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INFORMATIONAL
Internet Research Task Force (IRTF)                        A. Dutta, Ed.Request for Comments: 6252                                    V. FajardoCategory: Informational                                           NIKSUNISSN: 2070-1721                                                  Y. Ohba                                                             K. Taniuchi                                                                 Toshiba                                                          H. Schulzrinne                                                          Columbia Univ.                                                               June 2011A Framework of Media-Independent Pre-Authentication (MPA) forInter-Domain Handover OptimizationAbstract   This document describes Media-independent Pre-Authentication (MPA), a   new handover optimization mechanism that addresses the issues on   existing mobility management protocols and mobility optimization   mechanisms to support inter-domain handover.  MPA is a mobile-   assisted, secure handover optimization scheme that works over any   link layer and with any mobility management protocol, and is most   applicable to supporting optimization during inter-domain handover.   MPA's pre-authentication, pre-configuration, and proactive handover   techniques allow many of the handoff-related operations to take place   before the mobile node has moved to the new network.  We describe the   details of all the associated techniques and their applicability for   different scenarios involving various mobility protocols during   inter-domain handover.  We have implemented the MPA mechanism for   various network-layer and application-layer mobility protocols, and   we report a summary of experimental performance results in this   document.   This document is a product of the IP Mobility Optimizations (MOBOPTS)   Research Group.Status of This Memo   This document is not an Internet Standards Track specification; it is   published for informational purposes.   This document is a product of the Internet Research Task Force   (IRTF).  The IRTF publishes the results of Internet-related research   and development activities.  These results might not be suitable for   deployment.  This RFC represents the consensus of the MOBOPTS   Research Group of the Internet Research Task Force (IRTF).  Documents   approved for publication by the IRSG are not a candidate for any   level of Internet Standard; seeSection 2 of RFC 5741.Dutta, et al.                 Informational                     [Page 1]

RFC 6252                      MPA Framework                    June 2011   Information about the current status of this document, any errata,   and how to provide feedback on it may be obtained athttp://www.rfc-editor.org/info/rfc6252.Copyright Notice   Copyright (c) 2011 IETF Trust and the persons identified as the   document authors.  All rights reserved.   This document is subject toBCP 78 and the IETF Trust's Legal   Provisions Relating to IETF Documents   (http://trustee.ietf.org/license-info) in effect on the date of   publication of this document.  Please review these documents   carefully, as they describe your rights and restrictions with respect   to this document.Table of Contents1. Introduction ....................................................31.1. Specification of Requirements ..............................51.2. Performance Requirements ...................................52. Terminology .....................................................73. Handover Taxonomy ...............................................74. Related Work ...................................................115. Applicability of MPA ...........................................126. MPA Framework ..................................................136.1. Overview ..................................................136.2. Functional Elements .......................................146.3. Basic Communication Flow ..................................167. MPA Operations .................................................207.1. Discovery .................................................217.2. Pre-Authentication in Multiple-CTN Environment ............227.3. Proactive IP Address Acquisition ..........................237.3.1. PANA-Assisted Proactive IP Address Acquisition .....247.3.2. IKEv2-Assisted Proactive IP Address Acquisition ....24           7.3.3. Proactive IP Address Acquisition Using                  DHCPv4 Only ........................................24           7.3.4. Proactive IP Address Acquisition Using Stateless                  Autoconfiguration ..................................267.4. Tunnel Management .........................................267.5. Binding Update ............................................287.6. Preventing Packet Loss ....................................297.6.1. Packet Loss Prevention in Single-Interface MPA .....297.6.2. Preventing Packet Losses for Multiple Interfaces ...297.6.3. Reachability Test ..................................30Dutta, et al.                 Informational                     [Page 2]

RFC 6252                      MPA Framework                    June 20117.7. Security and Mobility .....................................317.7.1. Link-Layer Security and Mobility ...................317.7.2. IP-Layer Security and Mobility .....................327.8. Authentication in Initial Network Attachment ..............338. Security Considerations ........................................339. Acknowledgments ................................................3410. References ....................................................3410.1. Normative References .....................................3410.2. Informative References ...................................36Appendix A. Proactive Duplicate Address Detection .................40Appendix B. Address Resolution ....................................41Appendix C. MPA Deployment Issues .................................42C.1. Considerations for Failed Switching and Switch-Back ........42C.2. Authentication State Management ............................43C.3. Pre-Allocation of QoS Resources ............................44C.4. Resource Allocation Issue during Pre-Authentication ........45C.5. Systems Evaluation and Performance Results .................47C.5.1. Intra-Technology, Intra-Domain .........................47C.5.2. Inter-Technology, Inter-Domain .........................49C.5.3. MPA-Assisted Layer 2 Pre-Authentication ................49C.6. Guidelines for Handover Preparation ........................541.  Introduction   As wireless technologies, including cellular and wireless LANs, are   becoming popular, supporting terminal handovers across different   types of access networks, such as from a wireless LAN to CDMA or to   General Packet Radio Service (GPRS), is considered a clear challenge.   On the other hand, supporting seamless terminal handovers between   access networks of the same type is still more challenging,   especially when the handovers are across IP subnets or administrative   domains.  To address those challenges, it is important to provide   terminal mobility that is agnostic to link-layer technologies in an   optimized and secure fashion without incurring unreasonable   complexity.  In this document, we discuss a framework to support   terminal mobility that provides seamless handovers with low latency   and low loss.  Seamless handovers are characterized in terms of   performance requirements as described inSection 1.2.  [MPA-WIRELESS]   is an accompanying document that describes implementation of a few   MPA-based systems, including performance results to show how existing   protocols could be leveraged to realize the functionalities of MPA.   Terminal mobility is accomplished by a mobility management protocol   that maintains a binding between a locator and an identifier of a   mobile node, where the binding is referred to as the mobility   binding.  The locator of the mobile node may dynamically change when   there is a movement of the mobile node.  The movement that causes aDutta, et al.                 Informational                     [Page 3]

RFC 6252                      MPA Framework                    June 2011   change of the locator may occur when there is a change in attachment   point due to physical movement or network change.  A mobility   management protocol may be defined at any layer.  In the rest of this   document, the term "mobility management protocol" refers to a   mobility management protocol that operates at the network layer or   higher.   There are several mobility management protocols at different layers.   Mobile IP [RFC5944] and Mobile IPv6 [RFC3775] are mobility management   protocols that operate at the network layer.  Similarly, MOBIKE   (IKEv2 Mobility and Multihoming) [RFC4555] is an extension to the   Internet Key Exchange Protocol (IKEv2) that provides the ability to   deal with a change of an IP address of an IKEv2 end-point.  There are   several ongoing activities in the IETF to define mobility management   protocols at layers higher than the network layer.  HIP (Host   Identity Protocol) [RFC5201] defines a new protocol layer between the   network layer and transport layer to provide terminal mobility in a   way that is transparent to both the network layer and transport   layer.  Also, SIP-based mobility is an extension to SIP to maintain   the mobility binding of a SIP user agent [SIPMM].   While mobility management protocols maintain mobility bindings, these   cannot provide seamless handover if used in their current form.  An   additional optimization mechanism is needed to prevent the loss of   in-flight packets transmitted during the mobile node's binding update   procedure and to achieve seamless handovers.  Such a mechanism is   referred to as a mobility optimization mechanism.  For example,   mobility optimization mechanisms for Mobile IPv4 [RFC4881] and Mobile   IPv6 [RFC5568] are defined to allow neighboring access routers to   communicate and carry information about mobile terminals.  There are   protocols that are considered as "helpers" of mobility optimization   mechanisms.  The CARD (Candidate Access Router Discovery) protocol   [RFC4066] is designed to discover neighboring access routers.  CXTP   (Context Transfer Protocol) [RFC4067] is designed to carry state that   is associated with the services provided for the mobile node, or   context, among access routers.  InSection 4, we describe some of the   fast-handover schemes that attempt to reduce the handover delay.   There are several issues in existing mobility optimization   mechanisms.  First, existing mobility optimization mechanisms are   tightly coupled with specific mobility management protocols.  For   example, it is not possible to use mobility optimization mechanisms   designed for Mobile IPv4 or Mobile IPv6 with MOBIKE.  What is   strongly desired is a single, unified mobility optimization mechanism   that works with any mobility management protocol.  Second, there is   no existing mobility optimization mechanism that easily supports   handovers across administrative domains without assuming a   pre-established security association between administrative domains.Dutta, et al.                 Informational                     [Page 4]

RFC 6252                      MPA Framework                    June 2011   A mobility optimization mechanism should work across administrative   domains in a secure manner only based on a trust relationship between   a mobile node and each administrative domain.  Third, a mobility   optimization mechanism needs to support not only terminals with   multiple interfaces where simultaneous connectivity through multiple   interfaces or connectivity through a single interface can be   expected, but also terminals with a single interface.   This document describes a framework of Media-independent   Pre-Authentication (MPA), a new handover optimization mechanism that   addresses all those issues.  MPA is a mobile-assisted, secure   handover optimization scheme that works over any link layer and with   any mobility management protocol, including Mobile IPv4, Mobile IPv6,   MOBIKE, HIP, and SIP mobility.  In cases of multiple operators   without a roaming relationship or without an agreement to participate   in a key management scheme, MPA provides a framework that can perform   pre-authentication to establish the security mechanisms without   assuming a common source of trust.  In MPA, the notion of IEEE   802.11i pre-authentication is extended to work at a higher layer,   with additional mechanisms to perform early acquisition of an IP   address from a network where the mobile node may move, as well as   proactive handover to the network while the mobile node is still   attached to the current network.  Since this document focuses on the   MPA framework, it is left to future work to choose the protocols for   MPA and define detailed operations.  The accompanying document   [MPA-WIRELESS] provides one method that describes usage and   interactions between existing protocols to accomplish MPA   functionality.   This document represents the consensus of the IP Mobility   Optimizations (MOBOPTS) Research Group.  It has been reviewed by   Research Group members active in the specific area of work.1.1.  Specification of Requirements   In this document, several words are used to signify the requirements   of the specification.  These words are often capitalized.  The key   words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD",   "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this document   are to be interpreted as described in [RFC2119].1.2.  Performance Requirements   In order to provide desirable quality of service for interactive   Voice over IP (VoIP) and streaming traffic, one needs to limit the   value of end-to-end delay, jitter, and packet loss to a certain   threshold level.  ITU-T and ITU-E standards define the acceptable   values for these parameters.  For example, for one-way delay, ITU-TDutta, et al.                 Informational                     [Page 5]

RFC 6252                      MPA Framework                    June 2011   G.114 [RG98] recommends 150 ms as the upper limit for most of the   applications, and 400 ms as generally unacceptable delay.  One-way   delay tolerance for video conferencing is in the range of 200 to   300 ms [ITU98].  Also, if an out-of-order packet is received after a   certain threshold, it is considered lost.  According to ETSI TR 101   [ETSI], a normal voice conversation can tolerate up to 2% packet   loss.  But this is the mean packet loss probability and may be   applicable to a scenario when the mobile node is subjected to   repeated handoff during a normal conversation.  Measurement   techniques for delay and jitter are described in [RFC2679],   [RFC2680], and [RFC2681].   In the case of interactive VoIP traffic, end-to-end delay affects the   jitter value, and thus is an important issue to consider.  An end-to-   end delay consists of several components, such as network delay,   operating system (OS) delay, codec delay, and application delay.  A   complete analysis of these delays can be found in [WENYU].  During a   mobile node's handover, in-flight transient traffic cannot reach the   mobile node because of the associated handover delay.  These   in-flight packets could either be lost or buffered.  If the in-flight   packets are lost, this packet loss will contribute to jitter between   the last packet before handoff and the first packet after handoff.   If these packets are buffered, packet loss is minimized, but there is   additional jitter for the in-flight packets when these are flushed   after the handoff.  Buffering during handoff avoids the packet loss,   but at the cost of additional one-way delay.  A tradeoff between one-   way delay and packet loss is desired based on the type of   application.  For example, for a streaming application, packet loss   can be reduced by increasing the playout buffer, resulting in longer   one-way packet delay.   The handover delay is attributed to several factors, such as   discovery, configuration, authentication, binding update, and media   delivery.  Many of the security-related procedures, such as handover   keying and re-authentication procedures, deal with cases where there   is a single source of trust at the top, and the underlying   Authentication, Authorization, and Accounting (AAA) domain elements   trust the top source of trust and the keys it generates and   distributes.  In this scenario, there is an appreciable delay in   re-establishing link-security-related parameters, such as   authentication, link key management, and access authorization during   inter-domain handover.  The focus of this document is the design of a   framework that can reduce the delay due to authentication and other   handoff-related operations such as configuration and binding update.Dutta, et al.                 Informational                     [Page 6]

RFC 6252                      MPA Framework                    June 20112.  Terminology   Mobility Binding:  A binding between a locator and an identifier of a      mobile terminal.   Mobility Management Protocol (MMP):  A protocol that operates at the      network layer or above to maintain a binding between a locator and      an identifier of a mobile node.   Binding Update (BU):  A procedure to update a mobility binding.   Media-independent Pre-Authentication Mobile Node (MN):  A mobile node      using Media-independent Pre-Authentication (MPA).  MPA is a      mobile-assisted, secure handover optimization scheme that works      over any link layer and with any mobility management protocol.  An      MPA mobile node is an IP node.  In this document, the term "mobile      node" or "MN" without a modifier refers to "MPA mobile node".  An      MPA mobile node usually has a functionality of a mobile node of a      mobility management protocol as well.   Candidate Target Network (CTN):  A network to which the mobile node      may move in the near future.   Target Network (TN):  The network to which the mobile node has      decided to move.  The target network is selected from one or more      candidate target networks.   Proactive Handover Tunnel (PHT):  A bidirectional IP tunnel [RFC2003]      [RFC2473] that is established between the MPA mobile node and an      access router of a candidate target network.  In this document,      the term "tunnel" without a modifier refers to "proactive handover      tunnel".   Point of Attachment (PoA):  A link-layer device (e.g., a switch, an      access point, or a base station) that functions as a link-layer      attachment point for the MPA mobile node to a network.   Care-of Address (CoA):  An IP address used by a mobility management      protocol as a locator of the MPA mobile node.3.  Handover Taxonomy   Based on the type of movement, type of access network, and underlying   mobility support, one can primarily define the handover as inter-   technology, intra-technology, inter-domain, and intra-domain.  We   describe briefly each of these handover processes.  However, our   focus of the discussion is on inter-domain handover.Dutta, et al.                 Informational                     [Page 7]

RFC 6252                      MPA Framework                    June 2011   Inter-technology:  A mobile node may be equipped with multiple      interfaces, where each interface can support a different access      technology (e.g., 802.11, CDMA).  A mobile node may communicate      with one interface at any time in order to conserve power.  During      the handover, the mobile node may move out of the footprint of one      access technology (e.g., 802.11) and move into the footprint of a      different access technology (e.g., CDMA).  This will warrant      switching of the communicating interface on the mobile node as      well.  This type of inter-technology handover is often called      "vertical handover", since the mobile node moves between two      different cell sizes.   Intra-technology:  An intra-technology handover is defined as when a      mobile node moves within the same type of access technology, such      as between 802.11[a,b,n] and 802.11 [a,b,n] or between CDMA1XRTT      and CDMA1EVDO.  In this scenario, a mobile node may be equipped      with a single interface (with multiple PHY types of the same      technology) or with multiple interfaces.  An intra-technology      handover may involve intra-subnet or inter-subnet movement and      thus may need to change its L3 locator, depending upon the type of      movement.   Inter-domain:  A domain can be defined in several ways.  But for the      purposes of roaming, we define "domain" as an administrative      domain that consists of networks managed by a single      administrative entity that authenticates and authorizes a mobile      node for accessing the networks.  An administrative entity may be      a service provider, an enterprise, or any organization.  Thus, an      inter-domain handover will by default be subjected to inter-subnet      handover, and in addition it may be subjected to either inter-      technology or intra-technology handover.  A mobile node is      subjected to inter-subnet handover when it moves from one subnet      (broadcast domain) to another subnet (broadcast domain).  Inter-      domain handover will be subjected to all the transition steps a      subnet handover goes through, and it will be subjected to      authentication and authorization processes as well.  It is also      likely that the type of mobility support in each administrative      domain will be different.  For example, administrative domain A      may have Mobile IP version 6 (MIPv6) support, while administrative      domain B may use Proxy MIPv6 [RFC5213].   Intra-domain:  When a mobile node's movement is confined to movement      within an administrative domain, it is called "intra-domain      movement".  An intra-domain movement may involve intra-subnet,      inter-subnet, intra-technology, and inter-technology as well.Dutta, et al.                 Informational                     [Page 8]

RFC 6252                      MPA Framework                    June 2011   Both inter-domain and intra-domain handovers can be subjected to   either inter-technology or intra-technology handover based on the   network access characteristics.  Inter-domain handover requires   authorization for acquisition or modification of resources assigned   to a mobile node, and the authorization needs interaction with a   central authority in a domain.  In many cases, an authorization   procedure during inter-domain handover follows an authentication   procedure that also requires interaction with a central authority in   a domain.  Thus, security associations between the network entities,   such as routers in the neighboring administrative domains, need to be   established before any interaction takes place between these   entities.  Similarly, an inter-domain mobility may involve different   mobility protocols, such as MIPv6 and Proxy MIPv6, in each of its   domains.  In that case, one needs a generalized framework to achieve   the optimization during inter-domain handover.  Figure 1 shows a   typical example of inter-domain mobility involving two domains,   domain A and domain B.  It illustrates several important components,   such as a AAA Home server (AAAH); AAA visited servers (e.g., AAAV1   and AAAV2); an Authentication Agent (AA); a layer 3 point of   attachment, such as an Access Router (AR); and a layer 2 point of   attachment, such as an Access Point (AP).  Any mobile node may be   using a specific mobility protocol and associated mobility   optimization technique during intra-domain movement in either domain.   But the same optimization technique may not be suitable to support   inter-domain handover, independent of whether it uses the same or a   different mobility protocol in either domain.Dutta, et al.                 Informational                     [Page 9]

RFC 6252                      MPA Framework                    June 2011                        +-----------------------------+                        |      +--------+             |                        |      |        |             |                        |      | AAAH   ------------------|                        |      |        |             |   |                        |      +|-------+             |   |                        |       |                     |   |                        |       |  Home Domain        |   |                        |       |                     |   |                        +-------|---------------------+   |                                |                         |                                |                         |                                |                         |   +----------------------------|---------+ +-------------|------------+   | Domain A                   |         | | Domain B    |            |   |                            |         | |            +|-------+    |   |                    +-------|+        | | +-----+    |        |    |   |                    |        |        | | |     ------ AAAV2  |    |   |                    | AAAV1  |        | | | AA  |    |        |    |   |      +--------------        |        | | +|----+    +--------+    |   |      |     |       +--------+        | |  |                       |   |      |AA   |                         | |  |---         ----       |   |      +--|--+                         | | /    \       /    \      |   |         |              /----\        | || AR   |-----| AR   |     |   |        -|--           /      \       | | \    /       \    /      |   |       /    \         | AR     |      | |  -|--         --|-       |   |      | AR   -----------      /       | |+--|---+  +------|------+ |   |       \    /           \--|-/        | || AP4  |  |  L2 Switch  | |   |        -/--         +-----|------+   | ||      |  +-|---------|-+ |   |        /            |  L2 Switch |   | |+------+    |         |   |   |       /             +-|-------|--+   | |        +---|--+ +----|-+ |   | +----/-+         +----|-+   +-|----+ | |        |      | |      | |   | |      |         |      |   |      | | |        | AP5  | |AP6   | |   | | AP1  |         | AP2  |   | AP3  | | |        +----|-+ +------+ |   | +------+         +------+   +--|---+ | |             |            |   +--------------------------------|-----+ +------------ |------------+                                  --|---------            |                              ////            \\\\   -----|-----                            //    +------+       ////  +------+ \\\\                            |     | MN   ------------->|MN  |     \\\                           |      |      |    |     |  |      |       |                            |     +------+   |     |   +------+        |                            \\                |   //                  |                              \\\\            \\\/                  ///                                  ------------   \\\\------------- ////                      Figure 1: Inter-Domain MobilityDutta, et al.                 Informational                    [Page 10]

RFC 6252                      MPA Framework                    June 20114.  Related Work   While basic mobility management protocols such as Mobile IP   [RFC5944], Mobile IPv6 [RFC3775], and SIP-Mobility [SIPMM] provide   continuity to TCP and RTP traffic, these are not optimized to reduce   the handover latency during a mobile node's movement between subnets   and domains.  In general, these mobility management protocols   introduce handover delays incurred at several layers, such as layer 3   and the application layer, for updating the mobile node's mobility   binding.  These protocols are affected by underlying layer 2 delay as   well.  As a result, applications using these mobility protocols   suffer from performance degradation.   There have been several optimization techniques that apply to current   mobility management schemes that try to reduce handover delay and   packet loss during a mobile node's movement between cells, subnets,   and domains.  Micro-mobility management schemes such as [CELLIP] and   [HAWAII], and intra-domain mobility management schemes such as   [IDMP], [MOBIP-REG], and [RFC5380], provide fast handover by limiting   the signaling updates within a domain.  Fast Mobile IP protocols for   IPv4 and IPv6 networks [RFC4881] [RFC5568] utilize mobility   information made available by link-layer triggers.  Yokota et   al. [YOKOTA] propose the joint use of an access point and a dedicated   Media Access Control (MAC) bridge to provide fast handover without   altering the MIPv4 specification.  Shin et al. [MACD] propose a   scheme that reduces the delay due to MAC-layer handoff by providing a   cache-based algorithm.  In this scheme, the mobile node caches the   neighboring channels that it has already visited and thus uses a   selective scanning method.  This helps to reduce the associated   scanning time.   Some mobility management schemes use dual interfaces, thus providing   make-before-break [SUM].  In a make-before-break situation,   communication usually continues with one interface when the secondary   interface is in the process of getting connected.  The IEEE 802.21   working group is discussing these scenarios in detail [802.21].   Providing fast handover using a single interface needs more careful   design than for a client with multiple interfaces.  Dutta et   al. [SIPFAST] provide an optimized handover scheme for SIP-based   mobility management, where the transient traffic is forwarded from   the old subnet to the new one by using an application-layer   forwarding scheme.  [MITH] provides a fast-handover scheme for the   single-interface case that uses mobile-initiated tunneling between   the old Foreign Agent and a new Foreign Agent.  [MITH] defines two   types of handover schemes: Pre-MIT (Mobile Initiated Tunneling) and   Post-MIT (Media Initiated Tunneling).  The proposed MPA scheme is   very similar to Mobile Initiated Tunneling Handoff's (MITH's)   predictive scheme, where the mobile node communicates with theDutta, et al.                 Informational                    [Page 11]

RFC 6252                      MPA Framework                    June 2011   Foreign Agent before actually moving to the new network.  However,   the MPA scheme is not limited to MIP; this scheme takes care of   movement between domains and performs pre-authentication in addition   to proactive handover.  Thus, MPA reduces the overall delay to a   period close to that of link-layer handover delay.  Most of the   mobility optimization techniques developed so far are restricted to a   specific type of mobility protocol only.  While supporting   optimization for inter-domain mobility, these protocols assume that   there is a pre-established security arrangement between two   administrative domains.  But this assumption may not always be   viable.  Thus, there is a need to develop an optimization mechanism   that can support inter-domain mobility without any underlying   constraints or security-related assumptions.   Recently, the HOKEY working group within the IETF has been defining   ways to expedite the authentication process.  In particular, it has   defined pre-authentication [RFC5836] and fast re-authentication   [RFC5169] mechanisms to expedite the authentication and security   association process.5.  Applicability of MPA   MPA is more applicable where an accurate prediction of movement can   be easily made.  For other environments, special care must be taken   to deal with issues such as pre-authentication to multiple CTNs   (Candidate Target Networks), and failed switching and switching back   as described in [MPA-WIRELESS].  However, addressing those issues in   actual deployments may not be easier.  Some of the deployment issues   are described inAppendix C.   The authors of the accompanying document [MPA-WIRELESS] have cited   several use cases of how MPA can be used to optimize several network-   layer and application-layer mobility protocols.  The effectiveness of   MPA may be relatively reduced if the network employs network-   controlled localized mobility management in which the MN does not   need to change its IP address while moving within the network.  The   effectiveness of MPA may also be relatively reduced if signaling for   network access authentication is already optimized for movements   within the network, e.g., when simultaneous use of multiple   interfaces during handover is allowed.  In other words, MPA is more   viable as a solution for inter-administrative domain predictive   handover without the simultaneous use of multiple interfaces.  Since   MPA is not tied to a specific mobility protocol, it is also   applicable to support optimization for inter-domain handover where   each domain may be equipped with a different mobility protocol.Dutta, et al.                 Informational                    [Page 12]

RFC 6252                      MPA Framework                    June 2011   Figure 1 shows an example of inter-domain mobility where MPA could be   applied.  For example, domain A may support just Proxy MIPv6, whereas   domain B may support Client Mobile IPv6.  MPA's different functional   components can provide the desired optimization techniques   proactively.6.  MPA Framework6.1.  Overview   Media-independent Pre-Authentication (MPA) is a mobile-assisted,   secure handover optimization scheme that works over any link layer   and with any mobility management protocol.  With MPA, a mobile node   is not only able to securely obtain an IP address and other   configuration parameters for a CTN, but also able to send and receive   IP packets using the IP address obtained before it actually attaches   to the CTN.  This makes it possible for the mobile node to complete   the binding update of any mobility management protocol and use the   new CoA before performing a handover at the link layer.   MPA adopts the following basic procedures to provide this   functionality.  The first procedure is referred to as   "pre-authentication", the second procedure is referred to as   "pre-configuration", and the combination of the third and fourth   procedures is referred to as "secure proactive handover".  The   security association established through pre-authentication is   referred to as an "MPA-SA".   This functionality is provided by allowing a mobile node that has   connectivity to the current network, but is not yet attached to a   CTN, to      (i) establish a security association with the CTN to secure the      subsequent protocol signaling, then      (ii) securely execute a configuration protocol to obtain an IP      address and other parameters from the CTN as well as execute a      tunnel management protocol to establish a Proactive Handover      Tunnel (PHT) [RFC2003] between the mobile node and an access      router of the CTN, then      (iii) send and receive IP packets, including signaling messages      for the binding update of an MMP and data packets transmitted      after completion of the binding update, over the PHT, using the      obtained IP address as the tunnel inner address, and finallyDutta, et al.                 Informational                    [Page 13]

RFC 6252                      MPA Framework                    June 2011      (iv) delete or disable the PHT immediately before attaching to the      CTN when it becomes the target network, and then re-assign the      inner address of the deleted or disabled tunnel to its physical      interface immediately after the mobile node is attached to the      target network through the interface.  Instead of deleting or      disabling the tunnel before attaching to the target network, the      tunnel may be deleted or disabled immediately after being attached      to the target network.   Step (iii) above (i.e., the binding update procedure), in particular,   makes it possible for the mobile node to complete the higher-layer   handover before starting a link-layer handover.  This means that the   mobile node is able to send and receive data packets transmitted   after completing the binding update over the tunnel, while data   packets transmitted before completion of the binding update do not   use the tunnel.6.2.  Functional Elements   In the MPA framework, the following functional elements are expected   to reside in each CTN to communicate with a mobile node: an   Authentication Agent (AA), a Configuration Agent (CA), and an Access   Router (AR).  These elements can reside in one or more network   devices.   An authentication agent is responsible for pre-authentication.  An   authentication protocol is executed between the mobile node and the   authentication agent to establish an MPA-SA.  The authentication   protocol MUST be able to establish a shared key between the mobile   node and the authentication agent and SHOULD be able to provide   mutual authentication.  The authentication protocol SHOULD be able to   interact with a AAA protocol, such as RADIUS or Diameter, to carry   authentication credentials to an appropriate authentication server in   the AAA infrastructure.  This interaction happens through the   authentication agent, such as the PANA Authentication Agent (PAA).   In turn, the derived key is used to derive additional keys that will   be applied to protecting message exchanges used for pre-configuration   and secure proactive handover.  Other keys that are used for   bootstrapping link-layer and/or network-layer ciphers MAY also be   derived from the MPA-SA.  A protocol that can carry the Extensible   Authentication Protocol (EAP) [RFC3748] would be suitable as an   authentication protocol for MPA.Dutta, et al.                 Informational                    [Page 14]

RFC 6252                      MPA Framework                    June 2011   A configuration agent is responsible for one part of   pre-configuration, namely securely executing a configuration protocol   to deliver an IP address and other configuration parameters to the   mobile node.  The signaling messages of the configuration protocol   (e.g., DHCP) MUST be protected using a key derived from the key   corresponding to the MPA-SA.   An access router in the MPA framework is a router that is responsible   for the other part of pre-configuration, i.e., securely executing a   tunnel management protocol to establish a proactive handover tunnel   to the mobile node.  IP packets transmitted over the proactive   handover tunnel SHOULD be protected using a key derived from the key   corresponding to the MPA-SA.  Details of this procedure are described   inSection 6.3.Dutta, et al.                 Informational                    [Page 15]

RFC 6252                      MPA Framework                    June 2011   Figure 2 shows the basic functional components of MPA.                                        +----+                                        | CN |                                        +----+                                         /                              (Core Network)                             /              \                            /                \          +----------------/--------+    +----\-----------------+          | +-----+                 |    |+-----+               |          | |     |        +-----+  |    ||     |       +-----+ |          | | AA  |        |CA   |  |    ||AA   |       | CA  | |          | +--+--+        +--+--+  |    |+--+--+       +--+--+ |          |    |   +------+   |     |    |   | +-----+     |    |          |    |   | pAR  |   |     |    |   | |nAR  |     |    |          | ---+---+      +---+-----+----+---+-+     +-----+    |          |        +---+--+         |    |     +-----+          |          |            |            |    |                      |          |            |            |    |                      |          |            |            |    |                      |          +------------+------------+    +--------|-------------+          Current      |                 Candidate| Target Network          Network      |                          |                    +------+                  +------+                    | oPoA |                  | nPoA |                    +--.---+                  +--.---+                       .                         .                       .                         .                    +------+                    |  MN  |  ---------->                    +------+                    Figure 2: MPA Functional Components6.3.  Basic Communication Flow   Assume that the mobile node is already connected to a point of   attachment, say oPoA (old point of attachment), and assigned a   care-of address, say oCoA (old care-of address).  The communication   flow of MPA is described as follows.  Throughout the communication   flow, data packet loss should not occur except for the period during   the switching procedure in Step 5 below, and it is the responsibility   of link-layer handover to minimize packet loss during this period.Dutta, et al.                 Informational                    [Page 16]

RFC 6252                      MPA Framework                    June 2011   Step 1 (pre-authentication phase):  The mobile node finds a CTN      through some discovery process, such as IEEE 802.21, and obtains      the IP addresses of an authentication agent, a configuration      agent, and an access router in the CTN (Candidate Target Network)      by some means.  Details about discovery mechanisms are discussed      inSection 7.1.  The mobile node performs pre-authentication with      the authentication agent.  As discussed inSection 7.2, the mobile      node may need to pre-authenticate with multiple candidate target      networks.  The decision regarding with which candidate network the      mobile node needs to pre-authenticate will depend upon several      factors, such as signaling overhead, bandwidth requirement      (Quality of Service (QoS)), the mobile node's location,      communication cost, handover robustness, etc.  Determining the      policy that decides the target network with which the mobile node      should pre-authenticate is out of scope for this document.      If the pre-authentication is successful, an MPA-SA is created      between the mobile node and the authentication agent.  Two keys      are derived from the MPA-SA, namely an MN-CA key and an MN-AR key,      which are used to protect subsequent signaling messages of a      configuration protocol and a tunnel management protocol,      respectively.  The MN-CA key and the MN-AR key are then securely      delivered to the configuration agent and the access router,      respectively.   Step 2 (pre-configuration phase):  The mobile node realizes that its      point of attachment is likely to change from the oPoA to a new      one, say nPoA (new point of attachment).  It then performs      pre-configuration with the configuration agent, using the      configuration protocol to obtain several configuration parameters      such as an IP address, say nCoA (new care-of address), and a      default router from the CTN.  The mobile node then communicates      with the access router using the tunnel management protocol to      establish a proactive handover tunnel.  In the tunnel management      protocol, the mobile node registers the oCoA and the nCoA as the      tunnel outer address and the tunnel inner address, respectively.      The signaling messages of the pre-configuration protocol are      protected using the MN-CA key and the MN-AR key.  When the      configuration agent and the access router are co-located in the      same device, the two protocols may be integrated into a single      protocol, such as IKEv2.  After completion of the tunnel      establishment, the mobile node is able to communicate using both      the oCoA and the nCoA by the end of Step 4.  A configuration      protocol and a tunnel management protocol may be combined in a      single protocol or executed in different orders depending on the      actual protocol(s) used for configuration and tunnel management.Dutta, et al.                 Informational                    [Page 17]

RFC 6252                      MPA Framework                    June 2011   Step 3 (secure proactive handover main phase):  The mobile node      decides to switch to the new point of attachment by some means.      Before the mobile node switches to the new point of attachment, it      starts secure proactive handover by executing the binding update      operation of a mobility management protocol and transmitting      subsequent data traffic over the tunnel (main phase).  This      proactive binding update could be triggered based on certain local      policy at the mobile node end, after the pre-configuration phase      is over.  This local policy could be Signal-to-Noise Ratio,      location of the mobile node, etc.  In some cases, it may cache      multiple nCoA addresses and perform simultaneous binding with the      Correspondent Node (CN) or Home Agent (HA).   Step 4 (secure proactive handover pre-switching phase):  The mobile      node completes the binding update and becomes ready to switch to      the new point of attachment.  The mobile node may execute the      tunnel management protocol to delete or disable the proactive      handover tunnel and cache the nCoA after deletion or disabling of      the tunnel.  This transient tunnel can be deleted prior to or      after the handover.  The buffering module at the next access      router buffers the packets once the tunnel interface is deleted.      The decision as to when the mobile node is ready to switch to the      new point of attachment depends on the handover policy.   Step 5 (switching):  It is expected that a link-layer handover occurs      in this step.   Step 6 (secure proactive handover post-switching phase):  The mobile      node executes the switching procedure.  Upon successful completion      of the switching procedure, the mobile node immediately restores      the cached nCoA and assigns it to the physical interface attached      to the new point of attachment.  If the proactive handover tunnel      was not deleted or disabled in Step 4, the tunnel is deleted or      disabled as well.  After this, direct transmission of data packets      using the nCoA is possible without using a proactive handover      tunnel.   Call flow for MPA is shown in Figures 3 and 4.Dutta, et al.                 Informational                    [Page 18]

RFC 6252                      MPA Framework                    June 2011                                                         IP address(es)                                                          Available for                                                             Use by MN                                                                   |                           +-----------------------------------+   |                           |     Candidate Target Network      |   |                           |     (Future Target Network)       |   |             MN       oPoA | nPoA     AA        CA        AR   |   |             |         |   |  |       |         |         |    |   |             |         |   +-----------------------------------+   |             |         |      |       |         |         |        .    +---------------+  |      |       |         |         |        .    |(1) Found a CTN|  |      |       |         |         |        .    +---------------+  |      |       |         |         |        |             |   Pre-authentication   |         |         |        |             |   [authentication protocol]      |         |        |             |<--------+------------->|MN-CA key|         |        |             |         |      |       |-------->|MN-AR key|        |   +-----------------+ |      |       |------------------>|        |   |(2) Increased    | |      |       |         |         |     [oCoA]   |chance to switch | |      |       |         |         |        |   |     to CTN      | |      |       |         |         |        |   +-----------------+ |      |       |         |         |        |             |         |      |       |         |         |        |             |   Pre-configuration    |         |         |        |             |   [configuration protocol to get nCoA]     |        |             |<--------+----------------------->|         |        |             |   Pre-configuration    |         |         |        |             |   [tunnel management protocol to establish PHT]     V             |<--------+--------------------------------->|             |         |      |       |         |         |        ^   +-----------------+ |      |       |         |         |        |   |(3) Determined   | |      |       |         |         |        |   |to switch to CTN | |      |       |         |         |        |   +-----------------+ |      |       |         |         |        |             |         |      |       |         |         |        |             |   Secure proactive handover main phase     |        |             |   [execution of binding update of MMP and  |        |             |    transmission of data packets through AR | [oCoA, nCoA]             |    based on nCoA over the PHT]   |         |        |             |<<=======+================================>+--->...  |             .         .      .       .         .         .        .             .         .      .       .         .         .        .             .         .      .       .         .         .        .                Figure 3: Example Communication Flow (1/2)Dutta, et al.                 Informational                    [Page 19]

RFC 6252                      MPA Framework                    June 2011             |         |      |       |         |         |        |   +----------------+  |      |       |         |         |        |   |(4) Completion  |  |      |       |         |         |        |   |of MMP BU and   |  |      |       |         |         |        |   |ready to switch |  |      |       |         |         |        |   +----------------+  |      |       |         |         |        |             |   Secure proactive handover pre-switching phase     |             |   [tunnel management protocol to delete PHT]        V             |<--------+--------------------------------->|    +---------------+         |       |         |         |    |(5)Switching   |         |       |         |         |    +---------------+         |       |         |         |             |                |       |         |         |    +---------------+         |       |         |         |    |(6) Completion |         |       |         |         |    |of switching   |         |       |         |         |    +---------------+         |       |         |         |             o<- Secure proactive handover post-switching phase ^             |   [Re-assignment of Tunnel Inner Address   |        |             |                 to the physical I/F]       |        |             |                |       |         |         |        |             |   Transmission of data packets through AR  |     [nCoA]             |   based on nCoA|       |         |         |        |             |<---------------+---------------------------+-->...  |             |                |       |         |         |        .                Figure 4: Example Communication Flow (2/2)7.  MPA Operations   In order to provide an optimized handover for a mobile node   experiencing rapid movement between subnets and/or domains, one needs   to look into several operations.  These issues include:      i) discovery of neighboring networking elements,      ii) connecting to the right network based on certain policy,      iii) changing the layer 2 point of attachment,      iv) obtaining an IP address from a DHCP or PPP server,      v) confirming the uniqueness of the IP address,      vi) pre-authenticating with the authentication agent,      vii) sending the binding update to the Correspondent Host (CH),Dutta, et al.                 Informational                    [Page 20]

RFC 6252                      MPA Framework                    June 2011      viii) obtaining the redirected streaming traffic to the new point      of attachment,      ix) ping-pong effect, and      x) probability of moving to more than one network and associating      with multiple target networks.   We describe these issues in detail in the following paragraphs and   describe how we have optimized these issues in the case of MPA-based   secure proactive handover.7.1.  Discovery   Discovery of neighboring networking elements such as access points,   access routers, and authentication servers helps expedite the   handover process during a mobile node's movement between networks.   After discovering the network neighborhood with a desired set of   coordinates, capabilities, and parameters, the mobile node can   perform many of the operations, such as pre-authentication, proactive   IP address acquisition, proactive address resolution, and binding   update, while in the previous network.   There are several ways a mobile node can discover neighboring   networks.  The Candidate Access Router Discovery protocol [RFC4066]   helps discover the candidate access routers in the neighboring   networks.  Given a certain network domain, SLP (Service Location   Protocol) [RFC2608] and DNS help provide addresses of the networking   components for a given set of services in the specific domain.  In   some cases, many of the network-layer and upper-layer parameters may   be sent over link-layer management frames, such as beacons, when the   mobile node approaches the vicinity of the neighboring networks.   IEEE 802.11u is considering issues such as discovering the   neighborhood using information contained in the link layer.  However,   if the link-layer management frames are encrypted by some link-layer   security mechanism, then the mobile node may not be able to obtain   the requisite information before establishing link-layer connectivity   to the access point.  In addition, this may add burden to the   bandwidth-constrained wireless medium.  In such cases, a higher-layer   protocol is preferred to obtain the information regarding the   neighboring elements.  Some proposals, such as [802.21], help obtain   information about the neighboring networks from a mobility server.   When the movement is imminent, the mobile node starts the discovery   process by querying a specific server and obtains the required   parameters, such as the IP address of the access point, its   characteristics, routers, SIP servers, or authentication servers of   the neighboring networks.  In the event of multiple networks, it may   obtain the required parameters from more than one neighboring networkDutta, et al.                 Informational                    [Page 21]

RFC 6252                      MPA Framework                    June 2011   and keep these in a cache.  At some point, the mobile node finds   several CTNs out of many probable networks and starts the pre-   authentication process by communicating with the required entities in   the CTNs.  Further details of this scenario are inSection 7.2.7.2.  Pre-Authentication in Multiple-CTN Environment   In some cases, although a mobile node selects a specific network to   be the target network, it may actually end up moving into a   neighboring network other than the target network, due to factors   that are beyond the mobile node's control.  Thus, it may be useful to   perform the pre-authentication with a few probable candidate target   networks and establish time-bound transient tunnels with the   respective access routers in those networks.  Thus, in the event of a   mobile node moving to a candidate target network other than that   chosen as the target network, it will not be subjected to packet loss   due to authentication and IP address acquisition delay that could   occur if the mobile node did not pre-authenticate with that candidate   target network.  It may appear that by pre-authenticating with a   number of candidate target networks and reserving the IP addresses,   the mobile node is reserving resources that could be used otherwise.   But since this happens for a time-limited period, it should not be a   big problem; it depends upon the mobility pattern and duration.  The   mobile node uses a pre-authentication procedure to obtain an IP   address proactively and to set up the time-bound tunnels with the   access routers of the candidate target networks.  Also, the MN may   retain some or all of the nCoAs for future movement.   The mobile node may choose one of these addresses as the binding   update address and send it to the CN (Correspondent Node) or HA (Home   Agent), and will thus receive the tunneled traffic via the target   network while in the previous network.  But in some instances, the   mobile node may eventually end up moving to a network that is other   than the target network.  Thus, there will be a disruption in traffic   as the mobile node moves to the new network, since the mobile node   has to go through the process of assigning the new IP address and   sending the binding update again.  There are two solutions to this   problem.  As one solution to the problem, the mobile node can take   advantage of the simultaneous mobility binding and send multiple   binding updates to the Correspondent Host or HA.  Thus, the   Correspondent Host or HA forwards the traffic to multiple IP   addresses assigned to the virtual interfaces for a specific period of   time.  This binding update gets refreshed at the CH after the mobile   node moves to the new network, thus stopping the flow to the other   candidate networks.RFC 5648 [RFC5648] discusses different scenarios   of mobility binding with multiple care-of-addresses.  As the secondDutta, et al.                 Informational                    [Page 22]

RFC 6252                      MPA Framework                    June 2011   solution, in case simultaneous binding is not supported in a specific   mobility scheme, forwarding of traffic from the previous target   network will help take care of the transient traffic until the new   binding update is sent from the new network.7.3.  Proactive IP Address Acquisition   In general, a mobility management protocol works in conjunction with   the Foreign Agent or in the co-located address mode.  The MPA   approach can use both the co-located address mode and the Foreign   Agent address mode.  We discuss here the address assignment component   that is used in the co-located address mode.  There are several ways   a mobile node can obtain an IP address and configure itself.  In some   cases, a mobile node can configure itself statically in the absence   of any configuration element such as a server or router in the   network.  In a LAN environment, the mobile node can obtain an IP   address from DHCP servers.  In the case of IPv6 networks, a mobile   node has the option of obtaining the IP address using stateless   autoconfiguration or DHCPv6.  In some wide-area networking   environments, the mobile node uses PPP (Point-to-Point Protocol) to   obtain the IP address by communicating with a NAS (Network Access   Server).   Each of these processes takes on the order of few hundred   milliseconds to a few seconds, depending upon the type of IP address   acquisition process and operating system of the clients and servers.   Since IP address acquisition is part of the handover process, it adds   to the handover delay, and thus it is desirable to reduce this delay   as much as possible.  There are a few optimized techniques available,   such as DHCP Rapid Commit [RFC4039] and GPS-coordinate-based IP   address [GPSIP], that attempt to reduce the handover delay due to IP   address acquisition time.  However, in all these cases, the mobile   node also obtains the IP address after it moves to the new subnet and   incurs some delay because of the signaling handshake between the   mobile node and the DHCP server.   In Fast MIPv6 [RFC5568], through the RtSolPr and PrRtAdv messages,   the MN also formulates a prospective new CoA (nCoA) when it is still   present on the Previous Access Router's (pAR's) link.  Hence, the   latency due to new prefix discovery subsequent to handover is   eliminated.  However, in this case, both the pAR and the Next Access   Router (nAR) need to cooperate with each other to be able to retrieve   the prefix from the target network.   In the following paragraph, we describe a few ways that a mobile node   can obtain the IP address proactively from the CTN, and the   associated tunnel setup procedure.  These can broadly be divided into   four categories: PANA-assisted proactive IP address acquisition,Dutta, et al.                 Informational                    [Page 23]

RFC 6252                      MPA Framework                    June 2011   IKE-assisted proactive IP address acquisition, proactive IP address   acquisition using DHCP only, and stateless autoconfiguration.  When   DHCP is used for address configuration, a DHCP server is assumed to   be serving one subnet.7.3.1.  PANA-Assisted Proactive IP Address Acquisition   In the case of PANA-assisted proactive IP address acquisition, the   mobile node obtains an IP address proactively from a CTN.  The mobile   node makes use of PANA [RFC5191] messages to trigger the IP address   acquisition process via a DHCP client that is co-located with the   PANA authentication agent in the access router in the CTN acting on   behalf of the mobile node.  Upon receiving a PANA message from the   mobile node, the DHCP client on the authentication agent performs   normal DHCP message exchanges to obtain the IP address from the DHCP   server in the CTN.  This address is piggy-backed in a PANA message   and is delivered to the mobile node.  In the case of IPv6, a Router   Advertisement (RA) is carried as part of the PANA message.  In the   case of stateless autoconfiguration, the mobile node uses the   prefix(es) obtained as part of the RA and its MAC address to   construct the unique IPv6 address(es) as it would have done in the   new network.  In the case of stateful address autoconfiguration, a   procedure similar to DHCPv4 can be applied.7.3.2.  IKEv2-Assisted Proactive IP Address Acquisition   IKEv2-assisted proactive IP address acquisition works when an IPsec   gateway and a DHCP relay agent [RFC3046] are resident within each   access router in the CTN.  In this case, the IPsec gateway and DHCP   relay agent in a CTN help the mobile node acquire the IP address from   the DHCP server in the CTN.  The MN-AR key established during the   pre-authentication phase is used as the IKEv2 pre-shared secret   needed to run IKEv2 between the mobile node and the access router.   The IP address from the CTN is obtained as part of the standard IKEv2   procedure, using the co-located DHCP relay agent for obtaining the IP   address from the DHCP server in the target network using standard   DHCP.  The obtained IP address is sent back to the client in the   IKEv2 Configuration Payload exchange.  In this case, IKEv2 is also   used as the tunnel management protocol for a proactive handover   tunnel (seeSection 7.4).  Alternatively, a VPN gateway can dispense   the IP address from its IP address pool.7.3.3.  Proactive IP Address Acquisition Using DHCPv4 Only   As another alternative, DHCP may be used for proactively obtaining an   IP address from a CTN without relying on PANA or IKEv2-based   approaches by allowing direct DHCP communication between the mobile   node and the DHCP relay agent or DHCP server in the CTN.  TheDutta, et al.                 Informational                    [Page 24]

RFC 6252                      MPA Framework                    June 2011   mechanism described in this section is applicable to DHCPv4 only.   The mobile node sends a unicast DHCP message to the DHCP relay agent   or DHCP server in the CTN requesting an address, while using the   address associated with the current physical interface as the source   address of the request.   When the message is sent to the DHCP relay agent, the DHCP relay   agent relays the DHCP messages back and forth between the mobile node   and the DHCP server.  In the absence of a DHCP relay agent, the   mobile node can also directly communicate with the DHCP server in the   target network.  The broadcast option in the client's unicast   DISCOVER message should be set to 0 so that the relay agent or the   DHCP server can send the reply directly back to the mobile node using   the mobile node's source address.   In order to prevent malicious nodes from obtaining an IP address from   the DHCP server, DHCP authentication should be used, or the access   router should be configured with a filter to block unicast DHCP   messages sent to the remote DHCP server from mobile nodes that are   not pre-authenticated.  When DHCP authentication is used, the DHCP   authentication key may be derived from the MPA-SA established between   the mobile node and the authentication agent in the candidate target   network.   The proactively obtained IP address is not assigned to the mobile   node's physical interface until the mobile node has moved to the new   network.  The IP address thus obtained proactively from the target   network should not be assigned to the physical interface but rather   to a virtual interface of the client.  Thus, such a proactively   acquired IP address via direct DHCP communication between the mobile   node and the DHCP relay agent or the DHCP server in the CTN may be   carried with additional information that is used to distinguish it   from other addresses as assigned to the physical interface.   Upon the mobile node's entry to the new network, the mobile node can   perform DHCP over the physical interface to the new network to get   other configuration parameters, such as the SIP server or DNS server,   by using DHCP INFORM.  This should not affect the ongoing   communication between the mobile node and Correspondent Host.  Also,   the mobile node can perform DHCP over the physical interface to the   new network to extend the lease of the address that was proactively   obtained before entering the new network.   In order to maintain the DHCP binding for the mobile node and keep   track of the dispensed IP address before and after the secure   proactive handover, the same DHCP client identifier needs to be usedDutta, et al.                 Informational                    [Page 25]

RFC 6252                      MPA Framework                    June 2011   for the mobile node for both DHCP for proactive IP address   acquisition and for DHCP performed after the mobile node enters the   target network.  The DHCP client identifier may be the MAC address of   the mobile node or some other identifier.7.3.4.  Proactive IP Address Acquisition Using Stateless        Autoconfiguration   For IPv6, a network address is configured either using DHCPv6 or   stateless autoconfiguration.  In order to obtain the new IP address   proactively, the router advertisement of the next-hop router can be   sent over the established tunnel, and a new IPv6 address is generated   based on the prefix and MAC address of the mobile node.  Generating a   CoA from the new network will avoid the time needed to obtain an IP   address and perform Duplicate Address Detection.   Duplicate Address Detection and address resolution are part of the IP   address acquisition process.  As part of the proactive configuration,   these two processes can be done ahead of time.  Details of how these   two processes can be done proactively are described inAppendix A andAppendix B, respectively.   In the case of stateless autoconfiguration, the mobile node checks to   see the prefix of the router advertisement in the new network and   matches it with the prefix of the newly assigned IP address.  If   these turn out to be the same, then the mobile node does not go   through the IP address acquisition phase again.7.4.  Tunnel Management   After an IP address is proactively acquired from the DHCP server in a   CTN, or via stateless autoconfiguration in the case of IPv6, a   proactive handover tunnel is established between the mobile node and   the access router in the CTN.  The mobile node uses the acquired IP   address as the tunnel's inner address.   There are several reasons why this transient tunnel is established   between the nAR and the mobile node in the old PoA, unlike the   transient tunnel in FMIPv6 (Fast MIPv6) [RFC5568], where it is set up   between the mobile node's new point of attachment and the old access   router.   In the case of inter-domain handoff, it is important that any   signaling message between the nPoA and the mobile node needs to be   secured.  This transient secured tunnel provides the desired   functionality, including securing the proactive binding update and   transient data between the end-points before the handover has taken   place.  Unlike the proactive mode of FMIPv6, transient handoverDutta, et al.                 Informational                    [Page 26]

RFC 6252                      MPA Framework                    June 2011   packets are not sent to the pAR, and thus a tunnel between the mobile   node's new point of attachment and the old access router is not   needed.   In the case of inter-domain handoff, the pAR and nAR could logically   be far from each other.  Thus, the signaling and data during the   pre-authentication period will take a longer route, and thus may be   subjected to longer one-way delay.  Hence, MPA provides a tradeoff   between larger packet loss or larger one-way packet delay for a   transient period, when the mobile node is preparing for handoff.   The proactive handover tunnel is established using a tunnel   management protocol.  When IKEv2 is used for proactive IP address   acquisition, IKEv2 is also used as the tunnel management protocol.   Alternatively, when PANA is used for proactive IP address   acquisition, PANA may be used as the secure tunnel management   protocol.   Once the proactive handover tunnel is established between the mobile   node and the access router in the candidate target network, the   access router also needs to perform proxy address resolution (Proxy   ARP) on behalf of the mobile node so that it can capture any packets   destined to the mobile node's new address.   Since the mobile node needs to be able to communicate with the   Correspondent Node while in the previous network, some or all parts   of the binding update and data from the Correspondent Node to the   mobile node need to be sent back to the mobile node over a proactive   handover tunnel.  Details of these binding update procedures are   described inSection 7.5.   In order for the traffic to be directed to the mobile node after the   mobile node attaches to the target network, the proactive handover   tunnel needs to be deleted or disabled.  The tunnel management   protocol used for establishing the tunnel is used for this purpose.   Alternatively, when PANA is used as the authentication protocol, the   tunnel deletion or disabling at the access router can be triggered by   means of the PANA update mechanism as soon as the mobile node moves   to the target network.  A link-layer trigger ensures that the mobile   node is indeed connected to the target network and can also be used   as the trigger to delete or disable the tunnel.  A tunnel management   protocol also triggers the router advertisement (RA) from the next   access router to be sent over the tunnel, as soon as the tunnel   creation is complete.Dutta, et al.                 Informational                    [Page 27]

RFC 6252                      MPA Framework                    June 20117.5.  Binding Update   There are several kinds of binding update mechanisms for different   mobility management schemes.   In the case of Mobile IPv4 and Mobile IPv6, the mobile node performs   a binding update with the Home Agent only, if route optimization is   not used.  Otherwise, the mobile node performs the binding update   with both the Home Agent (HA) and Correspondent Node (CN).   In the case of SIP-based terminal mobility, the mobile node sends a   binding update using an INVITE to the Correspondent Node and a   REGISTER message to the Registrar.  Based on the distance between the   mobile node and the Correspondent Node, the binding update may   contribute to the handover delay.  SIP-fast handover [SIPFAST]   provides several ways of reducing the handover delay due to binding   update.  In the case of secure proactive handover using SIP-based   mobility management, we do not encounter the delay due to the binding   update at all, as it takes place in the previous network.   Thus, this proactive binding update scheme looks more attractive when   the Correspondent Node is too far from the communicating mobile node.   Similarly, in the case of Mobile IPv6, the mobile node sends the   newly acquired CoA from the target network as the binding update to   the HA and CN.  Also, all signaling messages between the MN and HA   and between the MN and CN are passed through this proactive tunnel   that is set up.  These messages include Binding Update (BU); Binding   Acknowledgement (BA); and the associated return routability messages,   such as Home Test Init (HoTI), Home Test (HoT), Care-of Test Init   (CoTI), and Care-of Test (CoT).  In Mobile IPv6, since the receipt of   an on-link router advertisement is mandatory for the mobile node to   detect the movement and trigger the binding update, a router   advertisement from the next access router needs to be advertised over   the tunnel.  By proper configuration on the nAR, the router   advertisement can be sent over the tunnel interface to trigger the   proactive binding update.  The mobile node also needs to make the   tunnel interface the active interface, so that it can send the   binding update using this interface as soon as it receives the router   advertisement.   If the proactive handover tunnel is realized as an IPsec tunnel, it   will also protect these signaling messages between the tunnel end-   points and will make the return routability test secured as well.   Any subsequent data will also be tunneled through, as long as the   mobile node is in the previous network.  The accompanying document   [MPA-WIRELESS] talks about the details of how binding updates and   signaling for return routability are sent over the secured tunnel.Dutta, et al.                 Informational                    [Page 28]

RFC 6252                      MPA Framework                    June 20117.6.  Preventing Packet Loss   In the MPA case, packet loss due to IP address acquisition, secured   authentication, and binding update does not occur.  However,   transient packets during link-layer handover can be lost.  Possible   scenarios of packet loss and its prevention are described below.7.6.1.  Packet Loss Prevention in Single-Interface MPA   For single-interface MPA, there may be some transient packets during   link-layer handover that are directed to the mobile node at the old   point of attachment before the mobile node is able to attach to the   target network.  Those transient packets can be lost.  Buffering   these packets at the access router of the old point of attachment can   eliminate packet loss.  Dynamic buffering signals from the MN can   temporarily hold transient traffic during handover, and then these   packets can be forwarded to the MN once it attaches to the target   network.  A detailed analysis of the buffering technique can be found   in [PIMRC06].   An alternative method is to use bicasting.  Bicasting helps to   forward the traffic to two destinations at the same time.  However,   it does not eliminate packet loss if link-layer handover is not   seamlessly performed.  On the other hand, buffering does not reduce   packet delay.  While packet delay can be compensated by a playout   buffer at the receiver side for a streaming application, a playout   buffer does not help much for interactive VoIP applications that   cannot tolerate large delay jitters.  Thus, it is still important to   optimize the link-layer handover anyway.7.6.2.  Preventing Packet Losses for Multiple Interfaces   MPA usage in multi-interface handover scenarios involves preparing   the second interface for use via the current active interface.  This   preparation involves pre-authentication and provisioning at a target   network where the second interface would be the eventual active   interface.  For example, during inter-technology handover from a WiFi   to a CDMA network, pre-authentication at the CDMA network can be   performed via the WiFi interface.  The actual handover occurs when   the CDMA interface becomes the active interface for the MN.   In such scenarios, if handover occurs while both interfaces are   active, there is generally no packet loss, since transient packets   directed towards the old interface will still reach the MN.  However,   if sudden disconnection of the current active interface is used to   initiate handover to the prepared interface, then transient packets   for the disconnected interface will be lost while the MN attempts to   be reachable at the prepared interface.  In such cases, a specializedDutta, et al.                 Informational                    [Page 29]

RFC 6252                      MPA Framework                    June 2011   form of buffering can be used to eliminate packet loss where packets   are merely copied at an access router in the current active network   prior to disconnection.  If sudden disconnection does occur, copied   packets can be forwarded to the MN once the prepared interface   becomes the active reachable interface.  The copy-and-forward   mechanism is not limited to multi-interface handover.   A notable side-effect of this process is the possible duplication of   packets during forwarding to the new active interface.  Several   approaches can be employed to minimize this effect.  Relying on   upper-layer protocols such as TCP to detect and eliminate duplicates   is the most common approach.  Customized duplicate detection and   handling techniques can also be used.  In general, packet duplication   is a well-known issue that can also be handled locally by the MN.   If the mobile node takes a longer amount of time to detect the   disconnection event of the current active interface, this can also   have an adverse effect on the length of the handover process.  Thus,   it becomes necessary to use an optimized scheme of detecting   interface disconnection in such scenarios.  Use of the current   interface to perform pre-authentication instead of the new interface   is desirable in certain circumstances, such as to save battery power,   or in cases where the adjacent cells (e.g., WiFi or CDMA) are   non-overlapping, or in cases when the carrier does not allow the   simultaneous use of both interfaces.  However, in certain   circumstances, depending upon the type of target network, only parts   of MPA operations can be performed (e.g., pre-authentication,   pre-configuration, or proactive binding update).  In a specific   scenario involving handoff between WiFi and CDMA networks, some of   the PPP context can be set up during the pre-authentication period,   thus reducing the time for PPP activation.7.6.3.  Reachability Test   In addition to previous techniques, the MN may also want to ensure   reachability of the new point of attachment before switching from the   old one.  This can be done by exchanging link-layer management frames   with the new point of attachment.  This reachability check should be   performed as quickly as possible.  In order to prevent packet loss   during this reachability check, transmission of packets over the link   between the MN and the old point of attachment should be suspended by   buffering the packets at both ends of the link during the   reachability check.  How to perform this buffering is out of scope of   this document.  Some of the results of using this buffering scheme   are explained in the accompanying document [MPA-WIRELESS].Dutta, et al.                 Informational                    [Page 30]

RFC 6252                      MPA Framework                    June 20117.7.  Security and Mobility   This section describes how MPA can help establish layer 2 and layer 3   security association in the target networks while the mobile node is   in the previous network.7.7.1.  Link-Layer Security and Mobility   Using the MPA-SA established between the mobile node and the   authentication agent for a CTN, during the pre-authentication phase,   it is possible to bootstrap link-layer security in the CTN while the   mobile node is in the current network, as described in the following   steps.  Figure 5 shows the sequence of operation.   (1)  The authentication agent and the mobile node derive a PMK (Pair-        wise Master Key) [RFC5247] using the MPA-SA that is established        as a result of successful pre-authentication.  Successful        operation of EAP and a AAA protocol may be involved during        pre-authentication to establish the MPA-SA.  From the PMK,        distinct TSKs (Transient Session Keys) [RFC5247] for the mobile        node are directly or indirectly derived for each point of        attachment of the CTN.   (2)  The authentication agent may install the keys derived from the        PMK and used for secure association to points of attachment.        The derived keys may be TSKs or intermediary keys from which        TSKs are derived.   (3)  After the mobile node chooses a CTN as the target network and        switches to a point of attachment in the target network (which        now becomes the new network for the mobile node), it executes a        secure association protocol such as the IEEE 802.11i 4-way        handshake [802.11], using the PMK in order to establish PTKs        (Pair-wise Transient Keys) and group keys [RFC5247] used for        protecting link-layer packets between the mobile node and the        point of attachment.  No additional execution of EAP        authentication is needed here.   (4)  While the mobile node is roaming in the new network, the mobile        node only needs to perform a secure association protocol with        its point of attachment, and no additional execution of EAP        authentication is needed either.  Integration of MPA with link-        layer handover optimization mechanisms such as 802.11r can be        archived this way.   The mobile node may need to know the link-layer identities of the   points of attachment in the CTN to derive TSKs.Dutta, et al.                 Informational                    [Page 31]

RFC 6252                      MPA Framework                    June 2011          _________________        ____________________________         | Current Network |      |           CTN              |         |   ____          |      |                 ____       |         |  |    |      (1) pre-authentication     |    |      |         |  | MN |<------------------------------->| AA |      |         |  |____|         |      |                |____|      |         |    .            |      |                  |         |         |    .            |      |                  |         |         |____.____________|      |                  |         |              .movement           |                  |(2) Keys |          ____.___________________|                  |         |         |   _v__                      _____         |         |         |  |    |(3) secure assoc.   |     |        |         |         |  | MN |<------------------>| AP1 |<-------+         |         |  |____|                    |_____|        |         |         |    .                                      |         |         |    .movement                              |         |         |    .                                      |         |         |    .                                      |         |         |   _v__                      _____         |         |         |  |    |(4) secure assoc.   |     |        |         |         |  | MN |<------------------>| AP2 |<-------+         |         |  |____|                    |_____|                  |         |_____________________________________________________|                Figure 5: Bootstrapping Link-Layer Security7.7.2.  IP-Layer Security and Mobility   IP-layer security is typically maintained between the mobile node and   the first-hop router, or any other network element such as SIP proxy   by means of IPsec.  This IPsec SA can be set up either in tunnel mode   or in ESP mode.  However, as the mobile node moves, the IP address of   the router and outbound proxy will change in the new network.  The   mobile node's IP address may or may not change, depending upon the   mobility protocol being used.  This will warrant re-establishing a   new security association between the mobile node and the desired   network entity.  In some cases, such as in a 3GPP/3GPP2 IMS/MMD   environment, data traffic is not allowed to pass through unless there   is an IPsec SA established between the mobile node and outbound   proxy.  This will of course add unreasonable delay to the existing   real-time communication during a mobile node's movement.  In this   scenario, key exchange is done as part of a SIP registration that   follows a key exchange procedure called AKA (Authentication and Key   Agreement).Dutta, et al.                 Informational                    [Page 32]

RFC 6252                      MPA Framework                    June 2011   MPA can be used to bootstrap this security association as part of   pre-authentication via the new outbound proxy.  Prior to the   movement, if the mobile node can pre-register via the new outbound   proxy in the target network and completes the pre-authentication   procedure, then the new SA state between the mobile node and new   outbound proxy can be established prior to the movement to the new   network.  A similar approach can also be applied if a key exchange   mechanism other than AKA is used or the network element with which   the security association has to be established is different than an   outbound proxy.   By having the security association established ahead of time, the   mobile node does not need to be involved in any exchange to set up   the new security association after the movement.  Any further key   exchange will be limited to renew the expiry time.  This will reduce   the delay for real-time communication as well.7.8.  Authentication in Initial Network Attachment   When the mobile node initially attaches to a network, network access   authentication would occur regardless of the use of MPA.  The   protocol used for network access authentication when MPA is used for   handover optimization can be a link-layer network access   authentication protocol such as IEEE 802.1X, or a higher-layer   network access authentication protocol such as PANA.8.  Security Considerations   This document describes a framework for a secure handover   optimization mechanism based on performing handover-related signaling   between a mobile node and one or more candidate target networks to   which the mobile node may move in the future.  This framework   involves acquisition of the resources from the CTN as well as data   packet redirection from the CTN to the mobile node in the current   network before the mobile node physically connects to one of those   CTNs.   Acquisition of the resources from the candidate target networks must   be done with appropriate authentication and authorization procedures   in order to prevent an unauthorized mobile node from obtaining the   resources.  For this reason, it is important for the MPA framework to   perform pre-authentication between the mobile node and the candidate   target networks.  The MN-CA key and the MN-AR key generated as a   result of successful pre-authentication can protect subsequent   handover signaling packets and data packets exchanged between the   mobile node and the MPA functional elements in the CTNs.Dutta, et al.                 Informational                    [Page 33]

RFC 6252                      MPA Framework                    June 2011   The MPA framework also addresses security issues when the handover is   performed across multiple administrative domains.  With MPA, it is   possible for handover signaling to be performed based on direct   communication between the mobile node and routers or mobility agents   in the candidate target networks.  This eliminates the need for a   context transfer protocol [RFC5247] for which known limitations exist   in terms of security and authorization.  For this reason, the MPA   framework does not require trust relationships among administrative   domains or access routers, which makes the framework more deployable   in the Internet without compromising the security in mobile   environments.9.  Acknowledgments   We would like to thank Farooq Anjum and Raziq Yaqub for their review   of this document, and Subir Das for standardization support in the   IEEE 802.21 working group.   The authors would like to acknowledge Christian Vogt, Rajeev Koodli,   Marco Liebsch, Juergen Schoenwaelder, and Charles Perkins for their   thorough review of the document and useful feedback.   Author and Editor Ashutosh Dutta would like to thank Telcordia   Technologies, and author Victor Fajardo would like to thank Toshiba   America Research and Telcordia Technologies, for supporting the   development of their document while they were employed in their   respective organizations.10.  References10.1.  Normative References   [RFC5944]  Perkins, C., Ed., "IP Mobility Support for IPv4, Revised",RFC 5944, November 2010.   [RFC3748]  Aboba, B., Blunk, L., Vollbrecht, J., Carlson, J., and H.              Levkowetz, Ed., "Extensible Authentication Protocol              (EAP)",RFC 3748, June 2004.   [RFC3775]  Johnson, D., Perkins, C., and J. Arkko, "Mobility Support              in IPv6",RFC 3775, June 2004.   [RFC2205]  Braden, R., Ed., Zhang, L., Berson, S., Herzog, S., and S.              Jamin, "Resource ReSerVation Protocol (RSVP) -- Version 1              Functional Specification",RFC 2205, September 1997.Dutta, et al.                 Informational                    [Page 34]

RFC 6252                      MPA Framework                    June 2011   [RFC5380]  Soliman, H., Castelluccia, C., El Malki, K., and L.              Bellier, "Hierarchical Mobile IPv6 (HMIPv6) Mobility              Management",RFC 5380, October 2008.   [RFC5568]  Koodli, R., Ed., "Mobile IPv6 Fast Handovers",RFC 5568,              July 2009.   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate              Requirement Levels",BCP 14,RFC 2119, March 1997.   [RFC4555]  Eronen, P., "IKEv2 Mobility and Multihoming Protocol              (MOBIKE)",RFC 4555, June 2006.   [RFC4881]  El Malki, K., Ed., "Low-Latency Handoffs in Mobile IPv4",RFC 4881, June 2007.   [RFC4066]  Liebsch, M., Ed., Singh, A., Ed., Chaskar, H., Funato, D.,              and E. Shim, "Candidate Access Router Discovery (CARD)",RFC 4066, July 2005.   [RFC4067]  Loughney, J., Nakhjiri, M., Perkins, C., and R. Koodli,              "Context Transfer Protocol (CXTP)",RFC 4067, July 2005.   [RFC5247]  Aboba, B., Simon, D., and P. Eronen, "Extensible              Authentication Protocol (EAP) Key Management Framework",RFC 5247, August 2008.   [RFC5191]  Forsberg, D., Ohba, Y., Ed., Patil, B., Tschofenig, H.,              and A. Yegin, "Protocol for Carrying Authentication for              Network Access (PANA)",RFC 5191, May 2008.   [RG98]     ITU-T, "General Characteristics of International Telephone              Connections and International Telephone Circuits: One-Way              Transmission Time", ITU-T Recommendation G.114, 1998.   [ITU98]    ITU-T, "The E-Model, a computational model for use in              transmission planning", ITU-T Recommendation G.107, 1998.   [ETSI]     ETSI, "Telecommunications and Internet Protocol              Harmonization Over Networks (TIPHON) Release 3; End-to-end              Quality of Service in TIPHON systems; Part 1: General              aspects of Quality of Service (QoS)", ETSI TR 101              329-1 V3.1.2, 2002.Dutta, et al.                 Informational                    [Page 35]

RFC 6252                      MPA Framework                    June 201110.2.  Informative References   [RFC5201]      Moskowitz, R., Nikander, P., Jokela, P., Ed., and T.                  Henderson, "Host Identity Protocol",RFC 5201,                  April 2008.   [RFC2679]      Almes, G., Kalidindi, S., and M. Zekauskas, "A One-way                  Delay Metric for IPPM",RFC 2679, September 1999.   [RFC2680]      Almes, G., Kalidindi, S., and M. Zekauskas, "A One-way                  Packet Loss Metric for IPPM",RFC 2680,                  September 1999.   [RFC2681]      Almes, G., Kalidindi, S., and M. Zekauskas, "A                  Round-trip Delay Metric for IPPM",RFC 2681,                  September 1999.   [RFC2003]      Perkins, C., "IP Encapsulation within IP",RFC 2003,                  October 1996.   [RFC2608]      Guttman, E., Perkins, C., Veizades, J., and M. Day,                  "Service Location Protocol, Version 2",RFC 2608,                  June 1999.   [RFC2473]      Conta, A. and S. Deering, "Generic Packet Tunneling in                  IPv6 Specification",RFC 2473, December 1998.   [RFC3046]      Patrick, M., "DHCP Relay Agent Information Option",RFC 3046, January 2001.   [RFC4039]      Park, S., Kim, P., and B. Volz, "Rapid Commit Option                  for the Dynamic Host Configuration Protocol version 4                  (DHCPv4)",RFC 4039, March 2005.   [RFC5172]      Varada, S., Ed., "Negotiation for IPv6 Datagram                  Compression Using IPv6 Control Protocol",RFC 5172,                  March 2008.   [RFC5648]      Wakikawa, R., Ed., Devarapalli, V., Tsirtsis, G.,                  Ernst, T., and K. Nagami, "Multiple Care-of Addresses                  Registration",RFC 5648, October 2009.   [RFC4429]      Moore, N., "Optimistic Duplicate Address Detection                  (DAD) for IPv6",RFC 4429, April 2006.Dutta, et al.                 Informational                    [Page 36]

RFC 6252                      MPA Framework                    June 2011   [RFC5836]      Ohba, Y., Ed., Wu, Q., Ed., and G. Zorn, Ed.,                  "Extensible Authentication Protocol (EAP) Early                  Authentication Problem Statement",RFC 5836,                  April 2010.   [RFC5213]      Gundavelli, S., Ed., Leung, K., Devarapalli, V.,                  Chowdhury, K., and B. Patil, "Proxy Mobile IPv6",RFC 5213, August 2008.   [RFC5974]      Manner, J., Karagiannis, G., and A. McDonald, "NSIS                  Signaling Layer Protocol (NSLP) for Quality-of-Service                  Signaling",RFC 5974, October 2010.   [RFC5169]      Clancy, T., Nakhjiri, M., Narayanan, V., and L.                  Dondeti, "Handover Key Management and                  Re-Authentication Problem Statement",RFC 5169,                  March 2008.   [SIPMM]        Schulzrinne, H. and E. Wedlund, "Application-Layer                  Mobility Using SIP", ACM MC2R, July 2000.   [CELLIP]       Campbell, A., Gomez, J., Kim, S., Valko, A., Wan, C.,                  and Z. Turanyi, "Design, Implementation, and                  Evaluation of Cellular IP", IEEE Personal                  Communications, August 2000.   [MOBIQUIT07]   Lopez, R., Dutta, A., Ohba, Y., Schulzrinne, H., and                  A.  Skarmeta, "Network-layer assisted mechanism to                  optimize authentication delay during handoff in 802.11                  networks", IEEE Mobiquitous, June 2007.   [MISHRA04]     Mishra, A., Shin, M., Petroni, N., Clancy, T., and W.                  Arbaugh, "Proactive key distribution using neighbor                  graphs", IEEE Wireless Communications Magazine,                  February 2004.   [SPRINGER07]   Dutta, A., Das, S., Famolari, D., Ohba, Y., Taniuchi,                  K., Fajardo, V., Lopez, R., Kodama, T., Schulzrinne,                  H., and A. Skarmeta, "Seamless proactive handover                  across heterogeneous access networks", Wireless                  Personal Communications, November 2007.   [HAWAII]       Ramjee, R., La Porta, T., Thuel, S., Varadhan, K., and                  S.  Wang, "HAWAII: A Domain-based Approach for                  Supporting Mobility in Wide-area Wireless networks",                  International Conference on Network Protocols ICNP'99.Dutta, et al.                 Informational                    [Page 37]

RFC 6252                      MPA Framework                    June 2011   [IDMP]         Das, S., McAuley, A., Dutta, A., Misra, A.,                  Chakraborty, K., and S. Das, "IDMP: An Intra-Domain                  Mobility Management Protocol for Next Generation                  Wireless Networks", IEEE Wireless Communications                  Magazine, October 2000.   [MOBIP-REG]    Gustafsson, E., Jonsson, A., and C. Perkins, "Mobile                  IPv4 Regional Registration", Work in Progress,                  June 2004.   [YOKOTA]       Yokota, H., Idoue, A., Hasegawa, T., and T. Kato,                  "Link Layer Assisted Mobile IP Fast Handoff Method                  over Wireless LAN Networks", Proceedings of ACM                  MobiCom02, 2002.   [MACD]         Shin, S., Forte, A., Rawat, A., and H. Schulzrinne,                  "Reducing MAC Layer Handoff Latency in IEEE 802.11                  Wireless LANs", MobiWac Workshop, 2004.   [SUM]          Dutta, A., Zhang, T., Madhani, S., Taniuchi, K.,                  Fujimoto, K., Katsube, Y., Ohba, Y., and H.                  Schulzrinne, "Secured Universal Mobility for Wireless                  Internet", WMASH'04, October 2004.   [SIPFAST]      Dutta, A., Madhani, S., Chen, W., Altintas, O., and H.                  Schulzrinne, "Fast-handoff Schemes for Application                  Layer Mobility Management", PIMRC 2004.   [PIMRC06]      Dutta, A., Berg, E., Famolari, D., Fajardo, V., Ohba,                  Y., Taniuchi, K., Kodama, T., and H. Schulzrinne,                  "Dynamic Buffering Control Scheme for Mobile Handoff",                  Proceedings of PIMRC 2006, 1-11.   [MITH]         Gwon, Y., Fu, G., and R. Jain, "Fast Handoffs in                  Wireless LAN Networks using Mobile initiated Tunneling                  Handoff Protocol for IPv4 (MITHv4)", Wireless                  Communications and Networking 2003, January 2005.   [WENYU]        Jiang, W. and H. Schulzrinne, "Modeling of Packet Loss                  and Delay and their Effect on Real-Time Multimedia                  Service Quality", NOSSDAV 2000, June 2000.   [802.21]       "IEEE Standard for Local and Metropolitan Area                  Networks: Media Independent Handover Services, IEEE                  802.21-2008", a contribution to IEEE 802.21 WG,                  January 2009.Dutta, et al.                 Informational                    [Page 38]

RFC 6252                      MPA Framework                    June 2011   [802.11]       "IEEE Wireless LAN Edition A compilation based on IEEE                  Std 802.11-1999(R2003)", Institute of Electrical and                  Electronics Engineers, September 2003.   [GPSIP]        Dutta, A., Madhani, S., Chen, W., Altintas, O., and H.                  Schulzrinne, "GPS-IP based fast-handoff approaches for                  Mobiles", IEEE Sarnoff Symposium 2006.   [MAGUIRE]      Vatn, J. and G. Maguire, "The effect of using                  co-located care-of addresses on macro handover                  latency", 14th Nordic Teletraffic Seminar 1998.   [MPA-MOBIKE]   El Mghazli, Y., Bournelle, J., and J. Laganier, "MPA                  using IKEv2 and MOBIKE", Work in Progress, June 2006.   [MPA-WIRELESS] Dutta, A., Famolari, D., Das, S., Ohba, Y., Fajardo,                  V., Taniuchi, K., Lopez, R., and H. Schulzrinne,                  "Media- Independent Pre-authentication Supporting                  Secure Interdomain Handover Optimization", IEEE                  Wireless Communications Magazine, April 2008.Dutta, et al.                 Informational                    [Page 39]

RFC 6252                      MPA Framework                    June 2011Appendix A.  Proactive Duplicate Address Detection   When the DHCP server dispenses an IP address, it updates its lease   table, so that this same address is not given to another client for   that specific period of time.  At the same time, the client also   keeps a lease table locally so that it can renew when needed.  In   some cases where a network consists of both DHCP and non-DHCP-enabled   clients, there is a probability that another client in the LAN may   have been configured with an IP address from the DHCP address pool.   In such a scenario, the server detects a duplicate address based on   ARP (Address Resolution Protocol) or IPv6 Neighbor Discovery before   assigning the IP address.  This detection procedure may take from 4   sec to 15 sec [MAGUIRE] and will thus contribute to a larger handover   delay.  In the case of a proactive IP address acquisition process,   this detection is performed ahead of time and thus does not affect   the handover delay at all.  By performing the Duplicate Address   Detection (DAD) ahead of time, we reduce the IP address acquisition   time.   The proactive DAD over the candidate target network should be   performed by the nAR on behalf of the mobile node at the time of   proactive handover tunnel establishment, since DAD over a tunnel is   not always performed.  For example, in the case of IPv6, DAD over an   IP-IP tunnel interface is turned off in an existing implementation.   In the case of IPv6 over PPP [RFC5172], the IP Control Protocol   (IPCPv6) negotiates the link-local addresses, and hence DAD over the   tunnel is not needed.  After the mobile node has moved to the target   network, a DAD procedure may be started because of reassignment of   the nCoA to the physical interface to the target network.  In that   case, the mobile node should use optimistic DAD [RFC4429] over the   physical interface so that the nCoA that was used inside the   proactive handover tunnel before handover can be immediately used   over that physical interface after handover.  The schemes used for   the proactive DAD and optimistic DAD are applicable to both stateless   and stateful address autoconfiguration schemes used for obtaining a   nCoA.Dutta, et al.                 Informational                    [Page 40]

RFC 6252                      MPA Framework                    June 2011Appendix B.  Address Resolution   Address resolution involves updating the next access router's   neighbor cache.  We briefly describe these two operations below.   During the process of pre-configuration, the MAC address resolution   mappings needed by the mobile node to communicate with nodes in the   target network after attaching to the target network can also be   known, where the communicating nodes may be the access router,   authentication agent, configuration agent, or Correspondent Node.   There are several possible ways of performing such proactive MAC   address resolution.   o  One can use an information service mechanism [802.21] to resolve      the MAC addresses of the nodes.  This might require each node in      the target network to be involved in the information service so      that the server of the information service can construct the      database for proactive MAC address resolution.   o  One can extend the authentication protocol used for pre-      authentication or the configuration protocol used for      pre-configuration to support proactive MAC address resolution.      For example, if PANA is used as the authentication protocol for      pre-authentication, PANA messages may carry attribute-value pairs      (AVPs) used for proactive address resolution.  In this case, the      PANA authentication agent in the target network may perform      address resolution on behalf of the mobile node.   o  One can also make use of DNS to map the MAC address of the      specific interface associated with a specific IP address of the      network element in the target network.  One may define a new DNS      resource record (RR) to proactively resolve the MAC addresses of      the nodes in the target network.  But this approach may have its      own limitations, since a MAC address is a resource that is bound      to an IP address, and not directly to a domain name.   When the mobile node attaches to the target network, it installs the   proactively obtained address resolution mappings without necessarily   performing address resolution queries for the nodes in the target   network.   On the other hand, the nodes that reside in the target network and   that are communicating with the mobile node should also update their   address resolution mappings for the mobile node as soon as the mobile   node attaches to the target network.  The above proactive address   resolution methods could also be used for those nodes to proactively   resolve the MAC address of the mobile node before the mobile node   attaches to the target network.  However, this is not useful, sinceDutta, et al.                 Informational                    [Page 41]

RFC 6252                      MPA Framework                    June 2011   those nodes need to detect the attachment of the mobile node to the   target network before adopting the proactively resolved address   resolution mapping.  A better approach would be integration of   attachment detection and address resolution mapping update.  This is   based on gratuitously performing address resolution [RFC5944],   [RFC3775] in which the mobile node sends an ARP Request or an ARP   Reply in the case of IPv4, or a Neighbor Advertisement in the case of   IPv6, immediately after the mobile node attaches to the new network,   so that the nodes in the target network can quickly update the   address resolution mapping for the mobile node.Appendix C.  MPA Deployment Issues   In this section, we describe some of the deployment issues related to   MPA.C.1.  Considerations for Failed Switching and Switch-Back   The ping-pong effect is one of the common problems found during   handover.  The ping-pong effect arises when a mobile node is located   at the borderline of the cell or decision point and a handover   procedure is frequently executed.  This results in higher call drop   probability, lower connection quality, increased signaling traffic,   and waste of resources.  All of these affect mobility optimization.   Handoff algorithms are the deciding factors for performing the   handoff between the networks.  Traditionally, these algorithms employ   a threshold to compare the values of different metrics to decide on   the handoff.  These metrics include signal strength, path loss,   Carrier-to-Interference Ratio (CIR), Signal-to-Interference Ratio   (SIR), Bit Error Rate (BER), and power budget.  In order to avoid the   ping-pong effect, some additional parameters are employed by the   decision algorithm, such as hysteresis margin, dwell timers, and   averaging window.  For a vehicle moving at a high speed, other   parameters, such as the distance between the mobile node and the   point of attachment, velocity of the mobile node, location of the   mobile node, traffic, and bandwidth characteristics are also taken   into account to reduce the ping-pong effect.  More recently, there   are other handoff algorithms available that help reduce the ping-pong   effect in a heterogeneous network environment and that are based on   techniques such as hypothesis testing, dynamic programming, and   pattern recognition techniques.  While it is important to devise   smart handoff algorithms to reduce the ping-pong effect, it is also   important to devise methods to recover from this effect.   In the case of the MPA framework, the ping-pong effect will result in   the back-and-forth movement of the mobile node between the current   network and target network, and between the candidate target   networks.  MPA in its current form will be affected because of theDutta, et al.                 Informational                    [Page 42]

RFC 6252                      MPA Framework                    June 2011   number of tunnels set up between the mobile node and neighboring   access routers, the number of binding updates, and associated handoff   latency resulting from the ping-pong situation.  The mobile node's   handoff rate may also contribute to delay and packet loss.  We   propose a few techniques that will help reduce the probability of the   ping-pong effect and propose several methods for the MPA framework so   that it can recover from the packet loss resulting from the ping-pong   effect.   The MPA framework can take advantage of the mobile node's geo-   location with respect to APs in the neighboring networks using GPS.   In order to avoid the oscillation between the networks, a location-   aware algorithm can be derived by using a co-relation between the   user's location and cached data from the previous handover attempts.   In some cases, location may not be the only indicator for a handoff   decision.  For example, in Manhattan-type grid networks, although a   mobile node is close to an AP, it may not have enough SNR (Signal-to-   Noise Ratio) to make a good connection.  Thus, knowledge of the   mobility pattern, dwell time in a call, and path identification will   help avoid the ping-pong problem to a great extent.   In the absence of a good handoff algorithm that can avoid the ping-   pong effect, it may be required to put in place a good recovery   mechanism so as to mitigate the effect of ping-pong.  It may be   necessary to keep the established context in the current network for   a period of time, so that it can be quickly recovered when the mobile   node comes back to the network where the context was last used.  This   context may include security association, IP address used, and   tunnels established.  Bicasting the data to both the previous network   and the new network for a predefined period will also help the mobile   node to take care of the lost packets in case the mobile node moves   back and forth between the networks.  The mobile node can also take   certain action, after it determines that it is in a stable state with   respect to a ping-pong situation.   When the MPA framework takes advantage of a combination of IKEv2 and   MOBIKE, the ping-pong effect can be reduced further [MPA-MOBIKE].C.2.  Authentication State Management   In the case of pre-authentication with multiple target networks, it   is useful to maintain the state in the authentication agent of each   of the neighboring networks for a certain time period.  Thus, if the   mobile node does move back and forth between neighboring networks,   already-maintained authentication state can be helpful.  We provide   some highlights on multiple security association state management   below.Dutta, et al.                 Informational                    [Page 43]

RFC 6252                      MPA Framework                    June 2011   A mobile node that has pre-authenticated with an authentication agent   in a candidate target network and has an MPA-SA may need to continue   to keep the MPA-SA while it continues to stay in the current network   or even after it makes a handover to a network that is different from   the candidate target network.   When an MN that has been authenticated and authorized by an   authentication agent in the current network makes a handover to a   target network, it may want to hold the SA that has been established   between the MN and the authentication agent for a certain time period   so that it does not have to go through the entire authentication   signaling to create an SA from scratch, in case it returns to the   previous network.  Such an SA being held at the authentication agent   after the MN's handover to another network is considered as an   MPA-SA.  In this case, the authentication agent should change the   fully authorized state for the MN to an unauthorized state.  The   unauthorized state can be changed to the fully authorized state only   when the MN comes back to the network and provides proof of   possession of a key associated with the MPA-SA.   While an MPA-SA is being held at an authentication agent, the MN will   need to keep updating the authentication agent when an IP address of   the MN changes due to a handover, to re-establish the new SA.C.3.  Pre-Allocation of QoS Resources   In the pre-configuration phase, it is also possible to pre-allocate   QoS resources that may be used by the mobile node not only after   handover but also before handover.  When pre-allocated QoS resources   are used before handover, they are used for application traffic   carried over a proactive handover tunnel.   It is possible that QoS resources are pre-allocated in an end-to-end   fashion.  One method to achieve this proactive end-to-end QoS   reservation is to execute the NSIS Signaling Layer Protocol (NSLP)   [RFC5974] or the Resource Reservation Protocol (RSVP) [RFC2205] over   a proactive handover tunnel where pre-authentication can be used for   bootstrapping a security association for the proactive handover   tunnel to protect the QoS signaling.  In this case, QoS resources are   pre-allocated on the path between the Correspondent Node and a target   access router and can be used continuously before and after handover.   On the other hand, duplicate pre-allocation of QoS resources between   the target access router and the mobile node is necessary when using   pre-allocated QoS resources before handover, due to differences inDutta, et al.                 Informational                    [Page 44]

RFC 6252                      MPA Framework                    June 2011   paths between the target access router and the mobile node before and   after handover.  QoS resources to be used for the path between the   target access router and the mobile node after handover may be   pre-allocated by extending NSLP to work for off-path signaling (Note:   this path can be viewed as off-path before handover) or by   media-specific QoS signaling at layer 2.C.4.  Resource Allocation Issue during Pre-Authentication   In the case of multiple CTNs, establishing multiple tunnels with the   neighboring target networks provides some additional benefits.  But   it contributes to some resource utilization issues as well.  A   pre-authentication process with multiple candidate target networks   can happen in several ways.   The very basic scheme involves authenticating the mobile node with   the multiple authentication agents in the neighboring networks, but   actual pre-configuration and binding update take place only after   layer 2 movement to a specific network is complete.   Similarly, in addition to pre-authentication, the mobile node can   also complete the pre-configuration while in the previous network,   but can postpone the binding update until after the mobile node has   moved.  Like the previous case, in this case the mobile node also   does not need to set up the pre-configured tunnels.  While the pre-   authentication process and part of the pre-configuration process are   taken care of before the mobile node has moved to the new network,   the binding update is actually done after the mobile node has moved.   The third type of multiple pre-authentication involves all the three   steps while the mobile node is in the previous networks, such as   authentication, configuration, and binding update.  But, this   specific process utilizes the highest amount of resources.  Some of   the resources that get used during this process are as follows:   (1)  Additional signaling for pre-authentication in the neighboring        networks   (2)  Holding the IP address of the neighboring networks in the mobile        node's cache for a certain amount of time.  Additional        processing in the mobile node is needed for storing these IP        addresses.  In addition, this caching of addresses also uses up        the temporary IP addresses from the neighboring routers.   (3)  There is an additional cost associated with setting up        additional transient tunnels with the target routers in the        neighboring networks and the mobile node.Dutta, et al.                 Informational                    [Page 45]

RFC 6252                      MPA Framework                    June 2011   (4)  In the case of a binding update with multiple IP addresses        obtained from the neighboring networks, multiple transient        streams flow between the CN and mobile node using these        transient tunnels.   However, there are pros and cons related to sending the binding   update after the handover.  If the binding update is sent after the   mobile node has moved to the new network, this will contribute to the   delay if the CH or HA is far from the MN.  Multiple binding updates   can be taken care of in many different ways.  We describe a few of   these update mechanisms below.   When only pre-authentication and pre-configuration are done ahead of   time with multiple networks, the mobile node sends one binding update   to the CN.  In this case, it is important to find out when to send   the binding update after the layer 2 handoff.   In case a binding update with multiple contact addresses is sent,   multiple media streams stem out of the CN, using the transient   tunnels.  But in that case, one needs to send another binding update   after the handover, with the contact address set to the new address   (only one address) where the mobile node has moved.  This way, the   mobile node stops sending media to other neighboring networks where   the mobile node did not move.   The following is an illustration of this specific case that takes   care of multiple binding streams, when the mobile node moves only to   a specific network, but sends multiple binding updates in the   previous network.  The MN sends a binding update to the CH with   multiple contact addresses, such as c1, c2, and c3, that were   obtained from three neighboring networks.  This allows the CN to send   transient multiple streams to the mobile node over the pre-   established tunnels.  After the mobile node moves to the actual   network, it sends another binding update to the CN with the care-of   address of the mobile node in the network where the mobile node has   moved.  One issue with multiple streams is consumption of extra   bandwidth for a small period of time.   Alternatively, one can apply the buffering technique at the target   access router or at the Home Agent.  Transient data can be forwarded   to the mobile node after it has moved.  Forwarding of data can be   triggered by the mobile node either as part of Mobile IP registration   or as a separate buffering protocol.Dutta, et al.                 Informational                    [Page 46]

RFC 6252                      MPA Framework                    June 2011C.5.  Systems Evaluation and Performance Results   In this section, we present some of the results from MPA   implementation when applied to different handover scenarios.  We   present the summary of results from our experiments using MPA   techniques for two types of handovers: i) intra-technology and   intra-domain, and ii) inter-technology and inter-domain.  We also   present the results of how the MPA can bootstrap layer 2 security for   both roaming and non-roaming cases.  Detailed procedures and results   are explained in [MOBIQUIT07] and [SPRINGER07].C.5.1.  Intra-Technology, Intra-Domain   The results for MIPv6 and SIP mobility involving intra-domain   mobility are shown in Figures 6 and 7, respectively.                         Buffering    Buffering   Buffering   Buffering                         (disabled)   (enabled)   (disabled)  (enabled)                          & RO         & RO        & RO        & RO                         (disabled)   (disabled)  (enabled)   (enabled)    -------------------------------------------------------------------    L2 handoff (ms)         4.00        4.33        4.00        4.00    L3 handoff (ms)         1.00        1.00        1.00        1.00    Avg. packet loss        1.33           0        0.66           0    Avg. inter-packet      16.00       16.00       16.00       16.00    arrival interval        (ms)    Avg. inter-packet       n/a        45.33        n/a        66.60    arrival time during      handover        (ms)    Avg. packet jitter      n/a        29.33        n/a        50.60        (ms)    Buffering Period        n/a        50.00        n/a        50.00        (ms)    Buffered Packets        n/a         2.00        n/a         3.00   RO = Router Optimization                  Figure 6: Mobile IPv6 with MPA ResultsDutta, et al.                 Informational                    [Page 47]

RFC 6252                      MPA Framework                    June 2011                                      Buffering      Buffering                                      disabled       enabled               -----------------------------------------------               L2 handoff (ms)           4.00          5.00               L3 handoff (ms)           1.00          1.00               Avg. packet loss          1.50             0               Avg. inter-packet        16.00         16.00               arrival interval                   (ms)               Avg. inter-packet         n/a          29.00               arrival time during                 handover                   (ms)               Avg. packet jitter        n/a          13.00                   (ms)               Buffering Period          n/a          20.00                   (ms)               Buffered Packets          n/a           3.00                  Figure 7: SIP Mobility with MPA Results   For all measurements, we did not experience any performance   degradation during handover in terms of the audio quality of the   voice traffic.   With the use of buffering during handover, packet loss during the   actual L2 and L3 handover is eliminated with appropriate and   reasonable settings of the buffering period for both MIP6 and SIP   mobility.  In the case of MIP6, there is not a significant difference   in results with and without route optimization.  It should be noted   that results with more samples would be necessary for a more detailed   analysis.   In the case of non-MPA-assisted handover, handover delay and   associated packet loss occur from the moment the link-layer handover   procedure begins, up to successful processing of the binding update.   During this process, IP address acquisitions via DHCP incur the   longest delay.  This is due to the detection of duplicate IP   addresses in the network before the DHCP request completes.  The   binding update exchange also experiences a long delay if the CN is   too far from the MN.  As a result, the non-MPA-assisted handover tookDutta, et al.                 Informational                    [Page 48]

RFC 6252                      MPA Framework                    June 2011   an average of 4 seconds to complete, with an approximate packet loss   of about 200 packets.  The measurement is based on the same traffic   rate and traffic source as the MPA-assisted handover.C.5.2.  Inter-Technology, Inter-Domain   Handoff involving heterogeneous access can take place in many   different ways.  We limit the experiment to two interfaces, and   therefore results in several possible setup scenarios, depending upon   the activity of the second interface.  In one scenario, the second   interface comes up when the link to the first interface goes down.   This is a reactive scenario and usually gives rise to undesirable   packet loss and handoff delay.  In a second scenario, the second   interface is being prepared while the mobile node still communicates   using the old interface.  Preparation of the second interface should   include setup of all the required state and security associations   (e.g., PPP state, the Link Control Protocol (LCP), the Challenge   Handshake Authentication Protocol (CHAP)).  If such a lengthy process   is established ahead of time, it reduces the time taken for the   secondary interface to be attached to the network.  After   preparation, the mobile node decides to use the second interface as   the active interface.  This results in less packet loss, as it uses   make-before-break techniques.  This is a proactive scenario and can   have two "flavors".  The first is where both interfaces are up; the   second is when only the old interface is up and the prepared   interface is brought up only when handoff is about to occur.  This   scenario may be beneficial from a battery management standpoint.   Devices that operate two interfaces simultaneously can rapidly   deplete their batteries.  However, by activating the second interface   only after an appropriate network has been selected, the client may   utilize battery power effectively.   As compared to non-optimized handover that may result in a delay of   up to 18 sec and loss of 1000 or more packets during the handover   from the wireless LAN (WLAN) to CDMA, we observed 0 packet loss and a   50-ms handoff delay between the last pre-handoff packet and the first   in-handoff packet.  This handoff delay includes the time due to link   down detection and time needed to delete the tunnel after the mobile   node has moved.  However, we observed about 10 duplicate packets   because of the copy-and-forward mechanism at the access routers.  But   these duplicate packets are usually handled easily by the upper-layer   protocols.C.5.3.  MPA-Assisted Layer 2 Pre-Authentication   In this section, we discuss the results obtained from MPA-assisted   layer 2 pre-authentication and compare these with EAP authentication   and IEEE 802.11i's pre-authentication techniques.  Figure 8 shows theDutta, et al.                 Informational                    [Page 49]

RFC 6252                      MPA Framework                    June 2011   experimental testbed where we have conducted the MPA-assisted   pre-authentication experiment for bootstrapping layer 2 security as   explained inSection 7.  By pre-authenticating and pre-configuring   the link, the security association procedure during handoff reduces   to a 4-way handshake only.  Then the MN moves to the AP and, after   association, runs a 4-way handshake by using the PSKap (Pre-shared   Key at AP) generated during PANA pre-authentication.  At this point,   the handoff is complete.  Details of this experimental testbed can be   found in [MOBIQUIT07].   +----------------------------+-----------+ +-------------+----------+   |                                        | |                        |   |  Home Domain       +-------++          | |                        |   |                    |        |          | |                        |   |                    |AAAHome |          | |                        |   |                    +        |          | |                        |   |                    +-----+--+          | |                        |   |                          |             | |  Network B             |   |   Network A              |             | |                        |   |                        /----\          | |            /---\       |   |                       /nAR   \         | |           /     \      |   |                      | PAA    |--------+-+----------+ pAR   |     |   |                       \      /         | |           \     /      |   |                        \----/          | |            \-+-/       |   |                           |            | |              |         |   |             +-------------------|      | |              |         |   |             |       IEEE 802.11i|      | |              |         |   |           +------+          +------+   | |          +---+--+      |   |           |      |          |      |   | |          |      |      |   |           |AP2   |          |AP1   |   | |          |AP0   |      |   |           +------+          +------+   | |          +------+      |   |           +------+            +-----+  | |           +-----+      |   |           |      |            |     |  | |           |     |      |   |           |MN    +----------->|MN   |<+------------- |MN   |      |   |           +------+            +-----+  | |           ++----+      |   |----------------------------------------+ +------------+-----------+              Figure 8: Experimental Testbed for MPA-Assisted                    L2 Pre-Authentication (Non-Roaming)Dutta, et al.                 Informational                    [Page 50]

RFC 6252                      MPA Framework                    June 2011                        +-----------------------------+                        |      +--------+             |                        |      |        |             |                        |      | AAAH   +             |                        |      |        |             |                        |      ++-------+             |                        |       |                     |                        |       |  Home AAA Domain    |                        |       |                     |                        +-------+---------------------+                                |                                |                                |                       RADIUS/  |                       Diameter |                                |                                |   +----------------------------+-----------+ +-------------+----------+   |                            |           | |                        |   | Roaming            +-------++          | |                        |   | AAA Domain A       |        |          | |                        |   |                    | AAAV   |          | |                        |   |                    +        |          | |                        |   | Network A          +-----+--+          | |  Network B             |   |                          |             | |                        |   |                          |             | |                        |   |                        /----\          | |            /---\       |   |                       /nAR   \         | |           /     \      |   |                      | PAA    |--------+-+----------+ pAR   |     |   |                       \      /         | |           \     /      |   |                        \----/          | |            \-+-/       |   |                           |            | |              |         |   |             +-------------------|      | |              |         |   |             |       IEEE 802.11i|      | |              |         |   |           +------+          +------+   | |          +---+--+      |   |           |      |          |      |   | |          |      |      |   |           |AP2   |          |AP1   |   | |          |AP0   |      |   |           +------+          +------+   | |          +------+      |   |           +------+            +-----+  | |           +-----+      |   |           |      |            |     |  | |           |     |      |   |           |MN    +----------->|MN   |<---------------| MN  |      |   |           +------+            +-----+  | |           ++----+      |   -----------------------------------------+ +------------+-----------+              Figure 9: Experimental Testbed for MPA-Assisted                      L2 Pre-Authentication (Roaming)Dutta, et al.                 Informational                    [Page 51]

RFC 6252                      MPA Framework                    June 2011   We have experimented with three types of movement scenarios involving   both non-roaming and roaming cases, using the testbeds shown in   Figures 8 and 9, respectively.  In the roaming case, the MN is   visiting in a domain different than its home domain.  Consequently,   the MN needs to contact the AAA server in the home domain (AAAH) from   its new domain.  For the non-roaming case, we assume the MN is moving   within its home domain, and only the local AAA server (AAAHome),   which is the home AAA server for the mobile node, is contacted.   The first scenario does not involve any pre-authentication.  The MN   is initially connected to AP0 and moves to AP1.  Because neither   network-layer authentication nor IEEE 802.11i pre-authentication is   used, the MN needs to engage in a full EAP authentication with AP1 to   gain access to the network after the move (post-authentication).   This experiment shows the effect of the absence of any kind of   pre-authentication.   The second scenario involves 802.11i pre-authentication and involves   movement between AP1 and AP2.  In this scenario, the MN is initially   connected to AP2, and starts IEEE 802.11i pre-authentication with   AP1.  This is an ideal scenario to compare the values obtained from   802.11i pre-authentication with that of network-layer assisted   pre-authentication.  Both scenarios use RADIUS as the AAA protocol   (APs implement a RADIUS client).  The third scenario takes advantage   of network-layer assisted link-layer pre-authentication.  It involves   movement between two APs (e.g., between AP0 and AP1) that belong to   two different subnets where 802.11i pre-authentication is not   possible.  Here, Diameter is used as the AAA protocol (PAA implements   a Diameter client).   In the third movement scenario, the MN is initially connected to AP0.   The MN starts PANA pre-authentication with the PAA, which is   co-located on the AR in the new candidate target network (nAR in   network A) from the current associated network (network B).  After   authentication, the PAA proactively installs two keys, PSKap1 and   PSKap2, in AP1 and AP2, respectively.  By doing the key installations   proactively, the PAA preempts the process of communicating with the   AAA server for the keys after the mobile node moves to the new   network.  Finally, because PSKap1 is already installed, AP1   immediately starts the 4-way handshake.  We have used measurement   tools such as ethereal and kismet to analyze the measurements for the   4-way handshake and PANA authentication.  These measurements reflect   different operations involved during network-layer pre-   authentication.   In our experiment, as part of the discovery phase, we assume that the   MN is able to retrieve the PAA's IP address and all required   information about AP1 and AP2 (e.g., channel, security-relatedDutta, et al.                 Informational                    [Page 52]

RFC 6252                      MPA Framework                    June 2011   parameters, etc.) at some point before the handover.  This avoids the   scanning during link-layer handoff.  We have applied this assumption   to all three scenarios.  Because our focus is on reducing the time   spent on the authentication phase during handoff, we do not discuss   the details of how we avoid the scanning.   =====================================================================   Types    |802.11i            | 802.11i           | MPA-assisted            |Post-              | Pre-              | Layer 2            |authentication     | authentication    | Pre-authentication   =====================================================================   Operation| Non-    | Roaming | Non-    | Roaming |Non-   | Roaming|            | Roaming |         | Roaming |         |Roaming|        |   ===================================================================   Tauth    | 61 ms   |  599 ms | 99 ms   | 638 ms  | 177 ms| 831 ms |   -------------------------------------------------------------------   Tconf    | --      |  --     | --      | --      | 16 ms | 17ms   |   -------------------------------------------------------------------   Tassoc+  |         |         |         |         |       |        |   4way     | 18 ms   |  17 ms  | 16 ms   | 17 ms   | 16 ms | 17 ms  |   ------------------------------------------------------------------|   Total    | 79 ms   |  616 ms | 115 ms  | 655 ms  | 208 ms| 865 ms |   ------------------------------------------------------------------|   Time     |         |         |         |         |       |        |   affecting| 79 ms   |  616 ms | 16 ms   | 17 ms   | 15 ms | 17 ms  |   handover |         |         |         |         |       |        |   ------------------------------------------------------------------|                Figure 10: Results of MPA-Assisted Layer 2                       Pre- and Post-Authentication   Figure 10 shows the timing (rounded off to the most significant   number) associated with some of the handoff operations we have   measured in the testbed.  We describe each of the timing parameters   below.   "Tauth" refers to the execution of EAP-Transport Layer Security (TLS)   authentication.  This time does not distinguish whether this   authentication was performed during pre-authentication or a typical   post-authentication.   "Tconf" refers to the time spent during PSK generation and   installation after EAP authentication is complete.  When network-   layer pre-authentication is not used, this time is not considered.   "Tassoc+4way" refers to the time dedicated to the completion of the   association and the 4-way handshake with the target AP after the   handoff.Dutta, et al.                 Informational                    [Page 53]

RFC 6252                      MPA Framework                    June 2011   The first two columns in the figure show the results for non-roaming   and roaming cases, respectively, when no pre-authentication is used   at all.  The second two columns depict the same cases when IEEE   802.11i pre-authentication is used.  The last two columns show when   we used network-layer-assisted layer 2 pre-authentication.  When pre-   authentication is used, only the factor Tassoc+4way affects the   handoff time.  When no pre-authentication is used, the time affecting   the handoff includes Tauth (the complete EAP-TLS authentication) plus   Tassoc+4way.   That is precisely the time affecting the handoff in the case where   the MN moves from AP0 to AP1 in the absence of pre-authentication.   As it is seen, these delays are not suitable for real-time   applications.  Indeed, for the non-roaming case, we obtained a ~80-ms   delay for re-establishing the connection with target AP1.  It takes   about 600 ms to complete the handoff when the MN moves to a visited   domain and the home AAA server is located far away.  However,   network-layer pre-authentication is only affected by Tassoc+4way   (~17 ms) involving any kind of handoff authentication.  As is   evident, IEEE 802.11i pre-authentication provides a comparable   benefit (~16 ms) in terms of handoff but is limited to cases when APs   are in the same Distribution System (DS).  Additionally, network-   layer pre-authentication leverages a single EAP authentication to   bootstrap security in several target APs by allowing the MN to move   among APs under the same PAA without running EAP and consequently   without contacting the AAA server.  In this sense, it extends IEEE   802.11r advantages over IEEE 802.11i by allowing inter-subnet and   inter-domain and even inter-technology handoffs.C.6.  Guidelines for Handover Preparation   In this section, we provide some guidelines for the roaming clients   that use pre-authentication mechanisms to reduce the handoff delay.   These guidelines can help determine the extent of the   pre-authentication operation that is needed based on a specific type   of movement of the client.  IEEE 802.11i and 802.11r take advantage   of the pre-authentication mechanism at layer 2.  Thus, many of the   guidelines observed for 802.11i-based pre-authentication and 802.11r-   based fast roaming could also be applicable to the clients that use   MPA-based pre-authentication techniques.  However, since MPA   operations are not limited to a specific subnet and involve inter-   subnet and inter-domain handover, the guidelines need to take into   account other factors, such as movement pattern of the mobile node,   cell size, etc.Dutta, et al.                 Informational                    [Page 54]

RFC 6252                      MPA Framework                    June 2011   The time needed to complete the pre-authentication mechanism is an   important parameter, since the mobile node needs to determine how   much ahead of time the mobile node needs to start the   pre-authentication process so that it can finish the desired   operations before the handover to the target network starts.  The   pre-authentication time will vary, depending upon the speed of the   mobile node (e.g., pedestrian vs. vehicular) and cell sizes (e.g.,   WiFi, Cellular).  Cell residence time is defined as the average time   the mobile node stays in the cell before the next handoff takes   place.  Cell residence time is dependent upon the coverage area and   velocity of the mobile node.  Thus, cell residence time is an   important factor in determining the desirable pre-authentication time   that a mobile node should consider.   Since the pre-authentication operation involves six steps as   described inSection 6.3 and each step takes some discrete amount of   time, only part of these sub-operations may be completed before   handoff, depending upon the available delay budget.   For example, a mobile node could complete only network discovery and   the network-layer authentication process before the handoff and   postpone the rest of the operations until after the handover is   complete.  On the other hand, if it is a slow-moving vehicle and the   adjacent cells are sparsely spaced, a mobile node could complete all   the desired MPA-related operations.  Finishing all the MPA-related   operations ahead of time reduces the handoff delay but adds other   constraints, such as cell residence time.   We give a numerical example here, similar to [MISHRA04].      D = Coverage diameter      v = Mobile node's velocity      RTT = round trip time from AP to AAA server, including processing      time for authentication (Tauth)      Tpsk = Time spent to install keys proactively on the target APs   If for a given value of D = 100 ft, Tpsk = 10 ms, and RTT = 100 ms, a   mobile node needs to execute only the pre-authentication procedure   associated with MPA, then the following can be calculated for a   successful MPA procedure before the handoff is complete.      2RTT + Tpsk < D/v      v = 100 ft/(200 ms + 10 ms) = ~500 ft/secDutta, et al.                 Informational                    [Page 55]

RFC 6252                      MPA Framework                    June 2011   Similarly, for a similar cell size, if the mobile node is involved in   both pre-authentication and pre-configuration operations as part of   the MPA procedure, and it takes an amount of time Tconf = 190 ms to   complete the layer 3 configuration including IP address   configuration, then for a successful MPA operation,      2RTT + Tpsk + Tconf < D/v      v = 100 ft/(200 ms + 10 ms + 190 ms) = ~250 ft/sec   Thus, compared to only the pre-authentication part of the MPA   operation, in order to be able to complete both pre-authentication   and pre-configuration operations successfully, either the mobile node   needs to move at a slower pace or it needs to expedite these   operations for this given cell size.  Thus, types of MPA operations   will be constrained by the velocity of the mobile node.   As an alternative, if a mobile node does complete all of the   pre-authentication procedure well ahead of time, it uses up the   resources accordingly by way of an extra IP address, tunnel, and   extra bandwidth.  Thus, there is always a tradeoff between the   performance benefit obtained from the pre-authentication mechanism   and network characteristics, such as movement speed, cell size, and   resources utilized.Dutta, et al.                 Informational                    [Page 56]

RFC 6252                      MPA Framework                    June 2011Authors' Addresses   Ashutosh Dutta (editor)   NIKSUN   100 Nassau Park Blvd.   Princeton, NJ  08540   USA   EMail: ashutosh.dutta@ieee.org   Victor Fajardo   NIKSUN   100 Nassau Park Blvd.   Princeton, NJ  08540   USA   EMail: vf0213@gmail.com   Yoshihiro Ohba   Corporate R&D Center, Toshiba Corporation   1 Komukai-Toshiba-cho, Saiwai-ku   Kawasaki, Kanagawa  212-0001   Japan   EMail: yoshihiro.ohba@toshiba.co.jp   Kenichi Taniuchi   Toshiba Corporation   2-9 Suehiro-cho   Ome, Tokyo  198-8710   Japan   EMail: kenichi.taniuchi@toshiba.co.jp   Henning Schulzrinne   Columbia University   Department of Computer Science   450 Computer Science Building   New York, NY  10027   USA   Phone: +1 212 939 7004   EMail: hgs@cs.columbia.eduDutta, et al.                 Informational                    [Page 57]

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