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EXPERIMENTAL
Updated by:8996
Internet Engineering Task Force (IETF)                             X. FuRequest for Comments: 6084                                   C. DickmannCategory: Experimental                          University of GoettingenISSN: 2070-1721                                             J. Crowcroft                                                 University of Cambridge                                                            January 2011General Internet Signaling Transport (GIST)over Stream Control Transmission Protocol (SCTP)and Datagram Transport Layer Security (DTLS)Abstract   The General Internet Signaling Transport (GIST) protocol currently   uses TCP or Transport Layer Security (TLS) over TCP for Connection   mode operation.  This document describes the usage of GIST over the   Stream Control Transmission Protocol (SCTP) and Datagram Transport   Layer Security (DTLS).Status of This Memo   This document is not an Internet Standards Track specification; it is   published for examination, experimental implementation, and   evaluation.   This document defines an Experimental Protocol for the Internet   community.  This document is a product of the Internet Engineering   Task Force (IETF).  It represents the consensus of the IETF   community.  It has received public review and has been approved for   publication by the Internet Engineering Steering Group (IESG).  Not   all documents approved by the IESG are a candidate for any level of   Internet Standard; seeSection 2 of RFC 5741.   Information about the current status of this document, any errata,   and how to provide feedback on it may be obtained athttp://www.rfc-editor.org/info/rfc6084.Copyright Notice   Copyright (c) 2011 IETF Trust and the persons identified as the   document authors.  All rights reserved.   This document is subject toBCP 78 and the IETF Trust's Legal   Provisions Relating to IETF Documents   (http://trustee.ietf.org/license-info) in effect on the date of   publication of this document.  Please review these documents   carefully, as they describe your rights and restrictions with respectFu, et al.                    Experimental                      [Page 1]

RFC 6084                 GIST over SCTP and DTLS            January 2011   to this document.  Code Components extracted from this document must   include Simplified BSD License text as described in Section 4.e of   the Trust Legal Provisions and are provided without warranty as   described in the Simplified BSD License.   This document may contain material from IETF Documents or IETF   Contributions published or made publicly available before November   10, 2008.  The person(s) controlling the copyright in some of this   material may not have granted the IETF Trust the right to allow   modifications of such material outside the IETF Standards Process.   Without obtaining an adequate license from the person(s) controlling   the copyright in such materials, this document may not be modified   outside the IETF Standards Process, and derivative works of it may   not be created outside the IETF Standards Process, except to format   it for publication as an RFC or to translate it into languages other   than English.Table of Contents1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .32.  Terminology and Abbreviations  . . . . . . . . . . . . . . . .43.  GIST over SCTP . . . . . . . . . . . . . . . . . . . . . . . .53.1.  Message Association Setup  . . . . . . . . . . . . . . . .53.1.1.  Overview . . . . . . . . . . . . . . . . . . . . . . .53.1.2.  Protocol-Definition: Forwards-SCTP . . . . . . . . . .53.2.  Effect on GIST State Maintenance . . . . . . . . . . . . .63.3.  PR-SCTP Support  . . . . . . . . . . . . . . . . . . . . .63.4.  API between GIST and NSLP  . . . . . . . . . . . . . . . .74.  Bit-Level Formats  . . . . . . . . . . . . . . . . . . . . . .74.1.  MA-Protocol-Options  . . . . . . . . . . . . . . . . . . .75.  Application of GIST over SCTP  . . . . . . . . . . . . . . . .85.1.  Multihoming Support of SCTP  . . . . . . . . . . . . . . .85.2.  Streaming Support in SCTP  . . . . . . . . . . . . . . . .86.  NAT Traversal Issue  . . . . . . . . . . . . . . . . . . . . .87.  Use of DTLS with GIST  . . . . . . . . . . . . . . . . . . . .98.  Security Considerations  . . . . . . . . . . . . . . . . . . .99.  IANA Considerations  . . . . . . . . . . . . . . . . . . . . .1010. Acknowledgments  . . . . . . . . . . . . . . . . . . . . . . .1011. References . . . . . . . . . . . . . . . . . . . . . . . . . .1011.1. Normative References . . . . . . . . . . . . . . . . . . .1011.2. Informative References . . . . . . . . . . . . . . . . . .11Fu, et al.                    Experimental                      [Page 2]

RFC 6084                 GIST over SCTP and DTLS            January 20111.  Introduction   This document describes the usage of the General Internet Signaling   Transport (GIST) protocol [1] and Datagram Transport Layer Security   (DTLS) [2].   GIST, in its initial specification for Connection mode (C-mode)   operation, runs on top of a byte-stream-oriented transport protocol   providing a reliable, in-sequence delivery, i.e., using the   Transmission Control Protocol (TCP) [9] for signaling message   transport.  However, some Next Steps in Signaling (NSIS) Signaling   Layer Protocol (NSLP) [10] context information has a definite   lifetime; therefore, the GIST transport protocol could benefit from   flexible retransmission, so stale NSLP messages that are held up by   congestion can be dropped.  Together with the head-of-line blocking   and multihoming issues with TCP, these considerations argue that   implementations of GIST should support SCTP as an optional transport   protocol for GIST.  Like TCP, SCTP supports reliability, congestion   control, and fragmentation.  Unlike TCP, SCTP provides a number of   functions that are desirable for signaling transport, such as   multiple streams and multiple IP addresses for path failure recovery.   Furthermore, SCTP offers an advantage of message-oriented transport   instead of using the byte-stream-oriented TCP where the framing   mechanisms must be provided separately.  In addition, its Partial   Reliability extension (PR-SCTP) [3] supports partial retransmission   based on a programmable retransmission timer.  Furthermore, DTLS   provides a viable solution for securing SCTP [4], which allows SCTP   to use almost all of its transport features and its extensions.   This document defines the use of SCTP as the underlying transport   protocol for GIST and the use of DTLS as a security mechanism for   protecting GIST Messaging Associations and discusses the implications   on GIST state maintenance and API between GIST and NSLPs.   Furthermore, this document describes how GIST is transported over   SCTP and used by NSLPs in order to exploit the additional   capabilities offered by SCTP to deliver GIST C-mode messages more   effectively.  More specifically:   o  How to use the multiple streams feature of SCTP.   o  How to use the PR-SCTP extension of SCTP.   o  How to take advantage of the multihoming support of SCTP.   GIST over SCTP as described in this document does not require any   changes to the high-level operation and structure of GIST.  However,   adding new transport options requires additional interface code and   configuration support to allow applications to exploit the additionalFu, et al.                    Experimental                      [Page 3]

RFC 6084                 GIST over SCTP and DTLS            January 2011   transport when appropriate.  In addition, SCTP implementations to   transport GIST MUST support the optional feature of fragmentation of   SCTP user messages.   Additionally, this document also specifies how to establish GIST   security using DTLS for use in combination with, e.g., SCTP and UDP.2.  Terminology and Abbreviations   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this   document are to be interpreted as described in [5].  Other   terminologies and abbreviations used in this document are taken from   related specifications ([1], [2], [3], [6]):   o  SCTP - Stream Control Transmission Protocol   o  PR-SCTP - SCTP Partial Reliability Extension   o  MRM - Message Routing Method   o  MRI - Message Routing Information   o  SCD - Stack-Configuration-Data   o  Messaging Association (MA) - A single connection between two      explicitly identified GIST adjacent peers, i.e., between a given      signaling source and destination address.  A messaging association      may use a transport protocol; if security protection is required,      it may use a specific network layer security association, or use a      transport layer security association internally.  A messaging      association is bidirectional: signaling messages can be sent over      it in either direction, referring to flows of either direction.   o  SCTP Association - A protocol relationship between SCTP endpoints,      composed of the two SCTP endpoints and protocol state information.      An association can be uniquely identified by the transport      addresses used by the endpoints in the association.  Two SCTP      endpoints MUST NOT have more than one SCTP association between      them at any given time.   o  Stream - A unidirectional logical channel established from one to      another associated SCTP endpoint, within which all user messages      are delivered in sequence except for those submitted to the      unordered delivery service.Fu, et al.                    Experimental                      [Page 4]

RFC 6084                 GIST over SCTP and DTLS            January 20113.  GIST over SCTP   This section defines a new MA-Protocol-ID type, "Forwards-SCTP", for   using SCTP as the GIST transport protocol.  The use of DTLS in GIST   is defined inSection 7.3.1.  Message Association Setup3.1.1.  Overview   The basic GIST protocol specification defines two possible protocols   to be used in Messaging Associations, namely Forwards-TCP and TLS.   This information is a main part of the Stack Configuration Data (SCD)   [1].  This section adds Forwards-SCTP (value 3) as another possible   protocol option.  In Forwards-SCTP, analog to Forwards-TCP,   connections between peers are opened in the forwards direction, from   the querying node, towards the responder.3.1.2.  Protocol-Definition: Forwards-SCTP   The MA-Protocol-ID "Forwards-SCTP" denotes a basic use of SCTP   between peers.  Support for this protocol is OPTIONAL.  If this   protocol is offered, MA-protocol-options data MUST also be carried in   the SCD object.  The MA-protocol-options field formats are:   o  in a Query: no information apart from the field header.   o  in a Response: 2-byte port number at which the connection will be      accepted, followed by 2 pad bytes.   The connection is opened in the forwards direction, from the querying   node towards the responder.  The querying node MAY use any source   address and source port.  The destination for establishing the   message association MUST be derived from information in the Response:   the address from the interface-address in the Network-Layer-   Information object and the port from the SCD object as described   above.   Associations using Forwards-SCTP can carry messages with the transfer   attribute Reliable=True.  If an error occurs on the SCTP connection   such as a reset, as can be reported by an SCTP socket API   notification [11], GIST MUST report this to NSLPs as discussed in   Section 4.1.2 of [1].  For the multihoming scenario, when a   destination address of a GIST-over-SCTP peer encounters a change, the   SCTP API will notify GIST about the availability of different SCTP   endpoint addresses and the possible change of the primary path.Fu, et al.                    Experimental                      [Page 5]

RFC 6084                 GIST over SCTP and DTLS            January 20113.2.  Effect on GIST State Maintenance   As SCTP provides additional functionality over TCP, this section   discusses the implications of using GIST over SCTP on GIST state   maintenance.   While SCTP defines unidirectional streams, for the purpose of this   document, the concept of a bidirectional stream is used.   Implementations MUST establish both downstream and upstream   (unidirectional) SCTP streams and use the same stream identifier in   both directions.  Thus, the two unidirectional streams (in opposite   directions) form a bidirectional stream.   Due to the multi-streaming support of SCTP, it is possible to use   different SCTP streams for different resources (e.g., different NSLP   sessions), rather than maintaining all messages along the same   transport connection/association in a correlated fashion as TCP   (which imposes strict (re)ordering and reliability per transport   level).  However, there are limitations to the use of multi-   streaming.  When an SCTP implementation is used for GIST transport,   all GIST messages for a particular session MUST be sent over the same   SCTP stream to assure the NSLP assumption of in-order delivery.   Multiple sessions MAY share the same SCTP stream based on local   policy.   The GIST concept of Messaging Association re-use is not affected by   this document or the use of SCTP.  All rules defined in the GIST   specification remain valid in the context of GIST over SCTP.3.3.  PR-SCTP Support   A variant of SCTP, PR-SCTP [3] provides a "timed reliability"   service, which would be particularly useful for delivering GIST   Connection mode messages.  It allows the user to specify, on a per-   message basis, the rules governing how persistent the transport   service should be in attempting to send the message to the receiver.   Because of the chunk bundling function of SCTP, reliable and   partially reliable messages can be multiplexed over a single PR-SCTP   association.  Therefore, an SCTP implementation for GIST transport   SHOULD attempt to establish a PR-SCTP association using "timed   reliability" service instead of a standard SCTP association, if   available, to support more flexible transport features for potential   needs of different NSLPs.   When using a normally reliable session (as opposed to a partially   reliable session), if a node has sent the first transmission before   the lifetime expires, then the message MUST be sent as a normal   reliable message.  During episodes of congestion, this isFu, et al.                    Experimental                      [Page 6]

RFC 6084                 GIST over SCTP and DTLS            January 2011   particularly unfortunate, as retransmission wastes bandwidth that   could have been used for other (non-lifetime expired) messages.  The   "timed reliability" service in PR-SCTP eliminates this issue and is   hence RECOMMENDED to be used for GIST over PR-SCTP.3.4.  API between GIST and NSLP   The GIST specification defines an abstract API between GIST and   NSLPs.  While this document does not change the API itself, the   semantics of some parameters have slightly different interpretations   in the context of SCTP.  This section only lists those primitives and   parameters that need special consideration when used in the context   of SCTP.  The relevant primitives from [1] are as follows:   o  The Timeout parameter in API "SendMessage": According to [1], this      parameter represents the "length of time GIST should attempt to      send this message before indicating an error".  When used with      PR-SCTP, this parameter is used as the timeout for the "timed      reliability" service of PR-SCTP.   o  "NetworkNotification": According to [1], this primitive "is passed      from GIST to a signalling application.  It indicates that a      network event of possible interest to the signalling application      occurred".  Here, if SCTP detects a failure of the primary path,      GIST SHOULD also indicate this event to the NSLP by calling this      primitive with Network-Notification-Type "Routing Status Change".      This notification should be done even if SCTP was able to retain      an open connection to the peer due to its multihoming      capabilities.4.  Bit-Level Formats4.1.  MA-Protocol-Options   This section provides the bit-level format for the MA-protocol-   options field that is used for SCTP protocol in the Stack-   Configuration-Data object of GIST.    0                   1                   2                   3    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   :       SCTP port number        |         Reserved              :   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   SCTP port number  = Port number at which the responder will accept                       SCTP connections   The SCTP port number is only supplied if sent by the responder.Fu, et al.                    Experimental                      [Page 7]

RFC 6084                 GIST over SCTP and DTLS            January 20115.  Application of GIST over SCTP5.1.  Multihoming Support of SCTP   In general, the multihoming support of SCTP can be used to improve   fault-tolerance in case of a path or link failure.  Thus, GIST over   SCTP would be able to deliver NSLP messages between peers even if the   primary path is not working anymore.  However, for the Message   Routing Methods (MRMs) defined in the basic GIST specification, such   a feature is only of limited use.  The default MRM is path-coupled,   which means that if the primary path is failing for the SCTP   association, it most likely is also failing for the IP traffic that   is signaled for.  Thus, GIST would need to perform a refresh to the   NSIS nodes to the alternative path anyway to cope with the route   change.  When the two endpoints of a multihomed SCTP association (but   none of the intermediate nodes between them) support NSIS, GIST over   SCTP provides a robust means for GIST to deliver NSLP messages even   when the primary path fails but at least one alternative path between   these (NSIS-enabled) endpoints of the multihomed path is available.   Additionally, the use of the multihoming support of SCTP provides   GIST and the NSLP with another source to detect route changes.   Furthermore, for the time between detection of the route change and   recovering from it, the alternative path offered by SCTP can be used   by the NSLP to make the transition more smoothly.  Finally, future   MRMs might have different properties and therefore benefit from   multihoming more broadly.5.2.  Streaming Support in SCTP   Streaming support in SCTP is advantageous for GIST.  It allows better   parallel processing, in particular by avoiding the head-of-line   blocking issue in TCP.  Since a single GIST MA may be reused by   multiple sessions, using TCP as the transport for GIST signaling   messages belonging to different sessions may be blocked if another   message is dropped.  In the case of SCTP, this can be avoided, as   different sessions having different requirements can belong to   different streams; thus, a message loss or reordering in a stream   will only affect the delivery of messages within that particular   stream, and not any other streams.6.  NAT Traversal Issue   NAT traversal for GIST over SCTP will follow Section 7.2 of [1] and   the GIST extensibility capabilities defined in [12].  This   specification does not define NAT traversal procedures for GIST over   SCTP, although an approach for SCTP NAT traversal is described in   [13].Fu, et al.                    Experimental                      [Page 8]

RFC 6084                 GIST over SCTP and DTLS            January 20117.  Use of DTLS with GIST   This section specifies a new MA-Protocol-ID "DTLS" (value 4) for the   use of DTLS in GIST, which denotes a basic use of datagram transport   layer channel security, initially in conjunction with GIST over SCTP.   It provides server (i.e., GIST transport receiver) authentication and   integrity (as long as the NULL ciphersuite is not selected during   ciphersuite negotiation), as well as optionally replay protection for   control packets.  The use of DTLS for securing GIST over SCTP allows   GIST to take the advantage of features provided by SCTP and its   extensions.  The usage of DTLS for GIST over SCTP is similar to TLS   for GIST as specified in [1], where a stack-proposal containing both   MA-Protocol-IDs for SCTP and DTLS during the GIST handshake phase.   The usage of DTLS [2] for securing GIST over datagram transport   protocols MUST be implemented and SHOULD be used.   GIST message associations using DTLS may carry messages with transfer   attributes requesting confidentiality or integrity protection.  The   specific DTLS version will be negotiated within the DTLS layer   itself, but implementations MUST NOT negotiate to protocol versions   prior to DTLS v1.0 and MUST use the highest protocol version   supported by both peers.  NULL authentication and integrity ciphers   MUST NOT be negotiated for GIST nodes supporting DTLS.  For   confidentiality ciphers, nodes can negotiate the NULL ciphersuites.   The same rules for negotiating TLS ciphersuites as specified in   Section 5.7.3 of [1] apply.   DTLS renegotiation [7] may cause problems for applications such that   connection security parameters can change without the application   knowing it.  Hence, it is RECOMMENDED that renegotiation be disabled   for GIST over DTLS.   No MA-protocol-options field is required for DTLS.  The configuration   information for the transport protocol over which DTLS is running   (e.g., SCTP port number) is provided by the MA-protocol-options for   that protocol.8.  Security Considerations   The security considerations of [1], [6], and [2] apply.   Additionally, although [4] does not support replay detection in DTLS   over SCTP, the SCTP replay protection mechanisms [6] [8] should be   able to protect NSIS messages transported using GIST over (DTLS over)   SCTP from replay attacks.Fu, et al.                    Experimental                      [Page 9]

RFC 6084                 GIST over SCTP and DTLS            January 20119.  IANA Considerations   According to this specification, IANA has registered the following   codepoints (MA-Protocol-IDs) in a registry created by [1]:     +---------------------+------------------------------------------+     | MA-Protocol-ID      | Protocol                                 |     +---------------------+------------------------------------------+     | 3                   | SCTP opened in the forwards direction    |     |                     |                                          |     | 4                   | DTLS initiated in the forwards direction |     +---------------------+------------------------------------------+   Note that MA-Protocol-ID "DTLS" is never used alone but always   coupled with a transport protocol specified in the stack proposal.10.  Acknowledgments   The authors would like to thank John Loughney, Jukka Manner, Magnus   Westerlund, Sean Turner, Lars Eggert, Jeffrey Hutzelman, Robert   Hancock, Andrew McDonald, Martin Stiemerling, Fang-Chun Kuo, Jan   Demter, Lauri Liuhto, Michael Tuexen, and Roland Bless for their   helpful suggestions.11.  References11.1.  Normative References   [1]   Schulzrinne, H. and R. Hancock, "GIST: General Internet         Signalling Transport",RFC 5971, October 2010.   [2]   Rescorla, E. and N. Modadugu, "Datagram Transport Layer         Security",RFC 4347, April 2006.   [3]   Stewart, R., Ramalho, M., Xie, Q., Tuexen, M., and P. Conrad,         "Stream Control Transmission Protocol (SCTP) Partial         Reliability Extension",RFC 3758, May 2004.   [4]   Tuexen, M., Seggelmann, R., and E. Rescorla, "Datagram         Transport Layer Security (DTLS) for Stream Control Transmission         Protocol (SCTP)",RFC 6083, January 2011.   [5]   Bradner, S., "Key words for use in RFCs to Indicate Requirement         Levels",BCP 14,RFC 2119, March 1997.   [6]   Stewart, R., "Stream Control Transmission Protocol",RFC 4960,         September 2007.Fu, et al.                    Experimental                     [Page 10]

RFC 6084                 GIST over SCTP and DTLS            January 2011   [7]   Rescorla, E., Ray, M., Dispensa, S., and N. Oskov, "Transport         Layer Security (TLS) Renegotiation Indication Extension",RFC 5746, February 2010.   [8]   Tuexen, M., Stewart, R., Lei, P., and E. Rescorla,         "Authenticated Chunks for the Stream Control Transmission         Protocol (SCTP)",RFC 4895, August 2007.11.2.  Informative References   [9]   Postel, J., "Transmission Control Protocol", STD 7,RFC 793,         September 1981.   [10]  Hancock, R., Karagiannis, G., Loughney, J., and S. Van den         Bosch, "Next Steps in Signaling (NSIS): Framework",RFC 4080,         June 2005.   [11]  Stewart, R., Poon, K., Tuexen, M., Yasevich, V., and P. Lei,         "Sockets API Extensions for Stream Control Transmission         Protocol (SCTP)", Work in Progress, January 2011.   [12]  Manner, J., Bless, R., Loughney, J., and E. Davies, "Using and         Extending the NSIS Protocol Family",RFC 5978, October 2010.   [13]  Stewart, R., Tuexen, M., and I. Ruengeler, "Stream Control         Transmission Protocol (SCTP) Network Address Translation", Work         in Progress, December 2010.Fu, et al.                    Experimental                     [Page 11]

RFC 6084                 GIST over SCTP and DTLS            January 2011Authors' Addresses   Xiaoming Fu   University of Goettingen   Institute of Computer Science   Goldschmidtstr. 7   Goettingen  37077   Germany   EMail: fu@cs.uni-goettingen.de   Christian Dickmann   University of Goettingen   Institute of Computer Science   Goldschmidtstr. 7   Goettingen  37077   Germany   EMail: mail@christian-dickmann.de   Jon Crowcroft   University of Cambridge   Computer Laboratory   William Gates Building   15 JJ Thomson Avenue   Cambridge  CB3 0FD   UK   EMail: jon.crowcroft@cl.cam.ac.ukFu, et al.                    Experimental                     [Page 12]

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