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INFORMATIONAL
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Network Working Group                              D. Papadimitriou, Ed.Request for Comments: 4428                                       AlcatelCategory: Informational                                   E. Mannie, Ed.                                                                Perceval                                                              March 2006Analysis of Generalized Multi-Protocol Label Switching (GMPLS)-basedRecovery Mechanisms (including Protection and Restoration)Status of This Memo   This memo provides information for the Internet community.  It does   not specify an Internet standard of any kind.  Distribution of this   memo is unlimited.Copyright Notice   Copyright (C) The Internet Society (2006).Abstract   This document provides an analysis grid to evaluate, compare, and   contrast the Generalized Multi-Protocol Label Switching (GMPLS)   protocol suite capabilities with the recovery mechanisms currently   proposed at the IETF CCAMP Working Group.  A detailed analysis of   each of the recovery phases is provided using the terminology defined   inRFC 4427.  This document focuses on transport plane survivability   and recovery issues and not on control plane resilience and related   aspects.Table of Contents1. Introduction ....................................................32. Contributors ....................................................43. Conventions Used in this Document ...............................54. Fault Management ................................................54.1. Failure Detection ..........................................54.2. Failure Localization and Isolation .........................84.3. Failure Notification .......................................94.4. Failure Correlation .......................................115. Recovery Mechanisms ............................................115.1. Transport vs. Control Plane Responsibilities ..............11      5.2. Technology-Independent and Technology-Dependent           Mechanisms ................................................125.2.1. OTN Recovery .......................................125.2.2. Pre-OTN Recovery ...................................135.2.3. SONET/SDH Recovery .................................13Papadimitriou & Mannie       Informational                      [Page 1]

RFC 4428               GMPLS Recovery Mechanisms              March 2006      5.3. Specific Aspects of Control Plane-Based Recovery           Mechanisms ................................................145.3.1. In-Band vs. Out-Of-Band Signaling ..................145.3.2. Uni- vs. Bi-Directional Failures ...................155.3.3. Partial vs. Full Span Recovery .....................17           5.3.4. Difference between LSP, LSP Segment and                  Span Recovery ......................................185.4. Difference between Recovery Type and Scheme ...............195.5. LSP Recovery Mechanisms ...................................215.5.1. Classification .....................................215.5.2. LSP Restoration ....................................235.5.3. Pre-Planned LSP Restoration ........................245.5.4. LSP Segment Restoration ............................256. Reversion ......................................................266.1. Wait-To-Restore (WTR) .....................................266.2. Revertive Mode Operation ..................................266.3. Orphans ...................................................277. Hierarchies ....................................................277.1. Horizontal Hierarchy (Partitioning) .......................287.2. Vertical Hierarchy (Layers) ...............................287.2.1. Recovery Granularity ...............................307.3. Escalation Strategies .....................................307.4. Disjointness ..............................................317.4.1. SRLG Disjointness ..................................328. Recovery Mechanisms Analysis ...................................33      8.1. Fast Convergence (Detection/Correlation and           Hold-off Time) ............................................348.2. Efficiency (Recovery Switching Time) ......................348.3. Robustness ................................................358.4. Resource Optimization .....................................368.4.1. Recovery Resource Sharing ..........................378.4.2. Recovery Resource Sharing and SRLG Recovery ........39           8.4.3. Recovery Resource Sharing, SRLG                  Disjointness and Admission Control .................409. Summary and Conclusions ........................................4210. Security Considerations .......................................4311. Acknowledgements ..............................................4312. References ....................................................4412.1. Normative References .....................................4412.2. Informative References ...................................44Papadimitriou & Mannie       Informational                      [Page 2]

RFC 4428               GMPLS Recovery Mechanisms              March 20061.  Introduction   This document provides an analysis grid to evaluate, compare, and   contrast the Generalized MPLS (GMPLS) protocol suite capabilities   with the recovery mechanisms proposed at the IETF CCAMP Working   Group.  The focus is on transport plane survivability and recovery   issues and not on control-plane-resilience-related aspects.  Although   the recovery mechanisms described in this document impose different   requirements on GMPLS-based recovery protocols, the protocols'   specifications will not be covered in this document.  Though the   concepts discussed are technology independent, this document   implicitly focuses on SONET [T1.105]/SDH [G.707], Optical Transport   Networks (OTN) [G.709], and pre-OTN technologies, except when   specific details need to be considered (for instance, in the case of   failure detection).   A detailed analysis is provided for each of the recovery phases as   identified in [RFC4427].  These phases define the sequence of generic   operations that need to be performed when a LSP/Span failure (or any   other event generating such failures) occurs:      - Phase 1: Failure Detection      - Phase 2: Failure Localization (and Isolation)      - Phase 3: Failure Notification      - Phase 4: Recovery (Protection or Restoration)      - Phase 5: Reversion (Normalization)   Together, failure detection, localization, and notification phases   are referred to as "fault management".  Within a recovery domain, the   entities involved during the recovery operations are defined in   [RFC4427]; these entities include ingress, egress, and intermediate   nodes.  The term "recovery mechanism" is used to cover both   protection and restoration mechanisms.  Specific terms such as   "protection" and "restoration" are used only when differentiation is   required.  Likewise the term "failure" is used to represent both   signal failure and signal degradation.   In addition, when analyzing the different hierarchical recovery   mechanisms including disjointness-related issues, a clear distinction   is made between partitioning (horizontal hierarchy) and layering   (vertical hierarchy).  In order to assess the current GMPLS protocol   capabilities and the potential need for further extensions, the   dimensions for analyzing each of the recovery mechanisms detailed in   this document are introduced.  This document concludes by detailing   the applicability of the current GMPLS protocol building blocks for   recovery purposes.Papadimitriou & Mannie       Informational                      [Page 3]

RFC 4428               GMPLS Recovery Mechanisms              March 20062.  Contributors   This document is the result of the CCAMP Working Group Protection and   Restoration design team joint effort.  Besides the editors, the   following are the authors that contributed to the present memo:   Deborah Brungard (AT&T)   200 S. Laurel Ave.   Middletown, NJ 07748, USA   EMail: dbrungard@att.com   Sudheer Dharanikota   EMail: sudheer@ieee.org   Jonathan P. Lang (Sonos)   506 Chapala Street   Santa Barbara, CA 93101, USA   EMail: jplang@ieee.org   Guangzhi Li (AT&T)   180 Park Avenue,   Florham Park, NJ 07932, USA   EMail: gli@research.att.com   Eric Mannie   Perceval   Rue Tenbosch, 9   1000 Brussels   Belgium   Phone: +32-2-6409194   EMail: eric.mannie@perceval.net   Dimitri Papadimitriou (Alcatel)   Francis Wellesplein, 1   B-2018 Antwerpen, Belgium   EMail: dimitri.papadimitriou@alcatel.bePapadimitriou & Mannie       Informational                      [Page 4]

RFC 4428               GMPLS Recovery Mechanisms              March 2006   Bala Rajagopalan   Microsoft India Development Center   Hyderabad, India   EMail: balar@microsoft.com   Yakov Rekhter (Juniper)   1194 N. Mathilda Avenue   Sunnyvale, CA 94089, USA   EMail: yakov@juniper.net3.  Conventions Used in this Document   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",   "SHOULD", "SHOULD NOT", "RECOMMENDED",  "MAY", and "OPTIONAL" in this   document are to be interpreted as described in [RFC2119].   Any other recovery-related terminology used in this document conforms   to that defined in [RFC4427].  The reader is also assumed to be   familiar with the terminology developed in [RFC3945], [RFC3471],   [RFC3473], [RFC4202], and [RFC4204].4.  Fault Management4.1.  Failure Detection   Transport failure detection is the only phase that cannot be achieved   by the control plane alone because the latter needs a hook to the   transport plane in order to collect the related information.  It has   to be emphasized that even if failure events themselves are detected   by the transport plane, the latter, upon a failure condition, must   trigger the control plane for subsequent actions through the use of   GMPLS signaling capabilities (see [RFC3471] and [RFC3473]) or Link   Management Protocol capabilities (see[RFC4204], Section 6).   Therefore, by definition, transport failure detection is transport   technology dependent (and so exceptionally, we keep here the   "transport plane" terminology).  In transport fault management,   distinction is made between a defect and a failure.  Here, the   discussion addresses failure detection (persistent fault cause).  In   the technology-dependent descriptions, a more precise specification   will be provided.   As an example, SONET/SDH (see [G.707], [G.783], and [G.806]) provides   supervision capabilities covering:Papadimitriou & Mannie       Informational                      [Page 5]

RFC 4428               GMPLS Recovery Mechanisms              March 2006   - Continuity: SONET/SDH monitors the integrity of the continuity of a     trail (i.e., section or path).  This operation is performed by     monitoring the presence/absence of the signal.  Examples are Loss     of Signal (LOS) detection for the physical layer, Unequipped (UNEQ)     Signal detection for the path layer, Server Signal Fail Detection     (e.g., AIS) at the client layer.   - Connectivity: SONET/SDH monitors the integrity of the routing of     the signal between end-points.  Connectivity monitoring is needed     if the layer provides flexible connectivity, either automatically     (e.g., cross-connects) or manually (e.g., fiber distribution     frame).  An example is the Trail (i.e., section or path) Trace     Identifier used at the different layers and the corresponding Trail     Trace Identifier Mismatch detection.   - Alignment: SONET/SDH checks that the client and server layer frame     start can be correctly recovered from the detection of loss of     alignment.  The specific processes depend on the signal/frame     structure and may include: (multi-)frame alignment, pointer     processing, and alignment of several independent frames to a common     frame start in case of inverse multiplexing.  Loss of alignment is     a generic term.  Examples are loss of frame, loss of multi-frame,     or loss of pointer.   - Payload type: SONET/SDH checks that compatible adaptation functions     are used at the source and the destination.  Normally, this is done     by adding a payload type identifier (referred to as the "signal     label") at the source adaptation function and comparing it with the     expected identifier at the destination.  For instance, the payload     type identifier is compared with the corresponding mismatch     detection.   - Signal Quality: SONET/SDH monitors the performance of a signal.     For instance, if the performance falls below a certain threshold, a     defect -- excessive errors (EXC) or degraded signal (DEG) -- is     detected.   The most important point is that the supervision processes and the   corresponding failure detection (used to initiate the recovery   phase(s)) result in either:   - Signal Degrade (SD): A signal indicating that the associated data     has degraded in the sense that a degraded defect condition is     active (for instance, a dDEG declared when the Bit Error Rate     exceeds a preset threshold).  OrPapadimitriou & Mannie       Informational                      [Page 6]

RFC 4428               GMPLS Recovery Mechanisms              March 2006   - Signal Fail (SF): A signal indicating that the associated data has     failed in the sense that a signal interrupting near-end defect     condition is active (as opposed to the degraded defect).   In Optical Transport Networks (OTN), equivalent supervision   capabilities are provided at the optical/digital section layers   (i.e., Optical Transmission Section (OTS), Optical Multiplex Section   (OMS) and Optical channel Transport Unit (OTU)) and at the   optical/digital path layers (i.e., Optical Channel (OCh) and Optical   channel Data Unit (ODU)).  Interested readers are referred to the   ITU-T Recommendations [G.798] and [G.709] for more details.   The above are examples that illustrate cases where the failure   detection and reporting entities (see [RFC4427]) are co-located.  The   following example illustrates the scenario where the failure   detecting and reporting entities (see [RFC4427]) are not co-located.   In pre-OTN networks, a failure may be masked by intermediate O-E-O   based Optical Line System (OLS), preventing a Photonic Cross-Connect   (PXC) from detecting upstream failures.  In such cases, failure   detection may be assisted by an out-of-band communication channel,   and failure condition may be reported to the PXC control plane.  This   can be provided by using [RFC4209] extensions that deliver IP   message-based communication between the PXC and the OLS control   plane.  Also, since PXCs are independent of the framing format,   failure conditions can only be triggered either by detecting the   absence of the optical signal or by measuring its quality.  These   mechanisms are generally less reliable than electrical (digital)   ones.  Both types of detection mechanisms are outside the scope of   this document.  If the intermediate OLS supports electrical (digital)   mechanisms, using the LMP communication channel, these failure   conditions are reported to   the PXC and subsequent recovery actions are performed as described inSection 5.  As such, from the control plane viewpoint, this mechanism   turns the OLS-PXC-composed system into a single logical entity, thus   having the same failure management mechanisms as any other O-E-O   capable device.   More generally, the following are typical failure conditions in   SONET/SDH and pre-OTN networks:   - Loss of Light (LOL)/Loss of Signal (LOS): Signal Failure (SF)     condition where the optical signal is not detected any longer on     the receiver of a given interface.   - Signal Degrade (SD): detection of the signal degradation over     a specific period of time.Papadimitriou & Mannie       Informational                      [Page 7]

RFC 4428               GMPLS Recovery Mechanisms              March 2006   - For SONET/SDH payloads, all of the above-mentioned supervision     capabilities can be used, resulting in SD or SF conditions.   In summary, the following cases apply when considering the   communication between the detecting and reporting entities:   - Co-located detecting and reporting entities: both the detecting and     reporting entities are on the same node (e.g., SONET/SDH equipment,     Opaque cross-connects, and, with some limitations, Transparent     cross-connects, etc.)   - Non-co-located detecting and reporting entities:     o with in-band communication between entities: entities are       physically separated, but the transport plane provides in-band       communication between them (e.g., Server Signal Failures such as       Alarm Indication Signal (AIS), etc.)     o with out-of-band communication between entities: entities are       physically separated, but an out-of-band communication channel is       provided between them (e.g., using [RFCF4204]).4.2.  Failure Localization and Isolation   Failure localization provides information to the deciding entity   about the location (and so the identity) of the transport plane   entity that detects the LSP(s)/span(s) failure.  The deciding entity   can then make an accurate decision to achieve finer grained recovery   switching action(s).  Note that this information can also be included   as part of the failure notification (seeSection 4.3).   In some cases, this accurate failure localization information may be   less urgent to determine if it requires performing more time-   consuming failure isolation (see alsoSection 4.4).  This is   particularly the case when edge-to-edge LSP recovery is performed   based on a simple failure notification (including the identification   of the working LSPs under failure condition).  Note that "edge"   refers to a sub-network end-node, for instance.  In this case, a more   accurate localization and isolation can be performed after recovery   of these LSPs.   Failure localization should be triggered immediately after the fault   detection phase.  This operation can be performed at the transport   plane and/or (if the operation is unavailable via the transport   plane) the control plane level where dedicated signaling messages can   be used.  When performed at the control plane level, a protocol such   as LMP (see[RFC4204], Section 6) can be used for failure   localization purposes.Papadimitriou & Mannie       Informational                      [Page 8]

RFC 4428               GMPLS Recovery Mechanisms              March 20064.3.  Failure Notification   Failure notification is used 1) to inform intermediate nodes that an   LSP/span failure has occurred and has been detected and 2) to inform   the deciding entities (which can correspond to any intermediate or   end-point of the failed LSP/span) that the corresponding service is   not available.  In general, these deciding entities will be the ones   making the appropriate recovery decision.  When co-located with the   recovering entity, these entities will also perform the corresponding   recovery action(s).   Failure notification can be provided either by the transport or by   the control plane.  As an example, let us first briefly describe the   failure notification mechanism defined at the SONET/SDH transport   plane level (also referred to as maintenance signal supervision):   - AIS (Alarm Indication Signal) occurs as a result of a failure     condition such as Loss of Signal and is used to notify downstream     nodes (of the appropriate layer processing) that a failure has     occurred.  AIS performs two functions: 1) inform the intermediate     nodes (with the appropriate layer monitoring capability) that a     failure has been detected and 2) notify the connection end-point     that the service is no longer available.   For a distributed control plane supporting one (or more) failure   notification mechanism(s), regardless of the mechanism's actual   implementation, the same capabilities are needed with more (or less)   information provided about the LSPs/spans under failure condition,   their detailed statuses, etc.   The most important difference between these mechanisms is related to   the fact that transport plane notifications (as defined today) would   directly initiate either a certain type of protection switching (such   as those described in [RFC4427]) via the transport plane or   restoration actions via the management plane.   On the other hand, using a failure notification mechanism through the   control plane would provide the possibility of triggering either a   protection or a restoration action via the control plane.  This has   the advantage that a control-plane-recovery-responsible entity does   not necessarily have to be co-located with a transport   maintenance/recovery domain.  A control plane recovery domain can be   defined at entities not supporting a transport plane recovery.   Moreover, as specified in [RFC3473], notification message exchanges   through a GMPLS control plane may not follow the same path as the   LSP/spans for which these messages carry the status.  In turn, this   ensures a fast, reliable (through acknowledgement and the use ofPapadimitriou & Mannie       Informational                      [Page 9]

RFC 4428               GMPLS Recovery Mechanisms              March 2006   either a dedicated control plane network or disjoint control   channels), and efficient (through the aggregation of several LSP/span   statuses within the same message) failure notification mechanism.   The other important properties to be met by the failure notification   mechanism are mainly the following:   - Notification messages must provide enough information such that the     most efficient subsequent recovery action will be taken at the     recovering entities (in most of the recovery types and schemes this     action is even deterministic).  Remember here that these entities     can be either intermediate or end-points through which normal     traffic flows.  Based on local policy, intermediate nodes may not     use this information for subsequent recovery actions (see for     instance the APS protocol phases as described in [RFC4427]).  In     addition, since fast notification is a mechanism running in     collaboration with the existing GMPLS signaling (see [RFC3473])     that also allows intermediate nodes to stay informed about the     status of the working LSP/spans under failure condition.     The trade-off here arises when defining what information the     LSP/span end-points (more precisely, the deciding entities) need in     order for the recovering entity to take the best recovery action:     If not enough information is provided, the decision cannot be     optimal (note that in this eventuality, the important issue is to     quantify the level of sub-optimality).  If too much information is     provided, the control plane may be overloaded with unnecessary     information and the aggregation/correlation of this notification     information will be more complex and time-consuming to achieve.     Note that a more detailed quantification of the amount of     information to be exchanged and processed is strongly dependent on     the failure notification protocol.   - If the failure localization and isolation are not performed by one     of the LSP/span end-points or some intermediate points, the points     should receive enough information from the notification message in     order to locate the failure.  Otherwise, they would need to (re-)     initiate a failure localization and isolation action.   - Avoiding so-called notification storms implies that 1) the failure     detection output is correlated (i.e., alarm correlation) and     aggregated at the node detecting the failure(s), 2) the failure     notifications are directed to a restricted set of destinations (in     general the end-points), and 3) failure notification suppression     (i.e., alarm suppression) is provided in order to limit flooding in     case of multiple and/or correlated failures detected at several     locations in the network.Papadimitriou & Mannie       Informational                     [Page 10]

RFC 4428               GMPLS Recovery Mechanisms              March 2006   - Alarm correlation and aggregation (at the failure-detecting node)     implies a consistent decision based on the conditions for which a     trade-off between fast convergence (at detecting node) and fast     notification (implying that correlation and aggregation occurs at     receiving end-points) can be found.4.4.  Failure Correlation   A single failure event (such as a span failure) can cause multiple   failure (such as individual LSP failures) conditions to be reported.   These can be grouped (i.e., correlated) to reduce the number of   failure conditions communicated on the reporting channel, for both   in-band and out-of-band failure reporting.   In such a scenario, it can be important to wait for a certain period   of time, typically called failure correlation time, and gather all   the failures to report them as a group of failures (or simply group   failure).  For instance, this approach can be provided using LMP-WDM   for pre-OTN networks (see [RFC4209]) or when using Signal   Failure/Degrade Group in the SONET/SDH context.   Note that a default average time interval during which failure   correlation operation can be performed is difficult to provide since   it is strongly dependent on the underlying network topology.   Therefore, providing a per-node configurable failure correlation time   can be advisable.  The detailed selection criteria for this time   interval are outside of the scope of this document.   When failure correlation is not provided, multiple failure   notification messages may be sent out in response to a single failure   (for instance, a fiber cut).  Each failure notification message   contains a set of information on the failed working resources (for   instance, the individual lambda LSP flowing through this fiber).   This allows for a more prompt response, but can potentially overload   the control plane due to a large amount of failure notifications.5.  Recovery Mechanisms5.1.  Transport vs. Control Plane Responsibilities   When applicable, recovery resources are provisioned, for both   protection and restoration, using GMPLS signaling capabilities.   Thus, these are control plane-driven actions (topological and   resource-constrained) that are always performed in this context.   The following tables give an overview of the responsibilities taken   by the control plane in case of LSP/span recovery:Papadimitriou & Mannie       Informational                     [Page 11]

RFC 4428               GMPLS Recovery Mechanisms              March 2006   1. LSP/span Protection   - Phase 1: Failure Detection                  Transport plane   - Phase 2: Failure Localization/Isolation     Transport/Control plane   - Phase 3: Failure Notification               Transport/Control plane   - Phase 4: Protection Switching               Transport/Control plane   - Phase 5: Reversion (Normalization)          Transport/Control plane   Note: in the context of LSP/span protection, control plane actions   can be performed either for operational purposes and/or   synchronization purposes (vertical synchronization between transport   and control plane) and/or notification purposes (horizontal   synchronization between end-nodes at control plane level).  This   suggests the selection of the responsible plane (in particular for   protection switching) during the provisioning phase of the   protected/protection LSP.   2. LSP/span Restoration   - Phase 1: Failure Detection                  Transport plane   - Phase 2: Failure Localization/Isolation     Transport/Control plane   - Phase 3: Failure Notification               Control plane   - Phase 4: Recovery Switching                 Control plane   - Phase 5: Reversion (Normalization)          Control plane   Therefore, this document primarily focuses on provisioning of LSP   recovery resources, failure notification mechanisms, recovery   switching, and reversion operations.  Moreover, some additional   considerations can be dedicated to the mechanisms associated to the   failure localization/isolation phase.5.2.  Technology-Independent and Technology-Dependent Mechanisms   The present recovery mechanisms analysis applies to any circuit-   oriented data plane technology with discrete bandwidth increments   (like SONET/SDH, G.709 OTN, etc.) being controlled by a GMPLS-based   distributed control plane.   The following sub-sections are not intended to favor one technology   versus another.  They list pro and cons for each technology in order   to determine the mechanisms that GMPLS-based recovery must deliver to   overcome their cons and make use of their pros in their respective   applicability context.5.2.1.  OTN Recovery   OTN recovery specifics are left for further consideration.Papadimitriou & Mannie       Informational                     [Page 12]

RFC 4428               GMPLS Recovery Mechanisms              March 20065.2.2.  Pre-OTN Recovery   Pre-OTN recovery specifics (also referred to as "lambda switching")   present mainly the following advantages:   - They benefit from a simpler architecture, making it more suitable     for mesh-based recovery types and schemes (on a per-channel basis).   - Failure suppression at intermediate node transponders, e.g., use of     squelching, implies that failures (such as LoL) will propagate to     edge nodes.  Thus, edge nodes will have the possibility to initiate     recovery actions driven by upper layers (vs. use of non-standard     masking of upstream failures).   The main disadvantage is the lack of interworking due to the large   amount of failure management (in particular failure notification   protocols) and recovery mechanisms currently available.   Note also, that for all-optical networks, combination of recovery   with optical physical impairments is left for a future release of   this document because corresponding detection technologies are under   specification.5.2.3.  SONET/SDH Recovery   Some of the advantages of SONET [T1.105]/SDH [G.707], and more   generically any Time Division Multiplexing (TDM) transport plane   recovery, are that they provide:   - Protection types operating at the data plane level that are     standardized (see [G.841]) and can operate across protected domains     and interwork (see [G.842]).   - Failure detection, notification, and path/section Automatic     Protection Switching (APS) mechanisms.   - Greater control over the granularity of the TDM LSPs/links that can     be recovered with respect to coarser optical channel (or whole     fiber content) recovery switching   Some of the limitations of the SONET/SDH recovery are:   - Limited topological scope: Inherently the use of ring topologies,     typically, dedicated Sub-Network Connection Protection (SNCP) or     shared protection rings, has reduced flexibility and resource     efficiency with respect to the (somewhat more complex) meshed     recovery.Papadimitriou & Mannie       Informational                     [Page 13]

RFC 4428               GMPLS Recovery Mechanisms              March 2006   - Inefficient use of spare capacity: SONET/SDH protection is largely     applied to ring topologies, where spare capacity often remains     idle, making the efficiency of bandwidth usage a real issue.   - Support of meshed recovery requires intensive network management     development, and the functionality is limited by both the network     elements and the capabilities of the element management systems     (thus justifying the development of GMPLS-based distributed     recovery mechanisms.)5.3.  Specific Aspects of Control Plane-Based Recovery Mechanisms5.3.1.  In-Band vs. Out-Of-Band Signaling   The nodes communicate through the use of IP terminating control   channels defining the control plane (transport) topology.  In this   context, two classes of transport mechanisms can be considered here:   in-fiber or out-of-fiber (through a dedicated physically diverse   control network referred to as the Data Communication Network or   DCN).  The potential impact of the usage of an in-fiber (signaling)   transport mechanism is briefly considered here.   In-fiber transport mechanisms can be further subdivided into in-band   and out-of-band.  As such, the distinction between in-fiber in-band   and in-fiber out-of-band signaling reduces to the consideration of a   logically- versus physically-embedded control plane topology with   respect to the transport plane topology.  In the scope of this   document, it is assumed that at least one IP control channel between   each pair of adjacent nodes is continuously available to enable the   exchange of recovery-related information and messages.  Thus, in   either case (i.e., in-band or out-of-band) at least one logical or   physical control channel between each pair of nodes is always   expected to be available.   Therefore, the key issue when using in-fiber signaling is whether one   can assume independence between the fault-tolerance capabilities of   control plane and the failures affecting the transport plane   (including the nodes).  Note also that existing specifications like   the OTN provide a limited form of independence for in-fiber signaling   by dedicating a separate optical supervisory channel (OSC, see   [G.709] and [G.874]) to transport the overhead and other control   traffic.  For OTNs, failure of the OSC does not result in failing the   optical channels.  Similarly, loss of the control channel must not   result in failing the data channels (transport plane).Papadimitriou & Mannie       Informational                     [Page 14]

RFC 4428               GMPLS Recovery Mechanisms              March 20065.3.2.  Uni- vs. Bi-Directional Failures   The failure detection, correlation, and notification mechanisms   (described inSection 4) can be triggered when either a uni-   directional or a bi-directional LSP/Span failure occurs (or a   combination of both).  As illustrated in Figures 1 and 2, two   alternatives can be considered here:   1. Uni-directional failure detection: the failure is detected on the      receiver side, i.e., it is detected by only the downstream node to      the failure (or by the upstream node depending on the failure      propagation direction, respectively).   2. Bi-directional failure detection: the failure is detected on the      receiver side of both downstream node AND upstream node to the      failure.   Notice that after the failure detection time, if only control-plane-   based failure management is provided, the peering node is unaware of   the failure detection status of its neighbor.    -------             -------           -------             -------   |       |           |       |Tx     Rx|       |           |       |   | NodeA |----...----| NodeB |xxxxxxxxx| NodeC |----...----| NodeD |   |       |----...----|       |---------|       |----...----|       |    -------             -------           -------             -------   t0                                >>>>>>> F   t1                      x <---------------x                               Notification   t2  <--------...--------x                 x--------...-------->          Up Notification                      Down Notification              Figure 1: Uni-directional failure detectionPapadimitriou & Mannie       Informational                     [Page 15]

RFC 4428               GMPLS Recovery Mechanisms              March 2006    -------             -------           -------             -------   |       |           |       |Tx     Rx|       |           |       |   | NodeA |----...----| NodeB |xxxxxxxxx| NodeC |----...----| NodeD |   |       |----...----|       |xxxxxxxxx|       |----...----|       |    -------             -------           -------             -------   t0                      F <<<<<<< >>>>>>> F   t1                      x <-------------> x                               Notification   t2  <--------...--------x                 x--------...-------->          Up Notification                      Down Notification               Figure 2: Bi-directional failure detection   After failure detection, the following failure management operations   can be subsequently considered:   - Each detecting entity sends a notification message to the     corresponding transmitting entity.  For instance, in Figure 1, node     C sends a notification message to node B.  In Figure 2, node C     sends a notification message to node B while node B sends a     notification message to node C.  To ensure reliable failure     notification, a dedicated acknowledgement message can be returned     back to the sender node.   - Next, within a certain (and pre-determined) time window, nodes     impacted by the failure occurrences may perform their correlation.     In case of uni-directional failure, node B only receives the     notification message from node C, and thus the time for this     operation is negligible.  In case of bi-directional failure, node B     has to correlate the received notification message from node C with     the corresponding locally detected information (and node C has to     do the same with the message from node B).   - After some (pre-determined) period of time, referred to as the     hold-off time, if the local recovery actions (seeSection 5.3.4)     were not successful, the following occurs.  In case of uni-     directional failure and depending on the directionality of the LSP,     node B should send an upstream notification message (see [RFC3473])     to the ingress node A.  Node C may send a downstream notification     message (see [RFC3473]) to the egress node D.  However, in that     case, only node A would initiate an edge to edge recovery action.     Node A is referred to as the "master", and node D is referred to as     the "slave", per [RFC4427].  Note that the other LSP end-node (node     D in this case) may be optionally notified using a downstream     notification message (see [RFC3473]).Papadimitriou & Mannie       Informational                     [Page 16]

RFC 4428               GMPLS Recovery Mechanisms              March 2006     In case of bi-directional failure, node B should send an upstream     notification message (see [RFC3473]) to the ingress node A.  Node C     may send a downstream notification message (see [RFC3473]) to the     egress node D.  However, due to the dependence on the LSP     directionality, only ingress node A would initiate an edge-to-edge     recovery action.  Note that the other LSP end-node (node D in this     case) should also be notified of this event using a downstream     notification message (see [RFC3473]).  For instance, if an LSP     directed from D to A is under failure condition, only the     notification message sent from node C to D would initiate a     recovery action.  In this case, per [RFC4427], the deciding and     recovering node D is referred to as the "master", while node A is     referred to as the "slave" (i.e., recovering only entity).     Note: The determination of the master and the slave may be based     either on configured information or dedicated protocol capability.   In the above scenarios, the path followed by the upstream and   downstream notification messages does not have to be the same as the   one followed by the failed LSP (see [RFC3473] for more details on the   notification message exchange).  The important point concerning this   mechanism is that either the detecting/reporting entity (i.e., nodes   B and C) is also the deciding/recovery entity or the   detecting/reporting entity is simply an intermediate node in the   subsequent recovery process.  One refers to local recovery in the   former case, and to edge-to-edge recovery in the latter one (see alsoSection 5.3.4).5.3.3.  Partial vs. Full Span Recovery   When a given span carries more than one LSP or LSP segment, an   additional aspect must be considered.  In case of span failure, the   LSPs it carries can be recovered individually, as a group (aka bulk   LSP recovery), or as independent sub-groups.  When correlation time   windows are used and simultaneous recovery of several LSPs can be   performed using a single request, the selection of this mechanism   would be triggered independently of the failure notification   granularity.  Moreover, criteria for forming such sub-groups are   outside of the scope of this document.   Additional complexity arises in the case of (sub-)group LSP recovery.   Between a given pair of nodes, the LSPs that a given (sub-)group   contains may have been created from different source nodes (i.e.,   initiator) and directed toward different destination nodes.   Consequently the failure notification messages following a bi-   directional span failure that affects several LSPs (or the whole   group of LSPs it carries) are not necessarily directed toward the   same initiator nodes.  In particular, these messages may be directedPapadimitriou & Mannie       Informational                     [Page 17]

RFC 4428               GMPLS Recovery Mechanisms              March 2006   to both the upstream and downstream nodes to the failure.  Therefore,   such span failure may trigger recovery actions to be performed from   both sides (i.e., from both the upstream and the downstream nodes to   the failure).  In order to facilitate the definition of the   corresponding recovery mechanisms (and their sequence), one assumes   here as well that, per [RFC4427], the deciding (and recovering)   entity (referred to as the "master") is the only initiator of the   recovery of the whole LSP (sub-)group.5.3.4.  Difference between LSP, LSP Segment and Span Recovery   The recovery definitions given in [RFC4427] are quite generic and   apply for link (or local span) and LSP recovery.  The major   difference between LSP, LSP Segment and span recovery is related to   the number of intermediate nodes that the signaling messages have to   travel.  Since nodes are not necessarily adjacent in the case of LSP   (or LSP Segment) recovery, signaling message exchanges from the   reporting to the deciding/recovery entity may have to cross several   intermediate nodes.  In particular, this applies to the notification   messages due to the number of hops separating the location of a   failure occurrence from its destination.  This results in an   additional propagation and forwarding delay.  Note that the former   delay may in certain circumstances be non-negligible; e.g., in a   copper out-of-band network, the delay is approximately 1 ms per   200km.   Moreover, the recovery mechanisms applicable to end-to-end LSPs and   to the segments that may compose an end-to-end LSP (i.e., edge-to-   edge recovery) can be exactly the same.  However, one expects in the   latter case, that the destination of the failure notification message   will be the ingress/egress of each of these segments.  Therefore,   using the mechanisms described inSection 5.3.2, failure notification   messages can be exchanged first between terminating points of the LSP   segment, and after expiration of the hold-off time, between   terminating points of the end-to-end LSP.   Note: Several studies provide quantitative analysis of the relative   performance of LSP/span recovery techniques. [WANG] for instance,   provides an analysis grid for these techniques showing that dynamic   LSP restoration (seeSection 5.5.2) performs well under medium   network loads, but suffers performance degradations at higher loads   due to greater contention for recovery resources.  LSP restoration   upon span failure, as defined in [WANG], degrades at higher loads   because paths around failed links tend to increase the hop count of   the affected LSPs and thus consume additional network resources.   Also, performance of LSP restoration can be enhanced by a failed   working LSP's source node that initiates a new recovery attempt if an   initial attempt fails.  A single retry attempt is sufficient toPapadimitriou & Mannie       Informational                     [Page 18]

RFC 4428               GMPLS Recovery Mechanisms              March 2006   produce large increases in the restoration success rate and ability   to initiate successful LSP restoration attempts, especially at high   loads, while not adding significantly to the long-term average   recovery time.  Allowing additional attempts produces only small   additional gains in performance.  This suggests using additional   (intermediate) crankback signaling when using dynamic LSP restoration   (described inSection 5.5.2 - case 2).  Details on crankback   signaling are outside the scope of this document.5.4.  Difference between Recovery Type and Scheme   [RFC4427] defines the basic LSP/span recovery types.  This section   describes the recovery schemes that can be built using these recovery   types.  In brief, a recovery scheme is defined as the combination of   several ingress-egress node pairs supporting a given recovery type   (from the set of the recovery types they allow).  Several examples   are provided here to illustrate the difference between recovery types   such as 1:1 or M:N, and recovery schemes such as (1:1)^n or (M:N)^n   (referred to as shared-mesh recovery).   1. (1:1)^n with recovery resource sharing   The exponent, n, indicates the number of times a 1:1 recovery type is   applied between at most n different ingress-egress node pairs.  Here,   at most n pairs of disjoint working and recovery LSPs/spans share a   common resource at most n times.  Since the working LSPs/spans are   mutually disjoint, simultaneous requests for use of the shared   (common) resource will only occur in case of simultaneous failures,   which are less likely to happen.   For instance, in the common (1:1)^2 case, if the 2 recovery LSPs in   the group overlap the same common resource, then it can handle only   single failures; any multiple working LSP failures will cause at   least one working LSP to be denied automatic recovery.  Consider for   instance the following topology with the working LSPs A-B-C and F-G-H   and their respective recovery LSPs A-D-E-C and F-D-E-H that share a   common D-E link resource.                          A---------B---------C                           \                 /                            \               /                             D-------------E                            /               \                           /                 \                          F---------G---------HPapadimitriou & Mannie       Informational                     [Page 19]

RFC 4428               GMPLS Recovery Mechanisms              March 2006   2. (M:N)^n with recovery resource sharing   The (M:N)^n scheme is documented here for the sake of completeness   only (i.e., it is not mandated that GMPLS capabilities support this   scheme).  The exponent, n, indicates the number of times an M:N   recovery type is applied between at most n different ingress-egress   node pairs.  So the interpretation follows from the previous case,   except that here disjointness applies to the N working LSPs/spans and   to the M recovery LSPs/spans while sharing at most n times M common   resources.   In both schemes, it results in a "group" of sum{n=1}^N N{n} working   LSPs and a pool of shared recovery resources, not all of which are   available to any given working LSP.  In such conditions, defining a   metric that describes the amount of overlap among the recovery LSPs   would give some indication of the group's ability to handle   simultaneous failures of multiple LSPs.   For instance, in the simple (1:1)^n case, if n recovery LSPs in a   (1:1)^n group overlap, then the group can handle only single   failures; any simultaneous failure of multiple working LSPs will   cause at least one working LSP to be denied automatic recovery.  But   if one considers, for instance, a (2:2)^2 group in which there are   two pairs of overlapping recovery LSPs, then two LSPs (belonging to   the same pair) can be simultaneously recovered.  The latter case can   be illustrated by the following topology with 2 pairs of working LSPs   A-B-C and F-G-H and their respective recovery LSPs A-D-E-C and   F-D-E-H that share two common D-E link resources.                           A========B========C                           \\               //                            \\             //                             D =========== E                            //             \\                           //               \\                           F========G========H   Moreover, in all these schemes, (working) path disjointness can be   enforced by exchanging information related to working LSPs during the   recovery LSP signaling.  Specific issues related to the combination   of shared (discrete) bandwidth and disjointness for recovery schemes   are described inSection 8.4.2.Papadimitriou & Mannie       Informational                     [Page 20]

RFC 4428               GMPLS Recovery Mechanisms              March 20065.5.  LSP Recovery Mechanisms5.5.1.  Classification   The recovery time and ratio of LSPs/spans depend on proper recovery   LSP provisioning (meaning pre-provisioning when performed before   failure occurrence) and the level of overbooking of recovery   resources (i.e., over-provisioning).  A proper balance of these two   operations will result in the desired LSP/span recovery time and   ratio when single or multiple failures occur.  Note also that these   operations are mostly performed during the network planning phases.   The different options for LSP (pre-)provisioning and overbooking are   classified below to structure the analysis of the different recovery   mechanisms.   1. Pre-Provisioning   Proper recovery LSP pre-provisioning will help to alleviate the   failure of the working LSPs (due to the failure of the resources that   carry these LSPs).  As an example, one may compute and establish the   recovery LSP either end-to-end or segment-per-segment, to protect a   working LSP from multiple failure events affecting link(s), node(s)   and/or SRLG(s).  The recovery LSP pre-provisioning options are   classified as follows in the figure below:   (1) The recovery path can be either pre-computed or computed on-       demand.   (2) When the recovery path is pre-computed, it can be either pre-       signaled (implying recovery resource reservation) or signaled       on-demand.   (3) When the recovery resources are pre-signaled, they can be either       pre-selected or selected on-demand.   Recovery LSP provisioning phases:Papadimitriou & Mannie       Informational                     [Page 21]

RFC 4428               GMPLS Recovery Mechanisms              March 2006   (1) Path Computation --> On-demand           |           |            --> Pre-Computed                    |                    |                   (2) Signaling --> On-demand                           |                           |                            --> Pre-Signaled                                    |                                    |                                   (3) Resource Selection --> On-demand                                                |                                                |                                                 --> Pre-Selected   Note that these different options lead to different LSP/span recovery   times.  The following sections will consider the above-mentioned   pre-provisioning options when analyzing the different recovery   mechanisms.   2. Overbooking   There are many mechanisms available that allow the overbooking of the   recovery resources.  This overbooking can be done per LSP (as in the   example mentioned above), per link (such as span protection), or even   per domain.  In all these cases, the level of overbooking, as shown   in the below figure, can be classified as dedicated (such as 1+1 and   1:1), shared (such as 1:N and M:N), or unprotected (and thus   restorable, if enough recovery resources are available).   Overbooking levels:                    +----- Dedicated (for instance: 1+1, 1:1, etc.)                    |                    |                    +----- Shared (for instance: 1:N, M:N, etc.)                    |   Level of         |   Overbooking -----+----- Unprotected (for instance: 0:1, 0:N)   Also, when using shared recovery, one may support preemptible extra-   traffic; the recovery mechanism is then expected to allow preemption   of this low priority traffic in case of recovery resource contention   during recovery operations.  The following sections will consider thePapadimitriou & Mannie       Informational                     [Page 22]

RFC 4428               GMPLS Recovery Mechanisms              March 2006   above-mentioned overbooking options when analyzing the different   recovery mechanisms.5.5.2.  LSP Restoration   The following times are defined to provide a quantitative estimation   about the time performance of the different LSP restoration   mechanisms (also referred to as LSP re-routing):   - Path Computation Time: Tc   - Path Selection Time: Ts   - End-to-end LSP Resource Reservation Time: Tr (a delta for resource     selection is also considered, the corresponding total time is then     referred to as Trs)   - End-to-end LSP Resource Activation Time: Ta (a delta for     resource selection is also considered, the corresponding total     time is then referred to as Tas)   The Path Selection Time (Ts) is considered when a pool of recovery   LSP paths between a given pair of source/destination end-points is   pre-computed, and after a failure occurrence one of these paths is   selected for the recovery of the LSP under failure condition.   Note: failure management operations such as failure detection,   correlation, and notification are considered (for a given failure   event) as equally time-consuming for all the mechanisms described   below:   1. With Route Pre-computation (or LSP re-provisioning)   An end-to-end restoration LSP is established after the failure(s)   occur(s) based on a pre-computed path.  As such, one can define this   as an "LSP re-provisioning" mechanism.  Here, one or more (disjoint)   paths for the restoration LSP are computed (and optionally pre-   selected) before a failure occurs.   No reservation or selection of resources is performed along the   restoration path before failure occurrence.  As a result, there is no   guarantee that a restoration LSP is available when a failure occurs.   The expected total restoration time T is thus equal to Ts + Trs or to   Trs when a dedicated computation is performed for each working LSP.   2. Without Route Pre-computation (or Full LSP re-routing)   An end-to-end restoration LSP is dynamically established after the   failure(s) occur(s).  After failure occurrence, one or more   (disjoint) paths for the restoration LSP are dynamically computed andPapadimitriou & Mannie       Informational                     [Page 23]

RFC 4428               GMPLS Recovery Mechanisms              March 2006   one is selected.  As such, one can define this as a complete "LSP   re-routing" mechanism.   No reservation or selection of resources is performed along the   restoration path before failure occurrence.  As a result, there is no   guarantee that a restoration LSP is available when a failure occurs.   The expected total restoration time T is thus equal to Tc (+ Ts) +   Trs.  Therefore, time performance between these two approaches   differs by the time required for route computation Tc (and its   potential selection time, Ts).5.5.3.  Pre-Planned LSP Restoration   Pre-planned LSP restoration (also referred to as pre-planned LSP re-   routing) implies that the restoration LSP is pre-signaled.  This in   turn implies the reservation of recovery resources along the   restoration path.  Two cases can be defined based on whether the   recovery resources are pre-selected.   1. With resource reservation and without resource pre-selection   Before failure occurrence, an end-to-end restoration path is pre-   selected from a set of pre-computed (disjoint) paths.  The   restoration LSP is signaled along this pre-selected path to reserve   resources at each node, but these resources are not selected.   In this case, the resources reserved for each restoration LSP may be   dedicated or shared between multiple restoration LSPs whose working   LSPs are not expected to fail simultaneously.  Local node policies   can be applied to define the degree to which these resources can be   shared across independent failures.  Also, since a restoration scheme   is considered, resource sharing should not be limited to restoration   LSPs that start and end at the same ingress and egress nodes.   Therefore, each node participating in this scheme is expected to   receive some feedback information on the sharing degree of the   recovery resource(s) that this scheme involves.   Upon failure detection/notification message reception, signaling is   initiated along the restoration path to select the resources, and to   perform the appropriate operation at each node crossed by the   restoration LSP (e.g., cross-connections).  If lower priority LSPs   were established using the restoration resources, they must be   preempted when the restoration LSP is activated.   Thus, the expected total restoration time T is equal to Tas (post-   failure activation), while operations performed before failure   occurrence take Tc + Ts + Tr.Papadimitriou & Mannie       Informational                     [Page 24]

RFC 4428               GMPLS Recovery Mechanisms              March 2006   2. With both resource reservation and resource pre-selection   Before failure occurrence, an end-to-end restoration path is pre-   selected from a set of pre-computed (disjoint) paths.  The   restoration LSP is signaled along this pre-selected path to reserve   AND select resources at each node, but these resources are not   committed at the data plane level.  So that the selection of the   recovery resources is committed at the control plane level only, no   cross-connections are performed along the restoration path.   In this case, the resources reserved and selected for each   restoration LSP may be dedicated or even shared between multiple   restoration LSPs whose associated working LSPs are not expected to   fail simultaneously.  Local node policies can be applied to define   the degree to which these resources can be shared across independent   failures.  Also, because a restoration scheme is considered, resource   sharing should not be limited to restoration LSPs that start and end   at the same ingress and egress nodes.  Therefore, each node   participating in this scheme is expected to receive some feedback   information on the sharing degree of the recovery resource(s) that   this scheme involves.   Upon failure detection/notification message reception, signaling is   initiated along the restoration path to activate the reserved and   selected resources, and to perform the appropriate operation at each   node crossed by the restoration LSP (e.g., cross-connections).  If   lower priority LSPs were established using the restoration resources,   they must be preempted when the restoration LSP is activated.   Thus, the expected total restoration time T is equal to Ta (post-   failure activation), while operations performed before failure   occurrence take Tc + Ts + Trs.  Therefore, time performance between   these two approaches differs only by the time required for resource   selection during the activation of the recovery LSP (i.e., Tas - Ta).5.5.4.  LSP Segment Restoration   The above approaches can be applied on an edge-to-edge LSP basis   rather than end-to-end LSP basis (i.e., to reduce the global recovery   time) by allowing the recovery of the individual LSP segments   constituting the end-to-end LSP.   Also, by using the horizontal hierarchy approach described inSection7.1, an end-to-end LSP can be recovered by multiple recovery   mechanisms applied on an LSP segment basis (e.g., 1:1 edge-to-edge   LSP protection in a metro network, and M:N edge-to-edge protection in   the core).  These mechanisms are ideally independent and may even use   different failure localization and notification mechanisms.Papadimitriou & Mannie       Informational                     [Page 25]

RFC 4428               GMPLS Recovery Mechanisms              March 20066.  Reversion   Reversion (a.k.a. normalization) is defined as the mechanism allowing   switching of normal traffic from the recovery LSP/span to the working   LSP/span previously under failure condition.  Use of normalization is   at the discretion of the recovery domain policy.  Normalization may   impact the normal traffic (a second hit) depending on the   normalization mechanism used.   If normalization is supported, then 1) the LSP/span must be returned   to the working LSP/span when the failure condition clears and 2) the   capability to de-activate (turn-off) the use of reversion should be   provided.  De-activation of reversion should not impact the normal   traffic, regardless of whether it is currently using the working or   recovery LSP/span.   Note: during the failure, the reuse of any non-failed resources   (e.g., LSP and/or spans) belonging to the working LSP/span is under   the discretion of recovery domain policy.6.1.  Wait-To-Restore (WTR)   A specific mechanism (Wait-To-Restore) is used to prevent frequent   recovery switching operations due to an intermittent defect (e.g.,   Bit Error Rate (BER) fluctuating around the SD threshold).   First, an LSP/span under failure condition must become fault-free,   e.g., a BER less than a certain recovery threshold.  After the   recovered LSP/span (i.e., the previously working LSP/span) meets this   criterion, a fixed period of time shall elapse before normal traffic   uses the corresponding resources again.  This duration called Wait-   To-Restore (WTR) period or timer is generally on the order of a few   minutes (for instance, 5 minutes) and should be capable of being set.   The WTR timer may be either a fixed period, or provide for   incrementally longer periods before retrying.  An SF or SD condition   on the previously working LSP/span will override the WTR timer value   (i.e., the WTR cancels and the WTR timer will restart).6.2.  Revertive Mode Operation   In revertive mode of operation, when the recovery LSP/span is no   longer required, i.e., the failed working LSP/span is no longer in SD   or SF condition, a local Wait-to-Restore (WTR) state will be   activated before switching the normal traffic back to the recovered   working LSP/span.   During the reversion operation, since this state becomes the highest   in priority, signaling must maintain the normal traffic on thePapadimitriou & Mannie       Informational                     [Page 26]

RFC 4428               GMPLS Recovery Mechanisms              March 2006   recovery LSP/span from the previously failed working LSP/span.   Moreover, during this WTR state, any null traffic or extra traffic   (if applicable) request is rejected.   However, deactivation (cancellation) of the wait-to-restore timer may   occur if there are higher priority request attempts.  That is, the   recovery LSP/span usage by the normal traffic may be preempted if a   higher priority request for this recovery LSP/span is attempted.6.3.  Orphans   When a reversion operation is requested, normal traffic must be   switched from the recovery to the recovered working LSP/span.  A   particular situation occurs when the previously working LSP/span   cannot be recovered, so normal traffic cannot be switched back.  In   that case, the LSP/span under failure condition (also referred to as   "orphan") must be cleared (i.e., removed) from the pool of resources   allocated for normal traffic.  Otherwise, potential de-   synchronization between the control and transport plane resource   usage can appear.  Depending on the signaling protocol capabilities   and behavior, different mechanisms are expected here.   Therefore, any reserved or allocated resources for the LSP/span under   failure condition must be unreserved/de-allocated.  Several ways can   be used for that purpose: wait for the clear-out time interval to   elapse, initiate a deletion from the ingress or the egress node, or   trigger the initiation of deletion from an entity (such as an EMS or   NMS) capable of reacting upon reception of an appropriate   notification message.7.  Hierarchies   Recovery mechanisms are being made available at multiple (if not all)   transport layers within so-called "IP/MPLS-over-optical" networks.   However, each layer has certain recovery features, and one needs to   determine the exact impact of the interaction between the recovery   mechanisms provided by these layers.   Hierarchies are used to build scalable complex systems.  By hiding   the internal details, abstraction is used as a mechanism to build   large networks or as a technique for enforcing technology,   topological, or administrative boundaries.  The same hierarchical   concept can be applied to control the network survivability.  Network   survivability is the set of capabilities that allow a network to   restore affected traffic in the event of a failure.  Network   survivability is defined further in [RFC4427].  In general, it is   expected that the recovery action is taken by the recoverable   LSP/span closest to the failure in order to avoid the multiplicationPapadimitriou & Mannie       Informational                     [Page 27]

RFC 4428               GMPLS Recovery Mechanisms              March 2006   of recovery actions.  Moreover, recovery hierarchies also can be   bound to control plane logical partitions (e.g., administrative or   topological boundaries).  Each logical partition may apply different   recovery mechanisms.   In brief, it is commonly accepted that the lower layers can provide   coarse but faster recovery while the higher layers can provide finer   but slower recovery.  Moreover, it is also desirable to avoid similar   layers with functional overlaps in order to optimize network resource   utilization and processing overhead, since repeating the same   capabilities at each layer does not create any added value for the   network as a whole.  In addition, even if a lower layer recovery   mechanism is enabled, it does not prevent the additional provision of   a recovery mechanism at the upper layer.  The inverse statement does   not necessarily hold; that is, enabling an upper layer recovery   mechanism may prevent the use of a lower layer recovery mechanism.   In this context, this section analyzes these hierarchical aspects   including the physical (passive) layer(s).7.1.  Horizontal Hierarchy (Partitioning)   A horizontal hierarchy is defined when partitioning a single-layer   network (and its control plane) into several recovery domains.   Within a domain, the recovery scope may extend over a link (or span),   LSP segment, or even an end-to-end LSP.  Moreover, an administrative   domain may consist of a single recovery domain or can be partitioned   into several smaller recovery domains.  The operator can partition   the network into recovery domains based on physical network topology,   control plane capabilities, or various traffic engineering   constraints.   An example often addressed in the literature is the metro-core-metro   application (sometimes extended to a metro-metro/core-core) within a   single transport layer (seeSection 7.2).  For such a case, an end-   to-end LSP is defined between the ingress and egress metro nodes,   while LSP segments may be defined within the metro or core sub-   networks.  Each of these topological structures determines a so-   called "recovery domain" since each of the LSPs they carry can have   its own recovery type (or even scheme).  The support of multiple   recovery types and schemes within a sub-network is referred to as a   "multi-recovery capable domain" or simply "multi-recovery domain".7.2.  Vertical Hierarchy (Layers)   It is very challenging to combine the different recovery capabilities   available across the path (i.e., switching capable) and section   layers to ensure that certain network survivability objectives are   met for the network-supported services.Papadimitriou & Mannie       Informational                     [Page 28]

RFC 4428               GMPLS Recovery Mechanisms              March 2006   As a first analysis step, one can draw the following guidelines for   a vertical coordination of the recovery mechanisms:   - The lower the layer, the faster the notification and switching.   - The higher the layer, the finer the granularity of the recoverable     entity and therefore the granularity of the recovery resource.   Moreover, in the context of this analysis, a vertical hierarchy   consists of multiple layered transport planes providing different:   - Discrete bandwidth granularities for non-packet LSPs such as OCh,     ODUk, STS_SPE/HOVC, and VT_SPE/LOVC LSPs and continuous bandwidth     granularities for packet LSPs.   - Potential recovery capabilities with different temporal     granularities: ranging from milliseconds to tens of seconds   Note: based on the bandwidth granularity, we can determine four   classes of vertical hierarchies: (1) packet over packet, (2) packet   over circuit, (3) circuit over packet, and (4) circuit over circuit.   Below we briefly expand on (4) only. (2) is covered in [RFC3386]. (1)   is extensively covered by the MPLS Working Group, and (3) by the PWE3   Working Group.   In SONET/SDH environments, one typically considers the VT_SPE/LOVC   and STS SPE/HOVC as independent layers (for example, VT_SPE/LOVC LSP   uses the underlying STS_SPE/HOVC LSPs as links).  In OTN, the ODUk   path layers will lie on the OCh path layer, i.e., the ODUk LSPs use   the underlying OCh LSPs as OTUk links.  Note here that lower layer   LSPs may simply be provisioned and not necessarily dynamically   triggered or established (control driven approach).  In this context,   an LSP at the path layer (i.e., established using GMPLS signaling),   such as an optical channel LSP, appears at the OTUk layer as a link,   controlled by a link management protocol such as LMP.   The first key issue with multi-layer recovery is that achieving   individual or bulk LSP recovery will be as efficient as the   underlying link (local span) recovery.  In such a case, the span can   be either protected or unprotected, but the LSP it carries must be   (at least locally) recoverable.  Therefore, the span recovery process   can be either independent when protected (or restorable), or   triggered by the upper LSP recovery process.  The former case   requires coordination to achieve subsequent LSP recovery.  Therefore,   in order to achieve robustness and fast convergence, multi-layer   recovery requires a fine-tuned coordination mechanism.Papadimitriou & Mannie       Informational                     [Page 29]

RFC 4428               GMPLS Recovery Mechanisms              March 2006   Moreover, in the absence of adequate recovery mechanism coordination   (for instance, a pre-determined coordination when using a hold-off   timer), a failure notification may propagate from one layer to the   next one within a recovery hierarchy.  This can cause "collisions"   and trigger simultaneous recovery actions that may lead to race   conditions and, in turn, reduce the optimization of the resource   utilization and/or generate global instabilities in the network (see   [MANCHESTER]).  Therefore, a consistent and efficient escalation   strategy is needed to coordinate recovery across several layers.   One can expect that the definition of the recovery mechanisms and   protocol(s) is technology-independent so that they can be   consistently implemented at different layers; this would in turn   simplify their global coordination.  Moreover, as mentioned in   [RFC3386], some looser form of coordination and communication between   (vertical) layers such as a consistent hold-off timer configuration   (and setup through signaling during the working LSP establishment)   can be considered, thereby allowing the synchronization between   recovery actions performed across these layers.7.2.1.  Recovery Granularity   In most environments, the design of the network and the vertical   distribution of the LSP bandwidth are such that the recovery   granularity is finer at higher layers.  The OTN and SONET/SDH layers   can recover only the whole section or the individual connections they   transports whereas the IP/MPLS control plane can recover individual   packet LSPs or groups of packet LSPs independently of their   granularity.  On the other side, the recovery granularity at the   sub-wavelength level (i.e., SONET/SDH) can be provided only when the   network includes devices switching at the same granularity (and thus   not with optical channel level).  Therefore, the network layer can   deliver control-plane-driven recovery mechanisms on a per-LSP basis   if and only if these LSPs have their corresponding switching   granularity supported at the transport plane level.7.3.  Escalation Strategies   There are two types of escalation strategies (see [DEMEESTER]):   bottom-up and top-down.   The bottom-up approach assumes that lower layer recovery types and   schemes are more expedient and faster than upper layer ones.   Therefore, we can inhibit or hold off higher layer recovery.   However, this assumption is not entirely true.  Consider for instance   a SONET/SDH based protection mechanism (with a protection switching   time of less than 50 ms) lying on top of an OTN restoration mechanism   (with a restoration time of less than 200 ms).  Therefore, thisPapadimitriou & Mannie       Informational                     [Page 30]

RFC 4428               GMPLS Recovery Mechanisms              March 2006   assumption should be (at least) clarified as: the lower layer   recovery mechanism is expected to be faster than the upper level one,   if the same type of recovery mechanism is used at each layer.   Consequently, taking into account the recovery actions at the   different layers in a bottom-up approach: if lower layer recovery   mechanisms are provided and sequentially activated in conjunction   with higher layer ones, the lower layers must have an opportunity to   recover normal traffic before the higher layers do.  However, if   lower layer recovery is slower than higher layer recovery, the lower   layer must either communicate the failure-related information to the   higher layer(s) (and allow it to perform recovery), or use a hold-off   timer in order to temporarily set the higher layer recovery action in   a "standby mode".  Note that the a priori information exchange   between layers concerning their efficiency is not within the current   scope of this document.  Nevertheless, the coordination functionality   between layers must be configurable and tunable.   For example, coordination between the optical and packet layer   control plane enables the optical layer to perform the failure   management operations (in particular, failure detection and   notification) while giving to the packet layer control plane the   authority to decide and perform the recovery actions.  If the packet   layer recovery action is unsuccessful, fallback at the optical layer   can be performed subsequently.   The top-down approach attempts service recovery at the higher layers   before invoking lower layer recovery.  Higher layer recovery is   service selective, and permits "per-CoS" or "per-connection" re-   routing.  With this approach, the most important aspect is that the   upper layer should provide its own reliable and independent failure   detection mechanism from the lower layer.   [DEMEESTER] also suggests recovery mechanisms incorporating a   coordinated effort shared by two adjacent layers with periodic status   updates.  Moreover, some of these recovery operations can be pre-   assigned (on a per-link basis) to a certain layer, e.g., a given link   will be recovered at the packet layer while another will be recovered   at the optical layer.7.4.  Disjointness   Having link and node diverse working and recovery LSPs/spans does not   guarantee their complete disjointness.  Due to the common physical   layer topology (passive), additional hierarchical concepts, such as   the Shared Risk Link Group (SRLG), and mechanisms, such as SRLG   diverse path computation, must be developed to provide complete   working and recovery LSP/span disjointness (see [IPO-IMP] andPapadimitriou & Mannie       Informational                     [Page 31]

RFC 4428               GMPLS Recovery Mechanisms              March 2006   [RFC4202]).  Otherwise, a failure affecting the working LSP/span   would also potentially affect the recovery LSP/span; one refers to   such an event as "common failure".7.4.1.  SRLG Disjointness   A Shared Risk Link Group (SRLG) is defined as the set of links   sharing a common risk (such as a common physical resource such as a   fiber link or a fiber cable).  For instance, a set of links L belongs   to the same SRLG s, if they are provisioned over the same fiber link   f.   The SRLG properties can be summarized as follows:   1) A link belongs to more than one SRLG if and only if it crosses one      of the resources covered by each of them.   2) Two links belonging to the same SRLG can belong individually to      (one or more) other SRLGs.   3) The SRLG set S of an LSP is defined as the union of the individual      SRLG s of the individual links composing this LSP.   SRLG disjointness is also applicable to LSPs:      The LSP SRLG disjointness concept is based on the following      postulate: an LSP (i.e., a sequence of links and nodes) covers an      SRLG if and only if it crosses one of the links or nodes belonging      to that SRLG.      Therefore, the SRLG disjointness for LSPs, can be defined as      follows: two LSPs are disjoint with respect to an SRLG s if and      only if they do not cover simultaneously this SRLG s.      Whilst the SRLG disjointness for LSPs with respect to a set S of      SRLGs, is defined as follows: two LSPs are disjoint with respect      to a set of SRLGs S if and only if the set of SRLGs that are      common to both LSPs is disjoint from set S.   The impact on recovery is noticeable: SRLG disjointness is a   necessary (but not a sufficient) condition to ensure network   survivability.  With respect to the physical network resources, a   working-recovery LSP/span pair must be SRLG-disjoint in case of   dedicated recovery type.  On the other hand, in case of shared   recovery, a group of working LSP/spans must be mutually SRLG-disjoint   in order to allow for a (single and common) shared recovery LSP that   is itself SRLG-disjoint from each of the working LSPs/spans.Papadimitriou & Mannie       Informational                     [Page 32]

RFC 4428               GMPLS Recovery Mechanisms              March 20068.  Recovery Mechanisms Analysis   In order to provide a structured analysis of the recovery mechanisms   detailed in the previous sections, the following dimensions can be   considered:   1. Fast convergence (performance): provide a mechanism that      aggregates multiple failures (implying fast failure detection and      correlation mechanisms) and fast recovery decision independently      of the number of failures occurring in the optical network (also      implying a fast failure notification).   2. Efficiency (scalability): minimize the switching time required for      LSP/span recovery independently of the number of LSPs/spans being      recovered (this implies efficient failure correlation, fast      failure notification, and time-efficient recovery mechanisms).   3. Robustness (availability): minimize the LSP/span downtime      independently of the underlying topology of the transport plane      (this implies a highly responsive recovery mechanism).   4. Resource optimization (optimality): minimize the resource      capacity, including LSPs/spans and nodes (switching capacity),      required for recovery purposes; this dimension can also be      referred to as optimizing the sharing degree of the recovery      resources.   5. Cost optimization: provide a cost-effective recovery type/scheme.   However, these dimensions are either outside the scope of this   document (such as cost optimization and recovery path computational   aspects) or mutually conflicting.  For instance, it is obvious that   providing a 1+1 LSP protection minimizes the LSP downtime (in case of   failure) while being non-scalable and consuming recovery resource   without enabling any extra-traffic.   The following sections analyze the recovery phases and mechanisms   detailed in the previous sections with respect to the dimensions   described above in order to assess the GMPLS protocol suite   capabilities and applicability.  In turn, this allows the evaluation   of the potential need for further GMPLS signaling and routing   extensions.Papadimitriou & Mannie       Informational                     [Page 33]

RFC 4428               GMPLS Recovery Mechanisms              March 20068.1.  Fast Convergence (Detection/Correlation and Hold-off Time)   Fast convergence is related to the failure management operations.  It   refers to the time elapsed between failure detection/correlation and   hold-off time, the point at which the recovery switching actions are   initiated.  This point has been detailed inSection 4.8.2.  Efficiency (Recovery Switching Time)   In general, the more pre-assignment/pre-planning of the recovery   LSP/span, the more rapid the recovery is.  Because protection implies   pre-assignment (and cross-connection) of the protection resources, in   general, protection recovers faster than restoration.   Span restoration is likely to be slower than most span protection   types; however this greatly depends on the efficiency of the span   restoration signaling.  LSP restoration with pre-signaled and pre-   selected recovery resources is likely to be faster than fully dynamic   LSP restoration, especially because of the elimination of any   potential crankback during the recovery LSP establishment.   If one excludes the crankback issue, the difference between dynamic   and pre-planned restoration depends on the restoration path   computation and selection time.  Since computational considerations   are outside the scope of this document, it is up to the vendor to   determine the average and maximum path computation time in different   scenarios and to the operator to decide whether or not dynamic   restoration is advantageous over pre-planned schemes that depend on   the network environment.  This difference also depends on the   flexibility provided by pre-planned restoration versus dynamic   restoration.  Pre-planned restoration implies a somewhat limited   number of failure scenarios (that can be due, for instance, to local   storage capacity limitation).  Dynamic restoration enables on-demand   path computation based on the information received through failure   notification message, and as such, it is more robust with respect to   the failure scenario scope.   Moreover, LSP segment restoration, in particular, dynamic restoration   (i.e., no path pre-computation, so none of the recovery resource is   pre-reserved) will generally be faster than end-to-end LSP   restoration.  However, local LSP restoration assumes that each LSP   segment end-point has enough computational capacity to perform this   operation while end-to-end LSP restoration requires only that LSP   end-points provide this path computation capability.   Recovery time objectives for SONET/SDH protection switching (not   including time to detect failure) are specified in [G.841] at 50 ms,   taking into account constraints on distance, number of connectionsPapadimitriou & Mannie       Informational                     [Page 34]

RFC 4428               GMPLS Recovery Mechanisms              March 2006   involved, and in the case of ring enhanced protection, number of   nodes in the ring.  Recovery time objectives for restoration   mechanisms have been proposed through a separate effort [RFC3386].8.3.  Robustness   In general, the less pre-assignment (protection)/pre-planning   (restoration) of the recovery LSP/span, the more robust the recovery   type or scheme is to a variety of single failures, provided that   adequate resources are available.  Moreover, the pre-selection of the   recovery resources gives (in the case of multiple failure scenarios)   less flexibility than no recovery resource pre-selection.  For   instance, if failures occur that affect two LSPs sharing a common   link along their restoration paths, then only one of these LSPs can   be recovered.  This occurs unless the restoration path of at least   one of these LSPs is re-computed, or the local resource assignment is   modified on the fly.   In addition, recovery types and schemes with pre-planned recovery   resources (in particular, LSP/spans for protection and LSPs for   restoration purposes) will not be able to recover from failures that   simultaneously affect both the working and recovery LSP/span.  Thus,   the recovery resources should ideally be as disjoint as possible   (with respect to link, node, and SRLG) from the working ones, so that   any single failure event will not affect both working and recovery   LSP/span.  In brief, working and recovery resources must be fully   diverse in order to guarantee that a given failure will not affect   simultaneously the working and the recovery LSP/span.  Also, the risk   of simultaneous failure of the working and the recovery LSPs can be   reduced.  It is reduced by computing a new recovery path whenever a   failure occurs along one of the recovery LSPs or by computing a new   recovery path and provision the corresponding LSP whenever a failure   occurs along a working LSP/span.  Both methods enable the network to   maintain the number of available recovery path constant.   The robustness of a recovery scheme is also determined by the amount   of pre-reserved (i.e., signaled) recovery resources within a given   shared resource pool: as the sharing degree of recovery resources   increases, the recovery scheme becomes less robust to multiple   LSP/span failure occurrences.  Recovery schemes, in particular   restoration, with pre-signaled resource reservation (with or without   pre-selection) should be capable of reserving an adequate amount of   resource to ensure recovery from any specific set of failure events,   such as any single SRLG failure, any two SRLG failures, etc.Papadimitriou & Mannie       Informational                     [Page 35]

RFC 4428               GMPLS Recovery Mechanisms              March 20068.4.  Resource Optimization   It is commonly admitted that sharing recovery resources provides   network resource optimization.  Therefore, from a resource   utilization perspective, protection schemes are often classified with   respect to their degree of sharing recovery resources with the   working entities.  Moreover, non-permanent bridging protection types   allow (under normal conditions) for extra-traffic over the recovery   resources.   From this perspective, the following statements are true:   1) 1+1 LSP/Span protection is the most resource-consuming protection      type because it does not allow for any extra traffic.   2) 1:1 LSP/span recovery requires dedicated recovery LSP/span      allowing for extra traffic.   3) 1:N and M:N LSP/span recovery require 1 (and M, respectively)      recovery LSP/span (shared between the N working LSP/span) allowing      for extra traffic.   Obviously, 1+1 protection precludes, and 1:1 recovery does not allow   for any recovery LSP/span sharing, whereas 1:N and M:N recovery do   allow sharing of 1 (M, respectively) recovery LSP/spans between N   working LSP/spans.  However, despite the fact that 1:1 LSP recovery   precludes the sharing of the recovery LSP, the recovery schemes that   can be built from it (e.g., (1:1)^n, seeSection 5.4) do allow   sharing of its recovery resources.  In addition, the flexibility in   the usage of shared recovery resources (in particular, shared links)   may be limited because of network topology restrictions, e.g., fixed   ring topology for traditional enhanced protection schemes.   On the other hand, when using LSP restoration with pre-signaled   resource reservation, the amount of reserved restoration capacity is   determined by the local bandwidth reservation policies.  In LSP   restoration schemes with re-provisioning, a pool of spare resources   can be defined from which all resources are selected after failure   occurrence for the purpose of restoration path computation.  The   degree to which restoration schemes allow sharing amongst multiple   independent failures is then directly inferred from the size of the   resource pool.  Moreover, in all restoration schemes, spare resources   can be used to carry preemptible traffic (thus over preemptible   LSP/span) when the corresponding resources have not been committed   for LSP/span recovery purposes.   From this, it clearly follows that less recovery resources (i.e.,   LSP/spans and switching capacity) have to be allocated to a sharedPapadimitriou & Mannie       Informational                     [Page 36]

RFC 4428               GMPLS Recovery Mechanisms              March 2006   recovery resource pool if a greater sharing degree is allowed.  Thus,   the network survivability level is determined by the policy that   defines the amount of shared recovery resources and by the maximum   sharing degree allowed for these recovery resources.8.4.1.  Recovery Resource Sharing   When recovery resources are shared over several LSP/Spans, the use of   the Maximum Reservable Bandwidth, the Unreserved Bandwidth, and the   Maximum LSP Bandwidth (see [RFC4202]) provides the information needed   to obtain the optimization of the network resources allocated for   shared recovery purposes.   The Maximum Reservable Bandwidth is defined as the Maximum Link   Bandwidth but it may be greater in case of link over-subscription.   The Unreserved Bandwidth (at priority p) is defined as the bandwidth   not yet reserved on a given TE link (its initial value for each   priority p corresponds to the Maximum Reservable Bandwidth).  Last,   the Maximum LSP Bandwidth (at priority p) is defined as the smaller   of Unreserved Bandwidth (at priority p) and Maximum Link Bandwidth.   Here, one generally considers a recovery resource sharing degree (or   ratio) to globally optimize the shared recovery resource usage.  The   distribution of the bandwidth utilization per TE link can be inferred   from the per-priority bandwidth pre-allocation.  By using the Maximum   LSP Bandwidth and the Maximum Reservable Bandwidth, the amount of   (over-provisioned) resources that can be used for shared recovery   purposes is known from the IGP.   In order to analyze this behavior, we define the difference between   the Maximum Reservable Bandwidth (in the present case, this value is   greater than the Maximum Link Bandwidth) and the Maximum LSP   Bandwidth per TE link i as the Maximum Shareable Bandwidth or   max_R[i].  Within this quantity, the amount of bandwidth currently   allocated for shared recovery per TE link i is defined as R[i].  Both   quantities are expressed in terms of discrete bandwidth units (and   thus, the Minimum LSP Bandwidth is of one bandwidth unit).   The knowledge of this information available per TE link can be   exploited in order to optimize the usage of the resources allocated   per TE link for shared recovery.  If one refers to r[i] as the actual   bandwidth per TE link i (in terms of discrete bandwidth units)   committed for shared recovery, then the following quantity must be   maximized over the potential TE link candidates:        sum {i=1}^N [(R{i} - r{i})/(t{i} - b{i})]Papadimitriou & Mannie       Informational                     [Page 37]

RFC 4428               GMPLS Recovery Mechanisms              March 2006        or equivalently: sum {i=1}^N [(R{i} - r{i})/r{i}]        with R{i} >= 1 and r{i} >= 1 (in terms of per component        bandwidth unit)   In this formula, N is the total number of links traversed by a given   LSP, t[i] the Maximum Link Bandwidth per TE link i, and b[i] the sum   per TE link i of the bandwidth committed for working LSPs and other   recovery LSPs (thus except "shared bandwidth" LSPs).  The quantity   [(R{i} - r{i})/r{i}] is defined as the Shared (Recovery) Bandwidth   Ratio per TE link i.  In addition, TE links for which R[i] reaches   max_R[i] or for which r[i] = 0 are pruned during shared recovery path   computation as well as TE links for which max_R[i] = r[i] that can   simply not be shared.   More generally, one can draw the following mapping between the   available bandwidth at the transport and control plane level:                                 - ---------- Max Reservable Bandwidth                                |  -----  ^                                |R -----  |                                |  -----  |                                 - -----  |max_R                                   -----  |   --------  TE link Capacity    - ------ | - Maximum TE Link Bandwidth   -----                        |r -----  v   -----     <------ b ------>   - ---------- Maximum LSP Bandwidth   -----                           -----   -----                           -----   -----                           -----   -----                           -----   -----                           ----- <--- Minimum LSP Bandwidth   -------- 0                      ---------- 0   Note that the above approach does not require the flooding of any per   LSP information or any detailed distribution of the bandwidth   allocation per component link or individual ports or even any per-   priority shareable recovery bandwidth information (using a dedicated   sub-TLV).  The latter would provide the same capability as the   already defined Maximum LSP bandwidth per-priority information.  This   approach is referred to as a Partial (or Aggregated) Information   Routing as described in [KODIALAM1] and [KODIALAM2].  They show that   the difference obtained with a Full (or Complete) Information Routing   approach (where for the whole set of working and recovery LSPs, the   amount of bandwidth units they use per-link is known at each node and   for each link) is clearly negligible.  The Full Information RoutingPapadimitriou & Mannie       Informational                     [Page 38]

RFC 4428               GMPLS Recovery Mechanisms              March 2006   approach is detailed in [GLI].  Note also that both approaches rely   on the deterministic knowledge (at different degrees) of the network   topology and resource usage status.   Moreover, extending the GMPLS signaling capabilities can enhance the   Partial Information Routing approach.  It is enhanced by allowing   working-LSP-related information and, in particular, its path   (including link and node identifiers) to be exchanged with the   recovery LSP request.  This enables more efficient admission control   at upstream nodes of shared recovery resources, and in particular,   links (seeSection 8.4.3).8.4.2.  Recovery Resource Sharing and SRLG Recovery   Resource shareability can also be maximized with respect to the   number of times each SRLG is protected by a recovery resource (in   particular, a shared TE link) and methods can be considered for   avoiding contention of the shared recovery resources in case of   single SRLG failure.  These methods enable the sharing of recovery   resources between two (or more) recovery LSPs, if their respective   working LSPs are mutually disjoint with respect to link, node, and   SRLGs.  Then, a single failure does not simultaneously disrupt   several (or at least two) working LSPs.   For instance, [BOUILLET] shows that the Partial Information Routing   approach can be extended to cover recovery resource shareability with   respect to SRLG recoverability (i.e., the number of times each SRLG   is recoverable).  By flooding this aggregated information per TE   link, path computation and selection of SRLG-diverse recovery LSPs   can be optimized with respect to the sharing of recovery resource   reserved on each TE link.  This yields a performance difference of   less than 5%, which is negligible compared to the corresponding Full   Information Flooding approach (see [GLI]).   For this purpose, additional extensions to [RFC4202] in support of   path computation for shared mesh recovery have been often considered   in the literature.  TE link attributes would include, among others,   the current number of recovery LSPs sharing the recovery resources   reserved on the TE link, and the current number of SRLGs recoverable   by this amount of (shared) recovery resources reserved on the TE   link.  The latter is equivalent to the current number of SRLGs that   will be recovered by the recovery LSPs sharing the recovery resource   reserved on the TE link.  Then, if explicit SRLG recoverability is   considered, a TE link attribute would be added that includes the   explicit list of SRLGs (recoverable by the shared recovery resource   reserved on the TE link) and their respective shareable recovery   bandwidths.  The latter information is equivalent to the shareable   recovery bandwidth per SRLG (or per group of SRLGs), which impliesPapadimitriou & Mannie       Informational                     [Page 39]

RFC 4428               GMPLS Recovery Mechanisms              March 2006   that the amount of shareable bandwidth and the number of listed SRLGs   will decrease over time.   Compared to the case of recovery resource sharing only (regardless of   SRLG recoverability, as described inSection 8.4.1), these additional   TE link attributes would potentially deliver better path computation   and selection (at a distinct ingress node) for shared mesh recovery   purposes.  However, due to the lack of evidence of better efficiency   and due to the complexity that such extensions would generate, they   are not further considered in the scope of the present analysis.  For   instance, a per-SRLG group minimum/maximum shareable recovery   bandwidth is restricted by the length that the corresponding (sub-)   TLV may take and thus the number of SRLGs that it can include.   Therefore, the corresponding parameter should not be translated into   GMPLS routing (or even signaling) protocol extensions in the form of   TE link sub-TLV.8.4.3.  Recovery Resource Sharing, SRLG Disjointness and Admission        Control   Admission control is a strict requirement to be fulfilled by nodes   giving access to shared links.  This can be illustrated using the   following network topology:      A ------ C ====== D      |        |        |      |        |        |      |        B        |      |        |        |      |        |        |       ------- E ------ F   Node A creates a working LSP to D (A-C-D), B creates simultaneously a   working LSP to D (B-C-D) and a recovery LSP (B-E-F-D) to the same   destination.  Then, A decides to create a recovery LSP to D (A-E-F-   D), but since the C-D span carries both working LSPs, node E should   either assign a dedicated resource for this recovery LSP or reject   this request if the C-D span has already reached its maximum recovery   bandwidth sharing ratio.  In the latter case, C-D span failure would   imply that one of the working LSP would not be recoverable.   Consequently, node E must have the required information to perform   admission control for the recovery LSP requests it processes   (implying for instance, that the path followed by the working LSP is   carried with the corresponding recovery LSP request).  If node E can   guarantee that the working LSPs (A-C-D and B-C-D) are SRLG disjoint   over the C-D span, it may securely accept the incoming recovery LSP   request and assign to the recovery LSPs (A-E-F-D and B-E-F-D) thePapadimitriou & Mannie       Informational                     [Page 40]

RFC 4428               GMPLS Recovery Mechanisms              March 2006   same resources on the link E-F.  This may occur if the link E-F has   not yet reached its maximum recovery bandwidth sharing ratio.  In   this example, one assumes that the node failure probability is   negligible compared to the link failure probability.   To achieve this, the path followed by the working LSP is transported   with the recovery LSP request and examined at each upstream node of   potentially shareable links.  Admission control is performed using   the interface identifiers (included in the path) to retrieve in the   TE DataBase the list of SRLG IDs associated to each of the working   LSP links.  If the working LSPs (A-C-D and B-C-D) have one or more   link or SRLG ID in common (in this example, one or more SRLG id in   common over the span C-D), node E should not assign the same resource   over link E-F to the recovery LSPs (A-E-F-D and B-E-F-D).  Otherwise,   one of these working LSPs would not be recoverable if C-D span   failure occurred.   There are some issues related to this method; the major one is the   number of SRLG IDs that a single link can cover (more than 100, in   complex environments).  Moreover, when using link bundles, this   approach may generate the rejection of some recovery LSP requests.   This occurs when the SRLG sub-TLV corresponding to a link bundle   includes the union of the SRLG id list of all the component links   belonging to this bundle (see [RFC4202] and [RFC4201]).   In order to overcome this specific issue, an additional mechanism may   consist of querying the nodes where the information would be   available (in this case, node E would query C).  The main drawback of   this method is that (in addition to the dedicated mechanism(s) it   requires) it may become complex when several common nodes are   traversed by the working LSPs.  Therefore, when using link bundles,   solving this issue is closely related to the sequence of the recovery   operations.  Per-component flooding of SRLG identifiers would deeply   impact the scalability of the link state routing protocol.   Therefore, one may rely on the usage of an on-line accessible network   management system.Papadimitriou & Mannie       Informational                     [Page 41]

RFC 4428               GMPLS Recovery Mechanisms              March 20069.  Summary and Conclusions   The following table summarizes the different recovery types and   schemes analyzed throughout this document.   --------------------------------------------------------------------              |       Path Search (computation and selection)   --------------------------------------------------------------------              |       Pre-planned (a)      |         Dynamic (b)   --------------------------------------------------------------------          |   | faster recovery            | Does not apply          |   | less flexible              |          | 1 | less robust                |          |   | most resource-consuming    |   Path   |   |                            |   Setup   ------------------------------------------------------------          |   | relatively fast recovery   | Does not apply          |   | relatively flexible        |          | 2 | relatively robust          |          |   | resource consumption       |          |   |  depends on sharing degree |           ------------------------------------------------------------          |   | relatively fast recovery   | less faster (computation)          |   | more flexible              | most flexible          | 3 | relatively robust          | most robust          |   | less resource-consuming    | least resource-consuming          |   |  depends on sharing degree |   --------------------------------------------------------------------   1a. Recovery LSP setup (before failure occurrence) with resource       reservation (i.e., signaling) and selection is referred to as LSP       protection.   2a. Recovery LSP setup (before failure occurrence) with resource       reservation (i.e., signaling) and with resource pre-selection is       referred to as pre-planned LSP re-routing with resource pre-       selection.  This implies only recovery LSP activation after       failure occurrence.   3a. Recovery LSP setup (before failure occurrence) with resource       reservation (i.e., signaling) and without resource selection is       referred to as pre-planned LSP re-routing without resource pre-       selection.  This implies recovery LSP activation and resource       (i.e., label) selection after failure occurrence.   3b. Recovery LSP setup after failure occurrence is referred to as to       as LSP re-routing, which is full when recovery LSP path       computation occurs after failure occurrence.Papadimitriou & Mannie       Informational                     [Page 42]

RFC 4428               GMPLS Recovery Mechanisms              March 2006   Thus, the term pre-planned refers to recovery LSP path pre-   computation, signaling (reservation), and a priori resource selection   (optional), but not cross-connection.  Also, the shared-mesh recovery   scheme can be viewed as a particular case of 2a) and 3a), using the   additional constraint described inSection 8.4.3.   The implementation of these recovery mechanisms requires only   considering extensions to GMPLS signaling protocols (i.e., [RFC3471]   and [RFC3473]).  These GMPLS signaling extensions should mainly focus   in delivering (1) recovery LSP pre-provisioning for the cases 1a, 2a,   and 3a, (2) LSP failure notification, (3) recovery LSP switching   action(s), and (4) reversion mechanisms.   Moreover, the present analysis (seeSection 8) shows that no GMPLS   routing extensions are expected to efficiently implement any of these   recovery types and schemes.10.  Security Considerations   This document does not introduce any additional security issue or   imply any specific security consideration from [RFC3945] to the   current RSVP-TE GMPLS signaling, routing protocols (OSPF-TE, IS-IS-   TE) or network management protocols.   However, the authorization of requests for resources by GMPLS-capable   nodes should determine whether a given party, presumably already   authenticated, has a right to access the requested resources.  This   determination is typically a matter of local policy control, for   example, by setting limits on the total bandwidth made available to   some party in the presence of resource contention.  Such policies may   become quite complex as the number of users, types of resources, and   sophistication of authorization rules increases.  This is   particularly the case for recovery schemes that assume pre-planned   sharing of recovery resources, or contention for resources in case of   dynamic re-routing.   Therefore, control elements should match the requests against the   local authorization policy.  These control elements must be capable   of making decisions based on the identity of the requester, as   verified cryptographically and/or topologically.11.  Acknowledgements   The authors would like to thank Fabrice Poppe (Alcatel) and Bart   Rousseau (Alcatel) for their revision effort, and Richard Rabbat   (Fujitsu Labs), David Griffith (NIST), and Lyndon Ong (Ciena) for   their useful comments.Papadimitriou & Mannie       Informational                     [Page 43]

RFC 4428               GMPLS Recovery Mechanisms              March 2006   Thanks also to Adrian Farrel for the thorough review of the document.12.  References12.1.  Normative References   [RFC2119]    Bradner, S., "Key words for use in RFCs to Indicate                Requirement Levels",BCP 14,RFC 2119, March 1997.   [RFC3471]    Berger, L., "Generalized Multi-Protocol Label Switching                (GMPLS) Signaling Functional Description",RFC 3471,                January 2003.   [RFC3473]    Berger, L., "Generalized Multi-Protocol Label Switching                (GMPLS) Signaling Resource ReserVation Protocol-Traffic                Engineering (RSVP-TE) Extensions",RFC 3473, January                2003.   [RFC3945]    Mannie, E., "Generalized Multi-Protocol Label Switching                (GMPLS) Architecture",RFC 3945, October 2004.   [RFC4201]    Kompella, K., Rekhter, Y., and L. Berger, "Link Bundling                in MPLS Traffic Engineering (TE)",RFC 4201, October                2005.   [RFC4202]    Kompella, K., Ed. and Y. Rekhter, Ed., "Routing                Extensions in Support of Generalized Multi-Protocol                Label Switching (GMPLS)",RFC 4202, October 2005.   [RFC4204]    Lang, J., Ed., "Link Management Protocol (LMP)",RFC4204, October 2005.   [RFC4209]    Fredette, A., Ed. and J. Lang, Ed., "Link Management                Protocol (LMP) for Dense Wavelength Division                Multiplexing (DWDM) Optical Line Systems",RFC 4209,                October 2005.   [RFC4427]    Mannie E., Ed. and D. Papadimitriou, Ed., "Recovery                (Protection and Restoration) Terminology for Generalized                Multi-Protocol Label Switching (GMPLS)",RFC 4427, March                2006.12.2.  Informative References   [BOUILLET]   E. Bouillet, et al., "Stochastic Approaches to Compute                Shared Meshed Restored Lightpaths in Optical Network                Architectures," IEEE Infocom 2002, New York City, June                2002.Papadimitriou & Mannie       Informational                     [Page 44]

RFC 4428               GMPLS Recovery Mechanisms              March 2006   [DEMEESTER]  P. Demeester, et al., "Resilience in Multilayer                Networks," IEEE Communications Magazine, Vol. 37, No. 8,                pp. 70-76, August 1998.   [GLI]        G. Li, et al., "Efficient Distributed Path Selection for                Shared Restoration Connections," IEEE Infocom 2002, New                York City, June 2002.   [IPO-IMP]    Strand, J. and A. Chiu, "Impairments and Other                Constraints on Optical Layer Routing",RFC 4054, May                2005.   [KODIALAM1]  M. Kodialam and T.V. Lakshman, "Restorable Dynamic                Quality of Service Routing," IEEE Communications                Magazine, pp. 72-81, June 2002.   [KODIALAM2]  M. Kodialam and T.V. Lakshman, "Dynamic Routing of                Restorable Bandwidth-Guaranteed Tunnels using Aggregated                Network Resource Usage Information," IEEE/ ACM                Transactions on Networking, pp. 399-410, June 2003.   [MANCHESTER] J. Manchester, P. Bonenfant and C. Newton, "The                Evolution of Transport Network Survivability," IEEE                Communications Magazine, August 1999.   [RFC3386]    Lai, W. and D. McDysan, "Network Hierarchy and                Multilayer Survivability",RFC 3386, November 2002.   [T1.105]     ANSI, "Synchronous Optical Network (SONET): Basic                Description Including Multiplex Structure, Rates, and                Formats," ANSI T1.105, January 2001.   [WANG]       J. Wang, L. Sahasrabuddhe, and B. Mukherjee, "Path vs.                Subpath vs. Link Restoration for Fault Management in                IP-over-WDM Networks: Performance Comparisons Using                GMPLS Control Signaling," IEEE Communications Magazine,                pp. 80-87, November 2002.   For information on the availability of the following documents,   please seehttp://www.itu.int   [G.707]      ITU-T, "Network Node Interface for the Synchronous                Digital Hierarchy (SDH)," Recommendation G.707, October                2000.   [G.709]      ITU-T, "Network Node Interface for the Optical Transport                Network (OTN)," Recommendation G.709, February 2001 (and                Amendment no.1, October 2001).Papadimitriou & Mannie       Informational                     [Page 45]

RFC 4428               GMPLS Recovery Mechanisms              March 2006   [G.783]      ITU-T, "Characteristics of Synchronous Digital Hierarchy                (SDH) Equipment Functional Blocks," Recommendation                G.783, October 2000.   [G.798]      ITU-T, "Characteristics of optical transport network                hierarchy equipment functional block," Recommendation                G.798, June 2004.   [G.806]      ITU-T, "Characteristics of Transport Equipment -                Description Methodology and Generic Functionality",                Recommendation G.806, October 2000.   [G.841]      ITU-T, "Types and Characteristics of SDH Network                Protection Architectures," Recommendation G.841, October                1998.   [G.842]      ITU-T, "Interworking of SDH network protection                architectures," Recommendation G.842, October 1998.   [G.874]      ITU-T, "Management aspects of the optical transport                network element," Recommendation G.874, November 2001.Editors' Addresses   Dimitri Papadimitriou   Alcatel   Francis Wellesplein, 1   B-2018 Antwerpen, Belgium   Phone:  +32 3 240-8491   EMail: dimitri.papadimitriou@alcatel.be   Eric Mannie   Perceval   Rue Tenbosch, 9   1000 Brussels   Belgium   Phone: +32-2-6409194   EMail: eric.mannie@perceval.netPapadimitriou & Mannie       Informational                     [Page 46]

RFC 4428               GMPLS Recovery Mechanisms              March 2006Full Copyright Statement   Copyright (C) The Internet Society (2006).   This document is subject to the rights, licenses and restrictions   contained inBCP 78, and except as set forth therein, the authors   retain all their rights.   This document and the information contained herein are provided on an   "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS   OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY AND THE INTERNET   ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS OR IMPLIED,   INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE   INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED   WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.Intellectual Property   The IETF takes no position regarding the validity or scope of any   Intellectual Property Rights or other rights that might be claimed to   pertain to the implementation or use of the technology described in   this document or the extent to which any license under such rights   might or might not be available; nor does it represent that it has   made any independent effort to identify any such rights.  Information   on the procedures with respect to rights in RFC documents can be   found inBCP 78 andBCP 79.   Copies of IPR disclosures made to the IETF Secretariat and any   assurances of licenses to be made available, or the result of an   attempt made to obtain a general license or permission for the use of   such proprietary rights by implementers or users of this   specification can be obtained from the IETF on-line IPR repository athttp://www.ietf.org/ipr.   The IETF invites any interested party to bring to its attention any   copyrights, patents or patent applications, or other proprietary   rights that may cover technology that may be required to implement   this standard.  Please address the information to the IETF at   ietf-ipr@ietf.org.Acknowledgement   Funding for the RFC Editor function is provided by the IETF   Administrative Support Activity (IASA).Papadimitriou & Mannie       Informational                     [Page 47]

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