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INFORMATIONAL
Errata Exist
Network Working Group                                  H. Haverinen, Ed.Request for Comments: 4186                                         NokiaCategory: Informational                                  J. Salowey, Ed.                                                           Cisco Systems                                                            January 2006Extensible Authentication Protocol Method forGlobal System for Mobile Communications (GSM)Subscriber Identity Modules (EAP-SIM)Status of This Memo   This memo provides information for the Internet community.  It does   not specify an Internet standard of any kind.  Distribution of this   memo is unlimited.Copyright Notice   Copyright (C) The Internet Society (2006).IESG Note   The EAP-SIM protocol was developed by 3GPP.  The documentation of   EAP-SIM is provided as information to the Internet community.  While   the EAP WG has verified that EAP-SIM is compatible with EAP, as   defined inRFC 3748, no other review has been done, including   validation of the security claims.  The IETF has also not reviewed   the security of the cryptographic algorithms.Abstract   This document specifies an Extensible Authentication Protocol (EAP)   mechanism for authentication and session key distribution using the   Global System for Mobile Communications (GSM) Subscriber Identity   Module (SIM).  GSM is a second generation mobile network standard.   The EAP-SIM mechanism specifies enhancements to GSM authentication   and key agreement whereby multiple authentication triplets can be   combined to create authentication responses and session keys of   greater strength than the individual GSM triplets.  The mechanism   also includes network authentication, user anonymity support, result   indications, and a fast re-authentication procedure.Haverinen & Salowey          Informational                      [Page 1]

RFC 4186                 EAP-SIM Authentication             January 2006Table of Contents1. Introduction ....................................................42. Terms ...........................................................53. Overview ........................................................84. Operation ......................................................104.1. Version Negotiation .......................................104.2. Identity Management .......................................114.2.1. Format, Generation and Usage of Peer Identities ....114.2.2. Communicating the Peer Identity to the Server ......174.2.3. Choice of Identity for the EAP-Response/Identity ...19           4.2.4. Server Operation in the Beginning of                  EAP-SIM Exchange ...................................194.2.5. Processing of EAP-Request/SIM/Start by the Peer ....204.2.6. Attacks Against Identity Privacy ...................214.2.7. Processing of AT_IDENTITY by the Server ............224.3. Message Sequence Examples (Informative) ...................234.3.1. Full Authentication ................................244.3.2. Fast Re-authentication .............................254.3.3. Fall Back to Full Authentication ...................264.3.4. Requesting the Permanent Identity 1 ................274.3.5. Requesting the Permanent Identity 2 ................284.3.6. Three EAP-SIM/Start Roundtrips .....................285. Fast Re-Authentication .........................................305.1. General ...................................................305.2. Comparison to UMTS AKA ....................................315.3. Fast Re-authentication Identity ...........................315.4. Fast Re-authentication Procedure ..........................33      5.5. Fast Re-authentication Procedure when Counter Is           Too Small .................................................366. EAP-SIM Notifications ..........................................376.1. General ...................................................376.2. Result Indications ........................................396.3. Error Cases ...............................................406.3.1. Peer Operation .....................................406.3.2. Server Operation ...................................416.3.3. EAP-Failure ........................................426.3.4. EAP-Success ........................................427. Key Generation .................................................438. Message Format and Protocol Extensibility ......................458.1. Message Format ............................................458.2. Protocol Extensibility ....................................479. Messages .......................................................489.1. EAP-Request/SIM/Start .....................................489.2. EAP-Response/SIM/Start ....................................499.3. EAP-Request/SIM/Challenge .................................499.4. EAP-Response/SIM/Challenge ................................509.5. EAP-Request/SIM/Re-authentication .........................51Haverinen & Salowey          Informational                      [Page 2]

RFC 4186                 EAP-SIM Authentication             January 20069.6. EAP-Response/SIM/Re-authentication ........................519.7. EAP-Response/SIM/Client-Error .............................529.8. EAP-Request/SIM/Notification ..............................529.9. EAP-Response/SIM/Notification .............................5310. Attributes ....................................................5310.1. Table of Attributes ......................................5310.2. AT_VERSION_LIST ..........................................5410.3. AT_SELECTED_VERSION ......................................5510.4. AT_NONCE_MT ..............................................5510.5. AT_PERMANENT_ID_REQ ......................................5610.6. AT_ANY_ID_REQ ............................................5610.7. AT_FULLAUTH_ID_REQ .......................................5710.8. AT_IDENTITY ..............................................5710.9. AT_RAND ..................................................5810.10. AT_NEXT_PSEUDONYM .......................................5910.11. AT_NEXT_REAUTH_ID .......................................5910.12. AT_IV, AT_ENCR_DATA, and AT_PADDING .....................6010.13. AT_RESULT_IND ...........................................6210.14. AT_MAC ..................................................6210.15. AT_COUNTER ..............................................6310.16. AT_COUNTER_TOO_SMALL ....................................6310.17. AT_NONCE_S ..............................................6410.18. AT_NOTIFICATION .........................................6410.19. AT_CLIENT_ERROR_CODE ....................................6511. IANA Considerations ...........................................6612. Security Considerations .......................................6612.1. A3 and A8 Algorithms .....................................6612.2. Identity Protection ......................................6612.3. Mutual Authentication and Triplet Exposure ...............6712.4. Flooding the Authentication Centre .......................6912.5. Key Derivation ...........................................69      12.6. Cryptographic Separation of Keys and Session            Independence .............................................7012.7. Dictionary Attacks .......................................7112.8. Credentials Re-use .......................................7112.9. Integrity and Replay Protection, and Confidentiality .....7212.10. Negotiation Attacks .....................................7312.11. Protected Result Indications ............................7312.12. Man-in-the-Middle Attacks ...............................7412.13. Generating Random Numbers ...............................7413. Security Claims ...............................................7414. Acknowledgements and Contributions ............................7514.1. Contributors .............................................7514.2. Acknowledgements .........................................7514.2.1. Contributors' Addresses ...........................7715. References ....................................................7815.1. Normative References .....................................7815.2. Informative References ...................................79Haverinen & Salowey          Informational                      [Page 3]

RFC 4186                 EAP-SIM Authentication             January 2006Appendix A.  Test Vectors .........................................81A.1.  EAP-Request/Identity .....................................81A.2.  EAP-Response/Identity ....................................81A.3.  EAP-Request/SIM/Start ....................................82A.4.  EAP-Response/SIM/Start ...................................82A.5.  EAP-Request/SIM/Challenge ................................83A.6.  EAP-Response/SIM/Challenge ...............................86A.7.  EAP-Success ..............................................86A.8.  Fast Re-authentication ...................................86A.9.  EAP-Request/SIM/Re-authentication ........................87A.10.  EAP-Response/SIM/Re-authentication ......................89Appendix B.  Pseudo-Random Number Generator .......................901.  Introduction   This document specifies an Extensible Authentication Protocol (EAP)   [RFC3748] mechanism for authentication and session key distribution   using the Global System for Mobile Communications (GSM) Subscriber   Identity Module (SIM).   GSM is a second generation mobile network standard.  Second   generation mobile networks and third generation mobile networks use   different authentication and key agreement mechanisms.  EAP-AKA   [EAP-AKA] specifies an EAP method that is based on the Authentication   and Key Agreement (AKA) mechanism used in 3rd generation mobile   networks.   GSM authentication is based on a challenge-response mechanism.  The   A3/A8 authentication and key derivation algorithms that run on the   SIM can be given a 128-bit random number (RAND) as a challenge.  The   SIM runs operator-specific algorithms, which take the RAND and a   secret key Ki (stored on the SIM) as input, and produce a 32-bit   response (SRES) and a 64-bit long key Kc as output.  The Kc key is   originally intended to be used as an encryption key over the air   interface, but in this protocol, it is used for deriving keying   material and is not directly used.  Hence, the secrecy of Kc is   critical to the security of this protocol.  For more information   about GSM authentication, see [GSM-03.20].  SeeSection 12.1 for more   discussion about the GSM algorithms used in EAP-SIM.   The lack of mutual authentication is a weakness in GSM   authentication.  The derived 64-bit cipher key (Kc) is not strong   enough for data networks in which stronger and longer keys are   required.  Hence, in EAP-SIM, several RAND challenges are used for   generating several 64-bit Kc keys, which are combined to constitute   stronger keying material.  In EAP-SIM, the client issues a random   number NONCE_MT to the network in order to contribute to key   derivation, and to prevent replays of EAP-SIM requests from previousHaverinen & Salowey          Informational                      [Page 4]

RFC 4186                 EAP-SIM Authentication             January 2006   exchanges.  The NONCE_MT can be conceived as the client's challenge   to the network.  EAP-SIM also extends the combined RAND challenges   and other messages with a message authentication code in order to   provide message integrity protection along with mutual   authentication.   EAP-SIM specifies optional support for protecting the privacy of   subscriber identity using the same concept as the GSM, which uses   pseudonyms/temporary identifiers.  It also specifies an optional fast   re-authentication procedure.   The security of EAP-SIM builds on underlying GSM mechanisms.  The   security properties of EAP-SIM are documented inSection 11 of this   document.  Implementers and users of EAP-SIM are advised to carefully   study the security considerations inSection 11 in order to determine   whether the security properties are sufficient for the environment in   question, especially as the secrecy of Kc keys is essential to the   security of EAP-SIM.  In brief, EAP-SIM is in no sense weaker than   the GSM mechanisms.  In some cases EAP-SIM provides better security   properties than the underlying GSM mechanisms, particularly if the   SIM credentials are only used for EAP-SIM and are not re-used from   GSM/GPRS.  Many of the security features of EAP-SIM rely upon the   secrecy of the Kc values in the SIM triplets, so protecting these   values is key to the security of the EAP-SIM protocol.   The 3rd Generation Partnership Project (3GPP) has specified an   enhanced Authentication and Key Agreement (AKA) architecture for the   Universal Mobile Telecommunications System (UMTS).  The 3rd   generation AKA mechanism includes mutual authentication, replay   protection, and derivation of longer session keys.  EAP-AKA [EAP-AKA]   specifies an EAP method that is based on the 3rd generation AKA.   EAP-AKA, which is a more secure protocol, may be used instead of   EAP-SIM, if 3rd generation identity modules and 3G network   infrastructures are available.2.  Terms   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this   document are to be interpreted as described in [RFC2119].   The terms and abbreviations "authenticator", "backend authentication   server", "EAP server", "peer", "Silently Discard", "Master Session   Key (MSK)", and "Extended Master Session Key (EMSK)" in this document   are to be interpreted as described in [RFC3748].Haverinen & Salowey          Informational                      [Page 5]

RFC 4186                 EAP-SIM Authentication             January 2006   This document frequently uses the following terms and abbreviations:   AAA protocol         Authentication, Authorization, and Accounting protocol   AuC         Authentication Centre.  The GSM network element that provides         the authentication triplets for authenticating         the subscriber.   Authentication vector         GSM triplets can be alternatively called authentication         vectors.   EAP         Extensible Authentication Protocol   Fast re-authentication         An EAP-SIM authentication exchange that is based on keys         derived upon a preceding full authentication exchange.         The GSM authentication and key exchange algorithms are not         used in the fast re-authentication procedure.   Fast Re-authentication Identity         A fast re-authentication identity of the peer, including an NAI         realm portion in environments where a realm is used.  Used on         fast re-authentication only.   Fast Re-authentication Username         The username portion of fast re-authentication identity,         i.e., not including any realm portions.   Full authentication         An EAP-SIM authentication exchange based on the GSM         authentication and key agreement algorithms.   GSM         Global System for Mobile communications.Haverinen & Salowey          Informational                      [Page 6]

RFC 4186                 EAP-SIM Authentication             January 2006   GSM Triplet         The tuple formed by the three GSM authentication values RAND,         Kc, and SRES.   IMSI         International Mobile Subscriber Identifier, used in GSM to         identify subscribers.   MAC         Message Authentication Code   NAI         Network Access Identifier   Nonce         A value that is used at most once or that is never repeated         within the same cryptographic context.  In general, a nonce can         be predictable (e.g., a counter) or unpredictable (e.g., a         random value).  Since some cryptographic properties may depend         on the randomness of the nonce, attention should be paid to         whether a nonce is required to be random or not.  In this         document, the term nonce is only used to denote random nonces,         and it is not used to denote counters.   Permanent Identity         The permanent identity of the peer, including an NAI realm         portion in environments where a realm is used.  The permanent         identity is usually based on the IMSI.  Used on full         authentication only.   Permanent Username         The username portion of permanent identity, i.e., not including         any realm portions.   Pseudonym Identity         A pseudonym identity of the peer, including an NAI realm         portion in environments where a realm is used.  Used on         full authentication only.Haverinen & Salowey          Informational                      [Page 7]

RFC 4186                 EAP-SIM Authentication             January 2006   Pseudonym Username         The username portion of pseudonym identity, i.e., not including         any realm portions.   SIM         Subscriber Identity Module.  The SIM is traditionally a smart         card distributed by a GSM operator.3.  Overview   Figure 1 shows an overview of the EAP-SIM full authentication   procedure, wherein optional protected success indications are not   used.  The authenticator typically communicates with an EAP server   that is located on a backend authentication server using an AAA   protocol.  The authenticator shown in the figure is often simply   relaying EAP messages to and from the EAP server, but these backend   AAA communications are not shown.     Peer                                               Authenticator       |                               EAP-Request/Identity       |       |<---------------------------------------------------------|       |                                                          |       | EAP-Response/Identity                                    |       |--------------------------------------------------------->|       |                                                          |       |                  EAP-Request/SIM/Start (AT_VERSION_LIST) |       |<---------------------------------------------------------|       |                                                          |       | EAP-Response/SIM/Start (AT_NONCE_MT, AT_SELECTED_VERSION)|       |--------------------------------------------------------->|       |                                                          |       |           EAP-Request/SIM/Challenge (AT_RAND, AT_MAC)    |       |<---------------------------------------------------------|   +-------------------------------------+                        |   | Peer runs GSM algorithms, verifies  |                        |   | AT_MAC and derives session keys     |                        |   +-------------------------------------+                        |       | EAP-Response/SIM/Challenge (AT_MAC)                      |       |--------------------------------------------------------->|       |                                                          |       |                                             EAP-Success  |       |<---------------------------------------------------------|       |                                                          |            Figure 1: EAP-SIM full authentication procedureHaverinen & Salowey          Informational                      [Page 8]

RFC 4186                 EAP-SIM Authentication             January 2006   The first EAP Request issued by the authenticator is   EAP-Request/Identity.  On full authentication, the peer's response   includes either the user's International Mobile Subscriber Identity   (IMSI) or a temporary identity (pseudonym) if identity privacy is in   effect, as specified inSection 4.2.   Following the peer's EAP-Response/Identity packet, the peer receives   EAP Requests of Type 18 (SIM) from the EAP server and sends the   corresponding EAP Responses.  The EAP packets that are of the Type   SIM also have a Subtype field.  On full authentication, the first   EAP-Request/SIM packet is of the Subtype 10 (Start).  EAP-SIM packets   encapsulate parameters in attributes, encoded in a Type, Length,   Value format.  The packet format and the use of attributes are   specified inSection 8.   The EAP-Request/SIM/Start packet contains the list of EAP-SIM   versions supported by the EAP server in the AT_VERSION_LIST   attribute.  This packet may also include attributes for requesting   the subscriber identity, as specified inSection 4.2.   The peer responds to a EAP-Request/SIM/Start with the   EAP-Response/SIM/Start packet, which includes the AT_NONCE_MT   attribute that contains a random number NONCE_MT, chosen by the peer,   and the AT_SELECTED_VERSION attribute that contains the version   number selected by the peer.  The version negotiation is protected by   including the version list and the selected version in the   calculation of keying material (Section 7).   After receiving the EAP Response/SIM/Start, the EAP server obtains n   GSM triplets for use in authenticating the subscriber, where n = 2 or   n = 3.  From the triplets, the EAP server derives the keying   material, as specified inSection 7.  The triplets may be obtained by   contacting an Authentication Centre (AuC) on the GSM network; per GSM   specifications, between 1 and 5 triplets may be obtained at a time.   Triplets may be stored in the EAP server for use at a later time, but   triplets MUST NOT be re-used, except in some error cases that are   specified inSection 10.9.   The next EAP Request the EAP Server issues is of the type SIM and   subtype Challenge (11).  It contains the RAND challenges and a   message authentication code attribute AT_MAC to cover the challenges.   The AT_MAC attribute is a general message authentication code   attribute that is used in many EAP-SIM messages.   On receipt of the EAP-Request/SIM/Challenge message, the peer runs   the GSM authentication algorithm and calculates a copy of the message   authentication code.  The peer then verifies that the calculated MAC   equals the received MAC.  If the MAC's do not match, then the peerHaverinen & Salowey          Informational                      [Page 9]

RFC 4186                 EAP-SIM Authentication             January 2006   sends the EAP-Response/SIM/Client-Error packet and the authentication   exchange terminates.   Since the RANDs given to a peer are accompanied by the message   authentication code AT_MAC, and since the peer's NONCE_MT value   contributes to AT_MAC, the peer is able to verify that the EAP-SIM   message is fresh (i.e., not a replay) and that the sender possesses   valid GSM triplets for the subscriber.   If all checks out, the peer responds with the   EAP-Response/SIM/Challenge, containing the AT_MAC attribute that   covers the peer's SRES response values (Section 9.4).  The EAP server   verifies that the MAC is correct.  Because protected success   indications are not used in this example, the EAP server sends the   EAP-Success packet, indicating that the authentication was   successful.  (Protected success indications are discussed inSection 6.2.)  The EAP server may also include derived keying   material in the message it sends to the authenticator.  The peer has   derived the same keying material, so the authenticator does not   forward the keying material to the peer along with EAP-Success.   EAP-SIM also includes a separate fast re-authentication procedure   that does not make use of the A3/A8 algorithms or the GSM   infrastructure.  Fast re-authentication is based on keys derived on   full authentication.  If the peer has maintained state information   for fast re-authentication and wants to use fast re-authentication,   then the peer indicates this by using a specific fast   re-authentication identity instead of the permanent identity or a   pseudonym identity.  The fast re-authentication procedure is   described inSection 5.4.  Operation4.1.  Version Negotiation   EAP-SIM includes version negotiation so as to allow future   developments in the protocol.  The version negotiation is performed   on full authentication and it uses two attributes, AT_VERSION_LIST,   which the server always includes in EAP-Request/SIM/Start, and   AT_SELECTED_VERSION, which the peer includes in   EAP-Response/SIM/Start on full authentication.   AT_VERSION_LIST includes the EAP-SIM versions supported by the   server.  If AT_VERSION_LIST does not include a version that is   implemented by the peer and allowed in the peer's security policy,   then the peer MUST send the EAP-Response/SIM/Client-Error packet   (Section 9.7) to the server with the error code "unsupported   version".  If a suitable version is included, then the peer includesHaverinen & Salowey          Informational                     [Page 10]

RFC 4186                 EAP-SIM Authentication             January 2006   the AT_SELECTED_VERSION attribute, containing the selected version in   the EAP-Response/SIM/Start packet.  The peer MUST only indicate a   version that is included in the AT_VERSION_LIST.  If several versions   are acceptable, then the peer SHOULD choose the version that occurs   first in the version list.   The version number list of AT_VERSION_LIST and the selected version   of AT_SELECTED_VERSION are included in the key derivation procedure   (Section 7).  If an attacker modifies either one of these attributes,   then the peer and the server derive different keying material.   Because K_aut keys are different, the server and peer calculate   different AT_MAC values.  Hence, the peer detects that AT_MAC,   included in EAP-Request/SIM/Challenge, is incorrect and sends the   EAP-Response/SIM/Client-Error packet.  The authentication procedure   terminates.4.2.  Identity Management4.2.1.  Format, Generation and Usage of Peer Identities4.2.1.1.  General   In the beginning of EAP authentication, the Authenticator or the EAP   server usually issues the EAP-Request/Identity packet to the peer.   The peer responds with the EAP-Response/Identity, which contains the   user's identity.  The formats of these packets are specified in   [RFC3748].   GSM subscribers are identified with the International Mobile   Subscriber Identity (IMSI) [GSM-03.03].  The IMSI is a string of not   more than 15 digits.  It is composed of a three digit Mobile Country   Code (MCC), a two or three digit Mobile Network Code (MNC), and a   Mobile Subscriber Identification Number (MSIN) of no more than 10   digits.  MCC and MNC uniquely identify the GSM operator and help   identify the AuC from which the authentication vectors need to be   retrieved for this subscriber.   Internet AAA protocols identify users with the Network Access   Identifier (NAI) [RFC4282].  When used in a roaming environment, the   NAI is composed of a username and a realm, separated with "@"   (username@realm).  The username portion identifies the subscriber   within the realm.   This section specifies the peer identity format used in EAP-SIM.  In   this document, the term "identity" or "peer identity" refers to the   whole identity string that is used to identify the peer.  The peerHaverinen & Salowey          Informational                     [Page 11]

RFC 4186                 EAP-SIM Authentication             January 2006   identity may include a realm portion.  "Username" refers to the   portion of the peer identity that identifies the user, i.e., the   username does not include the realm portion.4.2.1.2.  Identity Privacy Support   EAP-SIM includes optional identity privacy (anonymity) support that   can be used to hide the cleartext permanent identity and thereby make   the subscriber's EAP exchanges untraceable to eavesdroppers.  Because   the permanent identity never changes, revealing it would help   observers to track the user.  The permanent identity is usually based   on the IMSI, which may further help the tracking, because the same   identifier may be used in other contexts as well.  Identity privacy   is based on temporary identities, or pseudonyms, which are equivalent   to but separate from the Temporary Mobile Subscriber Identities   (TMSI) that are used on cellular networks.  Please seeSection 12.2   for security considerations regarding identity privacy.4.2.1.3.  Username Types in EAP-SIM identities   There are three types of usernames in EAP-SIM peer identities:   (1) Permanent usernames.  For example,   1123456789098765@myoperator.com might be a valid permanent identity.   In this example, 1123456789098765 is the permanent username.   (2) Pseudonym usernames.  For example, 3s7ah6n9q@myoperator.com might   be a valid pseudonym identity.  In this example, 3s7ah6n9q is the   pseudonym username.   (3) Fast re-authentication usernames.  For example,   53953754@myoperator.com might be a valid fast re-authentication   identity.  In this case, 53953754 is the fast re-authentication   username.  Unlike permanent usernames and pseudonym usernames, fast   re-authentication usernames are one-time identifiers, which are not   re-used across EAP exchanges.   The first two types of identities are used only on full   authentication and the last one only on fast re-authentication.  When   the optional identity privacy support is not used, the non-pseudonym   permanent identity is used on full authentication.  The fast   re-authentication exchange is specified inSection 5.4.2.1.4.  Username Decoration   In some environments, the peer may need to decorate the identity by   prepending or appending the username with a string, in order to   indicate supplementary AAA routing information in addition to the NAIHaverinen & Salowey          Informational                     [Page 12]

RFC 4186                 EAP-SIM Authentication             January 2006   realm.  (The usage of an NAI realm portion is not considered   decoration.)  Username decoration is out of the scope of this   document.  However, it should be noted that username decoration might   prevent the server from recognizing a valid username.  Hence,   although the peer MAY use username decoration in the identities that   the peer includes in EAP-Response/Identity, and although the EAP   server MAY accept a decorated peer username in this message, the peer   or the EAP server MUST NOT decorate any other peer identities that   are used in various EAP-SIM attributes.  Only the identity used in   the EAP-Response/Identity may be decorated.4.2.1.5.  NAI Realm Portion   The peer MAY include a realm portion in the peer identity, as per the   NAI format.  The use of a realm portion is not mandatory.   If a realm is used, the realm MAY be chosen by the subscriber's home   operator and it MAY be a configurable parameter in the EAP-SIM peer   implementation.  In this case, the peer is typically configured with   the NAI realm of the home operator.  Operators MAY reserve a specific   realm name for EAP-SIM users.  This convention makes it easy to   recognize that the NAI identifies a GSM subscriber.  Such a reserved   NAI realm may be a useful hint as to the first authentication method   to use during method negotiation.  When the peer is using a pseudonym   username instead of the permanent username, the peer selects the   realm name portion similarly as it select the realm portion when   using the permanent username.   If no configured realm name is available, the peer MAY derive the   realm name from the MCC and MNC portions of the IMSI.  A RECOMMENDED   way to derive the realm from the IMSI using the realm 3gppnetwork.org   is specified in [3GPP-TS-23.003].   Some old implementations derive the realm name from the IMSI by   concatenating "mnc", the MNC digits of IMSI, ".mcc", the MCC digits   of IMSI, and ".owlan.org".  For example, if the IMSI is   123456789098765, and the MNC is three digits long, then the derived   realm name is "mnc456.mcc123.owlan.org".  As there are no DNS servers   running at owlan.org, these realm names can only be used with   manually configured AAA routing.  New implementations SHOULD use the   mechanism specified in [3GPP-TS-23.003] instead of owlan.org.   The IMSI is a string of digits without any explicit structure, so the   peer may not be able to determine the length of the MNC portion.  If   the peer is not able to determine whether the MNC is two or three   digits long, the peer MAY use a 3-digit MNC.  If the correct length   of the MNC is two, then the MNC used in the realm name includes the   first digit of the MSIN.  Hence, when configuring AAA networks forHaverinen & Salowey          Informational                     [Page 13]

RFC 4186                 EAP-SIM Authentication             January 2006   operators that have 2-digit MNCs, the network SHOULD also be prepared   for realm names with incorrect, 3-digit MNCs.4.2.1.6.  Format of the Permanent Username   The non-pseudonym permanent username SHOULD be derived from the IMSI.   In this case, the permanent username MUST be of the format "1" |   IMSI, where the character "|" denotes concatenation.  In other words,   the first character of the username is the digit one (ASCII value 31   hexadecimal), followed by the IMSI.  The IMSI is encoded as an ASCII   string that consists of not more than 15 decimal digits (ASCII values   between 30 and 39 hexadecimal), one character per IMSI digit, in the   order specified in [GSM-03.03].  For example, a permanent username   derived from the IMSI 295023820005424 would be encoded as the ASCII   string "1295023820005424" (byte values in hexadecimal notation: 31 32   39 35 30 32 33 38 32 30 30 30 35 34 32 34).   The EAP server MAY use the leading "1" as a hint to try EAP-SIM as   the first authentication method during method negotiation, rather   than, for example EAP/AKA.  The EAP-SIM server MAY propose EAP-SIM,   even if the leading character was not "1".   Alternatively, an implementation MAY choose a permanent username that   is not based on the IMSI.  In this case, the selection of the   username, its format, and its processing is out of the scope of this   document.  In this case, the peer implementation MUST NOT prepend any   leading characters to the username.4.2.1.7.  Generating Pseudonyms and Fast Re-authentication Identities by          the Server   Pseudonym usernames and fast re-authentication identities are   generated by the EAP server.  The EAP server produces pseudonym   usernames and fast re-authentication identities in an   implementation-dependent manner.  Only the EAP server needs to be   able to map the pseudonym username to the permanent identity, or to   recognize a fast re-authentication identity.   EAP-SIM includes no provisions to ensure that the same EAP server   that generated a pseudonym username will be used on the   authentication exchange when the pseudonym username is used.  It is   recommended that the EAP servers implement some centralized mechanism   to allow all EAP servers of the home operator to map pseudonyms   generated by other severs to the permanent identity.  If no such   mechanism is available, then the EAP server failing to understand a   pseudonym issued by another server can request the that peer send the   permanent identity.Haverinen & Salowey          Informational                     [Page 14]

RFC 4186                 EAP-SIM Authentication             January 2006   When issuing a fast re-authentication identity, the EAP server may   include a realm name in the identity to make the fast   re-authentication request be forwarded to the same EAP server.   When generating fast re-authentication identities, the server SHOULD   choose a fresh, new fast re-authentication identity that is different   from the previous ones that were used after the same full   authentication exchange.  A full authentication exchange and the   associated fast re-authentication exchanges are referred to here as   the same "full authentication context".  The fast re-authentication   identity SHOULD include a random component.  This random component   works as a full authentication context identifier.  A   context-specific fast re-authentication identity can help the server   to detect whether its fast re-authentication state information   matches that of its peer (in other words, whether the state   information is from the same full authentication exchange).  The   random component also makes the fast re-authentication identities   unpredictable, so an attacker cannot initiate a fast   re-authentication exchange to get the server's EAP-Request/SIM/   Re-authentication packet.   Transmitting pseudonyms and fast re-authentication identities from   the server to the peer is discussed inSection 4.2.1.8.  The   pseudonym is transmitted as a username, without an NAI realm, and the   fast re-authentication identity is transmitted as a complete NAI,   including a realm portion if a realm is required.  The realm is   included in the fast re-authentication identity to allow the server   to include a server-specific realm.   Regardless of the construction method, the pseudonym username MUST   conform to the grammar specified for the username portion of an NAI.   The fast re-authentication identity also MUST conform to the NAI   grammar.  The EAP servers that the subscribers of an operator can use   MUST ensure that the pseudonym usernames and the username portions   used in fast re-authentication identities they generate are unique.   In any case, it is necessary that permanent usernames, pseudonym   usernames, and fast re-authentication usernames are separate and   recognizable from each other.  It is also desirable that EAP-SIM and   EAP-AKA [EAP-AKA] usernames be distinguishable from each other as an   aid for the server on which method to offer.   In general, it is the task of the EAP server and the policies of its   administrator to ensure sufficient separation of the usernames.   Pseudonym usernames and fast re-authentication usernames are both   produced and used by the EAP server.  The EAP server MUST compose   pseudonym usernames and fast re-authentication usernames so that it   can determine if an NAI username is an EAP-SIM pseudonym username orHaverinen & Salowey          Informational                     [Page 15]

RFC 4186                 EAP-SIM Authentication             January 2006   an EAP-SIM fast re-authentication username.  For instance, when the   usernames have been derived from the IMSI, the server could use   different leading characters in the pseudonym usernames and fast   re-authentication usernames (e.g., the pseudonym could begin with a   leading "3" character).  When mapping a fast re-authentication   identity to a permanent identity, the server SHOULD only examine the   username portion of the fast re-authentication identity and ignore   the realm portion of the identity.   Because the peer may fail to save a pseudonym username sent in an   EAP-Request/SIM/Challenge, for example due to malfunction, the EAP   server SHOULD maintain at least the most recently used pseudonym   username in addition to the most recently issued pseudonym username.   If the authentication exchange is not completed successfully, then   the server SHOULD NOT overwrite the pseudonym username that was   issued during the most recent successful authentication exchange.4.2.1.8.  Transmitting Pseudonyms and Fast Re-authentication Identities          to the Peer   The server transmits pseudonym usernames and fast re-authentication   identities to the peer in cipher, using the AT_ENCR_DATA attribute.   The EAP-Request/SIM/Challenge message MAY include an encrypted   pseudonym username and/or an encrypted fast re-authentication   identity in the value field of the AT_ENCR_DATA attribute.  Because   identity privacy support and fast re-authentication are optional   implementations, the peer MAY ignore the AT_ENCR_DATA attribute and   always use the permanent identity.  On fast re-authentication   (discussed inSection 5), the server MAY include a new, encrypted   fast re-authentication identity in the   EAP-Request/SIM/Re-authentication message.   On receipt of the EAP-Request/SIM/Challenge, the peer MAY decrypt the   encrypted data in AT_ENCR_DATA.  If the authentication exchange is   successful, and the encrypted data includes a pseudonym username,   then the peer may use the obtained pseudonym username on the next   full authentication.  If a fast re-authentication identity is   included, then the peer MAY save it together with other fast   re-authentication state information, as discussed inSection 5, for   the next fast re-authentication.  If the authentication exchange does   not complete successfully, the peer MUST ignore the received   pseudonym username and the fast re-authentication identity.   If the peer does not receive a new pseudonym username in the   EAP-Request/SIM/Challenge message, the peer MAY use an old pseudonym   username instead of the permanent username on the next full   authentication.  The username portions of fast re-authenticationHaverinen & Salowey          Informational                     [Page 16]

RFC 4186                 EAP-SIM Authentication             January 2006   identities are one-time usernames, which the peer MUST NOT re-use.   When the peer uses a fast re-authentication identity in an EAP   exchange, the peer MUST discard the fast re-authentication identity   and not re-use it in another EAP authentication exchange, even if the   authentication exchange was not completed.4.2.1.9.  Usage of the Pseudonym by the Peer   When the optional identity privacy support is used on full   authentication, the peer MAY use a pseudonym username received as   part of a previous full authentication sequence as the username   portion of the NAI.  The peer MUST NOT modify the pseudonym username   received in AT_NEXT_PSEUDONYM.  However, as discussed above, the peer   MAY need to decorate the username in some environments by appending   or prepending the username with a string that indicates supplementary   AAA routing information.   When using a pseudonym username in an environment where a realm   portion is used, the peer concatenates the received pseudonym   username with the "@" character and an NAI realm portion.  The   selection of the NAI realm is discussed above.  The peer can select   the realm portion similarly, regardless of whether it uses the   permanent username or a pseudonym username.4.2.1.10.  Usage of the Fast Re-authentication Identity by the Peer   On fast re-authentication, the peer uses the fast re-authentication   identity that was received as part of the previous authentication   sequence.  A new re-authentication identity may be delivered as part   of both full authentication and fast re-authentication.  The peer   MUST NOT modify the username part of the fast re-authentication   identity received in AT_NEXT_REAUTH_ID, except in cases when username   decoration is required.  Even in these cases, the "root" fast   re-authentication username must not be modified, but it may be   appended or prepended with another string.4.2.2.  Communicating the Peer Identity to the Server4.2.2.1.  General   The peer identity MAY be communicated to the server with the   EAP-Response/Identity message.  This message MAY contain the   permanent identity, a pseudonym identity, or a fast re-authentication   identity.  If the peer uses the permanent identity or a pseudonym   identity, which the server is able to map to the permanent identity,   then the authentication proceeds as discussed in the overview ofSection 3.  If the peer uses a fast re-authentication identity, and   if the fast re-authentication identity matches with a valid fastHaverinen & Salowey          Informational                     [Page 17]

RFC 4186                 EAP-SIM Authentication             January 2006   re-authentication identity maintained by the server, and if the   server agrees to use fast re-authentication, then a fast   re-authentication exchange is performed, as described inSection 5.   The peer identity can also be transmitted from the peer to the server   using EAP-SIM messages instead of the EAP-Response/Identity.  In this   case, the server includes an identity-requesting attribute   (AT_ANY_ID_REQ, AT_FULLAUTH_ID_REQ or AT_PERMANENT_ID_REQ) in the   EAP-Request/SIM/Start message, and the peer includes the AT_IDENTITY   attribute, which contains the peer's identity, in the   EAP-Response/SIM/Start message.  The AT_ANY_ID_REQ attribute is a   general identity-requesting attribute, which the server uses if it   does not specify which kind of an identity the peer should return in   AT_IDENTITY.  The server uses the AT_FULLAUTH_ID_REQ attribute to   request either the permanent identity or a pseudonym identity.  The   server uses the AT_PERMANENT_ID_REQ attribute to request that the   peer send its permanent identity.   The identity format in the AT_IDENTITY attribute is the same as in   the EAP-Response/Identity packet (except that identity decoration is   not allowed).  The AT_IDENTITY attribute contains a permanent   identity, a pseudonym identity, or a fast re-authentication identity.   Please note that the EAP-SIM peer and the EAP-SIM server only process   the AT_IDENTITY attribute; entities that only pass through EAP   packets do not process this attribute.  Hence, the authenticator and   other intermediate AAA elements (such as possible AAA proxy servers)   will continue to refer to the peer with the original identity from   the EAP-Response/Identity packet unless the identity authenticated in   the AT_IDENTITY attribute is communicated to them in another way   within the AAA protocol.4.2.2.2.  Relying on EAP-Response/Identity Discouraged   The EAP-Response/Identity packet is not method-specific, so in many   implementations it may be handled by an EAP Framework.  This   introduces an additional layer of processing between the EAP peer and   EAP server.  The extra layer of processing may cache identity   responses or add decorations to the identity.  A modification of the   identity response will cause the EAP peer and EAP server to use   different identities in the key derivation, which will cause the   protocol to fail.   For this reason, it is RECOMMENDED that the EAP peer and server use   the method-specific identity attributes in EAP-SIM, and the server is   strongly discouraged from relying upon the EAP-Response/Identity.Haverinen & Salowey          Informational                     [Page 18]

RFC 4186                 EAP-SIM Authentication             January 2006   In particular, if the EAP server receives a decorated identity in   EAP-Response/Identity, then the EAP server MUST use the   identity-requesting attributes to request that the peer send an   unmodified and undecorated copy of the identity in AT_IDENTITY.4.2.3.  Choice of Identity for the EAP-Response/Identity   If EAP-SIM peer is started upon receiving an EAP-Request/Identity   message, then the peer MAY use an EAP-SIM identity in the EAP-   Response/Identity packet.  In this case, the peer performs the   following steps.   If the peer has maintained fast re-authentication state information   and wants to use fast re-authentication, then the peer transmits the   fast re-authentication identity in EAP-Response/Identity.   Else, if the peer has a pseudonym username available, then the peer   transmits the pseudonym identity in EAP-Response/Identity.   In other cases, the peer transmits the permanent identity in   EAP-Response/Identity.4.2.4.  Server Operation in the Beginning of EAP-SIM Exchange   As discussed inSection 4.2.2.2, the server SHOULD NOT rely on an   identity string received in EAP-Response/Identity.  Therefore, the   RECOMMENDED way to start an EAP-SIM exchange is to ignore any   received identity strings.  The server SHOULD begin the EAP-SIM   exchange by issuing the EAP-Request/SIM/Start packet with an   identity-requesting attribute to indicate that the server wants the   peer to include an identity in the AT_IDENTITY attribute of the EAP-   Response/SIM/Start message.  Three methods to request an identity   from the peer are discussed below.   If the server chooses not to ignore the contents of EAP-   Response/Identity, then the server may have already received an EAP-   SIM identity in this packet.  However, if the EAP server has not   received any EAP-SIM peer identity (permanent identity, pseudonym   identity, or fast re-authentication identity) from the peer when   sending the first EAP-SIM request, or if the EAP server has received   an EAP-Response/Identity packet but the contents do not appear to be   a valid permanent identity, pseudonym identity or a re-authentication   identity, then the server MUST request an identity from the peer   using one of the methods below.   The server sends the EAP-Request/SIM/Start message with the   AT_PERMANENT_ID_REQ attribute to indicate that the server wants the   peer to include the permanent identity in the AT_IDENTITY attributeHaverinen & Salowey          Informational                     [Page 19]

RFC 4186                 EAP-SIM Authentication             January 2006   of the EAP-Response/SIM/Start message.  This is done in the following   cases:   o  The server does not support fast re-authentication or identity      privacy.   o  The server decided to process a received identity, and the server      recognizes the received identity as a pseudonym identity but the      server is not able to map the pseudonym identity to a permanent      identity.   The server issues the EAP-Request/SIM/Start packet with the   AT_FULLAUTH_ID_REQ attribute to indicate that the server wants the   peer to include a full authentication identity (pseudonym identity or   permanent identity) in the AT_IDENTITY attribute of the   EAP-Response/SIM/Start message.  This is done in the following cases:   o  The server does not support fast re-authentication and the server      supports identity privacy.   o  The server decided to process a received identity, and the server      recognizes the received identity as a re-authentication identity      but the server is not able to map the re-authentication identity      to a permanent identity.   The server issues the EAP-Request/SIM/Start packet with the   AT_ANY_ID_REQ attribute to indicate that the server wants the peer to   include an identity in the AT_IDENTITY attribute of the   EAP-Response/SIM/Start message, and the server does not indicate any   preferred type for the identity.  This is done in other cases, such   as when the server ignores a received EAP-Response/Identity, the   server does not have any identity, or the server does not recognize   the format of a received identity.4.2.5.  Processing of EAP-Request/SIM/Start by the Peer   Upon receipt of an EAP-Request/SIM/Start message, the peer MUST   perform the following steps.   If the EAP-Request/SIM/Start does not include an identity request   attribute, then the peer responds with EAP-Response/SIM/Start without   AT_IDENTITY.  The peer includes the AT_SELECTED_VERSION and   AT_NONCE_MT attributes, because the exchange is a full authentication   exchange.   If the EAP-Request/SIM/Start includes AT_PERMANENT_ID_REQ, and if the   peer does not have a pseudonym available, then the peer MUST respond   with EAP-Response/SIM/Start and include the permanent identity inHaverinen & Salowey          Informational                     [Page 20]

RFC 4186                 EAP-SIM Authentication             January 2006   AT_IDENTITY.  If the peer has a pseudonym available, then the peer   MAY refuse to send the permanent identity; hence, in this case the   peer MUST either respond with EAP-Response/SIM/Start and include the   permanent identity in AT_IDENTITY or respond with EAP-Response/SIM/   Client-Error packet with the code "unable to process packet".   If the EAP-Request/SIM/Start includes AT_FULL_AUTH_ID_REQ, and if the   peer has a pseudonym available, then the peer SHOULD respond with   EAP-Response/SIM/Start and include the pseudonym identity in   AT_IDENTITY.  If the peer does not have a pseudonym when it receives   this message, then the peer MUST respond with EAP-Response/SIM/Start   and include the permanent identity in AT_IDENTITY.  The Peer MUST NOT   use a re-authentication identity in the AT_IDENTITY attribute.   If the EAP-Request/SIM/Start includes AT_ANY_ID_REQ, and if the peer   has maintained fast re-authentication state information and the peer   wants to use fast re-authentication, then the peer responds with   EAP-Response/SIM/Start and includes the fast re-authentication   identity in AT_IDENTITY.  Else, if the peer has a pseudonym identity   available, then the peer responds with EAP-Response/SIM/Start and   includes the pseudonym identity in AT_IDENTITY.  Else, the peer   responds with EAP-Response/SIM/Start and includes the permanent   identity in AT_IDENTITY.   An EAP-SIM exchange may include several EAP/SIM/Start rounds.  The   server may issue a second EAP-Request/SIM/Start if it was not able to   recognize the identity that the peer used in the previous AT_IDENTITY   attribute.  At most, three EAP/SIM/Start rounds can be used, so the   peer MUST NOT respond to more than three EAP-Request/SIM/Start   messages within an EAP exchange.  The peer MUST verify that the   sequence of EAP-Request/SIM/Start packets that the peer receives   comply with the sequencing rules defined in this document.  That is,   AT_ANY_ID_REQ can only be used in the first EAP-Request/SIM/Start; in   other words, AT_ANY_ID_REQ MUST NOT be used in the second or third   EAP-Request/SIM/Start.  AT_FULLAUTH_ID_REQ MUST NOT be used if the   previous EAP-Request/SIM/Start included AT_PERMANENT_ID_REQ.  The   peer operation, in cases when it receives an unexpected attribute or   an unexpected message, is specified inSection 6.3.1.4.2.6.  Attacks Against Identity Privacy   The section above specifies two possible ways the peer can operate   upon receipt of AT_PERMANENT_ID_REQ.  This is because a received   AT_PERMANENT_ID_REQ does not necessarily originate from the valid   network, but an active attacker may transmit an EAP-Request/SIM/   Start packet with an AT_PERMANENT_ID_REQ attribute to the peer, in an   effort to find out the true identity of the user.  If the peer does   not want to reveal its permanent identity, then the peer sends theHaverinen & Salowey          Informational                     [Page 21]

RFC 4186                 EAP-SIM Authentication             January 2006   EAP-Response/SIM/Client-Error packet with the error code "unable to   process packet", and the authentication exchange terminates.   Basically, there are two different policies that the peer can employ   with regard to AT_PERMANENT_ID_REQ.  A "conservative" peer assumes   that the network is able to maintain pseudonyms robustly.  Therefore,   if a conservative peer has a pseudonym username, the peer responds   with EAP-Response/SIM/Client-Error to the EAP packet with   AT_PERMANENT_ID_REQ, because the peer believes that the valid network   is able to map the pseudonym identity to the peer's permanent   identity.  (Alternatively, the conservative peer may accept   AT_PERMANENT_ID_REQ in certain circumstances, for example, if the   pseudonym was received a long time ago.)  The benefit of this policy   is that it protects the peer against active attacks on anonymity.  On   the other hand, a "liberal" peer always accepts the   AT_PERMANENT_ID_REQ and responds with the permanent identity.  The   benefit of this policy is that it works even if the valid network   sometimes loses pseudonyms and is not able to map them to the   permanent identity.4.2.7.  Processing of AT_IDENTITY by the Server   When the server receives an EAP-Response/SIM/Start message with the   AT_IDENTITY (in response to the server's identity requesting   attribute), the server MUST operate as follows.   If the server used AT_PERMANENT_ID_REQ, and if the AT_IDENTITY does   not contain a valid permanent identity, then the server sends   EAP-Request/SIM/Notification with AT_NOTIFICATION code "General   failure" (16384), and the EAP exchange terminates.  If the server   recognizes the permanent identity and is able to continue, then the   server proceeds with full authentication by sending EAP-Request/SIM/   Challenge.   If the server used AT_FULLAUTH_ID_REQ, and if AT_IDENTITY contains a   valid permanent identity or a pseudonym identity that the server can   map to a valid permanent identity, then the server proceeds with full   authentication by sending EAP-Request/SIM/Challenge.  If AT_IDENTITY   contains a pseudonym identity that the server is not able to map to a   valid permanent identity, or an identity that the server is not able   to recognize or classify, then the server sends EAP-Request/SIM/Start   with AT_PERMANENT_ID_REQ.   If the server used AT_ANY_ID_REQ, and if the AT_IDENTITY contains a   valid permanent identity or a pseudonym identity that the server can   map to a valid permanent identity, then the server proceeds with full   authentication by sending EAP-Request/SIM/Challenge.Haverinen & Salowey          Informational                     [Page 22]

RFC 4186                 EAP-SIM Authentication             January 2006   If the server used AT_ANY_ID_REQ, and if AT_IDENTITY contains a valid   fast re-authentication identity and the server agrees on using   re-authentication, then the server proceeds with fast   re-authentication by sending EAP-Request/SIM/Re-authentication   (Section 5).   If the server used AT_ANY_ID_REQ, and if the peer sent an   EAP-Response/SIM/Start with only AT_IDENTITY (indicating   re-authentication), but the server is not able to map the identity to   a permanent identity, then the server sends EAP-Request/SIM/Start   with AT_FULLAUTH_ID_REQ.   If the server used AT_ANY_ID_REQ, and if AT_IDENTITY contains a valid   fast re-authentication identity that the server is able to map to a   permanent identity, and if the server does not want to use fast   re-authentication, then the server sends EAP-Request/SIM/Start   without any identity requesting attributes.   If the server used AT_ANY_ID_REQ, and AT_IDENTITY contains an   identity that the server recognizes as a pseudonym identity but the   server is not able to map the pseudonym identity to a permanent   identity, then the server sends EAP-Request/SIM/Start with   AT_PERMANENT_ID_REQ.   If the server used AT_ANY_ID_REQ, and AT_IDENTITY contains an   identity that the server is not able to recognize or classify, then   the server sends EAP-Request/SIM/Start with AT_FULLAUTH_ID_REQ.4.3.  Message Sequence Examples (Informative)   This section contains non-normative message sequence examples to   illustrate how the peer identity can be communicated to the server.Haverinen & Salowey          Informational                     [Page 23]

RFC 4186                 EAP-SIM Authentication             January 20064.3.1.  Full Authentication   This case for full authentication is illustrated below in Figure 2.   In this case, AT_IDENTITY contains either the permanent identity or a   pseudonym identity.  The same sequence is also used in case the   server uses the AT_FULLAUTH_ID_REQ in EAP-Request/SIM/Start.      Peer                                             Authenticator        |                                                       |        |                            +------------------------------+        |                            | Server does not have a       |        |                            | Subscriber identity available|        |                            | When starting EAP-SIM        |        |                            +------------------------------+        |                                                       |        |          EAP-Request/SIM/Start                        |        |          (AT_ANY_ID_REQ, AT_VERSION_LIST)             |        |<------------------------------------------------------|        |                                                       |        |                                                       |        | EAP-Response/SIM/Start                                |        | (AT_IDENTITY, AT_NONCE_MT,                            |        |  AT_SELECTED_VERSION)                                 |        |------------------------------------------------------>|        |                                                       |         Figure 2: Requesting any identity, full authentication   If the peer uses its full authentication identity and the AT_IDENTITY   attribute contains a valid permanent identity or a valid pseudonym   identity that the EAP server is able to map to the permanent   identity, then the full authentication sequence proceeds as usual   with the EAP Server issuing the EAP-Request/SIM/Challenge message.Haverinen & Salowey          Informational                     [Page 24]

RFC 4186                 EAP-SIM Authentication             January 20064.3.2.  Fast Re-authentication   The case when the server uses the AT_ANY_ID_REQ and the peer wants to   perform fast re-authentication is illustrated below in Figure 3.      Peer                                             Authenticator        |                                                       |        |                            +------------------------------+        |                            | Server does not have a       |        |                            | Subscriber identity available|        |                            | When starting EAP-SIM        |        |                            +------------------------------+        |                                                       |        |        EAP-Request/SIM/Start                          |        |        (AT_ANY_ID_REQ, AT_VERSION_LIST)               |        |<------------------------------------------------------|        |                                                       |        |                                                       |        | EAP-Response/SIM/Start                                |        | (AT_IDENTITY containing a fast re-auth. identity)     |        |------------------------------------------------------>|        |                                                       |       Figure 3: Requesting any identity, fast re-authentication   On fast re-authentication, if the AT_IDENTITY attribute contains a   valid fast re-authentication identity and the server agrees on using   fast re-authentication, then the server proceeds with the fast   re-authentication sequence and issues the EAP-Request/SIM/   Re-authentication packet, as specified inSection 5.Haverinen & Salowey          Informational                     [Page 25]

RFC 4186                 EAP-SIM Authentication             January 20064.3.3.  Fall Back to Full Authentication   Figure 4 illustrates cases in which the server does not recognize the   fast re-authentication identity the peer used in AT_IDENTITY, and   issues a second EAP-Request/SIM/Start message.      Peer                                             Authenticator        |                                                       |        |                            +------------------------------+        |                            | Server does not have a       |        |                            | Subscriber identity available|        |                            | When starting EAP-SIM        |        |                            +------------------------------+        |                                                       |        |        EAP-Request/SIM/Start                          |        |        (AT_ANY_ID_REQ, AT_VERSION_LIST)               |        |<------------------------------------------------------|        |                                                       |        |                                                       |        | EAP-Response/SIM/Start                                |        | (AT_IDENTITY containing a fast re-auth. identity)     |        |------------------------------------------------------>|        |                                                       |        |                            +------------------------------+        |                            | Server does not recognize    |        |                            | The fast re-auth.            |        |                            | Identity                     |        |                            +------------------------------+        |                                                       |        |     EAP-Request/SIM/Start                             |        |     (AT_FULLAUTH_ID_REQ, AT_VERSION_LIST)             |        |<------------------------------------------------------|        |                                                       |        |                                                       |        | EAP-Response/SIM/Start                                |        | (AT_IDENTITY with a full-auth. identity, AT_NONCE_MT, |        |  AT_SELECTED_VERSION)                                 |        |------------------------------------------------------>|        |                                                       |              Figure 4: Fall back to full authenticationHaverinen & Salowey          Informational                     [Page 26]

RFC 4186                 EAP-SIM Authentication             January 20064.3.4.  Requesting the Permanent Identity 1   Figure 5 illustrates the case in which the EAP server fails to map   the pseudonym identity included in the EAP-Response/Identity packet   to a valid permanent identity.      Peer                                             Authenticator         |                                                       |         |                               EAP-Request/Identity    |         |<------------------------------------------------------|         |                                                       |         | EAP-Response/Identity                                 |         | (Includes a pseudonym)                                |         |------------------------------------------------------>|         |                                                       |         |                            +------------------------------+         |                            | Server fails to map the      |         |                            | Pseudonym to a permanent id. |         |                            +------------------------------+         |  EAP-Request/SIM/Start                                |         |  (AT_PERMANENT_ID_REQ, AT_VERSION_LIST)               |         |<------------------------------------------------------|         |                                                       |         | EAP-Response/SIM/Start                                |         | (AT_IDENTITY with permanent identity, AT_NONCE_MT,    |         |  AT_SELECTED_VERSION)                                 |         |------------------------------------------------------>|         |                                                       |              Figure 5: Requesting the permanent identity   If the server recognizes the permanent identity, then the   authentication sequence proceeds as usual with the EAP Server issuing   the EAP-Request/SIM/Challenge message.Haverinen & Salowey          Informational                     [Page 27]

RFC 4186                 EAP-SIM Authentication             January 20064.3.5.  Requesting the Permanent Identity 2   Figure 6 illustrates the case in which the EAP server fails to map   the pseudonym included in the AT_IDENTITY attribute to a valid   permanent identity.      Peer                                             Authenticator         |                                                       |         |                            +------------------------------+         |                            | Server does not have a       |         |                            | Subscriber identity available|         |                            | When starting EAP-SIM        |         |                            +------------------------------+         |        EAP-Request/SIM/Start                          |         |        (AT_ANY_ID_REQ, AT_VERSION_LIST)               |         |<------------------------------------------------------|         |                                                       |         |EAP-Response/SIM/Start                                 |         |(AT_IDENTITY with a pseudonym identity, AT_NONCE_MT,   |         | AT_SELECTED_VERSION)                                  |         |------------------------------------------------------>|         |                           +-------------------------------+         |                           | Server fails to map the       |         |                           | Pseudonym in AT_IDENTITY      |         |                           | to a valid permanent identity |         |                           +-------------------------------+         |                                                       |         |                EAP-Request/SIM/Start                  |         |                (AT_PERMANENT_ID_REQ, AT_VERSION_LIST) |         |<------------------------------------------------------|         |                                                       |         | EAP-Response/SIM/Start                                |         | (AT_IDENTITY with permanent identity,                 |         |  AT_NONCE_MT, AT_SELECTED_VERSION)                    |         |------------------------------------------------------>|         |                                                       |   Figure 6: Requesting a permanent identity (two EAP-SIM Start rounds)4.3.6.  Three EAP-SIM/Start Roundtrips   In the worst case, there are three EAP/SIM/Start round trips before   the server obtains an acceptable identity.  This case is illustrated   in Figure 7.Haverinen & Salowey          Informational                     [Page 28]

RFC 4186                 EAP-SIM Authentication             January 2006      Peer                                             Authenticator       |                                                       |       |                            +------------------------------+       |                            | Server does not have a       |       |                            | Subscriber identity available|       |                            | When starting EAP-SIM        |       |                            +------------------------------+       |        EAP-Request/SIM/Start                          |       |        (Includes AT_ANY_ID_REQ, AT_VERSION_LIST)      |       |<------------------------------------------------------|       |                                                       |       | EAP-Response/SIM/Start                                |       | (AT_IDENTITY with fast re-auth. identity)             |       |------------------------------------------------------>|       |                                                       |       |                            +------------------------------+       |                            | Server does not accept       |       |                            | The fast re-auth.            |       |                            | Identity                     |       |                            +------------------------------+       |     EAP-Request/SIM/Start                             |       |     (AT_FULLAUTH_ID_REQ, AT_VERSION_LIST)             |       |<------------------------------------------------------|       |                                                       |       :                                                       :       :                                                       :       :                                                       :       :                                                       :       |EAP-Response/SIM/Start                                 |       |(AT_IDENTITY with a pseudonym identity, AT_NONCE_MT,   |       | AT_SELECTED_VERSION)                                  |       |------------------------------------------------------>|       |                                                       |       |                           +-------------------------------+       |                           | Server fails to map the       |       |                           | Pseudonym in AT_IDENTITY      |       |                           | to a valid permanent identity |       |                           +-------------------------------+       |           EAP-Request/SIM/Start                       |       |           (AT_PERMANENT_ID_REQ, AT_VERSION_LIST)      |       |<------------------------------------------------------|       |                                                       |       | EAP-Response/SIM/Start                                |       | (AT_IDENTITY with permanent identity, AT_NONCE_MT,    |       |  AT_SELECTED_VERSION)                                 |       |------------------------------------------------------>|       |                                                       |                Figure 7: Three EAP-SIM Start roundsHaverinen & Salowey          Informational                     [Page 29]

RFC 4186                 EAP-SIM Authentication             January 2006   After the last EAP-Response/SIM/Start message, the full   authentication sequence proceeds as usual.  If the EAP Server   recognizes the permanent identity and is able to proceed, the server   issues the EAP-Request/SIM/Challenge message.5.  Fast Re-Authentication5.1.  General   In some environments, EAP authentication may be performed frequently.   Because the EAP-SIM full authentication procedure makes use of the   GSM SIM A3/A8 algorithms, and therefore requires 2 or 3 fresh   triplets from the Authentication Centre, the full authentication   procedure is not very well suited for frequent use.  Therefore,   EAP-SIM includes a more inexpensive fast re-authentication procedure   that does not make use of the SIM A3/A8 algorithms and does not need   new triplets from the Authentication Centre.  Re-authentication can   be performed in fewer roundtrips than the full authentication.   Fast re-authentication is optional to implement for both the EAP-SIM   server and peer.  On each EAP authentication, either one of the   entities may also fall back on full authentication if it does not   want to use fast re-authentication.   Fast re-authentication is based on the keys derived on the preceding   full authentication.  The same K_aut and K_encr keys that were used   in full authentication are used to protect EAP-SIM packets and   attributes, and the original Master Key from full authentication is   used to generate a fresh Master Session Key, as specified inSection7.   The fast re-authentication exchange makes use of an unsigned 16-bit   counter, included in the AT_COUNTER attribute.  The counter has three   goals: 1) it can be used to limit the number of successive   reauthentication exchanges without full authentication 2) it   contributes to the keying material, and 3) it protects the peer and   the server from replays.  On full authentication, both the server and   the peer initialize the counter to one.  The counter value of at   least one is used on the first fast re-authentication.  On subsequent   fast re-authentications, the counter MUST be greater than on any of   the previous re-authentications.  For example, on the second fast   re-authentication, the counter value is two or greater.  The   AT_COUNTER attribute is encrypted.   Both the peer and the EAP server maintain a copy of the counter.  The   EAP server sends its counter value to the peer in the fast   re-authentication request.  The peer MUST verify that its counter   value is less than or equal to the value sent by the EAP server.Haverinen & Salowey          Informational                     [Page 30]

RFC 4186                 EAP-SIM Authentication             January 2006   The server includes an encrypted server random nonce (AT_NONCE_S) in   the fast re-authentication request.  The AT_MAC attribute in the   peer's response is calculated over NONCE_S to provide a   challenge/response authentication scheme.  The NONCE_S also   contributes to the new Master Session Key.   Both the peer and the server SHOULD have an upper limit for the   number of subsequent fast re-authentications allowed before a full   authentication needs to be performed.  Because a 16-bit counter is   used in fast re-authentication, the theoretical maximum number of   re-authentications is reached when the counter value reaches FFFF   hexadecimal.   In order to use fast re-authentication, the peer and the EAP server   need to store the following values: Master Key, latest counter value   and the next fast re-authentication identity.  K_aut, K_encr may   either be stored or derived again from MK.  The server may also need   to store the permanent identity of the user.5.2.  Comparison to UMTS AKA   When analyzing the fast re-authentication exchange, it may be helpful   to compare it with the UMTS Authentication and Key Agreement (AKA)   exchange, which it resembles closely.  The counter corresponds to the   UMTS AKA sequence number, NONCE_S corresponds to RAND, AT_MAC in   EAP-Request/SIM/Re-authentication corresponds to AUTN, the AT_MAC in   EAP-Response/SIM/Re-authentication corresponds to RES,   AT_COUNTER_TOO_SMALL corresponds to AUTS, and encrypting the counter   corresponds to the usage of the Anonymity Key.  Also, the key   generation on fast re-authentication, with regard to random or fresh   material, is similar to UMTS AKA -- the server generates the NONCE_S   and counter values, and the peer only verifies that the counter value   is fresh.   It should also be noted that encrypting the AT_NONCE_S, AT_COUNTER,   or AT_COUNTER_TOO_SMALL attributes is not important to the security   of the fast re-authentication exchange.5.3.  Fast Re-authentication Identity   The fast re-authentication procedure makes use of separate   re-authentication user identities.  Pseudonyms and the permanent   identity are reserved for full authentication only.  If a   re-authentication identity is lost and the network does not recognize   it, the EAP server can fall back on full authentication.Haverinen & Salowey          Informational                     [Page 31]

RFC 4186                 EAP-SIM Authentication             January 2006   If the EAP server supports fast re-authentication, it MAY include the   skippable AT_NEXT_REAUTH_ID attribute in the encrypted data of   EAP-Request/SIM/Challenge message (Section 9.3).  This attribute   contains a new fast re-authentication identity for the next fast   re-authentication.  The attribute also works as a capability flag   that, indicating that the server supports fast re-authentication, and   that the server wants to continue using fast re-authentication within   the current context.  The peer MAY ignore this attribute, in which   case it MUST use full authentication next time.  If the peer wants to   use re-authentication, it uses this fast re-authentication identity   on next authentication.  Even if the peer has a fast   re-authentication identity, the peer MAY discard the fast   re-authentication identity and use a pseudonym or the permanent   identity instead, in which case full authentication MUST be   performed.  If the EAP server does not include the AT_NEXT_REAUTH_ID   in the encrypted data of EAP-Request/SIM/Challenge or   EAP-Request/SIM/ Re-authentication, then the peer MUST discard its   current fast re-authentication state information and perform a full   authentication next time.   In environments where a realm portion is needed in the peer identity,   the fast re-authentication identity received in AT_NEXT_REAUTH_ID   MUST contain both a username portion and a realm portion, as per the   NAI format.  The EAP Server can choose an appropriate realm part in   order to have the AAA infrastructure route subsequent fast   re-authentication related requests to the same AAA server.  For   example, the realm part MAY include a portion that is specific to the   AAA server.  Hence, it is sufficient to store the context required   for fast re-authentication in the AAA server that performed the full   authentication.   The peer MAY use the fast re-authentication identity in the   EAP-Response/Identity packet or, in response to the server's   AT_ANY_ID_REQ attribute, the peer MAY use the fast re-authentication   identity in the AT_IDENTITY attribute of the EAP-Response/SIM/Start   packet.   The peer MUST NOT modify the username portion of the fast   re-authentication identity, but the peer MAY modify the realm portion   or replace it with another realm portion.  The peer might need to   modify the realm in order to influence the AAA routing, for example,   to make sure that the correct server is reached.  It should be noted   that sharing the same fast re-authentication key among several   servers may have security risks, so changing the realm portion of the   NAI in order to change the EAP server is not desirable.Haverinen & Salowey          Informational                     [Page 32]

RFC 4186                 EAP-SIM Authentication             January 2006   Even if the peer uses a fast re-authentication identity, the server   may want to fall back on full authentication, for example because the   server does not recognize the fast re-authentication identity or does   not want to use fast re-authentication.  In this case, the server   starts the full authentication procedure by issuing an   EAP-Request/SIM/Start packet.  This packet always starts a full   authentication sequence if it does not include the AT_ANY_ID_REQ   attribute.  If the server was not able to recover the peer's identity   from the fast re-authentication identity, the server includes either   the AT_FULLAUTH_ID_REQ or the AT_PERMANENT_ID_REQ attribute in this   EAP request.5.4.  Fast Re-authentication Procedure   Figure 8 illustrates the fast re-authentication procedure.  In this   example, the optional protected success indication is not used.   Encrypted attributes are denoted with '*'.  The peer uses its   re-authentication identity in the EAP-Response/Identity packet.  As   discussed above, an alternative way to communicate the   re-authentication identity to the server is for the peer to use the   AT_IDENTITY attribute in the EAP-Response/SIM/Start message.  This   latter case is not illustrated in the figure below, and it is only   possible when the server requests that the peer send its identity by   including the AT_ANY_ID_REQ attribute in the EAP-Request/SIM/Start   packet.   If the server recognizes the identity as a valid fast   re-authentication identity, and if the server agrees to use fast   re-authentication, then the server sends the EAP-Request/SIM/   Re-authentication packet to the peer.  This packet MUST include the   encrypted AT_COUNTER attribute, with a fresh counter value, the   encrypted AT_NONCE_S attribute that contains a random number chosen   by the server, the AT_ENCR_DATA and the AT_IV attributes used for   encryption, and the AT_MAC attribute that contains a message   authentication code over the packet.  The packet MAY also include an   encrypted AT_NEXT_REAUTH_ID attribute that contains the next fast   re-authentication identity.   Fast re-authentication identities are one-time identities.  If the   peer does not receive a new fast re-authentication identity, it MUST   use either the permanent identity or a pseudonym identity on the next   authentication to initiate full authentication.   The peer verifies that AT_MAC is correct, and that the counter value   is fresh (greater than any previously used value).  The peer MAY save   the next fast re-authentication identity from the encrypted   AT_NEXT_REAUTH_ID for next time.  If all checks are successful, the   peer responds with the EAP-Response/SIM/Re-authentication packet,Haverinen & Salowey          Informational                     [Page 33]

RFC 4186                 EAP-SIM Authentication             January 2006   including the AT_COUNTER attribute with the same counter value and   AT_MAC attribute.   The server verifies the AT_MAC attribute and also verifies that the   counter value is the same that it used in the EAP-Request/SIM/   Re-authentication packet.  If these checks are successful, the   re-authentication has succeeded and the server sends the EAP-Success   packet to the peer.   If protected success indications (Section 6.2) were used, the   EAP-Success packet would be preceded by an EAP-SIM notification   round.Haverinen & Salowey          Informational                     [Page 34]

RFC 4186                 EAP-SIM Authentication             January 2006       Peer                                             Authenticator          |                                                       |          |                               EAP-Request/Identity    |          |<------------------------------------------------------|          |                                                       |          | EAP-Response/Identity                                 |          | (Includes a fast re-authentication identity)          |          |------------------------------------------------------>|          |                                                       |          |                          +--------------------------------+          |                          | Server recognizes the identity |          |                          | and agrees to use fast         |          |                          | re-authentication              |          |                          +--------------------------------+          |                                                       |          :                                                       :          :                                                       :          :                                                       :          :                                                       :          |  EAP-Request/SIM/Re-authentication                    |          |  (AT_IV, AT_ENCR_DATA, *AT_COUNTER,                   |          |   *AT_NONCE_S, *AT_NEXT_REAUTH_ID, AT_MAC)            |          |<------------------------------------------------------|          |                                                       |     +-----------------------------------------------+            |     | Peer verifies AT_MAC and the freshness of     |            |     | the counter. Peer MAY store the new fast re-  |            |     | authentication identity for next re-auth.     |            |     +-----------------------------------------------+            |          |                                                       |          | EAP-Response/SIM/Re-authentication                    |          | (AT_IV, AT_ENCR_DATA, *AT_COUNTER with same value,    |          |  AT_MAC)                                              |          |------------------------------------------------------>|          |                          +--------------------------------+          |                          | Server verifies AT_MAC and     |          |                          | the counter                    |          |                          +--------------------------------+          |                                                       |          |                                          EAP-Success  |          |<------------------------------------------------------|          |                                                       |                    Figure 8: Fast Re-authenticationHaverinen & Salowey          Informational                     [Page 35]

RFC 4186                 EAP-SIM Authentication             January 20065.5.  Fast Re-authentication Procedure when Counter Is Too Small   If the peer does not accept the counter value of EAP-Request/SIM/   Re-authentication, it indicates the counter synchronization problem   by including the encrypted AT_COUNTER_TOO_SMALL in EAP-Response/SIM/   Re-authentication.  The server responds with EAP-Request/SIM/Start to   initiate a normal full authentication procedure.  This is illustrated   in Figure 9.  Encrypted attributes are denoted with '*'.       Peer                                             Authenticator          |          EAP-Request/SIM/Start                        |          |          (AT_ANY_ID_REQ, AT_VERSION_LIST)             |          |<------------------------------------------------------|          |                                                       |          | EAP-Response/SIM/Start                                |          | (AT_IDENTITY)                                         |          | (Includes a fast re-authentication identity)          |          |------------------------------------------------------>|          |                                                       |          |  EAP-Request/SIM/Re-authentication                    |          |  (AT_IV, AT_ENCR_DATA, *AT_COUNTER,                   |          |   *AT_NONCE_S, *AT_NEXT_REAUTH_ID, AT_MAC)            |          |<------------------------------------------------------|     +-----------------------------------------------+            |     | AT_MAC is valid but the counter is not fresh. |            |     +-----------------------------------------------+            |          |                                                       |          | EAP-Response/SIM/Re-authentication                    |          | (AT_IV, AT_ENCR_DATA, *AT_COUNTER_TOO_SMALL,          |          |  *AT_COUNTER, AT_MAC)                                 |          |------------------------------------------------------>|          |            +----------------------------------------------+          |            | Server verifies AT_MAC but detects           |          |            | That peer has included AT_COUNTER_TOO_SMALL  |          |            +----------------------------------------------+          |                                                       |          |                        EAP-Request/SIM/Start          |          |                        (AT_VERSION_LIST)              |          |<------------------------------------------------------|     +---------------------------------------------------------------+     |                Normal full authentication follows.            |     +---------------------------------------------------------------+          |                                                       |          Figure 9: Fast Re-authentication, counter is not freshHaverinen & Salowey          Informational                     [Page 36]

RFC 4186                 EAP-SIM Authentication             January 2006   In the figure above, the first three messages are similar to the   basic fast re-authentication case.  When the peer detects that the   counter value is not fresh, it includes the AT_COUNTER_TOO_SMALL   attribute in EAP-Response/SIM/Re-authentication.  This attribute   doesn't contain any data, but it is a request for the server to   initiate full authentication.  In this case, the peer MUST ignore the   contents of the server's AT_NEXT_REAUTH_ID attribute.   On receipt of AT_COUNTER_TOO_SMALL, the server verifies AT_MAC and   verifies that AT_COUNTER contains the same counter value as in the   EAP-Request/SIM/Re-authentication packet.  If not, the server   terminates the authentication exchange by sending the   EAP-Request/SIM/Notification with AT_NOTIFICATION code "General   failure" (16384).  If all checks on the packet are successful, the   server transmits a new EAP-Request/SIM/Start packet and the full   authentication procedure is performed as usual.  Since the server   already knows the subscriber identity, it MUST NOT include   AT_ANY_ID_REQ, AT_FULLAUTH_ID_REQ, or AT_PERMANENT_ID_REQ in the   EAP-Request/SIM/Start.   It should be noted that in this case, peer identity is only   transmitted in the AT_IDENTITY attribute at the beginning of the   whole EAP exchange.  The fast re-authentication identity used in this   AT_IDENTITY attribute will be used in key derivation (seeSection 7).6.  EAP-SIM Notifications6.1.  General   EAP-SIM does not prohibit the use of the EAP Notifications as   specified in [RFC3748].  EAP Notifications can be used at any time in   the EAP-SIM exchange.  It should be noted that EAP-SIM does not   protect EAP Notifications.  EAP-SIM also specifies method-specific   EAP-SIM notifications that are protected in some cases.   The EAP server can use EAP-SIM notifications to convey notifications   and result indications (Section 6.2) to the peer.   The server MUST use notifications in cases discussed inSection 6.3.2.  When the EAP server issues an   EAP-Request/SIM/Notification packet to the peer, the peer MUST   process the notification packet.  The peer MAY show a notification   message to the user and the peer MUST respond to the EAP server with   an EAP-Response/SIM/Notification packet, even if the peer did not   recognize the notification code.Haverinen & Salowey          Informational                     [Page 37]

RFC 4186                 EAP-SIM Authentication             January 2006   An EAP-SIM full authentication exchange or a fast re-authentication   exchange MUST NOT include more than one EAP-SIM notification round.   The notification code is a 16-bit number.  The most significant bit   is called the Success bit (S bit).  The S bit specifies whether the   notification implies failure.  The code values with the S bit set to   zero (code values 0...32767) are used on unsuccessful cases.  The   receipt of a notification code from this range implies a failed EAP   exchange, so the peer can use the notification as a failure   indication.  After receiving the EAP-Response/SIM/Notification for   these notification codes, the server MUST send the EAP-Failure   packet.   The receipt of a notification code with the S bit set to one (values   32768...65536) does not imply failure.  Notification code "Success"   (32768) has been reserved as a general notification code to indicate   successful authentication.   The second most significant bit of the notification code is called   the Phase bit (P bit).  It specifies at which phase of the EAP-SIM   exchange the notification can be used.  If the P bit is set to zero,   the notification can only be used after a successful   EAP/SIM/Challenge round in full authentication or a successful   EAP/SIM/Re-authentication round in reauthentication.  A   re-authentication round is considered successful only if the peer has   successfully verified AT_MAC and AT_COUNTER attributes, and does not   include the AT_COUNTER_TOO_SMALL attribute in   EAP-Response/SIM/Re-authentication.   If the P bit is set to one, the notification can only by used before   the EAP/SIM/Challenge round in full authentication, or before the   EAP/SIM/Re-authentication round in reauthentication.  These   notifications can only be used to indicate various failure cases.  In   other words, if the P bit is set to one, then the S bit MUST be set   to zero.Section 9.8 andSection 9.9 specify what other attributes must be   included in the notification packets.   Some of the notification codes are authorization related and, hence,   are not usually considered part of the responsibility of an EAP   method.  However, they are included as part of EAP-SIM because there   are currently no other ways to convey this information to the user in   a localizable way, and the information is potentially useful for the   user.  An EAP-SIM server implementation may decide never to send   these EAP-SIM notifications.Haverinen & Salowey          Informational                     [Page 38]

RFC 4186                 EAP-SIM Authentication             January 20066.2.  Result Indications   As discussed inSection 6.3, the server and the peer use explicit   error messages in all error cases.  If the server detects an error   after successful authentication, the server uses an EAP-SIM   notification to indicate failure to the peer.  In this case, the   result indication is integrity and replay protected.   By sending an EAP-Response/SIM/Challenge packet or an   EAP-Response/SIM/Re-authentication packet (without   AT_COUNTER_TOO_SMALL), the peer indicates that it has successfully   authenticated the server and that the peer's local policy accepts the   EAP exchange.  In other words, these packets are implicit success   indications from the peer to the server.   EAP-SIM also supports optional protected success indications from the   server to the peer.  If the EAP server wants to use protected success   indications, it includes the AT_RESULT_IND attribute in the   EAP-Request/SIM/Challenge or the EAP-Request/SIM/Re-authentication   packet.  This attribute indicates that the EAP server would like to   use result indications in both successful and unsuccessful cases.  If   the peer also wants this, the peer includes AT_RESULT_IND in   EAP-Response/SIM/Challenge or EAP-Response/SIM/Re-authentication.   The peer MUST NOT include AT_RESULT_IND if it did not receive   AT_RESULT_IND from the server.  If both the peer and the server used   AT_RESULT_IND, then the EAP exchange is not complete yet, but an   EAP-SIM notification round will follow.  The following EAP-SIM   notification may indicate either failure or success.   Success indications with the AT_NOTIFICATION code "Success" (32768)   can only be used if both the server and the peer indicate they want   to use them with AT_RESULT_IND.  If the server did not include   AT_RESULT_IND in the EAP-Request/SIM/Challenge or   EAP-Request/SIM/Re-authentication packet, or if the peer did not   include AT_RESULT_IND in the corresponding response packet, then the   server MUST NOT use protected success indications.   Because the server uses the AT_NOTIFICATION code "Success" (32768) to   indicate that the EAP exchange has completed successfully, the EAP   exchange cannot fail when the server processes the EAP-SIM response   to this notification.  Hence, the server MUST ignore the contents of   the EAP-SIM response it receives from the   EAP-Request/SIM/Notification with this code.  Regardless of the   contents of the EAP-SIM response, the server MUST send EAP-Success as   the next packet.Haverinen & Salowey          Informational                     [Page 39]

RFC 4186                 EAP-SIM Authentication             January 20066.3.  Error Cases   This section specifies the operation of the peer and the server in   error cases.  The subsections below require the EAP-SIM peer and   server to send an error packet (EAP-Response/SIM/Client-Error from   the peer or EAP-Request/SIM/Notification from the server) in error   cases.  However, implementations SHOULD NOT rely upon the correct   error reporting behavior of the peer, authenticator, or the server.   It is possible for error and other messages to be lost in transit or   for a malicious participant to attempt to consume resources by not   issuing error messages.  Both the peer and the EAP server SHOULD have   a mechanism to clean up state, even if an error message or   EAP-Success is not received after a timeout period.6.3.1.  Peer Operation   In general, if an EAP-SIM peer detects an error in a received EAP-SIM   packet, the EAP-SIM implementation responds with the   EAP-Response/SIM/Client-Error packet.  In response to the   EAP-Response/SIM/Client-Error, the EAP server MUST issue the   EAP-Failure packet and the authentication exchange terminates.   By default, the peer uses the client error code 0, "unable to process   packet".  This error code is used in the following cases:   o  EAP exchange is not acceptable according to the peer's local      policy.   o  the peer is not able to parse the EAP request, i.e., the EAP      request is malformed.   o  the peer encountered a malformed attribute.   o  wrong attribute types or duplicate attributes have been included      in the EAP request.   o  a mandatory attribute is missing.   o  unrecognized, non-skippable attribute.   o  unrecognized or unexpected EAP-SIM Subtype in the EAP request.   o  A RAND challenge repeated in AT_RAND.   o  invalid AT_MAC.  The peer SHOULD log this event.   o  invalid pad bytes in AT_PADDING.Haverinen & Salowey          Informational                     [Page 40]

RFC 4186                 EAP-SIM Authentication             January 2006   o  the peer does not want to process AT_PERMANENT_ID_REQ.   Separate error codes have been defined for the following error cases   inSection 10.19:   As specified inSection 4.1, when processing the AT_VERSION_LIST   attribute, which lists the EAP-SIM versions supported by the server,   if the attribute does not include a version that is implemented by   the peer and allowed in the peer's security policy, then the peer   MUST send the EAP-Response/SIM/Client-Error packet with the error   code "unsupported version".   If the number of RAND challenges is smaller than what is required by   peer's local policy when processing the AT_RAND attribute, the peer   MUST send the EAP-Response/SIM/Client-Error packet with the error   code "insufficient number of challenges".   If the peer believes that the RAND challenges included in AT_RAND are   not fresh e.g., because it is capable of remembering some previously   used RANDs, the peer MUST send the EAP-Response/SIM/Client-Error   packet with the error code "RANDs are not fresh".6.3.2.  Server Operation   If an EAP-SIM server detects an error in a received EAP-SIM response,   the server MUST issue the EAP-Request/SIM/Notification packet with an   AT_NOTIFICATION code that implies failure.  By default, the server   uses one of the general failure codes ("General failure after   authentication" (0), or "General failure" (16384)).  The choice   between these two codes depends on the phase of the EAP-SIM exchange,   seeSection 6.  When the server issues an EAP-   Request/SIM/Notification that implies failure, the error cases   include the following:   o  the server is not able to parse the peer's EAP response   o  the server encounters a malformed attribute, a non-recognized      non-skippable attribute, or a duplicate attribute   o  a mandatory attribute is missing or an invalid attribute was      included   o  unrecognized or unexpected EAP-SIM Subtype in the EAP Response   o  invalid AT_MAC.  The server SHOULD log this event.   o  invalid AT_COUNTERHaverinen & Salowey          Informational                     [Page 41]

RFC 4186                 EAP-SIM Authentication             January 20066.3.3.  EAP-Failure   The EAP-SIM server sends EAP-Failure in two cases:   1) In response to an EAP-Response/SIM/Client-Error packet the server      has received from the peer, or   2) Following an EAP-SIM notification round, when the AT_NOTIFICATION      code implies failure.   The EAP-SIM server MUST NOT send EAP-Failure in cases other than   these two.  However, it should be noted that even though the EAP-SIM   server would not send an EAP-Failure, an authorization decision that   happens outside EAP-SIM, such as in the AAA server or in an   intermediate AAA proxy, may result in a failed exchange.   The peer MUST accept the EAP-Failure packet in case 1) and case 2),   above.  The peer SHOULD silently discard the EAP-Failure packet in   other cases.6.3.4.  EAP-Success   On full authentication, the server can only send EAP-Success after   the EAP/SIM/Challenge round.  The peer MUST silently discard any   EAP-Success packets if they are received before the peer has   successfully authenticated the server and sent the   EAP-Response/SIM/Challenge packet.   If the peer did not indicate that it wants to use protected success   indications with AT_RESULT_IND (as discussed inSection 6.2) on full   authentication, then the peer MUST accept EAP-Success after a   successful EAP/SIM/Challenge round.   If the peer indicated that it wants to use protected success   indications with AT_RESULT_IND (as discussed inSection 6.2), then   the peer MUST NOT accept EAP-Success after a successful   EAP/SIM/Challenge round.  In this case, the peer MUST only accept   EAP-Success after receiving an EAP-SIM Notification with the   AT_NOTIFICATION code "Success" (32768).   On fast re-authentication, EAP-Success can only be sent after the   EAP/SIM/Re-authentication round.  The peer MUST silently discard any   EAP-Success packets if they are received before the peer has   successfully authenticated the server and sent the   EAP-Response/SIM/Re-authentication packet.   If the peer did not indicate that it wants to use protected success   indications with AT_RESULT_IND (as discussed inSection 6.2) on fastHaverinen & Salowey          Informational                     [Page 42]

RFC 4186                 EAP-SIM Authentication             January 2006   re-authentication, then the peer MUST accept EAP-Success after a   successful EAP/SIM/Re-authentication round.   If the peer indicated that it wants to use protected success   indications with AT_RESULT_IND (as discussed inSection 6.2), then   the peer MUST NOT accept EAP-Success after a successful EAP/SIM/Re-   authentication round.  In this case, the peer MUST only accept   EAP-Success after receiving an EAP-SIM Notification with the   AT_NOTIFICATION code "Success" (32768).   If the peer receives an EAP-SIM notification (Section 6) that   indicates failure, then the peer MUST no longer accept the   EAP-Success packet, even if the server authentication was   successfully completed.7.  Key Generation   This section specifies how keying material is generated.   On EAP-SIM full authentication, a Master Key (MK) is derived from the   underlying GSM authentication values (Kc keys), the NONCE_MT, and   other relevant context as follows.   MK = SHA1(Identity|n*Kc| NONCE_MT| Version List| Selected Version)   In the formula above, the "|" character denotes concatenation.   "Identity" denotes the peer identity string without any terminating   null characters.  It is the identity from the last AT_IDENTITY   attribute sent by the peer in this exchange, or, if AT_IDENTITY was   not used, it is the identity from the EAP-Response/Identity packet.   The identity string is included as-is, without any changes.  As   discussed inSection 4.2.2.2, relying on EAP-Response/Identity for   conveying the EAP-SIM peer identity is discouraged, and the server   SHOULD use the EAP-SIM method-specific identity attributes.   The notation n*Kc in the formula above denotes the n Kc values   concatenated.  The Kc keys are used in the same order as the RAND   challenges in AT_RAND attribute.  NONCE_MT denotes the NONCE_MT value   (not the AT_NONCE_MT attribute, but only the nonce value).  The   Version List includes the 2-byte-supported version numbers from   AT_VERSION_LIST, in the same order as in the attribute.  The Selected   Version is the 2-byte selected version from AT_SELECTED_VERSION.   Network byte order is used, just as in the attributes.  The hash   function SHA-1 is specified in [SHA-1].  If several EAP/SIM/Start   roundtrips are used in an EAP-SIM exchange, then the NONCE_MT,   Version List and Selected version from the last EAP/SIM/Start round   are used, and the previous EAP/SIM/Start rounds are ignored.Haverinen & Salowey          Informational                     [Page 43]

RFC 4186                 EAP-SIM Authentication             January 2006   The Master Key is fed into a Pseudo-Random number Function (PRF)   which generates separate Transient EAP Keys (TEKs) for protecting   EAP-SIM packets, as well as a Master Session Key (MSK) for link layer   security, and an Extended Master Session Key (EMSK) for other   purposes.  On fast re-authentication, the same TEKs MUST be used for   protecting EAP packets, but a new MSK and a new EMSK MUST be derived   from the original MK and from new values exchanged in the fast   re-authentication.   EAP-SIM requires two TEKs for its own purposes; the authentication   key K_aut is to be used with the AT_MAC attribute, and the encryption   key K_encr is to be used with the AT_ENCR_DATA attribute.  The same   K_aut and K_encr keys are used in full authentication and subsequent   fast re-authentications.   Key derivation is based on the random number generation specified in   NIST Federal Information Processing Standards (FIPS) Publication   186-2 [PRF].  The pseudo-random number generator is specified in the   change notice 1 (2001 October 5) of [PRF] (Algorithm 1).  As   specified in the change notice (page 74), when Algorithm 1 is used as   a general-purpose pseudo-random number generator, the "mod q" term in   step 3.3 is omitted.  The function G used in the algorithm is   constructed via the Secure Hash Standard, as specified in Appendix   3.3 of the standard.  It should be noted that the function G is very   similar to SHA-1, but the message padding is different.  Please refer   to [PRF] for full details.  For convenience, the random number   algorithm with the correct modification is cited inAppendix B.   160-bit XKEY and XVAL values are used, so b = 160.  On each full   authentication, the Master Key is used as the initial secret seed-key   XKEY.  The optional user input values (XSEED_j) in step 3.1 are set   to zero.   On full authentication, the resulting 320-bit random numbers (x_0,   x_1, ..., x_m-1) are concatenated and partitioned into suitable-sized   chunks and used as keys in the following order: K_encr (128 bits),   K_aut (128 bits), Master Session Key (64 bytes), Extended Master   Session Key (64 bytes).   On fast re-authentication, the same pseudo-random number generator   can be used to generate a new Master Session Key and a new Extended   Master Session Key.  The seed value XKEY' is calculated as follows:   XKEY' = SHA1(Identity|counter|NONCE_S| MK)   In the formula above, the Identity denotes the fast re-authentication   identity, without any terminating null characters, from the   AT_IDENTITY attribute of the EAP-Response/SIM/Start packet, or, ifHaverinen & Salowey          Informational                     [Page 44]

RFC 4186                 EAP-SIM Authentication             January 2006   EAP-Response/SIM/Start was not used on fast re-authentication, it   denotes the identity string from the EAP-Response/Identity packet.   The counter denotes the counter value from the AT_COUNTER attribute   used in the EAP-Response/SIM/Re-authentication packet.  The counter   is used in network byte order.  NONCE_S denotes the 16-byte NONCE_S   value from the AT_NONCE_S attribute used in the   EAP-Request/SIM/Re-authentication packet.  The MK is the Master Key   derived on the preceding full authentication.   On fast re-authentication, the pseudo-random number generator is run   with the new seed value XKEY', and the resulting 320-bit random   numbers (x_0, x_1, ..., x_m-1) are concatenated and partitioned into   two 64-byte chunks and used as the new 64-byte Master Session Key and   the new 64-byte Extended Master Session Key.  Note that because   K_encr and K_aut are not derived on fast re-authentication, the   Master Session Key and the Extended Master Session key are obtained   from the beginning of the key stream (x_0, x_1, ...).   The first 32 bytes of the MSK can be used as the Pairwise Master Key   (PMK) for IEEE 802.11i.   When the RADIUS attributes specified in [RFC2548] are used to   transport keying material, then the first 32 bytes of the MSK   correspond to MS-MPPE-RECV-KEY and the second 32 bytes to   MS-MPPE-SEND-KEY.  In this case, only 64 bytes of keying material   (the MSK) are used.   When generating the initial Master Key, the hash function is used as   a mixing function to combine several session keys (Kc's) generated by   the GSM authentication procedure and the random number NONCE_MT into   a single session key.  There are several reasons for this.  The   current GSM session keys are, at most, 64 bits, so two or more of   them are needed to generate a longer key.  By using a one-way   function to combine the keys, we are assured that, even if an   attacker managed to learn one of the EAP-SIM session keys, it   wouldn't help him in learning the original GSM Kc's.  In addition,   since we include the random number NONCE_MT in the calculation, the   peer is able to verify that the EAP-SIM packets it receives from the   network are fresh and not replays (also seeSection 11).8.  Message Format and Protocol Extensibility8.1.  Message Format   As specified in [RFC3748], EAP packets begin with the Code,   Identifiers, Length, and Type fields, which are followed by EAP-   method-specific Type-Data.  The Code field in the EAP header is set   to 1 for EAP requests, and to 2 for EAP Responses.  The usage of theHaverinen & Salowey          Informational                     [Page 45]

RFC 4186                 EAP-SIM Authentication             January 2006   Length and Identifier fields in the EAP header are also specified in   [RFC3748].  In EAP-SIM, the Type field is set to 18.   In EAP-SIM, the Type-Data begins with an EAP-SIM header that consists   of a 1-octet Subtype field and a 2-octet reserved field.  The Subtype   values used in EAP-SIM are defined in the IANA considerations section   of the EAP-AKA specification [EAP-AKA].  The formats of the EAP   header and the EAP-SIM header are shown below.     0                   1                   2                   3     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    |     Code      |  Identifier   |            Length             |    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    |     Type      |    Subtype    |           Reserved            |    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   The rest of the Type-Data that immediately follows the EAP-SIM header   consists of attributes that are encoded in Type, Length, Value   format.  The figure below shows the generic format of an attribute.     0                   1                   2                   3     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    |      Type     |    Length     |  Value...    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   Attribute Type         Indicates the particular type of attribute.  The attribute type         values are listed in the IANA considerations section of the         EAP-AKA specification [EAP-AKA].   Length         Indicates the length of this attribute in multiples of four         bytes.  The maximum length of an attribute is 1024 bytes.  The         length includes the Attribute Type and Length bytes.   Value         The particular data associated with this attribute.  This field         is always included and it may be two or more bytes in length.         The type and length fields determine the format and length         of the value field.Haverinen & Salowey          Informational                     [Page 46]

RFC 4186                 EAP-SIM Authentication             January 2006   Attributes numbered within the range 0 through 127 are called   non-skippable attributes.  When an EAP-SIM peer encounters a   non-skippable attribute that the peer does not recognize, the peer   MUST send the EAP-Response/SIM/Client-Error packet, which terminates   the authentication exchange.  If an EAP-SIM server encounters a   non-skippable attribute that the server does not recognize, then the   server sends the EAP-Request/SIM/Notification packet with an   AT_NOTIFICATION code, which implies general failure ("General failure   after authentication" (0), or "General failure" (16384), depending on   the phase of the exchange), which terminates the authentication   exchange.   Attributes within the range of 128 through 255 are called skippable   attributes.  When a skippable attribute is encountered and is not   recognized, it is ignored.  The rest of the attributes and message   data MUST still be processed.  The Length field of the attribute is   used to skip the attribute value in searching for the next attribute.   Unless otherwise specified, the order of the attributes in an EAP-SIM   message is insignificant and an EAP-SIM implementation should not   assume a certain order to be used.   Attributes can be encapsulated within other attributes.  In other   words, the value field of an attribute type can be specified to   contain other attributes.8.2.  Protocol Extensibility   EAP-SIM can be extended by specifying new attribute types.  If   skippable attributes are used, it is possible to extend the protocol   without breaking old implementations.   However, any new attributes added to the EAP-Request/SIM/Start or   EAP-Response/SIM/Start packets would not be integrity-protected.   Therefore, these messages MUST NOT be extended in the current version   of EAP-SIM.  If the list of supported EAP-SIM versions in the   AT_VERSION_LIST does not include versions other than 1, then the   server MUST NOT include attributes other than those specified in this   document in the EAP-Request/SIM/Start message.  Note that future   versions of this protocol might specify new attributes for   EAP-Request/SIM/Start and still support version 1 of the protocol.   In this case, the server might send an EAP-Request/SIM/Start message   that includes new attributes and indicates support for protocol   version 1 and other versions in the AT_VERSION_LIST attribute.  If   the peer selects version 1, then the peer MUST ignore any other   attributes included in EAP-Request/SIM/Start, other than those   specified in this document.  If the selected EAP-SIM version in   peer's AT_SELECTED_VERSION is 1, then the peer MUST NOT include otherHaverinen & Salowey          Informational                     [Page 47]

RFC 4186                 EAP-SIM Authentication             January 2006   attributes aside from those specified in this document in the   EAP-Response/SIM/Start message.   When specifying new attributes, it should be noted that EAP-SIM does   not support message fragmentation.  Hence, the sizes of the new   extensions MUST be limited so that the maximum transfer unit (MTU) of   the underlying lower layer is not exceeded.  According to [RFC3748],   lower layers must provide an EAP MTU of 1020 bytes or greater, so any   extensions to EAP-SIM SHOULD NOT exceed the EAP MTU of 1020 bytes.   Because EAP-SIM supports version negotiation, new versions of the   protocol can also be specified by using a new version number.9.  Messages   This section specifies the messages used in EAP-SIM.  It specifies   when a message may be transmitted or accepted, which attributes are   allowed in a message, which attributes are required in a message, and   other message-specific details.  The general message format is   specified inSection 8.1.9.1.  EAP-Request/SIM/Start   In full authentication the first SIM-specific EAP Request is   EAP-Request/SIM/Start.  The EAP/SIM/Start roundtrip is used for two   purposes.  In full authentication this packet is used to request the   peer to send the AT_NONCE_MT attribute to the server.  In addition,   as specified inSection 4.2, the Start round trip may be used by the   server for obtaining the peer identity.  As discussed inSection 4.2,   several Start rounds may be required to obtain a valid peer identity.   The server MUST always include the AT_VERSION_LIST attribute.   The server MAY include one of the following identity-requesting   attributes: AT_PERMANENT_ID_REQ, AT_FULLAUTH_ID_REQ, or   AT_ANY_ID_REQ.  These three attributes are mutually exclusive, so the   server MUST NOT include more than one of the attributes.   If the server has received a response from the peer, it MUST NOT   issue a new EAP-Request/SIM/Start packet if it has previously issued   an EAP-Request/SIM/Start message either without any identity   requesting attributes or with the AT_PERMANENT_ID_REQ attribute.   If the server has received a response from the peer, it MUST NOT   issue a new EAP-Request/SIM/Start packet with the AT_ANY_ID_REQ or   AT_FULLAUTH_ID_REQ attributes if it has previously issued an   EAP-Request/SIM/Start message with the AT_FULLAUTH_ID_REQ attribute.Haverinen & Salowey          Informational                     [Page 48]

RFC 4186                 EAP-SIM Authentication             January 2006   If the server has received a response from the peer, it MUST NOT   issue a new EAP-Request/SIM/Start packet with the AT_ANY_ID_REQ   attribute if the server has previously issued an   EAP-Request/SIM/Start message with the AT_ANY_ID_REQ attribute.   This message MUST NOT include AT_MAC, AT_IV, or AT_ENCR_DATA.9.2.  EAP-Response/SIM/Start   The peer sends EAP-Response/SIM/Start in response to a valid   EAP-Request/SIM/Start from the server.   If and only if the server's EAP-Request/SIM/Start includes one of the   identity-requesting attributes, then the peer MUST include the   AT_IDENTITY attribute.  The usage of AT_IDENTITY is defined inSection 4.2.   The AT_NONCE_MT attribute MUST NOT be included if the AT_IDENTITY   with a fast re-authentication identity is present for fast   re-authentication.  AT_NONCE_MT MUST be included in all other cases   (full authentication).   The AT_SELECTED_VERSION attribute MUST NOT be included if the   AT_IDENTITY attribute with a fast re-authentication identity is   present for fast re-authentication.  In all other cases,   AT_SELECTED_VERSION MUST be included (full authentication).  This   attribute is used in version negotiation, as specified inSection 4.1.   This message MUST NOT include AT_MAC, AT_IV, or AT_ENCR_DATA.9.3.  EAP-Request/SIM/Challenge   The server sends the EAP-Request/SIM/Challenge after receiving a   valid EAP-Response/SIM/Start that contains AT_NONCE_MT and   AT_SELECTED_VERSION, and after successfully obtaining the subscriber   identity.   The AT_RAND attribute MUST be included.   The AT_RESULT_IND attribute MAY be included.  The usage of this   attribute is discussed inSection 6.2.   The AT_MAC attribute MUST be included.  For   EAP-Request/SIM/Challenge, the MAC code is calculated over the   following data:   EAP packet| NONCE_MTHaverinen & Salowey          Informational                     [Page 49]

RFC 4186                 EAP-SIM Authentication             January 2006   The EAP packet is represented as specified inSection 8.1.  It is   followed by the 16-byte NONCE_MT value from the peer's AT_NONCE_MT   attribute.   The EAP-Request/SIM/Challenge packet MAY include encrypted attributes   for identity privacy and for communicating the next fast   re-authentication identity.  In this case, the AT_IV and AT_ENCR_DATA   attributes are included (Section 10.12).   The plaintext of the AT_ENCR_DATA value field consists of nested   attributes.  The nested attributes MAY include AT_PADDING (as   specified inSection 10.12).  If the server supports identity privacy   and wants to communicate a pseudonym to the peer for the next full   authentication, then the nested encrypted attributes include the   AT_NEXT_PSEUDONYM attribute.  If the server supports   re-authentication and wants to communicate a fast re-authentication   identity to the peer, then the nested encrypted attributes include   the AT_NEXT_REAUTH_ID attribute.   When processing this message, the peer MUST process AT_RAND before   processing other attributes.  Only if AT_RAND is verified to be   valid, the peer derives keys and verifies AT_MAC.  The operation in   case an error occurs is specified inSection 6.3.1.9.4.  EAP-Response/SIM/Challenge   The peer sends EAP-Response/SIM/Challenge in response to a valid   EAP-Request/SIM/Challenge.   Sending this packet indicates that the peer has successfully   authenticated the server and that the EAP exchange will be accepted   by the peer's local policy.  Hence, if these conditions are not met,   then the peer MUST NOT send EAP-Response/SIM/Challenge, but the peer   MUST send EAP-Response/SIM/Client-Error.   The AT_MAC attribute MUST be included.  For EAP-   Response/SIM/Challenge, the MAC code is calculated over the following   data:   EAP packet| n*SRES   The EAP packet is represented as specified inSection 8.1.  The EAP   packet bytes are immediately followed by the two or three SRES values   concatenated, denoted above with the notation n*SRES.  The SRES   values are used in the same order as the corresponding RAND   challenges in the server's AT_RAND attribute.Haverinen & Salowey          Informational                     [Page 50]

RFC 4186                 EAP-SIM Authentication             January 2006   The AT_RESULT_IND attribute MAY be included if it was included in   EAP-Request/SIM/Challenge.  The usage of this attribute is discussed   inSection 6.2.   Later versions of this protocol MAY make use of the AT_ENCR_DATA and   AT_IV attributes in this message to include encrypted (skippable)   attributes.  The EAP server MUST process EAP-Response/SIM/Challenge   messages that include these attributes even if the server did not   implement these optional attributes.9.5.  EAP-Request/SIM/Re-authentication   The server sends the EAP-Request/SIM/Re-authentication message if it   wants to use fast re-authentication, and if it has received a valid   fast re-authentication identity in EAP-Response/Identity or   EAP-Response/SIM/Start.   AT_MAC MUST be included.  No message-specific data is included in the   MAC calculation.  SeeSection 10.14.   The AT_RESULT_IND attribute MAY be included.  The usage of this   attribute is discussed inSection 6.2.   The AT_IV and AT_ENCR_DATA attributes MUST be included.  The   plaintext consists of the following nested encrypted attributes,   which MUST be included: AT_COUNTER and AT_NONCE_S.  In addition, the   nested encrypted attributes MAY include the following attributes:   AT_NEXT_REAUTH_ID and AT_PADDING.9.6.  EAP-Response/SIM/Re-authentication   The client sends the EAP-Response/SIM/Re-authentication packet in   response to a valid EAP-Request/SIM/Re-authentication.   The AT_MAC attribute MUST be included.  For   EAP-Response/SIM/Re-authentication, the MAC code is calculated over   the following data:   EAP packet| NONCE_S   The EAP packet is represented as specified inSection 8.1.  It is   followed by the 16-byte NONCE_S value from the server's AT_NONCE_S   attribute.   The AT_IV and AT_ENCR_DATA attributes MUST be included.  The nested   encrypted attributes MUST include the AT_COUNTER attribute.  The   AT_COUNTER_TOO_SMALL attribute MAY be included in the nestedHaverinen & Salowey          Informational                     [Page 51]

RFC 4186                 EAP-SIM Authentication             January 2006   encrypted attributes, and it is included in cases specified inSection 5.  The AT_PADDING attribute MAY be included.   The AT_RESULT_IND attribute MAY be included if it was included in   EAP-Request/SIM/Re-authentication.  The usage of this attribute is   discussed inSection 6.2.   Sending this packet without AT_COUNTER_TOO_SMALL indicates that the   peer has successfully authenticated the server and that the EAP   exchange will be accepted by the peer's local policy.  Hence, if   these conditions are not met, then the peer MUST NOT send   EAP-Response/SIM/Re-authentication, but the peer MUST send   EAP-Response/SIM/Client-Error.9.7.  EAP-Response/SIM/Client-Error   The peer sends EAP-Response/SIM/Client-Error in error cases, as   specified inSection 6.3.1.   The AT_CLIENT_ERROR_CODE attribute MUST be included.   The AT_MAC, AT_IV, or AT_ENCR_DATA attributes MUST NOT be used with   this packet.9.8.  EAP-Request/SIM/Notification   The usage of this message is specified inSection 6.  The   AT_NOTIFICATION attribute MUST be included.   The AT_MAC attribute MUST be included if the P bit of the   notification code in AT_NOTIFICATION is set to zero, and MUST NOT be   included in cases when the P bit is set to one.  The P bit is   discussed inSection 6.   No message-specific data is included in the MAC calculation.  SeeSection 10.14.   If EAP-Request/SIM/Notification is used on a fast re-authentication   exchange, and if the P bit in AT_NOTIFICATION is set to zero, then   AT_COUNTER is used for replay protection.  In this case, the   AT_ENCR_DATA and AT_IV attributes MUST be included, and the   encapsulated plaintext attributes MUST include the AT_COUNTER   attribute.  The counter value included in AT_COUNTER MUST be the same   as in the EAP-Request/SIM/Re-authentication packet on the same fast   re-authentication exchange.Haverinen & Salowey          Informational                     [Page 52]

RFC 4186                 EAP-SIM Authentication             January 20069.9.  EAP-Response/SIM/Notification   The usage of this message is specified inSection 6.  This packet is   an acknowledgement of EAP-Request/SIM/Notification.   The AT_MAC attribute MUST be included in cases when the P bit of the   notification code in AT_NOTIFICATION of EAP-Request/SIM/Notification   is set to zero, and MUST NOT be included in cases when the P bit is   set to one.  The P bit is discussed inSection 6.   No message-specific data is included in the MAC calculation, seeSection 10.14.   If EAP-Request/SIM/Notification is used on a fast re-authentication   exchange, and if the P bit in AT_NOTIFICATION is set to zero, then   AT_COUNTER is used for replay protection.  In this case, the   AT_ENCR_DATA and AT_IV attributes MUST be included, and the   encapsulated plaintext attributes MUST include the AT_COUNTER   attribute.  The counter value included in AT_COUNTER MUST be the same   as in the EAP-Request/SIM/Re-authentication packet on the same fast   re-authentication exchange.10.  Attributes   This section specifies the format of message attributes.  The   attribute type numbers are specified in the IANA considerations   section of the EAP-AKA specification [EAP-AKA].10.1.  Table of Attributes   The following table provides a guide to which attributes may be found   in which kinds of messages, and in what quantity.  Messages are   denoted with numbers in parentheses as follows: (1)   EAP-Request/SIM/Start, (2) EAP-Response/SIM/Start, (3)   EAP-Request/SIM/Challenge, (4) EAP-Response/SIM/Challenge, (5)   EAP-Request/SIM/Notification, (6) EAP-Response/SIM/Notification, (7)   EAP-Response/SIM/Client-Error, (8) EAP-Request/SIM/Re-authentication,   and (9) EAP-Response/SIM/Re-authentication.  The column denoted with   "Encr" indicates whether the attribute is a nested attribute that   MUST be included within AT_ENCR_DATA, and the column denoted with   "Skip" indicates whether the attribute is a skippable attribute.   "0" indicates that the attribute MUST NOT be included in the message,   "1" indicates that the attribute MUST be included in the message,   "0-1" indicates that the attribute is sometimes included in the   message, and "0*" indicates that the attribute is not included in the   message in cases specified in this document, but MAY be included in   future versions of the protocol.Haverinen & Salowey          Informational                     [Page 53]

RFC 4186                 EAP-SIM Authentication             January 2006              Attribute (1) (2) (3) (4) (5) (6) (7) (8) (9)  Encr Skip        AT_VERSION_LIST  1   0   0   0   0   0   0   0   0   N     N    AT_SELECTED_VERSION  0  0-1  0   0   0   0   0   0   0   N     N            AT_NONCE_MT  0  0-1  0   0   0   0   0   0   0   N     N    AT_PERMANENT_ID_REQ 0-1  0   0   0   0   0   0   0   0   N     N          AT_ANY_ID_REQ 0-1  0   0   0   0   0   0   0   0   N     N     AT_FULLAUTH_ID_REQ 0-1  0   0   0   0   0   0   0   0   N     N            AT_IDENTITY  0  0-1  0   0   0   0   0   0   0   N     N                AT_RAND  0   0   1   0   0   0   0   0   0   N     N      AT_NEXT_PSEUDONYM  0   0  0-1  0   0   0   0   0   0   Y     Y      AT_NEXT_REAUTH_ID  0   0  0-1  0   0   0   0  0-1  0   Y     Y                  AT_IV  0   0  0-1  0* 0-1 0-1  0   1   1   N     Y           AT_ENCR_DATA  0   0  0-1  0* 0-1 0-1  0   1   1   N     Y             AT_PADDING  0   0  0-1  0* 0-1 0-1  0  0-1 0-1  Y     N          AT_RESULT_IND  0   0  0-1 0-1  0   0   0  0-1 0-1  N     Y                 AT_MAC  0   0   1   1  0-1 0-1  0   1   1   N     N             AT_COUNTER  0   0   0   0  0-1 0-1  0   1   1   Y     N   AT_COUNTER_TOO_SMALL  0   0   0   0   0   0   0   0  0-1  Y     N             AT_NONCE_S  0   0   0   0   0   0   0   1   0   Y     N        AT_NOTIFICATION  0   0   0   0   1   0   0   0   0   N     N   AT_CLIENT_ERROR_CODE  0   0   0   0   0   0   1   0   0   N     N   It should be noted that attributes AT_PERMANENT_ID_REQ,   AT_ANY_ID_REQ, and AT_FULLAUTH_ID_REQ are mutually exclusive; only   one of them can be included at the same time.  If one of the   attributes AT_IV and AT_ENCR_DATA is included, then both of the   attributes MUST be included.10.2.  AT_VERSION_LIST   The format of the AT_VERSION_LIST attribute is shown below.     0                   1                   2                   3     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    | AT_VERSION_L..| Length        | Actual Version List Length    |    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    |  Supported Version 1          |  Supported Version 2          |    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    .                                                               .    .                                                               .    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    | Supported Version N           |     Padding                   |    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   This attribute is used in version negotiation, as specified inSection 4.1.  The attribute contains the version numbers supported by   the EAP-SIM server.  The server MUST only include versions that itHaverinen & Salowey          Informational                     [Page 54]

RFC 4186                 EAP-SIM Authentication             January 2006   implements and that are allowed in its security policy.  The server   SHOULD list the versions in the order of preference, with the most   preferred versions listed first.  At least one version number MUST be   included.  The version number for the protocol described in this   document is one (0001 hexadecimal).   The value field of this attribute begins with 2-byte Actual Version   List Length, which specifies the length of the Version List in bytes,   not including the Actual Version List Length attribute length.  This   field is followed by the list of the versions supported by the   server, which each have a length of 2 bytes.  For example, if there   is only one supported version, then the Actual Version List Length is   2.  Because the length of the attribute must be a multiple of 4   bytes, the sender pads the value field with zero bytes when   necessary.10.3.  AT_SELECTED_VERSION   The format of the AT_SELECTED_VERSION attribute is shown below.     0                   1                   2                   3     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    | AT_SELECTED...| Length = 1    |    Selected Version           |    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   This attribute is used in version negotiation, as specified inSection 4.1.  The value field of this attribute contains a two-byte   version number, which indicates the EAP-SIM version that the peer   wants to use.10.4.  AT_NONCE_MT   The format of the AT_NONCE_MT attribute is shown below.     0                   1                   2                   3     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    |AT_NONCE_MT    | Length = 5    |           Reserved            |    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    |                                                               |    |                           NONCE_MT                            |    |                                                               |    |                                                               |    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+Haverinen & Salowey          Informational                     [Page 55]

RFC 4186                 EAP-SIM Authentication             January 2006   The value field of the NONCE_MT attribute contains two reserved bytes   followed by a random number freshly generated by the peer (16 bytes   long) for this EAP-SIM authentication exchange.  The random number is   used as a seed value for the new keying material.  The reserved bytes   are set to zero upon sending and ignored upon reception.   The peer MUST NOT re-use the NONCE_MT value from a previous EAP-SIM   authentication exchange.  If an EAP-SIM exchange includes several   EAP/SIM/Start rounds, then the peer SHOULD use the same NONCE_MT   value in all EAP-Response/SIM/Start packets.  The peer SHOULD use a   good source of randomness to generate NONCE_MT.  Please see [RFC4086]   for more information about generating random numbers for security   applications.10.5.  AT_PERMANENT_ID_REQ   The format of the AT_PERMANENT_ID_REQ attribute is shown below.     0                   1                   2                   3     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    |AT_PERM..._REQ | Length = 1    |           Reserved            |    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   The use of the AT_PERMANENT_ID_REQ is defined inSection 4.2.  The   value field contains only two reserved bytes, which are set to zero   on sending and ignored on reception.10.6.  AT_ANY_ID_REQ   The format of the AT_ANY_ID_REQ attribute is shown below.     0                   1                   2                   3     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    |AT_ANY_ID_REQ  | Length = 1    |           Reserved            |    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   The use of the AT_ANY_ID_REQ is defined inSection 4.2.  The value   field contains only two reserved bytes, which are set to zero on   sending and ignored on reception.Haverinen & Salowey          Informational                     [Page 56]

RFC 4186                 EAP-SIM Authentication             January 200610.7.  AT_FULLAUTH_ID_REQ   The format of the AT_FULLAUTH_ID_REQ attribute is shown below.     0                   1                   2                   3     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    |AT_FULLAUTH_...| Length = 1    |           Reserved            |    +---------------+---------------+-------------------------------+   The use of the AT_FULLAUTH_ID_REQ is defined inSection 4.2.  The   value field contains only two reserved bytes, which are set to zero   on sending and ignored on reception.10.8.  AT_IDENTITY   The format of the AT_IDENTITY attribute is shown below.     0                   1                   2                   3     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    | AT_IDENTITY   | Length        | Actual Identity Length        |    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    |                                                               |    .                       Identity (optional)                     .    .                                                               .    |                                                               |    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   The use of the AT_IDENTITY is defined inSection 4.2.  The value   field of this attribute begins with a 2-byte actual identity length,   which specifies the length of the identity in bytes.  This field is   followed by the subscriber identity of the indicated actual length.   The identity is the permanent identity, a pseudonym identity, or a   fast re-authentication identity.  The identity format is specified inSection 4.2.1.  The same identity format is used in the AT_IDENTITY   attribute and the EAP-Response/Identity packet, with the exception   that the peer MUST NOT decorate the identity it includes in   AT_IDENTITY.  The identity does not include any terminating null   characters.  Because the length of the attribute must be a multiple   of 4 bytes, the sender pads the identity with zero bytes when   necessary.Haverinen & Salowey          Informational                     [Page 57]

RFC 4186                 EAP-SIM Authentication             January 200610.9.  AT_RAND   The format of the AT_RAND attribute is shown below.     0                   1                   2                   3     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    | AT_RAND       | Length        |           Reserved            |    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    |                                                               |    .                            n*RAND                             .    .                                                               .    |                                                               |    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   The value field of this attribute contains two reserved bytes   followed by n GSM RANDs, each 16 bytes long.  The value of n can be   determined by the attribute length.  The reserved bytes are set to   zero upon sending and ignored upon reception.   The number of RAND challenges (n) MUST be two or three.  The peer   MUST verify that the number of RAND challenges is sufficient   according to the peer's policy.  The server MUST use different RAND   values.  In other words, a RAND value can only be included once in   AT_RAND.  When processing the AT_RAND attribute, the peer MUST check   that the RANDs are different.   The EAP server MUST obtain fresh RANDs for each EAP-SIM full   authentication exchange.  More specifically, the server MUST consider   RANDs it included in AT_RAND to be consumed if the server receives an   EAP-Response/SIM/Challenge packet with a valid AT_MAC, or an   EAP-Response/SIM/Client-Error with the code "insufficient number of   challenges" or "RANDs are not fresh".  However, in other cases (if   the server does not receive a response to its   EAP-Request/SIM/Challenge packet, or if the server receives a   response other than the cases listed above), the server does not need   to consider the RANDs to be consumed, and the server MAY re-use the   RANDs in the AT_RAND attribute of the next full authentication   attempt.Haverinen & Salowey          Informational                     [Page 58]

RFC 4186                 EAP-SIM Authentication             January 200610.10.  AT_NEXT_PSEUDONYM   The format of the AT_NEXT_PSEUDONYM attribute is shown below.     0                   1                   2                   3     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    | AT_NEXT_PSEU..| Length        | Actual Pseudonym Length       |    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    |                                                               |    .                          Next Pseudonym                       .    .                                                               .    |                                                               |    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   The value field of this attribute begins with the 2-byte actual   pseudonym length, which specifies the length of the following   pseudonym in bytes.  This field is followed by a pseudonym username   that the peer can use in the next authentication.  The username MUST   NOT include any realm portion.  The username does not include any   terminating null characters.  Because the length of the attribute   must be a multiple of 4 bytes, the sender pads the pseudonym with   zero bytes when necessary.  The username encoding MUST follow the   UTF-8 transformation format [RFC3629].  This attribute MUST always be   encrypted by encapsulating it within the AT_ENCR_DATA attribute.10.11.  AT_NEXT_REAUTH_ID   The format of the AT_NEXT_REAUTH_ID attribute is shown below.     0                   1                   2                   3     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    | AT_NEXT_REAU..| Length        | Actual Re-Auth Identity Length|    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    |                                                               |    .               Next Fast Re-authentication Username            .    .                                                               .    |                                                               |    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   The value field of this attribute begins with the 2-byte actual   re-authentication identity length which specifies the length of the   following fast re-authentication identity in bytes.  This field is   followed by a fast re-authentication identity that the peer can use   in the next fast re-authentication, as described inSection 5.  In   environments where a realm portion is required, the fast   re-authentication identity includes both a username portion and aHaverinen & Salowey          Informational                     [Page 59]

RFC 4186                 EAP-SIM Authentication             January 2006   realm name portion.  The fast re-authentication identity does not   include any terminating null characters.  Because the length of the   attribute must be a multiple of 4 bytes, the sender pads the fast   re-authentication identity with zero bytes when necessary.  The   identity encoding MUST follow the UTF-8 transformation format   [RFC3629].  This attribute MUST always be encrypted by encapsulating   it within the AT_ENCR_DATA attribute.10.12.  AT_IV, AT_ENCR_DATA, and AT_PADDING   AT_IV and AT_ENCR_DATA attributes can be used to transmit encrypted   information between the EAP-SIM peer and server.   The value field of AT_IV contains two reserved bytes followed by a   16-byte initialization vector required by the AT_ENCR_DATA attribute.   The reserved bytes are set to zero when sending and ignored on   reception.  The AT_IV attribute MUST be included if and only if the   AT_ENCR_DATA is included.Section 6.3 specifies the operation if a   packet that does not meet this condition is encountered.   The sender of the AT_IV attribute chooses the initialization vector   at random.  The sender MUST NOT re-use the initialization vector   value from previous EAP-SIM packets.  The sender SHOULD use a good   source of randomness to generate the initialization vector.  Please   see [RFC4086] for more information about generating random numbers   for security applications.  The format of AT_IV is shown below.     0                   1                   2                   3     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    |     AT_IV     | Length = 5    |           Reserved            |    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    |                                                               |    |                 Initialization Vector                         |    |                                                               |    |                                                               |    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   The value field of the AT_ENCR_DATA attribute consists of two   reserved bytes followed by cipher text bytes encrypted using the   Advanced Encryption Standard (AES) [AES] with a 128-bit key in the   Cipher Block Chaining (CBC) mode of operation using the   initialization vector from the AT_IV attribute.  The reserved bytes   are set to zero when sending and ignored on reception.  Please see   [CBC] for a description of the CBC mode.  The format of the   AT_ENCR_DATA attribute is shown below.Haverinen & Salowey          Informational                     [Page 60]

RFC 4186                 EAP-SIM Authentication             January 2006     0                   1                   2                   3     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    | AT_ENCR_DATA  | Length        |           Reserved            |    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    |                                                               |    .                    Encrypted Data                             .    .                                                               .    |                                                               |    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   The derivation of the encryption key (K_encr) is specified inSection7.   The plaintext consists of nested EAP-SIM attributes.   The encryption algorithm requires the length of the plaintext to be a   multiple of 16 bytes.  The sender may need to include the AT_PADDING   attribute as the last attribute within AT_ENCR_DATA.  The AT_PADDING   attribute is not included if the total length of other nested   attributes within the AT_ENCR_DATA attribute is a multiple of 16   bytes.  As usual, the Length of the Padding attribute includes the   Attribute Type and Attribute Length fields.  The length of the   Padding attribute is 4, 8, or 12 bytes.  It is chosen so that the   length of the value field of the AT_ENCR_DATA attribute becomes a   multiple of 16 bytes.  The actual pad bytes in the value field are   set to zero (00 hexadecimal) on sending.  The recipient of the   message MUST verify that the pad bytes are set to zero.  If this   verification fails on the peer, then it MUST send the   EAP-Response/SIM/Client-Error packet with the error code "unable to   process packet" to terminate the authentication exchange.  If this   verification fails on the server, then the server sends the peer the   EAP-Request/SIM/Notification packet with an AT_NOTIFICATION code that   implies failure to terminate the authentication exchange.  The format   of the AT_PADDING attribute is shown below.     0                   1                   2                   3     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    |  AT_PADDING   | Length        | Padding...                    |    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+                               |    |                                                               |    |                                                               |    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+Haverinen & Salowey          Informational                     [Page 61]

RFC 4186                 EAP-SIM Authentication             January 200610.13.  AT_RESULT_IND   The format of the AT_RESULT_IND attribute is shown below.     0                   1                   2                   3     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    |  AT_RESULT_...| Length = 1    |           Reserved            |    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   The value field of this attribute consists of two reserved bytes,   which are set to zero upon sending and ignored upon reception.  This   attribute is always sent unencrypted, so it MUST NOT be encapsulated   within the AT_ENCR_DATA attribute.10.14.  AT_MAC   The AT_MAC attribute is used for EAP-SIM message authentication.Section 8 specifies in which messages AT_MAC MUST be included.   The value field of the AT_MAC attribute contains two reserved bytes   followed by a keyed message authentication code (MAC).  The MAC is   calculated over the whole EAP packet and concatenated with optional   message-specific data, with the exception that the value field of the   MAC attribute is set to zero when calculating the MAC.  The EAP   packet includes the EAP header that begins with the Code field, the   EAP-SIM header that begins with the Subtype field, and all the   attributes, as specified inSection 8.1.  The reserved bytes in   AT_MAC are set to zero when sending and ignored on reception.  The   contents of the message-specific data that may be included in the MAC   calculation are specified separately for each EAP-SIM message inSection 9.   The format of the AT_MAC attribute is shown below.     0                   1                   2                   3     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    |     AT_MAC    | Length = 5    |           Reserved            |    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    |                                                               |    |                           MAC                                 |    |                                                               |    |                                                               |    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+Haverinen & Salowey          Informational                     [Page 62]

RFC 4186                 EAP-SIM Authentication             January 2006   The MAC algorithm is an HMAC-SHA1-128 [RFC2104] keyed hash value.   (The HMAC-SHA1-128 value is obtained from the 20-byte HMAC-SHA1 value   by truncating the output to the first 16 bytes.  Hence, the length of   the MAC is 16 bytes.  The derivation of the authentication key   (K_aut) used in the calculation of the MAC is specified inSection 7.   When the AT_MAC attribute is included in an EAP-SIM message, the   recipient MUST process the AT_MAC attribute before looking at any   other attributes, except when processing EAP-Request/SIM/Challenge.   The processing of EAP-Request/SIM/Challenge is specified inSection9.3.  If the message authentication code is invalid, then the   recipient MUST ignore all other attributes in the message and operate   as specified inSection 6.3.10.15.  AT_COUNTER   The format of the AT_COUNTER attribute is shown below.     0                   1                   2                   3     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    |  AT_COUNTER   | Length = 1    |           Counter             |    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   The value field of the AT_COUNTER attribute consists of a 16-bit   unsigned integer counter value, represented in network byte order.   This attribute MUST always be encrypted by encapsulating it within   the AT_ENCR_DATA attribute.10.16.  AT_COUNTER_TOO_SMALL   The format of the AT_COUNTER_TOO_SMALL attribute is shown below.     0                   1                   2                   3     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    |  AT_COUNTER...| Length = 1    |           Reserved            |    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   The value field of this attribute consists of two reserved bytes,   which are set to zero upon sending and ignored upon reception.  This   attribute MUST always be encrypted by encapsulating it within the   AT_ENCR_DATA attribute.Haverinen & Salowey          Informational                     [Page 63]

RFC 4186                 EAP-SIM Authentication             January 200610.17.  AT_NONCE_S   The format of the AT_NONCE_S attribute is shown below.     0                   1                   2                   3     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    | AT_NONCE_S    | Length = 5    |           Reserved            |    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    |                                                               |    |                                                               |    |                            NONCE_S                            |    |                                                               |    |                                                               |    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   The value field of the AT_NONCE_S attribute contains two reserved   bytes followed by a random number freshly generated by the server (16   bytes) for this EAP-SIM fast re-authentication.  The random number is   used as a challenge for the peer and also as a seed value for the new   keying material.  The reserved bytes are set to zero upon sending and   ignored upon reception.  This attribute MUST always be encrypted by   encapsulating it within the AT_ENCR_DATA attribute.   The server MUST NOT re-use the NONCE_S value from any previous   EAP-SIM fast re-authentication exchange.  The server SHOULD use a   good source of randomness to generate NONCE_S.  Please see [RFC4086]   for more information about generating random numbers for security   applications.10.18.  AT_NOTIFICATION   The format of the AT_NOTIFICATION attribute is shown below.     0                   1                   2                   3     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    |AT_NOTIFICATION| Length = 1    |S|P|  Notification Code        |    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   The value field of this attribute contains a two-byte notification   code.  The first and second bit (S and P) of the notification code   are interpreted as described inSection 6.   The notification code values listed below have been reserved.  The   descriptions below illustrate the semantics of the notifications.Haverinen & Salowey          Informational                     [Page 64]

RFC 4186                 EAP-SIM Authentication             January 2006   The peer implementation MAY use different wordings when presenting   the notifications to the user.  The "requested service" depends on   the environment where EAP-SIM is applied.   0 - General failure after authentication.  (Implies failure, used   after successful authentication.)   16384 - General failure.  (Implies failure, used before   authentication.)   32768 - Success.  User has been successfully authenticated.  (Does   not imply failure, used after successful authentication).  The usage   of this code is discussed inSection 6.2.   1026 - User has been temporarily denied access to the requested   service.  (Implies failure, used after successful authentication.)   1031 - User has not subscribed to the requested service.  (Implies   failure, used after successful authentication.)10.19.  AT_CLIENT_ERROR_CODE   The format of the AT_CLIENT_ERROR_CODE attribute is shown below.     0                   1                   2                   3     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    |AT_CLIENT_ERR..| Length = 1    |     Client Error Code         |    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   The value field of this attribute contains a two-byte client error   code.  The following error code values have been reserved.    0    "unable to process packet": a general error code    1    "unsupported version": the peer does not support any of         the versions listed in AT_VERSION_LIST    2    "insufficient number of challenges": the peer's policy         requires more triplets than the server included in AT_RAND    3    "RANDs are not fresh": the peer believes that the RAND         challenges included in AT_RAND were not freshHaverinen & Salowey          Informational                     [Page 65]

RFC 4186                 EAP-SIM Authentication             January 200611.  IANA Considerations   IANA has assigned the EAP type number 18 for this protocol.   EAP-SIM shares most of the protocol design, such as attributes and   message Subtypes, with EAP-AKA [EAP-AKA].  EAP-SIM protocol numbers   should be administered in the same IANA registry as EAP-AKA.  The   initial values are listed in [EAP-AKA] for both protocols, so this   document does not require any new registries or parameter allocation.   As a common registry is used for EAP-SIM and EAP-AKA, the protocol   number allocation policy for both protocols is specified in   [EAP-AKA].12.  Security Considerations   The EAP specification [RFC3748] describes the security   vulnerabilities of EAP, which does not include its own security   mechanisms.  This section discusses the claimed security properties   of EAP-SIM, as well as vulnerabilities and security recommendations.12.1.  A3 and A8 Algorithms   The GSM A3 and A8 algorithms are used in EAP-SIM.  [GSM-03.20]   specifies the general GSM authentication procedure and the external   interface (inputs and outputs) of the A3 and A8 algorithms.  The   operation of these functions falls completely within the domain of an   individual operator, and therefore, the functions are specified by   each operator rather than being fully standardised.  The GSM-MILENAGE   algorithm, specified publicly in [3GPP-TS-55.205], is an example   algorithm set for A3 and A8 algorithms.   The security of the A3 and A8 algorithms is important to the security   of EAP-SIM.  Some A3/A8 algorithms have been compromised; see [GSM-   Cloning] for discussion about the security of COMP-128 version 1.   Note that several revised versions of the COMP-128 A3/A8 algorithm   have been devised after the publication of these weaknesses and that   the publicly specified GSM-MILENAGE algorithm is not vulnerable to   any known attacks.12.2.  Identity Protection   EAP-SIM includes optional identity privacy support that protects the   privacy of the subscriber identity against passive eavesdropping.   This document only specifies a mechanism to deliver pseudonyms from   the server to the peer as part of an EAP-SIM exchange.  Hence, a peer   that has not yet performed any EAP-SIM exchanges does not typically   have a pseudonym available.  If the peer does not have a pseudonym   available, then the privacy mechanism cannot be used, but theHaverinen & Salowey          Informational                     [Page 66]

RFC 4186                 EAP-SIM Authentication             January 2006   permanent identity will have to be sent in the clear.  The terminal   SHOULD store the pseudonym in a non-volatile memory so that it can be   maintained across reboots.  An active attacker that impersonates the   network may use the AT_PERMANENT_ID_REQ attribute to attempt to learn   the subscriber's permanent identity.  However, as discussed inSection 4.2.2, the terminal can refuse to send the cleartext   permanent identity if it believes that the network should be able to   recognize the pseudonym.   If the peer and server cannot guarantee that the pseudonym will be   maintained reliably, and identity privacy is required, then   additional protection from an external security mechanism (such as   Protected Extensible Authentication Protocol (PEAP) [PEAP]) may be   used.  If an external security mechanism is in use, the identity   privacy features of EAP-SIM may not be useful.  The security   considerations of using an external security mechanism with EAP-SIM   are beyond the scope of this document.12.3.  Mutual Authentication and Triplet Exposure   EAP-SIM provides mutual authentication.  The peer believes that the   network is authentic because the network can calculate a correct   AT_MAC value in the EAP-Request/SIM/Challenge packet.  To calculate   AT_MAC it is sufficient to know the RAND and Kc values from the GSM   triplets (RAND, SRES, Kc) used in the authentication.  Because the   network selects the RAND challenges and the triplets, an attacker   that knows n (2 or 3) GSM triplets for the subscriber is able to   impersonate a valid network to the peer.  (Some peers MAY employ an   implementation-specific counter-measure against impersonating a valid   network by re-using a previously used RAND; see below.)  In other   words, the security of EAP-SIM is based on the secrecy of Kc keys,   which are considered secret intermediate results in the EAP-SIM   cryptographic calculations.   Given physical access to the SIM card, it is easy to obtain any   number of GSM triplets.   Another way to obtain triplets is to mount an attack on the peer   platform via a virus or other malicious piece of software.  The peer   SHOULD be protected against triplet querying attacks by malicious   software.  Care should be taken not to expose Kc keys to attackers   when they are stored or handled by the peer, or transmitted between   subsystems of the peer.  Steps should be taken to limit the   transport, storage, and handling of these values outside a protected   environment within the peer.  However, the virus protection of the   peer and the security capabilities of the peer's operating system are   outside the scope of this document.Haverinen & Salowey          Informational                     [Page 67]

RFC 4186                 EAP-SIM Authentication             January 2006   The EAP-SIM server typically obtains the triplets from the Home   Location Register (HLR).  An attacker might try to obtain triplets by   attacking against the network used between the EAP-SIM server and the   HLR.  Care should be taken not to expose Kc keys to attackers when   they are stored or handled by the EAP-SIM server, or transmitted   between the EAP server and the HLR.  Steps should be taken to limit   the transport, storage, and handling of these values outside a   protected environment.  However, the protection of the communications   between the EAP-SIM server and the HLR is outside the scope of this   document.   If the same SIM credentials are also used for GSM traffic, the   triplets could be revealed in the GSM network; seeSection 12.8.   In GSM, the network is allowed to re-use the RAND challenge in   consecutive authentication exchanges.  This is not allowed in   EAP-SIM.  The EAP-SIM server is mandated to use fresh triplets (RAND   challenges) in consecutive authentication exchanges, as specified inSection 3.  EAP-SIM does not mandate any means for the peer to check   if the RANDs are fresh, so the security of the scheme leans on the   secrecy of the triplets.  However, the peer MAY employ   implementation-specific mechanisms to remember some of the previously   used RANDs, and the peer MAY check the freshness of the server's   RANDs.  The operation in cases when the peer detects that the RANDs   are not fresh is specified inSection 6.3.1.   Preventing the re-use of authentication vectors has been taken into   account in the design of the UMTS Authentication and Key Agreement   (AKA), which is used in EAP-AKA [EAP-AKA].  In cases when the triplet   re-use properties of EAP-SIM are not considered sufficient, it is   advised to use EAP-AKA.   Note that EAP-SIM mutual authentication is done with the EAP server.   In general, EAP methods do not authenticate the identity or services   provided by the EAP authenticator (if distinct from the EAP server)   unless they provide the so-called channel bindings property.  The   vulnerabilities related to this have been discussed in [RFC3748],   [EAP-Keying], [Service-Identity].   EAP-SIM does not provide the channel bindings property, so it only   authenticates the EAP server.  However, ongoing work such as   [Service-Identity] may provide such support as an extension to   popular EAP methods such as EAP-TLS, EAP-SIM, or EAP-AKA.Haverinen & Salowey          Informational                     [Page 68]

RFC 4186                 EAP-SIM Authentication             January 200612.4.  Flooding the Authentication Centre   The EAP-SIM server typically obtains authentication vectors from the   Authentication Centre (AuC).  EAP-SIM introduces a new usage for the   AuC.  The protocols between the EAP-SIM server and the AuC are out of   the scope of this document.  However, it should be noted that a   malicious EAP-SIM peer may generate a lot of protocol requests to   mount a denial of service attack.  The EAP-SIM server implementation   SHOULD take this into account and SHOULD take steps to limit the   traffic that it generates towards the AuC, preventing the attacker   from flooding the AuC and from extending the denial of service attack   from EAP-SIM to other users of the AuC.12.5.  Key Derivation   EAP-SIM supports key derivation.  The key hierarchy is specified inSection 7.  EAP-SIM combines several GSM triplets in order to   generate stronger keying material and stronger AT_MAC values.  The   actual strength of the resulting keys depends, among other things, on   operator-specific parameters including authentication algorithms, the   strength of the Ki key, and the quality of the RAND challenges.  For   example, some SIM cards generate Kc keys with 10 bits set to zero.   Such restrictions may prevent the concatenation technique from   yielding strong session keys.  Because the strength of the Ki key is   128 bits, the ultimate strength of any derived secret key material is   never more than 128 bits.   It should also be noted that a security policy that allows n=2 to be   used may compromise the security of a future policy that requires   three triplets, because adversaries may be able to exploit the   messages exchanged when the weaker policy is applied.   There is no known way to obtain complete GSM triplets by mounting an   attack against EAP-SIM.  A passive eavesdropper can learn n*RAND and   AT_MAC and may be able to link this information to the subscriber   identity.  An active attacker that impersonates a GSM subscriber can   easily obtain n*RAND and AT_MAC values from the EAP server for any   given subscriber identity.  However, calculating the Kc and SRES   values from AT_MAC would require the attacker to reverse the keyed   message authentication code function HMAC-SHA1-128.   As EAP-SIM does not expose any values calculated from an individual   GSM Kc keys, it is not possible to mount a brute force attack on only   one of the Kc keys in EAP-SIM.  Therefore, when considering brute   force attacks on the values exposed in EAP-SIM, the effective length   of EAP-SIM session keys is not compromised by the fact that they areHaverinen & Salowey          Informational                     [Page 69]

RFC 4186                 EAP-SIM Authentication             January 2006   combined from several shorter keys, i.e., the effective length of 128   bits may be achieved.  For additional considerations, seeSection12.8.12.6.  Cryptographic Separation of Keys and Session Independence   The EAP Transient Keys used to protect EAP-SIM packets (K_encr,   K_aut), the Master Session Key, and the Extended Master Session Key   are cryptographically separate in EAP-SIM.  An attacker cannot derive   any non-trivial information about any of these keys based on the   other keys.  An attacker also cannot calculate the pre-shared secret   (Ki) from the GSM Kc keys, from EAP-SIM K_encr, from EAP-SIM K_aut,   from the Master Session Key, or from the Extended Master Session Key.   Each EAP-SIM exchange generates fresh keying material, and the keying   material exported from the method upon separate EAP-SIM exchanges is   cryptographically separate.  The EAP-SIM peer contributes to the   keying material with the NONCE_MT parameter, which must be chosen   freshly for each full authentication exchange.  The EAP server is   mandated to choose the RAND challenges freshly for each full   authentication exchange.  If either the server or the peer chooses   its random value (NONCE_MT or RAND challenges) freshly, even if the   other entity re-used its value from a previous exchange, then the EAP   Transient Keys, the Master Session Key, and the Extended Master   Session Key will be different and cryptographically separate from the   corresponding values derived upon the previous full authentication   exchange.   On fast re-authentication, freshness of the Master Session Key and   the Extended Master Session Key is provided with a counter   (AT_COUNTER).  The same EAP Transient Keys (K_encr, K_aut) that were   used in the full authentication exchange are used to protect the EAP   negotiation.  However, replay and integrity protection across all the   fast re-authentication exchanges that use the same EAP Transient Keys   is provided with AT_COUNTER.   [RFC3748] defines session independence as the "demonstration that   passive attacks (such as capture of the EAP conversation) or active   attacks (including compromise of the MSK or EMSK) do not enable   compromise of subsequent or prior MSKs or EMSKs".  Because the MSKs   and EMSKs are separate between EAP exchanges, EAP-SIM supports this   security claim.   It should be noted that [Patel-2003], which predates [RFC3748], uses   a slightly different meaning for session independence.  The EAP-SIM   protocol does not allow the peer to ensure that different Kc key   values would be used in different exchanges.  Only the server is able   to ensure that fresh RANDs, and therefore, fresh Kc keys are used.Haverinen & Salowey          Informational                     [Page 70]

RFC 4186                 EAP-SIM Authentication             January 2006   Hence, the peer cannot guarantee EAP-SIM sessions to be independent   with regard to the internal Kc values.  However, in EAP-SIM, the Kc   keys are considered to be secret intermediate results, which are not   exported outside the method.  SeeSection 12.3 for more information   about RAND re-use.12.7.  Dictionary Attacks   Because EAP-SIM is not a password protocol, it is not vulnerable to   dictionary attacks.  (The pre-shared symmetric secret stored on the   SIM card is not a passphrase, nor is it derived from a passphrase.)12.8.  Credentials Re-use   EAP-SIM cannot prevent attacks over the GSM or GPRS radio networks.   If the same SIM credentials are also used in GSM or GPRS, it is   possible to mount attacks over the cellular interface.   A passive attacker can eavesdrop GSM or GPRS traffic and obtain RAND,   SRES pairs.  He can then use a brute force attack or other   cryptanalysis techniques to obtain the 64-bit Kc keys used to encrypt   the GSM or GPRS data.  This makes it possible to attack each 64-bit   key separately.   An active attacker can mount a "rogue GSM/GPRS base station attack",   replaying previously seen RAND challenges to obtain SRES values.  He   can then use a brute force attack to obtain the Kc keys.  If   successful, the attacker can impersonate a valid network or decrypt   previously seen traffic, because EAP-SIM does not provide perfect   forward secrecy (PFS).   Due to several weaknesses in the GSM encryption algorithms, the   effective key strength of the Kc keys is much less than the expected   64 bits (no more than 40 bits if the A5/1 GSM encryption algorithm is   used; as documented in [Barkan-2003], an active attacker can force   the peer to use the weaker A5/2 algorithm that can be broken in less   than a second).   Because the A5 encryption algorithm is not used in EAP-SIM, and   because EAP-SIM does not expose any values calculated from individual   Kc keys, it should be noted that these attacks are not possible if   the SIM credentials used in EAP-SIM are not shared in GSM/GPRS.   At the time this document was written, the 3rd Generation Partnership   Project (3GPP) has started to work on fixes to these A5   vulnerabilities.  One of the solution proposals discussed in 3GPP is   integrity-protected A5 version negotiation, which would require the   base station to prove knowledge of the Kc key before the terminalHaverinen & Salowey          Informational                     [Page 71]

RFC 4186                 EAP-SIM Authentication             January 2006   sends any values calculated from the Kc to the network.  Another   proposal is so-called special RANDs, where some bits of the RAND   challenge would be used for cryptographic separation by indicating   the allowed use of the triplet, such as the allowed A5 algorithm in   GSM or the fact that the triplet is intended for EAP-SIM.  This is   currently a work in progress, and the mechanisms have not been   selected yet.12.9.  Integrity and Replay Protection, and Confidentiality   AT_MAC, AT_IV, AT_ENCR_DATA, and AT_COUNTER attributes are used to   provide integrity, replay and confidentiality protection for EAP-SIM   requests and responses.  Integrity protection with AT_MAC includes   the EAP header.  These attributes cannot be used during the   EAP/SIM/Start roundtrip.  However, the protocol values (user identity   string, NONCE_MT, and version negotiation parameters) are   (implicitly) protected by later EAP-SIM messages by including them in   key derivation.   Integrity protection (AT_MAC) is based on a keyed message   authentication code.  Confidentiality (AT_ENCR_DATA and AT_IV) is   based on a block cipher.   Confidentiality protection is applied only to a part of the protocol   fields.  The table of attributes inSection 10.1 summarizes which   fields are confidentiality-protected.  It should be noted that the   error and notification code attributes AT_CLIENT_ERROR_CODE and   AT_NOTIFICATION are not confidential, but they are transmitted in the   clear.  Identity protection is discussed inSection 12.2.   On full authentication, replay protection of the EAP exchange is   provided by the RAND values from the underlying GSM authentication   scheme and the use of the NONCE_MT value.  Protection against replays   of EAP-SIM messages is also based on the fact that messages that can   include AT_MAC can only be sent once with a certain EAP-SIM Subtype,   and on the fact that a different K_aut key will be used for   calculating AT_MAC in each full authentication exchange.   On fast re-authentication, a counter included in AT_COUNTER and a   server random nonce is used to provide replay protection.  The   AT_COUNTER attribute is also included in EAP-SIM notifications if it   is used after successful authentication in order to provide replay   protection between re-authentication exchanges.   Because EAP-SIM is not a tunneling method, EAP-Request/Notification,   EAP-Response/Notification, EAP-Success, or EAP-Failure packets are   not confidential, integrity-protected, or replay-protected in   EAP-SIM.  On physically insecure networks, this may enable anHaverinen & Salowey          Informational                     [Page 72]

RFC 4186                 EAP-SIM Authentication             January 2006   attacker to send false notifications to the peer and to mount denial   of service attacks by spoofing these packets.  As discussed inSection 6.3, the peer will only accept EAP-Success after the peer   successfully authenticates the server.  Hence, the attacker cannot   force the peer to believe successful mutual authentication has   occurred until the peer successfully authenticates the server or   after the peer fails to authenticate the server.   The security considerations of EAP-SIM result indications are covered   inSection 12.11   An eavesdropper will see the EAP-Request/Notification,   EAP-Response/Notification, EAP-Success, and EAP-Failure packets sent   in the clear.  With EAP-SIM, confidential information MUST NOT be   transmitted in EAP Notification packets.12.10.  Negotiation Attacks   EAP-SIM does not protect the EAP-Response/Nak packet.  Because   EAP-SIM does not protect the EAP method negotiation, EAP method   downgrading attacks may be possible, especially if the user uses the   same identity with EAP-SIM and other EAP methods.   EAP-SIM includes a version negotiation procedure.  In EAP-SIM the   keying material derivation includes the version list and selected   version to ensure that the protocol cannot be downgraded and that the   peer and server use the same version of EAP-SIM.   EAP-SIM does not support ciphersuite negotiation.12.11.  Protected Result Indications   EAP-SIM supports optional protected success indications and   acknowledged failure indications.  If a failure occurs after   successful authentication, then the EAP-SIM failure indication is   integrity- and replay-protected.   Even if an EAP-Failure packet is lost when using EAP-SIM over an   unreliable medium, then the EAP-SIM failure indications will help   ensure that the peer and EAP server will know the other party's   authentication decision.  If protected success indications are used,   then the loss of Success packet will also be addressed by the   acknowledged, integrity- and replay-protected EAP-SIM success   indication.  If the optional success indications are not used, then   the peer may end up believing that the server succeeded   authentication, when it actually failed.  Since access will not beHaverinen & Salowey          Informational                     [Page 73]

RFC 4186                 EAP-SIM Authentication             January 2006   granted in this case, protected result indications are not needed   unless the client is not able to realize it does not have access for   an extended period of time.12.12.  Man-in-the-Middle Attacks   In order to avoid man-in-the-middle attacks and session hijacking,   user data SHOULD be integrity-protected on physically insecure   networks.  The EAP-SIM Master Session Key, or keys derived from it,   MAY be used as the integrity protection keys, or, if an external   security mechanism such as PEAP is used, then the link integrity   protection keys MAY be derived by the external security mechanism.   There are man-in-the-middle attacks associated with the use of any   EAP method within a tunneled protocol.  For instance, an early   version of PEAP [PEAP-02] was vulnerable to this attack.  This   specification does not address these attacks.  If EAP-SIM is used   with a tunneling protocol, there should be cryptographic binding   provided between the protocol and EAP-SIM to prevent   man-in-the-middle attacks through rogue authenticators being able to   setup one-way authenticated tunnels.  For example, newer versions of   PEAP include such cryptographic binding.  The EAP-SIM Master Session   Key MAY be used to provide the cryptographic binding.  However, the   mechanism by which the binding is provided depends on the tunneling   protocol and is beyond the scope of this document.12.13.  Generating Random Numbers   An EAP-SIM implementation SHOULD use a good source of randomness to   generate the random numbers required in the protocol.  Please see   [RFC4086] for more information on generating random numbers for   security applications.13.  Security Claims   This section provides the security claims required by [RFC3748].   Auth. mechanism: EAP-SIM is based on the GSM SIM mechanism, which is   a challenge/response authentication and key agreement mechanism based   on a symmetric 128-bit pre-shared secret.  EAP-SIM also makes use of   a peer challenge to provide mutual authentication.   Ciphersuite negotiation: No   Mutual authentication: Yes (Section 12.3)   Integrity protection: Yes (Section 12.9)Haverinen & Salowey          Informational                     [Page 74]

RFC 4186                 EAP-SIM Authentication             January 2006   Replay protection: Yes (Section 12.9)   Confidentiality: Yes, except method-specific success and failure   indications (Section 12.2,Section 12.9)   Key derivation: Yes   Key strength: EAP-SIM supports key derivation with 128-bit effective   key strength (Section 12.5).  However, as discussed inSection 11, if   the same credentials are used in GSM/GPRS and in EAP-SIM, then the   key strength may be reduced considerably, basically to the same level   as in GSM, by mounting attacks over GSM/GPRS.  For example an active   attack using a false GSM/GPRS base station reduces the effective key   strength to almost zero.   Description of key hierarchy: Please seeSection 7.   Dictionary attack protection: N/A (Section 12.7)   Fast reconnect: Yes   Cryptographic binding: N/A   Session independence: Yes (Section 12.6)   Fragmentation: No   Channel binding: No   Indication of vulnerabilities: Vulnerabilities are discussed inSection 12.14.  Acknowledgements and Contributions14.1.  Contributors   In addition to the editors, Nora Dabbous, Jose Puthenkulam, and   Prasanna Satarasinghe were significant contributors to this document.   Pasi Eronen and Jukka-Pekka Honkanen contributedAppendix A.14.2.  Acknowledgements   Juha Ala-Laurila, N. Asokan, Jan-Erik Ekberg, Patrik Flykt,   Jukka-Pekka Honkanen, Antti Kuikka, Jukka Latva, Lassi Lehtinen, Jyri   Rinnemaa, Timo Takamaki, and Raimo Vuonnala contributed many original   ideas and concepts to this protocol.Haverinen & Salowey          Informational                     [Page 75]

RFC 4186                 EAP-SIM Authentication             January 2006   N. Asokan, Pasi Eronen, and Jukka-Pekka Honkanen contributed and   helped in innumerable ways during the development of the protocol.   Valtteri Niemi and Kaisa Nyberg contributed substantially to the   design of the key derivation and the fast re-authentication   procedure, and have also provided their cryptographic expertise in   many discussions related to this protocol.   Simon Blake-Wilson provided very helpful comments on key derivation   and version negotiation.   Thanks to Greg Rose for his very valuable comments to an early   version of this specification [S3-020125], and for reviewing and   providing very useful comments on version 12.   Thanks to Bernard Aboba, Vladimir Alperovich, Florent Bersani,   Jacques Caron, Gopal Dommety, Augustin Farrugia, Mark Grayson, Max de   Groot, Prakash Iyer, Nishi Kant, Victor Lortz, Jouni Malinen, Sarvar   Patel, Tom Porcher, Michael Richardson, Stefan Schroeder, Uma   Shankar, Jesse Walker, and Thomas Wieland for their contributions and   critiques.  Special thanks to Max for proposing improvements to the   MAC calculation.   Thanks to Glen Zorn for reviewing this document and for providing   very useful comments on the protocol.   Thanks to Sarvar Patel for his review of the protocol [Patel-2003].   Thanks to Bernard Aboba for reviewing this document forRFC 3748   compliance.   The identity privacy support is based on the identity privacy support   of [EAP-SRP].  The attribute format is based on the extension format   of Mobile IPv4 [RFC3344].   This protocol has been partly developed in parallel with EAP-AKA   [EAP-AKA], and hence this specification incorporates many ideas from   Jari Arkko.Haverinen & Salowey          Informational                     [Page 76]

RFC 4186                 EAP-SIM Authentication             January 200614.2.1.  Contributors' Addresses   Nora Dabbous   Gemplus   34 rue Guynemer   92447 Issy les Moulineaux   France   Phone: +33 1 4648 2000   EMail: nora.dabbous@gemplus.com   Jose Puthenkulam   Intel Corporation   2111 NE 25th Avenue, JF2-58   Hillsboro, OR 97124   USA   Phone: +1 503 264 6121   EMail: jose.p.puthenkulam@intel.com   Prasanna Satarasinghe   Transat Technologies   180 State Street, Suite 240   Southlake, TX 76092   USA   Phone: + 1 817 4814412   EMail: prasannas@transat-tech.comHaverinen & Salowey          Informational                     [Page 77]

RFC 4186                 EAP-SIM Authentication             January 200615.  References15.1.  Normative References   [GSM-03.20]        European Telecommunications Standards  Institute,                      "GSM Technical Specification GSM 03.20 (ETS 300                      534):  "Digital cellular telecommunication system                      (Phase 2); Security related network functions"",                      August 1997.   [RFC2119]          Bradner, S., "Key words for use in RFCs to                      Indicate Requirement Levels",BCP 14,RFC 2119,                      March 1997.   [GSM-03.03]        European Telecommunications Standards Institute,                      "GSM Technical Specification GSM 03.03 (ETS 300                      523): "Digital cellular telecommunication system                      (Phase 2); Numbering, addressing and                      identification"", April 1997.   [RFC2104]          Krawczyk, H., Bellare, M., and R. Canetti, "HMAC:                      Keyed-Hashing for Message Authentication",RFC2104, February 1997.   [RFC4282]          Aboba, B., Beadles, M., Arkko, J., and P. Eronen,                      "The Network Access Identifier",RFC 4282,                      December 2005.   [AES]              National Institute of  Standards and Technology,                      "Federal Information Processing Standards (FIPS)                      Publication 197, "Advanced Encryption Standard                      (AES)"", November 2001.http://csrc.nist.gov/publications/fips/fips197/fips-197.pdf   [CBC]              National Institute of Standards and Technology,                      "NIST Special Publication 800-38A, "Recommendation                      for Block Cipher Modes of Operation - Methods and                      Techniques"", December 2001.http://csrc.nist.gov/publications/nistpubs/800-38a/sp800-38a.pdf   [SHA-1]            National Institute of Standards and Technology,                      U.S.  Department of Commerce, "Federal Information                      Processing Standard (FIPS) Publication 180-1,                      "Secure Hash Standard"", April 1995.Haverinen & Salowey          Informational                     [Page 78]

RFC 4186                 EAP-SIM Authentication             January 2006   [PRF]              National Institute of Standards and Technology,                      "Federal Information Processing Standards (FIPS)                      Publication  186-2 (with change notice); Digital                      Signature Standard (DSS)", January 2000.                      Available on-line at:http://csrc.nist.gov/publications/fips/fips186-2/fips186-2-change1.pdf   [RFC3629]          Yergeau, F., "UTF-8, a transformation format of                      ISO 10646", STD 63,RFC 3629, November 2003.   [RFC3748]          Aboba, B., Blunk, L., Vollbrecht, J., Carlson, J.,                      and H. Levkowetz, "Extensible Authentication                      Protocol (EAP)",RFC 3748, June 2004.   [EAP-AKA]          Arkko, J. and H. Haverinen, "Extensible                      Authentication Protocol Method for 3rd Generation                      Authentication and Key Agreement (EAP-AKA)",RFC4187, January 2006.15.2.  Informative References   [3GPP-TS-23.003]   3rd Generation Partnership Project, "3GPP                      Technical Specification 3GPP TS 23.003 V6.8.0:                      "3rd Generation Parnership Project; Technical                      Specification Group Core Network; Numbering,                      addressing and identification (Release 6)"",                      December 2005.   [3GPP-TS-55.205]   3rd Generation Partnership Project, "3GPP                      Technical Specification 3GPP TS 55.205 V 6.0.0:                      "3rd Generation Partnership Project; Technical                      Specification Group Services and System Aspects;                      Specification of the GSM-MILENAGE Algorithms: An                      example algorithm set for the GSM Authentication                      and Key Generation functions A3 and A8 (Release                      6)"", December 2002.   [PEAP]             Palekar, A., Simon, D., Zorn, G., Salowey, J.,                      Zhou, H., and S. Josefsson, "Protected EAP                      Protocol (PEAP) Version 2", Work in Progress,                      October 2004.   [PEAP-02]          Anderson, H., Josefsson, S., Zorn, G., Simon, D.,                      and A. Palekar, "Protected EAP Protocol (PEAP)",                      Work in Progress, February 2002.Haverinen & Salowey          Informational                     [Page 79]

RFC 4186                 EAP-SIM Authentication             January 2006   [EAP-Keying]       Aboba, B., Simon, D., Arkko, J., Eronen, P., and                      H.  Levkowetz, "Extensible Authentication Protocol                      (EAP) Key Management Framework", Work in Progress,                      October 2005.   [Service-Identity] Arkko, J. and P. Eronen, "Authenticated Service                      Information for the Extensible Authentication                      Protocol (EAP)", Work in Progress, October 2004.   [RFC4086]          Eastlake, D., 3rd, Schiller, J., and S. Crocker,                      "Randomness Requirements for Security",BCP 106,RFC 4086, June 2005.   [S3-020125]        Qualcomm, "Comments on draft EAP/SIM, 3rd                      Generation Partnership Project document 3GPP TSG                      SA WG3 Security S3#22, S3-020125", February 2002.   [RFC3344]          Perkins, C., "IP Mobility Support for IPv4",RFC3344, August 2002.   [RFC2548]          Zorn, G., "Microsoft Vendor-specific RADIUS                      Attributes ",RFC 2548, March 1999.   [EAP-SRP]          Carlson, J., Aboba, B., and H. Haverinen, "EAP                      SRP-SHA1 Authentication Protocol", Work in                      Progress, July 2001.   [GSM-Cloning]      Wagner, D., "GSM Cloning".  Web page about                      COMP-128 version 1 vulnerabilities, available athttp://www.isaac.cs.berkeley.edu/isaac/gsm.html   [Barkan-2003]      Barkan, E., Biham, E., and N. Keller, "Instant                      Ciphertext-Only Cryptanalysis of GSM Encrypted                      Communications".  available on-line athttp://cryptome.org/gsm-crack-bbk.pdf   [Patel-2003]       Patel, S., "Analysis of EAP-SIM Session Key                      Agreement".  Posted to the EAP mailing list 29                      May,2003.http://mail.frascone.com/pipermail/public/eap/2003-May/                      001267.htmlHaverinen & Salowey          Informational                     [Page 80]

RFC 4186                 EAP-SIM Authentication             January 2006Appendix A.  Test Vectors   Test vectors for the NIST FIPS 186-2 pseudo-random number generator   [PRF] are available at the following URL:http://csrc.nist.gov/encryption/dss/Examples-1024bit.pdf   The following examples show the contents of EAP-SIM packets on full   authentication and fast re-authentication.A.1.  EAP-Request/Identity   The first packet is a plain Identity Request:      01                   ; Code: Request      00                   ; Identifier: 0      00 05                ; Length: 5 octets      01                   ; Type: IdentityA.2.  EAP-Response/Identity   The client's identity is "1244070100000001@eapsim.foo", so it   responds with the following packet:      02                   ; Code: Response      00                   ; Identifier: 0      00 20                ; Length: 32 octets      01                   ; Type: Identity         31 32 34 34       ; "1244070100000001@eapsim.foo"         30 37 30 31         30 30 30 30         30 30 30 31         40 65 61 70         73 69 6d 2e         66 6f 6fHaverinen & Salowey          Informational                     [Page 81]

RFC 4186                 EAP-SIM Authentication             January 2006A.3.  EAP-Request/SIM/Start   The server's first packet looks like this:      01                   ; Code: Request      01                   ; Identifier: 1      00 10                ; Length: 16 octets      12                   ; Type: EAP-SIM         0a                ; EAP-SIM subtype: Start         00 00             ; (reserved)         0f                ; Attribute type: AT_VERSION_LIST            02             ; Attribute length: 8 octets (2*4)            00 02          ; Actual version list length: 2 octets            00 01          ; Version: 1            00 00          ; (attribute padding)A.4.  EAP-Response/SIM/Start   The client selects a nonce and responds with the following packet:      02                   ; Code: Response      01                   ; Identifier: 1      00 20                ; Length: 32 octets      12                   ; Type: EAP-SIM         0a                ; EAP-SIM subtype: Start         00 00             ; (reserved)         07                ; Attribute type: AT_NONCE_MT            05             ; Attribute length: 20 octets (5*4)            00 00          ; (reserved)            01 23 45 67    ; NONCE_MT value            89 ab cd ef            fe dc ba 98            76 54 32 10         10                ; Attribute type: AT_SELECTED_VERSION            01             ; Attribute length: 4 octets (1*4)            00 01          ; Version: 1Haverinen & Salowey          Informational                     [Page 82]

RFC 4186                 EAP-SIM Authentication             January 2006A.5.  EAP-Request/SIM/Challenge   Next, the server selects three authentication triplets         (RAND1,SRES1,Kc1) = (10111213 14151617 18191a1b 1c1d1e1f,                              d1d2d3d4,                              a0a1a2a3 a4a5a6a7)         (RAND2,SRES2,Kc2) = (20212223 24252627 28292a2b 2c2d2e2f,                              e1e2e3e4,                              b0b1b2b3 b4b5b6b7)         (RAND3,SRES3,Kc3) = (30313233 34353637 38393a3b 3c3d3e3f,                              f1f2f3f4,                              c0c1c2c3 c4c5c6c7)   Next, the MK is calculated as specified inSection 7*.   MK = e576d5ca 332e9930 018bf1ba ee2763c7 95b3c712   And the other keys are derived using the PRNG:         K_encr = 536e5ebc 4465582a a6a8ec99 86ebb620         K_aut =  25af1942 efcbf4bc 72b39434 21f2a974         MSK =    39d45aea f4e30601 983e972b 6cfd46d1                  c3637733 65690d09 cd44976b 525f47d3                  a60a985e 955c53b0 90b2e4b7 3719196a                  40254296 8fd14a88 8f46b9a7 886e4488         EMSK =   5949eab0 fff69d52 315c6c63 4fd14a7f                  0d52023d 56f79698 fa6596ab eed4f93f                  bb48eb53 4d985414 ceed0d9a 8ed33c38                  7c9dfdab 92ffbdf2 40fcecf6 5a2c93b9   Next, the server selects a pseudonym and a fast re-authentication   identity (in this case, "w8w49PexCazWJ&xCIARmxuMKht5S1sxR   DqXSEFBEg3DcZP9cIxTe5J4OyIwNGVzxeJOU1G" and   "Y24fNSrz8BP274jOJaF17WfxI8YO7QX0   0pMXk9XMMVOw7broaNhTczuFq53aEpOkk3L0dm@eapsim.foo", respectively).Haverinen & Salowey          Informational                     [Page 83]

RFC 4186                 EAP-SIM Authentication             January 2006   The following plaintext will be encrypted and stored in the   AT_ENCR_DATA attribute:         84               ; Attribute type: AT_NEXT_PSEUDONYM            13            ; Attribute length: 76 octets (19*4)            00 46         ; Actual pseudonym length: 70 octets            77 38 77 34 39 50 65 78 43 61 7a 57 4a 26 78 43            49 41 52 6d 78 75 4d 4b 68 74 35 53 31 73 78 52            44 71 58 53 45 46 42 45 67 33 44 63 5a 50 39 63            49 78 54 65 35 4a 34 4f 79 49 77 4e 47 56 7a 78            65 4a 4f 55 31 47            00 00          ; (attribute padding)         85                ; Attribute type: AT_NEXT_REAUTH_ID            16             ; Attribute length: 88 octets (22*4)            00 51          ; Actual re-auth identity length: 81 octets            59 32 34 66 4e 53 72 7a 38 42 50 32 37 34 6a 4f            4a 61 46 31 37 57 66 78 49 38 59 4f 37 51 58 30            30 70 4d 58 6b 39 58 4d 4d 56 4f 77 37 62 72 6f            61 4e 68 54 63 7a 75 46 71 35 33 61 45 70 4f 6b            6b 33 4c 30 64 6d 40 65 61 70 73 69 6d 2e 66 6f            6f            00 00 00       ; (attribute padding)         06                ; Attribute type: AT_PADDING            03             ; Attribute length: 12 octets (3*4)            00 00 00 00            00 00 00 00            00 00   The EAP packet looks like this:      01                   ; Code: Request      02                   ; Identifier: 2      01 18                ; Length: 280 octets      12                   ; Type: EAP-SIM         0b                ; EAP-SIM subtype: Challenge         00 00             ; (reserved)         01                ; Attribute type: AT_RAND            0d             ; Attribute length: 52 octets (13*4)            00 00          ; (reserved)            10 11 12 13    ; first RAND            14 15 16 17            18 19 1a 1b            1c 1d 1e 1f            20 21 22 23    ; second RAND            24 25 26 27            28 29 2a 2b            2c 2d 2e 2fHaverinen & Salowey          Informational                     [Page 84]

RFC 4186                 EAP-SIM Authentication             January 2006            30 31 32 33    ; third RAND            34 35 36 37            38 39 3a 3b            3c 3d 3e 3f         81                ; Attribute type: AT_IV            05             ; Attribute length: 20 octets (5*4)            00 00          ; (reserved)            9e 18 b0 c2    ; IV value            9a 65 22 63            c0 6e fb 54            dd 00 a8 95         82               ; Attribute type: AT_ENCR_DATA            2d            ; Attribute length: 180 octets (45*4)            00 00         ; (reserved)            55 f2 93 9b bd b1 b1 9e a1 b4 7f c0 b3 e0 be 4c            ab 2c f7 37 2d 98 e3 02 3c 6b b9 24 15 72 3d 58            ba d6 6c e0 84 e1 01 b6 0f 53 58 35 4b d4 21 82            78 ae a7 bf 2c ba ce 33 10 6a ed dc 62 5b 0c 1d            5a a6 7a 41 73 9a e5 b5 79 50 97 3f c7 ff 83 01            07 3c 6f 95 31 50 fc 30 3e a1 52 d1 e1 0a 2d 1f            4f 52 26 da a1 ee 90 05 47 22 52 bd b3 b7 1d 6f            0c 3a 34 90 31 6c 46 92 98 71 bd 45 cd fd bc a6            11 2f 07 f8 be 71 79 90 d2 5f 6d d7 f2 b7 b3 20            bf 4d 5a 99 2e 88 03 31 d7 29 94 5a ec 75 ae 5d            43 c8 ed a5 fe 62 33 fc ac 49 4e e6 7a 0d 50 4d         0b                ; Attribute type: AT_MAC            05             ; Attribute length: 20 octets (5*4)            00 00          ; (reserved)            fe f3 24 ac    ; MAC value            39 62 b5 9f            3b d7 82 53            ae 4d cb 6a   The MAC is calculated over the EAP packet above (with MAC value set   to zero), followed by the NONCE_MT value (a total of 296 bytes).Haverinen & Salowey          Informational                     [Page 85]

RFC 4186                 EAP-SIM Authentication             January 2006A.6.  EAP-Response/SIM/Challenge   The client's response looks like this:      02                   ; Code: Response      02                   ; Identifier: 2      00 1c                ; Length: 28 octets      12                   ; Type: EAP-SIM         0b                ; EAP-SIM subtype: Challenge         00 00             ; (reserved)         0b                ; Attribute type: AT_MAC            05             ; Attribute length: 20 octets (5*4)            00 00          ; (reserved)            f5 6d 64 33    ; MAC value            e6 8e d2 97            6a c1 19 37            fc 3d 11 54   The MAC is calculated over the EAP packet above (with MAC value set   to zero), followed by the SRES values (a total of 40 bytes).A.7.  EAP-Success   The last packet is an EAP-Success:      03                   ; Code: Success      02                   ; Identifier: 2      00 04                ; Length: 4 octetsA.8.  Fast Re-authentication   When performing fast re-authentication, the EAP-Request/Identity   packet is the same as usual.  The EAP-Response/Identity contains the   fast re-authentication identity (from AT_ENCR_DATA attribute above):      02                   ; Code: Response      00                   ; Identifier: 0      00 56                ; Length: 86 octets      01                   ; Type: Identity         59 32 34 66 4e 53 72 7a 38 42 50 32 37 34 6a 4f         4a 61 46 31 37 57 66 78 49 38 59 4f 37 51 58 30         30 70 4d 58 6b 39 58 4d 4d 56 4f 77 37 62 72 6f         61 4e 68 54 63 7a 75 46 71 35 33 61 45 70 4f 6b         6b 33 4c 30 64 6d 40 65 61 70 73 69 6d 2e 66 6f         6fHaverinen & Salowey          Informational                     [Page 86]

RFC 4186                 EAP-SIM Authentication             January 2006A.9.  EAP-Request/SIM/Re-authentication   The server recognizes the reauthentication identity, so it will   respond with EAP-Request/SIM/Re-authentication.  It retrieves the   associated counter value, generates a nonce, and picks a new   reauthentication identity (in this case,   "uta0M0iyIsMwWp5TTdSdnOLvg2XDVf21OYt1vnfiMcs5dnIDHOIFVavIRzMR   yzW6vFzdHW@eapsim.foo").   The following plaintext will be encrypted and stored in the   AT_ENCR_DATA attribute.  Note that AT_PADDING is not used because the   length of the plaintext is a multiple of 16 bytes.         13                ; Attribute type: AT_COUNTER            01             ; Attribute length: 4 octets (1*4)            00 01          ; Counter value         15                ; Attribute type: AT_NONCE_S            05             ; Attribute length: 20 octets (5*4)            00 00          ; (reserved)            01 23 45 67    ; NONCE_S value            89 ab cd ef            fe dc ba 98            76 54 32 10         85                ; Attribute type: AT_NEXT_REAUTH_ID            16             ; Attribute length: 88 octets (22*4)            00 51          ; Actual re-auth identity length: 81 octets            75 74 61 30 4d 30 69 79 49 73 4d 77 57 70 35 54            54 64 53 64 6e 4f 4c 76 67 32 58 44 56 66 32 31            4f 59 74 31 76 6e 66 69 4d 63 73 35 64 6e 49 44            48 4f 49 46 56 61 76 49 52 7a 4d 52 79 7a 57 36            76 46 7a 64 48 57 40 65 61 70 73 69 6d 2e 66 6f            6f            00 00 00       ; (attribute padding)Haverinen & Salowey          Informational                     [Page 87]

RFC 4186                 EAP-SIM Authentication             January 2006   The EAP packet looks like this:      01                   ; Code: Request      01                   ; Identifier: 1      00 a4                ; Length: 164 octets      12                   ; Type: EAP-SIM         0d                ; EAP-SIM subtype: Re-authentication         00 00             ; (reserved)         81                ; Attribute type: AT_IV            05             ; Attribute length: 20 octets (5*4)            00 00          ; (reserved)            d5 85 ac 77    ; IV value            86 b9 03 36            65 7c 77 b4            65 75 b9 c4         82                ; Attribute type: AT_ENCR_DATA            1d             ; Attribute length: 116 octets (29*4)            00 00          ; (reserved)            68 62 91 a9 d2 ab c5 8c aa 32 94 b6 e8 5b 44 84            6c 44 e5 dc b2 de 8b 9e 80 d6 9d 49 85 8a 5d b8            4c dc 1c 9b c9 5c 01 b9 6b 6e ca 31 34 74 ae a6            d3 14 16 e1 9d aa 9d f7 0f 05 00 88 41 ca 80 14            96 4d 3b 30 a4 9b cf 43 e4 d3 f1 8e 86 29 5a 4a            2b 38 d9 6c 97 05 c2 bb b0 5c 4a ac e9 7d 5e af            f5 64 04 6c 8b d3 0b c3 9b e5 e1 7a ce 2b 10 a6         0b                ; Attribute type: AT_MAC            05             ; Attribute length: 20 octets (5*4)            00 00          ; (reserved)            48 3a 17 99    ; MAC value            b8 3d 7c d3            d0 a1 e4 01            d9 ee 47 70   The MAC is calculated over the EAP packet above (with MAC value set   to zero; a total of 164 bytes).   Finally, the server derives new keys.  The XKEY' is calculated as   described inSection 7*:   XKEY' = 863dc120 32e08343 c1a2308d b48377f6 801f58d4Haverinen & Salowey          Informational                     [Page 88]

RFC 4186                 EAP-SIM Authentication             January 2006   The new MSK and EMSK are derived using the PRNG (note that K_encr and   K_aut stay the same).         MSK   =  6263f614 973895e1 335f7e30 cff028ee                  2176f519 002c9abe 732fe0ef 00cf167c                  756d9e4c ed6d5ed6 40eb3fe3 8565ca07                  6e7fb8a8 17cfe8d9 adbce441 d47c4f5e         EMSK  =  3d8ff786 3a630b2b 06e2cf20 9684c13f                  6b82f992 f2b06f1b 54bf51ef 237f2a40                  1ef5e0d7 e098a34c 533eaebf 34578854                  b7721526 20a777f0 e0340884 a294fb73A.10.  EAP-Response/SIM/Re-authentication   The client's response includes the counter as well.  The following   plaintext will be encrypted and stored in the AT_ENCR_DATA attribute:         13                ; Attribute type: AT_COUNTER            01             ; Attribute length: 4 octets (1*4)            00 01          ; Counter value         06                ; Attribute type: AT_PADDING            03             ; Attribute length: 12 octets (3*4)            00 00 00 00            00 00 00 00            00 00   The EAP packet looks like this:      02                   ; Code: Response      01                   ; Identifier: 1      00 44                ; Length: 68 octets      12                   ; Type: EAP-SIM         0d                ; EAP-SIM subtype: Re-authentication         00 00             ; (reserved)         81                ; Attribute type: AT_IV            05             ; Attribute length: 20 octets (5*4)            00 00          ; (reserved)            cd f7 ff a6    ; IV value            5d e0 4c 02            6b 56 c8 6b            76 b1 02 ea         82                ; Attribute type: AT_ENCR_DATA            05             ; Attribute length: 20 octets (5*4)            00 00          ; (reserved)            b6 ed d3 82            79 e2 a1 42            3c 1a fc 5c            45 5c 7d 56Haverinen & Salowey          Informational                     [Page 89]

RFC 4186                 EAP-SIM Authentication             January 2006         0b                ; Attribute type: AT_MAC            05             ; Attribute length: 20 octets (5*4)            00 00          ; (reserved)            fa f7 6b 71    ; MAC value            fb e2 d2 55            b9 6a 35 66            c9 15 c6 17   The MAC is calculated over the EAP packet above (with MAC value set   to zero), followed by the NONCE_S value (a total of 84 bytes).   The next packet will be EAP-Success:      03                   ; Code: Success      01                   ; Identifier: 1      00 04                ; Length: 4 octetsAppendix B.  Pseudo-Random Number Generator   The "|" character denotes concatenation, and "^" denotes   exponentiation.   Step 1: Choose a new, secret value for the seed-key, XKEY   Step 2: In hexadecimal notation let       t = 67452301 EFCDAB89 98BADCFE 10325476 C3D2E1F0       This is the initial value for H0|H1|H2|H3|H4       in the FIPS SHS [SHA-1]   Step 3: For j = 0 to m - 1 do         3.1 XSEED_j = 0 /* no optional user input */         3.2 For i = 0 to 1 do             a. XVAL = (XKEY + XSEED_j) mod 2^b             b. w_i = G(t, XVAL)             c. XKEY = (1 + XKEY + w_i) mod 2^b         3.3 x_j = w_0|w_1Haverinen & Salowey          Informational                     [Page 90]

RFC 4186                 EAP-SIM Authentication             January 2006Authors' Addresses   Henry Haverinen (editor)   Nokia Enterprise Solutions   P.O. Box 12   FIN-40101 Jyvaskyla   Finland   EMail: henry.haverinen@nokia.com   Joseph Salowey (editor)   Cisco Systems   2901 Third Avenue   Seattle, WA  98121   USA   Phone: +1 206 256 3380   EMail: jsalowey@cisco.comHaverinen & Salowey          Informational                     [Page 91]

RFC 4186                 EAP-SIM Authentication             January 2006Full Copyright Statement   Copyright (C) The Internet Society (2006).   This document is subject to the rights, licenses and restrictions   contained inBCP 78, and except as set forth therein, the authors   retain all their rights.   This document and the information contained herein are provided on an   "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS   OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY AND THE INTERNET   ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS OR IMPLIED,   INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE   INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED   WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.Intellectual Property   The IETF takes no position regarding the validity or scope of any   Intellectual Property Rights or other rights that might be claimed to   pertain to the implementation or use of the technology described in   this document or the extent to which any license under such rights   might or might not be available; nor does it represent that it has   made any independent effort to identify any such rights.  Information   on the procedures with respect to rights in RFC documents can be   found inBCP 78 andBCP 79.   Copies of IPR disclosures made to the IETF Secretariat and any   assurances of licenses to be made available, or the result of an   attempt made to obtain a general license or permission for the use of   such proprietary rights by implementers or users of this   specification can be obtained from the IETF on-line IPR repository athttp://www.ietf.org/ipr.   The IETF invites any interested party to bring to its attention any   copyrights, patents or patent applications, or other proprietary   rights that may cover technology that may be required to implement   this standard.  Please address the information to the IETF at   ietf-ipr@ietf.org.Acknowledgement   Funding for the RFC Editor function is provided by the IETF   Administrative Support Activity (IASA).Haverinen & Salowey          Informational                     [Page 92]

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