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Obsoleted by:1795 INFORMATIONAL
Network Working Group                                          R. DixonRequest for Comments: 1434                                     D. Kushi                                                                    IBM                                                             March 1993Data Link Switching: Switch-to-Switch ProtocolStatus of this Memo   This memo provides information for the Internet community.  It does   not specify an Internet standard.  Distribution of this memo is   unlimited.Abstract   This RFC describes IBM's support of Data Link Switching over TCP/IP.   The RFC is being distributed to members of the Internet community in   order to solicit their reactions to the proposals contained in it.   While the issues discussed may not be directly relevant to the   research problems of the Internet, they may be interesting to a   number of researchers and implementors.   Any questions or comments relative to the contents of this RFC should   be sent to the following Internet address: dlsw@ralvma.vnet.ibm.com.Table of Contents   1. Introduction                                                     2   2. Overview                                                         2   3. Transport Connection                                             4      3.1. SSP Frame Formats                                           5      3.2. Address Parameters                                          8      3.3. Message Types                                              10   4. Protocol Specification                                          11      4.1. Protocol Flow Diagrams                                     11           4.1.1. Connect Protocols                                   11           4.1.2. Link Restart Protocols                              13           4.1.3. Disconnect Protocols                                15      4.2. DLS State Machine                                          16           4.2.1 Data Link Switch States                              16           4.2.2 State Transition Tables                              21      4.3. NetBIOS Datagrams                                          30   Acknowledgments                                                    32   References                                                         32   Security Considerations                                            32   Authors' Addresses                                                 33Dixon & Kushi                                                   [Page 1]

RFC 1434             DLS: Switch-to-Switch Protocol           March 19931. Introduction   Data Link Switching (DLS) is a forwarding mechanism for the IBM SNA   and IBM NetBIOS protocols.  It does not provide full routing, but   instead provides switching at the Data Link layer and encapsulation   in TCP/IP for transport over the Internet.  This memo documents the   Switch-to-Switch Protocol (SSP) that is used between IBM 6611 Network   Processors.   Today, the IBM 6611 supports SNA (PU 2 and PU 4) systems and NetBIOS   systems attached to token-ring networks, as well as SNA (PU 2)   systems attached to SDLC links.  For the later case, the SDLC   attached systems are provided with a LAN appearance within the IBM   6611.  For the LAN attached systems, the IBM 6611 appears as a   source-routing bridge.  Remote systems that are accessed through the   IBM 6611 appear as systems attached to an adjacent ring.  This ring   is a virtual ring that is manifested within each IBM 6611.2. Overview   Data Link Switching was developed to provide support for SNA and   NetBIOS in multi-protocol routers.  Since SNA and NetBIOS are   basically connection oriented protocols, the Data Link Control   procedure that they use on the LAN is IEEE 802.2 Logical Link Control   (LLC) Type 2.  Data Link Switching also accommodates SNA protocols   over WAN links via the SDLC protocol.   IEEE 802.2 LLC Type 2 was designed with the assumption that the   network transit delay would be small and predictable (i.e., a local   LAN).  Therefore the LLC elements of procedure use a fixed timer for   detecting lost frames.  When bridging is used over wide area lines   (especially at lower speeds), the network delay is larger and it can   vary greatly based upon congestion.  When the delay exceeds the   time-out value LLC attempts to retransmit.  If the frame is not   actually lost, only delayed, it is possible for the LLC Type 2   procedures to become confused.  And as a result, the link is   eventually taken down.   Given the use of LLC Type 2 services, Data Link Switching addresses   the following bridging problems:         DLC Time-outs         DLC Acknowledgments over the WAN         Flow and Congestion Control         Broadcast Control of Search Packets         Source-Route Bridging Hop Count Limits   NetBIOS also makes extensive use of datagram services that use LLCDixon & Kushi                                                   [Page 2]

RFC 1434             DLS: Switch-to-Switch Protocol           March 1993   Type 1.  In this case, Data Link Switching addresses the last two   problems in the above list.   The principal difference between Data Link Switching and bridging is   that DLS terminates the Data Link Control whereas bridging does not.   The following figure illustrates this difference based upon two end   systems operating with LLC Type 2 services.    Bridging    --------             Bridge           Bridge    +------+             +----+           +----+             +------+    | End  | +---------+ |    +-----/     |    | +---------+ | End  |    |System+-+   LAN   +-+    |    /------+    +-+   LAN   +-+System|    |      | +---------+ |    |  TCP/IP   |    | +---------+ |      |    +------+             +----+           +----+             +------+   Info------------------------------------------------------->       <-------------------------------------------------------RR    Data Link Switching    -------------------    +------+             +----+           +----+             +------+    | End  | +---------+ |    +-----/     |    | +---------+ | End  |    |System+-+   LAN   +-+DLS |    /------+ DLS+-+   LAN   +-+System|    |      | +---------+ |    |  TCP/IP   |    | +---------+ |      |    +------+             +----+           +----+             +------+   Info------------------->   -------------> Info       <-------------------RR                 ---------------->                                              <----------------RR           Figure 1.  Data Link Switching Contrasted to Bridging   In traditional bridging, the Data Link Control is end-to-end.  Data   Link Switching terminates the LLC Type 2 connection at the switch.   This means that the LLC Type 2 connections do not cross the wide area   network.  The DLS multiplexes LLC connections onto a TCP connection   to another DLS.  Therefore, the LLC connections at each end are   totally independent of each other.  It is the responsibility of the   Data Link Switch to deliver frames that it has received from a LLC   connection to the other end.  TCP is used between the Data Link   Switches to guarantee delivery of frames.   As a result of this design, LLC time-outs are limited to the local   LAN (i.e., they do not traverse the wide area).  Also, the LLC Type 2   acknowledgments (RR's) do not traverse the WAN, thereby reducing   traffic across the wide area links.  For SDLC links, polling and poll   response occurs locally, not over the WAN.  Broadcast of search   frames is controlled by the Data Link Switches once the location of a   target system is discovered.  Finally, the switches can now applyDixon & Kushi                                                   [Page 3]

RFC 1434             DLS: Switch-to-Switch Protocol           March 1993   back pressure to the end systems to provide flow and congestion   control.   Data Link Switching uses LAN addressing to set up connections between   SNA systems.  SDLC attached devices are defined with MAC addresses to   enable them to communicate with LAN attached devices.  For NetBIOS   systems, Data Link Switching uses the NetBIOS name to forward   datagrams and to set up connections for NetBIOS sessions.  For   circuit establishment, SNA systems send TEST (or in some cases, XID)   frames to the null (x'00') SAP.  NetBIOS systems have an address   resolution procedure, based upon the Name Query and Name Recognized   frames, that is used to establish an end-to-end circuit.   Since Data Link Switching may be implemented in multi-protocol   routers, there may be situations where both bridging and switching   are enabled.  SNA frames can be identified by their link SAP.   Typical SAP values for SNA are x'04', x'08', and x'0C'.  NetBIOS   always uses a link SAP value of x'F0'.3. Transport Connection   Data Link Switches can be in used in pairs or by themselves.  A   Single DLS internally switches one data link to another without using   TCP (DLC(1) to DLC(2) in the figure below).  A paired DLS multiplexes   data links over a reliable transport using a Switch-to-Switch   Protocol (SSP).  This RFC will document the frame formats and   protocols for this multiplexing between Data Link Switches.  The   initial implementation of SSP uses TCP as the reliable transport   between Data Link Switches.  However, other transport connections   such as OSI TP4 could be used.    +-----------------------------------------------+Switch-to-Switch    |               DLC Interfaces                  | Protocol (SSP)    |+------------+   DLC Request    +------------+ |    ||    Data    |<---------------- |            | |Send SSP Frame    ||    Link    | DLC Indication   |            | |-------------->    ||  Control 1 |----------------->|            | |    |+------------+                  | Data Link  | |    |+------------+   DLC Request    |  Switch    | |    ||    Data    |<---------------- |            | |Rec. SSP Frame    ||    Link    | DLC Indication   |            | |<-------------    ||  Control 2 | ---------------->|            | |    |+------------+                  +------------+ |    |                   Multi-Protocol Router       |    +-----------------------------------------------+                     Figure 2.  DLS System DiagramDixon & Kushi                                                   [Page 4]

RFC 1434             DLS: Switch-to-Switch Protocol           March 1993   Before Data Link Switching can occur between two routers, they must   establish a TCP connection between them.  Each DLS will maintain a   list of DLS capable routers and their status (active/inactive).  Once   this connection is established, the DLS will employ SSP to establish   end-to-end circuits over the transport connection.  Within the   transport connection is a specific set of  DLS message units.  The   message formats and types for these PDUs are documented in the   following sections.   The default parameters associated with the TCP connections between   Data Link Switches are as follows:            Socket Family     AF_INET        (Internet protocols)            Socket Type       SOCK_STREAM    (stream socket)            Read Port Number  2065            Write Port Number 2067   Two or more Data Link Switches may be attached to the same LAN,   consisting of a number of token-ring segments interconnected by   source-routing bridges.  In this case, a TCP connection is not   defined between bridges attached to the same LAN.  This will allow   using systems to select one of the possible Data Link Switches in a   similar manner to the selection of a bridge path through a source-   routed bridged network.  The virtual ring segment in each Data Link   Switch attached to a common LAN must be configured with the same ring   number.  This will prevent LAN frames sent by one Data Link Switch   from being propagated through the other Data Link Switches.3.1. SSP Frame Formats   The following diagrams show the two message headers for traffic   between Data Link Switches.  The control message header is used for   all messages except information messages.  The information message   header is 16 bytes long, and the control message header is 72 bytes   long.  The first sixteen bytes of the control message header are   identical to the information message header.Dixon & Kushi                                                   [Page 5]

RFC 1434             DLS: Switch-to-Switch Protocol           March 1993     CONTROL MESSAGES (72 Bytes)    +-----------------------------------------------------------------+    | Version Number                  Reserved Field                  |    | Message Length               ---->           .                  |    | Remote Data Link Correlator  ---->           .                  |    |            .                                 .                  |    | Remote DLC Port ID           ---->           .                  |    |            .                                 .                  |    | Reserved Field               ---->           .                  |    | Message Type                    Reserved Field                  |    | Protocol ID                     Header Number                   |    | Header Length                ---->           .                  |    | Reserved Field               ---->           .                  |    | Reserved Field                  Message Type                    |    | Target MAC Address           ---->           .                  |    |            .                                 .                  |    |            .                                 .                  |    | Origin MAC Address           ---->           .                  |    |            .                                 .                  |    |            .                                 .                  |    | Origin Link SAP                 Target Link SAP                 |    | Frame Direction                 Reserved Field                  |    | Message Length               ---->           .                  |    | DLC Header Length            ---->           .                  |    | Origin DLC Port ID           ---->           .                  |    |            .                                 .                  |    | Origin Data Link Correlator  ---->           .                  |    |            .                                 .                  |    | Origin Transport ID          ---->           .                  |    |            .                                 .                  |    | Target DLC Port ID           ---->           .                  |    |            .                                 .                  |    | Target Data Link Correlator  ---->           .                  |    |            .                                 .                  |    | Target Transport ID          ---->           .                  |    |            .                                 .                  |    | Reserved Field               ---->           .                  |    |            .                                 .                  |    +-----------------------------------------------------------------+             (Even Byte)                      (Odd Byte)Dixon & Kushi                                                   [Page 6]

RFC 1434             DLS: Switch-to-Switch Protocol           March 1993     INFORMATION MESSAGE (16 Bytes)    +-----------------------------------------------------------------+    | Version                         Reserved Field                  |    | Message Length               ---->           .                  |    | Remote Data Link Correlator  ---->           .                  |    |            .                                 .                  |    | Remote DLC Port ID           ---->           .                  |    |            .                                 .                  |    | Reserved Field               ---->           .                  |    | Message Type                    Reserved Field                  |    +-----------------------------------------------------------------+             (Even Byte)                      (Odd Byte)   The Version Number is set to x'4B', indicating a numeric value of 75.   The Header Length is x'00 48', indicating a numeric value of 72   bytes.   The Header Number is x'01', indicating a value of one.   The Frame Direction field is set to x'01' for frames sent from the   origin DLS to the target DLS, and is set to x'02' for frames sent   from the target DLS to the origin DLS.      Note:  The Remote Data Link Correlator and Remote DLC Port ID are      set equal to the Target Data Link Correlator and Target DLC Port      ID if the Frame Direction field is set to x'01', and are set equal      to the Origin Data Link Correlator and Origin DLC Port ID if the      Direction Field is set to x'02'.   The Protocol ID field is set to x'42', indicating a numeric value of   66.   The Message Length field defines the number of bytes within the data   field following the header.  Note that this value is specified in two   different fields of the message header.   The DLC Header Length is set to zero for SNA and is set to x'23' for   NetBIOS datagrams, indicating a length of 35 bytes.  This includes   the Access Control (AC) field, the Frame Control (FC) field,   Destination MAC Address (DA), the Source MAC Address (SA), the   Routing Information (RI) field (padded to 18 bytes), the Destination   link SAP (DSAP), the Source link SAP (SSAP), and the LLC control   field (UI).   The values for the Message Type field are defined in a later section.   Note that this value is specified in two different fields of the   message header.Dixon & Kushi                                                   [Page 7]

RFC 1434             DLS: Switch-to-Switch Protocol           March 1993   Reserved fields are set to zero upon transmission and should be   ignored upon receipt.3.2. Address Parameters   A data link is defined as a logical association between the two end   stations using Data Link Switching.  It is identified by a Data Link   ID (14 bytes) consisting of the pair of attachment addresses   associated with each end system.  Each attachment address is   represented by the concatenation of the MAC address (6 bytes) and the   LLC address (1 byte).     DATA LINK ID   (14 Bytes)    +-----------------------------------------------------------------+    |Target MAC Address           ---->         .                     |    |           .                               .                     |    |           .                               .                     |    |Origin MAC Address           ---->         .                     |    |           .                               .                     |    |           .                               .                     |    |Origin Link SAP                   Target Link SAP                |    +-----------------------------------------------------------------+   An end-to-end circuit is identified by a pair of Circuit ID's.  A   Circuit ID is a 64 bit  number that identifies the DLC circuit within   a single DLS.  It consists of a DLC Port ID (4 bytes), and a Data   Link Correlator (4 bytes).  This value is unique in a single DLS and   is assigned locally.  The pair of Circuit ID's along with the   identifiers of the Data Link Switches, uniquely identify a single   end-to-end circuit.  Each DLS must keep a table of these Circuit ID   pairs, one for the local end of the circuit and the other for the   remote end of the circuit.  In order to identify which Data Link   Switch originated the establishment of a circuit, the terms, origin   DLS and target DLS, will be employed in this document.     CIRCUIT ID   (8 Bytes)    +-----------------------------------------------------------------+    |DLC Port ID                  ---->         .                     |    |           .                               .                     |    |Data Link Correlator         ---->         .                     |    |           .                               .                     |    +-----------------------------------------------------------------+   The Origin Transport ID and the Target Transport ID fields in the   message header are used to identify the individual TCP/IP port on a   Data Link Switch.  The values have only local significance.  However,   each Data Link Switch is required to reflect the values contained in   these two fields, along with the associated values for DLC Port IDDixon & Kushi                                                   [Page 8]

RFC 1434             DLS: Switch-to-Switch Protocol           March 1993   and the Data Link Correlator, when returning a message to the other   Data Link Switch.   The following figure shows the use of the addressing parameters   during the establishment of an end-to-end connection.  The CANUREACH,   ICANREACH, and REACH_ACK messages all carry the Data Link ID,   consisting of the MAC and Link SAP addresses associated with the two   end stations.  Upon receipt of a CANUREACH message, the target DLS   starts a data link for each port, thereby obtaining a Data Link   Correlator.  If the target station can be reached, an ICANREACH   message is returned to the origin DLS containing the Target Circuit   ID parameter.  Upon receipt, the origin DLS starts a data link and   returns the Origin Circuit ID to the target DLS within the REACH_ACK   message.  If the REACH_ACK message is not successfully received, the   target Data Link Switch can obtain the Origin Circuit ID from a   subsequent message (i.e., CONTACT, XIDFRAME, or DGRMFRAME).     +------------+                                  +------------+     |Disconnected|                                  |Disconnected|     +------------+     CANUREACH (Data Link ID)     +------------+           ------------------------------------------------->               ICANREACH (Data Link ID, Target Circuit ID)           <------------------------------------------------         REACH_ACK (Data Link ID, Origin Cir ID, Target Cir ID)           ------------------------------------------------->     +------------+                                  +------------+     |Circuit Est.|                                  |Circuit Est.|     +------------+                                  +------------+         XIDFRAME (Data Link ID, Origin Cir ID, Target Cir ID)           <------------------------------------------------>          CONTACT (Data Link ID, Origin Cir ID, Target Cir ID)           ------------------------------------------------->         CONTACTED (Data Link ID, Origin Cir ID, Target Cir ID)           <-------------------------------------------------     +------------+                                  +------------+     | Connected  |                                  | Connected  |     +------------+                                  +------------+            INFOFRAME (Remote Circuit ID = Target Circuit ID)           ------------------------------------------------->            INFOFRAME (Remote Circuit ID = Origin Circuit ID)           <-------------------------------------------------                  Figure 3.  DLS Circuits and Connections   During the exchange of the XIDFRAME, CONTACT, and CONTACTED messages,   the pair of Circuit ID parameters is included in the message format   along with the DATA LINK ID parameter.  Once the connection has been   established, the INFOFRAME messages are exchanged with the shorterDixon & Kushi                                                   [Page 9]

RFC 1434             DLS: Switch-to-Switch Protocol           March 1993   header.  This header contains only the Circuit ID associated with the   remote DLS.  The Remote Data Link Correlator and the Remote DLC Port   ID are set equal to the Data Link Correlator and the DLC Port ID that   are associated with the origin or target Data Link Switch, dependent   upon the direction of the packet.3.3. Message Types   The following table lists the protocol data units that are exchanged   between Data Link Switches.  All values not listed are reserved for   potential use in follow-on releases.     Command       Function                       Hex Value     -------       --------                       ---------     CANUREACH     Can U Reach Station            x'03'     ICANREACH     I Can Reach Station            x'04'     REACH_ACK     Reach Acknowledgment           x'05'     DGRMFRAME     Datagram Frame (See note)      x'06'     XIDFRAME      XID Frame                      x'07'     CONTACT       Contact Remote Station         x'08'     CONTACTED     Remote Station Contacted       x'09'     RESTART_DL    Restart Data Link              x'10'     DL_RESTARTED  Data Link Restarted            x'11'     INFOFRAME     Information (I) Frame          x'0A'     HALT_DL       Halt Data Link                 x'0E'     DL_HALTED     Data Link Halted               x'0F'     NETBIOS_NQ    NetBIOS Name Query             x'12'     NETBIOS_NR    NetBIOS Name Recognized        x'13'     DATAFRAME     Data Frame (See note)          x'14'     NETBIOS_ANQ   NetBIOS Add Name Query         x'1A'     NETBIOS_ANR   NetBIOS Add Name Response      x'1B'                      Table 1.  SSP Message Types      Note: Both the DGRMFRAME and DATAFRAME messages are used to carry      information received by the DLC entity within UI frames.  As will      be explained below, the DGRMFRAME message is addressed according      to a pair of Circuit IDs, while the DATAFRAME message is addressed      according to a Data Link ID, being composed of a pair of MAC      addresses and a pair of link SAP addresses.  The latter is      employed prior to the establishment of an end-to-end circuit when      Circuit IDs have yet to be established.   For the exchange of NetBIOS control messages, the entire DLC header   is carried as part of the message unit.  This includes the MAC   header, with the routing information field padded to 18 bytes, and   the LLC header.  The following message types are affected:   NETBIOS_NQ, NETBIOS_NR, NETBIOS_ANQ, NETBIOS_ANR, and DATAFRAME whenDixon & Kushi                                                  [Page 10]

RFC 1434             DLS: Switch-to-Switch Protocol           March 1993   being used by NetBIOS systems.  The routing information in the DLC   header is not used by the remote Data Link Switch upon receiving the   above five messages.4. Protocol Specification   This section provides a description of the Switch-to-Switch   Protocols.  Included is a set of high-level protocol flows and a   detail set of state transition tables.  The states and the protocols   are described in terms that are intended to be generic to different   platforms.  Emphasis of the technical details is to ensure   operability of the IBM 6611 with another vendor's implementation.   Notes are inserted at points where the IBM 6611 performs local   actions that are specific to the AIX platform upon which it operates.4.1. Protocol Flow Diagrams   The switch-to-switch protocols are used to setup and take down   circuits between a pair of Data Link Switches.  Once a circuit is   established, the end stations on the local networks can employ LLC   Type 1 (connectionless) protocols.  In addition, the end systems can   establish an end-to-end connection for support of LLC Type 2   (connection oriented) protocols.   The term, Data Link, is used in this document to refer to both a   "logical data link" when supporting Type 1 LLC services, and a "data   link connection" when supporting Type 2 LLC services.  In both cases,   the Data Link in defined by the concatenation of the destination MAC   address (DA), the source MAC address (SA), the destination link SAP   (DSAP) and source link SAP (SSAP).4.1.1. Connect Protocols   The following figure depicts the protocol flows that are used for the   establishment of a circuit between a pair of Data Link Switches,   followed by the establishment of a connection between the pair of end   systems.  The figure is drawn assuming that the two end systems are   SNA (the protocol flow for NetBIOS systems is described in a later   paragraph).Dixon & Kushi                                                  [Page 11]

RFC 1434             DLS: Switch-to-Switch Protocol           March 1993   Data Link  Data Link                         Data Link  Data Link    Control    Switch                            Switch     Control   --------------------                         --------------------      +------------+                                 +------------+      |Disconnected|                                 |Disconnected|      +------------+                                 +------------+Test Command                  CANUREACH                     Test Comd.  ---------->    --------------------------------------->     -------> (DSAP=Null)                 (DSAP=SSAP)                                                         Test Response                              ICANREACH                     <---------Test Response    <---------------------------------------  <----------                 REACH ACK                 --------------------------------------->      +------------+                                 +------------+      |Circuit Est.|                                 |Circuit Est.|      +------------+                                 +------------+    SABME                      CONTACT  ---------->    --------------------------------------->     SABME      UA                                                      ------->  <----------     RNR                                                        UA  <----------                 CONTACTED                      <-------                 <---------------------------------------      +------------+                                 +------------+      | Connected  |                                 | Connected  |      +------------+                                 +------------+      RR   <---------               Figure 4.  DLS Connect  Message Protocols   Upon receipt of a Test command from the origin station, the origin   DLS will send a CANUREACH (i.e., can you reach) message to the target   DLS.  If the target DLS is not known to the origin DLS, the CANUREACH   message is sent to all remote Data Link Switches defined to the   origin DLS.  The receipt of the CANUREACH message causes the target   DLS to send a Test command searching for the target station.  The   target station will return a Test response, causing the target DLS to   return an ICANREACH (i.e., I can reach) message to the origin DLS.   If multiple Data Link Switches can reach the target station, the   origin DLS will receive multiple ICANREACH messages.  The origin DLS   will select the first message and send a REACH_ACK (i.e., reach   acknowledgment) message to the selected Data Link Switch.  During   this exchange of messages, both Data Link Switches change states from   the Disconected state to the Circuit Established state.  Once the   circuit is established, Type-1 frames, such as XID, may be exchanged   between the origin and target stations.Dixon & Kushi                                                  [Page 12]

RFC 1434             DLS: Switch-to-Switch Protocol           March 1993   To establish a connection, the origin station sends a SABME command.   Upon receipt of this command, the origin DLS will send a CONTACT   message to the target DLS and return a UA response to the origin   station.  To inhibit traffic flow until the connection is established   to the remote station, a RNR supervisory frame is sent to the origin   station.  The CONTACT message will cause the target DLS to send a   SABME command to the target station, which in return will reply with   a UA response.  Upon receipt of the UA response, the target DLS will   send a CONTACTED message to the origin DLS.  The origin DLS will now   send an RR supervisory frame to the origin station.  During this   exchange of messages, both Data Link Switches change states from the   Circuit Established state to the Connected state.   For NetBIOS end systems, the protocol flows are similar but employ   different frames and SSP messages.  Instead of using a Test command   frame to initiate the circuit, a NetBIOS system will use a Name Query   frame.  Receipt of a Name Query frame will cause the Data Link Switch   to issue a NETBIOS_NQ message instead of the CANUREACH message.  In a   like fashion, the Test response is replaced with a Name Recognized   frame and the ICANREACH message is replaced with a NETBIOS_NR   message.  As with the SNA protocol flows, the receipt of a NETBIOS_NR   message causes the origin Data Link Switch to respond with a   REACH_ACK message.4.1.2. Link Restart Protocols   The following figure depicts the protocol flows that result from   restarting the end-to-end connection.  This causes the Data Link   Switches to terminate the existing connection and to enter the   Circuit Established state awaiting the start of a new connection.Dixon & Kushi                                                  [Page 13]

RFC 1434             DLS: Switch-to-Switch Protocol           March 1993     Data Link   Data Link                     Data Link   Data Link      Control     Switch                        Switch      Control     ---------------------                     ---------------------          +-----------+                             +-----------+          | Connected |                             | Connected |    SABME +-----------+                             +-----------+  ----------->                 RESTART_DL      DM           ------------------------------------->     DISC  <-----------                                               -------->                                                               UA                         DL_RESTARTED (Case 1)              <--------                   <-------------------------------------          +-----------+                             +-----------+          |Circuit Est|                             |Circuit Est|          +-----------+                             +-----------+                        ........... or ...........    SABME  ----------->           DL_RESTARTED (Case 2)       UA          <-------------------------------------  <-----------                                      +-----------+                                                    |Circuit Est|                                CONTACT             +-----------+      RNR           ------------------------------------>  <----------             Figure 5.  DLS Link Restart Message Protocols   Upon receipt of a SABME command from the origin station, the origin   DLS will send a RESTART_DL message to the target DLS.  A DM response   is also returned to the origin station and the data link is   restarted.   Upon receipt of the RESTART_DL message, the target DLS will issue a   DISC command to the target station.  The target station is expected   to return a UA response.  The target DLS will then restart its data   link and send an DL_RESTARTED message back to the origin DLS.  During   this exchange of messages, both Data Link Switches change states from   Connected state to Circuit Established state.   If the origin station now resends the SABME command, the origin DLS   will send a CONTACT message to the target DLS.  If the SABME command   is received prior to the receipt of the DL_RESTARTED message (case 2   in the figure), the CONNECT message is delayed until the DL_RESTARTED   message is received.  The resulting protocol flows at this point   parallel those given above for the connect sequence.Dixon & Kushi                                                  [Page 14]

RFC 1434             DLS: Switch-to-Switch Protocol           March 19934.1.3. Disconnect Protocols   The following figure depicts the protocol flows that result from the   end system terminating an existing connection.  Not only is the   connection terminated, but the circuit between the Data Link Switches   is taken down.     Data Link  Data Link                      Data Link  Data Link      Control    Switch                         Switch     Control     --------------------                      --------------------          +-----------+                             +-----------+          | Connected |                             | Connected |          +-----------+                             +-----------+      DISC   ---------->                  HALT_DL       UA         ------------------------------------->      DISC   <----------                                              --------->                                                               UA                               DL_HALTED                    <--------                  <-------------------------------------          +-----------+                             +-----------+          |Disconnectd|                             |Disconnectd|          +-----------+                             +-----------+                          ......... or ..........          +-----------+                             +-----------+          | Connected |                             | Connected |          +-----------+                             +-----------+       DISC              TCP Connection Failure               DISC    <--------     <------------------------------------>    --------->        UA                                                     UA    -------->                                               <--------          +-----------+                             +-----------+          |Disconnectd|                             |Disconnectd|          +-----------+                             +-----------+              Figure 6.  DLS Disconnect Message Protocols   Upon receipt of a DISC command from the origin station, the origin   DLS will reply with a UA response and issue a HALT_DL message to the   target DLS.  Upon receipt of the HALT_DL message, the target DLS will   send a DISC command to the target station.  The target station will   then respond with a UA response, causing the target DLS to return a   DL_HALTED message to the origin DLS.  During this exchange of   messages, both Data Link Switches change states from the Connected   state to the Disconnected state.Dixon & Kushi                                                  [Page 15]

RFC 1434             DLS: Switch-to-Switch Protocol           March 1993   If the TCP connection between two Data Link Switches fails, all   connections that are currently multiplexed on the failed TCP   connection will be taken down.  This implies that both Data Link   Switches will send DISC commands to all the local systems that are   associated with the failed connections.  Upon sending the DISC   command, the Data Link Switch will enter the DISCONNECT state for   each circuit.4.2. DLS State Machine   The following state tables describe the states for a single   connection through the Data Link Switch.  State information is kept   for each connection.  The initial state for a connection is   DISCONNECT.  The steady state is either CIRCUIT_ESTABLISHED or   CONNECTED.  In the former state, an end-to-end circuit has been   established allowing the support of Type 1 LLC between the end   systems.  The latter state exists when an end-to-end connection has   been established for the support of Type 2 LLC services between the   end systems.   For SNA, circuit establishment is via the use of IEEE 802.2 Test or   XID  frames.  SNA devices send these frames to the null SAP in order   to determine the source route information in support of bridging.   Normally SNA devices use SAP x'04', x'08', or x'0C'.  Typically the   SAP would be used to determine if the Test frames should be sent to   the DLS code in the router.  If both bridging and DLS are enabled,   this allows the product to ensure that SNA frames are not both   bridged and switched.   For NetBIOS, circuit establishment is via the Name Query and Name   Recognized frames.  These frames are used for both address resolution   and source route determination.  Normally NetBIOS devices use SAP   x'F0'.4.2.1. Data Link Switch States   The Switch-to-Switch Protocols will be formally defined through a   single state machine.  The following table lists the eleven possible   states.  A separate state machine is employed for each end-to-end   circuit that is maintained by the Data Link Switch.  The three steady   states are DISCONNECTED, CIRCUIT_ESTABLISHED, and CONNECTED.Dixon & Kushi                                                  [Page 16]

RFC 1434             DLS: Switch-to-Switch Protocol           March 1993     State Name            Description     ----------            -----------     CIRCUIT_ESTABLISHED   The end-to-end circuit has been                           established.  At this time LLC Type 1                           services are available from end-to-end.     CIRCUIT_PENDING       The target DLS is awaiting a REACH_ACK                           response to an ICANREACH message.     CIRCUIT_RESTART       The DLS that originated the reset is                           awaiting the restart of the data link                           and the DL_RESTARTED response to a                           RESTART_DL message.     CONNECTED             The end-to-end connection has been                           established thereby allowing LLC Type 2                           services from end-to-end in addition to                           LLC Type 1 services.     CONNECT_PENDING       The origin DLS is awaiting the CONTACTED                           response to a CONTACT message.     CONTACT_PENDING       The target DLS is awaiting the                           DLC_CONTACTED confirmation to a DLC_CONTACT                           signal (i.e., DLC is waiting for a UA                           response to an SABME command).     DISCONNECTED          The initial state with no circuit or                           connection established, the DLS is awaiting                           either a CANUREACH, an ICANREACH, a                           NETBIOS_NQ, or a NETBIOS_NR message.     DISCONNECT_PENDING    The DLS that originated the disconnect                           is awaiting the DL_HALTED response to a                           HALT_DL message.     HALT_PENDING          The remote DLS is awaiting the DLC_DL_HALTED                           indication following the DLC_HALT_DL request                           (i.e., DLC is waiting for a UA response to a                           DISC command).     RESTART_PENDING       The remote DLS is awaiting the DLC_DL_HALTED                           indication following the DLC_HALT_DL request                           (i.e., DLC is waiting for a UA response to a                           DISC command), and the restart of the data                           link.     RESOLVE_PENDING       The target DLS is awaiting either the                           DLC_DL_STARTED indication following the                           DLC_START_DL reqest (i.e., DLC is waiting                           for a Test response as a result of sending a                           Test command), or a NB_Name_Recognized                           frame in response to a NB_Name_Query frame.                   Table 2.  Data Link Switch States   The following figure depicts the events that cause a transition to a   new state.  The resulting action(s) are not explicitly shown.  TheDixon & Kushi                                                  [Page 17]

RFC 1434             DLS: Switch-to-Switch Protocol           March 1993   DISCONNECT_PENDING state will be entered whenever a DLC error   condition occurs in any of the other states (except RESOLVE_PENDING),   or when a DISC command is received by the DLC.Dixon & Kushi                                                  [Page 18]

RFC 1434             DLS: Switch-to-Switch Protocol           March 1993               DLC_RESOLVE_C+----+        +----DLC_ERROR---+                            |    |       \|/               |  +------------+            +>+--+---------+  CANUREACH  +-+----------+  | Disconnect +--DL_HALTED-->|Disconnected|------------>|  Resolve   |  |   Pending  |<+   +------->|            |<-------+    |  Pending   |  +---------+--+ |   |        +-----+------+        |    +-----+------+   /|\      | HALT_DL|         /|\  |/|\/|\         |          |DLC_ERROR   +----+   |     +----+   | |  +------+   |    DLC_DL_STARTED    |                |     |        |HALT_DL(ts)|   +------+   |                     |     | ICANREACH|         |   HALT_DL(ts)|       +--HALT_DL(ts)+     |        | |         |          |   |       |               HALT_DL(ts)  | |     HALT_DL(ts)    |   |       |                   |        | |         |          |   |       |   +-RESTART_DL(ts)+----+   | |         |          |   |       |   |               |   \|/ \|/|         |          |  \|/  +----+---+---+           |  +-------+----+    |        +-+----------+  |  Contact   |<-CONTACT--+--+   Circuit  |<-REACH_ACK--+   Circuit  |  |  Pending   |           |  | Established| (DLC not    |   Pending  |  +-----+------+           |  +----------+-+   contacted)+-+------+---+        |   /|\            |   /|\ /|\   |      |          |      |        |    |          +--+----+   |    |      |          |      |        |    +-CONTACT--+--+--------+----+------+----------+  REACH_ACK        |               |  |RESTART_DL(ts)      |       (DLC contacted)    DLC_CONTACTED       |  +------+ |    |      +--------------+  |        |               |         | |    | DLC_CONTACTED       |  |        +---------------+-------+ | |    +-----------------+   |  |        +-----DL_RESTARTED      | | |                      |   |  |        |  (DLC not contacted) \|/| |                     \|/  | \|/  +-----+------+              +---+-+------+  CONTACTED  +-----+------+  |   Circuit  |<-DLC_RESET---+  Connected |<------------+   Connect  |  |   Restart  |              |            |             |   Pending  |  +----------+-+              +------------+             +-----+------+       /|\   |                  DL_RESTARTED              /|\  |        |    +----------------(DLC contacted)--------------+   |        |                                                      |        +-------------------------DLC_RESET--------------------+      Figure 7.  DLS State Transitions  (ts = transitional state)   The DISCONNECT state is the initial state for a new circuit.  One end   station starts the connection via a TEST or XID command (i.e.,   DLC_RESOLVE_C) or a NetBIOS Name Query command (not explicitly   shown).  Upon receipt, the Data Link Switches exchange a set of   CANUREACH, ICANREACH and REACH_ACK messages.  Upon completion of this   three-legged exchange, both Data Link Switches will be in the   CIRCUIT_ESTABLISHED state.  Two pending states also exist during this   exchange.  The RESOLVE_PENDING state is entered by the target Data   Link Switch awaiting a Test response to a Test Command and theDixon & Kushi                                                  [Page 19]

RFC 1434             DLS: Switch-to-Switch Protocol           March 1993   CIRCUIT_PENDING state is entered by the target DLS awaiting the   REACH_ACK reply to an ICANREACH message.   The CIRCUIT_ESTABLISHED state allows for the exchange of LLC Type 1   frames such as the XID exchanges between SNA stations that occurs   prior to the establishment of a connection.  Also, datagram traffic   (i.e., UI frames)  may be sent and received between the end stations.   These exchanges use the XIDFRAME and DGRMFRAME messages sent between   the Data Link Switches.   In the CIRCUIT_ESTABLISHED state, the receipt of a SABME command   (i.e., DLC_CONTACTED) causes the origin DLS to issue a CONTACT   message, to send an RNR supervisory frame (i.e., DLC_ENTER_BUSY) to   the origin station, and to enter the CONNECT_PENDING state awaiting a   CONTACTED message.  The target DLS, upon the receipt of a CONTACT   message, will issue a SABME command (i.e., DLC_CONTACT) and enter the   Contact Pending state.  Once the UA response is received (i.e.,   DLC_CONTACTED), the target DLS sends a CONTACTED message and enters   the CONNECTED state.  When received, the origin DLS enters the   Connected state and sends an RR supervisory frame (i.e.,   DLC_EXIT_BUSY).   The CONNECTED state is the steady state for normal data flow once a   connection has been established.  Information frames (i.e., INFOFRAME   messages) are simply sent back and forth between the end points of   the connection.  This is the path that should be optimized for   performance.   The connection is terminated upon the receipt of a DISC frame or   under some other error condition detected by DLC (i.e., DLC_ERROR).   Upon receipt of this indication, the DLS will halt the local data   link, send a HALT_DL message to the remote DLS, and enter the   DISCONNECT_PENDING State.  When the HALT_DL frame is received by the   other DLS, the local DLC is halted for this data link, a DL_HALTED   message is returned, and the DISCONNECTED state is entered.  Receipt   of this DL_HALTED message causes the other DLS to also enter the   DISCONNECTED state.   The CIRCUIT_RESTART state is entered if one of the Data Link Switches   receives a SABME command  (i.e., DLC_RESET) while in the CONNECTED   state.  This causes a DM command to be returned to the origin station   and a RESTART_DL message to be sent to the remote Data Link Switch.   This causes the remote data link to be halted and then restarted.   The remote DLS will then send a DL_RESTARTED message back to the   first DLS.  The receipt of the DL_RESTARTED message causes the first   DLS to issue a new CONTACT message, assuming that the local DLC has   been contacted (i.e., the origin station has resent the SABME   command).  This is eventually responded to by a CONTACTED message.Dixon & Kushi                                                  [Page 20]

RFC 1434             DLS: Switch-to-Switch Protocol           March 1993   Following this exchange, both Data Link Switches will return to the   CONNECTED state.  If the local DLC has not been contacted, the   receipt of a DL_RESTARTED command causes the Data Link Switch to   enter the CIRCUIT_ESTABLISHED state awaiting the receipt of a SABME   command (i.e., DLC_CONTACTED signal).   In the figure, the transition labeled HALT_DL(ts) represents the   HALT_PENDING state and the transition labeled RESTART_DL(ts)   represents the RESTART_PENDING state.  Both these transitional states   have only one input event and only one output action.  While in these   states, the Data Link Switch is awaiting responses from the local   station on the adjacent LAN (i.e., a UA response to a DISC command).   Also in the RESTART_PENDING state, the Data Link Switch will attempt   to restart the data link prior to sending a DL_RESTARTED message.   For the IBM 6611 implementation, the start of a data link involves   the exchange of a Test command/response on the adjacent LAN (i.e.,   DLC_START_DL).  For other implementations, this additional exchange   may not be required.4.2.2. State Transition Tables   This section provides a detail representation of the Data Link   Switch, as document by a set of state machines.  The first state   machine documents the sending and receiving of SSP messages.  Many of   the transitions are dependent upon local signals between the Data   Link Switch entity and one of the DLC entities.  These signals and   their definitions are given in the following tables.Dixon & Kushi                                                  [Page 21]

RFC 1434             DLS: Switch-to-Switch Protocol           March 1993     Event Name      Description     ----------      -----------     DLC_CONTACTED   Contact Indication:  DLC has received an SABME                     command and will send a UA response, or DLC has                     received a UA response as a result of sending an                     SABME command.     DLC_DGRM        Datagram Indication:  DLC has received a UI frame.     DLC_ERROR       Error condition indicated by DLC:  Such a                     condition occurs when a DISC command is received                     or when DLC experiences an unrecoverable error.     DLC_INFO        Information Indication:  DLC has received an                     Information (I) frame.     DLC_DL_HALTED   Data Link Halted Indication:  DLC has                     received a UA response to a DISC command.     DLC_DL_STARTED  Data Link Started Indication:  DLC has                     received a Test response from the null SAP.     DLC_RESET       Reset Indication:  DLC has received an SABME                     command during the time a connection is                     currently active and has responded with DM.     DLC_RESOLVE_C   Resolve Command Indication:  DLC has received                     a Test command addressed to the null SAP, or an                     XID command addressed to the null SAP.     DLC_XID         XID Indication:  DLC has received an XID command                     or response to a non-null SAP.                       Table 3.  Local DLC Events     Action Name     Description     -----------     -----------     DLC_CONTACT     Contact Station Request:  DLC will send a SABME                     command.     DLC_DGRM        Datagram Request:  DLC will send a UI frame.     DLC_ENTER_BUSY  Enter Link Station Busy:  DLC will send an                     RNR supervisory frame.     DLC_EXIT_BUSY   Exit Link Station Busy:  DLC will send an RR                     supervisory frame.     DLC_HALT_DL     Halt Data Link Request:  DLC will send a DISC                     command.     DLC_INFO        Information Request:  DLC will send an I frame.     DLC_RESOLVE_R   Resolve Response Request:  DLC will send a                     Test response or XID response from the null SAP.     DLC_START_DL    Start Data Link Request:  DLC will send a Test                     command to the null SAP.     DLC_XID         XID Request:  DLC will send an XID command or an                     XID response.                      Table 4.  Local DLC ActionsDixon & Kushi                                                  [Page 22]

RFC 1434             DLS: Switch-to-Switch Protocol           March 1993   The Data Link Switch may be described by a state transition table   consisting of eleven states.  Each of these states is described below   in terms of the events, actions, and next state for each transition.   If a particular event is not listed for a given state, no action and   no state transition should occur for that event.  Any significant   comments concerning the transitions within a given state are given   immediately following the table representing the state.   A separate state machine is maintained by the Data Link Switch for   each end-to-end circuit.  The number of circuits that may be   supported by each Data Link Switch is a local implementation option.4.2.2.1   DISCONNECTED State     Event                  Action(s)          Next State     -----                  ---------          ----------     Receive CANUREACH      DLC_START_DL       RESOLVE_PENDING     Receive ICANREACH      Send REACH_ACK,    CIRCUIT_ESTABLISHED                            DLC_RESOLVE_R                            (See note 1)     Receive DATAFRAME      DLC_DGRM     Receive NETBIOS_NQ     DLC_DGRM           RESOLVE_PENDING     Receive NETBIOS_NR     Send REACH_ACK,    CIRCUIT_ESTABLISHED                            DLC_DGRM                            (See note 2)     DLC_RESOLVE_C          Send CANUREACH     DLC_DGRM               If NB_Name_Query:                            Send NETBIOS_NQ,                            Else:                            Send DATAFRAME   It is assumed that each Data Link Switch will build a set of topology   tables giving the identity of each Data Link Switch that can reach a   specific MAC address or a specific NetBIOS name.  This table can be   built based upon the origin address information received within the   CANUREACH message or NETBIOS_NQ message and the target address   information within the ICANREACH message or NETBIOS_NR message.  As a   consequence, the amount of search traffic can be kept to a minimum.   Upon receipt of a Test command or XID command to the null SAP (i.e.,   DLC_RESOLVE_C signal from DLC), the Data Link Switch will check the   topology table prior to sending the CANUREACH message.  If the target   MAC address is in the table, the CANUREACH message will be sent to   only those Data Link Switches that are known to be able to reach the   given MAC address.  If the MAC address is not in the table, the   CANUREACH message will be sent to all known Data Link Switches.   Since the destination link SAP (DSAP) value is null, the Target Link   SAP field in the CANUREACH message header is set equal to the OriginDixon & Kushi                                                  [Page 23]

RFC 1434             DLS: Switch-to-Switch Protocol           March 1993   Link SAP value.   Upon receipt of a NB_Name_Query the Data Link Switch will check the   topology table prior to sending the NETBIOS_NQ message.  If the   target NetBIOS name is in the table, the NETBIOS_NQ message will be   sent to only those Data Link Switches that are known to be able to   reach the given NetBIOS name.  If the NetBIOS name is not in the   table, the NETBIOS_NQ message will be sent to all known Data Link   Switches.   For SNA, the DISCONNECTED state is exited upon receipt of a CANUREACH   message by a prospective target Data Link Switch, or upon receipt of   an ICANREACH message by the origin Data Link Switch.  In the former   case, the Data Link Switch will issue a Test command to the target   station (i.e., DLC_START_DL signal is presented to DLC).  In the   later case, a Test response is sent to the origin station (i.e.,   DLC_RESOLVE_R will be issued) and a REACH_ACK message will be   returned to the target Data Link Switch.      Note 1-  The IBM 6611 will not send a Test response, but will send      a Test command to the station that originated the resolve      procedure (i.e., a DLC_START_DL will be issued) in order to start      the data link.   For NetBIOS, the DISCONNECTED state is exited upon the receipt of a   NETBIOS_NQ message by the prospective target Data Link Switch, or   upon the receipt of a NETBIOS_NR message by the origin Data Link   Switch.  In the former case, the Data Link Switch will send a   NB_Name_Query frame.  In the later case, the Data Link Switch will   send a NB_Name_Recognized frame to the origin station and a REACH_ACK   message will be returned to the target Data Link Switch.      Note 2-  The IBM 6611 will also send a Test command (i.e., a      DLC_START_DL will be issued) to the station that originated the      name resolution in order to start the data link.4.2.2.2   RESOLVE_PENDING State     Event                  Action(s)              Next State     -----                  ---------              ----------     Receive DATAFRAME      DLC_DGRM     DLC_DL_STARTED         Send ICANREACH         CIRCUIT_PENDING     DLC_ERROR                                     DISCONNECTED     DLC_DGRM               If NB_Name_Recognized: If                            Send NETBIOS_NR        NB_Name_Recognized:                            (See note),            CIRCUIT_PENDING                            Else:                            Send DATAFRAMEDixon & Kushi                                                  [Page 24]

RFC 1434             DLS: Switch-to-Switch Protocol           March 1993   The RESOLVE_PENDING state is entered upon receipt of a CANUREACH   message or a NETBIOS_NQ message by the target DLS.  In the former   case, a data link is started, causing a Test command to be sent by   the DLC.  In the later case, a NB_Name_Query frame is sent.  This   frame is directed to a group MAC address.   Any CANUREACH messages received in the RESOLVE_PENDING state will be   responded to if a DLC_DL_STARTED signal is received.  The Data Link   Switch may also update its topology information based upon the origin   MAC address information in each CANUREACH message.   Upon the receipt of a DLC_DL_STARTED signal in the RESOLVE_PENDING   state, the Data Link Switch may update its topology table base upon   the remote MAC address information.  The ICANREACH message should be   returned to all Data Link Switches that had sent a CANUREACH message.   In a similar fashion, the Data Link Switch may update its topology   table upon the receipt of a NB_Name_Recognized frame and a NETBIOS_NR   message will be returned to all Data Link Switches that have sent a   NETBIOS_NQ message.   The RESOLVE_PENDING state is exited once the data link has been   started (i.e., a DLC_DL_STARTED signal is received as a result of a   Test response received by the DLC) or a NB_Name_Recognized frame is   received (i.e., a DLC_DGRM signal is received).  The target Data Link   Switch will then enter the CIRCUIT_PENDING state.      Note:  The IBM 6611 will also send a Test command in order to      start the data link to the station that responded to the Name      Query frame (i.e., a DLC_START_DL will be issued).4.2.2.3   CIRCUIT_PENDING State     Event                  Action(s)         Next State     -----                  ---------         ----------     Receive CONTACT        DLC_CONTACT       CONTACT_PENDING     Receive HALT_DL        DLC_HALT_DL       HALT_PENDING     Receive REACH_ACK      If Connected:     If Connected:                            Send CONTACT      CONNECT_PENDING,                                              else: CIRCUIT_ESTABLISHED     Receive XIDFRAME       DLC_XID     Receive DGRMFRAME      DLC_DGRM     Receive DATAFRAME      DLC_DGRM     DLC_CONTACTED          DLC_ENTER_BUSY     DLC_ERROR              Send HALT_DL      DISCONNECT_PENDING     DLC_XID                Send XIDFRAME     DLC_DGRM               Send DGRMFRAMEDixon & Kushi                                                  [Page 25]

RFC 1434             DLS: Switch-to-Switch Protocol           March 1993   The CIRCUIT_PENDING state is entered by the target Data Link Switch   following the sending of an ICANREACH message or the sending of a   NETBIOS_NR message.  In this state it is awaiting the reception of a   REACH_ACK message from the origin Data Link Switch.  If a connection   does not exist with the target station (i.e., the normal case), the   Data Link Switch will enter the CIRCUIT_ESTABLISHED state.   If the target Data Link Switch happens to receive a SABME command   from the target station while in the CIRCUIT_PENDING state (i.e., a   DLC_CONTACTED signal received from the DLC), the reception of the   REACH_ACK message will cause the Data Link Switch to enter the   CONNECT_PENDING state and to send a CONTACT message to the other Data   Link Switch.  Thus the target Data Link Switch has assumed the role   of the origin Data Link Switch.4.2.2.4   CONNECT_PENDING State  Event                 Action(s)                    Next State  -----                 ---------                    ----------  Receive CONTACTED     DLC_EXIT_BUSY                CONNECTED  Receive HALT_DL       DLC_HALT_DL                  HALT_PENDING  Receive DGRMFRAME     DLC_DGRM  Receive DATAFRAME     DLC_DGRM  DLC_RESET             Send RESTART_DL (See note)   CIRCUIT_RESTART  DLC_ERROR             Send HALT_DL                 DISCONNECT_PENDING  DLC_DGRM              Send DGRMFRAME   The CONNECT_PENDING state is entered by the origin Data Link Switch   when a DLC_CONTACTED signal has been received from the DLC (i.e., a   SABME command has been received).  A CONTACT message is then issued.   The state is exited upon the receipt of a CONTACTED message from the   target Data Link Switch.  If a DLC_RESET signal is received, the   local data link is restarted and a RESTART_DL message is sent to the   remote DLS.      Note:  The IBM 6611 will also send a Test command in order to      restart the data link to the station that sent the SABME command      (i.e., a DLC_START_DL will be issued).Dixon & Kushi                                                  [Page 26]

RFC 1434             DLS: Switch-to-Switch Protocol           March 19934.2.2.5   CIRCUIT_ESTABLISHED State  Event                 Action(s)                    Next State  -----                 ---------                    ----------  Receive CONTACT       DLC_CONTACT                  CONTACT_PENDING  Receive HALT_DL       DLC_HALT_DL                  HALT_PENDING  Receive XIDFRAME      DLC_XID  Receive DGRMFRAME     DLC_DGRM  Receive DATAFRAME     DLC_DGRM  DLC_CONTACTED         Send CONTACT                 CONNECT_PENDING                        DLC_ENTER_BUSY  DLC_ERROR             Send HALT_DL                 DISCONNECT_PENDING  DLC_DGRM              Send DGRMFRAME  DLC_XID               Send XIDFRAME   The CIRCUIT_ESTABLISHED state is entered by the origin Data Link   Switch from the DISCONNECTED state, and by the target Data Link   Switch from the CIRCUIT_PENDING state.  The state is exited when a   connection is started (i.e., DLC receives a SABME command).  The next   state is CONTACT_PENDING for the target Data Link Switch and   CONNECT_PENDING for the origin Data Link Switch.4.2.2.6   CONTACT_PENDING State  Event                 Action(s)                    Next State  -----                 ---------                    ----------  Receive HALT_DL       DLC_HALT_DL                  HALT_PENDING  Receive RESTART_DL    DLC_HALT_DL                  RESTART_PENDING  Receive DGRMFRAME     DLC_DGRM  Receive DATAFRAME     DLC_DGRM  DLC_CONTACTED         Send CONTACTED               CONNECTED  DLC_ERROR             Send HALT_DL                 DISCONNECT_PENDING  DLC_DGRM              Send DGRMFRAME   The CONTACT_PENDING state is entered by the target Data Link Switch   upon the receipt of a CONTACT message.  This causes the Data Link   Switch to issue a DLC_CONTACT signal to the DLC (i.e., DLC sends a   SABME command).  This state is then exited upon the receipt of a   DLC_CONTACTED signal from the DLC (i.e., a UA response received).   If a RESTART_DL message is received, indicating that the remote Data   Link Switch has received a DLC_RESET signal, the local Data Link   Switch will send a DISC command frame on the adjacent LAN (i.e.,   DLC_HALT_DL signal) and enter the RESTART_PENDING state.Dixon & Kushi                                                  [Page 27]

RFC 1434             DLS: Switch-to-Switch Protocol           March 19934.2.2.7   CONNECTED State  Event                 Action(s)                   Next State  -----                 ---------                   ----------  Receive HALT_DL       DLC_HALT_DL                 HALT_PENDING  Receive RESTART_DL    DLC_HALT_DL                 RESTART_PENDING  Receive DGRMFRAME     DLC_DGRM  Receive INFOFRAME     DLC_INFO  Receive DATAFRAME     DLC_DGRM  DLC_RESET             Send RESTART_DL (See note)  CIRCUIT_RESTART  DLC_ERROR             Send HALT_DL                DISCONNECT_PENDING  DLC_DGRM              Send DGRMFRAME  DLC_INFO              Send INFOFRAME   The CONNECTED state is entered by the origin Data Link Switch from   the CONNECT_PENDING state upon the receipt of a CONTACTED message.   The CONNECTED state is entered by the target Data Link Switch from   the CONTACT_PENDING state upon the receipt of a DLC_CONTACTED signal.   At this time, the target Data Link Switch will return a CONTACTED   message to the origin Data Link Switch.   The CONNECTED state is exited usually under one of two conditions: a   DLC_ERROR signal received from the DLC (e.g., a DISC command received   by the local DLC), or a HALT_DL message received from the other Data   Link Switch (e.g., a DISC command received by the remote DLC).   A SABME command (i.e., a DLC_RESET signal) received by either Data   Link Switch will also cause the two Data Link Switches to leave the   CONNECTED state and eventually restart a new circuit.      Note:  The IBM 6611 will also send a Test command in order to      restart the data link to the station that sent the SABME command      (i.e., a DLC_START_DL will be issued).   Following the receipt of a reset signal, the Data Link Switch will   send a RESTART_DL message to the other Data Link Switch and will   enter the CIRCUIT_RESTART state.  Upon the receipt of the RESTART_DL   message, the remote Data Link Switch will send a DISC command (i.e.,   DLC_HALT_DL signal) and enter the RESTART_PENDING state.4.2.2.8   CIRCUIT_RESTART State  Event                 Action(s)             Next State  -----                 ---------             ----------  Receive DL_RESTARTED  If Connected:         If Connected:                        Send CONTACT          CONNECT_PENDING,                                              else: CIRCUIT_ESTABLISHED  Receive DATAFRAME     DLC_DGRMDixon & Kushi                                                  [Page 28]

RFC 1434             DLS: Switch-to-Switch Protocol           March 1993  DLC_ERROR             Send HALT_DL          DISCONNECT_PENDING  DLC_DGRM              Send DATAFRAME   The CIRCUIT_RESTART state is entered if a DLC_RESET signal is   received from the local DLC.  This was caused by the receipt of a   SABME command while a connection was currently active.  A DM response   will be issued to the SABME command and the Data Link Switch will   attempt to restart the end-to- end circuit.   The CIRCUIT_RESTART state is exited through one of two transitions.   The next state depends upon the time the local DLC has reached the   contacted state (i.e., a DLC_CONTACTED signal is presented) relative   to the receipt of the DL_RESTARTED message.  This signal is caused by   the origin station resending the SABME command that initially caused   the DATA Link Switch to enter the CIRCUIT_RESTART state.  The two   cases are as follows:          1) DL_RESTARTED message received before the          DLC_CONTACTED signal-  In this case, the          CIRCUIT_ESTABLISHED state is entered.          2) DL_RESTARTED message received after the          DLC_CONTACTED signal-  In this case, the          CONNECT_PENDING state is entered.4.2.2.9   DISCONNECT_PENDING State     Event                     Action(s)             Next State     -----                     ---------             ----------     Receive DL_HALTED                               DISCONNECTED     Receive HALT_DL           Send DL_HALTED     Receive DATAFRAME         DLC_DGRM     DLC_DGRM                  Send DATAFRAME   The DISCONNECT_PENDING state is entered when a DLC_ERROR signal is   received from the local DLC.  Upon receipt of this signal, a HALT   message is sent.  Once an DL_HALTED message is received, the state is   exited, and the Data Link Switch enters the DISCONNECTED state.4.2.2.10  RESTART_PENDING State     Event                     Action(s)             Next State     -----                     ---------             ----------     Receive DATAFRAME         DLC_DGRM     DLC_DL_HALTED (See note)  Send DL_RESTARTED     CIRCUIT_ESTABLISHED     DLC_ERROR                 Send HALT_DL          DISCONNECT_PENDING     DLC_DGRM                  Send DATAFRAMEDixon & Kushi                                                  [Page 29]

RFC 1434             DLS: Switch-to-Switch Protocol           March 1993   The RESTART_PENDING state is entered upon the receipt of a RESTART_DL   message from the remote DLS while the local Data Link Switch is in   either the CONTACT_PENDING state or the CONNECTED state.  These cause   the local DLC to issue a DISC command.  Upon the receipt of the UA   response (DLC_DL_HALTED), the data link is restarted, a DL_RESTARTED   message is returned to the remote DLS, and the CIRCUIT_ESTABLISHED   state is entered.      Note:  The IBM 6611 will send a Test command in order to restart      the data link to the target station (i.e., a DLC_START_DL will be      issued) prior to sending the DL_RESTARTED message.4.2.2.11  HALT_PENDING State     Event                     Action(s)          Next State     -----                     ---------          ----------     Receive DATAFRAME         DLC_DGRM     DLC_DL_HALTED             Send DL_HALTED     DISCONNECTED     DLC_ERROR                 Send DL_HALTED     DISCONNECTED     DLC_DGRM                  Send DATAFRAME   The HALT_PENDING state is entered upon the receipt of a HALT_DL   message.  This causes the local DLC to issue a DISC command.  Upon   the receipt of the UA response (DLC_DL_HALTED), a DL_HALTED message   is returned to the remote DLS and the DISCONNECTED state is entered.4.3. NetBIOS Datagrams   The NetBIOS protocols use a number of UI frames for directory   services and the transmission of datagrams.  Most of these frames are   directed to a group MAC address (GA) with the routing information   field indicating spanning tree explorer (STE).  Two of the frames,   NB_Add_Name_Response and NB_Status_Response, are directed to a   specific MAC address with the routing information field indicating a   specifically routed frame (SRF).  The handling of these frames is   summarized in the following table.     Event                        Action(s)          Comment     -----                        ---------          -------     DLC_DGRM (NB Group Address): Send NETBIOS_ANQ   Transmitted to all          NB_Add_Name_Query                          remote DLS     DLC_DGRM (Specific Address): Send NETBIOS_ANR   Transmitted to          NB_Add_Name_Response                       specific DLS     DLC_DGRM (Specific Address): Send DATAFRAME     Transmitted to all          NB_Status_Response                         remote DLS     DLC_DGRM (NB Group Address): Send DATAFRAME     Transmitted to all          NB_Name_in_Conflict,                       remote DLS          NB_Add_Group_Name_Query,Dixon & Kushi                                                  [Page 30]

RFC 1434             DLS: Switch-to-Switch Protocol           March 1993          NB_Datagram,          NB_Datagram_Broadcast,          NB_Status_Query,          NB_Terminate_Trace                      Table 5.  NetBIOS DLC Frames   The above actions do not apply in the following states:   CIRCUIT_ESTABLISHED, CONTACT_PENDING, CONNECT_PENDING, CONNECTED, and   CIRCUIT_PENDING.  The handling of the remaining two UI frames used by   NetBIOS systems, NB_Name_Query and NB_Name_Recognized, are documented   as part of the DLS state machine in the previous section (i.e.,   DISCONNECTED and RESOLVE_PENDING states).  Furthermore, the handling   of NetBIOS datagrams (i.e., NB_Datagram) sent to a specific MAC   address is also governed by the DLS state machine.      Note:  The IBM 6611 will also issue Test frames during the      exchange of the NetBIOS, NB_Name_Query and NB_Name_Recognized.      This exchange of protocol data units occurs during the start of a      data link and is used to determine the routing information.  Most      other implementations of NetBIOS will use the      NB_Name_Query/NB_Name_Recognized exchange to determine routes in      conjunction with resolving the NetBIOS names.  These differences      are not reflected in the SSP protocols.   The handling of the NetBIOS specific SSP messages is given in the   following table.     Event           Action(s)                  Comment     -----           ---------                  -------     NETBIOS_ANQ     DLC_DGRM:                  Routed STE                         NB_Add_Name_Query      (NB Group Address)     NETBIOS_ANR     DLC_DGRM:                  Routed SRF                         NB_Add_Name_Response   (Specific MAC Address)     NETBIOS_NQ      DLC_DGRM:                  Routed STE                         NB_Name_Query          (NB Group Address)     NETBIOS_NR      DLC_DGRM:                  Routed SRF                         NB_Name_Recognized     (Specific MAC Address)     DATAFRAME       DLC_DGRM                   Routed STE                                                (If NB_Status_Response:                                                Specific MAC Address                                                Else: NB Group Address)                     Table 6.  NetBIOS SSP Messages   The above actions apply to all DLS states.  The handling of NetBIOS   datagrams sent within DGRMFRAME messages is governed by the DLS state   machine.  The DGRMFRAME message type is employed instead of theDixon & Kushi                                                  [Page 31]

RFC 1434             DLS: Switch-to-Switch Protocol           March 1993   DATAFRAME message type once the end-to-end circuit has been   established.  At that time, the message is addressed according to the   pair of Circuit IDs in the message header instead of relying upon the   MAC address information in the token ring header.Acknowledgments   Randall Campbell, David Miller, Gene Cox, Ravi Periasamy, and The   Ghost of Christmas Past.References     1) ISO 8802-2/IEEE Std 802.2 International Standard,        Information Processing Systems, Local Area Networks, Part 2:        Logical Link Control, December 31, 1989     2) The NETBIOS Frames Protocol, IBM Local Area Technical        Reference, SC30-3383-03, Chapter 5, December 1990     3) ISO/IEC DIS 10038 DAM 2, MAC Bridging, Source Routing        Supplement, December 1991Security Considerations   Security issues are not discussed in this memo.Dixon & Kushi                                                  [Page 32]

RFC 1434             DLS: Switch-to-Switch Protocol           March 1993Authors' Addresses   Roy C. Dixon   IBM Networking Systems   Department B57, Building 060   P.O. Box 12195   Research Triangle Park, NC 27709   Phone: (919) 543-3380   EMail: rcdixon@ralvmg.vnet.ibm.com   David M. Kushi   IBM Research Division   T. J. Watson Research Center   Room H0-C07   30 Saw Mill River Road   Hawthorne, NY 10532   Phone: (914) 784-7815   EMail: kushi@watson.ibm.com   Note: Any questions or comments relative to the contents of this RFC   should be sent to the following Internet address:   dlsw@ralvma.vnet.ibm.com.  This address will be used to coordinate   the handling of responses.Dixon & Kushi                                                  [Page 33]

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