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Network Working Group                                  D. E. Cass (NRTC)Request for Comments: 983                              M. T. Rose (NRTC)                                                              April 1986ISO Transport Services on Top of the TCPStatus of This Memo   This memo describes a proposed protocol standard for the ARPA   Internet community.  The intention is that hosts in the ARPA-Internet   that choose to implement ISO TSAP services on top of the TCP be   expected to adopt and implement this standard.  Suggestions for   improvement are encouraged.  Distribution of this memo is unlimited.1.  Introduction and Philosophy   The ARPA Internet community has a well-developed, mature set of   transport and internetwork protocols (TCP/IP), which are quite   successful in offering network and transport services to end-users.   The CCITT and the ISO have defined various session, presentation, and   application recommendations which have been adopted by the   international community and numerous vendors.  To the largest extent   possible, it is desirable to offer these higher level services   directly in the ARPA Internet, without disrupting existing   facilities.  This permits users to develop expertise with ISO and   CCITT applications which previously were not available in the ARPA   Internet.  It also permits a more graceful transition strategy from   TCP/IP-based networks to ISO-based networks in the medium- and   long-term.   There are two basic approaches which can be taken when "porting" an   ISO or CCITT application to a TCP/IP environment.  One approach is to   port each individual application separately, developing local   protocols on top of the TCP.  Although this is useful in the   short-term (since special-purpose interfaces to the TCP can be   developed quickly), it lacks generality.   A second approach is based on the observation that both the ARPA   Internet protocol suite and the ISO protocol suite are both layered   systems (though the former uses layering from a more pragmatic   perspective).  A key aspect of the layering principle is that of   layer-independence.  Although this section is redundant for most   readers, a slight bit of background material is necessary to   introduce this concept.   Externally, a layer is defined by two definitions:      a service-offered definition, which describes the services      provided by the layer and the interfaces it provides to access      those services; and,Cass & Rose                                                     [Page 1]

RFC 983                                                       April 1986ISO Transport Services on Top of the TCP      a service-required definitions, which describes the services used      by the layer and the interfaces it uses to access those services.   Collectively, all of the entities in the network which co-operate to   provide the service are known as the service-provider. Individually,   each of these entities is known as a service-peer.   Internally, a layer is defined by one definition:      a protocol definition, which describes the rules which each      service-peer uses when communicating with other service-peers.   Putting all this together, the service-provider uses the protocol and   services from the layer below to offer the its service to the layer   above.  Protocol verification, for instance, deals with proving that   this in fact happens (and is also a fertile field for many Ph.D.   dissertations in computer science).   The concept of layer-independence quite simply is:      IF one preserves the services offered by the service-provider      THEN the service-user is completely naive with respect to the      protocol which the service-peers use   For the purposes of this memo, we will use the layer-independence to   define a Transport Service Access Point (TSAP) which appears to be   identical to the services and interfaces offered by the ISO/CCITT   TSAP (as defined in [ISO-8072]), but we will base the internals of   this TSAP on TCP/IP (as defined in [RFC-793,RFC791]), not on the   ISO/CCITT transport and network protocols.  Hence, ISO/CCITT higher   level layers (all session, presentation, and application entities)   can operate fully without knowledge of the fact that they are running   on a TCP/IP internetwork.   The authors hope that the preceding paragraph will not come as a   shock to most readers.  However, an ALARMING number of people seem to   think that layering is just a way of cutting up a large problem into   smaller ones, *simply* for the sake of cutting it up.  Although   layering tends to introduce modularity into an architecture, and   modularity tends to introduce sanity into implementations (both   conceptual and physical implementations), modularity, per se, is not   the end goal.  Flexibility IS.Cass & Rose                                                     [Page 2]

RFC 983                                                       April 1986ISO Transport Services on Top of the TCP2.  Motivation   In migrating from the use of TCP/IP to the ISO protocols, there are   several strategies that one might undertake.  This memo was written   with one particular strategy in mind.   The particular migration strategy which this memo uses is based on   the notion of gatewaying between the TCP/IP and ISO protocol suites   at the transport layer.  There are two strong arguments for this   approach:      a.  Experience teaches us that it takes just as long to get good      implementations of the lower level protocols as it takes to get      good implementations of the higher level ones.  In particular, it      has been observed that there is still a lot of work being done at      the ISO network and transport layers.  As a result,      implementations of protocols above these layers are not being      aggressively pursued. Thus, something must be done "now" to      provide a medium in which the higher level protocols can be      developed.  Since TCP/IP is mature, and essentially provides      identical functionality, it is an ideal medium to support this      development.      b.  Implementation of gateways at the IP and ISO IP layers are      probably not of general use in the long term.  In effect, this      would require each Internet host to support both TP4 and TCP.  As      such, a better strategy is to implement a graceful migration path      from TCP/IP to ISO protocols for the ARPA Internet when the ISO      protocols have matured sufficiently.   Both of these arguments indicate that gatewaying should occur at or   above the transport layer service access point.  Further, the first   argument suggests that the best approach is to perform the gatewaying   exactly AT the transport service access point to maximize the number   of ISO layers which can be developed.      NOTE:  This memo does not intend to act as a migration or      intercept document.  It is intended ONLY to meet the needs      discussed above.  However, it would not be unexpected that the      protocol described in this memo might form part of an overall      transition plan.  The description of such a plan however is      COMPLETELY beyond the scope of this memo.   Finally, in general, building gateways between other layers in the   TCP/IP and ISO protocol suites is problematic, at best.   To summarize: the primary motivation for the standard described inCass & Rose                                                     [Page 3]

RFC 983                                                       April 1986ISO Transport Services on Top of the TCP   this memo is to facilitate the process of gaining experience with   higher-level ISO protocols (session, presentation, and application).   The stability and maturity of TCP/IP are ideal for providing solid   transport services independent of actual implementation.3.  The Model   The [ISO-8072] standard describes the ISO transport service   definition, henceforth called TP.      ASIDE:  This memo references the ISO specifications rather than      the CCITT recommendations.  The differences between these parallel      standards are quite small, and can be ignored, with respect to      this memo, without loss of generality.  To provide the reader with      the relationships:         Transport service      [ISO-8072]      [X.214]         Transport protocol     [ISO-8073]      [X.224]         Session protocol       [ISO-8327]      [X.225]   The ISO transport service definition describes the services offered   by the TS-provider (transport service) and the interfaces used to   access those services.  This memo focuses on how the ARPA   Transmission Control Protocol (TCP) [RFC-793] can be used to offer   the services and provide the interfaces.   +-------------+                                      +-------------+   |   TS-user   |                                      |   TS-user   |   +-------------+                                      +-------------+           |                                                   |           | TSAP interface                     TSAP interface |           |  [ISO-8072]                                       |           |                                                   |   +------------+   ISO Transport Services on the TCP    +------------+   |   client   |----------------------------------------|   server   |   +------------+              (this memo)               +------------+           |                                                   |           | TCP interface                       TCP interface |           |  [RFC-793]                                        |           |                                                   |   For expository purposes, the following abbreviations are used:      TS-peer           a process which implements the protocol                        described by this memoCass & Rose                                                     [Page 4]

RFC 983                                                       April 1986ISO Transport Services on Top of the TCP      TS-user           a process talking using the services of a                        TS-peer      TS-provider       the black-box entity implementing the protocol                        described by this memo   For the purposes of this memo, which describes version 1 of the TSAP   protocol, all aspects of [ISO-8072] are supported with one exception:      Quality of Service parameters   In the spirit of CCITT, this is left "for further study".  Version 2   of the TSAP protocol will most likely support the QOS parameters for   TP by mapping these onto various TCP parameters.   Since TP supports the notion of a session port (termed a TSAP ID),   but the list of reserved ISO TSAP IDs is not clearly defined at this   time, this memo takes the philosophy of isolating the TCP port space   from the TSAP ID space and uses a single TCP port.  This memo   reserves TCP port 102 for this purpose.  This protocol manages its   own TSAP ID space independent of the TCP.Appendix A of this memo   lists reserved TSAP IDs for version 1 of this TSAP protocol.  It is   expected that future editions of the "Assigned Numbers" document   [RFC-960] will contain updates to this list.  (Interested readers are   encouraged to read [ISO-8073] and try to figure out exactly what a   TSAP ID is.)   Finally, the ISO TSAP is fundamentally symmetric in behavior.  There   is no underlying client/server model.  Instead of a server listening   on a well-known port, when a connection is established, the   TS-provider generates an INDICATION event which, presumably the   TS-user catches and acts upon.  Although this might be implemented by   having a server "listen" by hanging on the INDICATION event, from the   perspective of the ISO TSAP, all TS-users just sit around in the IDLE   state until they either generate a REQUEST or accept an INDICATION.Cass & Rose                                                     [Page 5]

RFC 983                                                       April 1986ISO Transport Services on Top of the TCP4.  The Primitives   The protocol assumes that the TCP [RFC-793] offers the following   service primitives:   Events      connected       - open succeeded (either ACTIVE or PASSIVE)      connect fails   - ACTIVE open failed      data ready      - data can be read from the connection      errored         - the connection has errored and is now closed      closed          - an orderly disconnection has started   Actions      listen on port  - PASSIVE open on the given port      open port       - ACTIVE open to the given port      read data       - data is read from the connection      send data       - data is sent on the connection      close           - the connection is closed (pending data is sent)   The protocol offers the following service primitives, as defined in   [ISO-8072], to the TS-user:   Events      T-CONNECT.INDICATION         - a TS-user (server) is notified that connection establishment           is in progress      T-DISCONNECT.INDICATION         - a TS-user is notified that the connection is closed      T-CONNECT.CONFIRMATION         - a TS-user (client) is notified that the connection has been           establishedCass & Rose                                                     [Page 6]

RFC 983                                                       April 1986ISO Transport Services on Top of the TCP      T-DATA.INDICATION         - a TS-user is notified that data can be read from the           connection      T-EXPEDITED DATA.INDICATION         - a TS-user is notified that "expedited" data can be read from           the connection   Actions      T-CONNECT.RESPONSE         - a TS-user (server) indicates that it will honor the request      T-DISCONNECT.REQUEST         - a TS-user indicates that the connection is to be closed      T-CONNECT.REQUEST         - a TS-user (client) indicates that it wants to establish a           connection      T-DATA.REQUEST         - a TS-user sends data      T-EXPEDITED DATA.REQUEST         - a TS-user sends "expedited" dataCass & Rose                                                     [Page 7]

RFC 983                                                       April 1986ISO Transport Services on Top of the TCP5.  The Protocol   It is the goal of this memo to offer a TP interface on top of the   TCP.  Fortunately, the TCP does just about everything that   TS-provider offers to the TS-user, so the hard parts of the transport   layer (e.g., three-way handshakes, choice of ISS, windowing,   multiplexing, ad infinitum) are all taken care of by the TCP.   Despite the symmetry of TP, it is useful to consider the protocol   with the perspective of a client/server model.   The information exchanged between TSAP-peers is in the form of   packets termed "TPKT"s.  The format of these packets is described in   the next section.  For the purposes of the description below, a TPKT   has a code which is one of:      CR - request connection      CC - confirm connection      DR - request disconnection      DT - data      ED - expedited data   A TSAP server begins by LISTENing on TCP port 102.  When a TSAP   client successfully connects to this port, the protocol begins.   A client decides to connect to the port when a TS-user issues a   T-CONNECT.REQUEST action.  This action specifies the TSAP ID of the   remote TS-user, whether expedited data is to be supported, and   (optionally) some initial TS-user data.  The client consults the TSAP   ID given to ascertain the IP address of the server.  If the expedited   data option was requested, the client opens a passive TCP port, in   non-blocking mode, noting the port number.  This TCP port is termed   the "expedited port".  The client then tries to open a TCP connection   to the server on port 102.  If not successful, the client fires   T-DISCONNECT.INDICATION for the TS-user specifying the reason for   failure (and, closes the expedited port, if any).  If successful, the   client sends a TPKT with code CR containing:      - the TSAP ID of the TS-user on the client's host (the "caller")      - the TSAP ID of the TS-user that the client wants to talk to        (the "called")      - if the expedited data option was requested, the TSAP ID of the        expedited port for the client's host      - any TS-user data from the T-CONNECT.REQUEST   The client now awaits a response.Cass & Rose                                                     [Page 8]

RFC 983                                                       April 1986ISO Transport Services on Top of the TCP   The server, upon receipt of the TPKT, validates the contents of the   TPKT (checking the version number, verifying that the code is CR, and   so forth).  If the packet is invalid, the server sends a TPKT with   code DR specifying "PROTOCOL ERROR", closes the TCP connection, and   goes back to the LISTEN state.   If the packet is valid, the server examines the TSAP ID that the   remote TS-user wants to communicate with.  If the TS-user specified   can be located and started (e.g., the appropriate program which   implements the indicated protocol is present), then the server starts   this TS-user by firing T-CONNECT.INDICATION.  Otherwise, the server   sends a TPKT with code DR specifying "SESSION ENTITY NOT ATTACHED TO   TSAP" or "REMOTE TRANSPORT ENTITY CONGESTED AT CONNECT REQUEST TIME"   as appropriate, closes the TCP connection, and goes back to the   LISTEN state.   The server now waits for a T-CONNECT.RESPONSE or T-DISCONNECT.REQUEST   from the TS-user it started.  if the latter is given, the server   sends a TPKT with code DR containing the reason for the disconnect as   supplied by the TS-user.   The server then closes the TCP connection and goes back to the LISTEN   state.   Instead, if T-CONNECT.RESPONSE is given, the server sees if an   expedited port was specified in the connection request.  If so, the   server opens a second TCP connection and connects to the specified   port.  If the connection fails, the server sends a TPKT with code DR   specifying "CONNECTION NEGOTIATION FAILED", closes the TCP   connection, and goes back to the LISTEN state.  If the connection   succeeded, the server notes the local port number used to connect to   the expedited port.   If an expedited port was not specified in the TPKT with code CR, and   the server's TS-user indicates that it wants to use expedited data,   then the server sends a TPKT with code DR specifying "CONNECTION   NEGOTIATION FAILED", fires T-DISCONNECT.INDICATION with this error to   the TS-user, closes the TCP connection, and goes back to the LISTEN   state.   The server now sends a TPKT with code CC containing:      - the TSAP ID of the TS-user responding to the connection        (usually the "called")      - if an expedited port was specified in the TPKT with code CR,Cass & Rose                                                     [Page 9]

RFC 983                                                       April 1986ISO Transport Services on Top of the TCP        the TSAP ID of the port number on the server's host that was        used to connect to the expedited port      - any TS-user data from the T-CONNECT.RESPONSE   After sending the TPKT, the server enters the SYMMETRIC PEER state.   The client, upon receipt of the TPKT, validates the contents of the   TPKT (checking the version number, verifying that the code is CC or   DR, and so forth).  If the packet is invalid, the client sends a TPKT   with code DR specifying "PROTOCOL ERROR", fires   T-DISCONNECT.INDICATION with this error to the TS-user, and closes   the TCP connection (and the expedited port, if any).   If the packet's code is DR, the client fires T-DISCONNECT.INDICATION   with the reason given in the TPKT to the TS-user, and closes the TCP   connection (and the expedited port, if any).   If the packet's code is CC, the client checks if an expedited port   was specified and that a connection is waiting on the expedited port.   If not, a protocol error has occurred, a TPKT with code DR is   returned, T-DISCONNECT.INDICATION is fired, and so on.  Otherwise,   the client checks the remote address that connected to the expedited   port.  If it differs from the port listed in the TPKT with code CC, a   protocol error has occurred.  Otherwise, all is well, two TCP   connections have been established, one for all TPKTs except expedited   data, and the second for the exclusive use of expedited data.   The client now fires T-CONNECT.CONFIRMATION, and enters the SYMMETRIC   PEER state.   Once both sides have reached the SYMMETRIC PEER state, the protocol   is completely symmetric, the notion of client/server is lost.  Both   TS-peers act in the following fashion:   If the TCP indicates that data can be read, the TS-peer, upon receipt   of the TPKT, validates the contents.  If the packet is invalid, the   TS-peer sends a TPKT with code DR specifying "PROTOCOL ERROR", fires   T-DISCONNECT.INDICATION with this error to the TS-user, and closes   the TCP connection (and expedited data connection, if any).  If the   TS-peer was the server, it goes back to the LISTEN state.      NOTE:  If the expedited data option was requested, then there are      two TCP connections that can supply data for reading.  The      dialogue below assumes that only ED TPKTs are read from the      expedited data connection. For simplicity's sake, when reading      from TCP the relation between connections and TPKTs is unimportant      and this memo URGES all implementations to be very lenient in thisCass & Rose                                                    [Page 10]

RFC 983                                                       April 1986ISO Transport Services on Top of the TCP      regard.  When writing to TCP, implementations should use the      expedited data connection only to send TPKTs with code ED.Section 7 of this memo discusses the handling of expedited data in      greater detail.   If the packet's code is DR, the TS-peer fires T-DISCONNECT.INDICATION   with the reason given in the TPKT to the TS-user, and closes the TCP   connection (and expedited data connection, if any).  If the TS-peer   was the server, it goes back to the LISTEN state.   If the packet's code is ED or DT, the TS-peer fires T-DATA.INDICATION   or T-EXPEDITED DATA.INDICATION as appropriate with the enclosed user   data for the TS-user.  It then goes back to the SYMMETRIC PEER state.   If the packet is invalid, the TS-peer sends a TPKT with code DR   specifying "PROTOCOL ERROR", fires T-DISCONNECT.INDICATION with this   error to the TS-user, and closes the TCP connection (and expedited   data connection, if any).  If the TS-peer was the server, it goes   back to the LISTEN state.   If the TCP indicates that an error has occurred and the connection   has closed, then the TS-peer fires T-DISCONNECT.INDICATION to the   TS-user specifying the reason for the failure.  If the expedited data   connection, if any, is still open, it is closed.  If the TS-peer was   the server, it goes back to the LISTEN state.   If the TS-user issues a T-DATA.REQUEST or T-EXPEDITED DATA.REQUEST   action, the TS-peer sends a TPKT with code DT or ED containing the   TS-user data.  It then goes back to the SYMMETRIC PEER state.   If the TS-user issues a T-DISCONNECT.REQUEST action, the TS-peer   sends a TPKT with code DR containing the reason for the disconnect as   supplied by the TS-user.  The TS-peer then closes the TCP connection,   (and expedited data connection, if any).  If the TS-peer was the   server, it goes back to the LISTEN state.   In terms of (augmented) state tables, the protocol can be explained   as follows.  The server starts in state S0, the client starts in   state C0.  "TCP:"  refers to an event or action from the TCP service,   "SS:"  refers to an event or action from the TS-user (e.g., the ISO   session service [ISO-8327]).Cass & Rose                                                    [Page 11]

RFC 983                                                       April 1986ISO Transport Services on Top of the TCP                        S E R V E R   S T A T E S   state        event                   action                      goto   -----        -----                   ------                      ----   S0                                   TCP: listen on port 102     S1   S1           TCP: connected          TCP: read TPKT                                        parse, on error                                          TCP: send DR, close       S0                                        code is CR                                          start session server                                          SS: T-CONNECT             S2                                                .INDICATION                                        otherwise,                                          TCP: send DR, close       S0   S2           SS: T-CONNECT.RESPONSE  if expedited option,                                          TCP: open port EXPD                                        TCP: send CC                P0   S2           SS: T-DISCONNECT        TCP: send DR, close         S0                        .REQUEST   Any event occuring for a state not listed above is considered an   error, and handled thusly:   state        event                   action                      goto   -----        -----                   ------                      ----   S*           TCP: other              if TCP is open, TCP: close  S0                                        otherwise ignore            S0   S*           SS: other               SS: T-DISCONNECT                                              .INDICATION                                        if TCP is open, close       S0Cass & Rose                                                    [Page 12]

RFC 983                                                       April 1986ISO Transport Services on Top of the TCP                        C L I E N T   S T A T E S   state        event                   action                      goto   -----        -----                   ------                      ----   C0           SS: T-CONNECT.REQUEST   if expedited option,                                          TCP: non-blocking                                               listen on port EXPD                                        TCP: open port 102          C1   C1           TCP: connected          TCP: send CR                C2   C1           TCP: connect fails      TCP: close                                        SS: T-DISCONNECT            C0                                                 .INDICATION   C2           TCP: data ready         TCP: read TPKT                                        parse, on error                                          TCP: send DR, close                                          SS: T-DISCONNECT          C0                                                .INDICATION                                        code is CC                                          if expedited option,                                             verify port EXPD                                             connected correctly,                                             if not, treat as error                                          SS: T-CONNECT             P0                                                .CONFIRMATION                                        code is DR                                          TCP: close                                          SS: T-DISCONNECT          C0                                                .INDICATION                                        otherwise                                          TCP: send DR, close                                          SS: T-DISCONNECT          C0                                                .INDICATIONCass & Rose                                                    [Page 13]

RFC 983                                                       April 1986ISO Transport Services on Top of the TCP   Any event occuring for a state not listed above is considered an   error, and handled thusly:   state        event                   action                      goto   -----        -----                   ------                      ----   C*           TCP: other              if TCP is open, close       C0                                        otherwise ignore            C0   C*           SS: other               SS: T-DISCONNECT                                              .INDICATION                                        if TCP is open, close       C0Cass & Rose                                                    [Page 14]

RFC 983                                                       April 1986ISO Transport Services on Top of the TCP                          P E E R   S T A T E S   state        event                   action                      goto   -----        -----                   ------                      ----   P0           TCP: data ready         TCP: read TPKT                                        parse, on error                                          TCP: send DR, close                                          SS: T-DISCONNECT          end                                                .INDICATION                                        code is DT                                          SS: T-DATA.INDICATION      P0                                        code is ED                                          SS: T-EXPEDITED DATA       P0                                                .INDICATION                                        code is DR                                          TCP: close                                          SS: T-DISCONNECT          end                                                .INDICATION                                        otherwise                                          TCP: send DR, close                                          SS: T-DISCONNECT          end                                                .INDICATION   P0           TCP: other              TCP: close                                        SS: T-DISCONNECT            end                                                  .INDICATION   P0           SS: T-DATA.REQUEST      TCP: send DT                 P0   P0           SS: T-EXPEDITED DATA    TCP: send ED                 P0                        .REQUEST   P0           SS: T-DISCONNECT        TCP: send DR, close         end                        .REQUEST   P0           SS: other               TCP: send DR, close                                        SS: T-DISCONNECT            end                                                .INDICATIONCass & Rose                                                    [Page 15]

RFC 983                                                       April 1986ISO Transport Services on Top of the TCP6.  Packet Format   Two TS-peers exchange information over a TCP connection by   encapsulating information in well-defined packets.  A packet, denoted   as "TPKT" in the previous sections, is viewed as an object composed   of an integral number of octets, of variable length.      NOTE:  For the purposes of presentation, these objects are shown      as being 4 octets (32 bits wide).  This representation is an      artifact of the style of this memo and should not be interpreted      as requiring that a TPDU be a multiple of 4 octets in length.   A packet consists of two parts: a packet-header and a pseudo-TPDU.   The format of the header is constant regardless of the type of   packet.  The format of the pseudo-TPDU follows the [ISO-8073]   recommendation very closely with the exceptions listed below.  As per   [ISO-8073], each TPDU consists of two parts: header and data.   It is EXTREMELY important to observe that TPKTs represent   "indivisible" units of data to the TS-user.  That is, a   T-DATA.REQUEST initiated by the TS-user at the sending end of a   connection should result in exactly one T-DATA.INDICATION being   generated (with exactly that data) for the TS-user at the receiving   end.  To ensure this behavior, it is critical that any INDICATION   event resulting from a TPKT be initiated ONLY after the entire TPKT   is fully received.  Furthermore, exactly one such INDICATION event   should be generated by the TS-peer.  The packet length field, as   described below, can accommodate on the order of 65K octets of user   data.  This should be well above the requirements of the size of any   SPDU (Session Protocol Data Unit) for any real implementation.  As a   result, version 1 of this protocol has no need to either fragment or   re-assemble TS-user data.  If an application arises which requires an   SPDU of size greater than 65K octets, this memo will be revised.   The format of the packet-header is as follows:       0                   1                   2                   3       0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |      vrsn     |    reserved   |          packet length        |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   where:      1.  vrsn                  8 bits         This field is always 1 for this memo.Cass & Rose                                                    [Page 16]

RFC 983                                                       April 1986ISO Transport Services on Top of the TCP      2.  packet length         16 bits (min=8, max=65535)         The length of entire packet in octets, including packet-header.   The format of the TPDU (to re-phrase from [ISO-8073]) depends on the   type of a TPDU.  All TPDUs start with a fixed-part header length and   the code.  The information following after the code varies, depending   on the value of the code.  In the context of this memo, the following   codes are valid:      CR: connect request      CC: connect confirm      DR: disconnect request      DT: data      ED: expedited data   The format of a CR or CC TPDU is:       0                   1                   2                   3       0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      | header length | code  | credit|     destination reference     |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |       source reference        | class |options| variable data |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |    ...        |      ...      |      ...      |      ...      |      |    ...        |      ...      |      ...      |      ...      |      |    ...        |   user data   |      ...      |      ...      |      |    ...        |      ...      |      ...      |      ...      |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   where:      3.  header length          8 bits (min=6, max=min(254,packet      length-6))         The TPDU-header length in octets including parameters but         excluding the header length field and user data (if any).Cass & Rose                                                    [Page 17]

RFC 983                                                       April 1986ISO Transport Services on Top of the TCP      4.  code                   4 bits         The type of TPDU.  Values, in the context of this memo, are:            value       meaning            -----       -------             14         CR: connection request  (binary 1110)             13         CC: connection confirm  (binary 1101)              8         DR: disconnect request  (binary 1000)             15         DT: data                (binary 1111)              1         ED: expedited data      (binary 0001)            all other   reserved      5.  credit                 4 bits         This field is always ZERO on output and ignored on input.      6.  destination reference 16 bits         This field is always ZERO on output and ignored on input.      7.  source reference      16 bits         This field is always ZERO on output and ignored on input.      8.  class                  4 bits         This field is always 4 (binary 0100) on output and ignored on         input. It is anticipated that future versions of this protocol         will make use of this field.      9.  options                4 bits         This field is always ZERO on output and ignored on input.      10.  variable data        (header length - 6) octets         This portion of the TPDU is of variable length.  For most         TPDUs, this portion is empty (the header length field of the         TPDU is exactly 6).  The contents of the variable data consist         of zero or more "parameters".  Each parameter has the following         format:            parameter code        1 octet in size            parameter length      1 octet in size, value is the number                                    of octets in parameter value            parameter value       parameter dataCass & Rose                                                    [Page 18]

RFC 983                                                       April 1986ISO Transport Services on Top of the TCP         Normally, the parameter length is 1 octet.  Any implementation         conforming to this version of the protocol must recognize all         parameter types listed in [ISO-8073].  With the exception of         the parameters listed below, these parameters are simply         ignored.         o   Parameter name:       Transport service access point                                   identifier (TSAP-ID) of the client         TSAP            Parameter code:        193 (binary 1100 0001)            Parameter length:      variable            Parameter value:       TSAP-ID attributes            Each TSAP-ID consists of 1 or more attributes.  Each            attribute has this format:               Attribute code      1 octet in size               Attribute length    1 octet in size, value is the number                                     of octets in attribute value               Attribute value     attribute data            In version 1 of this protocol, only two attributes are            defined. All others are reserved.               Attribute name:     Internet Address               Attribute code:     1               Attribute length:   6               Attribute value:    IP address (4 octets)                                   session port (2 octets, unsigned                                   integer)                  This attribute is ALWAYS required.  Values for session                  port can be found inAppendix A of this memo.               Attribute name:     Internet Address for Expedited Data               Attribute code:     2               Attribute length:   6               Attribute value:    IP address (4 octets)                                   TCP port (2 octets, unsigned integer)                  This attribute is required ONLY if expedited data is                  to be exchanged.  The attribute value is an <IP                  address, TCP port> pair designated by the TS-peer for                  use with expedited data.Cass & Rose                                                    [Page 19]

RFC 983                                                       April 1986ISO Transport Services on Top of the TCP         o   Parameter name:       TSAP-ID of the server TSAP            Parameter code:        194 (binary 1100 0010)            Parameter length:      variable            Parameter value:       TSAP-ID attributes         o   Parameter name:       Additional option selection            Parameter code:        198 (binary 1100 0110)            Parameter length:      1            Parameter value:       additional flags            The additional flags octet consists of 8-bits of optional            flags.  Only one bit is of interest to this memo, the            remaining bits should be ZERO on output and ignored on            input.  This bit indicates if the transport expedited data            service is to be used.  If this bit is set (bit mask 0000            0001) or this parameter does not appear in the TPDU, then            the expedited data service is requested.  If this parameter            appears in the TPDU and the bit is not set then the service            is disabled.  If the service is requested, then the TSAP-ID            of the sender of the TPDU must include an attribute            indicating the internet address to use for expedited data.         o   Parameter name:       Alternative protocol classes            Parameter code:        199 (binary 1100 0111)            Parameter length:      variable            Parameter value:       64 (binary 0100 0000) in each octet               This is used as a NOOP in the variable data.  Its use is               HIGHLY discouraged, but for those implementors who wish               to align the user data portion of the TPDU on word (or               page) boundaries, use of this parameter for filling is               recommended.      11.  user data            (packet length - header length - 5)                                   octets         This portion of the TPDU is actual user data, most probably one         or more SPDUs (session protocol data units).Cass & Rose                                                    [Page 20]

RFC 983                                                       April 1986ISO Transport Services on Top of the TCP   The format of a DR TPDU is:       0                   1                   2                   3       0 1  2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      | header length | code  | credit|     destination reference     |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |       source reference        |     reason    | variable data |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |    ...        |      ...      |      ...      |      ...      |      |    ...        |      ...      |      ...      |      ...      |      |      ...      |   user data   |      ...      |      ...      |      |    ...        |      ...      |      ...      |      ...      |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   The format of the fields is identical to those of a CR or CC TPDU,   with the following exceptions:   where:      8.  reason                        8 bits         This replaces the class/option fields of the CR or CC TPDU. Any         value, as specified in [ISO-8073], may be used in this field.         This memo makes use of several:            value       meaning            -----       -------              1         Congestion at TSAP              2         Session entity not attached to TSAP              3         Address unknown (at TCP connect time)            128+0       Normal disconnect initiated by the session                        entity            128+1       Remote transport entity congestion at connect                        request time            128+3       Connection negotiation failed            128+5       Protocol Error            128+8       Connection request refused on this network                        connectionCass & Rose                                                    [Page 21]

RFC 983                                                       April 1986ISO Transport Services on Top of the TCP   The format of a DT or ED TPDU is:       0                   1                   2                   3       0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-++-+-+-+      | header length | code  | credit|         TPDU-NR and EOT       |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |   user data   |      ...      |      ...      |      ...      |      |    ...        |      ...      |      ...      |      ...      |      |    ...        |      ...      |      ...      |      ...      |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   where:      After the credit field (which is always ZERO on output and ignored      on input), there is one additional field prior to the user data:      6.  TPDU-NR and EOT               16 bits         This field is always ZERO on output and ignored on input.7.  Expedited Data   This memo utilizes a second TCP connection to handle expedited data   and does not make use of the TCP URGENT mechanism.  The primary   disadvantage of this decision is that single-threaded implementations   of TCP may have some difficulty in supporting two simultaneous   connections.  There are however several advantages to this approach:      a.  Use of a single connection to implement the semantics of      expedited data implies that the TSAP peer manage a set of buffers      independent from TCP.  The peer would, upon indication of TCP      urgent information, have to buffer all preceeding TPKTs until the      TCP buffer was empty.  Expedited data would then be given to the      TS-user.  When the expedited data was flushed, then the buffered      (non-expedited) data could be passed up to the receiving user.      b.  It assumes that implementations support TCP urgency correctly.      This is perhaps an untrue assumption, particular in the case of      TCP urgency occuring when the send window is zero-sized.  Further,      it assumes that the implementations can signal this event to the      TCP-user in a meaningful fashion.  In a single-threaded      implementation, this is not likely.   Given a reasonable TCP implementation, the TS-peer need listen on twoCass & Rose                                                    [Page 22]

RFC 983                                                       April 1986ISO Transport Services on Top of the TCP   TCP sockets in either polling or interrupt mode.  When the TS-peer is   given data, the TCP must indicate which connection should be read   from.   The only tricky part of the protocol is that the client must be able   to start a passive OPEN for the expedited port, and then wait to read   from another connection.  In between the passive OPEN and the other   connection supplying data, the server will connect to the expedited   port, prior to sending data on the other connection.  To summarize   fromSection 5, the sequence of events, with respect to TCP, is:      time      client                          Server      ----      ------                          ------      0.                                        passive OPEN of port 102      1.        T-CONNECT.REQUEST from user                passive OPEN of expedited                port (non-blocking)      2.        active OPEN of port 102      3.        send CC TPKT      4.                                        port 102 connected      5.                                        receive CC TPKT                                                T-CONNECT.INDICATION to                                                user                                                T-CONNECT.RESPONSE from                                                user      6.                                        active OPEN to expedited                                                port      7.        expedited port connected      8.                                        send CR TPKT      9.        receive CR TPKT                verify expedited port                connected correctly   Multi-threaded implementations of TCP should be able to support this   sequence of events without any great difficulty.Cass & Rose                                                    [Page 23]

RFC 983                                                       April 1986ISO Transport Services on Top of the TCP8.  Conclusions   There are two design decisions which should be considered.  The first   deals with particular packet format used.  It should be obvious to   the reader that the TP packet format was adopted for use in this   memo.  Although this results in a few fields being ignored (e.g.,   source reference), it does not introduce an unacceptable amount of   overhead.  For example, on a connection request packet (the worst   case) there are 6 bytes of "zero on output, ignore on input" fields.   Considering that the packet overhead processing is fixed, requiring   that implementations allocate an additional 1.5 words is not   unreasonable!  Of course, it should be noted that some of these   fields (i.e., class) may be used in future versions of the protocol   as experience is gained.   The second decision deals with how the TCP and TSAP port space is   administered.  It is probably a very bad idea to take any   responsibility, whatsoever, for managing this addressing space, even   after ISO has stabilized.  There are two issues involved.  First, at   what level do the TCP and TSAP port spaces interact; second, who   defines what this interaction looks like.  With respect to the first,   it wholly undesirable to require that each TSAP port map to a unique   TCP port.  The administrative problems for the TCP "numbers czar (and   czarina)" would be non-trivial.  Therefore, it is desirable to   allocate a single TCP port, namely port 102, as the port where the   "ISO Transport Services" live in the TCP domain. Second, the   interaction defined inAppendix A of this memo is embryonic at best.   It will no doubt be replaced as soon as the ISO world reaches   convergence on how services are addressed in ISO TP. Therefore   readers (and implementors) are asked to keep in mind that this aspect   of the memo is guaranteed to change.  Unfortunately, the authors are   not permitted the luxury of waiting for a consensus in ISO.  As a   result, the minimal effort approach outlined in the appendix below   was adopted.   A prototype implementation of the protocol described by this memo is   available for 4.2BSD UNIX.  Interested parties should contact the   authors for a copy.  To briefly mention its implementation, a given   ISO service is implemented as a separate program.  A daemon listens   on TCP port 102, consults a database when a connection request packet   is received, and fires the appropriate program for the ISO service   requested.  Of course, given the nature of the BSD implementation of   TCP, as the child fires, responsibility of that particular connection   is delegated to the child; the daemon returns to listening for new   connection requests.  The prototype implementation consists of both   the daemon program and subroutine libraries which are loaded with   programs providing ISO services.Cass & Rose                                                    [Page 24]

RFC 983                                                       April 1986ISO Transport Services on Top of the TCP9.  References   [ISO-8072]   ISO.                "International Standard 8072.  Information Processing                Systems -- Open Systems Interconnection: Transport                Service Definition."                (June, 1984)   [ISO-8073]   ISO.                "International Standard 8073.  Information Processing                Systems -- Open Systems Interconnection: Transport                Protocol Specification."                (June, 1984)   [ISO-8327]   ISO.                "International Standard 8327.  Information Processing                Systems -- Open Systems Interconnection: Session                Protocol Specification."                (June, 1984)   [RFC-791]    Internet Protocol.                Request for Comments 791                (September, 1981)                (See also: MIL-STD-1777)   [RFC-793]    Transmission Control Protocol.                Request for Comments 793                (September, 1981)                (See also: MIL-STD-1778)   [RFC-960]    Assigned Numbers.                Request for Comments 960                (December, 1985)   [X.214]      CCITT.                "Recommendation X.214.  Transport Service Definitions                for Open Systems Interconnection (OSI) for CCITT                Applications."                (October, 1984)   [X.224]      CCITT.                "Recommendation X.224.  Transport Protocol Specification                for Open Systems Interconnection (OSI) for CCITT                Applications."                (October, 1984)Cass & Rose                                                    [Page 25]

RFC 983                                                       April 1986ISO Transport Services on Top of the TCP   [X.225]      CCITT.                "Recommendation X.225.  Session Protocol Specification                for Open Systems Interconnection (OSI) for CCITT                Applications."                (October, 1984)   [X.410]      CCITT.                "Recommendation X.410.  Message Handling Systems: Remote                Operations and Reliable Transfer Server."                (October, 1984)Appendix A:  Reserved TSAP IDs   Version 1 of this protocol uses a relatively simple encoding scheme   for TSAP IDs.  A TSAP ID is an attribute list containing two   parameters, a 32-bit IP address, and a 16-bit port number.  This is   used to identify both the client TSAP and the server TSAP.  When it   appears in a TPKT with code CR or CC, the TSAP ID is encoded in the   variable data part for the client TSAP as:       0                   1                   2                   3       0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |      193      |       8       |       1       |       6       |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |       a       |       b       |       c       |       d       |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |              port             |                               |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+         and for the server TSAP as:       0                   1                   2                   3       0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |      194      |       8       |       1       |       6       |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |       a       |       b       |       c       |       d       |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |              port             |                               |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   (Neither of these examples include an attribute for a TCP connection   for expedited data.  If one were present, the length of the TSAP ID   attribute would be 16 instead of 8, and the 8 bytes following the   Internet address would be "2" for the attribute code, "6" for theCass & Rose                                                    [Page 26]

RFC 983                                                       April 1986ISO Transport Services on Top of the TCP   attribute length, and then 6 octets for the Internet address to use   for expedited data, 4 octets for IP address, and 2 octets for TCP   port.)   Where [a.b.c.d] is the IP address of the host where the respective   TSAP peer resides, and port is a 16-bit unsigned integer describing   where in the TSAP port space the TS-user lives.      Port value        Designation      ----------        -----------          0             illegal         1-4096         privileged      4097-65535        user   The following table contains the list of the "official" TSAP ID port   numbers as of the first release of this memo.  It is expected that   future editions of the "Assigned Numbers" document[RFC-960] will   contain updates to this list.      Port    name        ISO service      ----    ----        -----------      1       echo        unofficial echo      2       sink        unofficial data sink      3       FTAM        File Transfer, Access, and Management      4       VTS         ISO-8571 Virtual Terminal Service      5       MHS         Message Handling System [X.411]                          CCITT X.400      6       JTM         Job Transfer and Manipulation                          ISO 8831/8832      7       CASE        Common Application Service Elements                          Kernel ISO-8650/2   If anyone knows of a list of "official" ISO services, the authors   would be very interested.Cass & Rose                                                    [Page 27]

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