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Network Working Group                                Edwin E. Meyer, Jr.Request for Comments: 46           Massachusetts Institute of Technology                                                           17 April 1970ARPA Network Protocol Notes   The attached document contains comments and suggestions of the   Network Working Group at Project MAC.  It is based upon the protocol   outlined in NWG/RFC 33, 36, and later documents.   This proposal is intended as a contribution to the dialog leading to   a protocol specification to be accepted by the entire Network Working   Group.   We solicit your comments.I - INTRODUCTION   In this document the Network Working Group at MIT Project MAC suggest   modifications and extensions to the protocol specified by Carr,   Crocker, and Cerf in a preprint of their 1970 SJCC paper and extended   by Crocker in NWG/RFC 36.  This document broadly outlines our   proposal but does not attempt to be a complete specification.  It is   intended to be an indication of the type and extent of the protocol   we think should be initially implemented.   We agree with the basic concept of simplex communication between   sockets having unique identifiers.  We propose the implementation of   a slightly modified subset of the network commands specified in   NWG/RFC36 plus the ERR command as specified by Harslem and Heafner in   NWG/RFC 40.   Given the basic objective of getting all ARPA contractors onto the   network and talking to each other at the earliest possible date, we   think that it is important to implement an initial protocol that is   reasonably simple yet extendable while providing for the major   initial uses of the network.  It should be a simple protocol so as to   elicit the broadest possible support and to be easily implementable   at all installations with a minimum of added software.   While the protocol will evolve, the fundamentals of a protocol   accepted and implemented by all installations are likely to prove   very resistant to change.  Thus it is very important to make the   initial protocol open-ended and flexible.  A simple basic protocol is   more likely to succeed in this respect than a complicated one.  This                                                                [Page 1]

RFC 46                ARPA Network Protocol Notes             April 1970   does not preclude the existence of additional layers of protocol   between several installations so long as the basic protocol remains   supported.   We feel that three facilities must be provided for in the initial   protocol:   1. Multi-path communication between two existing processes which know      how to connect to each other.   2. A standard way for a process to connect to the logger (logging      process at a HOST) at a foreign HOST and request the creation of a      user process.  (The login ritual may or may not be standardized.)   3. A standard way for a newly created process to initiate pseudo-      typewriter communication with the foreign process which requested      its creation.   The major differences between the protocol as proposed by Carr,   Crocker, and Cerf and this proposal are the following:   1. The dynamic reconnection strategy specified in Crocker's      NWG/RFC 36 is reserved for future implementation.  We feel that      its inclusion would unduly complicate the initial implementation      of the protocol.  We outline a strategy for foreign process      creation that does not require dynamic reconnection.  Nothing in      this proposal precludes the implementation of dynamic reconnection      at a later date.   2. We propose that an "instance tag" be added to the socket      identifier so as to separate sockets belonging to different      processes of the same user coexisting at one HOST.   3. The following NCP commands have been added:      a. The ERR command specified in NWG/RFC 40 is included.      b. BLK and RSM commands are presented as possible alternatives to         the "cease on link" IMP command and SPD and RSM commands set         forth in NWG/RFC 36.  Because these commands operate on socket         connections rather than link numbers, they do not impede the         implementation of socket connection multiplexing over a single         link number, should that later prove desirable.      c. An INT command that interrupts a process is specified.  We feel         that it is highly important to be able to interrupt a process         that may be engaged in unwanted computation or output.  To         implement the interrupt as a special format within a normal                                                                [Page 2]

RFC 46                ARPA Network Protocol Notes             April 1970         message raises severe difficulties: the connection may be         blocked when the interrupt is needed, and the NCP must scan         each incoming message for an interrupt signal.      d. An ECO echoing command to test communications between NCPs is         included.   4. Sockets are conceptualized as having several states, and these are      related to conditions under which network requests may be queued.      This differs from the unlimited queuing feature, which presents      certain implementation difficulties.   5. The protocol regarding creation of a foreign process and      communication with it is removed to a separate User Control and      Communication (UCC) protocol level and is more fully specified.II - A HIERARCHY OF PROTOCOLS   It seems convenient and useful to view the network as consisting of a   hierarchy of protocol and implementation levels.  In addition to   aiding independent software and hardware development, provisions for   a layered protocol allow additions and substitution of certain levels   in experimental or special purpose systems.   We view the initial network communications system as a hierarchy of   three systems of increasing generality and decreasing privilege   level.  These are:   1. IMP Network - The network of IMPs and physical communication lines      is the basic resource which higher level systems convert into more      generalized communication facilities.  The IMP network acts as a      "wholesaler" of message transmission facilities to a highly      privileged module within each HOST.   2. Network Control Program - Each HOST contains a module called the      Network Control Program (NCP) which has sole control over      communications between its HOST and the IMP network.  It acts as a      "retailer" of the wholesale communications facilities provided by      the IMP network.  The network of NCPs can be viewed as a higher      level communications system surrounding the IMP network which      factors raw message transmission capabilities between HOSTs into      communication facilities between ordinary unprivileged processes.                                                                [Page 3]

RFC 46                ARPA Network Protocol Notes             April 1970              H O S T  A                      H O S T  C    ______________________________       ______________________   |                              |     |                      |   |  ____   ____   ____   ____   |     |  ____   ____   ____  |   | |Proc| |Proc| |Proc| |    |  |     | |Proc| |Proc| |    | |   | | A  | | B  | | C  | |UCC |  |     | | D  | | E  | |UCC | |   | |____| |____| |____| |____|  |     | |____| |____| |____| |   |    |     |      |      |     |     |    |     |      |    |  - - - - - - |- - - |- - - |- - -|- - -|- - |- - -|- - - |- - - - - -   |    |     |      |      |   NCP NETWORK  |     |      |    |   |    |     |      |      |     |     |    |     |      |    |   |   _|_____|______|______|_    |     |   _|_____|______|_   |   |  |                       |   |     |  |                |  |   |  |      N C P   A        |   |     |  |   N C P   C    |  |   |  |_______________________|   |     |  |________________|  |   |                     ||       |     |       ||             |   |_____________________||_______|     |_______||_____________|                         ||                     ||  - - - - - - - - - - - -|| - - - - - - - - - - ||- - - - - - - - - -                         ||     IMP NETWORK     ||                      ___||___              ____||__                     |        |            |        |                     |  IMP   |------------|  IMP   |                     |   A    |            |   C    |                     |________|            |________|                         |                     |                         |       ________      |                         |      |        |     |                         +------|  IMP   |-----+                                |   B    |                                |________|                     FIG 1. Modular View Of Network   3. User Control and Communication Module - The preceding two      communication systems are sufficient to permit communication      between unprivileged processes that already exist.  However, one      of the primary initial uses of the network is thought to involve      the creation of a foreign user process through interaction with      the foreign HOST's logger.  The User Control and Communication      Module (UCC) implements protocol sufficient for a process to      communicate with a foreign HOST's logger and to make initial      control communication with a created process.  Such a process is      to have the same privileges (subject to administrative control) as      a local (to the foreign HOST) user process.  The UCC module      communicates through the NCP in a manner similar to an ordinary      process.  Except for the ability to close connections to a dead                                                                [Page 4]

RFC 46                ARPA Network Protocol Notes             April 1970      process, the UCC module has no special network privileges.  The      UCC protocol is only one of several third-level protocols that      could be implemented.  For example, a set of batch processing      systems connected through the NCP system might implement a load-      sharing protocol, but not a UCC.III - NETWORK CONTROL PROGRAM   Each HOST implements a module called the Network Control Program   (NCP) which controls all network communications involving that HOST.   The network of NCPs forms a distributed communication system that   implements communication paths between individual processes.  The NCP   protocol issues involve:  (i) the definition of these communication   paths, and (ii) a system for coordinating the distributed NCP system   in maintaining these communication paths.  These are discussed below.   Sockets   Communication between two processes is made through a simplex   connection between two sockets:  a send socket attached to one   process and a receive socket attached to another process.  Sockets   have the following characteristics:   Socket Identifier - A socket identifier is used throughout the   network to uniquely identify a socket.  It consists of 48 bits,   having the following components:      a. User Number (24 bits) - A socket attached to a process is         identified as belonging to that process by a user number         consisting of 8 bits of "home" HOST code plus 16 bits of user         code assigned by the home HOST.  This user number is the same         for all sockets attached to any of his processes in any HOST.      b. Instance Tag (8 bits) - More than one process belonging to a         user may simultaneously exist within a single HOST.  The         instance tag identifies the particular process to which a         socket belongs.  A user's first process at a HOST to use the         network receives instance tag = 0 by convention.      c. HOST Number (8 bits) - This is the code of the HOST on which         the attached process exists.      d. Socket Code (8 bits) - This code provides for 128 send and 128         receive sockets in each process.  The low order bit determines         whether this is a "send" (= 1) or "receive" (= 0) socket.                                                                [Page 5]

RFC 46                ARPA Network Protocol Notes             April 1970   States of Sockets - Each socket has an associated state.  The NCP may   implement more transitory states of a socket, but the three following   are of conceptual importance.      a. Inactive - there is no currently existing process which has         told the NCP that it wishes to listen to this socket.  No other         process can successfully communicate with an inactive socket.      b. Open - Some process has agreed to listen to events concerning         this socket but it is not yet connected.      c. Connected - This socket is currently connected to another         socket.   Socket Event Queue - A queue of events to be disclosed to the owning   process is maintained for each open or connected socket.  It consists   of a chronologically ordered list of certain events generated by the   action of one or more foreign processes trying to connect or   disconnect this socket.  An entry in the event queue consists of the   event type plus the identifier of the foreign socket concerned.  The   following event types are defined:      a. "request" - a foreign socket requests connection.  (not queued         if local socket is already connected)      b. "accept" - a foreign socket accepts requested connection.      c. "reject" - a foreign socket rejects requested connection.      d. "close" - a foreign socket disconnects an existing connection.   A "request" event is removed from the queue when it is accepted or   rejected.  The other events are removed from the queue as they are   disclosed to the owning process.   Some events are intended to be transparent to the process owning the   socket, and they do not generate entries in the event queue.   Although an event queue is conceptually unlimited, it seems necessary   to place some practical limit on its length.  When an event queue for   a socket is full, any incoming event that would add to the queue   should be discarded and the sending NCP notified (via ERR command   described below).                                                                [Page 6]

RFC 46                ARPA Network Protocol Notes             April 1970NCP Control Communications   The NCP network coordinates its activities through control commands   passed between its individual components.  These commands generally   concern the creation and manipulation of socket connections   controlled by the NCP receiving the command.  A control command is   directed to a particular NCP by being sent to its HOST as a message   over link number 1 (designated as the control link), which is   reserved for that purpose.  The IMP network does not distinguish   between these messages and regular data messages implementing   communication through a socket connection.      The following NCP control commands are defined:      a. Request for Connection         RFC <local socket> <foreign socket> [<link no.>]      An NCP directs this command to a foreign NCP to attempt to      initiate a connection between a local socket and a foreign socket.      If the foreign socket is open, the foreign NCP places a "request"      event into the socket's event queue for disclosure to the process      that owns it.  If the foreign process accepts, the foreign NCP      returns a positive acknowledgement in the form of another RFC.  It      rejects connection by issuing the CLS command (see below).  An RFC      is automatically rejected without consulting the owning process if      the foreign socket is not open (inactive or connected).  Multiple      RFCs to the same socket are placed into its event queue in order      of receipt.  Any queued RFCs are automatically rejected by the NCP      once the owning process decides to accept a connection.  The NCP      which has control of the "receive" socket of the potentially      connected pair designates a link number over which messages are to      flow.      b. Close a Connection         CLS <local socket> <foreign socket>      An NCP issues this network command to disconnect an existing      connection or to negatively acknowledge an RFC.  There is a      potential race problem if an NCP closes a local send socket in      that the CLS command may reach the foreign NCP prior to the last      message over that socket connection.  This race is prevented by      adhering to two standards: (i) A CLS command for a local send      socket is not transmitted until the RFNM for the last message to      the foreign socket comes back, and (ii) the foreign NCP processes      all incoming messages in the order received.                                                                [Page 7]

RFC 46                ARPA Network Protocol Notes             April 1970      c. Block Output over a Connection         BLK <foreign send socket>      A process may read data through a receive socket slower than      messages are coming in and thus the NCP's buffers may tend to clog      up.  The NCP issues this command to a foreign NCP to block further      transmission over the socket pair until the receiving process      catches up.      d. Resume Output over a Blocked Connection         RSM <foreign send socket>      An NCP issues this command to unblock a previously blocked      connection.      e. Interrupt the Process Attached to a Connection         INT <foreign socket>      Receipt of this message causes the foreign NCP to immediately      interrupt the foreign process attached to <foreign socket> if it      is connected to a local socket.  Data already in transit within      the NCP network over the interrupted connection will be      transmitted to the destination socket.  The meaning of "interrupt"      is that the process will immediately break off its current      execution and execute some standard procedure.  That procedure is      not defined at this protocol level.      f. Report an Erroneous Command to a Foreign NCP         ERR <code> <command length> <command in error>      This command is used to report spurious network commands or      messages, or overload conditions that prevent processing of the      command.  <code> specifies the error type.  If <code> specifies an      erroneous network command, <command in error> is that command (not      including IMP header) and <command length> is an integer      specifying its length in bits.  If <code> specifies an erroneous      message, <command in error> contains only the link number over      which the erroneous message was transmitted.  (This is slightly      modified from the specification in NWG/RFC 40.)                                                                [Page 8]

RFC 46                ARPA Network Protocol Notes             April 1970      g. Network Test Command         ECO <48 bit code> <echo switch>      An NCP may test the quality of communications between it and a      foreign NCP by directing to it an ECO command with an arbitrary      <48 bit code> (of the same length as a socket identifier) and      <echo switch> 'on'.  An NCP receiving such a ECO command should      immediately send an acknowledging ECO with the same <48 bit code>      and <echo switch> 'off' to the originating NCP.  An NCP does not      acknowledge an ECO with <echo switch> 'off'.  We feel that this      command will be of considerable aid in the initial shakedown of      the entire network.      h. No Operation Command         NOP      An NCP discards this command upon receipt.User Interface to the NCP   The NCP at each HOST has an interface through which a local process   can exercise the network, subject to the control of the NCP.  The   exact specification of this interface is not a network protocol   issue, since each installation will have its own interface keyed to   its particular requirements.  The protocol requirements for the user   interface to an NCP are that it provide all intended network   functions and no illegal privileges.  Examples of such illegal   privileges include the ability to masquerade as another process,   eavesdrop on communications not intended for it, or to induce the NCP   to send out spurious network commands or messages.   We outline here an interface based on the Carr, Crocker, and Cerf   proposal that is sufficient to fully utilize the network.  While this   particular set of calls is intended mainly for illustrative purposes,   it indicates the types of functions necessary.      The following calls to the NCP are available:      a. LISTEN <my 8 bit socket code>      A user opens this socket, creating an empty event queue for it.      This LISTEN call may block waiting for the first "request" event,      or it may return immediately.                                                                [Page 9]

RFC 46                ARPA Network Protocol Notes             April 1970      b. INIT <my socket code> <foreign socket>      A user attempts to connect <my socket> to <foreign socket>.  The      local NCP sends an RFC to the foreign NCP requesting that the      connection be created.  The returned acknowledgemnet is either an      RFC (request accepted) or CLS (request rejected).  At the caller's      option, the INIT call blocks on the expected "accept" or "reject"      event, or it can return immediately without waiting.  In this case      the user must call STATUS (see below) at a later time to determine      the action by the foreign NCP.  When a blocked INIT call returns,      the "accept" or "reject" event is removed from the event queue.      c. STATUS <my socket code>      This call reports out the earliest previously unreported event in      the queue of <my socket>.  The STATUS call deletes the event from      the queue if that type of event is deleteable by disclosure.      d. ACCEPT <my socket code>      The user accepts connection with the foreign socket whose      "request" event is earliest in the event queue for <my socket>.      An acknowledging RFC is sent to the accepted foreign socket, and      the "request" event is deleted from the event queue.  Should any      other "request" event exist in the queue, the NCP automatically      denies connection by sending out a CLS command and deleting the      event.      e. REJECT <my socket code>      The user rejects connection with the foreign socket whose      "request" event is earliest in the event queue for <my socket>.      The NCP sends out a CLS command and deletes the "request" event      from the queue.      f. CLOSE <my socket code>      The user directs the NCP to disconnect any active connection to      this socket and to deactivate the socket.  The NCP sends out a CLS      command to the foreign socket if a connection has existed.  The      status of the foreign socket also becomes closed once the "close"      event is disclosed to the foreign process.      g. INTERRUPT <my socket code>      The user directs the NCP to send out an INT command to the foreign      socket connected to <my socket>.                                                               [Page 10]

RFC 46                ARPA Network Protocol Notes             April 1970      h. TRANSMIT <my socket code> <pointer> <nbits>      The user wishes to read (<my socket> is receive) or write (<my      socket> is send) <nbits> of data into or out of an area pointed to      by <pointer>.  A call to write returns immediately after the NCP      has queued the data to send a message over the connection.  The      call to write blocks only if the connection is blocked or if the      local NCP is too loaded to process the request immediately.  Data      to be transmitted over a connection is formatted into one or more      IMP messages of maximum length 8095 bits and transmitted to the      foreign HOST over the link number specified in the RFC sent by the      NCP controlling the receiving connection.  A "close" event in the      event queue for <my socket> is disclosed through the action of      TRANSMIT.  A call to write discloses the "close" event      immediately.  A read call discloses it when all data has been      read.The History of a Connection From a User ViewAn Illustrative Example   Assume that process 'a' on HOST A wishes to establish connection with   process 'b' on HOST B.  Before communication can take place, two   conditions must be fulfilled:      a. process 'a' must be able to specify to its NCP a socket in 'b's      socket space to which it wants to connect.      b. process 'b' must already be LISTENing to this socket.   1. Establishing the Connection      a. process 'b' LISTENs to socket 'Bb9'.      b. process 'a' INITs 'Bb9' to its 'Aa12'.  The NCP at A generates      an RFC specifying link number = 47, which it chooses from its      available set of links.  This is the link over which it will      receive messages if the connection is ACCEPTed by process 'b'.      c. process 'b' is informed of A's INIT request.  He may REJECT      connection (NCP B sends back a CLS) or ACCEPT (NCP B sends back an      RFC).      d. If process 'b' ACCEPTs, the confirming RFC establishes the      connection, and messages can now flow.                                                               [Page 11]

RFC 46                ARPA Network Protocol Notes             April 1970          HOST  A               |          HOST B          INITIATOR             |          ACCEPTOR          PROCESS 'a'           |          PROCESS 'b'                                |                                |                                |  a. LISTEN 'socket code 9'                                |                                | b. INIT 'socket code 12' 'Bb9' |      RFC 'AA12' 'Bb9' 'link 47' ==========>                                |                                | c. ACCEPT 'socket code 9'                                |        RFC 'Bb9' 'Aa12'                                |                                | d. TRANSMIT 'send buffer' 'len'                                |                        'socket 9'                     <============== IMP message 'link 47' 'send buffer'                                | e. TRANSMIT 'rec buffer' 'length'                    'socket 12' ============>                                |                                | f. CLOSE 'socket code 9'                                |                             last RFNM ===>                      <============== CLS 'Bb9' 'Aa12'     closes socket 'Aa12'       |                                |     FIG 2.  Establishing and Communicating over a Socket Connection   2. Sending Messages over a Connection.      a. Process 'b' issues a TRANSMIT call to send data through the      connection.  NCP B formats this into an IMP message and sends it      to NCP A with link number = 47 as specified by A's RFC.      b. NCP A receives the raw message from NCP B with link number =      47.  NCP A uses this link number in deciding who the intended      recipient is, and stores the message in a buffer for the recipient      process.      c. Process 'a' may issue a read (TRANSMIT) call for socket code 12      at any arbitrary time.  The read call blocks if there is no data      pending for the socket.  The read call picks up the specified      number of bits transmitted over socket code 12, perhaps across an      IMP message boundary.  The boundaries of the IMP messages are      invisible to the read call.                                                               [Page 12]

RFC 46                ARPA Network Protocol Notes             April 1970      d. Should process 'b' send data over the connection at a faster      rate than process 'a' picks it up, NCP A can issue a BLK command      to NCP B if A's buffers start filling.  Later, when process 'a'      catches up NCP A can tell B to resume transmission via an RSM      command.   3. Process 'b' Closes the Connection      a. Process 'b' decides to close the connection, and it issues the      CLOSE call to NCP B.  To avoid race problems B waits for the RFNM      from the previous message over this connection, then sends the CLS      command to NCP A.  When the RFNM from the CLS command message      returns, NCP B flushes socket 'Bb9' from its tables, effecting the      close at its end and deactivating 'Bb9'.      b. Because of sequential processing within NCP A, the last message      to socket 'Aa12' is guaranteed to have been directed to a process      before the CLS from NCP B comes through.  Upon receipt of the CLS      from B, NCP A marks socket 'Aa12' as "close pending" and places a      "close" event into the event queue of 'Aa12'.      c. Process 'a' can still issue read calls for socket 'Aa12' while      there is buffered data pending.  When 'a' issues a read call after      the buffer has been emptied, the "close" event is disclosed to      inform 'a' of the closure, and socket 'Aa12' is flushed from the      tables of NCP A.   4. Process 'a' Closes the Connection      a. Let us return to step 2. and assume that process 'a' wants to      close the connection from its end.  There is no race problem      because we assume that once 'a' issues a CLOSE call, it no longer      wants to read messages over that socket.      b. Assume that process 'a' issues a CLOSE call on socket 'Aa12'.      NCP A immediately sends out a CLS command to NCP B and marks      socket 'Aa12' as "close pending".  Any data buffered for read on      'Aa12' is discarded.  To allow remaining messages already in      transit from process 'b' to percolate through the IMP network to      NCP A and be discarded without error comments, NCP A retains      'Aa12' in its tables for a suitable period of time after receiving      the RFNM from the CLS command.  During this period NCP A discards      all messages received over the closing connection.  After allowing      a reasonable amount of time for these dead messages to come in,      NCP A flushes 'Aa12' from its tables, effectively closing the      connection and deactivating 'Aa12'.  Further messages to socket      'Aa12' result in NCP A sending an ERR "erroneous command" to the      originating NCP.                                                               [Page 13]

RFC 46                ARPA Network Protocol Notes             April 1970      c. When NCP B receives the CLS command, socket 'Bb9' is marked as      "close pending", and the CLS event is placed into the event queue      of 'Bb9'.  The next time process 'b' wishes to write over that      socket, the CLS event is disclosed to inform him of the closure,      and socket 'Bb9' is removed from NCP B's tables.IV - USER CONTROL AND COMMUNICATION PROTOCOL   Some process must exist which agrees to listen to anybody in the   network and create a process for him upon proper identification.   This process is called the logger and interacts through the NCP via   the network-related User Control and Communication (UCC) module,   which implements the necessary protocol.  Except for one instance   (CLOSEing connections of dead processes), the process operating the   UCC module does not have special network privileges.   Under the UCC protocol a "requestor" process which has directed the   creation of a "foreign" process maintains two full-duplex pseudo-   typewriter connections:  one to the foreign logger, and one to the   created process.  The duplex connection to the foreign logger is used   to identify the requestor process to the logger, and after login to   return to the requestor process basic information concerning the   health of the created process.  The duplex connection to the created   process is used for control communication to it.   Maintaining two full-duplex connections avoids reconnection problems   both when the logger transfers communication to the created process   and when it needs to regain control.  This is at the modest expense   of requiring the requestor process to switch typewriter   communications between two sets of connections.   The way that communication is established is essentially as follows:   the requestor process first reserves four of its sockets having   contiguous socket codes.  Then it "signals" the UCC, specifying one   of these sockets.  From the "signal" the UCC knows which process is   calling, and by protocol, on which requestor socket pair the UCC is   to communicate with the requestor process, and which requestor socket   pair the created process is to use for its communications.  This is   specified below in more detail.Establishing and Operating a Remote Process   The UCC at each HOST always keeps a send socket with user number = 0,   instance tag = 0 open (active and unconnected) as a "signal" socket,   and periodically checks for INITs to this socket.  Processes wishing   to create a process at this HOST must first signal the UCC by issuing   an INIT to this socket.                                                               [Page 14]

RFC 46                ARPA Network Protocol Notes             April 1970   The requesting process must have four free sockets with contiguous   socket codes:  <base_socket> (receive) through <base_socket+3>   (send).  The high numbered send/receive set of sockets is used for   typewriter communication with the foreign UCC, the low numbered set   for typewriter communication with the created process.   1. The "requestor" process calls LISTEN twice to open the   <base_socket+2> and <base_socket+3> receive/send pair over which it   will talk to the foreign UCC.  Then it sends out a "signalling" INIT   call on <base_socket> to the UCC "signal" socket.  The only thing   that the UCC does with this "signalling" INIT call is to note down   the socket number <base_socket> from which it originated.  The UCC   immediately rejects this request so as to keep its "signal" socket   open for other signals.   2. After receiving the expected REJECT on its initial INIT call to   the UCC's signal socket, the requestor process issues LISTENs for   <base_socket> and <base_socket+1>.  (The created process will INIT   these sockets to establish control communication with the requestor   process.)  The requestor process then blocks by calling STATUS   <base_socket+2> .   3.  The UCC INITs a free send/receive socket pair to the requestor's   <base_socket+2> and <base_socket+3> on which the requestor process is   presumably LISTENing.  The requestor process has called STATUS   <base_socket+2> with block option after LISTENing for the two   sockets, so that when the INIT from the foreign UCC reaches the   requestor process, STATUS returns with the INIT indication.  The   requestor process verifies that the UCC is the process that is   calling, then it ACCEPTs the call.  The requestor process then calls   STATUS <base_socket+3> and returns when the INIT for that socket   reaches it.  It does a similar verify and ACCEPT.  (There is an   arbitrary choice as for which socket the requestor process first   calls STATUS.)  Two way communication is established when the   requestor process has ACCEPTed both INITs from the UCC.  This   connection is maintained during the login ritual and throughout the   life of the created process.  Should the requestor process fail to   respond properly within a limited amount of time to the INITs of the   UCC, the UCC abandons the connection attempt.   4. The requestor process must then perform the login ritual with the   UCC.  (The initial protocol might standardize the login ritual.)  If   the logger is not satisfied and wishes to cut off the requestor, the   UCC module CLOSEs both <base_socket+2> and <base_socket+3>, perhaps   after the logger has sent a suitable message.                                                               [Page 15]

RFC 46                ARPA Network Protocol Notes             April 1970   5.  If satisfied, the logger creates a process for the user.  The UCC   maintains direct communication with the requestor, but this   connection is now used only to report basic information concerning   the created process.   6. The first task of a created process is to establish a dual   pseudo-typewriter control connection with its requestor process.  The   created process INITs one of its send/receive socket pairs to the   requestor's <base_socket> and <base_socket+1>.  If both requests are   ACCEPTed, the created process sends an initial message over this   connection.  Then it goes to command level, in which it awaits a   typewriter command message over the connection.  If the created   process is unable to establish duplex communication with the   requestor process, it should destroy itself.  The UCC will either   CLOSE its own connections with the requestor or make arrangements for   another process to be created.   7. When a created process is logged-out, the UCC uses a privileged   entry to the NCP to CLOSE all connections between the dead process   and other processes, and to deactivate all open sockets of the dead   process.  The UCC transmits a message back to the requestor process,   then CLOSEs the dual connections between it and the requestor   process.   8. The INTERRUPT call has a standard "quit" meaning when sent from a   requestor process to a created process over the requestor's receive   socket <base_socket>.  All pending output from the created process is   aborted, and the it enters "command level" where it awaits a command   over the typewriter connection to the requestor process.  The   interrupted processing is resumable by issuing a "start" command to   the created process.  (Note that the rule about pending output is   more restrictive than that implemented by the INT NCP command.)      This document was prepared through the use of the MULTICS "runoff"      command.  A source file consisting of intermixed text and "runoff"      requests was created using the "qed" text editor.  This file was      then compiled by the "runoff" command to produce a finished copy.      The latest version of this document exists online in MULTICS in      the segment            >udd>Multics>Meyer>network_protocol.runoff                                    (END)                                                               [Page 16]

RFC 46                ARPA Network Protocol Notes             April 1970      REQUESTOR                                  FOREIGN      PROCESS                                    LOGGER      --------------                             -------------      a. LISTEN to sockets      <base_socket+2> and      <base_socket+3> to be      connected to foreign logger.      b. INIT <base_socket>      to "signal" socket of      foreign logger.                =======================================>                                                c. remember <base_socket>                                                   and REJECT connection                                                   to signal socket.      d. LISTEN to sockets                      e. INIT a logger socket      <base_socket> and                            pair to the requestor's      <base_socket_1> to be                       <base_socket+2> and      connected to the created  process.          <base_socket+3>.                                                   /                       <==========================/      f. ACCEPT connection      with sockets from      foreign logger.                             PERFORM LOGIN RITUAL                                                CREATED                                                PROCESS                                                -------------                                                g. INIT any socket pair                                                   to requestor's                                                   <base_socket> and                                                   <base_socket+1>                                                    /                       <===========================/      h. ACCEPT connection      with sockets from created      process.               FIG. 4 Establishing a Process at a Foreign HOST          [ This RFC was put into machine readable form for entry ]          [ into the online RFC archives by Miles McCredie 11/99  ]                                                               [Page 17]

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