot) comply withSection 5 of [RFC2460] -- such as IPv6 hosts on   the Internet.  This approach requires the translator to do the   following:   1.  In the IPv4-to-IPv6 direction: if the MTU value of ICMPv4 Packet       Too Big (PTB) messages is less than 1280, change it to 1280.       This is intended to cause the IPv6 host and IPv6 firewall to       process the ICMP PTB message and generate subsequent packets to       this destination with an IPv6 Fragment Header.       Note: Based on recent studies, this is effective for 95% of IPv6       hosts on the Internet.   2.  In the IPv6-to-IPv4 direction:       A.  If there is a Fragment Header in the IPv6 packet, the last 16           bits of its value MUST be used for the IPv4 identification           value.       B.  If there is no Fragment Header in the IPv6 packet:           a.  If the packet is less than or equal to 1280 bytes:               -  The translator SHOULD set DF to 0 and generate an IPv4                  identification value.               -  To avoid the problems described in [RFC4963], it is                  RECOMMENDED that the translator maintain 3-tuple state                  for generating the IPv4 identification value.           b.  If the packet is greater than 1280 bytes, the translator               SHOULD set the IPv4 DF bit to 1.7.  Security Considerations   The use of stateless IP/ICMP translators does not introduce any new   security issues beyond the security issues that are already present   in the IPv4 and IPv6 protocols and in the routing protocols that are   used to make the packets reach the translator.   There are potential issues that might arise by deriving an IPv4   address from an IPv6 address -- particularly addresses like broadcast   or loopback addresses and the non-IPv4-translatable IPv6 addresses,   etc.  [RFC6052] addresses these issues.Li, et al.                   Standards Track                   [Page 25]

RFC 6145                  IPv4/IPv6 Translation               April 2011   As with network address translation of IPv4 to IPv4, the IPsec   Authentication Header [RFC4302] cannot be used across an IPv6-to-IPv4   translator.   As with network address translation of IPv4 to IPv4, packets with   tunnel mode Encapsulating Security Payload (ESP) can be translated   since tunnel mode ESP does not depend on header fields prior to the   ESP header.  Similarly, transport mode ESP will fail with IPv6-to-   IPv4 translation unless checksum-neutral addresses are used.  In both   cases, the IPsec ESP endpoints will normally detect the presence of   the translator and encapsulate ESP in UDP packets [RFC3948].8.  Acknowledgements   This is under development by a large group of people.  Those who have   posted to the list during the discussion include Alexey Melnikov,   Andrew Sullivan, Andrew Yourtchenko, Brian Carpenter, Dan Wing, Dave   Thaler, David Harrington, Ed Jankiewicz, Hiroshi Miyata, Iljitsch van   Beijnum, Jari Arkko, Jerry Huang, John Schnizlein, Jouni Korhonen,   Kentaro Ebisawa, Kevin Yin, Magnus Westerlund, Marcelo Bagnulo Braun,   Margaret Wasserman, Masahito Endo, Phil Roberts, Philip Matthews,   Reinaldo Penno, Remi Denis-Courmont, Remi Despres, Sean Turner,   Senthil Sivakumar, Simon Perreault, Stewart Bryant, Tim Polk, Tero   Kivinen, and Zen Cao.9.  References9.1.  Normative References   [RFC0768]  Postel, J., "User Datagram Protocol", STD 6,RFC 768,              August 1980.   [RFC0791]  Postel, J., "Internet Protocol", STD 5,RFC 791,              September 1981.   [RFC0792]  Postel, J., "Internet Control Message Protocol", STD 5,RFC 792, September 1981.   [RFC0793]  Postel, J., "Transmission Control Protocol", STD 7,RFC 793, September 1981.   [RFC1812]  Baker, F., "Requirements for IP Version 4 Routers",RFC 1812, June 1995.   [RFC1883]  Deering, S. and R. Hinden, "Internet Protocol, Version 6              (IPv6) Specification",RFC 1883, December 1995.Li, et al.                   Standards Track                   [Page 26]

RFC 6145                  IPv4/IPv6 Translation               April 2011   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate              Requirement Levels",BCP 14,RFC 2119, March 1997.   [RFC2460]  Deering, S. and R. Hinden, "Internet Protocol, Version 6              (IPv6) Specification",RFC 2460, December 1998.   [RFC2765]  Nordmark, E., "Stateless IP/ICMP Translation Algorithm              (SIIT)",RFC 2765, February 2000.   [RFC3948]  Huttunen, A., Swander, B., Volpe, V., DiBurro, L., and M.              Stenberg, "UDP Encapsulation of IPsec ESP Packets",RFC 3948, January 2005.   [RFC4291]  Hinden, R. and S. Deering, "IP Version 6 Addressing              Architecture",RFC 4291, February 2006.   [RFC4340]  Kohler, E., Handley, M., and S. Floyd, "Datagram              Congestion Control Protocol (DCCP)",RFC 4340, March 2006.   [RFC4443]  Conta, A., Deering, S., and M. Gupta, "Internet Control              Message Protocol (ICMPv6) for the Internet Protocol              Version 6 (IPv6) Specification",RFC 4443, March 2006.   [RFC4884]  Bonica, R., Gan, D., Tappan, D., and C. Pignataro,              "Extended ICMP to Support Multi-Part Messages",RFC 4884,              April 2007.   [RFC5382]  Guha, S., Biswas, K., Ford, B., Sivakumar, S., and P.              Srisuresh, "NAT Behavioral Requirements for TCP",BCP 142,RFC 5382, October 2008.   [RFC5771]  Cotton, M., Vegoda, L., and D. Meyer, "IANA Guidelines for              IPv4 Multicast Address Assignments",BCP 51,RFC 5771,              March 2010.   [RFC6052]  Bao, C., Huitema, C., Bagnulo, M., Boucadair, M., and X.              Li, "IPv6 Addressing of IPv4/IPv6 Translators",RFC 6052,              October 2010.   [RFC6146]  Bagnulo, M., Matthews, P., and I. Beijnum, "Stateful              NAT64: Network Address and Protocol Translation from IPv6              Clients to IPv4 Servers",RFC 6146, April 2011.Li, et al.                   Standards Track                   [Page 27]

RFC 6145                  IPv4/IPv6 Translation               April 20119.2.  Informative References   [RFC0879]  Postel, J., "TCP maximum segment size and related topics",RFC 879, November 1983.   [RFC1191]  Mogul, J. and S. Deering, "Path MTU discovery",RFC 1191,              November 1990.   [RFC2474]  Nichols, K., Blake, S., Baker, F., and D. Black,              "Definition of the Differentiated Services Field (DS              Field) in the IPv4 and IPv6 Headers",RFC 2474,              December 1998.   [RFC2475]  Blake, S., Black, D., Carlson, M., Davies, E., Wang, Z.,              and W. Weiss, "An Architecture for Differentiated              Services",RFC 2475, December 1998.   [RFC2710]  Deering, S., Fenner, W., and B. Haberman, "Multicast              Listener Discovery (MLD) for IPv6",RFC 2710,              October 1999.   [RFC2766]  Tsirtsis, G. and P. Srisuresh, "Network Address              Translation - Protocol Translation (NAT-PT)",RFC 2766,              February 2000.   [RFC2923]  Lahey, K., "TCP Problems with Path MTU Discovery",RFC 2923, September 2000.   [RFC3307]  Haberman, B., "Allocation Guidelines for IPv6 Multicast              Addresses",RFC 3307, August 2002.   [RFC3590]  Haberman, B., "Source Address Selection for the Multicast              Listener Discovery (MLD) Protocol",RFC 3590,              September 2003.   [RFC3810]  Vida, R. and L. Costa, "Multicast Listener Discovery              Version 2 (MLDv2) for IPv6",RFC 3810, June 2004.   [RFC3849]  Huston, G., Lord, A., and P. Smith, "IPv6 Address Prefix              Reserved for Documentation",RFC 3849, July 2004.   [RFC4302]  Kent, S., "IP Authentication Header",RFC 4302,              December 2005.   [RFC4890]  Davies, E. and J. Mohacsi, "Recommendations for Filtering              ICMPv6 Messages in Firewalls",RFC 4890, May 2007.Li, et al.                   Standards Track                   [Page 28]

RFC 6145                  IPv4/IPv6 Translation               April 2011   [RFC4963]  Heffner, J., Mathis, M., and B. Chandler, "IPv4 Reassembly              Errors at High Data Rates",RFC 4963, July 2007.   [RFC4966]  Aoun, C. and E. Davies, "Reasons to Move the Network              Address Translator - Protocol Translator (NAT-PT) to              Historic Status",RFC 4966, July 2007.   [RFC5737]  Arkko, J., Cotton, M., and L. Vegoda, "IPv4 Address Blocks              Reserved for Documentation",RFC 5737, January 2010.   [RFC6144]  Baker, F., Li, X., Bao, C., and K. Yin, "Framework for              IPv4/IPv6 Translation",RFC 6144, April 2011.Li, et al.                   Standards Track                   [Page 29]

RFC 6145                  IPv4/IPv6 Translation               April 2011Appendix A.  Stateless Translation Workflow Example   A stateless translation workflow example is depicted in the following   figure.  The documentation address blocks 2001:db8::/32 [RFC3849],   192.0.2.0/24, and 198.51.100.0/24 [RFC5737] are used in this example.            +--------------+                   +--------------+            | IPv4 network |                   | IPv6 network |            |              |     +-------+     |              |            |   +----+     |-----| XLAT  |---- |  +----+      |            |   | H4 |-----|     +-------+     |--| H6 |      |            |   +----+     |                   |  +----+      |            +--------------+                   +--------------+                                 Figure 8   A translator (XLAT) connects the IPv6 network to the IPv4 network.   This XLAT uses the Network-Specific Prefix (NSP) 2001:db8:100::/40   defined in [RFC6052] to represent IPv4 addresses in the IPv6 address   space (IPv4-converted addresses) and to represent IPv6 addresses   (IPv4-translatable addresses) in the IPv4 address space.  In this   example, 192.0.2.0/24 is the IPv4 block of the corresponding IPv4-   translatable addresses.   Based on the address mapping rule, the IPv6 node H6 has an IPv4-   translatable IPv6 address 2001:db8:1c0:2:21:: (address mapping from   192.0.2.33).  The IPv4 node H4 has IPv4 address 198.51.100.2.   The IPv6 routing is configured in such a way that the IPv6 packets   addressed to a destination address in 2001:db8:100::/40 are routed to   the IPv6 interface of the XLAT.   The IPv4 routing is configured in such a way that the IPv4 packets   addressed to a destination address in 192.0.2.0/24 are routed to the   IPv4 interface of the XLAT.A.1.  H6 Establishes Communication with H4   The steps by which H6 establishes communication with H4 are:   1.  H6 performs the destination address mapping, so the IPv4-       converted address 2001:db8:1c6:3364:2:: is formed from       198.51.100.2 based on the address mapping algorithm [RFC6052].   2.  H6 sends a packet to H4.  The packet is sent from a source       address 2001:db8:1c0:2:21:: to a destination address       2001:db8:1c6:3364:2::.Li, et al.                   Standards Track                   [Page 30]

RFC 6145                  IPv4/IPv6 Translation               April 2011   3.  The packet is routed to the IPv6 interface of the XLAT (since       IPv6 routing is configured that way).   4.  The XLAT receives the packet and performs the following actions:       *  The XLAT translates the IPv6 header into an IPv4 header using          the IP/ICMP Translation Algorithm defined in this document.       *  The XLAT includes 192.0.2.33 as the source address in the          packet and 198.51.100.2 as the destination address in the          packet.  Note that 192.0.2.33 and 198.51.100.2 are extracted          directly from the source IPv6 address 2001:db8:1c0:2:21::          (IPv4-translatable address) and destination IPv6 address          2001:db8:1c6:3364:2:: (IPv4-converted address) of the received          IPv6 packet that is being translated.   5.  The XLAT sends the translated packet out of its IPv4 interface,       and the packet arrives at H4.   6.  H4 node responds by sending a packet with destination address       192.0.2.33 and source address 198.51.100.2.   7.  The packet is routed to the IPv4 interface of the XLAT (since       IPv4 routing is configured that way).  The XLAT performs the       following operations:       *  The XLAT translates the IPv4 header into an IPv6 header using          the IP/ICMP Translation Algorithm defined in this document.       *  The XLAT includes 2001:db8:1c0:2:21:: as the destination          address in the packet and 2001:db8:1c6:3364:2:: as the source          address in the packet.  Note that 2001:db8:1c0:2:21:: and          2001:db8:1c6:3364:2:: are formed directly from the destination          IPv4 address 192.0.2.33 and the source IPv4 address          198.51.100.2 of the received IPv4 packet that is being          translated.   8.  The translated packet is sent out of the IPv6 interface to H6.   The packet exchange between H6 and H4 continues until the session is   finished.Li, et al.                   Standards Track                   [Page 31]

RFC 6145                  IPv4/IPv6 Translation               April 2011A.2.  H4 Establishes Communication with H6   The steps by which H4 establishes communication with H6 are:   1.  H4 performs the destination address mapping, so 192.0.2.33 is       formed from the IPv4-translatable address 2001:db8:1c0:2:21::       based on the address mapping algorithm [RFC6052].   2.  H4 sends a packet to H6.  The packet is sent from a source       address 198.51.100.2 to a destination address 192.0.2.33.   3.  The packet is routed to the IPv4 interface of the XLAT (since       IPv4 routing is configured that way).   4.  The XLAT receives the packet and performs the following actions:       *  The XLAT translates the IPv4 header into an IPv6 header using          the IP/ICMP Translation Algorithm defined in this document.       *  The XLAT includes 2001:db8:1c6:3364:2:: as the source address          in the packet and 2001:db8:1c0:2:21:: as the destination          address in the packet.  Note that 2001:db8:1c6:3364:2::          (IPv4-converted address) and 2001:db8:1c0:2:21::          (IPv4-translatable address) are obtained directly from the          source IPv4 address 198.51.100.2 and destination IPv4 address          192.0.2.33 of the received IPv4 packet that is being          translated.   5.  The XLAT sends the translated packet out its IPv6 interface, and       the packet arrives at H6.   6.  H6 node responds by sending a packet with destination address       2001:db8:1c6:3364:2:: and source address 2001:db8:1c0:2:21::.   7.  The packet is routed to the IPv6 interface of the XLAT (since       IPv6 routing is configured that way).  The XLAT performs the       following operations:       *  The XLAT translates the IPv6 header into an IPv4 header using          the IP/ICMP Translation Algorithm defined in this document.       *  The XLAT includes 198.51.100.2 as the destination address in          the packet and 192.0.2.33 as the source address in the packet.          Note that 198.51.100.2 and 192.0.2.33 are formed directly from          the destination IPv6 address 2001:db8:1c6:3364:2:: and source          IPv6 address 2001:db8:1c0:2:21:: of the received IPv6 packet          that is being translated.Li, et al.                   Standards Track                   [Page 32]

RFC 6145                  IPv4/IPv6 Translation               April 2011   8.  The translated packet is sent out the IPv4 interface to H4.   The packet exchange between H4 and H6 continues until the session is   finished.Authors' Addresses   Xing Li   CERNET Center/Tsinghua University   Room 225, Main Building, Tsinghua University   Beijing,   100084   China   Phone: +86 10-62785983   EMail: xing@cernet.edu.cn   Congxiao Bao   CERNET Center/Tsinghua University   Room 225, Main Building, Tsinghua University   Beijing,   100084   China   Phone: +86 10-62785983   EMail: congxiao@cernet.edu.cn   Fred Baker   Cisco Systems   Santa Barbara, California  93117   USA   Phone: +1-408-526-4257   EMail: fred@cisco.comLi, et al.                   Standards Track                   [Page 33]

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