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Obsoleted by:8085 BEST CURRENT PRACTICE
Network Working Group                                          L. EggertRequest for Comments: 5405                                         NokiaBCP: 145                                                    G. FairhurstCategory: Best Current Practice                   University of Aberdeen                                                           November 2008Unicast UDP Usage Guidelines for Application DesignersStatus of This Memo   This document specifies an Internet Best Current Practices for the   Internet Community, and requests discussion and suggestions for   improvements.  Distribution of this memo is unlimited.Copyright Notice   Copyright (c) 2008 IETF Trust and the persons identified as the   document authors.  All rights reserved.   This document is subject toBCP 78 and the IETF Trust's Legal   Provisions Relating to IETF Documents (http://trustee.ietf.org/license-info) in effect on the date of publication of this document.   Please review these documents carefully, as they describe your rights   and restrictions with respect to this document.Abstract   The User Datagram Protocol (UDP) provides a minimal message-passing   transport that has no inherent congestion control mechanisms.   Because congestion control is critical to the stable operation of the   Internet, applications and upper-layer protocols that choose to use   UDP as an Internet transport must employ mechanisms to prevent   congestion collapse and to establish some degree of fairness with   concurrent traffic.  This document provides guidelines on the use of   UDP for the designers of unicast applications and upper-layer   protocols.  Congestion control guidelines are a primary focus, but   the document also provides guidance on other topics, including   message sizes, reliability, checksums, and middlebox traversal.Eggert & Fairhurst       Best Current Practice                  [Page 1]

RFC 5405              Unicast UDP Usage Guidelines         November 2008Table of Contents1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .32.  Terminology  . . . . . . . . . . . . . . . . . . . . . . . . .53.  UDP Usage Guidelines . . . . . . . . . . . . . . . . . . . . .53.1.  Congestion Control Guidelines  . . . . . . . . . . . . . .63.2.  Message Size Guidelines  . . . . . . . . . . . . . . . . .113.3.  Reliability Guidelines . . . . . . . . . . . . . . . . . .123.4.  Checksum Guidelines  . . . . . . . . . . . . . . . . . . .133.5.  Middlebox Traversal Guidelines . . . . . . . . . . . . . .153.6.  Programming Guidelines . . . . . . . . . . . . . . . . . .173.7.  ICMP Guidelines  . . . . . . . . . . . . . . . . . . . . .184.  Security Considerations  . . . . . . . . . . . . . . . . . . .195.  Summary  . . . . . . . . . . . . . . . . . . . . . . . . . . .206.  Acknowledgments  . . . . . . . . . . . . . . . . . . . . . . .227.  References . . . . . . . . . . . . . . . . . . . . . . . . . .227.1.  Normative References . . . . . . . . . . . . . . . . . . .227.2.  Informative References . . . . . . . . . . . . . . . . . .23Eggert & Fairhurst       Best Current Practice                  [Page 2]

RFC 5405              Unicast UDP Usage Guidelines         November 20081.  Introduction   The User Datagram Protocol (UDP) [RFC0768] provides a minimal,   unreliable, best-effort, message-passing transport to applications   and upper-layer protocols (both simply called "applications" in the   remainder of this document).  Compared to other transport protocols,   UDP and its UDP-Lite variant [RFC3828] are unique in that they do not   establish end-to-end connections between communicating end systems.   UDP communication consequently does not incur connection   establishment and teardown overheads, and there is minimal associated   end system state.  Because of these characteristics, UDP can offer a   very efficient communication transport to some applications.   A second unique characteristic of UDP is that it provides no inherent   congestion control mechanisms.  On many platforms, applications can   send UDP datagrams at the line rate of the link interface, which is   often much greater than the available path capacity, and doing so   contributes to congestion along the path.  [RFC2914] describes the   best current practice for congestion control in the Internet.  It   identifies two major reasons why congestion control mechanisms are   critical for the stable operation of the Internet:   1.  The prevention of congestion collapse, i.e., a state where an       increase in network load results in a decrease in useful work       done by the network.   2.  The establishment of a degree of fairness, i.e., allowing       multiple flows to share the capacity of a path reasonably       equitably.   Because UDP itself provides no congestion control mechanisms, it is   up to the applications that use UDP for Internet communication to   employ suitable mechanisms to prevent congestion collapse and   establish a degree of fairness.  [RFC2309] discusses the dangers of   congestion-unresponsive flows and states that "all UDP-based   streaming applications should incorporate effective congestion   avoidance mechanisms".  This is an important requirement, even for   applications that do not use UDP for streaming.  In addition,   congestion-controlled transmission is of benefit to an application   itself, because it can reduce self-induced packet loss, minimize   retransmissions, and hence reduce delays.  Congestion control is   essential even at relatively slow transmission rates.  For example,   an application that generates five 1500-byte UDP datagrams in one   second can already exceed the capacity of a 56 Kb/s path.  For   applications that can operate at higher, potentially unbounded data   rates, congestion control becomes vital to prevent congestion   collapse and establish some degree of fairness.Section 3 describes   a number of simple guidelines for the designers of such applications.Eggert & Fairhurst       Best Current Practice                  [Page 3]

RFC 5405              Unicast UDP Usage Guidelines         November 2008   A UDP datagram is carried in a single IP packet and is hence limited   to a maximum payload of 65,507 bytes for IPv4 and 65,527 bytes for   IPv6.  The transmission of large IP packets usually requires IP   fragmentation.  Fragmentation decreases communication reliability and   efficiency and should be avoided.  IPv6 allows the option of   transmitting large packets ("jumbograms") without fragmentation when   all link layers along the path support this [RFC2675].  Some of the   guidelines inSection 3 describe how applications should determine   appropriate message sizes.  Other sections of this document provide   guidance on reliability, checksums, and middlebox traversal.   This document provides guidelines and recommendations.  Although most   unicast UDP applications are expected to follow these guidelines,   there do exist valid reasons why a specific application may decide   not to follow a given guideline.  In such cases, it is RECOMMENDED   that the application designers document the rationale for their   design choice in the technical specification of their application or   protocol.   This document provides guidelines to designers of applications that   use UDP for unicast transmission, which is the most common case.   Specialized classes of applications use UDP for IP multicast   [RFC1112], broadcast [RFC0919], or anycast [RFC1546] transmissions.   The design of such specialized applications requires expertise that   goes beyond the simple, unicast-specific guidelines given in this   document.  Multicast and broadcast senders may transmit to multiple   receivers across potentially very heterogeneous paths at the same   time, which significantly complicates congestion control, flow   control, and reliability mechanisms.  The IETF has defined a reliable   multicast framework [RFC3048] and several building blocks to aid the   designers of multicast applications, such as [RFC3738] or [RFC4654].   Anycast senders must be aware that successive messages sent to the   same anycast IP address may be delivered to different anycast nodes,   i.e., arrive at different locations in the topology.  It is not   intended that the guidelines in this document apply to multicast,   broadcast, or anycast applications that use UDP.   Finally, although this document specifically refers to unicast   applications that use UDP, the spirit of some of its guidelines also   applies to other message-passing applications and protocols   (specifically on the topics of congestion control, message sizes, and   reliability).  Examples include signaling or control applications   that choose to run directly over IP by registering their own IP   protocol number with IANA.  This document may provide useful   background reading to the designers of such applications and   protocols.Eggert & Fairhurst       Best Current Practice                  [Page 4]

RFC 5405              Unicast UDP Usage Guidelines         November 20082.  Terminology   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this   document are to be interpreted as described inBCP 14,RFC 2119   [RFC2119].3.  UDP Usage Guidelines   Internet paths can have widely varying characteristics, including   transmission delays, available bandwidths, congestion levels,   reordering probabilities, supported message sizes, or loss rates.   Furthermore, the same Internet path can have very different   conditions over time.  Consequently, applications that may be used on   the Internet MUST NOT make assumptions about specific path   characteristics.  They MUST instead use mechanisms that let them   operate safely under very different path conditions.  Typically, this   requires conservatively probing the current conditions of the   Internet path they communicate over to establish a transmission   behavior that it can sustain and that is reasonably fair to other   traffic sharing the path.   These mechanisms are difficult to implement correctly.  For most   applications, the use of one of the existing IETF transport protocols   is the simplest method of acquiring the required mechanisms.   Consequently, the RECOMMENDED alternative to the UDP usage described   in the remainder of this section is the use of an IETF transport   protocol such as TCP [RFC0793], Stream Control Transmission Protocol   (SCTP) [RFC4960], and SCTP Partial Reliability Extension (SCTP-PR)   [RFC3758], or Datagram Congestion Control Protocol (DCCP) [RFC4340]   with its different congestion control types   [RFC4341][RFC4342][CCID4].   If used correctly, these more fully-featured transport protocols are   not as "heavyweight" as often claimed.  For example, the TCP   algorithms have been continuously improved over decades, and have   reached a level of efficiency and correctness that custom   application-layer mechanisms will struggle to easily duplicate.  In   addition, many TCP implementations allow connections to be tuned by   an application to its purposes.  For example, TCP's "Nagle" algorithm   [RFC0896] can be disabled, improving communication latency at the   expense of more frequent -- but still congestion-controlled -- packet   transmissions.  Another example is the TCP SYN cookie mechanism   [RFC4987], which is available on many platforms.  TCP with SYN   cookies does not require a server to maintain per-connection state   until the connection is established.  TCP also requires the end that   closes a connection to maintain the TIME-WAIT state that prevents   delayed segments from one connection instance from interfering with aEggert & Fairhurst       Best Current Practice                  [Page 5]

RFC 5405              Unicast UDP Usage Guidelines         November 2008   later one.  Applications that are aware of and designed for this   behavior can shift maintenance of the TIME-WAIT state to conserve   resources by controlling which end closes a TCP connection [FABER].   Finally, TCP's built-in capacity-probing and awareness of the maximum   transmission unit supported by the path (PMTU) results in efficient   data transmission that quickly compensates for the initial connection   setup delay, in the case of transfers that exchange more than a few   segments.3.1.  Congestion Control Guidelines   If an application or upper-layer protocol chooses not to use a   congestion-controlled transport protocol, it SHOULD control the rate   at which it sends UDP datagrams to a destination host, in order to   fulfill the requirements of [RFC2914].  It is important to stress   that an application SHOULD perform congestion control over all UDP   traffic it sends to a destination, independently from how it   generates this traffic.  For example, an application that forks   multiple worker processes or otherwise uses multiple sockets to   generate UDP datagrams SHOULD perform congestion control over the   aggregate traffic.   Several approaches to perform congestion control are discussed in the   remainder of this section.  Not all approaches discussed below are   appropriate for all UDP-transmitting applications.Section 3.1.1   discusses congestion control options for applications that perform   bulk transfers over UDP.  Such applications can employ schemes that   sample the path over several subsequent RTTs during which data is   exchanged, in order to determine a sending rate that the path at its   current load can support.  Other applications only exchange a few UDP   datagrams with a destination.Section 3.1.2 discusses congestion   control options for such "low data-volume" applications.  Because   they typically do not transmit enough data to iteratively sample the   path to determine a safe sending rate, they need to employ different   kinds of congestion control mechanisms.Section 3.1.3 discusses   congestion control considerations when UDP is used as a tunneling   protocol.   It is important to note that congestion control should not be viewed   as an add-on to a finished application.  Many of the mechanisms   discussed in the guidelines below require application support to   operate correctly.  Application designers need to consider congestion   control throughout the design of their application, similar to how   they consider security aspects throughout the design process.   In the past, the IETF has also investigated integrated congestion   control mechanisms that act on the traffic aggregate between two   hosts, i.e., a framework such as the Congestion Manager [RFC3124],Eggert & Fairhurst       Best Current Practice                  [Page 6]

RFC 5405              Unicast UDP Usage Guidelines         November 2008   where active sessions may share current congestion information in a   way that is independent of the transport protocol.  Such mechanisms   have currently failed to see deployment, but would otherwise simplify   the design of congestion control mechanisms for UDP sessions, so that   they fulfill the requirements in [RFC2914].3.1.1.  Bulk Transfer Applications   Applications that perform bulk transmission of data to a peer over   UDP, i.e., applications that exchange more than a small number of UDP   datagrams per RTT, SHOULD implement TCP-Friendly Rate Control (TFRC)   [RFC5348], window-based, TCP-like congestion control, or otherwise   ensure that the application complies with the congestion control   principles.   TFRC has been designed to provide both congestion control and   fairness in a way that is compatible with the IETF's other transport   protocols.  If an application implements TFRC, it need not follow the   remaining guidelines inSection 3.1.1, because TFRC already addresses   them, but SHOULD still follow the remaining guidelines in the   subsequent subsections ofSection 3.   Bulk transfer applications that choose not to implement TFRC or TCP-   like windowing SHOULD implement a congestion control scheme that   results in bandwidth use that competes fairly with TCP within an   order of magnitude.Section 2 of [RFC3551] suggests that   applications SHOULD monitor the packet loss rate to ensure that it is   within acceptable parameters.  Packet loss is considered acceptable   if a TCP flow across the same network path under the same network   conditions would achieve an average throughput, measured on a   reasonable timescale, that is not less than that of the UDP flow.   The comparison to TCP cannot be specified exactly, but is intended as   an "order-of-magnitude" comparison in timescale and throughput.   Finally, some bulk transfer applications may choose not to implement   any congestion control mechanism and instead rely on transmitting   across reserved path capacity.  This might be an acceptable choice   for a subset of restricted networking environments, but is by no   means a safe practice for operation in the Internet.  When the UDP   traffic of such applications leaks out on unprovisioned Internet   paths, it can significantly degrade the performance of other traffic   sharing the path and even result in congestion collapse.   Applications that support an uncontrolled or unadaptive transmission   behavior SHOULD NOT do so by default and SHOULD instead require users   to explicitly enable this mode of operation.Eggert & Fairhurst       Best Current Practice                  [Page 7]

RFC 5405              Unicast UDP Usage Guidelines         November 20083.1.2.  Low Data-Volume Applications   When applications that at any time exchange only a small number of   UDP datagrams with a destination implement TFRC or one of the other   congestion control schemes inSection 3.1.1, the network sees little   benefit, because those mechanisms perform congestion control in a way   that is only effective for longer transmissions.   Applications that at any time exchange only a small number of UDP   datagrams with a destination SHOULD still control their transmission   behavior by not sending on average more than one UDP datagram per   round-trip time (RTT) to a destination.  Similar to the   recommendation in [RFC1536], an application SHOULD maintain an   estimate of the RTT for any destination with which it communicates.   Applications SHOULD implement the algorithm specified in [RFC2988] to   compute a smoothed RTT (SRTT) estimate.  They SHOULD also detect   packet loss and exponentially back-off their retransmission timer   when a loss event occurs.  When implementing this scheme,   applications need to choose a sensible initial value for the RTT.   This value SHOULD generally be as conservative as possible for the   given application.  TCP uses an initial value of 3 seconds [RFC2988],   which is also RECOMMENDED as an initial value for UDP applications.   SIP [RFC3261] and GIST [GIST] use an initial value of 500 ms, and   initial timeouts that are shorter than this are likely problematic in   many cases.  It is also important to note that the initial timeout is   not the maximum possible timeout -- the RECOMMENDED algorithm in   [RFC2988] yields timeout values after a series of losses that are   much longer than the initial value.   Some applications cannot maintain a reliable RTT estimate for a   destination.  The first case is that of applications that exchange   too few UDP datagrams with a peer to establish a statistically   accurate RTT estimate.  Such applications MAY use a predetermined   transmission interval that is exponentially backed-off when packets   are lost.  TCP uses an initial value of 3 seconds [RFC2988], which is   also RECOMMENDED as an initial value for UDP applications.  SIP   [RFC3261] and GIST [GIST] use an interval of 500 ms, and shorter   values are likely problematic in many cases.  As in the previous   case, note that the initial timeout is not the maximum possible   timeout.   A second class of applications cannot maintain an RTT estimate for a   destination, because the destination does not send return traffic.   Such applications SHOULD NOT send more than one UDP datagram every 3   seconds, and SHOULD use an even less aggressive rate when possible.   The 3-second interval was chosen based on TCP's retransmission   timeout when the RTT is unknown [RFC2988], and shorter values are   likely problematic in many cases.  Note that the sending rate in thisEggert & Fairhurst       Best Current Practice                  [Page 8]

RFC 5405              Unicast UDP Usage Guidelines         November 2008   case must be more conservative than in the two previous cases,   because the lack of return traffic prevents the detection of packet   loss, i.e., congestion events, and the application therefore cannot   perform exponential back-off to reduce load.   Applications that communicate bidirectionally SHOULD employ   congestion control for both directions of the communication.  For   example, for a client-server, request-response-style application,   clients SHOULD congestion-control their request transmission to a   server, and the server SHOULD congestion-control its responses to the   clients.  Congestion in the forward and reverse direction is   uncorrelated, and an application SHOULD either independently detect   and respond to congestion along both directions, or limit new and   retransmitted requests based on acknowledged responses across the   entire round-trip path.3.1.3.  UDP Tunnels   One increasingly popular use of UDP is as a tunneling protocol, where   a tunnel endpoint encapsulates the packets of another protocol inside   UDP datagrams and transmits them to another tunnel endpoint, which   decapsulates the UDP datagrams and forwards the original packets   contained in the payload.  Tunnels establish virtual links that   appear to directly connect locations that are distant in the physical   Internet topology and can be used to create virtual (private)   networks.  Using UDP as a tunneling protocol is attractive when the   payload protocol is not supported by middleboxes that may exist along   the path, because many middleboxes support transmission using UDP.   Well-implemented tunnels are generally invisible to the endpoints   that happen to transmit over a path that includes tunneled links.  On   the other hand, to the routers along the path of a UDP tunnel, i.e.,   the routers between the two tunnel endpoints, the traffic that a UDP   tunnel generates is a regular UDP flow, and the encapsulator and   decapsulator appear as regular UDP-sending and -receiving   applications.  Because other flows can share the path with one or   more UDP tunnels, congestion control needs to be considered.   Two factors determine whether a UDP tunnel needs to employ specific   congestion control mechanisms -- first, whether the payload traffic   is IP-based; second, whether the tunneling scheme generates UDP   traffic at a volume that corresponds to the volume of payload traffic   carried within the tunnel.   IP-based traffic is generally assumed to be congestion-controlled,   i.e., it is assumed that the transport protocols generating IP-based   traffic at the sender already employ mechanisms that are sufficient   to address congestion on the path.  Consequently, a tunnel carryingEggert & Fairhurst       Best Current Practice                  [Page 9]

RFC 5405              Unicast UDP Usage Guidelines         November 2008   IP-based traffic should already interact appropriately with other   traffic sharing the path, and specific congestion control mechanisms   for the tunnel are not necessary.   However, if the IP traffic in the tunnel is known to not be   congestion-controlled, additional measures are RECOMMENDED in order   to limit the impact of the tunneled traffic on other traffic sharing   the path.   The following guidelines define these possible cases in more detail:   1.  A tunnel generates UDP traffic at a volume that corresponds to       the volume of payload traffic, and the payload traffic is IP-       based and congestion-controlled.       This is arguably the most common case for Internet tunnels.  In       this case, the UDP tunnel SHOULD NOT employ its own congestion       control mechanism, because congestion losses of tunneled traffic       will already trigger an appropriate congestion response at the       original senders of the tunneled traffic.       Note that this guideline is built on the assumption that most IP-       based communication is congestion-controlled.  If a UDP tunnel is       used for IP-based traffic that is known to not be congestion-       controlled, the next set of guidelines applies.   2.  A tunnel generates UDP traffic at a volume that corresponds to       the volume of payload traffic, and the payload traffic is not       known to be IP-based, or is known to be IP-based but not       congestion-controlled.       This can be the case, for example, when some link-layer protocols       are encapsulated within UDP (but not all link-layer protocols;       some are congestion-controlled).  Because it is not known that       congestion losses of tunneled non-IP traffic will trigger an       appropriate congestion response at the senders, the UDP tunnel       SHOULD employ an appropriate congestion control mechanism.       Because tunnels are usually bulk-transfer applications as far as       the intermediate routers are concerned, the guidelines inSection 3.1.1 apply.   3.  A tunnel generates UDP traffic at a volume that does not       correspond to the volume of payload traffic, independent of       whether the payload traffic is IP-based or congestion-controlled.       Examples of this class include UDP tunnels that send at a       constant rate, increase their transmission rates under loss, for       example, due to increasing redundancy when Forward ErrorEggert & Fairhurst       Best Current Practice                 [Page 10]

RFC 5405              Unicast UDP Usage Guidelines         November 2008       Correction is used, or are otherwise constrained in their       transmission behavior.  These specialized uses of UDP for       tunneling go beyond the scope of the general guidelines given in       this document.  The implementer of such specialized tunnels       SHOULD carefully consider congestion control in the design of       their tunneling mechanism.   Designing a tunneling mechanism requires significantly more expertise   than needed for many other UDP applications, because tunnels   virtualize lower-layer components of the Internet, and the   virtualized components need to correctly interact with the   infrastructure at that layer.  This document only touches upon the   congestion control considerations for implementing UDP tunnels; a   discussion of other required tunneling behavior is out of scope.3.2.  Message Size Guidelines   IP fragmentation lowers the efficiency and reliability of Internet   communication.  The loss of a single fragment results in the loss of   an entire fragmented packet, because even if all other fragments are   received correctly, the original packet cannot be reassembled and   delivered.  This fundamental issue with fragmentation exists for both   IPv4 and IPv6.  In addition, some network address translators (NATs)   and firewalls drop IP fragments.  The network address translation   performed by a NAT only operates on complete IP packets, and some   firewall policies also require inspection of complete IP packets.   Even with these being the case, some NATs and firewalls simply do not   implement the necessary reassembly functionality, and instead choose   to drop all fragments.  Finally, [RFC4963] documents other issues   specific to IPv4 fragmentation.   Due to these issues, an application SHOULD NOT send UDP datagrams   that result in IP packets that exceed the MTU of the path to the   destination.  Consequently, an application SHOULD either use the path   MTU information provided by the IP layer or implement path MTU   discovery itself [RFC1191][RFC1981][RFC4821] to determine whether the   path to a destination will support its desired message size without   fragmentation.   Applications that do not follow this recommendation to do PMTU   discovery SHOULD still avoid sending UDP datagrams that would result   in IP packets that exceed the path MTU.  Because the actual path MTU   is unknown, such applications SHOULD fall back to sending messages   that are shorter than the default effective MTU for sending (EMTU_S   in [RFC1122]).  For IPv4, EMTU_S is the smaller of 576 bytes and the   first-hop MTU [RFC1122].  For IPv6, EMTU_S is 1280 bytes [RFC2460].   The effective PMTU for a directly connected destination (with no   routers on the path) is the configured interface MTU, which could beEggert & Fairhurst       Best Current Practice                 [Page 11]

RFC 5405              Unicast UDP Usage Guidelines         November 2008   less than the maximum link payload size.  Transmission of minimum-   sized UDP datagrams is inefficient over paths that support a larger   PMTU, which is a second reason to implement PMTU discovery.   To determine an appropriate UDP payload size, applications MUST   subtract the size of the IP header (which includes any IPv4 optional   headers or IPv6 extension headers) as well as the length of the UDP   header (8 bytes) from the PMTU size.  This size, known as the MMS_S,   can be obtained from the TCP/IP stack [RFC1122].   Applications that do not send messages that exceed the effective PMTU   of IPv4 or IPv6 need not implement any of the above mechanisms.  Note   that the presence of tunnels can cause an additional reduction of the   effective PMTU, so implementing PMTU discovery may be beneficial.   Applications that fragment an application-layer message into multiple   UDP datagrams SHOULD perform this fragmentation so that each datagram   can be received independently, and be independently retransmitted in   the case where an application implements its own reliability   mechanisms.3.3.  Reliability Guidelines   Application designers are generally aware that UDP does not provide   any reliability, e.g., it does not retransmit any lost packets.   Often, this is a main reason to consider UDP as a transport.   Applications that do require reliable message delivery MUST implement   an appropriate mechanism themselves.   UDP also does not protect against datagram duplication, i.e., an   application may receive multiple copies of the same UDP datagram.   Application designers SHOULD verify that their application handles   datagram duplication gracefully, and may consequently need to   implement mechanisms to detect duplicates.  Even if UDP datagram   reception triggers idempotent operations, applications may want to   suppress duplicate datagrams to reduce load.   In addition, the Internet can significantly delay some packets with   respect to others, e.g., due to routing transients, intermittent   connectivity, or mobility.  This can cause reordering, where UDP   datagrams arrive at the receiver in an order different from the   transmission order.  Applications that require ordered delivery MUST   reestablish datagram ordering themselves.   Finally, it is important to note that delay spikes can be very large.   This can cause reordered packets to arrive many seconds after they   were sent.  [RFC0793] defines the maximum delay a TCP segment should   experience -- the Maximum Segment Lifetime (MSL) -- as 2 minutes.  NoEggert & Fairhurst       Best Current Practice                 [Page 12]

RFC 5405              Unicast UDP Usage Guidelines         November 2008   other RFC defines an MSL for other transport protocols or IP itself.   This document clarifies that the MSL value to be used for UDP SHOULD   be the same 2 minutes as for TCP.  Applications SHOULD be robust to   the reception of delayed or duplicate packets that are received   within this 2-minute interval.   An application that requires reliable and ordered message delivery   SHOULD choose an IETF standard transport protocol that provides these   features.  If this is not possible, it will need to implement a set   of appropriate mechanisms itself.3.4.  Checksum Guidelines   The UDP header includes an optional, 16-bit one's complement checksum   that provides an integrity check.  This results in a relatively weak   protection in terms of coding theory [RFC3819], and application   developers SHOULD implement additional checks where data integrity is   important, e.g., through a Cyclic Redundancy Check (CRC) included   with the data to verify the integrity of an entire object/file sent   over the UDP service.   The UDP checksum provides a statistical guarantee that the payload   was not corrupted in transit.  It also allows the receiver to verify   that it was the intended destination of the packet, because it covers   the IP addresses, port numbers, and protocol number, and it verifies   that the packet is not truncated or padded, because it covers the   size field.  It therefore protects an application against receiving   corrupted payload data in place of, or in addition to, the data that   was sent.  This check is not strong from a coding or cryptographic   perspective, and is not designed to detect physical-layer errors or   malicious modification of the datagram [RFC3819].   Applications SHOULD enable UDP checksums, although [RFC0768] permits   the option to disable their use.  Applications that choose to disable   UDP checksums when transmitting over IPv4 therefore MUST NOT make   assumptions regarding the correctness of received data and MUST   behave correctly when a UDP datagram is received that was originally   sent to a different destination or is otherwise corrupted.  The use   of the UDP checksum is REQUIRED when applications transmit UDP over   IPv6 [RFC2460].3.4.1.  UDP-Lite   A special class of applications can derive benefit from having   partially-damaged payloads delivered, rather than discarded, when   using paths that include error-prone links.  Such applications can   tolerate payload corruption and MAY choose to use the Lightweight   User Datagram Protocol (UDP-Lite) [RFC3828] variant of UDP instead ofEggert & Fairhurst       Best Current Practice                 [Page 13]

RFC 5405              Unicast UDP Usage Guidelines         November 2008   basic UDP.  Applications that choose to use UDP-Lite instead of UDP   should still follow the congestion control and other guidelines   described for use with UDP inSection 3.   UDP-Lite changes the semantics of the UDP "payload length" field to   that of a "checksum coverage length" field.  Otherwise, UDP-Lite is   semantically identical to UDP.  The interface of UDP-Lite differs   from that of UDP by the addition of a single (socket) option that   communicates a checksum coverage length value: at the sender, this   specifies the intended checksum coverage, with the remaining   unprotected part of the payload called the "error-insensitive part".   By default, the UDP-Lite checksum coverage extends across the entire   datagram.  If required, an application may dynamically modify this   length value, e.g., to offer greater protection to some messages.   UDP-Lite always verifies that a packet was delivered to the intended   destination, i.e., always verifies the header fields.  Errors in the   insensitive part will not cause a UDP datagram to be discarded by the   destination.  Applications using UDP-Lite therefore MUST NOT make   assumptions regarding the correctness of the data received in the   insensitive part of the UDP-Lite payload.   The sending application SHOULD select the minimum checksum coverage   to include all sensitive protocol headers.  For example, applications   that use the Real-Time Protocol (RTP) [RFC3550] will likely want to   protect the RTP header against corruption.  Applications, where   appropriate, MUST also introduce their own appropriate validity   checks for protocol information carried in the insensitive part of   the UDP-Lite payload (e.g., internal CRCs).   The receiver must set a minimum coverage threshold for incoming   packets that is not smaller than the smallest coverage used by the   sender [RFC3828].  The receiver SHOULD select a threshold that is   sufficiently large to block packets with an inappropriately short   coverage field.  This may be a fixed value, or may be negotiated by   an application.  UDP-Lite does not provide mechanisms to negotiate   the checksum coverage between the sender and receiver.   Applications may still experience packet loss, rather than   corruption, when using UDP-Lite.  The enhancements offered by UDP-   Lite rely upon a link being able to intercept the UDP-Lite header to   correctly identify the partial coverage required.  When tunnels   and/or encryption are used, this can result in UDP-Lite datagrams   being treated the same as UDP datagrams, i.e., result in packet loss.   Use of IP fragmentation can also prevent special treatment for UDP-   Lite datagrams, and this is another reason why applications SHOULD   avoid IP fragmentation (Section 3.2).Eggert & Fairhurst       Best Current Practice                 [Page 14]

RFC 5405              Unicast UDP Usage Guidelines         November 20083.5.  Middlebox Traversal Guidelines   Network address translators (NATs) and firewalls are examples of   intermediary devices ("middleboxes") that can exist along an end-to-   end path.  A middlebox typically performs a function that requires it   to maintain per-flow state.  For connection-oriented protocols, such   as TCP, middleboxes snoop and parse the connection-management traffic   and create and destroy per-flow state accordingly.  For a   connectionless protocol such as UDP, this approach is not possible.   Consequently, middleboxes may create per-flow state when they see a   packet that indicates a new flow, and destroy the state after some   period of time during which no packets belonging to the same flow   have arrived.   Depending on the specific function that the middlebox performs, this   behavior can introduce a time-dependency that restricts the kinds of   UDP traffic exchanges that will be successful across the middlebox.   For example, NATs and firewalls typically define the partial path on   one side of them to be interior to the domain they serve, whereas the   partial path on their other side is defined to be exterior to that   domain.  Per-flow state is typically created when the first packet   crosses from the interior to the exterior, and while the state is   present, NATs and firewalls will forward return traffic.  Return   traffic that arrives after the per-flow state has timed out is   dropped, as is other traffic that arrives from the exterior.   Many applications that use UDP for communication operate across   middleboxes without needing to employ additional mechanisms.  One   example is the Domain Name System (DNS), which has a strict request-   response communication pattern that typically completes within   seconds.   Other applications may experience communication failures when   middleboxes destroy the per-flow state associated with an application   session during periods when the application does not exchange any UDP   traffic.  Applications SHOULD be able to gracefully handle such   communication failures and implement mechanisms to re-establish   application-layer sessions and state.   For some applications, such as media transmissions, this re-   synchronization is highly undesirable, because it can cause user-   perceivable playback artifacts.  Such specialized applications MAY   send periodic keep-alive messages to attempt to refresh middlebox   state.  It is important to note that keep-alive messages are NOT   RECOMMENDED for general use -- they are unnecessary for many   applications and can consume significant amounts of system and   network resources.Eggert & Fairhurst       Best Current Practice                 [Page 15]

RFC 5405              Unicast UDP Usage Guidelines         November 2008   An application that needs to employ keep-alives to deliver useful   service over UDP in the presence of middleboxes SHOULD NOT transmit   them more frequently than once every 15 seconds and SHOULD use longer   intervals when possible.  No common timeout has been specified for   per-flow UDP state for arbitrary middleboxes.  NATs require a state   timeout of 2 minutes or longer [RFC4787].  However, empirical   evidence suggests that a significant fraction of currently deployed   middleboxes unfortunately use shorter timeouts.  The timeout of 15   seconds originates with the Interactive Connectivity Establishment   (ICE) protocol [ICE].  When applications are deployed in more   controlled network environments, the deployers SHOULD investigate   whether the target environment allows applications to use longer   intervals, or whether it offers mechanisms to explicitly control   middlebox state timeout durations, for example, using Middlebox   Communications (MIDCOM) [RFC3303], Next Steps in Signaling (NSIS)   [NSLP], or Universal Plug and Play (UPnP) [UPnP].  It is RECOMMENDED   that applications apply slight random variations ("jitter") to the   timing of keep-alive transmissions, to reduce the potential for   persistent synchronization between keep-alive transmissions from   different hosts.   Sending keep-alives is not a substitute for implementing robust   connection handling.  Like all UDP datagrams, keep-alives can be   delayed or dropped, causing middlebox state to time out.  In   addition, the congestion control guidelines inSection 3.1 cover all   UDP transmissions by an application, including the transmission of   middlebox keep-alives.  Congestion control may thus lead to delays or   temporary suspension of keep-alive transmission.   Keep-alive messages are NOT RECOMMENDED for general use.  They are   unnecessary for many applications and may consume significant   resources.  For example, on battery-powered devices, if an   application needs to maintain connectivity for long periods with   little traffic, the frequency at which keep-alives are sent can   become the determining factor that governs power consumption,   depending on the underlying network technology.  Because many   middleboxes are designed to require keep-alives for TCP connections   at a frequency that is much lower than that needed for UDP, this   difference alone can often be sufficient to prefer TCP over UDP for   these deployments.  On the other hand, there is anecdotal evidence   that suggests that direct communication through middleboxes, e.g., by   using ICE [ICE], does succeed less often with TCP than with UDP.  The   tradeoffs between different transport protocols -- especially when it   comes to middlebox traversal -- deserve careful analysis.Eggert & Fairhurst       Best Current Practice                 [Page 16]

RFC 5405              Unicast UDP Usage Guidelines         November 20083.6.  Programming Guidelines   The de facto standard application programming interface (API) for   TCP/IP applications is the "sockets" interface [POSIX].  Some   platforms also offer applications the ability to directly assemble   and transmit IP packets through "raw sockets" or similar facilities.   This is a second, more cumbersome method of using UDP.  The   guidelines in this document cover all such methods through which an   application may use UDP.  Because the sockets API is by far the most   common method, the remainder of this section discusses it in more   detail.   Although the sockets API was developed for UNIX in the early 1980s, a   wide variety of non-UNIX operating systems also implement this.  The   sockets API supports both IPv4 and IPv6 [RFC3493].  The UDP sockets   API differs from that for TCP in several key ways.  Because   application programmers are typically more familiar with the TCP   sockets API, the remainder of this section discusses these   differences.  [STEVENS] provides usage examples of the UDP sockets   API.   UDP datagrams may be directly sent and received, without any   connection setup.  Using the sockets API, applications can receive   packets from more than one IP source address on a single UDP socket.   Some servers use this to exchange data with more than one remote host   through a single UDP socket at the same time.  Many applications need   to ensure that they receive packets from a particular source address;   these applications MUST implement corresponding checks at the   application layer or explicitly request that the operating system   filter the received packets.   If a client/server application executes on a host with more than one   IP interface, the application SHOULD send any UDP responses with an   IP source address that matches the IP destination address of the UDP   datagram that carried the request (see[RFC1122], Section 4.1.3.5).   Many middleboxes expect this transmission behavior and drop replies   that are sent from a different IP address, as explained inSection 3.5.   A UDP receiver can receive a valid UDP datagram with a zero-length   payload.  Note that this is different from a return value of zero   from a read() socket call, which for TCP indicates the end of the   connection.   Many operating systems also allow a UDP socket to be connected, i.e.,   to bind a UDP socket to a specific pair of addresses and ports.  This   is similar to the corresponding TCP sockets API functionality.   However, for UDP, this is only a local operation that serves toEggert & Fairhurst       Best Current Practice                 [Page 17]

RFC 5405              Unicast UDP Usage Guidelines         November 2008   simplify the local send/receive functions and to filter the traffic   for the specified addresses and ports.  Binding a UDP socket does not   establish a connection -- UDP does not notify the remote end when a   local UDP socket is bound.  Binding a socket also allows configuring   options that affect the UDP or IP layers, for example, use of the UDP   checksum or the IP Timestamp option.  On some stacks, a bound socket   also allows an application to be notified when ICMP error messages   are received for its transmissions [RFC1122].   UDP provides no flow-control.  This is another reason why UDP-based   applications need to be robust in the presence of packet loss.  This   loss can also occur within the sending host, when an application   sends data faster than the line rate of the outbound network   interface.  It can also occur on the destination, where receive calls   fail to return all the data that was sent when the application issues   them too infrequently (i.e., such that the receive buffer overflows).   Robust flow control mechanisms are difficult to implement, which is   why applications that need this functionality SHOULD consider using a   full-featured transport protocol.   When an application closes a TCP, SCTP or DCCP socket, the transport   protocol on the receiving host is required to maintain TIME-WAIT   state.  This prevents delayed packets from the closed connection   instance from being mistakenly associated with a later connection   instance that happens to reuse the same IP address and port pairs.   The UDP protocol does not implement such a mechanism.  Therefore,   UDP-based applications need to be robust in this case.  One   application may close a socket or terminate, followed in time by   another application receiving on the same port.  This later   application may then receive packets intended for the first   application that were delayed in the network.   The Internet can provide service differentiation to applications   based on IP-layer packet markings [RFC2475].  This facility can be   used for UDP traffic.  Different operating systems provide different   interfaces for marking packets to applications.  Differentiated   services require support from the network, and application deployers   need to discuss the provisioning of this functionality with their   network operator.3.7.  ICMP Guidelines   Applications can utilize information about ICMP error messages that   the UDP layer passes up for a variety of purposes [RFC1122].   Applications SHOULD validate that the information in the ICMP message   payload, e.g., a reported error condition, corresponds to a UDP   datagram that the application actually sent.  Note that not all APIsEggert & Fairhurst       Best Current Practice                 [Page 18]

RFC 5405              Unicast UDP Usage Guidelines         November 2008   have the necessary functions to support this validation, and some   APIs already perform this validation internally before passing ICMP   information to the application.   Any application response to ICMP error messages SHOULD be robust to   temporary routing failures, i.e., transient ICMP "unreachable"   messages should not normally cause a communication abort.   Applications SHOULD appropriately process ICMP messages generated in   response to transmitted traffic.  A correct response often requires   context, such as local state about communication instances to each   destination, that although readily available in connection-oriented   transport protocols is not always maintained by UDP-based   applications.4.  Security Considerations   UDP does not provide communications security.  Applications that need   to protect their communications against eavesdropping, tampering, or   message forgery SHOULD employ end-to-end security services provided   by other IETF protocols.  Applications that respond to short requests   with potentially large responses are vulnerable to amplification   attacks, and SHOULD authenticate the sender before responding.  The   source IP address of a request is not a useful authenticator, because   it can be spoofed.   One option of securing UDP communications is with IPsec [RFC4301],   which can provide authentication for flows of IP packets through the   Authentication Header (AH) [RFC4302] and encryption and/or   authentication through the Encapsulating Security Payload (ESP)   [RFC4303].  Applications use the Internet Key Exchange (IKE)   [RFC4306] to configure IPsec for their sessions.  Depending on how   IPsec is configured for a flow, it can authenticate or encrypt the   UDP headers as well as UDP payloads.  If an application only requires   authentication, ESP with no encryption but with authentication is   often a better option than AH, because ESP can operate across   middleboxes.  An application that uses IPsec requires the support of   an operating system that implements the IPsec protocol suite.   Although it is possible to use IPsec to secure UDP communications,   not all operating systems support IPsec or allow applications to   easily configure it for their flows.  A second option of securing UDP   communications is through Datagram Transport Layer Security (DTLS)   [RFC4347].  DTLS provides communication privacy by encrypting UDP   payloads.  It does not protect the UDP headers.  Applications can   implement DTLS without relying on support from the operating system.Eggert & Fairhurst       Best Current Practice                 [Page 19]

RFC 5405              Unicast UDP Usage Guidelines         November 2008   Many other options for authenticating or encrypting UDP payloads   exist.  For example, the GSS-API security framework [RFC2743] or   Cryptographic Message Syntax (CMS) [RFC3852] could be used to protect   UDP payloads.  The IETF standard for securing RTP [RFC3550]   communication sessions over UDP is the Secure Real-time Transport   Protocol (SRTP) [RFC3711].  In some applications, a better solution   is to protect larger stand-alone objects, such as files or messages,   instead of individual UDP payloads.  In these situations, CMS   [RFC3852], S/MIME [RFC3851] or OpenPGP [RFC4880] could be used.  In   addition, there are many non-IETF protocols in this area.   Like congestion control mechanisms, security mechanisms are difficult   to design and implement correctly.  It is hence RECOMMENDED that   applications employ well-known standard security mechanisms such as   DTLS or IPsec, rather than inventing their own.   The Generalized TTL Security Mechanism (GTSM) [RFC5082] may be used   with UDP applications (especially when the intended endpoint is on   the same link as the sender).  This is a lightweight mechanism that   allows a receiver to filter unwanted packets.   In terms of congestion control, [RFC2309] and [RFC2914] discuss the   dangers of congestion-unresponsive flows to the Internet.  This   document provides guidelines to designers of UDP-based applications   to congestion-control their transmissions, and does not raise any   additional security concerns.5.  Summary   This section summarizes the guidelines made in Sections3 and4 in a   tabular format (Table 1) for easy referencing.Eggert & Fairhurst       Best Current Practice                 [Page 20]

RFC 5405              Unicast UDP Usage Guidelines         November 2008   +---------------------------------------------------------+---------+   | Recommendation                                          | Section |   +---------------------------------------------------------+---------+   | MUST tolerate a wide range of Internet path conditions  | 3       |   | SHOULD use a full-featured transport (TCP, SCTP, DCCP)  |         |   |                                                         |         |   | SHOULD control rate of transmission                     | 3.1     |   | SHOULD perform congestion control over all traffic      |         |   |                                                         |         |   | for bulk transfers,                                     | 3.1.1   |   | SHOULD consider implementing TFRC                       |         |   | else, SHOULD in other ways use bandwidth similar to TCP |         |   |                                                         |         |   | for non-bulk transfers,                                 | 3.1.2   |   | SHOULD measure RTT and transmit max. 1 datagram/RTT     |         |   | else, SHOULD send at most 1 datagram every 3 seconds    |         |   | SHOULD back-off retransmission timers following loss    |         |   |                                                         |         |   | for tunnels carrying IP Traffic,                        | 3.1.3   |   | SHOULD NOT perform congestion control                   |         |   |                                                         |         |   | for non-IP tunnels or rate not determined by traffic,   | 3.1.3   |   | SHOULD perform congestion control                       |         |   |                                                         |         |   | SHOULD NOT send datagrams that exceed the PMTU, i.e.,   | 3.2     |   | SHOULD discover PMTU or send datagrams < minimum PMTU   |         |   |                                                         |         |   | SHOULD handle datagram loss, duplication, reordering    | 3.3     |   | SHOULD be robust to delivery delays up to 2 minutes     |         |   |                                                         |         |   | SHOULD enable IPv4 UDP checksum                         | 3.4     |   | MUST enable IPv6 UDP checksum                           |         |   | else, MAY use UDP-Lite with suitable checksum coverage  | 3.4.1   |   |                                                         |         |   | SHOULD NOT always send middlebox keep-alives            | 3.5     |   | MAY use keep-alives when needed (min. interval 15 sec)  |         |   |                                                         |         |   | MUST check IP source address                            | 3.6     |   | and, for client/server applications                     |         |   | SHOULD send responses from src address matching request |         |   |                                                         |         |   | SHOULD use standard IETF security protocols when needed | 4       |   +---------------------------------------------------------+---------+                    Table 1: Summary of recommendationsEggert & Fairhurst       Best Current Practice                 [Page 21]

RFC 5405              Unicast UDP Usage Guidelines         November 20086.  Acknowledgments   Thanks to Paul Aitken, Mark Allman, Francois Audet, Iljitsch van   Beijnum, Stewart Bryant, Remi Denis-Courmont, Lisa Dusseault, Wesley   Eddy, Pasi Eronen, Sally Floyd, Robert Hancock, Jeffrey Hutzelman,   Cullen Jennings, Tero Kivinen, Peter Koch, Jukka Manner, Philip   Matthews, Joerg Ott, Colin Perkins, Tom Petch, Carlos Pignataro, Pasi   Sarolahti, Pascal Thubert, Joe Touch, Dave Ward, and Magnus   Westerlund for their comments on this document.   The middlebox traversal guidelines inSection 3.5 incorporate ideas   from Section 5 of [BEHAVE-APP] by Bryan Ford, Pyda Srisuresh, and Dan   Kegel.   Lars Eggert is partly funded by [TRILOGY], a research project   supported by the European Commission under its Seventh Framework   Program.  Gorry Fairhurst was partly funded by the EC SatNEx project.7.  References7.1.  Normative References   [RFC0768]     Postel, J., "User Datagram Protocol", STD 6,RFC 768,                 August 1980.   [RFC0793]     Postel, J., "Transmission Control Protocol", STD 7,RFC 793, September 1981.   [RFC1122]     Braden, R., "Requirements for Internet Hosts -                 Communication Layers", STD 3,RFC 1122, October 1989.   [RFC1191]     Mogul, J. and S. Deering, "Path MTU discovery",RFC 1191, November 1990.   [RFC1981]     McCann, J., Deering, S., and J. Mogul, "Path MTU                 Discovery for IP version 6",RFC 1981, August 1996.   [RFC2119]     Bradner, S., "Key words for use in RFCs to Indicate                 Requirement Levels",BCP 14,RFC 2119, March 1997.   [RFC2460]     Deering, S. and R. Hinden, "Internet Protocol, Version                 6 (IPv6) Specification",RFC 2460, December 1998.   [RFC2914]     Floyd, S., "Congestion Control Principles",BCP 41,RFC 2914, September 2000.   [RFC2988]     Paxson, V. and M. Allman, "Computing TCP's                 Retransmission Timer",RFC 2988, November 2000.Eggert & Fairhurst       Best Current Practice                 [Page 22]

RFC 5405              Unicast UDP Usage Guidelines         November 2008   [RFC3828]     Larzon, L-A., Degermark, M., Pink, S., Jonsson, L-E.,                 and G. Fairhurst, "The Lightweight User Datagram                 Protocol (UDP-Lite)",RFC 3828, July 2004.   [RFC4787]     Audet, F. and C. Jennings, "Network Address Translation                 (NAT) Behavioral Requirements for Unicast UDP",BCP 127,RFC 4787, January 2007.   [RFC4821]     Mathis, M. and J. Heffner, "Packetization Layer Path                 MTU Discovery",RFC 4821, March 2007.   [RFC5348]     Floyd, S., Handley, M., Padhye, J., and J. Widmer, "TCP                 Friendly Rate Control (TFRC): Protocol Specification",RFC 5348, September 2008.7.2.  Informative References   [BEHAVE-APP]  Ford, B., "Application Design Guidelines for Traversal                 through Network Address Translators", Work in Progress,                 March 2007.   [CCID4]       Floyd, S. and E. Kohler, "Profile for Datagram                 Congestion Control Protocol (DCCP) Congestion ID 4:                 TCP-Friendly Rate Control for Small Packets (TFRC-SP)",                 Work in Progress, February 2008.   [FABER]       Faber, T., Touch, J., and W. Yue, "The TIME-WAIT State                 in TCP and Its Effect on Busy Servers", Proc. IEEE                 Infocom, March 1999.   [GIST]        Schulzrinne, H. and R. Hancock, "GIST: General Internet                 Signalling Transport", Work in Progress, July 2008.   [ICE]         Rosenberg, J., "Interactive Connectivity Establishment                 (ICE): A Protocol for Network Address Translator (NAT)                 Traversal for Offer/Answer Protocols", Work                 in Progress, October 2007.   [NSLP]        Stiemerling, M., Tschofenig, H., Aoun, C., and E.                 Davies, "NAT/Firewall NSIS Signaling Layer Protocol                 (NSLP)", Work in Progress, September 2008.   [POSIX]       IEEE Std. 1003.1-2001, "Standard for Information                 Technology - Portable Operating System Interface                 (POSIX)", Open Group Technical Standard: Base                 Specifications Issue 6, ISO/IEC 9945:2002,                 December 2001.Eggert & Fairhurst       Best Current Practice                 [Page 23]

RFC 5405              Unicast UDP Usage Guidelines         November 2008   [RFC0896]     Nagle, J., "Congestion control in IP/TCP                 internetworks",RFC 896, January 1984.   [RFC0919]     Mogul, J., "Broadcasting Internet Datagrams", STD 5,RFC 919, October 1984.   [RFC1112]     Deering, S., "Host extensions for IP multicasting",                 STD 5,RFC 1112, August 1989.   [RFC1536]     Kumar, A., Postel, J., Neuman, C., Danzig, P., and S.                 Miller, "Common DNS Implementation Errors and Suggested                 Fixes",RFC 1536, October 1993.   [RFC1546]     Partridge, C., Mendez, T., and W. Milliken, "Host                 Anycasting Service",RFC 1546, November 1993.   [RFC2309]     Braden, B., Clark, D., Crowcroft, J., Davie, B.,                 Deering, S., Estrin, D., Floyd, S., Jacobson, V.,                 Minshall, G., Partridge, C., Peterson, L.,                 Ramakrishnan, K., Shenker, S., Wroclawski, J., and L.                 Zhang, "Recommendations on Queue Management and                 Congestion Avoidance in the Internet",RFC 2309,                 April 1998.   [RFC2475]     Blake, S., Black, D., Carlson, M., Davies, E., Wang,                 Z., and W. Weiss, "An Architecture for Differentiated                 Services",RFC 2475, December 1998.   [RFC2675]     Borman, D., Deering, S., and R. Hinden, "IPv6                 Jumbograms",RFC 2675, August 1999.   [RFC2743]     Linn, J., "Generic Security Service Application Program                 Interface Version 2, Update 1",RFC 2743, January 2000.   [RFC3048]     Whetten, B., Vicisano, L., Kermode, R., Handley, M.,                 Floyd, S., and M. Luby, "Reliable Multicast Transport                 Building Blocks for One-to-Many Bulk-Data Transfer",RFC 3048, January 2001.   [RFC3124]     Balakrishnan, H. and S. Seshan, "The Congestion                 Manager",RFC 3124, June 2001.   [RFC3261]     Rosenberg, J., Schulzrinne, H., Camarillo, G.,                 Johnston, A., Peterson, J., Sparks, R., Handley, M.,                 and E. Schooler, "SIP: Session Initiation Protocol",RFC 3261, June 2002.Eggert & Fairhurst       Best Current Practice                 [Page 24]

RFC 5405              Unicast UDP Usage Guidelines         November 2008   [RFC3303]     Srisuresh, P., Kuthan, J., Rosenberg, J., Molitor, A.,                 and A. Rayhan, "Middlebox communication architecture                 and framework",RFC 3303, August 2002.   [RFC3493]     Gilligan, R., Thomson, S., Bound, J., McCann, J., and                 W. Stevens, "Basic Socket Interface Extensions for                 IPv6",RFC 3493, February 2003.   [RFC3550]     Schulzrinne, H., Casner, S., Frederick, R., and V.                 Jacobson, "RTP: A Transport Protocol for Real-Time                 Applications", STD 64,RFC 3550, July 2003.   [RFC3551]     Schulzrinne, H. and S. Casner, "RTP Profile for Audio                 and Video Conferences with Minimal Control", STD 65,RFC 3551, July 2003.   [RFC3711]     Baugher, M., McGrew, D., Naslund, M., Carrara, E., and                 K. Norrman, "The Secure Real-time Transport Protocol                 (SRTP)",RFC 3711, March 2004.   [RFC3738]     Luby, M. and V. Goyal, "Wave and Equation Based Rate                 Control (WEBRC) Building Block",RFC 3738, April 2004.   [RFC3758]     Stewart, R., Ramalho, M., Xie, Q., Tuexen, M., and P.                 Conrad, "Stream Control Transmission Protocol (SCTP)                 Partial Reliability Extension",RFC 3758, May 2004.   [RFC3819]     Karn, P., Bormann, C., Fairhurst, G., Grossman, D.,                 Ludwig, R., Mahdavi, J., Montenegro, G., Touch, J., and                 L. Wood, "Advice for Internet Subnetwork Designers",BCP 89,RFC 3819, July 2004.   [RFC3851]     Ramsdell, B., "Secure/Multipurpose Internet Mail                 Extensions (S/MIME) Version 3.1 Message Specification",RFC 3851, July 2004.   [RFC3852]     Housley, R., "Cryptographic Message Syntax (CMS)",RFC 3852, July 2004.   [RFC4301]     Kent, S. and K. Seo, "Security Architecture for the                 Internet Protocol",RFC 4301, December 2005.   [RFC4302]     Kent, S., "IP Authentication Header",RFC 4302,                 December 2005.   [RFC4303]     Kent, S., "IP Encapsulating Security Payload (ESP)",RFC 4303, December 2005.Eggert & Fairhurst       Best Current Practice                 [Page 25]

RFC 5405              Unicast UDP Usage Guidelines         November 2008   [RFC4306]     Kaufman, C., "Internet Key Exchange (IKEv2) Protocol",RFC 4306, December 2005.   [RFC4340]     Kohler, E., Handley, M., and S. Floyd, "Datagram                 Congestion Control Protocol (DCCP)",RFC 4340,                 March 2006.   [RFC4341]     Floyd, S. and E. Kohler, "Profile for Datagram                 Congestion Control Protocol (DCCP) Congestion Control                 ID 2: TCP-like Congestion Control",RFC 4341,                 March 2006.   [RFC4342]     Floyd, S., Kohler, E., and J. Padhye, "Profile for                 Datagram Congestion Control Protocol (DCCP) Congestion                 Control ID 3: TCP-Friendly Rate Control (TFRC)",RFC 4342, March 2006.   [RFC4347]     Rescorla, E. and N. Modadugu, "Datagram Transport Layer                 Security",RFC 4347, April 2006.   [RFC4654]     Widmer, J. and M. Handley, "TCP-Friendly Multicast                 Congestion Control (TFMCC): Protocol Specification",RFC 4654, August 2006.   [RFC4880]     Callas, J., Donnerhacke, L., Finney, H., Shaw, D., and                 R. Thayer, "OpenPGP Message Format",RFC 4880,                 November 2007.   [RFC4960]     Stewart, R., "Stream Control Transmission Protocol",RFC 4960, September 2007.   [RFC4963]     Heffner, J., Mathis, M., and B. Chandler, "IPv4                 Reassembly Errors at High Data Rates",RFC 4963,                 July 2007.   [RFC4987]     Eddy, W., "TCP SYN Flooding Attacks and Common                 Mitigations",RFC 4987, August 2007.   [RFC5082]     Gill, V., Heasley, J., Meyer, D., Savola, P., and C.                 Pignataro, "The Generalized TTL Security Mechanism                 (GTSM)",RFC 5082, October 2007.   [STEVENS]     Stevens, W., Fenner, B., and A. Rudoff, "UNIX Network                 Programming, The sockets Networking API", Addison-                 Wesley, 2004.   [TRILOGY]     "Trilogy Project", <http://www.trilogy-project.org>.Eggert & Fairhurst       Best Current Practice                 [Page 26]

RFC 5405              Unicast UDP Usage Guidelines         November 2008   [UPnP]        UPnP Forum, "Internet Gateway Device (IGD) Standardized                 Device Control Protocol V 1.0", November 2001.Authors' Addresses   Lars Eggert   Nokia Research Center   P.O. Box 407   Nokia Group  00045   Finland   Phone: +358 50 48 24461   EMail: lars.eggert@nokia.com   URI:http://people.nokia.net/~lars/   Godred Fairhurst   University of Aberdeen   Department of Engineering   Fraser Noble Building   Aberdeen  AB24 3UE   Scotland   EMail: gorry@erg.abdn.ac.uk   URI:http://www.erg.abdn.ac.uk/Eggert & Fairhurst       Best Current Practice                 [Page 27]

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