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INFORMATIONAL
Network Working Group                                            A. BeckRequest for Comments: 3836                                    M. HofmannCategory: Informational                              Lucent Technologies                                                                H. Orman                                               Purple Streak Development                                                                R. Penno                                                         Nortel Networks                                                               A. Terzis                                                Johns Hopkins University                                                             August 2004Requirements for Open Pluggable Edge Services (OPES)Callout ProtocolsStatus of this Memo   This memo provides information for the Internet community.  It does   not specify an Internet standard of any kind.  Distribution of this   memo is unlimited.Copyright Notice   Copyright (C) The Internet Society (2004).Abstract   This document specifies the requirements that the OPES (Open   Pluggable Edge Services) callout protocol must satisfy in order to   support the remote execution of OPES services.  The requirements are   intended to help evaluate possible protocol candidates, as well as to   guide the development of such protocols.Beck, et al.                 Informational                      [Page 1]

RFC 3836        Requirements for OPES Callout Protocols      August 2004Table of Contents1.  Terminology . . . . . . . . . . . . . . . . . . . . . . . . .22.  Introduction. . . . . . . . . . . . . . . . . . . . . . . . .23.  Functional Requirements . . . . . . . . . . . . . . . . . . .33.1.  Reliability . . . . . . . . . . . . . . . . . . . . . .33.2.  Congestion Avoidance  . . . . . . . . . . . . . . . . .33.3.  Callout Transactions  . . . . . . . . . . . . . . . . .33.4.  Callout Connections . . . . . . . . . . . . . . . . . .43.5.  Asynchronous Message Exchange . . . . . . . . . . . . .53.6.  Message Segmentation  . . . . . . . . . . . . . . . . .53.7.  Support for Keep-Alive Mechanism  . . . . . . . . . . .63.8.  Operation in NAT Environments . . . . . . . . . . . . .63.9.  Multiple Callout Servers  . . . . . . . . . . . . . . .63.10. Multiple OPES Processors  . . . . . . . . . . . . . . .63.11. Support for Different Application Protocols . . . . . .73.12. Capability and Parameter Negotiations . . . . . . . . .73.13. Meta Data and Instructions  . . . . . . . . . . . . . .84.  Performance Requirements  . . . . . . . . . . . . . . . . . .94.1.  Protocol Efficiency . . . . . . . . . . . . . . . . . .95.  Security Requirements . . . . . . . . . . . . . . . . . . . .95.1.  Authentication, Confidentiality, and Integrity  . . . .95.2.  Hop-by-Hop Confidentiality. . . . . . . . . . . . . . .105.3.  Operation Across Untrusted Domains. . . . . . . . . . .105.4.  Privacy . . . . . . . . . . . . . . . . . . . . . . . .106.  Security Considerations . . . . . . . . . . . . . . . . . . .107.  References. . . . . . . . . . . . . . . . . . . . . . . . . .107.1.  Normative References. . . . . . . . . . . . . . . . . .107.2.  Informative References. . . . . . . . . . . . . . . . .118.  Acknowledgments . . . . . . . . . . . . . . . . . . . . . . .119.  Authors' Addresses. . . . . . . . . . . . . . . . . . . . . .1210. Full Copyright Statement. . . . . . . . . . . . . . . . . . .131.  Terminology   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this   document are to be interpreted as described inBCP 14,RFC 2119 [2].2.  Introduction   The Open Pluggable Edge Services (OPES) architecture [1] enables   cooperative application services (OPES services) between a data   provider, a data consumer, and zero or more OPES processors.  The   application services under consideration analyze, and possibly   transform, application-level messages exchanged between the data   provider and the data consumer.Beck, et al.                 Informational                      [Page 2]

RFC 3836        Requirements for OPES Callout Protocols      August 2004   The execution of such services is governed by a set of rules   installed on the OPES processor.  The enforcement of rules can   trigger the execution of service applications local to the OPES   processor.  Alternatively, the OPES processor can distribute the   responsibility of service execution by communicating and   collaborating with one or more remote callout servers.  As described   in [1], an OPES processor communicates with and invokes services on a   callout server by using a callout protocol.  This document presents   the requirements for such a protocol.   The requirements in this document are divided into three categories -   functional requirements, performance requirements, and security   requirements.  Each requirement is presented as one or more   statements, followed by brief explanatory material as appropriate.3.  Functional Requirements3.1.  Reliability   The OPES callout protocol MUST be able to provide ordered reliability   for the communication between an OPES processor and callout server.   Additionally, the callout protocol SHOULD be able to provide   unordered reliability.   In order to satisfy the reliability requirements, the callout   protocol SHOULD specify that it must be used with a transport   protocol that provides ordered/unordered reliability at the   transport-layer, for example TCP [6] or SCTP [7].3.2.  Congestion Avoidance   The OPES callout protocol MUST ensure that congestion avoidance   matching the standard ofRFC 2914 [4] is applied on all communication   between the OPES processor and callout server.  For this purpose, the   callout protocol SHOULD use a congestion-controlled transport-layer   protocol, presumably either TCP [6] or SCTP [7].3.3.  Callout Transactions   The OPES callout protocol MUST enable an OPES processor and a callout   server to perform callout transactions with the purpose of exchanging   partial or complete application-level protocol messages (or   modifications thereof).  More specifically, the callout protocol MUST   enable an OPES processor to forward a partial or complete application   message to a callout server so that one or more OPES services can   process the forwarded application message (or parts thereof).  The   result of the service operation may be a modified application   message.  The callout protocol MUST therefore enable the calloutBeck, et al.                 Informational                      [Page 3]

RFC 3836        Requirements for OPES Callout Protocols      August 2004   server to return a modified application message or the modified parts   of an application message to the OPES processor.  Additionally, the   callout protocol MUST enable a callout server to report the result of   a callout transaction (e.g., in the form of a status code) back to   the OPES processor.   A callout transaction is defined as a message exchange between an   OPES processor and a callout server consisting of a callout request   and a callout response.  Both, the callout request and the callout   response MAY each consist of one or more callout protocol messages,   i.e. a series of protocol messages.  A callout request MUST always   contain a partial or complete application message.  A callout   response MUST always indicate the result of the callout transaction.   A callout response MAY contain a modified application message.   Callout transactions are always initiated by a callout request from   an OPES processor and are typically terminated by a callout response   from a callout server.  The OPES callout protocol MUST, however, also   provide a mechanism that allows either endpoint of a callout   transaction to terminate a callout transaction before a callout   request or response has been completely received by the corresponding   callout endpoint.  Such a mechanism MUST ensure that a premature   termination of a callout transaction does not result in the loss of   application message data.   A premature termination of a callout transaction is required to   support OPES services, which may terminate even before they have   processed the entire application message.  Content analysis services,   for example, may be able to classify a Web object after having   processed just the first few bytes of a Web object.3.4.  Callout Connections   The OPES callout protocol MUST enable an OPES processor and a callout   server to perform multiple callout transactions over a callout   connection.  Additionally, the callout protocol MUST provide a method   of associating callout transactions with callout connections.  A   callout connection is defined as a logical connection at the   application-layer between an OPES processor and a callout server.  A   callout connection MAY have certain parameters associated with it,   for example parameters that control the fail-over behavior of   connection endpoints.  Callout connection-specific parameters MAY be   negotiated between OPES processors and callout servers (seeSection3.12).Beck, et al.                 Informational                      [Page 4]

RFC 3836        Requirements for OPES Callout Protocols      August 2004   The OPES callout protocol MAY choose to multiplex multiple callout   connections over a single transport-layer connection if a flow   control mechanism that guarantees fairness among multiplexed callout   connections is applied.   Callout connections MUST always be initiated by an OPES processor.  A   callout connection MAY be closed by either endpoint of the   connection, provided that doing so does not affect the normal   operation of on-going callout transactions associated with the   callout connection.3.5.  Asynchronous Message Exchange   The OPES callout protocol MUST support an asynchronous message   exchange over callout connections.   In order to allow asynchronous processing on the OPES processor and   callout server, it MUST be possible to separate request issuance from   response processing.  The protocol MUST therefore allow multiple   outstanding callout requests and provide a method of correlating   callout responses with callout requests.   Additionally, the callout protocol MUST enable a callout server to   respond to a callout request before it has received the entire   request.3.6.  Message Segmentation   The OPES callout protocol MUST allow an OPES processor to forward an   application message to a callout server in a series of smaller   message fragments.  The callout protocol MUST further enable the   receiving callout server to re-assemble the fragmented application   message.   Likewise, the callout protocol MUST enable a callout server to return   an application message to an OPES processor in a series of smaller   message fragments.  The callout protocol MUST enable the receiving   OPES processor to re-assemble the fragmented application message.   Depending on the application-layer protocol used on the data path,   application messages may be very large in size (for example in the   case of audio/video streams) or of unknown size.  In both cases, the   OPES processor has to initiate a callout transaction before it has   received the entire application message to avoid long delays for the   data consumer.  The OPES processor MUST therefore be able to forward   fragments or chunks of an application message to a callout server asBeck, et al.                 Informational                      [Page 5]

RFC 3836        Requirements for OPES Callout Protocols      August 2004   it receives them from the data provider or consumer.  Likewise, the   callout server MUST be able to process and return application message   fragments as it receives them from the OPES processor.   Application message segmentation is also required if the OPES callout   protocol provides a flow control mechanism in order to multiplex   multiple callout connections over a single transport-layer connection   (seeSection 3.4).3.7.  Support for Keep-Alive Mechanism   The OPES callout protocol MUST provide a keep-alive mechanism which,   if used, would allow both endpoints of a callout connection to detect   a failure of the other endpoint, even in the absence of callout   transactions.  The callout protocol MAY specify that keep-alive   messages be exchanged over existing callout connections or a separate   connection between OPES processor and callout server.  The callout   protocol MAY also specify that the use of the keep-alive mechanism is   optional.   The detection of a callout server failure may enable an OPES   processor to establish a callout connection with a stand-by callout   server so that future callout transactions do not result in the loss   of application message data.  The detection of the failure of an OPES   processor may enable a callout server to release resources which   would otherwise not be available for callout transactions with other   OPES processors.3.8.  Operation in NAT Environments   The OPES protocol SHOULD be NAT-friendly, i.e., its operation should   not be compromised by the presence of one or more NAT devices in the   path between an OPES processor and a callout server.3.9.  Multiple Callout Servers   The OPES callout protocol MUST allow an OPES processor to   simultaneously communicate with more than one callout server.   In larger networks, OPES services are likely to be hosted by   different callout servers.  Therefore, an OPES processor will likely   have to communicate with multiple callout servers.  The protocol   design MUST enable an OPES processor to do so.3.10.  Multiple OPES Processors   The OPES callout protocol MUST allow a callout server to   simultaneously communicate with more than one OPES processor.Beck, et al.                 Informational                      [Page 6]

RFC 3836        Requirements for OPES Callout Protocols      August 2004   The protocol design MUST support a scenario in which multiple OPES   processors use the services of a single callout server.3.11.  Support for Different Application Protocols   The OPES callout protocol SHOULD be application protocol-agnostic,   i.e., it SHOULD not make any assumptions about the characteristics of   the application-layer protocol used on the data path between the data   provider and data consumer.  At a minimum, the callout protocol MUST   be compatible with HTTP [5].   The OPES entities on the data path may use different application-   layer protocols, including, but not limited to, HTTP [5] and RTP [8].   It would be desirable to be able to use the same OPES callout   protocol for any such application-layer protocol.3.12.  Capability and Parameter Negotiations   The OPES callout protocol MUST support the negotiation of   capabilities and callout connection parameters between an OPES   processor and a callout server.  This implies that the OPES processor   and the callout server MUST be able to exchange their capabilities   and preferences.  Then they MUST be able to engage in a deterministic   negotiation process that terminates either with the two endpoints   agreeing on the capabilities and parameters to be used for future   callout connections/transactions or with a determination that their   capabilities are incompatible.   Capabilities and parameters that could be negotiated between an OPES   processor and a callout server include (but are not limited to):   callout protocol version, fail-over behavior, heartbeat rate for   keep-alive messages, security-related parameters, etc.   The callout protocol MUST NOT use negotiation to determine the   transport protocol to be used for callout connections.  The callout   protocol MAY, however, specify that a certain application message   protocol (e.g., HTTP [5], RTP [8]) requires the use of a certain   transport protocol (e.g., TCP [6], SCTP [7]).   Callout connection parameters may also pertain to the characteristics   of OPES callout services if, for example, callout connections are   associated with one or more specific OPES services.  An OPES   service-specific parameter may, for example, specify which parts of   an application message an OPES service requires for its operation.   Callout connection parameters MUST be negotiated on a per-callout   connection basis and before any callout transactions are performed   over the corresponding callout connection.  Other parameters andBeck, et al.                 Informational                      [Page 7]

RFC 3836        Requirements for OPES Callout Protocols      August 2004   capabilities, such as the fail-over behavior, MAY be negotiated   between the two endpoints independently of callout connections.   The parties to a callout protocol MAY use callout connections to   negotiate all or some of their capabilities and parameters.   Alternatively, a separate control connection MAY be used for this   purpose.3.13.  Meta Data and Instructions   The OPES callout protocol MUST provide a mechanism for the endpoints   of a particular callout transaction to include metadata and   instructions for the OPES processor or callout server in callout   requests and responses.   Specifically, the callout protocol MUST enable an OPES processor to   include information about the forwarded application message in a   callout request, e.g.  in order to specify the type of forwarded   application message or to specify what part(s) of the application   message are forwarded to the callout server.  Likewise, the callout   server MUST be able to include information about the returned   application message.   The OPES processor MUST further be able to include an ordered list of   one or more uniquely specified OPES services which are to be   performed on the forwarded application message in the specified   order.  However, as the callout protocol MAY also choose to associate   callout connections with specific OPES services, there may not be a   need to identify OPES services on a per-callout transaction basis.   Additionally, the OPES callout protocol MUST allow the callout server   to indicate to the OPES processor the cacheability of callout   responses.  This implies that callout responses may have to carry   cache-control instructions for the OPES processor.   The OPES callout protocol MUST further enable the OPES processor to   indicate to the callout server if it has kept a local copy of the   forwarded application message (or parts thereof).  This information   enables the callout server to determine whether the forwarded   application message must be returned to the OPES processor, even if   it has not been modified by an OPES service.   The OPES callout protocol MUST also allow OPES processors to comply   with the tracing requirements of the OPES architecture as laid out in   [1] and [3].  This implies that the callout protocol MUST enable a   callout server to convey to the OPES processor information about the   OPES service operations performed on the forwarded application   message.Beck, et al.                 Informational                      [Page 8]

RFC 3836        Requirements for OPES Callout Protocols      August 20044.  Performance Requirements4.1.  Protocol Efficiency   The OPES callout protocol SHOULD have minimal latency.  For example,   the size and complexity of its headers could be minimized.   Because OPES callout transactions add latency to application protocol   transactions on the data path, callout protocol efficiency is crucial   to overall performance.5.  Security Requirements   In the absence of any security mechanisms, sensitive information   might be communicated between the OPES processor and the callout   server in violation of either endpoint's security and privacy policy,   through misconfiguration or deliberate insider attack.  By using   strong authentication, message encryption, and integrity checks, this   threat can be minimized to a smaller set of insiders and/or operator   configuration errors.   The OPES processor and the callout servers SHOULD have enforceable   policies that limit the parties they communicate with and that   determine the protections to use based on identities of the endpoints   and other data (such as enduser policies).  In order to enforce the   policies, they MUST be able to authenticate the callout protocol   endpoints using cryptographic methods.5.1.  Authentication, Confidentiality, and Integrity   The parties to the callout protocol MUST have a sound basis for   binding authenticated identities to the protocol endpoints, and they   MUST verify that these identities are consistent with their security   policies.   The OPES callout protocol MUST provide for message authentication,   confidentiality, and integrity between the OPES processor and the   callout server.  It MUST provide mutual authentication.  For this   purpose, the callout protocol SHOULD use existing security   mechanisms.  The callout protocol specification is not required to   specify the security mechanisms, but it MAY instead refer to a   lower-level security protocol and discuss how its mechanisms are to   be used with the callout protocol.Beck, et al.                 Informational                      [Page 9]

RFC 3836        Requirements for OPES Callout Protocols      August 20045.2.  Hop-by-Hop Confidentiality   If hop-by-hop encryption is a requirement for the content path, then   this confidentiality MUST be extended to the communication between   the OPES processor and the callout server.  While it is recommended   that the communication between the OPES processor and callout server   always be encrypted, encryption MAY be optional if both the OPES   processor and the callout server are co-located together in a single   administrative domain with strong confidentiality guarantees.   In order to minimize data exposure, the callout protocol MUST use a   different encryption key for each encrypted content stream.5.3.  Operation Across Untrusted Domains   The OPES callout protocol MUST operate securely across untrusted   domains between the OPES processor and the callout server.   If the communication channels between the OPES processor and callout   server cross outside of the organization which is responsible for the   OPES services,  then endpoint authentication and message protection   (confidentiality and integrity) MUST be used.5.4.  Privacy   Any communication carrying information relevant to privacy policies   MUST protect the data using encryption.6.  Security Considerations   The security requirements for the OPES callout protocol are discussed   inSection 5.7.  References7.1.  Normative References   [1]  Barbir, A., Penno, R., Chen, R., Hofmann, M., and H. Orman, "An        Architecture for Open Pluggable Edge Services (OPES)",RFC 3835,        August 2004.   [2]  Bradner, S., "Key words for use in RFCs to Indicate Requirement        Levels",BCP 14,RFC 2119, March 1997.   [3]  Floyd, S. and L. Daigle, "IAB Architectural and Policy        Considerations for Open Pluggable Edge Services",RFC 3238,        January 2002.Beck, et al.                 Informational                     [Page 10]

RFC 3836        Requirements for OPES Callout Protocols      August 2004   [4]  Floyd, S. and L. Daigle, "IAB Architectural and Policy        Considerations for Open Pluggable Edge Services",RFC 3238,        January 2002.   [5]  Fielding,  R., Gettys, J., Mogul, J., Frystyk, H., Masinter, L.,        Leach, P., and T. Berners-Lee, "Hypertext Transfer Protocol --        HTTP/1.1",RFC 2616, June 1999.7.2.  Informative References   [6]  Postel, J., "Transmission Control Protocol", STD 7,RFC 793,        September 1981.   [7]  Stewart, R., Xie, Q., Morneault, K., Sharp, C., Schwarzbauer,        H., Taylor, T., Rytina, I., Kalla, M., Zhang, L., and V. Paxson,        "Stream Control Transmission Protocol",RFC 2960, October 2000.   [8]  Schulzrinne, H.,  Casner, S., Frederick, R., and V. Jacobson,        "RTP: A Transport Protocol for Real-Time Applications",RFC3550, July 2003.8.  Acknowledgments   Parts of this document are based on previous work by Anca Dracinschi   Sailer, Volker Hilt, and Rama R. Menon.   The authors would like to thank the participants of the OPES WG for   their comments on this document.Beck, et al.                 Informational                     [Page 11]

RFC 3836        Requirements for OPES Callout Protocols      August 20049.  Authors' Addresses   Andre Beck   Lucent Technologies   101 Crawfords Corner Road   Holmdel, NJ  07733   US   EMail: abeck@bell-labs.com   Markus Hofmann   Lucent Technologies   Room 4F-513   101 Crawfords Corner Road   Holmdel, NJ  07733   US   Phone: +1 732 332 5983   EMail: hofmann@bell-labs.com   Hilarie Orman   Purple Streak Development   EMail: ho@alum.mit.edu   URI:http://www.purplestreak.com   Reinaldo Penno   Nortel Networks   600 Technology Park Drive   Billerica, MA 01821   US   EMail: rpenno@nortelnetworks.com   Andreas Terzis   Computer Science Department   Johns Hopkins University   3400 North Charles Street, 224 NEB   Baltimore, MD 21218   Phone: +1 410 516 5847   EMail: terzis@cs.jhu.eduBeck, et al.                 Informational                     [Page 12]

RFC 3836        Requirements for OPES Callout Protocols      August 200410.  Full Copyright Statement   Copyright (C) The Internet Society (2004).  This document is subject   to the rights, licenses and restrictions contained inBCP 78, and   except as set forth therein, the authors retain all their rights.   This document and the information contained herein are provided on an   "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS   OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY AND THE INTERNET   ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS OR IMPLIED,   INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE   INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED   WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.Intellectual Property   The IETF takes no position regarding the validity or scope of any   Intellectual Property Rights or other rights that might be claimed to   pertain to the implementation or use of the technology described in   this document or the extent to which any license under such rights   might or might not be available; nor does it represent that it has   made any independent effort to identify any such rights.  Information   on the procedures with respect to rights in RFC documents can be   found inBCP 78 andBCP 79.   Copies of IPR disclosures made to the IETF Secretariat and any   assurances of licenses to be made available, or the result of an   attempt made to obtain a general license or permission for the use of   such proprietary rights by implementers or users of this   specification can be obtained from the IETF on-line IPR repository athttp://www.ietf.org/ipr.   The IETF invites any interested party to bring to its attention any   copyrights, patents or patent applications, or other proprietary   rights that may cover technology that may be required to implement   this standard.  Please address the information to the IETF at ietf-   ipr@ietf.org.Acknowledgement   Funding for the RFC Editor function is currently provided by the   Internet Society.Beck, et al.                 Informational                     [Page 13]

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