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INFORMATIONAL
Network Working Group                                   J. Wiljakka, Ed.Request for Comments: 4215                                         NokiaCategory: Informational                                     October 2005Analysis on IPv6 Transition inThird Generation Partnership Project (3GPP) NetworksStatus of This Memo   This memo provides information for the Internet community.  It does   not specify an Internet standard of any kind.  Distribution of this   memo is unlimited.Copyright Notice   Copyright (C) The Internet Society (2005).Abstract   This document analyzes the transition to IPv6 in Third Generation   Partnership Project (3GPP) packet networks.  These networks are based   on General Packet Radio Service (GPRS) technology, and the radio   network architecture is based on Global System for Mobile   Communications (GSM) or Universal Mobile Telecommunications System   (UMTS)/Wideband Code Division Multiple Access (WCDMA) technology.   The focus is on analyzing different transition scenarios and   applicable transition mechanisms and finding solutions for those   transition scenarios.  In these scenarios, the User Equipment (UE)   connects to other nodes, e.g., in the Internet, and IPv6/IPv4   transition mechanisms are needed.Table of Contents1. Introduction ....................................................21.1. Scope of This Document .....................................31.2. Abbreviations ..............................................31.3. Terminology ................................................52. Transition Mechanisms and DNS Guidelines ........................52.1. Dual Stack .................................................52.2. Tunneling ..................................................62.3. Protocol Translators .......................................62.4. DNS Guidelines for IPv4/IPv6 Transition ....................63. GPRS Transition Scenarios .......................................73.1. Dual Stack UE Connecting to IPv4 and IPv6 Nodes ............7      3.2. IPv6 UE Connecting to an IPv6 Node through an IPv4           Network ....................................................8Wiljakka                     Informational                      [Page 1]

RFC 4215            IPv6 Transition in 3GPP Networks        October 20053.2.1. Tunneling Inside the 3GPP Operator's Network ........93.2.2. Tunneling Outside the 3GPP Operator's Network ......10      3.3. IPv4 UE Connecting to an IPv4 Node through an IPv6           Network ...................................................103.4. IPv6 UE Connecting to an IPv4 Node ........................113.5. IPv4 UE Connecting to an IPv6 Node ........................124. IMS Transition Scenarios .......................................124.1. UE Connecting to a Node in an IPv4 Network through IMS ....124.2. Two IPv6 IMS Connected via an IPv4 Network ................155. About 3GPP UE IPv4/IPv6 Configuration ..........................156. Summary and Recommendations ....................................167. Security Considerations ........................................178. References .....................................................178.1. Normative References ......................................178.2. Informative References ....................................189. Contributors ...................................................2010. Authors and Acknowledgements ..................................201.  Introduction   This document describes and analyzes the process of transition to   IPv6 in Third Generation Partnership Project (3GPP) General Packet   Radio Service (GPRS) packet networks [3GPP-23.060], in which the   radio network architecture is based on Global System for Mobile   Communications (GSM) or Universal Mobile Telecommunications System   (UMTS)/Wideband Code Division Multiple Access (WCDMA) technology.   This document analyzes the transition scenarios that may come up in   the deployment phase of IPv6 in 3GPP packet data networks.   The 3GPP network architecture is described in [RFC3314], and relevant   transition scenarios are documented in [RFC3574].  The reader of this   specification should be familiar with the material presented in these   documents.   The scenarios analyzed in this document are divided into two   categories: general-purpose packet service scenarios, referred to as   GPRS scenarios in this document, and IP Multimedia Subsystem (IMS)   scenarios, which include Session Initiation Protocol (SIP)   considerations.  For more information about IMS, see [3GPP-23.228],   [3GPP-24.228], and [3GPP-24.229].   GPRS scenarios are the following:      - Dual Stack User Equipment (UE) connecting to IPv4 and IPv6 nodes      - IPv6 UE connecting to an IPv6 node through an IPv4 network      - IPv4 UE connecting to an IPv4 node through an IPv6 network      - IPv6 UE connecting to an IPv4 nodeWiljakka                     Informational                      [Page 2]

RFC 4215            IPv6 Transition in 3GPP Networks        October 2005      - IPv4 UE connecting to an IPv6 node   IMS scenarios are the following:      - UE connecting to a node in an IPv4 network through IMS      - Two IPv6 IMS connected via an IPv4 network   The focus is on analyzing different transition scenarios and   applicable transition mechanisms and finding solutions for those   transition scenarios.  In the scenarios, the User Equipment (UE)   connects to nodes in other networks, e.g., in the Internet, and   IPv6/IPv4 transition mechanisms are needed.1.1.  Scope of This Document   The scope of this document is to analyze the possible transition   scenarios in the 3GPP-defined GPRS network in which a UE connects to,   or is contacted from, another node on the Internet.  This document   covers scenarios with and without the use of the SIP-based IP   Multimedia Core Network Subsystem (IMS).  This document does not   focus on radio-interface-specific issues; both 3GPP Second and Third   Generation radio network architectures (GSM, Enhanced Data rates for   GSM Evolution (EDGE) and UMTS/WCDMA) will be covered by this   analysis.   The 3GPP2 architecture is similar to 3GPP in many ways, but differs   in enough details that this document does not include these   variations in its analysis.   The transition mechanisms specified by the IETF Ngtrans and v6ops   Working Groups shall be used.  This memo shall not specify any new   transition mechanisms, but only documents the need for new ones (if   appropriate).1.2.  Abbreviations   2G          Second Generation Mobile Telecommunications, e.g., GSM               and GPRS technologies   3G          Third Generation Mobile Telecommunications, e.g., UMTS               technology   3GPP        Third Generation Partnership Project   ALG         Application Level Gateway   APN         Access Point Name.  The APN is a logical name referring               to a GGSN and an external network.Wiljakka                     Informational                      [Page 3]

RFC 4215            IPv6 Transition in 3GPP Networks        October 2005   B2BUA       Back-to-Back User Agent   CSCF        Call Session Control Function (in 3GPP Release 5 IMS)   DNS         Domain Name System   EDGE        Enhanced Data rates for GSM Evolution   GGSN        Gateway GPRS Support Node (default router for 3GPP User               Equipment)   GPRS        General Packet Radio Service   GSM         Global System for Mobile Communications   HLR         Home Location Register   IMS         IP Multimedia (Core Network) Subsystem, 3GPP Release 5               IPv6-only part of the network   ISP         Internet Service Provider   NAT         Network Address Translation   NAPT-PT     Network Address Port Translation - Protocol Translation   NAT-PT      Network Address Translation - Protocol Translation   PCO-IE      Protocol Configuration Options Information Element   PDP         Packet Data Protocol   PPP         Point-to-Point Protocol   SDP         Session Description Protocol   SGSN        Serving GPRS Support Node   SIIT        Stateless IP/ICMP Translation Algorithm   SIP         Session Initiation Protocol   UE          User Equipment, e.g., a UMTS mobile handset   UMTS        Universal Mobile Telecommunications System   WCDMA       Wideband Code Division Multiple AccessWiljakka                     Informational                      [Page 4]

RFC 4215            IPv6 Transition in 3GPP Networks        October 20051.3.  Terminology   Some terms used in 3GPP transition scenarios and analysis documents   are briefly defined here.   Dual Stack UE  Dual Stack UE is a 3GPP mobile handset having both                  IPv4 and IPv6 stacks.  It is capable of activating                  both IPv4 and IPv6 Packet Data Protocol (PDP)                  contexts.  Dual stack UE may be capable of tunneling.   IPv6 UE        IPv6 UE is an IPv6-only 3GPP mobile handset.  It is                  only capable of activating IPv6 PDP contexts.   IPv4 UE        IPv4 UE is an IPv4-only 3GPP mobile handset.  It is                  only capable of activating IPv4 PDP contexts.   IPv4 node      IPv4 node is here defined to be the IPv4-capable node                  the UE is communicating with.  The IPv4 node can be,                  e.g., an application server or another UE.   IPv6 node      IPv6 node is here defined to be the IPv6-capable node                  the UE is communicating with.  The IPv6 node can be,                  e.g., an application server or another UE.   PDP Context    Packet Data Protocol (PDP) Context is a connection                  between the UE and the GGSN, over which the packets                  are transferred.  There are currently three PDP types:                  IPv4, IPv6, and PPP.2.  Transition Mechanisms and DNS Guidelines   This section briefly introduces these IETF IPv4/IPv6 transition   mechanisms:   -  dual IPv4/IPv6 stack [RFC4213]   -  tunneling [RFC4213]   -  protocol translators [RFC2766], [RFC2765]   In addition, DNS recommendations are given.  The applicability of   different transition mechanisms to 3GPP networks is discussed in   sections3 and4.2.1.  Dual Stack   The dual IPv4/IPv6 stack is specified in [RFC4213].  If we consider   the 3GPP GPRS core network, dual stack implementation in the Gateway   GPRS Support Node (GGSN) enables support for IPv4 and IPv6 PDP   contexts.  UEs with dual stack and public (global) IP addresses canWiljakka                     Informational                      [Page 5]

RFC 4215            IPv6 Transition in 3GPP Networks        October 2005   typically access both IPv4 and IPv6 services without additional   translators in the network.  However, it is good to remember that   private IPv4 addresses and NATs [RFC2663] have been used and will be   used in mobile networks.  Public/global IP addresses are also needed   for peer-to-peer services: the node needs a public/global IP address   that is visible to other nodes.2.2.  Tunneling   Tunneling is a transition mechanism that requires dual IPv4/IPv6   stack functionality in the encapsulating and decapsulating nodes.   Basic tunneling alternatives are IPv6-in-IPv4 and IPv4-in-IPv6.   Tunneling can be static or dynamic.  Static (configured) tunnels are   fixed IPv6 links over IPv4, and they are specified in [RFC4213].   Dynamic (automatic) tunnels are virtual IPv6 links over IPv4 where   the tunnel endpoints are not configured, i.e., the links are created   dynamically.2.3.  Protocol Translators   A translator can be defined as an intermediate component between a   native IPv4 node and a native IPv6 node to enable direct   communication between them without requiring any modifications to the   end nodes.   Header conversion is a translation mechanism.  In header conversion,   IPv6 packet headers are converted to IPv4 packet headers, or vice   versa, and checksums are adjusted or recalculated if necessary.   NAT-PT (Network Address Translation/Protocol Translation) [RFC2766]   using Stateless IP/ICMP Translation [RFC2765] is an example of such a   mechanism.   Translators may be needed in some cases when the communicating nodes   do not share the same IP version; in others, it may be possible to   avoid such communication altogether.  Translation can take place at   the network layer (using NAT-like techniques), the transport layer   (using a TCP/UDP proxy), or the application layer (using application   relays).2.4.  DNS Guidelines for IPv4/IPv6 Transition   To avoid the DNS name space from fragmenting into parts where some   parts of DNS are visible only using IPv4 (or IPv6) transport, the   recommendation (as of this writing) is to always keep at least one   authoritative server IPv4-enabled, and to ensure that recursive DNS   servers support IPv4.  See DNS IPv6 transport guidelines [RFC3901]   for more information.Wiljakka                     Informational                      [Page 6]

RFC 4215            IPv6 Transition in 3GPP Networks        October 20053.  GPRS Transition Scenarios   This section discusses the scenarios that might occur when a GPRS UE   contacts services or other nodes, e.g., a web server in the Internet.   The following scenarios described by [RFC3574] are analyzed here.  In   all of the scenarios, the UE is part of a network where there is at   least one router of the same IP version, i.e., the GGSN, and the UE   is connecting to a node in a different network.   1) Dual Stack UE connecting to IPv4 and IPv6 nodes   2) IPv6 UE connecting to an IPv6 node through an IPv4 network   3) IPv4 UE connecting to an IPv4 node through an IPv6 network   4) IPv6 UE connecting to an IPv4 node   5) IPv4 UE connecting to an IPv6 node3.1.  Dual Stack UE Connecting to IPv4 and IPv6 Nodes   In this scenario, the dual stack UE is capable of communicating with   both IPv4 and IPv6 nodes.   It is recommended to activate an IPv6 PDP context when communicating   with an IPv6 peer node and an IPv4 PDP context when communicating   with an IPv4 peer node.  If the 3GPP network supports both IPv4 and   IPv6 PDP contexts, the UE activates the appropriate PDP context   depending on the type of application it has started or depending on   the address of the peer host it needs to communicate with.  The   authors leave the PDP context activation policy to be decided by UE   implementers, application developers, and operators.  One discussed   possibility is to activate both IPv4 and IPv6 types of PDP contexts   in advance, because activation of a PDP context usually takes some   time.  However, that probably is not good usage of network resources.   Generally speaking, IPv6 PDP contexts should be preferred even if   that meant IPv6-in-IPv4 tunneling would be needed in the network (seeSection 3.2 for more details).  Note that this is transparent to the   UE.   Although the UE is dual stack, the UE may find itself attached to a   3GPP network in which the Serving GPRS Support Node (SGSN), the GGSN,   and the Home Location Register (HLR) support IPv4 PDP contexts, but   do not support IPv6 PDP contexts.  This may happen in early phases of   IPv6 deployment, or because the UE has "roamed" from a 3GPP network   that supports IPv6 to one that does not.  If the 3GPP network does   not support IPv6 PDP contexts, and an application on the UE needs toWiljakka                     Informational                      [Page 7]

RFC 4215            IPv6 Transition in 3GPP Networks        October 2005   communicate with an IPv6(-only) node, the UE may activate an IPv4 PDP   context and encapsulate IPv6 packets in IPv4 packets using a   tunneling mechanism.   The tunneling mechanism may require public IPv4 addresses, but there   are tunneling mechanisms and deployment scenarios in which private   IPv4 addresses may be used, for instance, if the tunnel endpoints are   in the same private domain, or the tunneling mechanism works through   IPv4 NAT.   One deployment scenario uses a laptop computer and a 3GPP UE as a   modem.  IPv6 packets are encapsulated in IPv4 packets in the laptop   computer and an IPv4 PDP context is activated.  The tunneling   mechanism depends on the laptop computer's support of tunneling   mechanisms.  Another deployment scenario is performing IPv6-in-IPv4   tunneling in the UE itself and activating an IPv4 PDP context.   Closer details for an applicable tunneling mechanism are not analyzed   in this document.  However, a simple host-to-router (automatic)   tunneling mechanism can be a good fit.  There is not yet consensus on   the right approach, and proposed mechanisms so far include [ISATAP]   and [STEP].  Especially ISATAP has had some support in the working   group.  Goals for 3GPP zero-configuration tunneling are documented in   [zeroconf].   This document strongly recommends that the 3GPP operators deploy   basic IPv6 support in their GPRS networks.  That makes it possible to   lessen the transition effects in the UEs.   As a general guideline, IPv6 communication is preferred to IPv4   communication going through IPv4 NATs to the same dual stack peer   node.   Public IPv4 addresses are often a scarce resource for the operator,   and usually it is not possible for a UE to have a public IPv4 address   (continuously) allocated for its use.  Use of private IPv4 addresses   means use of NATs when communicating with a peer node outside the   operator's network.  In large networks, NAT systems can become very   complex, expensive, and difficult to maintain.3.2.  IPv6 UE Connecting to an IPv6 Node through an IPv4 Network   The best solution for this scenario is obtained with tunneling; i.e.,   IPv6-in-IPv4 tunneling is a requirement.  An IPv6 PDP context is   activated between the UE and the GGSN.  Tunneling is handled in the   network, because IPv6 UE does not have the dual stack functionality   needed for tunneling.  The encapsulating node can be the GGSN, the   edge router between the border of the operator's IPv6 network and theWiljakka                     Informational                      [Page 8]

RFC 4215            IPv6 Transition in 3GPP Networks        October 2005   public Internet, or any other dual stack node within the operator's   IP network.  The encapsulation (uplink) and decapsulation (downlink)   can be handled by the same network element.  Typically, the tunneling   handled by the network elements is transparent to the UEs and IP   traffic looks like native IPv6 traffic to them.  For the applications   and transport protocols, tunneling enables end-to-end IPv6   connectivity.   IPv6-in-IPv4 tunnels between IPv6 islands can be either static or   dynamic.  The selection of the type of tunneling mechanism is a   policy decision for the operator/ISP deployment scenario, and only   generic recommendations can be given in this document.   The following subsections are focused on the usage of different   tunneling mechanisms when the peer node is in the operator's network   or outside the operator's network.  The authors note that where the   actual 3GPP network ends and which parts of the network belong to the   ISP(s) also depend on the deployment scenario.  The authors are not   commenting on how many ISP functions the 3GPP operator should   perform.  However, many 3GPP operators are ISPs of some sort   themselves.  ISP networks' transition to IPv6 is analyzed in   [RFC4029].3.2.1.  Tunneling Inside the 3GPP Operator's Network   GPRS operators today have typically deployed IPv4 backbone networks.   IPv6 backbones can be considered quite rare in the first phases of   the transition.   In initial IPv6 deployment, where a small number of IPv6-in-IPv4   tunnels are required to connect the IPv6 islands over the 3GPP   operator's IPv4 network, manually configured tunnels can be used.  In   a 3GPP network, one IPv6 island can contain the GGSN while another   island can contain the operator's IPv6 application servers.  However,   manually configured tunnels can be an administrative burden when the   number of islands and therefore tunnels rises.  In that case,   upgrading parts of the backbone to dual stack may be the simplest   choice.  The administrative burden could also be mitigated by using   automated management tools.   Connection redundancy should also be noted as an important   requirement in 3GPP networks.  Static tunnels alone do not provide a   routing recovery solution for all scenarios where an IPv6 route goes   down.  However, they can provide an adequate solution depending on   the design of the network and the presence of other router redundancy   mechanisms, such as the use of IPv6 routing protocols.Wiljakka                     Informational                      [Page 9]

RFC 4215            IPv6 Transition in 3GPP Networks        October 20053.2.2.  Tunneling Outside the 3GPP Operator's Network   This subsection includes the case in which the peer node is outside   the operator's network.  In that case, IPv6-in-IPv4 tunneling can be   necessary to obtain IPv6 connectivity and reach other IPv6 nodes.  In   general, configured tunneling can be recommended.   Tunnel starting point can be in the operator's network depending on   how far the 3GPP operator has come in implementing IPv6.  If the 3GPP   operator has not deployed IPv6 in its backbone, the encapsulating   node can be the GGSN.  If the 3GPP operator has deployed IPv6 in its   backbone but the upstream ISP does not provide IPv6 connectivity, the   encapsulating node could be the 3GPP operator's border router.   The case is pretty straightforward if the upstream ISP provides IPv6   connectivity to the Internet and the operator's backbone network   supports IPv6.  Then the 3GPP operator does not have to configure any   tunnels, since the upstream ISP will take care of routing IPv6   packets.  If the upstream ISP does not provide IPv6 connectivity, an   IPv6-in-IPv4 tunnel should be configured, e.g., from the border   router to a dual stack border gateway operated by another ISP that is   offering IPv6 connectivity.3.3.  IPv4 UE Connecting to an IPv4 Node through an IPv6 Network   3GPP networks are expected to support both IPv4 and IPv6 for a long   time, on the UE-GGSN link and between the GGSN and external networks.   For this scenario, it is useful to split the end-to-end IPv4 UE to   IPv4 node communication into UE-to-GGSN and GGSN-to-v4NODE.  This   allows an IPv4-only UE to use an IPv4 link (an IPv4 PDP context) to   connect to the GGSN without communicating over an IPv6 network.   Regarding the GGSN-to-v4NODE communication, typically the transport   network between the GGSN and external networks will support only IPv4   in the early stages and migrate to dual stack, since these networks   are already deployed.  Therefore, it is not envisaged that tunneling   of IPv4-in-IPv6 will be required from the GGSN to external IPv4   networks either.  In the longer run, 3GPP operators may choose to   phase out IPv4 UEs and the IPv4 transport network.  This would leave   only IPv6 UEs.   Therefore, overall, the transition scenario involving an IPv4 UE   communicating with an IPv4 peer through an IPv6 network is not   considered very likely in 3GPP networks.Wiljakka                     Informational                     [Page 10]

RFC 4215            IPv6 Transition in 3GPP Networks        October 20053.4.  IPv6 UE Connecting to an IPv4 Node   Generally speaking, IPv6-only UEs may be easier to manage, but that   would require all services to be used over IPv6, and the universal   deployment of IPv6 probably is not realistic in the near future.   Dual stack implementation requires management of both IPv4 and IPv6   networks, and one approach is that "legacy" applications keep using   IPv4 for the foreseeable future and new applications requiring end-   to-end connectivity (for example, peer-to-peer services) use IPv6.   As a general guideline, IPv6-only UEs are not recommended in the   early phases of transition until the IPv6 deployment has become so   prevalent that direct communication with IPv4(-only) nodes will be   the exception and not the rule.  It is assumed that IPv4 will remain   useful for quite a long time, so in general, dual stack   implementation in the UE can be recommended.  This recommendation   naturally includes manufacturing dual stack UEs instead of IPv4-only   UEs.   However, if there is a need to connect to an IPv4(-only) node from an   IPv6-only UE, it is recommended to use specific translation and   proxying techniques; generic IP protocol translation is not   recommended.  There are three main ways for IPv6(-only) nodes to   communicate with IPv4(-only) nodes (excluding avoiding such   communication in the first place):      1. the use of generic-purpose translator (e.g., NAT-PT [RFC2766])         in the local network (not recommended as a general solution),      2. the use of specific-purpose protocol relays (e.g., IPv6<->IPv4         TCP relay configured for a couple of ports only [RFC3142]) or         application proxies (e.g., HTTP proxy, SMTP relay) in the local         network, or      3. the use of specific-purpose mechanisms (as described above in         2) in the foreign network; these are indistinguishable from the         IPv6-enabled services from the IPv6 UE's perspective and are         not discussed further here.   For many applications, application proxies can be appropriate (e.g.,   HTTP proxies, SMTP relays, etc.)  Such application proxies will not   be transparent to the UE.  Hence, a flexible mechanism with minimal   manual intervention should be used to configure these proxies on IPv6   UEs.  Application proxies can be placed, for example, on the GGSN   external interface ("Gi"), or inside the service network.Wiljakka                     Informational                     [Page 11]

RFC 4215            IPv6 Transition in 3GPP Networks        October 2005   The authors note that [NATPTappl] discusses the applicability of   NAT-PT, and [NATPTexp] discusses general issues with all forms of   IPv6-IPv4 translation.  The problems related to NAT-PT usage in 3GPP   networks are documented inAppendix A.3.5.  IPv4 UE Connecting to an IPv6 Node   The legacy IPv4 nodes are typically nodes that support the   applications that are popular today in the IPv4 Internet: mostly e-   mail and web browsing.  These applications will, of course, be   supported in the future IPv6 Internet.  However, the legacy IPv4 UEs   are not going to be updated to support future applications.  As these   applications are designed for IPv6, and to use the advantages of   newer platforms, the legacy IPv4 nodes will not be able to take   advantage of them.  Thus, they will continue to support legacy   services.   Taking the above into account, the traffic to and from the legacy   IPv4 UE is restricted to a few applications.  These applications   already mostly rely on proxies or local servers to communicate   between private address space networks and the Internet.  The same   methods and technology can be used for IPv4-to-IPv6 transition.4.  IMS Transition Scenarios   As IMS is exclusively IPv6, the number of possible transition   scenarios is reduced dramatically.  The possible IMS scenarios are   listed below and analyzed in Sections4.1 and4.2.      1) UE connecting to a node in an IPv4 network through IMS      2) Two IPv6 IMS connected via an IPv4 network   For DNS recommendations, we refer toSection 2.4.  As DNS traffic is   not directly related to the IMS functionality, the recommendations   are not in contradiction with the IPv6-only nature of the IMS.4.1.  UE Connecting to a Node in an IPv4 Network through IMS   This scenario occurs when an (IPv6) IMS UE connects to a node in the   IPv4 Internet through the IMS, or vice versa.  This happens when the   other node is a part of a different system than 3GPP, e.g., a fixed   PC, with only IPv4 capabilities.   Over time, users will upgrade the legacy IPv4 nodes to dual-stack,   often by replacing the entire node, eliminating this particular   problem in that specific deployment.Wiljakka                     Informational                     [Page 12]

RFC 4215            IPv6 Transition in 3GPP Networks        October 2005   Still, it is difficult to estimate how many non-upgradable legacy   IPv4 nodes need to communicate with the IMS UEs.  It is assumed that   the solution described here is used for limited cases, in which   communications with a small number of legacy IPv4 SIP equipment are   needed.   As the IMS is exclusively IPv6 [3GPP-23.221], for many of the   applications in the IMS, some kind of translators may need to be used   in the communication between the IPv6 IMS and the legacy IPv4 hosts   in cases where these legacy IPv4 hosts cannot be upgraded to support   IPv6.   This section gives a brief analysis of the IMS interworking issues   and presents a high-level view of SIP within the IMS.  The authors   recommend that a detailed solution for the general SIP/SDP/media   IPv4/IPv6 transition problem will be specified as soon as possible as   a task within the SIP-related Working Groups in the IETF.   The issue of the IPv4/IPv6 interworking in SIP is somewhat more   challenging than many other protocols.  The control (or signaling)   and user (or data) traffic are separated in SIP calls, and thus, the   IMS, the transition of IMS traffic from IPv6 to IPv4, must be handled   at two levels:      1. Session Initiation Protocol (SIP) [RFC3261], and Session         Description Protocol (SDP) [RFC2327] [RFC3266] (Mm-interface)      2. the user data traffic (Mb-interface)   In addition, SIP carries an SDP body containing the addressing and   other parameters for establishing the user data traffic (the media).   Hence, the two levels of interworking cannot be made independently.   Figure 1 shows an example setup for IPv4 and IPv6 interworking in   IMS.  The "Interworking Unit" comprises two internal elements a dual   stack SIP server and a transition gateway (TrGW) for the media   traffic.  These two elements are interconnected for synchronizing the   interworking of the SIP signaling and the media traffic.Wiljakka                     Informational                     [Page 13]

RFC 4215            IPv6 Transition in 3GPP Networks        October 2005           +-------------------------------+ +------------+           |                      +------+ | | +--------+ |           |                      |S-CSCF|---| |SIP Serv| |\        |  |                      +------+ | | +--------+ | \ --------      +-|+ |                       /       | |     |      |  |        |      |  | | +------+        +------+      | |     +      |   -|    |-      |  |-|-|P-CSCF|--------|I-CSCF|      | |     |      |    | () |      |  |   +------+        +------+      | |+----------+| /  ------      |  |-----------------------------------||   TrGW   ||/      +--+ |            IPv6               | |+----------+|     IPv4       UE  |                               | |Interworking|           |  IP Multimedia CN Subsystem   | |Unit        |           +-------------------------------+ +------------+                Figure 1: UE using IMS to contact a legacy phone   On reception of an INVITE, the SIP server reserves an IP address and   a port from the TrGW both for IPv4 and IPv6.  Then, the SIP server   acts as a B2BUA (Back-to-Back User Agent) and rewrites the SDP of the   INVITE to insert the transition gateway in the middle of the media   flow between the two endpoints.   When performing its B2BUA role, the SIP server acts as a UA (User   Agent) toward both the IMS and the IPv4 host.  Consequently, the SIP   server needs to support all the extensions that apply to the session,   which are listed in the Require header fields of the SIP messages.   This approach has a number of important drawbacks, however.  The   biggest drawback is that the rewriting of the SDP in the SIP   signaling prevents securing the SDP payload between the two   endpoints.  In addition, it breaks the end-to-end negotiation of SIP   extensions required for each session.  Therefore, the extensions to   be used in a particular session are limited by the extensions   supported by the SIP server acting as a B2BUA.  That is, the   introduction of a new extension requires upgrading not only the UAs   but the B2BUAs as well.   This analysis clearly shows that a new solution for IPv4-IPv6   interworking in SIP networks is needed.  The ability to convey   multiple alternative addresses in SDP session descriptions [RFC4091]   represents a step in this direction.   Given the problems related to the use of B2BUAs, it is recommended   that the SIP-related Working Groups quickly work on a solution to   overcome the drawbacks of this approach.Wiljakka                     Informational                     [Page 14]

RFC 4215            IPv6 Transition in 3GPP Networks        October 20054.2.  Two IPv6 IMS Connected via an IPv4 Network   At the early stages of IMS deployment, there may be cases where two   IMS islands are separated by an IPv4 network such as the legacy   Internet.  Here both the UEs and the IMS islands are IPv6 only.   However, the IPv6 islands are not connected natively with IPv6.   In this scenario, the end-to-end SIP connections are based on IPv6.   The only issue is to make connection between two IPv6-only IMS   islands over IPv4 network.  This scenario is closely related to GPRS   scenario represented inSection 3.2. and similar tunneling solutions   are applicable also in this scenario.5.  About 3GPP UE IPv4/IPv6 Configuration   This informative section aims to give a brief overview of the   configuration needed in the UE in order to access IP-based services.   There can also be other application-specific settings in the UE that   are not described here.   UE configuration is required in order to access IPv6- or IPv4-based   services.  The GGSN Access Point has to be defined when using, for   example, the web-browsing application.  One possibility is to use   over-the-air configuration [OMA-CP] to configure the GPRS settings.   The user can, for example, visit the operator WWW page and subscribe   the GPRS Access Point settings to his/her UE and receive the settings   via Short Message Service (SMS).  After the user has accepted the   settings and a PDP context has been activated, he/she can start   browsing.  The Access Point settings can also be typed in manually or   be pre-configured by the operator or the UE manufacturer.   DNS server addresses typically also need to be configured in the UE.   In the case of IPv4 type PDP context, the (IPv4) DNS server addresses   can be received in the PDP context activation (a control plane   mechanism).  A similar mechanism is also available for IPv6: so-   called Protocol Configuration Options Information Element (PCO-IE)   specified by the 3GPP [3GPP-24.008].  It is also possible to use   [RFC3736] (or [RFC3315]) and [RFC3646] for receiving DNS server   addresses.  Active IETF work on DNS discovery mechanisms is ongoing   and might result in other mechanisms becoming available over time.   The DNS server addresses can also be received over the air (using   SMS) [OMA-CP] or typed in manually in the UE.   When accessing IMS services, the UE needs to know the Proxy-Call   Session Control Function (P-CSCF) IPv6 address.  Either a 3GPP-   specific PCO-IE mechanism or a DHCPv6-based mechanism ([RFC3736] and   [RFC3319]) can be used.  Manual configuration or configuration overWiljakka                     Informational                     [Page 15]

RFC 4215            IPv6 Transition in 3GPP Networks        October 2005   the air is also possible.  IMS subscriber authentication and   registration to the IMS and SIP integrity protection are not   discussed here.6.  Summary and Recommendations   This document has analyzed five GPRS and two IMS IPv6 transition   scenarios.  Numerous 3GPP networks are using private IPv4 addresses   today, and introducing IPv6 is important.  The two first GPRS   scenarios and both IMS scenarios are seen as the most relevant.  The   authors summarize some main recommendations here:      -  Dual stack UEs are recommended instead of IPv4-only or IPv6-         only UEs.  It is important to take care that applications in         the UEs support IPv6.  In other words, applications should be         IP version independent.  IPv6-only UEs can become feasible when         IPv6 is widely deployed in the networks, and most services work         on IPv6.      -  It is recommended to activate an IPv6 PDP context when         communicating with an IPv6 peer node and an IPv4 PDP context         when communicating with an IPv4 peer node.      -  IPv6 communication is preferred to IPv4 communication going         through IPv4 NATs to the same dual stack peer node.      -  This document strongly recommends that the 3GPP operators         deploy basic IPv6 support in their GPRS networks as soon as         possible.  That makes it possible to lessen the transition         effects in the UEs.      -  A tunneling mechanism in the UE may be needed during the early         phases of the IPv6 transition process.  A lightweight,         automatic tunneling mechanism should be standardized in the         IETF.  See [zeroconf] for more details.      -  Tunneling mechanisms can be used in 3GPP networks, and only         generic recommendations are given in this document.  More         details can be found, for example, in [RFC4029].      -  The authors recommend that a detailed solution for the general         SIP/SDP/media IPv4/IPv6 transition problem be specified as soon         as possible as a task within the SIP-related Working Groups in         the IETF.Wiljakka                     Informational                     [Page 16]

RFC 4215            IPv6 Transition in 3GPP Networks        October 20057.  Security Considerations   Deploying IPv6 has some generic security considerations one should be   aware of [V6SEC]; however, these are not specific to 3GPP transition   and are therefore out of the scope of this memo.   This memo recommends the use of a relatively small number of   techniques.  Each technique has its own security considerations,   including:      -  native upstream access or tunneling by the 3GPP network         operator,      -  use of routing protocols to ensure redundancy,      -  use of locally deployed specific-purpose protocol relays and         application proxies to reach IPv4(-only) nodes from IPv6-only         UEs, or      -  a specific mechanism for SIP signaling and media translation.   The threats of configured tunneling are described in [RFC4213].   Attacks against routing protocols are described in the respective   documents and in general in [ROUTESEC].  Threats related to protocol   relays have been described in [RFC3142].  The security properties of   SIP internetworking are to be specified when the mechanism is   specified.   In particular, this memo does not recommend the following technique,   which has security issues, not further analyzed here:      -  NAT-PT or other translator as a general-purpose transition         mechanism8.  References8.1.  Normative References   [RFC2663]     Srisuresh, P. and M. Holdrege, "IP Network Address                 Translator (NAT) Terminology and Considerations",RFC2663, August 1999.   [RFC2765]     Nordmark, E., "Stateless IP/ICMP Translation Algorithm                 (SIIT)",RFC 2765, February 2000.   [RFC2766]     Tsirtsis, G. and P. Srisuresh, "Network Address                 Translation - Protocol Translation (NAT-PT)",RFC 2766,                 February 2000.Wiljakka                     Informational                     [Page 17]

RFC 4215            IPv6 Transition in 3GPP Networks        October 2005   [RFC3261]     Rosenberg, J., Schulzrinne, H., Camarillo, G.,                 Johnston, A., Peterson, J., Sparks, R., Handley, M.,                 and E. Schooler, "SIP:  Session Initiation Protocol",RFC 3261, June 2002.   [RFC3574]     Soininen, J., "Transition Scenarios for 3GPP Networks",RFC 3574, August 2003.   [RFC4213]     Nordmark, E. and R. Gilligan, "Basic Transition                 Mechanisms for IPv6 Hosts and Routers",RFC 4213,                 October 2005.   [3GPP-23.060] 3GPP TS 23.060 V5.4.0, "General Packet Radio Service                 (GPRS); Service description; Stage 2 (Release 5)",                 December 2002.   [3GPP-23.221] 3GPP TS 23.221 V5.7.0, "Architectural requirements                 (Release 5)", December 2002.   [3GPP-23.228] 3GPP TS 23.228 V5.7.0, "IP Multimedia Subsystem (IMS);                 Stage 2 (Release 5)", December 2002.   [3GPP-24.228] 3GPP TS 24.228 V5.3.0, "Signalling flows for the IP                 multimedia call control based on SIP and SDP; Stage 3                 (Release 5)", December 2002.   [3GPP-24.229] 3GPP TS 24.229 V5.3.0, "IP Multimedia Call Control                 Protocol based on SIP and SDP; Stage 3 (Release 5)",                 December 2002.8.2.  Informative References   [RFC2327]     Handley, M. and V. Jacobson, "SDP: Session Description                 Protocol",RFC 2327, April 1998.   [RFC3142]     Hagino, J. and K. Yamamoto, "An IPv6-to-IPv4 Transport                 Relay Translator",RFC 3142, June 2001.   [RFC3266]     Olson, S., Camarillo, G., and A. Roach, "Support for                 IPv6 in Session Description Protocol (SDP)",RFC 3266,                 June 2002.   [RFC3314]     Wasserman, M., "Recommendations for IPv6 in Third                 Generation Partnership Project (3GPP) Standards",RFC3314, September 2002.Wiljakka                     Informational                     [Page 18]

RFC 4215            IPv6 Transition in 3GPP Networks        October 2005   [RFC3315]     Droms, R., Bound, J., Volz, B., Lemon, T., Perkins, C.,                 and M. Carney, "Dynamic Host Configuration Protocol for                 IPv6 (DHCPv6)",RFC 3315, July 2003.   [RFC3319]     Schulzrinne, H. and B. Volz, "Dynamic Host                 Configuration Protocol (DHCPv6) Options for Session                 Initiation Protocol (SIP) Servers",RFC 3319, July                 2003.   [RFC3646]     Droms, R., "DNS Configuration options for Dynamic Host                 Configuration Protocol for IPv6 (DHCPv6)",RFC 3646,                 December 2003.   [RFC3736]     Droms, R., "Stateless Dynamic Host Configuration                 Protocol (DHCP) Service for IPv6",RFC 3736, April                 2004.   [RFC3901]     Durand, A. and J. Ihren, "DNS IPv6 Transport                 Operational Guidelines",BCP 91,RFC 3901, September                 2004.   [RFC4029]     Lind, M., Ksinant, V., Park, S., Baudot, A., and P.                 Savola, "Scenarios and Analysis for Introducing IPv6                 into ISP Networks",RFC 4029, March 2005.   [RFC4091]     Camarillo, G. and J. Rosenberg, "The Alternative                 Network Address Types (ANAT) Semantics for the Session                 Description Protocol (SDP) Grouping Framework",RFC4091, June 2005.   [ISATAP]      Templin, F., Gleeson, T., Talwar, M., and D. Thaler,                 "Intra-Site Automatic Tunnel Addressing Protocol                 (ISATAP)",RFC 4214, September 2005.   [NATPTappl]   Satapati, S., Sivakumar, S., Barany, P., Okazaki, S.                 and H. Wang, "NAT-PT Applicability", Work in Progress,                 October 2003.   [NATPTexp]    Aoun, C. and E. Davies, "Reasons to Move NAT-PT to                 Experimental", Work in Progress, July 2005.   [ROUTESEC]    Barbir, A., Murphy, S., and Y. Yang, "Generic Threats                 to Routing Protocols", Work in Progress, April 2004.   [STEP]        Savola, P.: "Simple IPv6-in-IPv4 Tunnel Establishment                 Procedure (STEP)", Work in Progress, January 2004.Wiljakka                     Informational                     [Page 19]

RFC 4215            IPv6 Transition in 3GPP Networks        October 2005   [V6SEC]       Savola, P.: "IPv6 Transition/Co-existence Security                 Considerations", Work in Progress, February 2004.   [zeroconf]    Nielsen, K., Morelli, M., Palet, J., Soininen, J., and                 J. Wiljakka, "Goals for Zero-Configuration Tunneling in                 3GPP", Work in Progress, October 2004.   [3GPP-24.008] 3GPP TS 24.008 V5.8.0, "Mobile radio interface Layer 3                 specification; Core network protocols; Stage 3 (Release                 5)", June 2003.   [OMA-CP]      OMA Client Provisioning: Provisioning Architecture                 Overview Version 1.1, OMA-WAP-ProvArch-v1_1-20021112-C,                 Open Mobile Alliance, 12-Nov-2002.9.  Contributors   Pekka Savola has contributed both text and his IPv6 experience to   this document.  He has provided a large number of helpful comments on   the v6ops mailing list.  Allison Mankin has contributed text for IMS   Scenario 1 (Section 4.1).10.  Authors and Acknowledgements   This document was written by:      Alain Durand, Comcast      <alain_durand@cable.comcast.com>      Karim El-Malki, Ericsson Radio Systems      <Karim.El-Malki@era.ericsson.se>      Niall Richard Murphy, Enigma Consulting Limited      <niallm@enigma.ie>      Hugh Shieh, AT&T Wireless      <hugh.shieh@attws.com>      Jonne Soininen, Nokia      <jonne.soininen@nokia.com>      Hesham Soliman, Flarion      <h.soliman@flarion.com>Wiljakka                     Informational                     [Page 20]

RFC 4215            IPv6 Transition in 3GPP Networks        October 2005      Margaret Wasserman, ThingMagic      <margaret@thingmagic.com>      Juha Wiljakka, Nokia      <juha.wiljakka@nokia.com>   The authors would like to give special thanks to Spencer Dawkins for   proofreading.   The authors would like to thank Heikki Almay, Gabor Bajko, Gonzalo   Camarillo, Ajay Jain, Jarkko Jouppi, David Kessens, Ivan Laloux,   Allison Mankin, Jasminko Mulahusic, Janne Rinne, Andreas Schmid,   Pedro Serna, Fred Templin, Anand Thakur, and Rod Van Meter for their   valuable input.Wiljakka                     Informational                     [Page 21]

RFC 4215            IPv6 Transition in 3GPP Networks        October 2005Appendix A - On the Use of Generic Translators in the 3GPP Networks   This appendix lists mainly 3GPP-specific arguments about generic   translators, even though the use of generic translators is   discouraged.   Due to the significant lack of IPv4 addresses in some domains, port   multiplexing is likely to be a necessary feature for translators   (i.e., NAPT-PT).  If NAPT-PT is used, it needs to be placed on the   GGSN external interface (Gi), typically separate from the GGSN.   NAPT-PT can be installed, for example, on the edge of the operator's   network and the public Internet.  NAPT-PT will intercept DNS requests   and other applications that include IP addresses in their payloads,   translate the IP header (and payload for some applications if   necessary), and forward packets through its IPv4 interface.   NAPT-PT introduces limitations that are expected to be magnified   within the 3GPP architecture.  [NATPTappl] discusses the   applicability of NAT-PT in more detail.  [NATPTexp] discusses general   issues with all forms of IPv6-IPv4 translation.   3GPP networks are expected to handle a very large number of   subscribers on a single GGSN (default router).  Each GGSN is expected   to handle hundreds of thousands of connections.  Furthermore, high   reliability is expected for 3GPP networks.  Consequently, a single   point of failure on the GGSN external interface would raise concerns   on the overall network reliability.  In addition, IPv6 users are   expected to use delay-sensitive applications provided by IMS.  Hence,   there is a need to minimize forwarding delays within the IP backbone.   Furthermore, due to the unprecedented number of connections handled   by the default routers (GGSN) in 3GPP networks, a network design that   forces traffic to go through a single node at the edge of the network   (typical NAPT-PT configuration) is not likely to scale.  Translation   mechanisms should allow for multiple translators, for load sharing   and redundancy purposes.   To minimize the problems associated with NAPT-PT, the following   actions can be recommended:      1. Separate the DNS ALG from the NAPT-PT node (in the "IPv6 to         IPv4" case).      2. Ensure (if possible) that NAPT-PT does not become a single         point of failure.Wiljakka                     Informational                     [Page 22]

RFC 4215            IPv6 Transition in 3GPP Networks        October 2005      3. Allow for load sharing between different translators.  That is,         it should be possible for different connections to go through         different translators.  Note that load sharing alone does not         prevent NAPT-PT from becoming a single point of failure.Editor's Contact Information   Comments or questions regarding this document should be sent to the   v6ops mailing list or directly to the document editor:   Juha Wiljakka   Nokia   Visiokatu 3   FIN-33720 TAMPERE, Finland   Phone:  +358 7180 48372   EMail:  juha.wiljakka@nokia.comWiljakka                     Informational                     [Page 23]

RFC 4215            IPv6 Transition in 3GPP Networks        October 2005Full Copyright Statement   Copyright (C) The Internet Society (2005).   This document is subject to the rights, licenses and restrictions   contained inBCP 78, and except as set forth therein, the authors   retain all their rights.   This document and the information contained herein are provided on an   "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS   OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY AND THE INTERNET   ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS OR IMPLIED,   INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE   INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED   WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.Intellectual Property   The IETF takes no position regarding the validity or scope of any   Intellectual Property Rights or other rights that might be claimed to   pertain to the implementation or use of the technology described in   this document or the extent to which any license under such rights   might or might not be available; nor does it represent that it has   made any independent effort to identify any such rights.  Information   on the procedures with respect to rights in RFC documents can be   found inBCP 78 andBCP 79.   Copies of IPR disclosures made to the IETF Secretariat and any   assurances of licenses to be made available, or the result of an   attempt made to obtain a general license or permission for the use of   such proprietary rights by implementers or users of this   specification can be obtained from the IETF on-line IPR repository athttp://www.ietf.org/ipr.   The IETF invites any interested party to bring to its attention any   copyrights, patents or patent applications, or other proprietary   rights that may cover technology that may be required to implement   this standard.  Please address the information to the IETF at ietf-   ipr@ietf.org.Acknowledgement   Funding for the RFC Editor function is currently provided by the   Internet Society.Wiljakka                     Informational                     [Page 24]

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