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INFORMATIONAL
Network Working Group                                  H. Sinnreich, Ed.Request for Comments: 5638                                         AdobeCategory: Informational                                      A. Johnston                                                                 E. Shim                                                                   Avaya                                                                K. Singh                                              Columbia University Alumni                                                          September 2009Simple SIP Usage Scenario for Applications in the EndpointsAbstract   For Internet-centric usage, the number of SIP-required standards for   presence and IM and audio/video communications can be drastically   smaller than what has been published by using only the rendezvous and   session-initiation capabilities of SIP.  The simplification is   achieved by avoiding the emulation of telephony and its model of the   intelligent network.  'Simple SIP' relies on powerful computing   endpoints.  Simple SIP desktop applications can be combined with rich   Internet applications (RIAs).  Significant telephony features may   also be implemented in the endpoints.   This approach for SIP reduces the number of SIP standards with which   to comply -- from roughly 100 currently, and still growing, to about   11.   References for NAT traversal and for security are also provided.Status of This Memo   This memo provides information for the Internet community.  It does   not specify an Internet standard of any kind.  Distribution of this   memo is unlimited.Copyright Notice   Copyright (c) 2009 IETF Trust and the persons identified as the   document authors.  All rights reserved.   This document is subject toBCP 78 and the IETF Trust's Legal   Provisions Relating to IETF Documents   (http://trustee.ietf.org/license-info) in effect on the date of   publication of this document.  Please review these documents   carefully, as they describe your rights and restrictions with respect   to this document.  Code Components extracted from this document mustSinnreich, et al.            Informational                      [Page 1]

RFC 5638        SIP Usage for Applications in Endpoints   September 2009   include Simplified BSD License text as described in Section 4.e of   the Trust Legal Provisions and are provided without warranty as   described in the BSD License.Table of Contents1. Introduction ....................................................32. The Endpoint in the SIP and Web Architectures ...................52.1. The Telephony Gateway as a SIP Endpoint ....................63. Applicability for Simple SIP in the Endpoints ...................73.1. What Simple SIP Can Accomplish .............................73.2. Baseline for Simple SIP ....................................73.3. What Simple SIP May or May Not Accomplish ..................83.4. What Is Out of Scope for Simple SIP ........................83.5. Borderline Cases ...........................................94. Mandatory SIP References for Internet-Centric Usage .............94.1.RFC 3261: "SIP: Session Initiation Protocol" ..............104.2.RFC 4566: "SDP: Session Description Protocol" .............10      4.3.RFC 3264: "An Offer/Answer Model with Session           Description Protocol (SDP)" ...............................10      4.4.RFC 3840: "Indicating User Agent Capabilities in           the Session Initiation Protocol (SIP)" ....................10      4.5.RFC 3263: "Session Initiation Protocol (SIP):           Locating SIP Servers" .....................................11      4.6.RFC 3265: "Session Initiation Protocol           (SIP)-Specific Event Notification" ........................11      4.7.RFC 3856: "A Presence Event Package for the           Session Initiation Protocol (SIP)" ........................114.8.RFC 3863: "Presence Information Data Format (PIDF)" .......11      4.9.RFC 3428: "Session Initiation Protocol (SIP)           Extension for Instant Messaging" ..........................12      4.10.RFC 4474: "Enhancements for Authenticated            Identity Management in the Session Initiation            Protocol (SIP)" ..........................................12      4.11.RFC 3581: "An Extension to the Session Initiation            Protocol (SIP) for Symmetric Response Routing" ...........124.12. Updates to SIP-Related Protocols .........................125. SIP Applications in the Endpoints ..............................126. NAT Traversal ..................................................147. Security Considerations ........................................148. Acknowledgements ...............................................159. References .....................................................169.1. Normative References ......................................169.2. Informative References ....................................17Sinnreich, et al.            Informational                      [Page 2]

RFC 5638        SIP Usage for Applications in Endpoints   September 20091.  Introduction   The Session Initiation Protocol (SIP) has become the global standard   for real-time multimedia communications over the Internet and in   private IP networks, due to its adoption by service providers and in   enterprise networks alike.  The cost of this success has been a   continuing increase in complexity to accommodate the various   requirements for such networks.  At the same time, the World Wide Web   has become the platform for a boundless variety of rich Internet   applications (RIAs), both in the browser and on the desktop.  For SIP   to be useful for RIAs, requirements for legacy voice-service   providers that add unnecessary complexity may be avoided by   delegating the interworking to telephony gateway endpoints.  This   usage scenario for SIP requires following the end-to-end principle of   the Internet architecture at the application level or, in other   words, placing SIP applications in the endpoints.   There are several reasons, from the Web service's perspective, to   place most or all SIP applications in the endpoints and just use the   client-server (CS) or peer-to-peer (P2P) rendezvous function for SIP:   1. Value proposition: SIP applications in the endpoints can be easily      mixed with RIAs and thus enable service providers to offer new      services in a scalable and flexible manner.  Mixing SIP      applications with RIAs also significantly enhances the value of      SIP applications.  Rich Internet applications support unrestricted      user choice as an alternative that is beyond what is traditionally      prepackaged as network-based communication service plans.   2. Eliminating the problems associated with distributed SIP      applications in various feature servers across the network allows      us to greatly simplify SIP.  There is also the Internet end-to-end      principle, which argues that network intermediaries cannot      completely understand the applications and their state in the      endpoints.   'Simple SIP' in this document refers the SIP functions necessary to   support only the rendezvous and session-setup functions of SIP,   voice, video, basic presence, instant messaging, and also security.   Simple SIP is focused on providing a basic multimedia, real-time   communications "call".  This includes presence, instant messaging,   voice, and video for point-to-point and various conference   applications.  One or a very small number of additional servers may   also be provided; for example, a voice-mail server may be provided as   an auxiliary to make a simple one-to-one call to voice mail if the   callee does not answer or to check voice mail.Sinnreich, et al.            Informational                      [Page 3]

RFC 5638        SIP Usage for Applications in Endpoints   September 2009   Once the applications in the endpoints have established basic   communications, it is up to them to support available features   selected by users.  This paper is targeted to such scenarios.  In   telephony, most of the value to users and service providers alike is   added by signaling.  By contrast, on the Web, RIAs add most of the   value.  The integrated use of SIP and RIAs in the endpoints can   combine the best of both.   This approach limits the number of SIP standards to roughly 11 that   are listed here as the core for simple SIP.  At the time of this   writing, the Real-Time Applications and Infrastructure (RAI) area of   the IETF is focused on a dedicated working group for the core SIP   protocol, separate from various SIP applications.  We anticipate this   emerging work will also be the core of what is termed here as simple   SIP and will actually further reduce the number of references that   reflect the present core SIP standards.   This memo aims to shield Web application developers from the need to   know or understand more than the core SIP protocol.  The total number   of references has been kept to a minimum and includes other related   topics, such as examples for providing telephony services in the   endpoints, NAT traversal, and security.  The referenced papers are,   however, entry points to these knowledge resources.  Readers   interested in a more detailed list of SIP topics, especially   telephony, can follow up the short list here with the extensive list   in "A Hitchhikers' Guide to SIP",RFC 5411 [12].  The guide has over   140 references for understanding most, but not all, of the published   features of SIP in the IETF and elsewhere.  There is also a Web site   that automatically tracks the number of SIP-related RFCs [13].  Other   standards and commercial organizations have greatly enlarged the   published features of SIP as well.  We could not actually provide a   complete count on everything that has been published as some form of   SIP-standard document.   NAT traversal is also a basic requirement for simple SIP.  However,   given the potential option of using the Host Identity Protocol (HIP)   in SIP-enabled endpoints, as shown inSection 4, simple SIP may not   require any standards other than those mentioned here.  The   alternative to HIP is to use SIP-specific protocols for NAT   traversal, such as STUN (Simple Traversal of the UDP Protocol through   NAT), TURN (Traversal Using Relay NAT), and ICE (Interactive   Connectivity Establishment), as discussed inSection 4.   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL   NOT","SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in   this document are to be interpreted as described inRFC 2119.Sinnreich, et al.            Informational                      [Page 4]

RFC 5638        SIP Usage for Applications in Endpoints   September 20092.  The Endpoint in the SIP and Web Architectures   SIP has been defined inRFC 3261 for rendezvous and session   initiation.  The usual example is the trapezoid model for   communications between two endpoints placed in two different SIP   service-provider domains.  SIP is also flexible, since SIP   applications beyond the rendezvous function can reside either in the   SIP networks in additional feature and media servers or in the   endpoints.  SIP endpoints are our focus in this memo.   Since SIP has been invented, with much initial similarity between SIP   and HTTP, the Web has evolved from a global access mechanism to   static documents to a universal platform with rich interaction   between the user and client.  In most cases, the client is the   browser, though recently dedicated Web desktop clients have emerged   as well.   The Web provides access to applications as well as to documents.  It   is beyond the scope of this memo to describe the application and   network architectures of the Web.  We will note, however, some of the   new application and communication forms that have emerged on the Web   as a result of a Darwinian evolution [30] rather than as a result of   being defined in standards organizations.  They are referred to as   Rich Internet Applications.   Examples of RIAs include social networks, blogs, wikis, web-based   office and collaboration tools, as well as task-related apps for   creating to-do lists, tracking time, combining geographic information   with various applications (such as tracking exercise paths and   recording the metrics), tracking airline flights, combining live   video from events with results and comments, etc.   More information can be found at [31] and in the vast collection of   books about RIAs.   RIAs have positioned the browser (and associated Web desktop   applications) as the dominant platform for a large variety of   applications.  They are universal application platforms, independent   of network location, operating system, processor, or display size.   Behind the better-known Web applications are a wealth of new   technologies that can enhance SIP-based communications, for example,   the aggregation of data at runtime from several resources on the   Internet.  A variety of RIA components, such as found on interactive   Web pages, can significantly improve the user experience of SIP-based   communications.  This is in contrast to the fixed interfaces found in   most SIP user agents (UA), such as phones and desktop clients.Sinnreich, et al.            Informational                      [Page 5]

RFC 5638        SIP Usage for Applications in Endpoints   September 2009   The Web network and application architecture is very different from   SIP service-provider networks at present, but the one point where   they both meet is the end-user device of any shape: fixed or mobile.   The desire of SIP service providers to support new services in a   scalable and flexible manner is incidentally easier to implement by   the loose service coupling on the Web, as it is possible to   characterize a service, or actually a mix of several service   components (such as in a mash-up), with a URI.  This is in contrast   to network services registration being done by a central registrar.   The Web architecture is also better suited for users to select and   configure their applications and interaction mode with the client.   The boundless variety of configurations of services and client   settings on the Web is in contrast with the prepackaged services and   fixed user-agent configurations in present SIP services.   Last but not least, program execution locally on the client is faster   if the interaction with servers across the network is minimized.   The motivation behind this memo is the potential of integrating SIP-   based multimedia communications with access to RIAs on the Web.  To   mention a few scenarios: adding SIP- and RTP-based real-time   communications to RIAs, integrating (from a user perspective) the SIP   location service (not to be confused with geographic location   services) with other desktop- and network-based geographic location   services, using social networks as part of the contact list, etc.2.1.  The Telephony Gateway as a SIP Endpoint   In order to accomplish interoperability with the installed base of   telephone networks of various kinds, integrating SIP communications   into RIAs precludes, in our opinion, carrying legacy telephony   features over to the Web.  Interoperability between the Internet and   telephone networks is best left to gateways that look to the Web as   special endpoints serving large numbers of users.  Plain one-to-one   phone calls are already supported by Internet-to-telephony gateways.   If added, PSTN (Public Switched Telephone Network) or ISDN telephony   features must be exposed to Web users; visual Web display and   interaction with the user is preferable to carrying the extremely   complex SIP equivalents over into the Internet.  On the Internet side   of telephony gateways, simple SIP is all that needs to be deployed,   in our opinion.  Additional telephony features can be just another   RIA hosted in the gateway.  The market is the best indicator to show   if such an effort is worthwhile to be productized.   Overloading simple SIP with telephony features is a non-objective, as   detailed inSection 3.Sinnreich, et al.            Informational                      [Page 6]

RFC 5638        SIP Usage for Applications in Endpoints   September 20093.  Applicability for Simple SIP in the Endpoints   This section aims to clarify the scope of applicability by   considering what can be done better in the endpoints, what simple SIP   for user agents can and cannot accomplish, and what is out of scope.   We will use emergency calls as an example to illustrate these points   on applicability.  Emergency calls are also a good example for   considering if and when SIP-plus-RIA applications could be used as   emergency telephony enhancements or even replacements.3.1.  What Simple SIP Can Accomplish   The main goal for SIP applications on the desktop or in the browser   is to support the integration of SIP- and RTP-based real-time   communications with RIAs.  This assumes powerful endpoints, such as   PC/laptop, smart mobile phones, or various dedicated devices.   Example of better functionality: emergency calls not limited to a   Public Safety Access Point (PSAP), but extended to a medical service   taking care of patients or elderly people.   In this example, besides alerting the right medical provider of the   emergency, vital body-sign data and video can also be transmitted.   In the opposite direction, the caller may get visual and audio   information and instructions for instant self-help.  In this   scenario, there is no need to invoke a PSAP service.  A dedicated   device for such scenarios may actually have an emergency medical call   button, though for telephone calls to a PSAP this is not recommended   [14].  Powerful endpoints may also have various means to determine   the geographic location of the caller and transmit it to the   emergency care provider.  In this and other examples, SIP voice may   be a component of several other communications means, but not always   the central one; some emergency communications and data transfer may   actually be performed without voice, such as instances when the   "caller" cannot speak for some reason.3.2.  Baseline for Simple SIP   The focus of the memo is to define the baseline for simple SIP:  the   establishment of a one-to-one real-time multimedia communication   session for presence, IM, voice, and video.  Adequate security must   also be provided; authentication and encryption for the media and for   parts of the signaling should be done in a manner consistent with the   routing of SIP messages.Sinnreich, et al.            Informational                      [Page 7]

RFC 5638        SIP Usage for Applications in Endpoints   September 20093.3.  What Simple SIP May or May Not Accomplish   There are border cases where simple SIP may or may not accomplish   some necessary legacy function.  Example: an emergency call to a PSAP   over the Internet may be supported using the SOS URN [15] and the   LoST protocol [16] to determine where to route the call.  If,   however, emergency calls must be routed over the PSTN to a country-   specific telephone number, the assistance of a SIP proxy and also of   a SIP-PSTN gateway is required to recognize and route the emergency   call.  Depending on the local jurisdiction, emergency calls from a   SIP UA may require other features that are beyond the scope of this   memo.3.4.  What Is Out of Scope for Simple SIP   The simple usage of SIP is applicable when avoiding the traditional   voice-provider approaches for charging (or monetizing) that aim to   provide, manage, and charge for what is referred to as services (not   applications); some examples of such approaches to charging are   listed here.  Simple SIP means to avoid placing any functions in the   network other than the rendezvous function of SIP.  This includes   avoiding:   o  support of legacy telephony functions, such as emulating public-      telephone-switch services and voice-only private branch exchanges.   o  SIP network architectures designed to support telephony-type      network models.  Examples include long chains of SIP proxies and      feature servers (more than the two SIP servers shown inRFC 3261)      that may be encountered inside and between closed Voice over IP      (VoIP) networks and in-transit VoIP networks in between.  Long      chains of intermediaries of any type not only add complexity, they      pose a security risk that increases with the number of SIP network      elements.  Complex server-based networks also make it more      difficult to introduce new services.  A special problem in SIP      server chains is forking, which leads to the well-known problems      of concurrency in computing; the so-called race conditions in      telephony.  This is amplified by redesigning the whole network      every time there is a new SIP routing requirement.   o  support for legacy telephony models, such as identifying end-user      devices for the purpose of differentiated charging by type of      service or for charging for roaming between networks.   o  policies and the associated policy servers and network elements      for Quality of Service (QoS) to enforce service-rate-specific      policies for real-time communications.Sinnreich, et al.            Informational                      [Page 8]

RFC 5638        SIP Usage for Applications in Endpoints   September 2009   o  design considerations for SIP for compatibility with legacy      telephony networks, traditional telephony services, and various      telephone numbering plans.  This pushes the responsibility of      mapping the URI to telephone numbers to edge networks where the      IP-PSTN gateway functions are performed.  The handling of      telephony-specific functions, such as early media, are also pushed      to edge gateway networks.  Other design considerations for      interworking with the PSTN and 'looking like the PSTN' are also      avoided.   This list is not exhaustive, but conveys the concept of what to avoid   when using SIP as a simpler protocol to understand and to implement.3.5.  Borderline Cases   There are also some interesting borderline cases for what to avoid,   such as Provisional Response Acknowledgements (PRACKs), specified inRFC 3262.  PRACK is targeted for multi-hop SIP server networks and   PSTN interworking, especially to assure reliable early media.  PRACK   can be delegated, albeit with some limitations to the SIP-PSTN   gateway.  PRACK does little to improve the user experience and has no   relevance on true broadband networks with minimal SIP hop counts.   Using PRACK may therefore be a decision best left to designers.   Another interesting example of a borderline case are the issues with   SIP's Non-Invite transactions as discussed inRFC 4320 [17].  Long   chains of SIP intermediaries complicate the handling of provisional   responses and may create several problems, such as storms of late   responses from forked SIP forwarding paths.  We mentioned that long   chains of SIP intermediaries are out of scope for simple SIP, but   since designers may encounter various scenarios, even those they   don't like, the decision to conform the user agent (UA) toRFC 4320   is best left to them.   The list of borderline cases is also not exhaustive and the above are   only examples.  So where is the borderline? We believe that SIP usage   on the Internet, without any intermediaries designed to support   closed VoIP networks, eliminates the borderline cases.  Enterprise   SIP networks are also most useful when designed to work with the   Internet model in mind, by giving enterprise users the benefit of   SIP-enhanced Web applications for productivity.  Handling of SIP in   enterprise firewalls is out of the scope of this memo.4.  Mandatory SIP References for Internet-Centric Usage   Here is the minimal set of mandatory references to support the   Internet-centric approach to SIP, outlined above.  The minimal set of   references defines simple SIP.Sinnreich, et al.            Informational                      [Page 9]

RFC 5638        SIP Usage for Applications in Endpoints   September 2009   The proposed change process [29] for SIP in the IETF RAI area will   define the updated SIP core specification and thus reduce even more   the required SIP standards for what is referred to here as simple   SIP.4.1.RFC 3261: "SIP: Session Initiation Protocol"RFC 3261 [1] is the core specification for SIP.  The trapezoid model   for SIP, found inRFC 3261, is only an example and a use case   applicable to two service providers featuring an outgoing SIP proxy   and an incoming SIP proxy in each domain respectively.  However, SIP   can also work in peer-to-peer (P2P) communications without SIP   servers.4.2.RFC 4566: "SDP: Session Description Protocol"   SDP [2] is the standard format for the representation of media   parameters, transport addresses, and other session data irrespective   of the protocol used to transport the SDP data.  SIP is one of the   protocols used to transport SDP data, to enable the setting up of   multimedia communication sessions.  Other Internet application   protocols use SDP as well.4.3.RFC 3264: "An Offer/Answer Model with Session Description Protocol      (SDP)"   Though SDP has the capability to describe SIP sessions, how to arrive   at a common description by two SIP endpoints requires a negotiation   procedure to agree on common media codecs, along with IP addresses   and ports where the media can be received.  This negotiation   procedure is specified inRFC 3264 [3].  As will be seen inSection6, this negotiation is usually considerably complicated due to the   existence of NAT between the SIP endpoints.4.4.RFC 3840: "Indicating User Agent Capabilities in the Session      Initiation Protocol (SIP)"   A SIP UA can convey its capability in the Contact header field,   indicating if it can support presence, IM, audio, or video, and if   the device is fixed, mobile, or other, such as the endpoint being an   automaton (voice mail for example).  Which SIP methods are supported   may also be indicated as specified inRFC 3840 [4].  SIP registrars   (SIP servers or the P2P SIP overlay) can be informed of endpoint   capabilities.  Missing capabilities can be displayed for the user by,   for example, grayed out or missing icons.Sinnreich, et al.            Informational                     [Page 10]

RFC 5638        SIP Usage for Applications in Endpoints   September 20094.5.RFC 3263: "Session Initiation Protocol (SIP): Locating SIP      Servers"RFC 3263 [5] adds key clarifications to the base SIP specification inRFC 3261 by specifying how a SIP user agent (UA) or SIP server can   determine with DNS queries not only the IP addresses of the target   SIP servers, but also which SIP servers can support UDP or TCP   transport, as required.  TCP may be required to support secure SIP   (SIPS) using Transport Layer Security (TLS) transport or when SIP   messages are too large to fit into UDP packets without fragmentation.   Successive DNS queries yield finer-grain location by providing NAPTR,   SRV, and A type records.  Note that finding a SIP server requires   several successive DNS queries to access these records.   Locating SIP servers is also required for P2P SIP when a peer node   wishes to communicate with a SIP UA outside its own P2P SIP overlay   network.4.6.RFC 3265: "Session Initiation Protocol (SIP)-Specific Event      Notification"RFC 3265 [6] provides an extensible framework by which SIP nodes can   request notification from remote nodes indicating that certain events   have occurred.  The most prominent event notifications are those used   for presence, though SIP events are used for many other SIP services,   some of which can be useful for simple SIP.4.7.RFC 3856: "A Presence Event Package for the Session Initiation      Protocol (SIP)"RFC 3856 [7] defines the usage of SIP as a presence protocol and   makes use of the SUBSCRIBE and NOTIFY methods for presence events.   SIP location services already contain presence information in the   form of registrations and, as such, can be reused to establish   connectivity for subscriptions and notifications.  This can enable   either endpoints or servers to support rich applications based on   presence.4.8.RFC 3863: "Presence Information Data Format (PIDF)"RFC 3863 [8] defines the Presence Information Data Format (PIDF) and   the media type "application/pidf+xml" to represent the XML MIME   entity for PIDF.  PIDF is used by SIP to carry presence information.Sinnreich, et al.            Informational                     [Page 11]

RFC 5638        SIP Usage for Applications in Endpoints   September 20094.9.RFC 3428: "Session Initiation Protocol (SIP) Extension for Instant      Messaging"   The SIP extension for IM inRFC 3428 [9] consists in the MESSAGE   method (defined inRFC 3428) only for the pager model of IM, based on   the assumption that an IM conversation state exists in the client   interface in the endpoints or in the mind of the users.4.10.RFC 4474: "Enhancements for Authenticated Identity Management in       the Session Initiation Protocol (SIP)"RFC 4474 [10] defines (1) an identity header and (2) an identity info   header for SIP requests that carry, respectively, the signature of   the issuer over parts of the SIP request and the signed identity   information.  The signature includes the FROM header and the identity   of the sender.  The associated identity info header identifies the   sender of the SIP request, such as INVITE.  The issuer of the   signature can present their certificate as well.  It is assumed the   issuer may be the domain owner.  Strong authentication is thus   provided for SIP requests.  Authentication for SIP responses is not   defined in this document.4.11.RFC 3581: "An Extension to the Session Initiation Protocol (SIP)       for Symmetric Response Routing"RFC 3581 [11] specifies an extension to SIP called "rport" so that   responses are sent back to the source IP address and port from which   the request originated.  This correction toRFC 3261 is helpful for   NAT traversal, debugging, and support of multi-homed hosts.4.12.  Updates to SIP-Related Protocols   Several of the above are being updated to benefit from the experience   of large deployments and frequent interoperability testing.  We   recommend readers to constantly check for revisions.  One update   example is "Correct Transaction Handling for 200 Responses to the   Session Initiation Protocol INVITE Requests" [18].  This is an update   toRFC 3261; the added security risk for misbehaving SIP UAs is   handled in the forwarding SIP proxy.5.  SIP Applications in the Endpoints   Although the present adoption of SIP is mainly due to telephony   applications, its roots are in the Web and it has initial similarity   to HTTP.  As a result, SIP may play other roles in adequately   powerful endpoints (their number keeps increasing with Moore's law).   SIP-based multimedia communications may be linked with various other   applications on the Web.  Either some non-SIP application or theSinnreich, et al.            Informational                     [Page 12]

RFC 5638        SIP Usage for Applications in Endpoints   September 2009   communication feature may be perceived as the primary usage.  An   example is mixing SIP-based real-time communications with some Web   content of high interest to the user.   Examples:   1. In a conversation between a consumer and the contact center, a Web      conference can be invoked to present to the user buying options or      help information.  This information can make use of mashups to      combine real-time data from various sources on the Web.   2. In a social network, multimedia conversations combined with Web      mashups can be invoked, thus strengthening the bond between its      members.   3. Conversations can be invoked while watching some events on the Web      in real time.  However, the main beneficiary in this case may be      the Web site, since the conversation can prolong the time for      users watching that Web site.   This shows the value of combining RIAs with SIP-based communications.   It is a matter for the end user's judgment whether the Web content or   the associated communication capability is more important, or if a   mix of both is most attractive.   Example: a Web-based enterprise directory where employees can find a   wealth of data.  Adding SIP multimedia communications to the   enterprise directory to call someone (if online and not too busy)   enhances its usefulness, but is not critical to the directory.   SIP applications in the endpoints can, however, accomplish most   telephony functions as well.  This has been amply documented in SIP-   related work in the IETF, such as:   o  "A Call Control and Multi-party usage framework for SIP" [19]      presents a large assortment of telephony applications where the      call control resides in the participating endpoints that use the      peer-to-peer feature invocation model.  The peer-to-peer design      and its principles are based on multiparty call control.   o  "Session Initiation Protocol Service Examples" [20] contains a      collection of SIP call flows for traditional telephony, many of      which require no server support for the respective features.  The      SIP service examples for telephony are extremely useful since they      illustrate in detail the concepts and applications supported by      the core simple SIP references.Sinnreich, et al.            Informational                     [Page 13]

RFC 5638        SIP Usage for Applications in Endpoints   September 2009   In conclusion, SIP applications in the endpoints can support both a   mix of real-time communications with new rich Internet applications   and traditional telephony features as well.6.  NAT Traversal   SIP devices behind one or more NATs are, at present, the rule rather   than the exception.   "Best Current Practices for NAT Traversal for SIP" [22]   comprehensively summarizes the use of STUN, TURN, and ICE, and   provides a definitive set of 'Best Common Practices' to demonstrate   the traversal of SIP and its associated RTP media packets through NAT   devices.   The use of ICE has been developed mainly for SIP.  Other proposals,   such as NICE (generic for non-SIP) and "D-ICE" for Real Time   Streaming Protocol (RTSP) streaming media, have also been proposed.   Internet games have different NAT traversal techniques of their own.   This list is not exhaustive and such approaches are based on   different NAT traversal protocols for each application protocol,   separately.   A general, non-application-protocol-specific approach for NAT   traversal is therefore highly desirable.   One approach for NAT traversal that is generic and applicable for all   application protocols is to deploy the Host Identity Protocol (HIP)   and solve NAT traversal only once, at the HIP level.  HIP has many   other useful features (such as support for the IPv6 transition in   endpoints, mobility, and multihoming) that are beyond the scope of   this paper.  "Basic HIP Extensions for Traversal of Network Address   Translators" [23] provides an extensive coverage of the use of HIP   for NAT traversal.   Using HIP-enabled endpoints can provide the functions required for   NAT traversal [24] for all applications, for both IPv4 and IPv6.  HIP   can thus simplify the SIP UA since it takes away the burden of NAT   traversal from the SIP UA and moves it to the HIP protocol module in   the endpoint.7.  Security Considerations   All protocols discussed in this paper have their own specific   security requirements that MUST be considered.  The special security   considerations for SIP signaling security and RTP media security are   discussed here.Sinnreich, et al.            Informational                     [Page 14]

RFC 5638        SIP Usage for Applications in Endpoints   September 2009   SIP security has two main parts: transport security and identity.   o  Transport security for SIP is specified inRFC 3261.  Secure SIP      has the notation SIPS in the request URI and uses TLS over TCP.      Note that SIP over UDP cannot be secured in this way.  Transport      security works only hop by hop.  Specifying SIPS requires the user      to trust all intermediate servers and no end-to-end media      encryption is assumed.  There is no insurance for misbehaving      intermediaries in the path.  SIPS is therefore really adequate      only in single-hop scenarios.   oRFC 4474, "Enhancements for Authenticated Identity Management in      the Session Initiation Protocol (SIP)", which is mentioned      previously, specifies the use of certificates for secure      identification of the parties involved in SIP signaling requests.   o  The Datagram Transport Layer Security (DTLS) specified inRFC 4347      [25] has wide applicability for other applications that require      UDP transport.  DTLS has been designed to have maximum commonality      with TLS, yet does not require TCP transport and works over UDP.      The DTLS-SRTP (Secure Realtime Transport Protocol) Framework [26]      can support encrypted communications between endpoints using      self-signed certificates whose fingerprints are exchanged over an      integrity-protected SIP signaling channel.  The SRTP master secret      is derived using the DTLS exchange as described in [27].   o  ZRTP [28] provides key agreement for SRTP for multimedia      communication with voice without depending on SIP signaling,      though it can utilize an integrity-protected SIP signaling path      for authentication.  ZRTP does not require the use of certificates      or any Public Key Infrastructure (PKI).  ZRTP provides best-effort      SRTP encryption without any additional SIP extensions.8.  Acknowledgements   The authors would like to thank Cullen Jennings, Ralph Droms, and   Adrian Farrel for helpful comments in the most recent stage of this   memo.   Special thanks are due to Paul Kyzivat for challenging the authors to   clarify the role of telephony network gateways and also to Keith   Drage for challenging them to discuss the use of emergency calls   using simple SIP.   Robert Sparks has pointed to some missing references, which we have   added.Sinnreich, et al.            Informational                     [Page 15]

RFC 5638        SIP Usage for Applications in Endpoints   September 2009   The authors would also like to thank Jiri Kuthan, Adrian Georgescu,   and others for the detailed discussion on the SIPPING WG list.  As a   result, we have added clarification of what simple SIP can do, what   it does not aim to do, and some scenarios in between.  We would also   like to thank Wilhelm Wimmreuter for the detailed review of the   initial draft and to Arjun Roychaudhury for the comments regarding   the need to clarify the difference between network-based services and   endpoint applications.9.  References9.1. Normative References   [1]   Rosenberg, J., Schulzrinne, H., Camarillo, G., Johnston, A.,         Peterson, J., Sparks, R., Handley, M., and E. Schooler, "SIP:         Session Initiation Protocol",RFC 3261, June 2002.   [2]   Handley, M., Jacobson, V., and C. Perkins, "SDP: Session         Description Protocol",RFC 4566, July 2006.   [3]   Rosenberg, J. and H. Schulzrinne, "An Offer/Answer Model with         Session Description Protocol (SDP)",RFC 3264, June 2002.   [4]   Rosenberg, J., Schulzrinne, H., and P. Kyzivat, "Indicating         User Agent Capabilities in the Session Initiation Protocol         (SIP)",RFC 3840, August 2004.   [5]   Rosenberg, J. and H. Schulzrinne, "Session Initiation Protocol         (SIP): Locating SIP Servers",RFC 3263, June 2002.   [6]   Roach, A., "Session Initiation Protocol (SIP)-Specific Event         Notification",RFC 3265, June 2002.   [7]   Rosenberg, J., "A Presence Event Package for the Session         Initiation Protocol (SIP)",RFC 3856, August 2004.   [8]   Sugano, H., Fujimoto, S., Klyne, G., Bateman, A., Carr, W., and         J. Peterson, "Presence Information Data Format (PIDF)",RFC3863, August 2004.   [9]   Campbell, B., Ed., Rosenberg, J., Schulzrinne, H., Huitema, C.,         and D. Gurle, "Session Initiation Protocol (SIP) Extension for         Instant Messaging",RFC 3428, December 2002.   [10]  Peterson, J. and C. Jennings, "Enhancements for Authenticated         Identity Management in the Session Initiation Protocol (SIP)",RFC 4474, August 2006.Sinnreich, et al.            Informational                     [Page 16]

RFC 5638        SIP Usage for Applications in Endpoints   September 2009   [11]  Rosenberg, J. and H. Schulzrinne, "An Extension to the Session         Initiation Protocol (SIP) for Symmetric Response Routing",RFC3581, August 2003.9.2.  Informative References   [12]  Rosenberg, J., "A Hitchhiker's Guide to the Session Initiation         Protocol (SIP)",RFC 5411, February 2009.   [13]  Ohlmeier, N., "VoIP RFC Watch",http://rfc3261.net/.   [14]  Rosen, B. and J. Polk, "Best Current Practice for         Communications Services in support of Emergency Calling", Work         in Progress, July 2009.   [15]  Schulzrinne, H., "A Uniform Resource Name (URN) for Emergency         and Other Well-Known Services",RFC 5031, January 2008.   [16]  Hardie, T., Newton, A., Schulzrinne, H., and H. Tschofenig,         "LoST: A Location-to-Service Translation Protocol",RFC 5222,         August 2008.   [17]  Sparks, R., "Actions Addressing Identified Issues with the         Session Initiation Protocol's (SIP) Non-INVITE Transaction",RFC 4320, January 2006.   [18]  Sparks, R. and T. Zourzouvillys, "Correct Transaction Handling         for 200 Responses to Session Initiation Protocol INVITE         Requests", Work in Progress, July 2009.   [19]  Mahy, R., Sparks, R., Rosenberg, J., Petrie, D., and A.         Johnson, "A Call Control and Multi-party usage framework for         the Session Initiation Protocol (SIP)", Work in Progress, March         2009.   [20]  Johnston, A., Ed., Sparks, R., Cunningham, C., Donovan, S., and         K. Summers, "Session Initiation Protocol Service Examples",BCP144,RFC 5359, October 2008.   [22]  Boulton, C., Rosenberg, J., Camarillo, G. and F. Audet, "Best         Current Practices for NAT Traversal for Client-Server SIP",         Work in Progress, September 2008.   [23]  Komu, M., Henderson, T., Tschofenig, H., Melen, J. and A.         Keraenen, "Basic HIP Extensions for Traversal of Network         Address Translators", Work in Progress, June 2009.Sinnreich, et al.            Informational                     [Page 17]

RFC 5638        SIP Usage for Applications in Endpoints   September 2009   [24]  Moskowitz, R., "HIP Experimentation using Teredo", July 2008,http://www.ietf.org/proceedings/08jul/slides/HIPRG-3.pdf.   [25]  Rescorla, E. and N. Modadugu, "Datagram Transport Layer         Security",RFC 4347, April 2006.   [26]  Fischl, J., Tschofenig, H. and E. Rescorla, "Framework for         Establishing an SRTP Security Context using DTLS", Work in         Progress, March 2009.   [27]  McGrew, D. and E. Rescorla, "Datagram Transport Layer Security         (DTLS) Extension to Establish Keys for Secure Real-time         Transport Protocol (SRTP)", Work in Progress, February 2009.   [28]  Zimmerman, P., Johnston, A. and J. Callas, "ZRTP: Media Path         Key Agreement for Secure RTP", Work in Progress, March 2009   [29]  Peterson, J., Jennings, C. and R. Sparks, "Change Process for         the Session Initiation Protocol (SIP)", Work in Progress, July         2009.   [30]  Raman, T.V., "Toward 2 exp(W), Beyond Web 2.0", Communications         of the ACM, Vol. 52, No.2, p. 52-59, February 2009.   [31]  Wikipedia, "Rich Internet application",http://en.wikipedia.org/wiki/Rich_Internet_Applications.Sinnreich, et al.            Informational                     [Page 18]

RFC 5638        SIP Usage for Applications in Endpoints   September 2009Authors' Addresses   Henry Sinnreich   Adobe Systems, Inc.   601 Townsend Street,   San Francisco, CA 94103, USA   EMail: henrys@adobe.com   Alan Johnston   Avaya   Saint Louis, MO, USA   EMail: alan@sipstation.com   Eunsoo Shim   Avaya Labs Research   233 Mount Airy Road   Basking Ridge, NJ 07920 USA   EMail: eunsooshim@gmail.com   Kundan Singh   Columbia University Alumni   1214 Amsterdam Ave., MC0401   New York, NY, USA   EMail: kns10@cs.columbia.eduSinnreich, et al.            Informational                     [Page 19]

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