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INTERNET STANDARD
Updated by:8314Errata Exist
Internet Engineering Task Force (IETF)                        R. GellensRequest for Comments: 6409                         QUALCOMM IncorporatedSTD: 72                                                       J. KlensinObsoletes:4409                                            November 2011Category: Standards TrackISSN: 2070-1721Message Submission for MailAbstract   This memo splits message submission from message relay, allowing each   service to operate according to its own rules (for security, policy,   etc.), and specifies what actions are to be taken by a submission   server.   Message relay is unaffected, and continues to use SMTP over port 25.   When conforming to this document, message submission uses the   protocol specified here, normally over port 587.   This separation of function offers a number of benefits, including   the ability to apply specific security or policy requirements.Status of This Memo   This is an Internet Standards Track document.   This document is a product of the Internet Engineering Task Force   (IETF).  It represents the consensus of the IETF community.  It has   received public review and has been approved for publication by the   Internet Engineering Steering Group (IESG).  Further information on   Internet Standards is available inSection 2 of RFC 5741.   Information about the current status of this document, any errata,   and how to provide feedback on it may be obtained athttp://www.rfc-editor.org/info/rfc6409.Gellens & Klensin            Standards Track                    [Page 1]

RFC 6409               Message Submission for Mail         November 2011Copyright Notice   Copyright (c) 2011 IETF Trust and the persons identified as the   document authors.  All rights reserved.   This document is subject toBCP 78 and the IETF Trust's Legal   Provisions Relating to IETF Documents   (http://trustee.ietf.org/license-info) in effect on the date of   publication of this document.  Please review these documents   carefully, as they describe your rights and restrictions with respect   to this document.  Code Components extracted from this document must   include Simplified BSD License text as described in Section 4.e of   the Trust Legal Provisions and are provided without warranty as   described in the Simplified BSD License.Gellens & Klensin            Standards Track                    [Page 2]

RFC 6409               Message Submission for Mail         November 2011Table of Contents1. Introduction ....................................................42. Document Information ............................................52.1. Definitions of Terms Used in This Memo .....................52.2. Conventions Used in This Document ..........................63. Message Submission ..............................................63.1. Submission Identification ..................................63.2. Message Rejection and Bouncing .............................63.3. Authorized Submission ......................................74. Mandatory Actions ...............................................84.1. General Submission Rejection Code ..........................84.2. Ensure All Domains Are Fully Qualified .....................84.3. Require Authentication .....................................85. Recommended Actions .............................................95.1. Enforce Address Syntax .....................................95.2. Log Errors .................................................95.3. Apply Shorter Timeouts .....................................96. Optional Actions ...............................................106.1. Enforce Submission Rights .................................106.2. Enforce Permissions .......................................106.3. Check Message Data ........................................106.4. Support for the Postmaster Address ........................106.5. Adjust Character Encodings ................................117. Interaction with SMTP Extensions ...............................128. Message Modifications ..........................................138.1. Add 'Sender' ..............................................148.2. Add 'Date' ................................................148.3. Add 'Message-ID' ..........................................148.4. Transfer Encode ...........................................148.5. Sign the Message ..........................................148.6. Encrypt the Message .......................................148.7. Resolve Aliases ...........................................158.8. Header Rewriting ..........................................159. Security Considerations ........................................1510. IANA Considerations ...........................................1611. Acknowledgments ...............................................1612. References ....................................................1712.1. Normative References .....................................1712.2. Informative References ...................................17Appendix A. Major Changes fromRFC 4409 ...........................20Gellens & Klensin            Standards Track                    [Page 3]

RFC 6409               Message Submission for Mail         November 20111.  Introduction   SMTP [SMTP-MTA] was defined as a message *transfer* protocol, that   is, a means to route (if needed) and deliver finished (complete)   messages.   Message Transfer Agents (MTAs) are not supposed to alter the message   text, except to add 'Received', 'Return-Path', and other header   fields as required by [SMTP-MTA].  However, SMTP is now also widely   used as a message *submission* protocol, that is, a means for Message   User Agents (MUAs) to introduce new messages into the MTA routing   network.  The process that accepts message submissions from MUAs is   termed a "Message Submission Agent" (MSA).   In order to permit unconstrained communications, SMTP is not often   authenticated during message relay.   Authentication and authorization of initial submissions have become   increasingly important, driven by changes in security requirements   and rising expectations that submission servers take responsibility   for the message traffic they originate.   For example, due to the prevalence of machines that have worms,   viruses, or other malicious software that generate large amounts of   spam, many sites now prohibit outbound traffic on the standard SMTP   port (port 25), funneling all mail submissions through submission   servers.   In addition to authentication and authorization issues, messages   being submitted are, in some cases, finished (complete) messages and,   in other cases, are unfinished (incomplete) in one or more aspects.   Unfinished messages may need to be completed to ensure they conform   to the Message Format specification [MESSAGE-FORMAT] and related   requirements.  For example, the message may lack a proper 'Date'   header field, and domains might not be fully qualified.  In some   cases, the MUA may be unable to generate finished messages (e.g., it   might not know its time zone).  Even when submitted messages are   complete, local site policy may dictate that the message text be   examined or modified in some way, e.g., to conceal local name or   address spaces.  Such completions or modifications have been shown to   cause harm when performed by downstream MTAs -- that is, MTAs after   the first-hop submission MTA -- and are, in general, considered to be   outside the province of standardized MTA functionality.Gellens & Klensin            Standards Track                    [Page 4]

RFC 6409               Message Submission for Mail         November 2011   Separating messages into submissions and transfers allows developers   and network administrators to do the following more easily:   o  Implement security policies and guard against unauthorized mail      relaying or injection of unsolicited bulk mail.   o  Implement authenticated submission, including off-site submission      by authorized users such as travelers.   o  Separate the relevant software code differences, thereby making      each code base more straightforward and allowing for different      programs for relay and submission.   o  Detect configuration problems with a site's mail clients.   o  Provide a basis for adding enhanced submission services.   This memo describes a low-cost, deterministic means for messages to   be identified as submissions, and it specifies what actions are to be   taken by a submission server.2.  Document Information2.1.  Definitions of Terms Used in This Memo   Many of the concepts and terms used in this document are defined in   [SMTP-MTA]; familiarity with those documents is assumed here.   Fully Qualified   Containing or consisting of a domain that can be globally resolved   using the Domain Name Service, that is, not a local alias or partial   specification.   Message Submission Agent (MSA)   A process that conforms to this specification.  An MSA acts as a   submission server to accept messages from MUAs, and it either   delivers them or acts as an SMTP client to relay them to an MTA.   Message Transfer Agent (MTA)   A process that conforms to [SMTP-MTA].  An MTA acts as an SMTP server   to accept messages from an MSA or another MTA, and it either delivers   them or acts as an SMTP client to relay them to another MTA.Gellens & Klensin            Standards Track                    [Page 5]

RFC 6409               Message Submission for Mail         November 2011   Message User Agent (MUA)   A process that acts (often on behalf of a user and with a user   interface) to compose and submit new messages, and to process   delivered messages.   For delivered messages, the receiving MUA may obtain and process the   message according to local conventions or, in what is commonly   referred to as a split-MUA model, Post Office Protocol [POP3] or IMAP   [IMAP4] is used to access delivered messages, whereas the protocol   defined here (or SMTP) is used to submit messages.2.2.  Conventions Used in This Document   Examples use the 'example.net' domain.   The key words "MUST", "MUST NOT", "SHOULD", "SHOULD NOT", and "MAY"   in this document are to be interpreted as defined in [KEYWORDS].3.  Message Submission3.1.  Submission Identification   Port 587 is reserved for email message submission as specified in   this document.  Messages received on this port are defined to be   submissions.  The protocol used is ESMTP [SMTP-MTA], with additional   restrictions or allowances as specified here.   Although most email clients and servers can be configured to use port   587 instead of 25, there are cases where this is not possible or   convenient.  A site MAY choose to use port 25 for message submission   by designating some hosts to be MSAs and others to be MTAs.3.2.  Message Rejection and Bouncing   MTAs and MSAs MAY implement message rejection rules that rely, in   part, on whether the message is a submission or a relay.   For example, some sites might configure their MTAs to reject all RCPT   commands for messages that do not reference local users, and they   might configure their MSA to reject all message submissions that do   not come from authorized users, with authorization based on either   the authenticated identity or the submitting endpoint being within a   protected IP environment.   NOTE: It is better to reject a message than to risk sending one that   is damaged.  This is especially true for problems that are   correctable by the MUA, for example, an invalid 'From' field.Gellens & Klensin            Standards Track                    [Page 6]

RFC 6409               Message Submission for Mail         November 2011   If an MSA is not able to determine a return path to the submitting   user, from a valid MAIL FROM, a valid source IP address, or based on   authenticated identity, then the MSA SHOULD immediately reject the   message.  A message can be immediately rejected by returning a 550   code to the MAIL command.   Note that a null return path, that is, MAIL FROM:<>, is permitted and   MUST NOT, in itself, be cause for rejecting a message.  (MUAs need to   generate null return-path messages for a variety of reasons,   including disposition notifications.)   Except in the case where the MSA is unable to determine a valid   return path for the message being submitted, text in this   specification that instructs an MSA to issue a rejection code MAY be   complied with by accepting the message and subsequently generating a   bounce message.  (That is, if the MSA is going to reject a message   for any reason except being unable to determine a return path, it can   optionally do an immediate rejection or accept the message and then   mail a bounce.)   NOTE: In the normal case of message submission, immediately rejecting   the message is preferred, as it gives the user and MUA direct   feedback.  To properly handle delayed bounces, the client MUA needs   to maintain a queue of messages it has submitted and match bounces to   them.  Note that many contemporary MUAs do not have this capability.3.3.  Authorized Submission   Numerous methods have been used to ensure that only authorized users   are able to submit messages.  These methods include authenticated   SMTP, IP address restrictions, secure IP and other tunnels, and prior   POP authentication.   Authenticated SMTP [SMTP-AUTH] has seen widespread deployment.  It   allows the MSA to determine an authorization identity for the message   submission, one that is not tied to other protocols.   IP address restrictions are very widely implemented, but they do not   allow for travelers and similar situations, and they can be easily   spoofed unless all transport paths between the MUA and MSA are   trustworthy.   Secure IP [IPSEC], and other encrypted and authenticated tunneling   techniques, can also be used and provide additional benefits of   protection against eavesdropping and traffic analysis.   Requiring a POP [POP3] authentication (from the same IP address)   within some amount of time (e.g., 20 minutes) prior to the start of aGellens & Klensin            Standards Track                    [Page 7]

RFC 6409               Message Submission for Mail         November 2011   message submission session has also been used, but this does impose   restrictions on clients as well as servers, which may cause   difficulties.  Specifically, the client must do a POP authentication   before an SMTP submission session, and not all clients are capable   and configured for this.  Also, the MSA must coordinate with the POP   server, which may be difficult.  There is also a window during which   an unauthorized user can submit messages and appear to be a   previously authorized user.  Since it is dependent on the MUA's IP   addresses, this technique is substantially as subject to IP address   spoofing as validation based on known IP addresses alone (see above).4.  Mandatory Actions   An MSA MUST do all of the following:4.1.  General Submission Rejection Code   Unless covered by a more precise response code, response code 554 is   to be used to reject a MAIL, RCPT, or DATA command that contains   something improper.4.2.  Ensure All Domains Are Fully Qualified   The MSA MUST ensure that all domains in the SMTP envelope are fully   qualified.   If the MSA examines or alters the message text in any way, except to   add trace header fields [SMTP-MTA], it MUST ensure that all domains   in address header fields are fully qualified.   Reply code 554 is to be used to reject a MAIL, RCPT, or DATA command   that contains improper domain references.   A frequent local convention is to accept single-level domains (e.g.,   'sales') and then to expand the reference by adding the remaining   portion of the domain name (e.g., to 'sales.example.net').  Local   conventions that permit single-level domains SHOULD reject, rather   than expand, incomplete multi-level domains (e.g., 'squeaky.sales'),   since such expansion is particularly risky.4.3.  Require Authentication   The MSA MUST, by default, issue an error response to the MAIL command   if the session has not been authenticated using [SMTP-AUTH], unless   it has already independently established authentication or   authorization (such as being within a protected subnetwork).Section 3.3 discusses authentication mechanisms.Gellens & Klensin            Standards Track                    [Page 8]

RFC 6409               Message Submission for Mail         November 2011   Reply code 530 [SMTP-AUTH] is used for this purpose.5.  Recommended Actions   The MSA SHOULD do all of the following.5.1.  Enforce Address Syntax   An MSA SHOULD reject messages with illegal syntax in a sender or   recipient SMTP envelope address.   If the MSA examines or alters the message text in any way, except to   add trace header fields, it SHOULD reject messages with illegal   address syntax in address header fields.   Reply code 501 is to be used to reject a MAIL or RCPT command that   contains a detectably improper address.   When addresses are resolved after submission of the message body,   reply code 554 (with a suitable enhanced status code from   [SMTP-CODES]) is used after end-of-data, if the message contains   invalid addresses in the header.5.2.  Log Errors   The MSA SHOULD log message errors, especially apparent   misconfigurations of client software.   It can be very helpful to notify the administrator when problems are   detected with local mail clients.  This is another advantage of   distinguishing submission from relay: system administrators might be   interested in local configuration problems, but not in client   problems at other sites.   Note that it is important to impose limits on such logging to prevent   certain forms of denial-of-service (DoS) attacks.5.3.  Apply Shorter Timeouts   The timeouts specified inSection 4.5.3.2 of RFC 5321 [SMTP-MTA] are   designed to deal with the many types of situations that can be   encountered on the public Internet.  The relationship among clients   and servers corresponding to this specification is typically much   closer and more predictable.  Submission clients behave differently   from relay client in some areas, especially tolerance for timeouts.   In practice, message submission clients tend to have short timeouts   (perhaps 2-5 minutes for a reply to any command).  Submission servers   SHOULD respond to any command (even DATA) in fewer than 2 minutes.Gellens & Klensin            Standards Track                    [Page 9]

RFC 6409               Message Submission for Mail         November 2011   When the submission server has a close administrative and/or network   relationship with the submission client(s) -- e.g., with a webmail   interface calling on a tightly bound submission server -- mutual   agreement on much shorter timeouts MAY be appropriate.6.  Optional Actions   The MSA MAY do any of the following.6.1.  Enforce Submission Rights   The MSA MAY issue an error response to a MAIL command if the address   in MAIL FROM appears to have insufficient submission rights or is not   authorized with the authentication used (if the session has been   authenticated).   Reply code 550 with an appropriate enhanced status code per   [SMTP-CODES], such as 5.7.1, is used for this purpose.6.2.  Enforce Permissions   The MSA MAY issue an error response to a RCPT command if inconsistent   with the permissions given to the user (if the session has been   authenticated).   Reply code 550 with an appropriate enhanced status code per   [SMTP-CODES], such as 5.7.1, is used for this purpose.6.3.  Check Message Data   The MSA MAY issue an error response to the DATA command or send a   failure result after end-of-data if the submitted message is   syntactically invalid, seems inconsistent with permissions given to   the user (if known), or violates site policy in some way.   Reply code 554 is used for syntactic problems in the data.  Reply   code 501 is used if the command itself is not syntactically valid.   Reply code 550 with an appropriate enhanced status code per   [SMTP-CODES] (such as 5.7.1) is used to reject based on the   submitting user.  Reply code 550 with an appropriate enhanced status   code (such as 5.7.0) is used if the message violates site policy.6.4.  Support for the Postmaster Address   If appropriate under local conditions and to facilitate conformance   with the "postmaster" requirements of [SMTP-MTA], the MSA MAY permit   a reduced degree of authentication for mail addressed to the   "postmaster" (or one of its alternate spelling forms, seeGellens & Klensin            Standards Track                   [Page 10]

RFC 6409               Message Submission for Mail         November 2011   [SMTP-MTA]), in one or more domains, as compared to requirements   enforced for other addresses.  Among other benefits, this provides an   address of last resort that can be used by authorized users to report   problems that otherwise prevent them from submitting mail.6.5.  Adjust Character Encodings   Subject to limits imposed by other protocols and specifications, the   MSA MAY convert among character sets or string encodings to improve   message usefulness, likelihood of delivery, or conformance with other   specifications or recommendations.  Such conversions MAY include,   when necessary, replacement of addresses whose encoding does not   conform toRFC 5321 with ones that do, using information available   out of band.Gellens & Klensin            Standards Track                   [Page 11]

RFC 6409               Message Submission for Mail         November 20117.  Interaction with SMTP Extensions   The following table lists Standards Track and Experimental SMTP   extensions whose documents do not explicitly specify their   applicability to this protocol.  Listed are the EHLO keyword, name,   an indication as to the use of the extension on the submit port, and   a reference.+--------------------+----------------------+--------+-----------------+| Keyword            | Name                 |Sub-    | Reference       ||                    |                      |mission |                 |+--------------------+----------------------+--------+-----------------+|PIPELINING          |Pipelining            |SHOULD  |[PIPELINING]     ||ENHANCEDSTATUSCODES |Enhanced Status Codes |SHOULD  |[CODES-EXTENSION]||ETRN                |Extended Turn         |MUST NOT|[ETRN]           ||   ...              |Extended Codes        |SHOULD  |[SMTP-CODES]     ||DSN                 |Delivery Status       |SHOULD  |[DSN]            ||                    |  Notification        |        |                 ||SIZE                |Message size          |MAY     |[SIZE]           ||   ...              |521 reply code        |MUST NOT|[REPLY-521]      ||CHECKPOINT          |Checkpoint/Restart    |MAY     |[CHECKPOINT]     ||BINARYMIME          |Binary MIME           |MAY     |[CHUNKING]       ||CHUNKING            |Chunking              |MAY     |[CHUNKING]       ||8BITMIME            |Use 8-bit data        |SHOULD  |[RFC6152]        ||AUTH                |Authentication        |MUST    |[SMTP-AUTH]      ||STARTTLS            |Start TLS             |MAY     |[START-TLS]      ||NO-SOLICITING       |Notification of       |MAY     |[RFC3865]        ||                    |  no soliciting       |        |                 ||MTRK                |Message Tracking      |MAY     |[MSG-TRACK]      ||ATRN                |On-Demand Relay       |MUST NOT|[RFC2645]        ||DELIVERBY           |Deliver By            |MAY     |[RFC2852]        ||CONPERM             |Content Conversion    |MAY     |[RFC4141]        ||                    |  Permission          |        |                 ||CONNEG              |Content Conversion    |MAY     |[RFC4141]        ||                    |  Negotiation         |        |                 |+--------------------+----------------------+--------+-----------------+                             Table 1   Future SMTP extensions SHOULD explicitly specify if they are valid on   the Submission port.   Some SMTP extensions are especially useful for message submission:   Extended Status Codes [SMTP-CODES] SHOULD be supported and used   according to [CODES-EXTENSION].  This permits the MSA to notify the   client of specific configuration or other problems in more detail   than the response codes listed in this memo.  Because some rejectionsGellens & Klensin            Standards Track                   [Page 12]

RFC 6409               Message Submission for Mail         November 2011   are related to a site's security policy, care should be used not to   expose more detail to unauthenticated senders than is needed.   [PIPELINING] SHOULD be supported by the MSA.   [SMTP-AUTH] allows the MSA to validate the authority and determine   the identity of the submitting user and MUST be supported by the MSA.   [START-TLS] is the most widely used mechanism, at the time this   document was written, that allows the MUA and MSA to protect message   submission integrity and privacy.   Any references to the DATA command in this memo also refer to any   substitutes for DATA, such as the BDAT command used with [CHUNKING].8.  Message Modifications   Sites MAY modify submissions to ensure compliance with standards and   site policy.  This section describes a number of such modifications   that are often considered useful.   NOTE: As a matter of guidance for local decisions to implement   message modification, a paramount rule is to limit such actions to   remedies for specific problems that have clear solutions.  This is   especially true with address elements.  For example, indiscriminately   appending a domain to an address or element that lacks one typically   results in more broken addresses.  An unqualified address must be   verified to be a valid local part in the domain before the domain can   be safely added.   Any message forwarded or delivered by the MSA MUST conform to the   requirements of [SMTP-MTA] and [MESSAGE-FORMAT] or the requirements   permitted by extensions that are supported by the MSA and accepted by   the next-hop server.   Message modification can affect the validity of an existing message   signature, such as by DomainKeys Identified Mail (DKIM) [DKIM],   Pretty Good Privacy (PGP) [RFC4880], or Secure MIME (S/MIME)   [RFC5751], and can render the signature invalid.  This, in turn, can   affect message handling by later receivers, such as filtering engines   that consider the presence or absence of a valid signature.Gellens & Klensin            Standards Track                   [Page 13]

RFC 6409               Message Submission for Mail         November 20118.1.  Add 'Sender'   The MSA MAY add or replace the 'Sender' field, if the identity of the   sender is known and this is not given in the 'From' field.   The MSA MUST ensure that any address it places in a 'Sender' field   is, in fact, a valid mail address.8.2.  Add 'Date'   The MSA MAY add a 'Date' field to the submitted message, if it lacks   it, or correct the 'Date' field if it does not conform to   [MESSAGE-FORMAT] syntax.8.3.  Add 'Message-ID'   The MSA SHOULD add or replace the 'Message-ID' field, if it lacks it,   or it is not valid syntax (as defined by [MESSAGE-FORMAT]).  Note   that a number of clients still do not generate 'Message-ID' fields.8.4.  Transfer Encode   The MSA MAY apply transfer encoding to the message according to MIME   conventions, if needed and not harmful to the MIME type.8.5.  Sign the Message   The MSA MAY (digitally) sign or otherwise add authentication   information to the message.8.6.  Encrypt the Message   The MSA MAY encrypt the message for transport to reflect   organizational policies.   NOTE: To be useful, the addition of a signature and/or encryption by   the MSA generally implies that the connection between the MUA and MSA   must, itself, be secured in some other way, for example, by operating   inside of a secure environment, by securing the submission connection   at the transport layer, or by using an [SMTP-AUTH] mechanism that   provides for session integrity.Gellens & Klensin            Standards Track                   [Page 14]

RFC 6409               Message Submission for Mail         November 20118.7.  Resolve Aliases   The MSA MAY resolve and rewrite aliases (e.g., Canonical Name (CNAME)   records) for domain names, in the SMTP envelope and/or in address   fields of the header, subject to local policy.   NOTE: SMTP [SMTP-MTA] prohibits the use of domain name aliases in   addresses and the session-opening announcement.  As with other SMTP   requirements,RFC 5321 effectively prohibits an MSA from forwarding   such messages into the public Internet.  Nonetheless, unconditionally   resolving aliases could be harmful.  For example, if www.example.net   and ftp.example.net are both aliases for mail.example.net, rewriting   them could lose useful information.8.8.  Header Rewriting   The MSA MAY rewrite local parts and/or domains in the SMTP envelope   and, optionally, in address fields of the header, according to local   policy.  For example, a site may prefer to rewrite 'JRU' as   'J.Random.User' in order to hide login names and/or to rewrite   'squeaky.sales.example.net' as 'zyx.example.net' to hide machine   names and make it easier to move users.   However, only addresses, local-parts, or domains that match specific   local MSA configuration settings should be altered.  It would be very   dangerous for the MSA to apply data-independent rewriting rules, such   as always deleting the first element of a domain name.  So, for   example, a rule that strips the leftmost element of the domain, if   the complete domain matches '*.foo.example.net', would be acceptable.   The MSA MUST NOT rewrite a forward-pointing (destination) address in   a way that violates the constraints of [SMTP-MTA] on modifications of   local-parts.  Changes to addressing and encoding, carried out in   conjunction with the action ofSection 6.5, do not violate this   principle if the MSA has sufficient information available to   successfully and accurately apply the substitution.9.  Security Considerations   Separation of submission and relay of messages allows a site to   implement different policies for the two types of services, including   requiring the use of additional security mechanisms for one or both.   It can do this in a way that is simpler, both technically and   administratively.  This increases the likelihood that policies will   be applied correctly.Gellens & Klensin            Standards Track                   [Page 15]

RFC 6409               Message Submission for Mail         November 2011   Separation also can aid in tracking and preventing unsolicited bulk   email.   For example, a site could configure its mail servers such that the   MSA requires authentication before accepting a message, and the MTA   rejects all RCPT commands for non-local users.  This can be an   important element in a site's total email security policy.   If a site fails to require any form of authorization for message   submissions (seeSection 3.3 for discussion), it is allowing open use   of its resources and name; unsolicited bulk email can be injected   using its facilities.Section 3 includes further discussion of issues with some   authentication methods.Section 5.2 includes a cautionary note that unlimited logging can   enable certain forms of denial-of-service attacks.10.  IANA Considerations   The entries in Table 1 have been corrected (reference for NO-   SOLICITING) and extended (ATRN, DELIVERBY, CONPERM, and CONNEG).  The   "SMTP Service Extensions" registry has been updated to reflect the   changed and new entries.  Entries in the registry that do not appear   in the table above are correct and should not be altered.   The entry in the "SMTP Service Extensions" registry forRFC 4409 has   been updated to reference this document.  The original reference for   Submit (RFC 2476), which should have been corrected earlier, has also   been updated to point to this document.   The entry in the "Service Name and Transport Protocol Port Number   Registry" for port 587 has been updated to point to this document.11.  Acknowledgments   The preparation and development of the current version of this   specification was stimulated by discussions in the IETF YAM and EAI   Working Groups.  Dave Crocker, Subramanian Moonesamy, Barry Leiba,   John Levine, and others provided text that appeared in this document   or versions leading up to it.   Nathaniel Borenstein and Barry Leiba were instrumental in the   development ofRFC 4409, the update toRFC 2476.   The original memo (RFC 2476) was developed, in part, based on   comments and discussions that took place on and off the IETF-SubmitGellens & Klensin            Standards Track                   [Page 16]

RFC 6409               Message Submission for Mail         November 2011   mailing list.  The help of those who took the time to review that   document and make suggestions is appreciated, especially that of Dave   Crocker, Ned Freed, Keith Moore, John Myers, and Chris Newman.   Special thanks to Harald Alvestrand, who got this effort started.12.  References12.1.  Normative References   [KEYWORDS]   Bradner, S., "Key words for use in RFCs to Indicate                Requirement Levels",BCP 14,RFC 2119, March 1997.   [SMTP-AUTH]  Siemborski, R. and A. Melnikov, "SMTP Service Extension                for Authentication",RFC 4954, July 2007.   [SMTP-MTA]   Klensin, J., "Simple Mail Transfer Protocol",RFC 5321,                October 2008.12.2.  Informative References   [CHECKPOINT] Crocker, D. and N. Freed, "SMTP Service Extension for                Checkpoint/Restart",RFC 1845, September 1995.   [CHUNKING]   Vaudreuil, G., "SMTP Service Extensions for Transmission                of Large and Binary MIME Messages",RFC 3030,                December 2000.   [CODES-EXTENSION]                Freed, N., "SMTP Service Extension for Returning                Enhanced Error Codes",RFC 2034, October 1996.   [DKIM]       Crocker, D., Hansen, T., and M. Kucherawy, "DomainKeys                Identified Mail (DKIM) Signatures",RFC 6376,                September 2011.   [DSN]        Moore, K., "Simple Mail Transfer Protocol (SMTP) Service                Extension for Delivery Status Notifications (DSNs)",RFC 3461, January 2003.   [ETRN]       De Winter, J., "SMTP Service Extension for Remote                Message Queue Starting",RFC 1985, August 1996.   [IMAP4]      Crispin, M., "INTERNET MESSAGE ACCESS PROTOCOL - VERSION                4rev1",RFC 3501, March 2003.   [IPSEC]      Kent, S. and K. Seo, "Security Architecture for the                Internet Protocol",RFC 4301, December 2005.Gellens & Klensin            Standards Track                   [Page 17]

RFC 6409               Message Submission for Mail         November 2011   [MESSAGE-FORMAT]                Resnick, P., Ed., "Internet Message Format",RFC 5322,                October 2008.   [MSG-TRACK]  Allman, E. and T. Hansen, "SMTP Service Extension for                Message Tracking",RFC 3885, September 2004.   [PIPELINING] Freed, N., "SMTP Service Extension for Command                Pipelining", STD 60,RFC 2920, September 2000.   [POP3]       Myers, J. and M. Rose, "Post Office Protocol - Version                3", STD 53,RFC 1939, May 1996.   [REPLY-521]  Durand, A. and F. Dupont, "SMTP 521 Reply Code",RFC 1846, September 1995.   [RFC2645]    Gellens, R., "ON-DEMAND MAIL RELAY (ODMR) SMTP with                Dynamic IP Addresses",RFC 2645, August 1999.   [RFC2852]    Newman, D., "Deliver By SMTP Service Extension",RFC 2852, June 2000.   [RFC3865]    Malamud, C., "A No Soliciting Simple Mail Transfer                Protocol (SMTP) Service Extension",RFC 3865,                September 2004.   [RFC4141]    Toyoda, K. and D. Crocker, "SMTP and MIME Extensions for                Content Conversion",RFC 4141, November 2005.   [RFC4880]    Callas, J., Donnerhacke, L., Finney, H., Shaw, D., and                R.  Thayer, "OpenPGP Message Format",RFC 4880,                November 2007.   [RFC5751]    Ramsdell, B. and S. Turner, "Secure/Multipurpose                Internet Mail Extensions (S/MIME) Version 3.2 Message                Specification",RFC 5751, January 2010.   [RFC6152]    Klensin, J., Freed, N., Rose, M., and D. Crocker, "SMTP                Service Extension for 8-bit MIME Transport", STD 71,RFC 6152, March 2011.   [SIZE]       Klensin, J., Freed, N., and K. Moore, "SMTP Service                Extension for Message Size Declaration", STD 10,RFC 1870, November 1995.Gellens & Klensin            Standards Track                   [Page 18]

RFC 6409               Message Submission for Mail         November 2011   [SMTP-CODES] Vaudreuil, G., "Enhanced Mail System Status Codes",RFC 3463, January 2003.   [START-TLS]  Hoffman, P., "SMTP Service Extension for Secure SMTP                over Transport Layer Security",RFC 3207, February 2002.Gellens & Klensin            Standards Track                   [Page 19]

RFC 6409               Message Submission for Mail         November 2011Appendix A.  Major Changes fromRFC 4409   The protocol specified by this document is not substantively   different from that ofRFC 4409.  However, the present specification   contains several clarifications and updates to reflect changes and   revisions to other documents subsequent to the publication ofRFC4409.  The following specific changes may be of interest to some   readers.   o  Updated several references to reflect more recent versions of the      various specifications.  As part of this, reclassifiedRFC 4954 to      a normative reference (SMTP AUTH is a MUST forRFC 4409 and this      specification).   o  Updated the text inSection 7 to reflect the existence and partial      population of the registry and the included table (Table 1) to      correct one entry and add others.  SeeSection 10 for more      information.   o  Added new text (Section 5.3) to clarify that Submission Servers      should respond quickly.   o  Added text to make it explicit that character encoding changes are      permitted.   o  Added text to make it clear that modifications to signed messages      may cause problems and that they should be carefully considered.Authors' Addresses   Randall Gellens   QUALCOMM Incorporated   5775 Morehouse Drive   San Diego, CA  92121-2779   USA   EMail: rg+ietf@qualcomm.com   John C Klensin   1770 Massachusetts Ave, #322   Cambridge, MA  02140   USA   Phone: +1 617 491 5735   EMail: john-ietf@jck.comGellens & Klensin            Standards Track                   [Page 20]

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