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INFORMATIONAL
Internet Engineering Task Force (IETF)                         A. CrouchRequest for Comments: 6041                                   H. KhosraviCategory: Informational                                            IntelISSN: 2070-1721                                            A. Doria, Ed.                                                                     LTU                                                                 X. Wang                                                                  Huawei                                                                K. Ogawa                                                         NTT Corporation                                                            October 2010Forwarding and Control Element Separation (ForCES)Applicability StatementAbstract   The Forwarding and Control Element Separation (ForCES) protocol   defines a standard framework and mechanism for the interconnection   between control elements and forwarding elements in IP routers and   similar devices.  In this document we describe the applicability of   the ForCES model and protocol.  We provide example deployment   scenarios and functionality, as well as document applications that   would be inappropriate for ForCES.Status of This Memo   This document is not an Internet Standards Track specification; it is   published for informational purposes.   This document is a product of the Internet Engineering Task Force   (IETF).  It represents the consensus of the IETF community.  It has   received public review and has been approved for publication by the   Internet Engineering Steering Group (IESG).  Not all documents   approved by the IESG are a candidate for any level of Internet   Standard; seeSection 2 of RFC 5741.   Information about the current status of this document, any errata,   and how to provide feedback on it may be obtained athttp://www.rfc-editor.org/info/rfc6041.Crouch, et al.                Informational                     [Page 1]

RFC 6041             ForCES Applicability Statement         October 2010Copyright Notice   Copyright (c) 2010 IETF Trust and the persons identified as the   document authors.  All rights reserved.   This document is subject toBCP 78 and the IETF Trust's Legal   Provisions Relating to IETF Documents   (http://trustee.ietf.org/license-info) in effect on the date of   publication of this document.  Please review these documents   carefully, as they describe your rights and restrictions with respect   to this document.  Code Components extracted from this document must   include Simplified BSD License text as described in Section 4.e of   the Trust Legal Provisions and are provided without warranty as   described in the Simplified BSD License.   This document may contain material from IETF Documents or IETF   Contributions published or made publicly available before November   10, 2008.  The person(s) controlling the copyright in some of this   material may not have granted the IETF Trust the right to allow   modifications of such material outside the IETF Standards Process.   Without obtaining an adequate license from the person(s) controlling   the copyright in such materials, this document may not be modified   outside the IETF Standards Process, and derivative works of it may   not be created outside the IETF Standards Process, except to format   it for publication as an RFC or to translate it into languages other   than English.Crouch, et al.                Informational                     [Page 2]

RFC 6041             ForCES Applicability Statement         October 2010Table of Contents1. Introduction ....................................................32. Purpose .........................................................43. Terminology .....................................................44. Applicability to IP Networks ....................................44.1. Applicable Services ........................................5           4.1.1. Association, Capability Discovery, and                  Information Exchange ................................54.1.2. Topology Information Exchange .......................64.1.3. Configuration .......................................64.1.4. Routing Exchange ....................................64.1.5. QoS Capabilities Exchange and Configuration .........74.1.6. Security Exchange ...................................74.1.7. Filtering Exchange and Firewalls ....................74.1.8. Encapsulation/Tunneling Exchange ....................74.1.9. NAT and Application-Level Gateways ..................74.1.10. Measurement and Accounting .........................74.1.11. Diagnostics ........................................84.1.12. Redundancy and Failover ............................84.2. CE-FE Link Capability ......................................84.3. CE/FE Locality .............................................85. Security Considerations .........................................96. ForCES Manageability ............................................96.1. The NE as an Atomic Element ...............................106.2. The NE as Composed of Manageable Elements .................106.3. ForCES Protocol MIB .......................................106.3.1. MIB Management of an FE ............................116.4. The FEM and CEM ...........................................127. Contributors ...................................................128. Acknowledgments ................................................129. References .....................................................129.1. Normative References ......................................129.2. Informative References ....................................131.  Introduction   The Forwarding and Control Element Separation (ForCES) protocol   defines a standard framework and mechanism for the exchange of   information between the logically separate functionality of the   control and data forwarding planes of IP routers and similar devices.   It focuses on the communication necessary for separation of control   plane functionality such as routing protocols, signaling protocols,   and admission control from data forwarding plane per-packet   activities such as packet forwarding, queuing, and header editing.Crouch, et al.                Informational                     [Page 3]

RFC 6041             ForCES Applicability Statement         October 2010   This document defines the applicability of the ForCES mechanisms.  It   describes types of configurations and settings where ForCES is most   appropriately applied.  This document also describes scenarios and   configurations where ForCES would not be appropriate for use.2.  Purpose   The purpose of the ForCES Applicability Statement is to capture the   intent of the ForCES protocol [RFC5810] designers as to how the   protocol could be used in conjunction with the ForCES model [RFC5812]   and a Transport Mapping Layer [RFC5811].3.  Terminology   A set of concepts associated with ForCES was introduced in   "Requirements for Separation of IP Control and Forwarding" [RFC3654]   and in "Forwarding and Control Element Separation (ForCES) Framework"   [RFC3746].  The terminology associated with these concepts and with   the protocol elements in ForCES is defined in the "Forwarding and   Control Element Separation (ForCES) Protocol Specification"   [RFC5810].   The reader is directed to these documents for the conceptual   introduction and for definitions, including the following acronyms:   o  CE: control element   o  CEM: CE Manager   o  FE: forwarding element   o  FEM: FE Manager   o  ForCES: Forwarding and Control Element Separation protocol   o  LFB: Logical Function Block   o  NE: ForCES network element   o  TML: Transport Mapping Layer4.  Applicability to IP Networks   This section lists the areas of ForCES applicability in IP network   devices.  Some relatively low-end routing systems may be implemented   on simple hardware that performs both control and packet forwarding   functionality.  ForCES may not be useful for such devices.Crouch, et al.                Informational                     [Page 4]

RFC 6041             ForCES Applicability Statement         October 2010   Higher-end routing systems typically distribute work amongst several   interface-processing elements, and these devices (FEs) therefore need   to communicate with the control element(s) to perform their job.  A   higher-end router may also distribute control processing amongst   several processing elements (CEs).  ForCES provides a standard way to   do this communication.  ForCES also provides support for high-   availability configurations that include a primary CE and one or more   secondary CEs.   The remainder of this section lists the applicable services that   ForCES may support, applicable FE functionality, applicable CE-FE   link scenarios, and applicable topologies in which ForCES may be   deployed.4.1.  Applicable Services   In this section we describe the applicability of ForCES for the   following control-forwarding-plane services:   o  Association, Capability Discovery, and Information Exchange   o  Topology Information Exchange   o  Configuration   o  Routing Exchange   o  Quality of Service (QoS) Exchange   o  Security Exchange   o  Filtering Exchange   o  Encapsulation/Tunneling Exchange   o  NAT and Application-Level Gateways   o  Measurement and Accounting   o  Diagnostics   o  CE Redundancy or CE Failover4.1.1.  Association, Capability Discovery, and Information Exchange   Association is the first step of the ForCES protocol exchange in   which capability discovery and exchange happens between one or more   CEs and the FEs.  ForCES assumes that CEs and FEs already haveCrouch, et al.                Informational                     [Page 5]

RFC 6041             ForCES Applicability Statement         October 2010   sufficient information to begin communication in a secure manner.   The ForCES protocol is only applicable after CEs and FEs have   discovered each other.  ForCES makes no assumption about whether   discovery was performed using a dynamic protocol or merely static   configuration.  Some discussion about how this can occur can be found   inSection 6.4 of this document.   During the association phase, CEs and FEs exchange capability   information with each other.  For example, the FEs express the number   of interface ports they provide, as well as the static and   configurable attributes of each port.   In addition to initial configuration, the CEs and FEs also exchange   dynamic configuration changes using ForCES.  For example, FEs   asynchronously inform the CEs of an increase/decrease in available   resources or capabilities on the FE.4.1.2.  Topology Information Exchange   In this context, topology information relates to how the FEs are   interconnected with each other with respect to packet forwarding.   Topology discovery is outside the scope of the ForCES protocol.  An   implementation can choose its own method of topology discovery (for   example, it can use a standard topology discovery protocol or apply a   static topology configuration policy).  Once the topology is   established, the ForCES protocol may be used to transmit the   resulting information to the CEs.4.1.3.  Configuration   ForCES is used to perform FE configuration.  For example, CEs set   configurable FE attributes such as IP addresses, etc. for their   interfaces.4.1.4.  Routing Exchange   ForCES may be used to deliver packet forwarding information resulting   from CE routing calculations.  For example, CEs may send forwarding   table updates to the FEs, so that they can make forwarding decisions.   FEs may inform the CEs in the event of a forwarding table miss.   ForCES may also be used to configure Equal Cost Multi-Path (ECMP)   capability.Crouch, et al.                Informational                     [Page 6]

RFC 6041             ForCES Applicability Statement         October 20104.1.5.  QoS Capabilities Exchange and Configuration   ForCES may be used to exchange QoS capabilities between CEs and FEs.   For example, an FE may express QoS capabilities to the CE.  Such   capabilities might include metering, policing, shaping, and queuing   functions.  The CE may use ForCES to configure these capabilities.4.1.6.  Security Exchange   ForCES may be used to exchange security information between a CE and   the FEs it controls.  For example, the FE may use ForCES to express   the types of encryption that it is capable of using in an IP Security   (IPsec) tunnel.  The CE may use ForCES to configure such a tunnel.   The CEs would be responsible for the NE dynamic key exchanges and   updates.4.1.7.  Filtering Exchange and Firewalls   ForCES may be used to exchange filtering information.  For example,   FEs may use ForCES to express the filtering functions, such as   classification and action, that they can perform, and the CE may   configure these capabilities.4.1.8.  Encapsulation/Tunneling Exchange   ForCES may be used to exchange encapsulation capabilities of an FE,   such as tunneling, and the configuration of such capabilities.4.1.9.  NAT and Application-Level Gateways   ForCES may be used to exchange configuration information for Network   Address Translators.  Whilst ForCES is not specifically designed for   the configuration of application-level gateway functionality, this   may be in scope for some types of application-level gateways.4.1.10.  Measurement and Accounting   ForCES may be used to exchange configuration information regarding   traffic measurement and accounting functionality.  In this area,   ForCES may overlap somewhat with functionality provided by network   management mechanisms such as the Simple Network Management Protocol   (SNMP).  In some cases, ForCES may be used to convey information to   the CE to be reported externally using SNMP.  A further discussion of   this capability is covered inSection 6 of this document.Crouch, et al.                Informational                     [Page 7]

RFC 6041             ForCES Applicability Statement         October 20104.1.11.  Diagnostics   ForCES may be used for CEs and FEs to exchange diagnostic   information.  For example, an FE can send self-test results to a CE.4.1.12.  Redundancy and Failover   The ForCES architecture includes mechanisms that allow for multiple   redundant CEs and FEs in a ForCES NE.  The ForCES-model LFB   definitions provide sufficient component details via component   identifiers to be universally unique within an NE.  The ForCES   protocol includes mechanisms to facilitate transactions as well as   atomicity across the NE.   Given the above, it is possible to deploy redundant CEs and FEs that   incorporate failover.4.2.  CE-FE Link Capability   When using ForCES, the bandwidth of the CE-FE link is a   consideration, and cannot be ignored.  For example, sending a full   routing table is reasonable over a high-bandwidth link, but could be   non-trivial over a lower-bandwidth link.  ForCES should be   sufficiently future-proof to be applicable in scenarios where routing   tables grow to several orders of magnitude greater than their current   size.  However, we also note that not all IP routers need full   routing tables.4.3.  CE/FE Locality   ForCES is intended for environments where one of the following   applies:   o  The control interconnect is some form of local bus, switch, or      LAN, where reliability is high, closely controlled, and not      susceptible to external disruption that does not also affect the      CEs and/or FEs.   o  The control interconnect shares its fate with the FE's forwarding      function.  Typically this is because the control connection is      also the FE's primary packet forwarding connection, and so if that      link goes down, the FE cannot forward packets anyway.   The key guideline is that the reliability of the device should not be   significantly reduced by the separation of control and forwarding   functionality.Crouch, et al.                Informational                     [Page 8]

RFC 6041             ForCES Applicability Statement         October 2010   Taking this into account, ForCES is applicable in the following CE/FE   localities:   Single Box NE:      chassis with multiple CEs and FEs set up.  ForCES is applicable in      localities consisting of control and forwarding elements that are      components in the same physical box.      Example: a network element with a single control blade, and one or      more forwarding blades, all present in the same chassis and      sharing an interconnect such as Ethernet or Peripheral Component      Interconnect (PCI).  In this locality, the majority of the data      traffic being forwarded typically does not traverse the same links      as the ForCES control traffic.   Multiple Box NE:      separated CE and FE, where physical locality could be the same      rack, room, or building; or long distances that could span across      continents and oceans.  ForCES is applicable in localities      consisting of control and forwarding elements that are separated      by a single hop or multiple hops in the network.5.  Security Considerations   The ForCES protocol allows for a variety of security levels   [RFC5810].  When operating under a secured physical environment, or   for other operational concerns (in some cases, performance issues),   the operator may turn off all the security functions between CEs and   FEs.  When the operator makes a decision to secure the path between   the FEs and CEs, then the operator chooses from one of the options   provided by the TML.  Security choices provided by the TML take   effect during the pre-association phase of the ForCES protocol.  An   operator may choose to use all, some, or none of the security   services provided by the TML in a CE-FE connection.  A ForCES NE is   required to provide CE/FE node authentication services, and may   provide message integrity and confidentiality services.  The NE may   provide these services by employing IPsec or Transport Layer Security   (TLS), depending on the choice of TML used in the deployment of   the NE.6.  ForCES Manageability   From the architectural perspective, the ForCES NE is a single network   element.  As an example, if the ForCES NE is specifically a router   that needs to be managed, then it should be managed in essentially   the same way any router should be managed.  From another perspective,   element management could directly view the individual entities and   interfaces that make up a ForCES NE.  However, any element managementCrouch, et al.                Informational                     [Page 9]

RFC 6041             ForCES Applicability Statement         October 2010   updates made directly on these entities and interfaces may compromise   the control relationship between the CEs and the FEs, unless the   update mechanism has been accounted for in the model used by the NE.6.1.  The NE as an Atomic Element   From the ForCES Requirements[RFC3654], Section 4, point 4:      A NE MUST support the appearance of a single functional device.   As a single functional device, a ForCES NE runs protocols, and each   of the protocols has its own existing manageability aspects that are   documented elsewhere.  As an example, a router would also have a   configuration interface.  When viewed in this manner, the NE is   controlled as a single routing entity, and no new management beyond   what is already available for routers and routing protocols would be   required for a ForCES NE.  Management commands on a management   interface to the NE will arrive at the CE and may require ForCES   interactions between the CE and FEs to complete.  This may impact the   atomicity of such commands and may require careful implementation by   the CE.6.2.  The NE as Composed of Manageable Elements   When viewed as a decomposed set of elements from the management   perspective, the ForCES NE is divided into a set of one of more   control elements, forwarding elements, and the interfaces between   them.  The interface functionality between the CE and the FE is   provided by the ForCES protocol.  A MIB module is provided for the   purpose of gaining management information on the operation of the   protocol described inSection 6.3 of this document.   Additionally, the architecture makes provisions for configuration   control of the individual CEs and FEs.  This is handled by elements   called the FE Manager (FEM) and the CE Manager (CEM).  Specifically,   from the ForCES Requirements RFC[RFC3654], Section 4, point 4:      However, external entities (e.g., FE Managers and CE Managers) MAY      have direct access to individual ForCES protocol elements for      providing information to transition them from the pre-association      to the post-association phase.6.3.  ForCES Protocol MIB   The ForCES MIB [RFC5813] defines a primarily read-only MIB module   that captures information related to the ForCES protocol.  This   includes state information about the associations between CE(s) and   FE(s) in the NE.Crouch, et al.                Informational                    [Page 10]

RFC 6041             ForCES Applicability Statement         October 2010   The ForCES MIB does not include information that is specified in   other MIB modules, such as packet counters for interfaces, etc.   More specifically, the information in the ForCES MIB module relative   to associations includes:   o  identifiers of the elements in the association   o  state of the association   o  configuration parameters of the association   o  statistics of the association6.3.1.  MIB Management of an FE   While it is possible to manage an FE from an element manager, several   requirements relating to this have been included in the ForCES   Requirements.   From the ForCES Requirements[RFC3654], Section 4, point 14:      1. The ability for a management tool (e.g., SNMP) to be used to         read (but not change) the state of FE SHOULD NOT be precluded.      2. It MUST NOT be possible for management tools (e.g., SNMP, etc)         to change the state of a FE in a manner that affects overall NE         behavior without the CE being notified.   The ForCES Framework[RFC3746], Section 5.7, goes further in   discussing the manner in which FEs should handle management requests   that are specifically directed to the FE:      (For a ForCES NE that is an IP router,)RFC 1812 [RFC1812] also      dictates that "Routers must be manageable by SNMP".  In general,      for the post-association phase, most external management tasks      (including SNMP) should be done through interaction with the CE in      order to support the appearance of a single functional device.      Therefore, it is recommended that an SNMP agent be implemented by      CEs and that the SNMP messages received by FEs be redirected to      their CEs.  AgentX framework defined inRFC 2741 [RFC2741]) may be      applied here such that CEs act in the role of master agent to      process SNMP messages while FEs act in the role of subagent to      provide access to the MIB objects residing on FEs.  AgentX      protocol messages between the master agent (CE) and the subagent      (FE) are encapsulated and transported via ForCES, just like data      packets from any other application layer protocols.Crouch, et al.                Informational                    [Page 11]

RFC 6041             ForCES Applicability Statement         October 20106.4.  The FEM and CEM   Though out of scope for the initial ForCES specification effort, the   ForCES architecture includes two entities: the CE Manager (CEM) and   the FE Manager (FEM).  From the ForCES Protocol Specification   [RFC5810]:   CE Manager (CEM):      A logical entity responsible for generic CE management tasks.  It      is particularly used during the pre-association phase to determine      with which FE(s) a CE should communicate.   FE Manager (FEM):      A logical entity responsible for generic FE management tasks.  It      is used during the pre-association phase to determine with which      CE(s) an FE should communicate.7.  Contributors   Mark Handley was an initial author involved in the earlier versions   of this document.8.  Acknowledgments   Many of the participants in the ForCES WG, as well as fellow   employees of the authors, have provided valuable input into this   work.  Particular thanks go to Jamal Hadi Salim, our WG chair and   document shepherd; and to Adrian Farrel, the AD for the area; for   their review, comments, and encouragement, without which this   document might never have been completed.9.  References9.1.  Normative References   [RFC1812]   Baker, F., "Requirements for IP Version 4 Routers",RFC 1812, June 1995.   [RFC5810]   Doria, A., Hadi Salim, J., Haas, R., Khosravi, H., Wang,               W., Dong, L., Gopal, R., and J. Halpern, "Forwarding and               Control Element Separation (ForCES) Protocol               Specification",RFC 5810, March 2010.   [RFC5811]   Hadi Salim, J. and K. Ogawa, "SCTP-Based Transport               Mapping Layer (TML) for the Forwarding and Control               Element Separation (ForCES) Protocol",RFC 5811,               March 2010.Crouch, et al.                Informational                    [Page 12]

RFC 6041             ForCES Applicability Statement         October 2010   [RFC5812]   Halpern, J. and J. Hadi Salim, "Forwarding and Control               Element Separation (ForCES) Forwarding Element Model",RFC 5812, March 2010.   [RFC5813]   Haas, R., "Forwarding and Control Element Separation               (ForCES) MIB",RFC 5813, March 2010.9.2.  Informative References   [RFC2741]   Daniele, M., Wijnen, B., Ellison, M., and D. Francisco,               "Agent Extensibility (AgentX) Protocol Version 1",RFC 2741, January 2000.   [RFC3654]   Khosravi, H. and T. Anderson, "Requirements for               Separation of IP Control and Forwarding",RFC 3654,               November 2003.   [RFC3746]   Yang, L., Dantu, R., Anderson, T., and R. Gopal,               "Forwarding and Control Element Separation (ForCES)               Framework",RFC 3746, April 2004.Crouch, et al.                Informational                    [Page 13]

RFC 6041             ForCES Applicability Statement         October 2010Authors' Addresses   Alan Crouch   Intel   2111 NE 25th Avenue   Hillsboro, OR  97124   USA   Phone: +1 503 264 2196   EMail: alan.crouch@intel.com   Hormuzd Khosravi   Intel   2111 NE 25th Avenue   Hillsboro, OR  97124   USA   Phone: 1-503-264-0334   EMail: hormuzd.m.khosravi@intel.com   Avri Doria (editor)   LTU   Lulea University of Technology   Sweden   Phone: +46 73 277 1788   EMail: avri@acm.org   Xin-ping Wang   Huawei   Beijing   China   Phone: +86 10 82836067   EMail: carly.wang@huawei.com   Kentaro Ogawa   NTT Corporation   3-9-11 Midori-cho   Musashino-shi, Tokyo  180-8585   Japan   EMail: ogawa.kentaro@lab.ntt.co.jpCrouch, et al.                Informational                    [Page 14]

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