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PROPOSED STANDARD
Updated by:8446,8449,9325Errata Exist
Internet Engineering Task Force (IETF)                   D. Eastlake 3rdRequest for Comments: 6066                                        HuaweiObsoletes:4366                                             January 2011Category: Standards TrackISSN: 2070-1721Transport Layer Security (TLS) Extensions: Extension DefinitionsAbstract   This document provides specifications for existing TLS extensions.   It is a companion document forRFC 5246, "The Transport Layer   Security (TLS) Protocol Version 1.2".  The extensions specified are   server_name, max_fragment_length, client_certificate_url,   trusted_ca_keys, truncated_hmac, and status_request.Status of This Memo   This is an Internet Standards Track document.   This document is a product of the Internet Engineering Task Force   (IETF).  It represents the consensus of the IETF community.  It has   received public review and has been approved for publication by the   Internet Engineering Steering Group (IESG).  Further information on   Internet Standards is available inSection 2 of RFC 5741.   Information about the current status of this document, any errata,   and how to provide feedback on it may be obtained athttp://www.rfc-editor.org/info/rfc6066.Copyright Notice   Copyright (c) 2011 IETF Trust and the persons identified as the   document authors.  All rights reserved.   This document is subject toBCP 78 and the IETF Trust's Legal   Provisions Relating to IETF Documents   (http://trustee.ietf.org/license-info) in effect on the date of   publication of this document.  Please review these documents   carefully, as they describe your rights and restrictions with respect   to this document.  Code Components extracted from this document must   include Simplified BSD License text as described in Section 4.e of   the Trust Legal Provisions and are provided without warranty as   described in the Simplified BSD License.Eastlake                     Standards Track                    [Page 1]

RFC 6066                TLS Extension Definitions           January 2011   This document may contain material from IETF Documents or IETF   Contributions published or made publicly available before November   10, 2008.  The person(s) controlling the copyright in some of this   material may not have granted the IETF Trust the right to allow   modifications of such material outside the IETF Standards Process.   Without obtaining an adequate license from the person(s) controlling   the copyright in such materials, this document may not be modified   outside the IETF Standards Process, and derivative works of it may   not be created outside the IETF Standards Process, except to format   it for publication as an RFC or to translate it into languages other   than English.Table of Contents1. Introduction ....................................................31.1. Specific Extensions Covered ................................31.2. Conventions Used in This Document ..........................52. Extensions to the Handshake Protocol ............................53. Server Name Indication ..........................................64. Maximum Fragment Length Negotiation .............................85. Client Certificate URLs .........................................96. Trusted CA Indication ..........................................127. Truncated HMAC .................................................138. Certificate Status Request .....................................149. Error Alerts ...................................................1610. IANA Considerations ...........................................1710.1. pkipath MIME Type Registration ...........................17      10.2. Reference for TLS Alerts, TLS HandshakeTypes, and            ExtensionTypes ...........................................1911. Security Considerations .......................................1911.1. Security Considerations for server_name ..................1911.2. Security Considerations for max_fragment_length ..........2011.3. Security Considerations for client_certificate_url .......2011.4. Security Considerations for trusted_ca_keys ..............2111.5. Security Considerations for truncated_hmac ...............2111.6. Security Considerations for status_request ...............2212. Normative References ..........................................2213. Informative References ........................................23Appendix A. Changes fromRFC 4366 .................................24Appendix B. Acknowledgements ......................................25Eastlake                     Standards Track                    [Page 2]

RFC 6066                TLS Extension Definitions           January 20111.  Introduction   The Transport Layer Security (TLS) Protocol Version 1.2 is specified   in [RFC5246].  That specification includes the framework for   extensions to TLS, considerations in designing such extensions (seeSection 7.4.1.4 of [RFC5246]), and IANA Considerations for the   allocation of new extension code points; however, it does not specify   any particular extensions other than Signature Algorithms (seeSection 7.4.1.4.1 of [RFC5246]).   This document provides the specifications for existing TLS   extensions.  It is, for the most part, the adaptation and editing of   material fromRFC 4366, which covered TLS extensions for TLS 1.0 (RFC2246) and TLS 1.1 (RFC 4346).1.1.  Specific Extensions Covered   The extensions described here focus on extending the functionality   provided by the TLS protocol message formats.  Other issues, such as   the addition of new cipher suites, are deferred.   The extension types defined in this document are:      enum {          server_name(0), max_fragment_length(1),          client_certificate_url(2), trusted_ca_keys(3),          truncated_hmac(4), status_request(5), (65535)      } ExtensionType;   Specifically, the extensions described in this document:   -  Allow TLS clients to provide to the TLS server the name of the      server they are contacting.  This functionality is desirable in      order to facilitate secure connections to servers that host      multiple 'virtual' servers at a single underlying network address.   -  Allow TLS clients and servers to negotiate the maximum fragment      length to be sent.  This functionality is desirable as a result of      memory constraints among some clients, and bandwidth constraints      among some access networks.   -  Allow TLS clients and servers to negotiate the use of client      certificate URLs.  This functionality is desirable in order to      conserve memory on constrained clients.Eastlake                     Standards Track                    [Page 3]

RFC 6066                TLS Extension Definitions           January 2011   -  Allow TLS clients to indicate to TLS servers which certification      authority (CA) root keys they possess.  This functionality is      desirable in order to prevent multiple handshake failures      involving TLS clients that are only able to store a small number      of CA root keys due to memory limitations.   -  Allow TLS clients and servers to negotiate the use of truncated      Message Authentication Codes (MACs).  This functionality is      desirable in order to conserve bandwidth in constrained access      networks.   -  Allow TLS clients and servers to negotiate that the server sends      the client certificate status information (e.g., an Online      Certificate Status Protocol (OCSP) [RFC2560] response) during a      TLS handshake.  This functionality is desirable in order to avoid      sending a Certificate Revocation List (CRL) over a constrained      access network and therefore saving bandwidth.   TLS clients and servers may use the extensions described in this   document.  The extensions are designed to be backwards compatible,   meaning that TLS clients that support the extensions can talk to TLS   servers that do not support the extensions, and vice versa.   Note that any messages associated with these extensions that are sent   during the TLS handshake MUST be included in the hash calculations   involved in "Finished" messages.   Note also that all the extensions defined in this document are   relevant only when a session is initiated.  A client that requests   session resumption does not in general know whether the server will   accept this request, and therefore it SHOULD send the same extensions   as it would send if it were not attempting resumption.  When a client   includes one or more of the defined extension types in an extended   client hello while requesting session resumption:   -  The server name indication extension MAY be used by the server      when deciding whether or not to resume a session as described inSection 3.   -  If the resumption request is denied, the use of the extensions is      negotiated as normal.   -  If, on the other hand, the older session is resumed, then the      server MUST ignore the extensions and send a server hello      containing none of the extension types.  In this case, the      functionality of these extensions negotiated during the original      session initiation is applied to the resumed session.Eastlake                     Standards Track                    [Page 4]

RFC 6066                TLS Extension Definitions           January 20111.2.  Conventions Used in This Document   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",   "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and   "OPTIONAL" in this document are to be interpreted as described in   [RFC2119].2.  Extensions to the Handshake Protocol   This document specifies the use of two new handshake messages,   "CertificateURL" and "CertificateStatus".  These messages are   described in Sections5 and8, respectively.  The new handshake   message structure therefore becomes:   enum {       hello_request(0), client_hello(1), server_hello(2),       certificate(11), server_key_exchange (12),       certificate_request(13), server_hello_done(14),       certificate_verify(15), client_key_exchange(16),       finished(20), certificate_url(21), certificate_status(22),       (255)   } HandshakeType;   struct {       HandshakeType msg_type;    /* handshake type */       uint24 length;             /* bytes in message */       select (HandshakeType) {           case hello_request:       HelloRequest;           case client_hello:        ClientHello;           case server_hello:        ServerHello;           case certificate:         Certificate;           case server_key_exchange: ServerKeyExchange;           case certificate_request: CertificateRequest;           case server_hello_done:   ServerHelloDone;           case certificate_verify:  CertificateVerify;           case client_key_exchange: ClientKeyExchange;           case finished:            Finished;           case certificate_url:     CertificateURL;           case certificate_status:  CertificateStatus;       } body;   } Handshake;Eastlake                     Standards Track                    [Page 5]

RFC 6066                TLS Extension Definitions           January 20113.  Server Name Indication   TLS does not provide a mechanism for a client to tell a server the   name of the server it is contacting.  It may be desirable for clients   to provide this information to facilitate secure connections to   servers that host multiple 'virtual' servers at a single underlying   network address.   In order to provide any of the server names, clients MAY include an   extension of type "server_name" in the (extended) client hello.  The   "extension_data" field of this extension SHALL contain   "ServerNameList" where:      struct {          NameType name_type;          select (name_type) {              case host_name: HostName;          } name;      } ServerName;      enum {          host_name(0), (255)      } NameType;      opaque HostName<1..2^16-1>;      struct {          ServerName server_name_list<1..2^16-1>      } ServerNameList;   The ServerNameList MUST NOT contain more than one name of the same   name_type.  If the server understood the ClientHello extension but   does not recognize the server name, the server SHOULD take one of two   actions: either abort the handshake by sending a fatal-level   unrecognized_name(112) alert or continue the handshake.  It is NOT   RECOMMENDED to send a warning-level unrecognized_name(112) alert,   because the client's behavior in response to warning-level alerts is   unpredictable.  If there is a mismatch between the server name used   by the client application and the server name of the credential   chosen by the server, this mismatch will become apparent when the   client application performs the server endpoint identification, at   which point the client application will have to decide whether to   proceed with the communication.  TLS implementations are encouraged   to make information available to application callers about warning-   level alerts that were received or sent during a TLS handshake.  Such   information can be useful for diagnostic purposes.Eastlake                     Standards Track                    [Page 6]

RFC 6066                TLS Extension Definitions           January 2011      Note: Earlier versions of this specification permitted multiple      names of the same name_type.  In practice, current client      implementations only send one name, and the client cannot      necessarily find out which name the server selected.  Multiple      names of the same name_type are therefore now prohibited.   Currently, the only server names supported are DNS hostnames;   however, this does not imply any dependency of TLS on DNS, and other   name types may be added in the future (by an RFC that updates this   document).  The data structure associated with the host_name NameType   is a variable-length vector that begins with a 16-bit length.  For   backward compatibility, all future data structures associated with   new NameTypes MUST begin with a 16-bit length field.  TLS MAY treat   provided server names as opaque data and pass the names and types to   the application.   "HostName" contains the fully qualified DNS hostname of the server,   as understood by the client.  The hostname is represented as a byte   string using ASCII encoding without a trailing dot.  This allows the   support of internationalized domain names through the use of A-labels   defined in [RFC5890].  DNS hostnames are case-insensitive.  The   algorithm to compare hostnames is described in [RFC5890],Section2.3.2.4.   Literal IPv4 and IPv6 addresses are not permitted in "HostName".   It is RECOMMENDED that clients include an extension of type   "server_name" in the client hello whenever they locate a server by a   supported name type.   A server that receives a client hello containing the "server_name"   extension MAY use the information contained in the extension to guide   its selection of an appropriate certificate to return to the client,   and/or other aspects of security policy.  In this event, the server   SHALL include an extension of type "server_name" in the (extended)   server hello.  The "extension_data" field of this extension SHALL be   empty.   When the server is deciding whether or not to accept a request to   resume a session, the contents of a server_name extension MAY be used   in the lookup of the session in the session cache.  The client SHOULD   include the same server_name extension in the session resumption   request as it did in the full handshake that established the session.   A server that implements this extension MUST NOT accept the request   to resume the session if the server_name extension contains a   different name.  Instead, it proceeds with a full handshake to   establish a new session.  When resuming a session, the server MUST   NOT include a server_name extension in the server hello.Eastlake                     Standards Track                    [Page 7]

RFC 6066                TLS Extension Definitions           January 2011   If an application negotiates a server name using an application   protocol and then upgrades to TLS, and if a server_name extension is   sent, then the extension SHOULD contain the same name that was   negotiated in the application protocol.  If the server_name is   established in the TLS session handshake, the client SHOULD NOT   attempt to request a different server name at the application layer.4.  Maximum Fragment Length Negotiation   Without this extension, TLS specifies a fixed maximum plaintext   fragment length of 2^14 bytes.  It may be desirable for constrained   clients to negotiate a smaller maximum fragment length due to memory   limitations or bandwidth limitations.   In order to negotiate smaller maximum fragment lengths, clients MAY   include an extension of type "max_fragment_length" in the (extended)   client hello.  The "extension_data" field of this extension SHALL   contain:      enum{          2^9(1), 2^10(2), 2^11(3), 2^12(4), (255)      } MaxFragmentLength;   whose value is the desired maximum fragment length.  The allowed   values for this field are: 2^9, 2^10, 2^11, and 2^12.   Servers that receive an extended client hello containing a   "max_fragment_length" extension MAY accept the requested maximum   fragment length by including an extension of type   "max_fragment_length" in the (extended) server hello.  The   "extension_data" field of this extension SHALL contain a   "MaxFragmentLength" whose value is the same as the requested maximum   fragment length.   If a server receives a maximum fragment length negotiation request   for a value other than the allowed values, it MUST abort the   handshake with an "illegal_parameter" alert.  Similarly, if a client   receives a maximum fragment length negotiation response that differs   from the length it requested, it MUST also abort the handshake with   an "illegal_parameter" alert.   Once a maximum fragment length other than 2^14 has been successfully   negotiated, the client and server MUST immediately begin fragmenting   messages (including handshake messages) to ensure that no fragment   larger than the negotiated length is sent.  Note that TLS already   requires clients and servers to support fragmentation of handshake   messages.Eastlake                     Standards Track                    [Page 8]

RFC 6066                TLS Extension Definitions           January 2011   The negotiated length applies for the duration of the session   including session resumptions.   The negotiated length limits the input that the record layer may   process without fragmentation (that is, the maximum value of   TLSPlaintext.length; see[RFC5246], Section 6.2.1).  Note that the   output of the record layer may be larger.  For example, if the   negotiated length is 2^9=512, then, when using currently defined   cipher suites (those defined in [RFC5246] and [RFC2712]) and null   compression, the record-layer output can be at most 805 bytes: 5   bytes of headers, 512 bytes of application data, 256 bytes of   padding, and 32 bytes of MAC.  This means that in this event a TLS   record-layer peer receiving a TLS record-layer message larger than   805 bytes MUST discard the message and send a "record_overflow"   alert, without decrypting the message.  When this extension is used   with Datagram Transport Layer Security (DTLS), implementations SHOULD   NOT generate record_overflow alerts unless the packet passes message   authentication.5.  Client Certificate URLs   Without this extension, TLS specifies that when client authentication   is performed, client certificates are sent by clients to servers   during the TLS handshake.  It may be desirable for constrained   clients to send certificate URLs in place of certificates, so that   they do not need to store their certificates and can therefore save   memory.   In order to negotiate sending certificate URLs to a server, clients   MAY include an extension of type "client_certificate_url" in the   (extended) client hello.  The "extension_data" field of this   extension SHALL be empty.   (Note that it is necessary to negotiate the use of client certificate   URLs in order to avoid "breaking" existing TLS servers.)   Servers that receive an extended client hello containing a   "client_certificate_url" extension MAY indicate that they are willing   to accept certificate URLs by including an extension of type   "client_certificate_url" in the (extended) server hello.  The   "extension_data" field of this extension SHALL be empty.   After negotiation of the use of client certificate URLs has been   successfully completed (by exchanging hellos including   "client_certificate_url" extensions), clients MAY send a   "CertificateURL" message in place of a "Certificate" message as   follows (see alsoSection 2):Eastlake                     Standards Track                    [Page 9]

RFC 6066                TLS Extension Definitions           January 2011      enum {          individual_certs(0), pkipath(1), (255)      } CertChainType;      struct {          CertChainType type;          URLAndHash url_and_hash_list<1..2^16-1>;      } CertificateURL;      struct {          opaque url<1..2^16-1>;          unint8 padding;          opaque SHA1Hash[20];      } URLAndHash;   Here, "url_and_hash_list" contains a sequence of URLs and hashes.   Each "url" MUST be an absolute URI reference according to [RFC3986]   that can be immediately used to fetch the certificate(s).   When X.509 certificates are used, there are two possibilities:   -  If CertificateURL.type is "individual_certs", each URL refers to a      single DER-encoded X.509v3 certificate, with the URL for the      client's certificate first.   -  If CertificateURL.type is "pkipath", the list contains a single      URL referring to a DER-encoded certificate chain, using the type      PkiPath described inSection 10.1.   When any other certificate format is used, the specification that   describes use of that format in TLS should define the encoding format   of certificates or certificate chains, and any constraint on their   ordering.   The "padding" byte MUST be 0x01.  It is present to make the structure   backwards compatible.   The hash corresponding to each URL is the SHA-1 hash of the   certificate or certificate chain (in the case of X.509 certificates,   the DER-encoded certificate or the DER-encoded PkiPath).   Note that when a list of URLs for X.509 certificates is used, the   ordering of URLs is the same as that used in the TLS Certificate   message (see[RFC5246], Section 7.4.2), but opposite to the order in   which certificates are encoded in PkiPath.  In either case, the self-   signed root certificate MAY be omitted from the chain, under the   assumption that the server must already possess it in order to   validate it.Eastlake                     Standards Track                   [Page 10]

RFC 6066                TLS Extension Definitions           January 2011   Servers receiving "CertificateURL" SHALL attempt to retrieve the   client's certificate chain from the URLs and then process the   certificate chain as usual.  A cached copy of the content of any URL   in the chain MAY be used, provided that the SHA-1 hash matches the   hash of the cached copy.   Servers that support this extension MUST support the 'http' URI   scheme for certificate URLs and MAY support other schemes.  Use of   other schemes than 'http', 'https', or 'ftp' may create unexpected   problems.   If the protocol used is HTTP, then the HTTP server can be configured   to use the Cache-Control and Expires directives described in   [RFC2616] to specify whether and for how long certificates or   certificate chains should be cached.   The TLS server MUST NOT follow HTTP redirects when retrieving the   certificates or certificate chain.  The URLs used in this extension   MUST NOT be chosen to depend on such redirects.   If the protocol used to retrieve certificates or certificate chains   returns a MIME-formatted response (as HTTP does), then the following   MIME Content-Types SHALL be used: when a single X.509v3 certificate   is returned, the Content-Type is "application/pkix-cert" [RFC2585],   and when a chain of X.509v3 certificates is returned, the Content-   Type is "application/pkix-pkipath" (Section 10.1).   The server MUST check that the SHA-1 hash of the contents of the   object retrieved from that URL (after decoding any MIME Content-   Transfer-Encoding) matches the given hash.  If any retrieved object   does not have the correct SHA-1 hash, the server MUST abort the   handshake with a bad_certificate_hash_value(114) alert.  This alert   is always fatal.   Clients may choose to send either "Certificate" or "CertificateURL"   after successfully negotiating the option to send certificate URLs.   The option to send a certificate is included to provide flexibility   to clients possessing multiple certificates.   If a server is unable to obtain certificates in a given   CertificateURL, it MUST send a fatal certificate_unobtainable(111)   alert if it requires the certificates to complete the handshake.  If   the server does not require the certificates, then the server   continues the handshake.  The server MAY send a warning-level alert   in this case.  Clients receiving such an alert SHOULD log the alert   and continue with the handshake if possible.Eastlake                     Standards Track                   [Page 11]

RFC 6066                TLS Extension Definitions           January 20116.  Trusted CA Indication   Constrained clients that, due to memory limitations, possess only a   small number of CA root keys may wish to indicate to servers which   root keys they possess, in order to avoid repeated handshake   failures.   In order to indicate which CA root keys they possess, clients MAY   include an extension of type "trusted_ca_keys" in the (extended)   client hello.  The "extension_data" field of this extension SHALL   contain "TrustedAuthorities" where:      struct {          TrustedAuthority trusted_authorities_list<0..2^16-1>;      } TrustedAuthorities;      struct {          IdentifierType identifier_type;          select (identifier_type) {              case pre_agreed: struct {};              case key_sha1_hash: SHA1Hash;              case x509_name: DistinguishedName;              case cert_sha1_hash: SHA1Hash;          } identifier;      } TrustedAuthority;      enum {          pre_agreed(0), key_sha1_hash(1), x509_name(2),          cert_sha1_hash(3), (255)      } IdentifierType;      opaque DistinguishedName<1..2^16-1>;   Here, "TrustedAuthorities" provides a list of CA root key identifiers   that the client possesses.  Each CA root key is identified via   either:   -  "pre_agreed": no CA root key identity supplied.   -  "key_sha1_hash": contains the SHA-1 hash of the CA root key.  For      Digital Signature Algorithm (DSA) and Elliptic Curve Digital      Signature Algorithm (ECDSA) keys, this is the hash of the      "subjectPublicKey" value.  For RSA keys, the hash is of the big-      endian byte string representation of the modulus without any      initial zero-valued bytes.  (This copies the key hash formats      deployed in other environments.)Eastlake                     Standards Track                   [Page 12]

RFC 6066                TLS Extension Definitions           January 2011   -  "x509_name": contains the DER-encoded X.509 DistinguishedName of      the CA.   -  "cert_sha1_hash": contains the SHA-1 hash of a DER-encoded      Certificate containing the CA root key.   Note that clients may include none, some, or all of the CA root keys   they possess in this extension.   Note also that it is possible that a key hash or a Distinguished Name   alone may not uniquely identify a certificate issuer (for example, if   a particular CA has multiple key pairs).  However, here we assume   this is the case following the use of Distinguished Names to identify   certificate issuers in TLS.   The option to include no CA root keys is included to allow the client   to indicate possession of some pre-defined set of CA root keys.   Servers that receive a client hello containing the "trusted_ca_keys"   extension MAY use the information contained in the extension to guide   their selection of an appropriate certificate chain to return to the   client.  In this event, the server SHALL include an extension of type   "trusted_ca_keys" in the (extended) server hello.  The   "extension_data" field of this extension SHALL be empty.7.  Truncated HMAC   Currently defined TLS cipher suites use the MAC construction HMAC   [RFC2104] to authenticate record-layer communications.  In TLS, the   entire output of the hash function is used as the MAC tag.  However,   it may be desirable in constrained environments to save bandwidth by   truncating the output of the hash function to 80 bits when forming   MAC tags.   In order to negotiate the use of 80-bit truncated HMAC, clients MAY   include an extension of type "truncated_hmac" in the extended client   hello.  The "extension_data" field of this extension SHALL be empty.   Servers that receive an extended hello containing a "truncated_hmac"   extension MAY agree to use a truncated HMAC by including an extension   of type "truncated_hmac", with empty "extension_data", in the   extended server hello.   Note that if new cipher suites are added that do not use HMAC, and   the session negotiates one of these cipher suites, this extension   will have no effect.  It is strongly recommended that any new cipher   suites using other MACs consider the MAC size an integral part of theEastlake                     Standards Track                   [Page 13]

RFC 6066                TLS Extension Definitions           January 2011   cipher suite definition, taking into account both security and   bandwidth considerations.   If HMAC truncation has been successfully negotiated during a TLS   handshake, and the negotiated cipher suite uses HMAC, both the client   and the server pass this fact to the TLS record layer along with the   other negotiated security parameters.  Subsequently during the   session, clients and servers MUST use truncated HMACs, calculated as   specified in [RFC2104].  That is, SecurityParameters.mac_length is 10   bytes, and only the first 10 bytes of the HMAC output are transmitted   and checked.  Note that this extension does not affect the   calculation of the pseudo-random function (PRF) as part of   handshaking or key derivation.   The negotiated HMAC truncation size applies for the duration of the   session including session resumptions.8.  Certificate Status Request   Constrained clients may wish to use a certificate-status protocol   such as OCSP [RFC2560] to check the validity of server certificates,   in order to avoid transmission of CRLs and therefore save bandwidth   on constrained networks.  This extension allows for such information   to be sent in the TLS handshake, saving roundtrips and resources.   In order to indicate their desire to receive certificate status   information, clients MAY include an extension of type   "status_request" in the (extended) client hello.  The   "extension_data" field of this extension SHALL contain   "CertificateStatusRequest" where:      struct {          CertificateStatusType status_type;          select (status_type) {              case ocsp: OCSPStatusRequest;          } request;      } CertificateStatusRequest;      enum { ocsp(1), (255) } CertificateStatusType;      struct {          ResponderID responder_id_list<0..2^16-1>;          Extensions  request_extensions;      } OCSPStatusRequest;      opaque ResponderID<1..2^16-1>;      opaque Extensions<0..2^16-1>;Eastlake                     Standards Track                   [Page 14]

RFC 6066                TLS Extension Definitions           January 2011   In the OCSPStatusRequest, the "ResponderIDs" provides a list of OCSP   responders that the client trusts.  A zero-length "responder_id_list"   sequence has the special meaning that the responders are implicitly   known to the server, e.g., by prior arrangement.  "Extensions" is a   DER encoding of OCSP request extensions.   Both "ResponderID" and "Extensions" are DER-encoded ASN.1 types as   defined in [RFC2560].  "Extensions" is imported from [RFC5280].  A   zero-length "request_extensions" value means that there are no   extensions (as opposed to a zero-length ASN.1 SEQUENCE, which is not   valid for the "Extensions" type).   In the case of the "id-pkix-ocsp-nonce" OCSP extension, [RFC2560] is   unclear about its encoding; for clarification, the nonce MUST be a   DER-encoded OCTET STRING, which is encapsulated as another OCTET   STRING (note that implementations based on an existing OCSP client   will need to be checked for conformance to this requirement).   Servers that receive a client hello containing the "status_request"   extension MAY return a suitable certificate status response to the   client along with their certificate.  If OCSP is requested, they   SHOULD use the information contained in the extension when selecting   an OCSP responder and SHOULD include request_extensions in the OCSP   request.   Servers return a certificate response along with their certificate by   sending a "CertificateStatus" message immediately after the   "Certificate" message (and before any "ServerKeyExchange" or   "CertificateRequest" messages).  If a server returns a   "CertificateStatus" message, then the server MUST have included an   extension of type "status_request" with empty "extension_data" in the   extended server hello.  The "CertificateStatus" message is conveyed   using the handshake message type "certificate_status" as follows (see   alsoSection 2):      struct {          CertificateStatusType status_type;          select (status_type) {              case ocsp: OCSPResponse;          } response;      } CertificateStatus;      opaque OCSPResponse<1..2^24-1>;   An "ocsp_response" contains a complete, DER-encoded OCSP response   (using the ASN.1 type OCSPResponse defined in [RFC2560]).  Only one   OCSP response may be sent.Eastlake                     Standards Track                   [Page 15]

RFC 6066                TLS Extension Definitions           January 2011   Note that a server MAY also choose not to send a "CertificateStatus"   message, even if has received a "status_request" extension in the   client hello message and has sent a "status_request" extension in the   server hello message.   Note in addition that a server MUST NOT send the "CertificateStatus"   message unless it received a "status_request" extension in the client   hello message and sent a "status_request" extension in the server   hello message.   Clients requesting an OCSP response and receiving an OCSP response in   a "CertificateStatus" message MUST check the OCSP response and abort   the handshake if the response is not satisfactory with   bad_certificate_status_response(113) alert.  This alert is always   fatal.9.  Error Alerts   Four new error alerts are defined for use with the TLS extensions   defined in this document.  To avoid "breaking" existing clients and   servers, these alerts MUST NOT be sent unless the sending party has   received an extended hello message from the party they are   communicating with.  These error alerts are conveyed using the   following syntax.  The new alerts are the last four, as indicated by   the comments on the same line as the error alert number.      enum {          close_notify(0),          unexpected_message(10),          bad_record_mac(20),          decryption_failed(21),          record_overflow(22),          decompression_failure(30),          handshake_failure(40),          /* 41 is not defined, for historical reasons */          bad_certificate(42),          unsupported_certificate(43),          certificate_revoked(44),          certificate_expired(45),          certificate_unknown(46),          illegal_parameter(47),          unknown_ca(48),          access_denied(49),          decode_error(50),          decrypt_error(51),          export_restriction(60),          protocol_version(70),          insufficient_security(71),Eastlake                     Standards Track                   [Page 16]

RFC 6066                TLS Extension Definitions           January 2011          internal_error(80),          user_canceled(90),          no_renegotiation(100),          unsupported_extension(110),          certificate_unobtainable(111),        /* new */          unrecognized_name(112),               /* new */          bad_certificate_status_response(113), /* new */          bad_certificate_hash_value(114),      /* new */          (255)      } AlertDescription;   "certificate_unobtainable" is described inSection 5.   "unrecognized_name" is described inSection 3.   "bad_certificate_status_response" is described inSection 8.   "bad_certificate_hash_value" is described inSection 5.10.  IANA Considerations   IANA Considerations for TLS extensions and the creation of a registry   are covered inSection 12 of [RFC5246] except for the registration of   MIME type application/pkix-pkipath, which appears below.   The IANA TLS extensions and MIME type application/pkix-pkipath   registry entries that referenceRFC 4366 have been updated to   reference this document.10.1.  pkipath MIME Type Registration   MIME media type name: application   MIME subtype name: pkix-pkipath   Required parameters: none   Optional parameters: version (default value is "1")   Encoding considerations:      Binary; this MIME type is a DER encoding of the ASN.1 type      PkiPath, defined as follows:        PkiPath ::= SEQUENCE OF Certificate        PkiPath is used to represent a certification path.  Within the        sequence, the order of certificates is such that the subject of        the first certificate is the issuer of the second certificate,        etc.      This is identical to the definition published in [X509-4th-TC1];      note that it is different from that in [X509-4th].      All Certificates MUST conform to [RFC5280].  (This should be      interpreted as a requirement to encode only PKIX-conformant      certificates using this type.  It does not necessarily requireEastlake                     Standards Track                   [Page 17]

RFC 6066                TLS Extension Definitions           January 2011      that all certificates that are not strictly PKIX-conformant must      be rejected by relying parties, although the security consequences      of accepting any such certificates should be considered      carefully.)      DER (as opposed to BER) encoding MUST be used.  If this type is      sent over a 7-bit transport, base64 encoding SHOULD be used.   Security considerations:      The security considerations of [X509-4th] and [RFC5280] (or any      updates to them) apply, as well as those of any protocol that uses      this type (e.g., TLS).      Note that this type only specifies a certificate chain that can be      assessed for validity according to the relying party's existing      configuration of trusted CAs; it is not intended to be used to      specify any change to that configuration.   Interoperability considerations:      No specific interoperability problems are known with this type,      but for recommendations relating to X.509 certificates in general,      see [RFC5280].   Published specification: This document and [RFC5280].   Applications that use this media type:      TLS.  It may also be used by other protocols or for general      interchange of PKIX certificate chains.   Additional information:      Magic number(s): DER-encoded ASN.1 can be easily recognized.        Further parsing is required to distinguish it from other ASN.1        types.      File extension(s): .pkipath      Macintosh File Type Code(s): not specified   Person & email address to contact for further information:      Magnus Nystrom <mnystrom@microsoft.com>   Intended usage: COMMON   Change controller: IESG <iesg@ietf.org>Eastlake                     Standards Track                   [Page 18]

RFC 6066                TLS Extension Definitions           January 201110.2.  Reference for TLS Alerts, TLS HandshakeTypes, and ExtensionTypes   The following values in the TLS Alert Registry have been updated to   reference this document:      111 certificate_unobtainable      112 unrecognized_name      113 bad_certificate_status_response      114 bad_certificate_hash_value   The following values in the TLS HandshakeType Registry have been   updated to reference this document:      21 certificate_url      22 certificate_status   The following ExtensionType values have been updated to reference   this document:      0 server_name      1 max_fragment_length      2 client_certificate_url      3 trusted_ca_keys      4 truncated_hmac      5 status_request11.  Security Considerations   General security considerations for TLS extensions are covered in   [RFC5246].  Security Considerations for particular extensions   specified in this document are given below.   In general, implementers should continue to monitor the state of the   art and address any weaknesses identified.11.1.  Security Considerations for server_name   If a single server hosts several domains, then clearly it is   necessary for the owners of each domain to ensure that this satisfies   their security needs.  Apart from this, server_name does not appear   to introduce significant security issues.   Since it is possible for a client to present a different server_name   in the application protocol, application server implementations that   rely upon these names being the same MUST check to make sure the   client did not present a different name in the application protocol.Eastlake                     Standards Track                   [Page 19]

RFC 6066                TLS Extension Definitions           January 2011   Implementations MUST ensure that a buffer overflow does not occur,   whatever the values of the length fields in server_name.11.2.  Security Considerations for max_fragment_length   The maximum fragment length takes effect immediately, including for   handshake messages.  However, that does not introduce any security   complications that are not already present in TLS, since TLS requires   implementations to be able to handle fragmented handshake messages.   Note that, as described inSection 4, once a non-null cipher suite   has been activated, the effective maximum fragment length depends on   the cipher suite and compression method, as well as on the negotiated   max_fragment_length.  This must be taken into account when sizing   buffers and checking for buffer overflow.11.3.  Security Considerations for client_certificate_url   Support for client_certificate_url involves the server's acting as a   client in another URI-scheme-dependent protocol.  The server   therefore becomes subject to many of the same security concerns that   clients of the URI scheme are subject to, with the added concern that   the client can attempt to prompt the server to connect to some   (possibly weird-looking) URL.   In general, this issue means that an attacker might use the server to   indirectly attack another host that is vulnerable to some security   flaw.  It also introduces the possibility of denial-of-service   attacks in which an attacker makes many connections to the server,   each of which results in the server's attempting a connection to the   target of the attack.   Note that the server may be behind a firewall or otherwise able to   access hosts that would not be directly accessible from the public   Internet.  This could exacerbate the potential security and denial-   of-service problems described above, as well as allow the existence   of internal hosts to be confirmed when they would otherwise be   hidden.   The detailed security concerns involved will depend on the URI   schemes supported by the server.  In the case of HTTP, the concerns   are similar to those that apply to a publicly accessible HTTP proxy   server.  In the case of HTTPS, loops and deadlocks may be created,   and this should be addressed.  In the case of FTP, attacks arise that   are similar to FTP bounce attacks.Eastlake                     Standards Track                   [Page 20]

RFC 6066                TLS Extension Definitions           January 2011   As a result of this issue, it is RECOMMENDED that the   client_certificate_url extension should have to be specifically   enabled by a server administrator, rather than be enabled by default.   It is also RECOMMENDED that URI schemes be enabled by the   administrator individually, and only a minimal set of schemes be   enabled.  Unusual protocols that offer limited security or whose   security is not well understood SHOULD be avoided.   As discussed in [RFC3986], URLs that specify ports other than the   default may cause problems, as may very long URLs (which are more   likely to be useful in exploiting buffer overflow bugs).   This extension continues to use SHA-1 (as inRFC 4366) and does not   provide algorithm agility.  The property required of SHA-1 in this   case is second pre-image resistance, not collision resistance.   Furthermore, even if second pre-image attacks against SHA-1 are found   in the future, an attack against client_certificate_url would require   a second pre-image that is accepted as a valid certificate by the   server and contains the same public key.   Also note that HTTP caching proxies are common on the Internet, and   some proxies do not check for the latest version of an object   correctly.  If a request using HTTP (or another caching protocol)   goes through a misconfigured or otherwise broken proxy, the proxy may   return an out-of-date response.11.4.  Security Considerations for trusted_ca_keys   Potentially, the CA root keys a client possesses could be regarded as   confidential information.  As a result, the CA root key indication   extension should be used with care.   The use of the SHA-1 certificate hash alternative ensures that each   certificate is specified unambiguously.  This context does not   require a cryptographic hash function, so the use of SHA-1 is   considered acceptable, and no algorithm agility is provided.11.5.  Security Considerations for truncated_hmac   It is possible that truncated MACs are weaker than "un-truncated"   MACs.  However, no significant weaknesses are currently known or   expected to exist for HMAC with MD5 or SHA-1, truncated to 80 bits.   Note that the output length of a MAC need not be as long as the   length of a symmetric cipher key, since forging of MAC values cannot   be done off-line: in TLS, a single failed MAC guess will cause the   immediate termination of the TLS session.Eastlake                     Standards Track                   [Page 21]

RFC 6066                TLS Extension Definitions           January 2011   Since the MAC algorithm only takes effect after all handshake   messages that affect extension parameters have been authenticated by   the hashes in the Finished messages, it is not possible for an active   attacker to force negotiation of the truncated HMAC extension where   it would not otherwise be used (to the extent that the handshake   authentication is secure).  Therefore, in the event that any security   problems were found with truncated HMAC in the future, if either the   client or the server for a given session were updated to take the   problem into account, it would be able to veto use of this extension.11.6.  Security Considerations for status_request   If a client requests an OCSP response, it must take into account that   an attacker's server using a compromised key could (and probably   would) pretend not to support the extension.  In this case, a client   that requires OCSP validation of certificates SHOULD either contact   the OCSP server directly or abort the handshake.   Use of the OCSP nonce request extension (id-pkix-ocsp-nonce) may   improve security against attacks that attempt to replay OCSP   responses; seeSection 4.4.1 of [RFC2560] for further details.12.  Normative References   [RFC2104]      Krawczyk, H., Bellare, M., and R. Canetti, "HMAC:                  Keyed-Hashing for Message Authentication",RFC 2104,                  February 1997.   [RFC2119]      Bradner, S., "Key words for use in RFCs to Indicate                  Requirement Levels",BCP 14,RFC 2119, March 1997.   [RFC2560]      Myers, M., Ankney, R., Malpani, A., Galperin, S., and                  C. Adams, "X.509 Internet Public Key Infrastructure                  Online Certificate Status Protocol - OCSP",RFC 2560,                  June 1999.   [RFC2585]      Housley, R. and P. Hoffman, "Internet X.509 Public Key                  Infrastructure Operational Protocols: FTP and HTTP",RFC 2585, May 1999.   [RFC2616]      Fielding, R., Gettys, J., Mogul, J., Frystyk, H.,                  Masinter, L., Leach, P., and T. Berners-Lee,                  "Hypertext Transfer Protocol -- HTTP/1.1",RFC 2616,                  June 1999.   [RFC3986]      Berners-Lee, T., Fielding, R., and L. Masinter,                  "Uniform Resource Identifier (URI): Generic Syntax",                  STD 66,RFC 3986, January 2005.Eastlake                     Standards Track                   [Page 22]

RFC 6066                TLS Extension Definitions           January 2011   [RFC5246]      Dierks, T. and E. Rescorla, "The Transport Layer                  Security (TLS) Protocol Version 1.2",RFC 5246, August                  2008.   [RFC5280]      Cooper, D., Santesson, S., Farrell, S., Boeyen, S.,                  Housley, R., and W. Polk, "Internet X.509 Public Key                  Infrastructure Certificate and Certificate Revocation                  List (CRL) Profile",RFC 5280, May 2008.   [RFC5890]      Klensin, J., "Internationalized Domain Names for                  Applications (IDNA): Definitions and Document                  Framework",RFC 5890, August 2010.13.  Informative References   [RFC2712]      Medvinsky, A. and M. Hur, "Addition of Kerberos Cipher                  Suites to Transport Layer Security (TLS)",RFC 2712,                  October 1999.   [X509-4th]     ITU-T Recommendation X.509 (2000) | ISO/IEC                  9594-8:2001, "Information Systems - Open Systems                  Interconnection - The Directory: Public key and                  attribute certificate frameworks".   [X509-4th-TC1] ITU-T Recommendation X.509(2000) Corrigendum 1(2001) |                  ISO/IEC 9594-8:2001/Cor.1:2002, Technical Corrigendum                  1 to ISO/IEC 9594:8:2001.Eastlake                     Standards Track                   [Page 23]

RFC 6066                TLS Extension Definitions           January 2011Appendix A.  Changes fromRFC 4366   The significant changes betweenRFC 4366 and this document are   described below.RFC 4366 described both general extension mechanisms (for the TLS   handshake and client and server hellos) as well as specific   extensions.RFC 4366 was associated withRFC 4346, TLS 1.1.  The   client and server hello extension mechanisms have been moved intoRFC5246, TLS 1.2, so this document, which is associated withRFC 5246,   includes only the handshake extension mechanisms and the specific   extensions fromRFC 4366.RFC 5246 also specifies the unknown   extension error and new extension specification considerations, so   that material has been removed from this document.   The Server Name extension now specifies only ASCII representation,   eliminating UTF-8.  It is provided that the ServerNameList can   contain more than only one name of any particular name_type.  If a   server name is provided but not recognized, the server should either   continue the handshake without an error or send a fatal error.   Sending a warning-level message is not recommended because client   behavior will be unpredictable.  Provision was added for the user   using the server_name extension in deciding whether or not to resume   a session.  Furthermore, this extension should be the same in a   session resumption request as it was in the full handshake that   established the session.  Such a resumption request must not be   accepted if the server_name extension is different, but instead a   full handshake must be done to possibly establish a new session.   The Client Certificate URLs extension has been changed to make the   presence of a hash mandatory.   For the case of DTLS, the requirement to report an overflow of the   negotiated maximum fragment length is made conditional on passing   authentication.   TLS servers are now prohibited from following HTTP redirects when   retrieving certificates.   The material was also re-organized in minor ways.  For example,   information as to which errors are fatal is moved from the "Error   Alerts" section to the individual extension specifications.Eastlake                     Standards Track                   [Page 24]

RFC 6066                TLS Extension Definitions           January 2011Appendix B.  Acknowledgements   This document is based on material fromRFC 4366 for which the   authors were S. Blake-Wilson, M. Nystrom, D. Hopwood, J. Mikkelsen,   and T. Wright.  Other contributors include Joseph Salowey, Alexey   Melnikov, Peter Saint-Andre, and Adrian Farrel.Author's Address   Donald Eastlake 3rd   Huawei   155 Beaver Street   Milford, MA 01757 USA   Phone: +1-508-333-2270   EMail: d3e3e3@gmail.comEastlake                     Standards Track                   [Page 25]

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