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Network Working Group                                            S. ParkRequest for Comments: 5636                                       H. ParkCategory: Experimental                                            Y. Won                                                                  J. Lee                                                                    KISA                                                                 S. Kent                                                        BBN Technologies                                                             August 2009Traceable Anonymous CertificateAbstract   This document defines a practical architecture and protocols for   offering privacy for a user who requests and uses an X.509   certificate containing a pseudonym, while still retaining the ability   to map such a certificate to the real user who requested it.  The   architecture is compatible with IETF certificate request formats such   as PKCS10 (RFC 2986) and CMC (RFC 5272).  The architecture separates   the authorities involved in issuing a certificate: one for verifying   ownership of a private key (Blind Issuer) and the other for   validating the contents of a certificate (Anonymity Issuer).  The end   entity (EE) certificates issued under this model are called Traceable   Anonymous Certificates (TACs).Status of This Memo   This memo defines an Experimental Protocol for the Internet   community.  It does not specify an Internet standard of any kind.   Discussion and suggestions for improvement are requested.   Distribution of this memo is unlimited.Copyright Notice   Copyright (c) 2009 IETF Trust and the persons identified as the   document authors.  All rights reserved.   This document is subject toBCP 78 and the IETF Trust's Legal   Provisions Relating to IETF Documents in effect on the date of   publication of this document (http://trustee.ietf.org/license-info).   Please review these documents carefully, as they describe your rights   and restrictions with respect to this document.Park, et al.                  Experimental                      [Page 1]

RFC 5636            Traceable Anonymous Certificate          August 2009Table of Contents1. Introduction ....................................................21.1. Conventions Used in This Document ..........................42. General Overview ................................................43. Requirements ....................................................54. Traceable Anonymous Certificate Model ...........................65. Issuing a TAC ...................................................75.1. Steps in Issuing a TAC .....................................85.2. Mapping a TAC to a User's Real Identity ...................155.3. TAC Request Message Format Profile ........................175.3.1. PKCS10 Profile .....................................175.3.2. CMC Profile ........................................186. Security Considerations ........................................197. Acknowledgments ................................................218. References .....................................................218.1. Normative References ......................................218.2. Informative References ....................................22Appendix A. Traceable Anonymous Certificate ASN.1 Modules .........24Appendix B. TAC Message Exchanges over Transport Layer Security ...26B.1. Message Exchanges between a User and the BI or the AI .....26B.2. Message Exchanges between the BI and the AI ...............27      B.3. Message Exchanges between the Aggrieved Party and the AI           or the BI .................................................27Appendix C. Cryptographic Message Syntax Profile for TAC Token ....28C.1. Signed-Data Content Type ..................................28C.1.1. encapContentInfo ...................................29C.1.2. signerInfos ........................................291.  Introduction   Public Key Infrastructure (PKI) provides a powerful means of   authenticating individuals, organizations, and computers (e.g., web   servers).  However, when individuals use certificates to access   resources on the public Internet, there are legitimate concerns about   personal privacy, and thus there are increasing demands for privacy-   enhancing techniques on the Internet.   In a PKI, an authorized entity such as a Certification Authority (CA)   or a Registration Authority (RA) may be perceived, from a privacy   perspective, as a "big brother", even when a CA issues a certificate   containing a Subject name that is a pseudonym.  This is because such   entities can always map a pseudonym in a certificate they issued to   the name of the real user to whom it was issued.  This document   defines a practical architecture and protocols for offering privacy   for a user who requests and uses an X.509 certificate containing a   pseudonym, while still retaining the ability to map such a   certificate to the real user who requested it.Park, et al.                  Experimental                      [Page 2]

RFC 5636            Traceable Anonymous Certificate          August 2009   A PKI typically serves to identify the holder of a private key (to   the corresponding public key in a certificate), in a standard   fashion.  The public key, identity, and related information are   signed by an entity acting as a CA as specified in X.509 [11] and as   profiled for use in the Internet [2].  During the past decade, PKIs   have been widely deployed to support various types of communications   and transactions over the Internet.   However, with regard to privacy on the Internet, a PKI is generally   not supportive of privacy, at least in part because of the following   issues:   -  A certificate typically contains in the Subject field the true      identity of the user to whom it was issued.  This identity is      disclosed to a relying party (e.g., a web site or the recipient of      an S/MIME message [18]) whenever the certificate holder presents      it in a security protocol that requires a user to present a      certificate.  In some protocols, e.g., TLS, a user's certificate      is sent via an unencrypted channel prior to establishing a secure      communication capability.   -  A certificate often is published by the CA, for example, in a      directory system that may be widely accessible.   -  An anonymous (end entity) certificate [9] is one that indicates      that the holder's true identity is not represented in the subject      field.  (Such a certificate might more accurately be called      "pseudonymous" since an X.509 certificate must contain an      identifier to comply with PKI format standards, and a CA must not      issue multiple certificates with the same Subject name to      different entities.  However, we use the more common term      "anonymous" throughout this document to refer to such      certificates.)  Issuance of anonymous certificates could enhance      user privacy.   There is however, a need to balance privacy and accountability when   issuing anonymous certificates.  If a CA/RA is unable to map an   anonymous certificate to the real user to whom it was issued, the   user might abuse the anonymity afforded by the certificate because   there would be no recourse for relying parties.   A CA or RA generally would be able to map an anonymous certificate to   the user to whom it was issued, to avoid such problems.  To do so,   the CA/RA would initially identify the user and maintain a database   that relates the user's true identity to the pseudonym carried in the   certificate's Subject field.Park, et al.                  Experimental                      [Page 3]

RFC 5636            Traceable Anonymous Certificate          August 2009   In a traditional PKI, there is a nominal separation of functions   between a RA and a CA, but in practice these roles are often closely   coordinated.  Thus, either the RA or CA could, in principle,   unilaterally map an autonomous certificate to the real user identity.   The architecture, syntax, and protocol conventions described in this   document allow anonymous certificates to be issued and used in   existing PKIs in a way that provides a balance between privacy and a   conditional ability to map an anonymous certificate to the individual   to whom it was issued.   An anonymous certificate (Traceable Anonymous Certificate) in this   document is issued by a pair of entities that operate in a split   responsibility mode: a Blind Issuer (BI) and an Anonymity Issuer   (AI).  The conditional traceability offered by this model assumes   strong separation between the RA and CA roles, and employs technical   means (threshold cryptography and "blinded" signatures), to   facilitate that separation.  (A blinded signature is one in which the   value being signed is not made visible to the signer, via   cryptographic means.  Additional details are provided later.)   The AI has knowledge of the certificate issued to the user, but no   knowledge of the user's real identity.  The BI knows the user's real   identity, but has no knowledge of the certificate issued to that   user.  Only if the AI and BI collaborate can they map the TAC issued   to a user to the real identity of that user.1.1.  Conventions Used in This Document   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this   document are to be interpreted as described inRFC 2119 [1].2.  General Overview   This section defines the notion of a Traceable Anonymous Certificate   (referred to as TAC or anonymous certificate in this document).  It   is distinguished from a conventional pseudonymous certificate [8,9]   in that a TAC containing a pseudonym in the Subject field will be   conditionally traceable (as defined that it is not trivial to design   a system that issues anonymous certificates, consistent with Internet   PKI standards, when additional constraints are imposed, as   illustrated by the following scenarios.   -  If a CA issues an anonymous certificate without verifying a true      identity, it is untraceable, which provides inadequate recourse if      the user to whom the certificate was issued abuses the anonymity      it provides.  (Even without the ability to trace an anonymousPark, et al.                  Experimental                      [Page 4]

RFC 5636            Traceable Anonymous Certificate          August 2009      certificate to the corresponding user, the certificate can always      be revoked, but this may not be a sufficient response to abuse.)   -  If a CA issues an anonymous certificate but verifies the real      identity and maintains a record of that identity, the CA can link      the pseudonym in the Subject field to the real identity, hence a      potential "big brother" problem [12].   -  If the CA issues a certificate with a certificate containing a      user-selected Subject name, and does not verify the user's      identity, the certificate is effectively untraceable.   -  If the CA issues an anonymous certificate using a blind signature      (see below), the CA cannot verify the contents of the certificate,      making the certificate untraceable and essentially forgeable.  (If      a CA signs a certificate without examining its content, even after      verifying a user's identity, certificates issued by the CA are      essentially forgeable.)   To address the issues described above, we extend the simple   separation-of-authority concept already defined in the RA/CA PKI   model.  First we restate the requirements in a more precise and   concise fashion, and introduce a basic model for achieving the goals   from a more general perspective [16].3.  Requirements   This document describes a new separation-of-authority model and   protocols for certificate issuance in a way that enables issuing   Traceable Anonymous Certificates, while maintaining compatibility   with the standards used in existing PKIs.  To do this, the following   requirements must be satisfied.   -  The Traceable Anonymous Certificate MUST be a syntactically valid      X.509 certificate in which the Subject field contains a pseudonym.   -  There must be technical means to counter a claim by a malicious      user who later denies having participated in the activities that      resulted in issuing a TAC.  Specifically, when a user is      identified and requests issuance of a TAC, the mechanisms employed      MUST ensure that the user to whom the TAC is issued is the one who      requested the TAC (unless that user transfers the private key to      another party, unknown to the RA/CA).Park, et al.                  Experimental                      [Page 5]

RFC 5636            Traceable Anonymous Certificate          August 2009   -  The traceability and revocation functions MUST support the linkage      between a user's true identity and the pseudonym in a certificate      issued to the user.  Thus, the solution MUST enable determining a      true identity from the anonymous certificate, upon agreement among      the authorities who collaborated to issue the certificate.4.  Traceable Anonymous Certificate Model   A TAC is an end entity (EE) certificate issued by a pair of entities   that operate in a split responsibility mode: a Blind Issuer (BI) and   an Anonymity Issuer (AI).  The pair appear as a single CA to the   outside world, e.g., they are represented by a single CA certificate.   The public key in the CA certificate is used to verify certificates   issued by this CA in the normal fashion, i.e., a relying party   processes a TAC just like any other EE certificates.   In this model, the BI acts as a RA.  It interacts with a user to   verify the user's "real" identity, just like a normal RA.  The BI   maintains a database that can be used to map a TAC to the user to   whom it was issued, but only with the cooperation of the AI.   This mapping will be initiated only if there is evidence that the   user to whom the TAC was issued has abused the anonymity provided by   the TAC.   The AI acts as a CA.  It validates a certificate request submitted by   the user, using a standard certificate request format such as PKCS10.   The AI performs the functions common to a CA, including a private-key   proof-of-possession (PoP) check, a name uniqueness check among all   certificates issued by it, assignment of a serial number, etc.  To   effect issuance of the TAC, the AI interacts with the BI, over a   secure channel, to jointly create the signature on the TAC, and sends   the signed TAC to the user.   The AI does this without learning the user's real identity (either   from the user or from the BI).   The result of this split functionality between the BI and the AI is   that neither can unilaterally act to reveal the real user identity.   The AI has knowledge of the certificate issued to the user, but no   knowledge of the user's real identity.  The BI knows the user's real   identity, but has no knowledge of the certificate issued to that   user.  Only if the AI and BI collaborate can they map the TAC issued   to a user to the real identity of that user.   This system is not perfect.  For example, it assumes that the AI and   BI collaborate to reveal a user's real identity only under   appropriate circumstances.  The details of the procedural securityPark, et al.                  Experimental                      [Page 6]

RFC 5636            Traceable Anonymous Certificate          August 2009   means by which this assurance is achieved are outside the scope of   this document.  Nonetheless, there are security benefits to adopting   this model described in this document, based on the technical   approach used to enable separation of the BI and AI functions.   For example, the BI and AI can be operated by different organizations   in geographically separate facilities, and managed by different   staff.  As a result, one can have higher confidence in the anonymity   offered to a user by the system, as opposed to a monolithic CA   operating model that relies only on procedural security controls to   ensure anonymity.5.  Issuing a TAC   The follow subsections describe the procedures and the protocols   employed to issue a TAC.  To begin, BI and AI collaborate to generate   a public key pair (that represents the CA as seen by relying parties)   using a threshold signature scheme.  Such schemes have been defined   for RSA.  The details of how this is accomplished depend on the   algorithm in question, and thus are not described here.  The reader   is referred to [15] where procedures for implementing RSA threshold   signatures are described.  A DSA-based threshold signature scheme   will be incorporated into a future version of TAC [14].   Note that this split signing model for certificate issuance is an   especially simple case of a threshold signature; the private key used   to sign a TAC is divided into exactly two shares, one held by the BI   and one held by the AI.  Both shares must be used, serially, to   create a signature on a TAC.  After the key pair for the (nominal) CA   has been generated and the private key split between the BI and the   AI, the public key is published, e.g., in a self-signed certificate   that represents the TAC CA.   Another public-key cryptographic function that is an essential part   of this system is called "blind signing".  To create a blind   signature, one party encrypts a value to be signed, e.g., a hash   value of a certificate, and passes it to the signer.  The signer   digitally signs the encrypted value, and returns it to the first   party.  The first party inverts the encryption it applied with the   random value in the first place, to yield a signature on the   underlying data, e.g., a hash value.   This technique enables the signer to digitally sign a message,   without seeing the content of the message.  This is the simplest   approach to blind signing; it requires that the public key needed to   invert the encryption not be available to the blind signer.  Other   blind signing techniques avoid the need for this restriction, but are   more complex.Park, et al.                  Experimental                      [Page 7]

RFC 5636            Traceable Anonymous Certificate          August 2009   The tricky part of a cryptographic blinding function is that is must   be associative and commutative, with regard to a public-key signature   function.  Let B be a blinding function, B-INV is its inverse, and S   is a public-key signature.  The following relationship must hold:   B-INV( S (B (X) ) ) = B-INV( B( S (X) ) ) = S (X).  RSA can be used   to blind a value with random value and to sign a blinded value   because the modular exponentiation operation used by RSA for both   signature and for encryption is associative and commutative.   The TAC issuance process described below requires an ability for the   BI, the AI, and the user to employ secure communication channels   between one another.   Use of TLS [17] is one suitable means to establish such channels,   although other options also are acceptable.  To this end, this   document assumes TLS as the default secure communication channel, and   thus requires that the BI and the AI have X.509 certificates that   represent them.   These certificates are independent of the certificate that represents   the CA (formed by the BI and the AI) and may be either self-signed or   issued by other CA(s).Appendix B provides a top-level description of the application of TLS   to these message exchanges.5.1.  Steps in Issuing a TAC   Figure 1 depicts the procedures for issuing a TAC.  The lines   represent steps in the issuance process, and the numbers refer to   these steps.                                     1     +---------------+                                +<-------->|    Blind      |                                |    2     |    Issuer (BI)|                                |          +---------------+         +-------+              |                   ^         | user  |<------------>|                 4 | 5         +-------+              |                   v                                |    3     +----------------+                                +--------->|                |                                |          |    Anonymity   |                                |          |   Issuer (AI)  |                                +<-------- |                |                                     6     +----------------+                    Figure 1.  TAC Issuance ProceduresPark, et al.                  Experimental                      [Page 8]

RFC 5636            Traceable Anonymous Certificate          August 2009   Step 1:      A user authenticates himself to the BI.  This may be effected via      an in-person meeting or electronically.  The same sorts of      procedures that RAs use for normal certificate issuance are used      here.  Such procedures are not standardized, and thus they are not      described here in detail.  For purposes of the TAC architecture,      we require the BI to establish a record in a database for the user      and to generate a (locally) unique identifier, called the UserKey,      that will serve as a (database) key for the record.  The UserKey      value MUST NOT be generated in a fashion that permits any external      entity (including the AI) to infer a user's real identity from its      value.  (For example, if the user's name is used as an input to a      one-way hash algorithm to generate the UserKey value, then      additional random data must be used as an input to prevent simple      guessing attacks.) Associated with the UserKey in this database is      an expiration time.  The expiration time is used by the BI and AI      to reject session-level replay attacks in some exchanges, and to      enable the BI and AI to garbage-collect database records if a user      initiates but does not complete the certificate request process.      It is RECOMMENDED that the UserKey be a random or pseudo-random      value.  Whenever the BI passes a UserKey to an external party, or      accepts the UserKey from an external party (e.g., the AI), the      value is embedded in a digitally signed CMS object called a Token,      accompanied by the timestamp noted above.  The signature on a      Token is generated by the BI.  (Note that the certificate used is      just a certificate suitable for use with CMS, and is NOT the      split-key certificate used to verify TAC.)      The following ASN.1 syntax represents the UserKey and an      expiration time:         UserKey ::= OCTET STRING         Timeout ::= GeneralizedTime      In the context of this specification, the GeneralizedTime value      MUST be expressed in Greenwich Mean Time (Zulu) and MUST include      seconds (YYYYMMDDHHMMSSZ).   Step 2:      BI presents to the user a data structure called a Token.  The      Token must be conveyed to the user via a secure channel, e.g., in      person or via a secure communication channel.  The secure channel      is required here to prevent a wiretapper from being able toPark, et al.                  Experimental                      [Page 9]

RFC 5636            Traceable Anonymous Certificate          August 2009      acquire the Token.  For example, if the user establishes a one-way      authenticated TLS session to the BI in Step 1, this session could      be used to pass the Token back to the user.      The Token serves two purposes.  During TAC issuance, the Token is      used to verify that a request to the AI has been submitted by a      user who is registered with the BI (and thus there is a record in      the BI's database with the real identity of the user).  This is      necessary to ensure that the TAC can later be traced to the user.      If there is a request to reveal the real identity of a user, the      AI will release the Token to the entity requesting that a TAC be      traced, and that entity will pass the Token to the BI, to enable      tracing the TAC.  If the BI does not perform its part of the      certificate issuance procedure (in Step 6) before the Token      expires, the BI can delete the Token from the database as a means      of garbage collection.  The timeout value in a Token is selected      by the BI.      The Token is a ContentInfo with a contentType of id-kisa-tac-token      and a content that holds a SignedData of CMS SignedData object      [6], signed by the BI, where the eContent      (EncapsulatedContentInfo) is a SEQUENCE consisting of the UserKey      and Timeout, and eContentType MUST be id-data.      EncapsulatedContentInfo ::= SEQUENCE {         eContentType ContentType, -- OBJECT IDENTIFIER : id-data         eContent [0] EXPLICIT OCTET STRING OPTIONAL }      -- DER encoded with the input of 'SEQUENCE of the UserKey and      -- Timeout'      id-data OBJECT IDENTIFIER ::= { iso(1) member-body(2) us(840)      rsadsi(113549) pkcs(1) pkcs7(7) 1 }      The signature (SignatureValue of SignerInfo) is generated using      the BI's private signature key, corresponding to the public key      present in the BI's certificate.  (Note that this certificate is      just a certificate suitable for use with TLS, and is NOT the      split-key certificate used to verify a TAC.)  The certificate (or      certificates) MUST be present.Appendix A provides the ASN.1      syntax for the Token, as a profiled CMS ContentInfo object.Appendix C provides the CMS SignedData object profile for wrapping      the Token.         Token ::= ContentInfo      Upon receipt of the Token, the user SHOULD verify the signature      using the BI public key and note the Timeout value to ensure that      the certificate request process is completed prior to that time.Park, et al.                  Experimental                     [Page 10]

RFC 5636            Traceable Anonymous Certificate          August 2009   Step 3:      The user prepares a certificate request in a standard format,      e.g., PKCS10 [3] or CMC [4].  The Subject field of the certificate      contains a pseudonym generated by the user.  It is anticipated      that the CA (BI + AI) may provide software for users to employ in      constructing certificate requests.      If so, then this software can generate a candidate Subject name to      minimize the likelihood of a collision.  If the user selects a      candidate pseudonym without such support, the likelihood of a      subject name collision probably will be greater, increasing the      likelihood that the certificate request will be rejected or that      the AI will have to generate a pseudonym for the user.      After constructing the certificate request, the user sends it,      along with the Token from Step 2, to the AI, via a secure channel.      This channel MUST be encrypted and one-way authenticated, i.e.,      the user MUST be able to verify that it is communicating with the      AI, but the AI MUST NOT be able to verify the real identity of the      user.  Typical use of TLS for secure web site access satisfies      this requirement.  The certificate request of PKCS10 [3] or CMC      [4] carries the Token from Step 2.      The Token is carried as an attribute in a certificate request      (CertificationRequestInfo.attributes) where the attrType MUST be      id-kisa-tac below in PKCS10 format.  The Token is set to      attrValues (Certificate Request Controls) where the attrType MUST      be id-kisa-tac in CMC [4] format.  The TAC request message profile      is described in thesection 5.3.   Step 4:      The AI, upon receipt of the certificate request containing a      Token, verifies that the request is consistent with the processing      defined for the request format (PKCS10).  If a Subject name is      present, it verifies that the proposed pseudonym is unique.  The      AI also verifies the signature on the Token and, if it is valid,      checks the Timeout value to reject a replay attack based on a      "timed-out" Token.      A Token with an old Timeout value is rejected out-of-hand by the      AI.  (After a Token's Timeout time is reached, the AI deletes the      Token from its cache.) Next, the AI compares the received Token      against a cache of recent (i.e., not "timed out"), validated      Tokens.  The AI matches the resubmitted request to the original      request, and responds accordingly.  For example, if a duplicate is      detected, the certificate request can be rejected as a replay.Park, et al.                  Experimental                     [Page 11]

RFC 5636            Traceable Anonymous Certificate          August 2009      If the Subject field contains a Subject name already issued by the      AI, the AI MUST either reject the certificate request, or      substitute a pseudonym it generates, depending on the policy of      the TAC CA.  If the certificate request is acceptable, the AI      assigns a serial number and constructs a tbsCertificate (i.e., the      final form of the certificate payload, ready to be signed).      The AI then computes a hash over this data structure and blinds      the hash value.  (The AI blinds the hash value using a key from a      public-key encryption pair where neither key is ever made public.      The other key from this pair is used by the AI in Step 6 to "un-      blind" the signed hash value.)      The AI sends the CMS ContentInfo object of TokenandBlindHash to      the BI, via a two-way authenticated and encrypted channel.  The      two-way authentication and encryption is required to ensure that      the AI is sending these values to the BI, to allow the BI to      verify that the values were transmitted by the AI, and to prevent      a wiretapper from acquiring the Token.  A TLS session in which      both parties employ certificates to authenticate one another is      the RECOMMENDED way to achieve this communication.      The TokenandBlindHash is a CMS ContentInfo with a contentType of      id-kisa-tac-tokenandblindhash and a content that holds a      SignedData of CMS SignedData object [6], signed by the AI, where      the eContent (EncapsulatedContentInfo) is a SEQUENCE consisting of      the Token and BlindedCertificateHash, and eContentType MUST be      id-data.      EncapsulatedContentInfo ::= SEQUENCE {         eContentType ContentType, -- OBJECT IDENTIFIER : id-data         eContent [0] EXPLICIT OCTET STRING OPTIONAL }      -- DER encoded with the input of 'SEQUENCE of the Token and      -- BlindedCertificateHash'      The signature (SignatureValue of SignerInfo) is generated using      the AI's private signature key, corresponding to the public key      present in the AI's certificate.  (Note that this certificate is      just a certificate suitable for use with TLS, and is NOT the      split-key certificate used to issue a TAC.)  The certificate (or      certificates) MUST be present.      The following ASN.1 syntax represents the Token and      BlindedCertificateHash:         Token ::= ContentInfo         BlinedCertificateHash ::= OCTET STRINGPark, et al.                  Experimental                     [Page 12]

RFC 5636            Traceable Anonymous Certificate          August 2009      Token is the value of ContentInfo in the certificate request      message (CertificationRequestInfo.attributes) from Step 3.      BlindedCertificateHash is the blinded hash value for the      tbsCertificate.Appendix A provides the ASN.1 syntax for the Token, as a profiled      CMS ContentInfo object.Appendix C provides the CMS SignedData      object profile for wrapping the Token.         TokenandBlindHash ::= ContentInfo   Step 5:      The BI receives the Token and blinded certificate hash via the      secure channel described above.  First the BI verifies the      signature on the TokenandBlindHash generated by AI and then      verifies the signature on the Token to ensure that it is a      legitimate Token generated by the BI.  Next, the BI checks its      database to ensure that the UserKey value from the Token is      present and that the Token has not been used to authorize issuance      of a certificate previously.      This check is performed to ensure that the BI has authenticated      the user and entered the user's real identity into the BI's      database.  Each Token authorizes issuance of only one certificate,      so the check also ensures that the same Token has not been used to      authorize issuance of more than one certificate.  These checks      ensure that the certificate issued by the AI to this user will be      traceable, if needed.      The BI uses its share of the threshold private signature key to      sign the blinded certificate hash and returns the CMS SignedData      back to the AI.  The eContent of the SignedData is a SEQUENCE      consisting of the Token and PartiallySignedCertificateHash.      The following ASN.1 syntax represents the Token and      PartiallySignedCertificateHash:         Token ::= ContentInfo         PartiallySignedCertificateHash ::= OCTET STRING      Token is the token value of the TokenandBlindHash (where the      eContent is a SEQUENCE consisting of the Token and      PartiallySignedCertificateHash) from Step 4.Park, et al.                  Experimental                     [Page 13]

RFC 5636            Traceable Anonymous Certificate          August 2009      PartiallySignedCertificateHash is the signature value generated by      BI's share of the threshold private signature key on      BlindedCertificateHash from Step 4.      The TokenandPartiallySignedCertificateHash is a CMS ContentInfo      with a contentType of id-kisa-tac-tokenandpartially and a content      that holds a SignedData of CMS SignedData object [6], signed by      the BI, where the eContent (EncapsulatedContentInfo) is a SEQUENCE      consisting of the Token and PartiallySignedCertificateHash, and      eContentType MUST be id-data.      EncapsulatedContentInfo ::= SEQUENCE {         eContentType ContentType, -- OBJECT IDENTIFIER : id-data         eContent [0] EXPLICIT OCTET STRING OPTIONAL }      -- DER encoded with the input of 'SEQUENCE of the Token and      -- PartiallySignedCertificateHash'      The signature (SignatureValue of SignerInfo) is generated using      the BI's private signature key, corresponding to the public key      present in the BI's certificate.  (Note that this certificate is      just a certificate suitable for use with TLS, and is NOT the      split-key certificate used to issue a TAC.) The certificate (or      certificates) MUST be present.Appendix A provides the ASN.1      syntax for the Token, as a profiled CMS SignedData object.Appendix C provides the CMS SignedData object profile for wrapping      the Token.         TokenandPartiallySignedCertificateHash ::= ContentInfo   Step 6:      Upon receipt of the TokenandPartiallySignedCertificateHash, the AI      verifies the signature on the PartiallySignedCertificateHash,      generated by BI and then matches the Token against its list of      outstanding requests to the BI.  The AI then "un-blinds" the      blindHashValue, using the other key from the key pair employed in      Step 4.  This reveals the partially signed certificate hash.  The      AI then applies its part of the split private key to complete the      signature of the certificate for the user.      It records the certificate and the Token value in its database, to      enable later tracing of the certificate to the real user identity,      if needed.  The AI transmits the completed certificate to the      user, via the response message from the request protocol employed      by the user in Step 3, PKCS10.Park, et al.                  Experimental                     [Page 14]

RFC 5636            Traceable Anonymous Certificate          August 2009      The user may now employ the certificate with any PKI-enabled      application or protocol that makes use of X.509 certificates      (consistent with the key usage, and Extended Key Usage (EKU)      values in the certificate).  Note that the user should be prepared      to accommodate delays in the certificate issuance process.  For      example, a connection between the user and the AI might fail      sometime after the user submits a certificate request at the end      of Step 3 and before the AI returns the certificate at the end of      Step 6.  If this happens, the user should resubmit the request.      The AI and BI retain sufficient state to be able to match the      resubmitted request to the original request, and respond      accordingly.  If the process failed in steps 5 or 6, the AI      returns an error indication to the user.5.2.  Mapping a TAC to a User's Real Identity   If a user to whom a TAC has been issued abuses the anonymity provided   by the TAC, the TAC can be traced to the identity of that user.   Mapping a TAC to a user's real identity is a four-step process,   described below and illustrated in Figure 2.                                     C    +---------------+                               +<-------->|    Blind      |                               |     D    |    Issuer (BI)|                               |          +---------------+        +---------+            |        | Relying |<---------->|        | Party   |            |        +---------+            |                               |    A     +----------------+                               +<-------->|    Anonymity   |                                    B     |   Issuer (AI)  |                                          +----------------+              Figure 2.  Revealing a TAC User's Real Identity   Step A:      The AI verifies the assertion by an aggrieved party that a TAC      user has abused the anonymity provided by his TAC.  The procedures      used by AI to verify that such abuse has occurred are outside the      scope of this document.  No protocol is defined here for the      interaction between the aggrieved party and AI.  The only      technical requirement is that the TAC of the offending user be      provided to the AI.  If the AI determines that there is sufficient      evidence of abuse to trace the TAC to the user, the AI revokes the      TAC, by listing its serial number on the next Certificate      Revocation List (CRL) issued by the AI.Park, et al.                  Experimental                     [Page 15]

RFC 5636            Traceable Anonymous Certificate          August 2009      An AI unilaterally manages the CRL for a TAC.  BecauseRFC 5280      implementations are not required to process indirect CRLs, we      create a second certificate for the CA, under the TAC CA.  Revoked      EE certificates issued by the TAC CA are recorded on this CRL and      validated using this second CA certificate.      This CA certificate will have the cRLSign bit set in the KeyUsage      extension, but not the keyCertSign bit.  The private key for this      certificate will be held by the AI, so that it can issue CRLs      unilaterally.      The Subject DN (Distinguished Name) will be the same in both CA      certificates, which reinforces the notion that the CRL issuer is      the same entity as the TAC issuer, and that this CRL is not an      indirect CRL.  Because the CRL issuer does not issue any      certificates itself, there is no possible serial number conflict.      This will be the only CA certificate issued under the TAC CA      certificate (and thus it will be signed jointly by the BI and AI).      We recommend that the CRL for this CA certificate be similarly      long-lived, as it too needs to be signed by the BI and AI.  Each      EE TAC certificate MUST contain a CRL Distribution Point that      points to the CRL issued by this CA, to ensure that relying      parties know to check this CRL vs. the CRL that covers only the      CRL CA.  (If the AI uses the Online Certificate Status Protocol      (OCSP) [13] to convey the revocation status of TACs, an equivalent      procedure is employed.) If it is later determined that the      revocation was not warranted, a new TAC can be issued, to preserve      the anonymity of the user in future transactions.   Step B:      The AI searches its database, e.g., based on the serial number in      the TAC, to locate the Token that was passed between the AI and BI      during the issuance process (Steps 5 and 6 above).  The AI passes      this Token to the aggrieved party via an encrypted and two-way      authenticated channel.  Encryption is required to prevent      disclosure of the Token, and two-way authentication is required to      ensure that the aggrieved party and the AI know that they are      communicating with each other.  Two-way authenticated TLS is the      RECOMMENDED means of implementing this channel, though other      approaches are allowed.   Steps C and D:      The aggrieved party transits the Token to the BI, via an encrypted      and two-way authenticated channel.  The channel MUST be encrypted      to prevent disclosure of the Token, and two-way authentication is      required to ensure that the aggrieved party and the BI know thatPark, et al.                  Experimental                     [Page 16]

RFC 5636            Traceable Anonymous Certificate          August 2009      they are communicating with each other.  If specified by the      Certificate Policy (CP) for the TAC CA, the BI will independently      determine that there is sufficient evidence of abuse to trace the      TAC to the user, before proceeding.  The BI verifies its signature      on the Token, to verify that this is a Token generated by it and      presumably released to the aggrieved party by the AI.  Next, the      BI searches its database using the UserKey value extracted from      the Token.  The BI retrieves the user's real identity and provides      it to the aggrieved party.  (By requiring the aggrieved party to      interact with both the AI and the BI, the BI can verify that it is      dealing with an aggrieved party, not with the AI acting      unilaterally.)5.3.  TAC Request Message Format Profile   TAC request MAY use either PKCS10 or CMC.  An AI MUST support PKCS10   and MAY support CMC.5.3.1.  PKCS10 Profile   This profile refines the specification in PKCS10 [3], as it relates   to TAC.  A Certificate Request Message object, formatted according to   PKCS10, is passed to the AI.   This profile applies the following additional constraints to fields   that may appear in a CertificationRequestInfo:      Version         This field is mandatory and MUST have the value 0.      Subject         This field MUST be present.  If the value of this field is         empty, the AI will generate a subject name that is unique in         the context of certificates issued by this issuer.  If the         Subject field contains a Subject name already issued by the AI,         the AI MUST either reject the certificate request, or         substitute a pseudonym it generates, depending on the policy of         the TAC CA.      SubjectPublicKeyInfo         This field specifies the subject's public key and the algorithm         with which the key is used.      Attributes         PKCS10 [3] defines the attributes field as key-value pairs         where the key is an OID and the value's structure depends on         the key.  The attribute field MUST include the id-kisa-tac         attribute, which holds the Token and is defined below.  ThePark, et al.                  Experimental                     [Page 17]

RFC 5636            Traceable Anonymous Certificate          August 2009         Attributes field MAY also contain X509v3 Certificate Extensions         and any PKCS9 [7] extensionRequest attributes that the         subscriber would like to have included in the certificate.  The         profile for extensions in certificate requests is specified inRFC 5280 [2].5.3.2.  CMC Profile   This profile refines the Certificate Request messages in Certificate   Management over CMS in CMC [4], as they relate to TACs.   A Certificate Request message, formatted according to CMC [4], is   passed to the AI.   With the exception of the public-key-related fields, the CA is   permitted to alter any requested field when issuing a corresponding   certificate.   This profile recommends the full PKI Request of the two types of PKI   requests (Simple or Full PKI Request), and the PKI Request SHOULD be   encapsulated in SignedData with an eContentType of id-cct-PKIData.   This profile applies the following additional constraints to fields   that may appear in a Certificate Request Template of Certificate   Request Message Format (CRMF) [5]:      Version         This field MAY be absent, or MAY specify the request of a         Version 3 Certificate.  It SHOULD be omitted.      SerialNumber         As per CRMF [5], this field is assigned by the CA and MUST be         omitted in this profile.      SigningAlgorithm         As per CRMF [5], this field is assigned by the CA and MUST be         omitted in this profile.      Issuer         This field is assigned by the CA and MUST be omitted in this         profile.      Validity         This field MAY be omitted.  If omitted, the AI will issue a         Certificate with Validity dates as determined by the TAC CA         policy.  If specified, then the CA MAY override the requested         values with dates as determined by the TAC CA policy.Park, et al.                  Experimental                     [Page 18]

RFC 5636            Traceable Anonymous Certificate          August 2009      Subject         This field MUST be present.  If the value of this field is         empty, the AI MUST generate a subject name that is unique in         the context of certificates issued by this issuer.  If the         Subject field contains a Subject name already issued by the AI,         the AI MUST either reject the certificate request, or         substitute a pseudonym it generates, depending on the policy of         the TAC CA.      PublicKey         This field MUST be present.   This profile also refines constraints that may appear in a   Certificate Request controls: The Token is set to attrValues (in   CertRequest.controls) where the attrType MUST be id-kisa-tac.   SeeSection 5.3.1, "PKCS10 Profile", for the certification request   formats based on PKCS10.6.  Security Considerations   The anonymity provided by the architecture and protocols defined in   this document is conditional.  Moreover, if the user employs the same   TAC for multiple transactions (with the same or different parties),   the transactions can be linked through the use of the same TAC.   Thus, the anonymity guarantee is "weak" even though the user's real   identity is still hidden.   To achieve stronger anonymity, a user may acquire multiple TACs,   through distinct iterations of the protocol.  Since each TAC is   generated independently, it should not be possible for a relying   party to discover a link between pseudonyms unless the tracing   feature of this scheme is invoked.  If the TAC has a long validity   interval, this increases the probability that the identity of a TAC   user will be discovered, e.g., as a result of linking user   transactions across multiple servers.  Thus, we recommend that each   TAC CA consider carefully how long the validity for a TAC certificate   should be.  In the course of issuing a TAC, the AI and the user   interact directly.  Thus, the AI may have access to lower-layer   information (e.g., an IP address) that might reveal the user's   identity.  A user concerned about this sort of possible identity   compromise should use appropriate measures to conceal such   information, e.g., a network anonymity service such as Tor [10].   This document makes no provisions for certificate renewal or rekey;   we recommend TAC users acquire new TACs periodically, to further   reduce the likelihood of linkage.  It also may be possible to   determine the identity of a user via information carried by lower-Park, et al.                  Experimental                     [Page 19]

RFC 5636            Traceable Anonymous Certificate          August 2009   level protocols, or by other, application-specific means.  For   example, the IP address of the user might be used to identify him.   For this reason, we recommend that a TAC be used primarily to access   web services with anonymity.  Note that the TAC architecture   described in this document is not capable of using certificates for   use with S/MIME, because there is no provision to issue two   certificates (one for encryption and one for signatures) that contain   the same (anonymous) Subject name.  An analogous problem might arise   if a user visits a site (and does not conceal his identity), the site   deposits a "cookie" into the user's browser cache, and the user later   visits a site and employs a TAC with the presumption of anonymity.   The use of a TAC is a tool to help a user preserve anonymity, but it   is not, per se, a guarantee of anonymity.  We recommend that each TAC   CA issue certificates with only one lifetime, in order to avoid the   complexity that might arise otherwise.  If a TAC CA offered   certificates with different lifetimes, then it would need to   communicate this information from the BI to AI in a way that does not   unduly compromise the anonymity of the user.   This architecture uses the UserKey to link a TAC to the corresponding   real user identity.  The UserKey is generated in a fashion to ensure   that it cannot be examined to determine a user's real identity.   UserKey values are maintained in two distinct databases: the BI   database maps a UserKey to a real user identity, and the AI database   maps a TAC to a UserKey.  The UserKey is always carried in a signed   data object, a Token.  The Token is signed to allow the BI to verify   its authenticity, to prevent attacks based on guessing UserKey   values.  The Token also carries a Timeout value to allow the AI and   BI to reject session-level replay attacks, and to facilitate garbage   collection of AI and BI databases.   Threshold cryptography is employed to enable strong separation of the   BI and AI functions, and to ensure that both must cooperate to issue   certificates under the aegis of a TAC CA.  (The AI and BI must ensure   that the threshold cryptographic scheme they employ does not provide   an advantage to either party based on the way the key-splitting is   effected.) Blind signatures are used with threshold cryptography to   preserve the separation of functions, i.e., to prevent the BI from   learning the hash value of the TAC issued by the AI.   Message exchanges between a user and the BI or the AI, between the AI   and BI, and between an aggrieved party and the AI and BI all make use   of secure channels.  These channels are encrypted to prevent   disclosure of the Token value and of the pseudonym in the TAC request   and response and in a tracing request.  The channels are two-way   authenticated to allow the AI and BI to verify their respective   identities when communication with one another, and one-wayPark, et al.                  Experimental                     [Page 20]

RFC 5636            Traceable Anonymous Certificate          August 2009   authenticated to allow the user to verify their identities when he   communicates with them.  Two-way authentication is employed for   communication between an aggrieved party and the AI and BI, to allow   all parties to verify the identity of one another.   There is an opportunity for the AI to return the wrong UserKey to   an aggrieved party, which will result in tracing a certificate to    the wrong real user identity.  This appears to be unavoidable in   any scheme of this sort, since the database maintained by the BI   is intentionally ignorant of any info relating a UserKey to a TAC.   A TAC CA MUST describe in its CP how long it will retain the data   about certificates it issued, beyond the lifetime of these   certificates.  This will help a prospective TAC subject gauge the   likelihood of unauthorized use of his identity as a result of a   compromise of this retained data.  It also alerts relying parties of   the timeframe (after expiration of a certificate) in which an alleged   abuse must be brought to the attention of the AI and BI, before the   data linking a certificate to the real user identity is destroyed.7.  Acknowledgments   Tim Polk (NIST), Stefan Santesson (ACC-sec.com), Jim Schaad (Soaring   Hawk), David A.  Cooper (NIST), SeokLae Lee, JongHyun Baek, SoonTae   Park (KISA), Taekyoung Kwon (Sejong University), JungHee Cheon (Seoul   National University), and YongDae Kim (Minnesota University) have   significantly contributed to work on the concept of TAC and have   identified security issues.  Their comments enhanced the maturity of   the document.8.  References8.1.  Normative References   [1]  Bradner, S., "Key words for use in RFCs to Indicate Requirement        Levels",BCP 14,RFC 2119, March 1997.   [2]  Cooper, D., Santesson, S., Farrell, S., Boeyen, S., Housley, R.,        and W. Polk, "Internet X.509 Public Key Infrastructure        Certificate and Certificate Revocation List (CRL) Profile",RFC5280, May 2008.   [3]  Nystrom, M. and B. Kaliski, "PKCS #10: Certification Request        Syntax Specification Version 1.7",RFC 2986, November 2000.   [4]  Schaad, J. and M. Myers, "Certificate Management over CMS        (CMC)",RFC 5272, June 2008.Park, et al.                  Experimental                     [Page 21]

RFC 5636            Traceable Anonymous Certificate          August 2009   [5]  Schaad, J., "Internet X.509 Public Key Infrastructure        Certificate Request Message Format (CRMF)",RFC 4211, September        2005.   [6]  Housley, R., "Cryptographic Message Syntax (CMS)",RFC 3852,        July 2004.   [7]  Nystrom, M. and B. Kaliski, "PKCS #9: Selected Object Classes        and Attribute Types Version 2.0",RFC 2985, November 2000.8.2.  Informative References   [8]  S. Brands, "Rethinking public key infrastructures and digital        certificates - Building in Privacy", PhD thesis, Eindhoven        Institute of Technology, Eindhoven, The Netherlands, 1999.   [9]  D. Chaum, "Blind signature system", CRYPTO '83, Plenum Press,        page 153, 1984.   [10] "Tor: anonymity online",http://www.torproject.org.   [11] X.509, "Information technology - Open Systems Interconnection -        The Directory: Public-key and attribute certificate frameworks",        ITU-T Recommendation X.509, March 2000.  Also available as        ISO/IEC 9594-8, 2001.   [12] S. Rafaeli, M. Rennhard, L. Mathy, B. Plattner, and D.        Hutchison, "An Architecture for Pseudonymous e-Commerce",        AISB'01 Symposium on Information Agents for Electronic Commerce,        pp. 33-41, 2001.   [13] Myers, M., Ankney, R., Malpani, A., Galperin, S., and C. Adams,        "X.509 Internet Public Key Infrastructure Online Certificate        Status Protocol - OCSP",RFC 2560, June 1999.   [14] Philip MacKenzie and Michael K. Reiter, "Two-Party Generation of        DSA Signature", Crypto 2001.   [15] Shaohua Tang, "Simple Threshold RSA Signature Scheme Based on        Simple Secret Sharing", in "Computational Intelligence and        Security", CIS 2005, Part II, Springer, pp. 186-191, 2005.   [16] Taekyoung Kwon, Jung Hee Cheon, Yongdae Kim, Jae-Il Lee,        "Privacy Protection in PKIs: A Separation-of-Authority        Approach", in "Information Security Applications", WISA 2006,        Springer, pp. 297-311, 2007.Park, et al.                  Experimental                     [Page 22]

RFC 5636            Traceable Anonymous Certificate          August 2009   [17] Dierks, T. and E. Rescorla, "The Transport Layer Security (TLS)        Protocol Version 1.2",RFC 5246, August 2008.   [18] Ramsdell, B., Ed., "Secure/Multipurpose Internet Mail Extensions        (S/MIME) Version 3.1 Certificate Handling",RFC 3850, July 2004.Park, et al.                  Experimental                     [Page 23]

RFC 5636            Traceable Anonymous Certificate          August 2009Appendix A.  Traceable Anonymous Certificate ASN.1 ModulesDEFINITIONS IMPLICIT TAGS ::=----   Copyright (c) 2009 IETF Trust and the persons identified as--   authors of the code.  All rights reserved.----   Redistribution and use in source and binary forms, with or--   without modification, are permitted provided that the following--   conditions are met:----   - Redistributions of source code must retain the above--     copyright notice, this list of conditions and the following--     disclaimer.----   - Redistributions in binary form must reproduce the above--     copyright notice, this list of conditions and the following--     disclaimer in the documentation and/or other materials provided--     with the distribution.----   - Neither the name of Internet Society, IETF or IETF Trust, nor--     the names of specific contributors, may be used to endorse or--     promote products derived from this software without specific--     prior written permission.--------   THIS SOFTWARE IS PROVIDED BY THE COPYRIGHT HOLDERS AND--   CONTRIBUTORS 'AS IS' AND ANY EXPRESS OR IMPLIED WARRANTIES,--   INCLUDING, BUT NOT LIMITED TO, THE IMPLIED WARRANTIES OF--   MERCHANTABILITY AND FITNESS FOR A PARTICULAR PURPOSE ARE--   DISCLAIMED.  IN NO EVENT SHALL THE COPYRIGHT OWNER OR CONTRIBUTORS--   BE LIABLE FOR ANY DIRECT, INDIRECT, INCIDENTAL, SPECIAL,--   EXEMPLARY, OR CONSEQUENTIAL DAMAGES (INCLUDING, BUT NOT LIMITED--   TO, PROCUREMENT OF SUBSTITUTE GOODS OR SERVICES; LOSS OF USE,--   DATA, OR PROFITS; OR BUSINESS INTERRUPTION) HOWEVER CAUSED AND ON--   ANY THEORY OF LIABILITY, WHETHER IN CONTRACT, STRICT LIABILITY,--   OR TORT (INCLUDING NEGLIGENCE OR OTHERWISE) ARISING IN ANY WAY--   OUT OF THE USE OF THIS SOFTWARE, EVEN IF ADVISED OF THE--   POSSIBILITY OF SUCH DAMAGE.----   This version of the ASN.1 module is part ofRFC 5636;--   see the RFC itself for full legal notices.--Park, et al.                  Experimental                     [Page 24]

RFC 5636            Traceable Anonymous Certificate          August 2009BEGIN   -- EXPORTS All   -- The types and values defined in this module are exported for   -- use in the other ASN.1 modules.  Other applications may use   -- them for their own purposes.   IMPORTS   -- Imports fromRFC 3280 [PROFILE],Appendix A.1              AlgorithmIdentifier, Certificate, CertificateList,              CertificateSerialNumber, Name FROM PKIX1Explicit88                   { iso(1) identified-organization(3) dod(6)                     internet(1) security(5) mechanisms(5) pkix(7)                      mod(0) pkix1-explicit(18) }   -- Imports from CMS            ContentInfo, SignedData FROM            CryptographicMessageSyntax2004{ iso(1)            member-body(2) us(840) rsadsi(113549) pkcs(1) pkcs-9(9)            smime(16) modules(0) cms-2004(24)}UserKey ::= OCTET STRINGTimeout ::= GeneralizedTimeBlinedCertificateHash ::= OCTET STRINGPartiallySignedCertificateHash ::= OCTET STRINGEncapsulatedContentInfo ::= SEQUENCE {       eContentType ContentType, -- OBJECT IDENTIFIER : id-data       eContent [0] EXPLICIT OCTET STRING OPTIONAL }id-data OBJECT IDENTIFIER ::= { iso(1) member-body(2) us(840)rsadsi(113549) pkcs(1) pkcs7(7) 1 }Token ::= ContentInfoTokenandBlindHash ::= ContentInfoTokenandPartiallySignedCertificateHash ::= ContentInfoid-KISA OBJECT IDENTIFIER ::= {iso(1) member-body(2) korea(410)kisa(200004)}id-npki OBJECT IDENTIFIER ::= {id-KISA 10}Park, et al.                  Experimental                     [Page 25]

RFC 5636            Traceable Anonymous Certificate          August 2009id-attribute OBJECT IDENTIFIER ::= {id-npki 1}id-kisa-tac OBJECT IDENTIFIER ::= {id-attribute 1}id-kisa-tac-token OBJECT IDENTIFIER ::= { id-kisa-tac 1}id-kisa-tac-tokenandblindbash OBJECT IDENTIFIER ::= { id-kisa-tac 2}id-kisa-tac-tokenandpartially OBJECT IDENTIFIER ::= { id-kisa-tac 3}ENDAppendix B.  TAC Message Exchanges over Transport Layer Security   TAC message exchanges between a user and the BI or the AI, between   the AI and BI, and between an aggrieved party and the AI and BI all   make use of secure channels to prevent disclosure of the Token value   and of the pseudonym in the TAC request and response and in a tracing   request.  The Transport Layer Security Protocol v1.2 (TLS) [17] is a   suitable security protocol to protect these message exchanges, and   this document recommends use of TLS to protect these exchanges.  The   following text describes how the handshake part of TLS should be   employed to protect each type of exchange.  Note that no specific   cipher suites are specified for use here; the choice of suites is up   to the client and servers, as is commonly the case.B.1.  Message Exchanges between a User and the BI or the AI   The channels between a User and the BI or the AI are one-way   authenticated to allow the user to verify their identities when he   communicates with them.               User                        BI or AI            ClientHello     -------->                                           ServerHello                                           Certificate                            <--------      ServerHelloDone      ClientKeyExchange      [ChangeCipherSpec]                Finished    -------->                                           [ChangeCipherSpec]                            <---------        Finished             TAC Message    <--------->     TAC Message   Figure 3.  TAC Message exchanges between a User and the BI or the AIPark, et al.                  Experimental                     [Page 26]

RFC 5636            Traceable Anonymous Certificate          August 2009B.2.  Message Exchanges between the BI and the AI   The channels between the BI and the AI are two-way authenticated to   allow the AI and BI to verify their respective identities when   communication with one another.                BI                            AI            ClientHello     -------->                                           ServerHello             Certificate      CertificateRequest                            <--------      ServerHelloDone      Certificate      ClientKeyExchange      CertificateVerify      [ChangeCipherSpec]                Finished        -------->                                             [ChangeCipherSpec]                               <---------        Finished             TAC Message       <--------->     TAC Message            Figure 4.  TAC Message exchanges between BI and AIB.3.  Message Exchanges between the Aggrieved Party and the AI or the BI   The channels between a User and the BI or the AI are two-way   authenticated, to allow both parties to verify the identity of one   another.           User                        BI or AI         ClientHello     -------->                                        ServerHello          Certificate   CertificateRequest                         <--------      ServerHelloDone   Certificate   ClientKeyExchange   CertificateVerify   [ChangeCipherSpec]             Finished        -------->                                          [ChangeCipherSpec]                            <---------        Finished          TAC Message       <--------->     TAC Message     Figure 5.  TAC Message Exchanges between an Aggrieved Party and                             the BI or the AIPark, et al.                  Experimental                     [Page 27]

RFC 5636            Traceable Anonymous Certificate          August 2009Appendix C.  Cryptographic Message Syntax Profile for TAC Token   Using the Cryptographic Message Syntax(CMS)[6], TAC Token is a type   of signed-data object.  The general format of a CMS object is:   ContentInfo ::= SEQUENCE {              contentType ContentType,              content [0] EXPLICIT ANY DEFINED BY contentType }            ContentType ::= OBJECT IDENTIFIER   As a TAC is a signed-data object, it uses the corresponding OID,   1.2.840.113549.1.1.2.C.1.  Signed-Data Content Type   According to the CMS specification, the signed-data content type   shall have ASN.1 type SignedData:      SignedData ::= SEQUENCE {              version CMSVersion,              digestAlgorithms DigestAlgorithmIdentifiers,              encapContentInfo EncapsulatedContentInfo,              certificates [0] IMPLICIT CertificateSet OPTIONAL,              crls [1] IMPLICIT RevocationInfoChoices OPTIONAL,              signerInfos SignerInfos }      DigestAlgorithmIdentifiers ::= SET OF DigestAlgorithmIdentifier      SignerInfos ::= SET OF SignerInfo   The elements of the signed-data content type are as follows:      Version         The version is the syntax version number.  It MUST be 3,         corresponding to the signerInfo structure having version number         3.      digestAlgorithms         This field specifies digest Algorithms.      encapContentInfo         This element is defined inAppendix C.1.1.Park, et al.                  Experimental                     [Page 28]

RFC 5636            Traceable Anonymous Certificate          August 2009      certificates         The certificates element MUST be included and MUST contain only         the single PKI EE certificate needed to validate this CMS         Object.  The CertificateSet type is defined insection 10 of         RFC3852 [6].      crls         The crls element MUST be omitted.      signerInfos         This element is defined inAppendix C.1.2.C.1.1.  encapContentInfo   encapContentInfo is the signed content, consisting of a content type   identifier and the content itself.         EncapsulatedContentInfo ::= SEQUENCE{             eContentType ContentType,              eContent [0] EXPLICIT OCTET STRING OPTIONAL }         ContentType ::= OBJECT IDENTIFIER   The elements of this signed content type are as follows:      eContentType         The ContentType for an TAC Token is id-data and has the         numerical value of 1.2.840.113549.1.7.1.      eContent         The content of a TAC Token is the DER-encoded SEQUENCE of         UserKey and Timeout.C.1.2.  signerInfos   SignerInfo is defined under CMS as:      SignerInfo ::= SEQUENCE {           version CMSVersion,           sid SignerIdentifier,           digestAlgorithm DigestAlgorithmIdentifier,           signedAttrs [0] IMPLICIT SignedAttributes OPTIONAL,           signatureAlgorithm SignatureAlgorithmIdentifier,           signature SignatureValue,           unsignedAttrs [1] IMPLICIT UnsignedAttributes OPTIONAL }Park, et al.                  Experimental                     [Page 29]

RFC 5636            Traceable Anonymous Certificate          August 2009   The contents of the SignerInfo element are as follows:      Version         The version number MUST be 3, corresponding with the choice of         SubjectKeyIdentifier for the sid.      sid         The sid is defined as:            SignerIdentifier ::= CHOICE {            issuerAndSerialNumber IssuerAndSerialNumber,            subjectKeyIdentifier [0] SubjectKeyIdentifier }         For a TAC Token, the sid MUST be a SubjectKeyIdentifier.      digestAlgorithm         This field specifies digest Algorithms.      signedAttrs         The signedAttr element MUST be omitted.      SignatureAlgorithm         This field specifies the signature Algorithm.      Signature         The signature value is defined as:            SignatureValue ::= OCTET STRING         The signature characteristics are defined by the digest and         signature algorithms.      UnsignedAttrs         unsignedAttrs MUST be omitted.Park, et al.                  Experimental                     [Page 30]

RFC 5636            Traceable Anonymous Certificate          August 2009Authors' Addresses   SangHwan Park   Korea Internet & Security Agency   78, Garak-Dong, Songpa-Gu, Seoul, Korea   EMail: shpark@kisa.or.kr   Haeryong Park   Korea Internet & Security Agency   78, Garak-Dong, Songpa-Gu, Seoul, Korea   EMail: hrpark@kisa.or.kr   YooJae Won   Korea Internet & Security Agency   78, Garak-Dong, Songpa-Gu, Seoul, Korea   EMail: yjwon@kisa.or.kr   JaeIl Lee   Korea Internet & Security Agency   78, Garak-Dong, Songpa-Gu, Seoul, Korea   EMail: jilee@kisa.or.kr   Stephen Kent   BBN Technologies   10 Moulton Street Cambridge, MA 02138   EMail: kent@bbn.comPark, et al.                  Experimental                     [Page 31]

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