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INFORMATIONAL
Network Working Group                                          J. MannerRequest for Comments: 4094                                         X. FuCategory: Informational                                         May 2005Analysis of Existing Quality-of-Service Signaling ProtocolsStatus of This Memo   This memo provides information for the Internet community.  It does   not specify an Internet standard of any kind.  Distribution of this   memo is unlimited.Copyright Notice   Copyright (C) The Internet Society (2005).Abstract   This document reviews some of the existing Quality of Service (QoS)   signaling protocols for an IP network.  The goal here is to learn   from them and to avoid common misconceptions.  Further, we need to   avoid mistakes during the design and implementation of any new   protocol in this area.Table of Contents1. Introduction ....................................................32. RSVP and RSVP Extensions ........................................42.1. Basic Design ...............................................42.1.1. Signaling Model .....................................42.1.2. Soft State ..........................................52.1.3. Two-Pass Signaling Message Exchanges ................52.1.4. Receiver-Based Resource Reservation .................52.1.5. Separation of QoS Signaling from Routing ............52.2. RSVP Extensions ............................................62.2.1. Simple Tunneling ....................................62.2.2. IPsec Interface .....................................62.2.3. Policy Interface ....................................62.2.4. Refresh Reduction ...................................72.2.5. RSVP over RSVP ......................................82.2.6. IEEE 802-Style LAN Interface ........................82.2.7. ATM Interface .......................................92.2.8. DiffServ Interface ..................................92.2.9. Null Service Type ...................................92.2.10. MPLS Traffic Engineering ..........................102.2.11. GMPLS and RSVP-TE .................................11Manner & Fu                  Informational                      [Page 1]

RFC 4094               Analysis of QoS Signaling                May 2005           2.2.12. GMPLS Operation at UNI and E-NNI Reference                   Points ............................................122.2.13. MPLS and GMPLS Future Extensions ..................122.2.14. ITU-T H.323 Interface .............................132.2.15. 3GPP Interface ....................................132.3. Extensions for New Deployment Scenarios ...................142.4. Conclusion ................................................153. RSVP Transport Mechanism Issues ................................163.1. Messaging Reliability .....................................163.2. Message Packing ...........................................173.3. MTU Problem ...............................................173.4. RSVP-TE vs. Signaling Protocol for RT Applications ........183.5. What Would Be a Better Alternative? .......................184. RSVP Protocol Performance Issues ...............................194.1. Processing Overhead .......................................194.2. Bandwidth Consumption .....................................205. RSVP Security and Mobility .....................................215.1. Security ..................................................215.2. Mobility Support ..........................................226. Other QoS Signaling Proposals ..................................236.1. Tenet and ST-II ...........................................236.2. YESSIR ....................................................246.2.1. Reservation Functionality ..........................246.2.2. Conclusion .........................................256.3. Boomerang .................................................256.3.1. Reservation Functionality ..........................256.3.2. Conclusions ........................................266.4. INSIGNIA ..................................................267. Inter-Domain Signaling .........................................277.1. BGRP ......................................................277.2. SICAP .....................................................277.3. DARIS .....................................................288. Security Considerations ........................................309. Summary ........................................................3010. Contributors ..................................................3111. Acknowledgements ..............................................3112.Appendix A: Comparison of RSVP to the NSIS Requirements .......3213. Normative References ..........................................3814. Informative References ........................................38Manner & Fu                  Informational                      [Page 2]

RFC 4094               Analysis of QoS Signaling                May 20051.  Introduction   This document reviews some of the existing QoS signaling protocols   for an IP network.  The goal here is to learn from them and to avoid   common misconceptions.  Further, we need to avoid mistakes during the   design and implementation of any new protocol in this area.   There have been a number of historic attempts to deliver QoS or   generic signaling to the Internet.  In the early years, it was   believed that multicast would be popular for the majority of   communications; thus, both RSVP and earlier ST-II were designed in a   way that is multicast-oriented.   ST-II was developed as a reservation protocol for point-to-multipoint   communication.  However, since it is sender-initiated, it does not   scale with the number of receivers in a multicast group.  Its   processing is fairly complex.  Since every sender needs to set up its   own reservation, the total amount of reservation states is large.   RSVP was then designed to provide support for multipoint-to-   multipoint reservation setup in a more efficient way.  However, its   complexity, scalability, and ability to meet new requirements have   been criticized.   YESSIR (YEt another Sender Session Internet Reservations) [PS98] and   Boomerang [FNM+99] are examples of protocols designed after RSVP.   Both were meant to be simpler than RSVP.  YESSIR is an extension to   RTCP, whereas Boomerang is used with ICMP.   Previously, a lot of work has been targeted at creating a new   signaling protocol for resource control.  Istvan Cselenyi suggested   having a QoSSIG BOF in IETF47, for identifying problems in QoS   signaling, but failed to get enough support [URL1].  Some people   argued, "in many ways, RSVP improved upon ST-2, and it did start out   simpler, but it resulted in a design with complexity and   scalability", while others thought that "new knowledge and   requirements" made RSVP insufficient.  Some concluded that there is   no simpler way to handle the same problem than RSVP.   Michael Welzl organized a special session "ABR to the Internet" in   SCI 2001, and gathered some inputs for requesting an "ABR to the   Internet" BOF in IETF#51, which was intended to introduce explicit   rate-feedback-related mechanisms for the Internet (e2e, edge2edge).   This failed because of "missing community interest".   OPENSIG [URL2] has been involved in the Internet signaling for years.   Ping Pan initiated a SIGLITE [URL3] BOF mailing list to investigate   lightweight Internet signaling.  Finally, NSIS BOF was successful,   and the NSIS WG was formed.Manner & Fu                  Informational                      [Page 3]

RFC 4094               Analysis of QoS Signaling                May 2005   The most mature and original protocols are presented in their own   sections, and other QoS signaling protocols are presented in later   subsections.  The presented protocols are chosen based on relevance   to the work within NSIS.  The aim is not to review every existing   protocol.2.  RSVP and RSVP Extensions   RSVP (the Resource Reservation Protocol) [ZDSZ93] [RFC2205] [BEBH96]   has evolved from ST-II to provide end-to-end QoS signaling services   for application data streams.  Hosts use RSVP to request a specific   quality of service (QoS) from the network for particular application   flows.  Routers use RSVP to deliver QoS requests to all routers along   the data path.  RSVP also can maintain and refresh states for a   requested QoS application flow.   By original design, RSVP fits well into the framework of the   Integrated Services (IntServ) [RFC2210] [BEBH96] with certain   modularity and scalability.   RSVP carries QoS signaling messages through the network, visiting   each node along the data path.  To make a resource reservation at a   node, the RSVP module communicates with two local decision modules,   admission control and policy control.  Admission control determines   whether the node has sufficient available resources to supply the   requested QoS.  Policy control provides authorization for the QoS   request.  If either check fails, the RSVP module returns an error   notification to the application process that originated the request.   If both checks succeed, the RSVP module sets parameters in a packet   classifier and packet scheduler to obtain the desired QoS.2.1.  Basic Design   The design of RSVP distinguished itself by a number of fundamental   ways; particularly, soft state management, two-pass signaling message   exchanges, receiver-based resource reservation, and separation of QoS   signaling from routing.2.1.1.  Signaling Model   The RSVP signaling model is based on a special handling of multicast.   The sender of a multicast flow advertises the traffic characteristics   periodically to the receivers via "Path" messages.  Upon receipt of   an advertisement, a receiver may generate a "Resv" message to reserve   resources along the flow path from the sender.  Receiver reservations   may be heterogeneous.  To accommodate the multipoint-to-multipoint   multicast applications, RSVP was designed to support a vector of   reservation attributes called the "style".  A style describes whetherManner & Fu                  Informational                      [Page 4]

RFC 4094               Analysis of QoS Signaling                May 2005   all senders of a multicast group share a single reservation and which   receiver is applied.  The "Scope" object additionally provides the   explicit list of senders.2.1.2.  Soft State   Because the number of receivers in a multicast flow is likely to   change, and the flow of delivery paths might change during the life   of an application flow, RSVP takes a soft-state approach in its   design, creating and removing the protocol states (Path and Resv   states) in routers and hosts incrementally over time.  RSVP sends   periodic refresh messages (Path and Resv) to maintain its states and   to recover from occasional lost messages.  In the absence of refresh   messages, the RSVP states automatically time out and are deleted.   States may also be deleted explicitly by PathTear, PathErr with   Path_State_Removed flag, or ResvTear Message.2.1.3.  Two-Pass Signaling Message Exchanges   The receiver in an application flow is responsible for requesting the   desired QoS from the sender.  To do this, the receiver issues an RSVP   QoS request on behalf of the local application.  The request   propagates to all routers in reverse direction of the data paths   toward the sender.  In this process, RSVP requests might be merged,   resulting in a protocol that scales well when there are a large   number of receivers.2.1.4.  Receiver-Based Resource Reservation   Receiver-initiation is critical for RSVP to set up multicast sessions   with a large number of heterogeneous receivers.  A receiver initiates   a reservation request at a leaf of the multicast distribution tree,   traveling toward the sender.  Whenever a reservation is found to   already exist in a node in the distribution tree, the new request   will be merged with the existing reservation.  This could result in   fewer signaling operations for the RSVP nodes in the multicast tree   close to the sender but could introduce a restriction to receiver-   initiation.2.1.5.  Separation of QoS Signaling from Routing   RSVP messages follow normal IP routing.  RSVP is not a routing   protocol, but rather is designed to operate with current and future   unicast and multicast routing protocols.  The routing protocols are   responsible for choosing the routes to use to forward packets, and   RSVP consults local routing tables to obtain routes.  RSVP is   responsible only for reservation setup along a data path.Manner & Fu                  Informational                      [Page 5]

RFC 4094               Analysis of QoS Signaling                May 2005   A number of messages and objects have been defined for the protocol.   A detailed description is given in [RFC2205].2.2.  RSVP Extensions   RSVP [RFC2205] was originally designed to support real-time   applications over the Internet.  Over the past several years, the   demand for multicast-capable real-time teleconferencing, which many   people had envisioned to be one of the key Internet applications that   could benefit from network-wide deployment of RSVP, has never   materialized.  Instead, RSVP-TE [RFC3209], a RSVP extension for   traffic engineering, has been widely deployed by a large number of   network providers to support MPLS applications.   There are a large number of protocol extensions based on RSVP.  Some   provide additional features, such as security and scalability, to the   original protocol.  Some introduce additional interfaces to other   services, such as DiffServ.  And some simply define new applications,   such as MPLS and GMPLS, that are completely irrelevant from   protocol's original intent.   In this section, we list only IETF-based RFCs and a limited set of   other organizations' specifications.  Informational RFCs (e.g.,RFC2998 [RFC2998]) and work-in-progress I-Ds (e.g., proxy) are not   covered here.2.2.1.  Simple Tunneling   [RFC2746] describes an IP tunneling enhancement mechanism that allows   RSVP to make reservations across all IP-in-IP tunnels, basically by   recursively applying RSVP over the tunnel portion of the path.2.2.2.  IPsec Interface   RSVP can support IPsec on a per-address, per-protocol basis instead   of on a per flow basis.  [RFC2207] extends RSVP by using the IPsec   Security Parameter Index (SPI) in place of the UDP/TCP-like ports.   This introduces a new FILTER_SPEC object, which contains the IPsec   SPI, and a new SESSION object.2.2.3.  Policy Interface   [RFC2750] specifies the format of POLICY_DATA objects and RSVP's   handling of policy events.  It introduces objects that are   interpreted only by policy-aware nodes (PEPs) that interact with   policy decision points (PDPs).  Nodes that are unable to interpret   the POLICY_DATA objects are called policy-ignorant nodes (PINs).  TheManner & Fu                  Informational                      [Page 6]

RFC 4094               Analysis of QoS Signaling                May 2005   content of the POLICY_DATA object itself is protected only between   PEPs and therefore provides end-to-middle or middle-to-middle   security.   [RFC2749] specifies the usage of COPS policy services in RSVP   environments.  [RFC3181] specifies a preemption priority policy   element (PREEMPTION_PRI) for use by RSVP POLICY_DATA Object.   [RFC3520] describes how authorization provided by a separate protocol   (such as SIP) can be reused with the help of an authorization token   within RSVP.  The token might therefore contain either the authorized   information itself (e.g., QoS parameters) or a reference to those   values.  The token might be unprotected (which is strongly   discouraged) or protected based on symmetric or asymmetric   cryptography.  Moreover, the document describes how to provide the   host with encoded session authorization information as a POLICY_DATA   object.2.2.4.  Refresh Reduction   [RFC2961] describes mechanisms to reduce processing overhead   requirements of refresh messages, eliminate the state synchronization   latency incurred when an RSVP message is lost, and refresh state   without the transmission of whole refresh messages.  It defines the   following objects: MESSAGE_ID, MESSAGE_ID_ACK, MESSAGE_ID_NACK,   MESSAGE_ID LIST, MESSAGE_ID SRC_LIST, and MESSAGE_ID MCAST_LIST   objects.  Three new RSVP message types are defined:   1) Bundle messages consist of a bundle header followed by a body      consisting one or more standard RSVP messages.  Bundle messages      help in scaling RSVP to reduce processing overhead and bandwidth      consumption.   2) ACK messages carry one or more MESSAGE_ID_ACK or MESSAGE_ID_NACK      objects.  ACK messages are sent between neighboring RSVP nodes to      detect message loss and to support reliable RSVP message delivery      on a per-hop basis.   3) Srefresh messages carry one or more MESSAGE_ID LIST, MESSAGE_ID      SRC_LIST, and MESSAGE_ID MCAST_LIST objects.  They correspond to      Path and Resv messages that establish the states.  Srefresh      messages are used to refresh RSVP states without transmitting      standard Path or Resv messages.Manner & Fu                  Informational                      [Page 7]

RFC 4094               Analysis of QoS Signaling                May 20052.2.5.  RSVP over RSVP   [RFC3175] allows installation of one or more aggregated reservations   in an aggregation region; thus, the number of individual RSVP   sessions can be reduced.  The protocol type is swapped from RSVP to   RSVP-E2E-IGNORE in E2E (standard) Path, PathTear, and ResvConf   messages when they enter the aggregation region, and is swapped back   when they leave.  In addition to a new PathErr code   (NEW_AGGREGATE_NEEDED), three new objects are introduced:   1) SESSION object, which contains two values: the IP Address of the      aggregate session destination, and the Differentiated Services      Code Point (DSCP) that it will use on the E2E data the reservation      contains.   2) SENDER_TEMPLATE object, which identifies the aggregating router      for the aggregate reservation.   3) FILTER_SPEC object, which identifies the aggregating router for      the aggregate reservation, and is syntactically identical to the      SENDER_TEMPLATE object.   From the perspective of RSVP signaling and the handling of data   packets in the aggregation region, these cases are equivalent to that   of aggregating E2E RSVP reservations.  The only difference is that   E2E RSVP signaling does not take place and cannot therefore be used   as a trigger, so some additional knowledge is required for setting up   the aggregate reservation.2.2.6.  IEEE 802-Style LAN Interface   [RFC2814] introduces an RSVP LAN_NHOP address object that keeps track   of the next L3 hop as the PATH message traverses an L2 domain between   two L3 entities (RSVP PHOP and NHOP nodes).  Both layer-2 and layer-3   addresses are included in the LAN_NHOP; the RSVP_HOP_L2 object is   used to include the Layer-2 address (L2ADDR) of the previous hop,   complementing the L3 address information included in the RSVP_HOP   object (RSVP_HOP_L3 address).   To provide sufficient information for debugging or resource   management, RSVP diagnostic messages (DREQ and DREP) are defined in   [RFC2745] to collect and report RSVP state information along the path   from a receiver to a specific sender.Manner & Fu                  Informational                      [Page 8]

RFC 4094               Analysis of QoS Signaling                May 20052.2.7.  ATM Interface   [RFC2379] and [RFC2380] define RSVP over ATM implementation   guidelines and requirements to interwork with the ATM (Forum) UNI   3.x/4.0.  [RFC2380] states that the RSVP (control) messages and RSVP   associated data packets must not be sent on the same virtual circuits   (VCs), and that an explicit release of RSVP associated QoS VCs must   be performed once the VC for forwarding RSVP control messages   terminates.  Although a separate control VC is also possible for   forwarding RSVP control messages, [RFC2379] recommends creating a   best-effort short-cut first (if one does not exist), which can allow   setting up RSVP-triggered VCs to use the best-effort end-point.  (A   short-cut is a point-to-point VC where the two end-points are located   in different IP subnets.)  For data flows, the subnet senders must   establish all QoS VCs, and the RSVP-enabled subnet receiver must be   able to accept incoming QoS VCs.  RSVP must request that the   configurable inactivity timers of VCs be set to "infinite".  If it is   too complex to do this at the VC receiver, RSVP over ATM   implementations are required not to use an inactivity timer to clear   any received connections.  For dynamic QoS, the replacement of VC   should be done gracefully.2.2.8.  DiffServ InterfaceRFC2996 [RFC2996] introduces a DCLASS Object to carry Differentiated   Services Code Points (DSCPs) in RSVP message objects.  If the network   element determines that the RSVP request is admissible to the   DiffServ network, one or more DSCPs corresponding to the behavior   aggregate are determined, and will be carried by the DCLASS Object   added to the RESV message upstream toward the RSVP sender.2.2.9.  Null Service Type   For some applications, service parameters are specified by the   network, not by the application; e.g., enterprise resource planning   (ERP) applications.  The Null Service [RFC2997] allows applications   to identify themselves to network QoS policy agents using RSVP   signaling, but does not require them to specify resource   requirements.  QoS policy agents in the network respond by applying   QoS policies appropriate for the application (as determined by the   network administrator).  The RSVP sender offers the new service type,   'Null Service Type', in the ADSPEC that is included with the PATH   message.  A new TSPEC corresponding to the new service type is added   to the SENDER_TSPEC.  In addition, the RSVP sender will typically   include with the PATH message policy objects identifying the user,   application and sub-flow, which will be used for network nodes to   manage the correspondent traffic flow.Manner & Fu                  Informational                      [Page 9]

RFC 4094               Analysis of QoS Signaling                May 20052.2.10.  MPLS Traffic Engineering   RSVP-TE [RFC3209] specifies the core extensions to RSVP for   establishing constraint-based explicitly routed LSPs in MPLS networks   using RSVP as a signaling protocol.  RSVP-TE is intended for use by   label switching routers (as well as hosts) to establish and maintain   LSP-tunnels and to reserve network resources for such LSP-tunnels.RFC3209 defines a new Hello message (for rapid node failure   detection).RFC3209 also defines new C-Types (LSP_TUNNEL_IPv4 and   LSP_TUNNEL_IPv6) for the SESSION, SENDER_TEMPLATE, and FILTER_SPEC   objects.  Here, a session is the association of LSPs that support the   LSP-tunnel.  The traffic on an LSP can be classified as the set of   packets that are assigned the same MPLS label value at the   originating node of an LSP-tunnel.   The following 5 new objects are also defined:   1) EXPLICIT_ROUTE object (ERO), which is incorporated into RSVP Path      messages, encapsulating a concatenation of hops that constitutes      the explicitly routed path.  Using this object, the paths taken by      label-switched RSVP-MPLS flows can be pre-determined independently      of conventional IP routing.   2) LABEL_REQUEST object.  To establish an LSP tunnel, the sender can      create a Path message with a LABEL_REQUEST object.  A node that      sends a LABEL_REQUEST object MUST be ready to accept and correctly      process a LABEL object in the corresponding Resv messages.   3) LABEL object.  Each node that receives a Resv message containing a      LABEL object uses that label for outgoing traffic associated with      this LSP tunnel.   4) SESSION_ATTRIBUTE object, which can be added to Path messages to      aid in session identification and diagnostics.  Additional control      information, such as setup and holding priorities, resource      affinities, and local-protection, are also included in this      object.   5) RECORD_ROUTE object (RRO).  The RECORD_ROUTE object may appear in      both Path and Resv messages.  It is used to collect detailed path      information and is useful for loop detection and for diagnostics.Manner & Fu                  Informational                     [Page 10]

RFC 4094               Analysis of QoS Signaling                May 2005Section 5 of [RFC3270] further specifies the extensions to RSVP to   establish LSPs supporting DiffServ in MPLS networks, introducing a   new DIFFSERV Object (applicable in the Path messages), and using   pre-configured or signaled "EXP<-->PHB mapping" (e.g., [RFC3270]).   RSVP-TE provides a way to indicate an unnumbered link in its Explicit   Route and Record Route Objects through [RFC3477].  This specifies the   following extensions:   - An Unnumbered Interface ID Subobject, which is a subobject of the     Explicit Route Object (ERO) used to specify unnumbered links.   - An LSP_TUNNEL_INTERFACE_ID Object, to allow the adjacent LSR to     form or use an identifier for an unnumbered Forwarding Adjacency.   - A new subobject of the Record Route Object, used to record that the     LSP path traversed an unnumbered link.2.2.11.  GMPLS and RSVP-TE   GMPLS RSVP-TE [RFC3473] is an extension of RSVP-TE.  It enables the   provisioning of data-paths within networks supporting a variety of   switching types including packet and cell switching networks, layer   two networks, TDM networks, and photonic networks.   It defines the new Notify message (for general event notification),   which may contain notifications being sent, with respect to each   listed LSP, both upstream and downstream.  Notify messages can be   used for expedited notification of failures and other events to nodes   responsible for restoring failed LSPs.  A Notify message is sent   without the router alert option.   A number of new RSVP-TE (sub)objects are defined in GMPLS RSVP-TE for   general uses of MPLS:   - a Generalized Label Request Object;   - a Generalized Label Object;   - a Suggested Label Object;   - a Label Set Object (to restrict label choice);   - an Upstream_Label object (to support bidirectional LSPs);   - a Label ERO subobject;Manner & Fu                  Informational                     [Page 11]

RFC 4094               Analysis of QoS Signaling                May 2005   - IF_ID RSVP_HOP objects (IPv4 & IPv6; to identify interfaces in     out-of-band signaling or in bundled links);   - IF_ID ERROR_SPEC objects (IPv4 & IPv6; to identify interfaces in     out-of-band signaling or in bundled links);   - an Acceptable Label Set object (to support negotiation of label     values in particular for bidirectional LSPs)   - a Notify Request object (may be inserted in a Path or Resv message     to indicate where a notification of LSP failure is to be sent)   - a Restart_Cap Object (used on Hello messages to identify recovery     capabilities)   - an Admin Status Object (to notify each node along the path of the     status of the LSP, and to control that state).2.2.12.  GMPLS Operation at UNI and E-NNI Reference Points   The ITU-T defines network reference points that separate   administrative or operational parts of the network.  The reference   points are designated as:   - User to Network Interfaces (UNIs) if they lie between the user or     user network and the core network, or   - External Network to Network Interfaces (E-NNIs) if they lie between     peer networks, network domains, or subnetworks.   GMPLS is applicable to the UNI and E-NNI without further   modification, and no new messages, objects, or C-Types are required.   See [OVERLAY].2.2.13.  MPLS and GMPLS Future Extensions   At the time of writing, MPLS and GMPLS are being extended by the MPLS   and CCAMP Working Groups to support additional sophisticated   functions.  This will inevitably lead to the introduction of new   C-Types for existing objects, and to the requirement for new objects   (CNums).  It is possible that new messages will also be introduced.Manner & Fu                  Informational                     [Page 12]

RFC 4094               Analysis of QoS Signaling                May 2005   Some of the key features and functions being introduced include the   following:   - Protection and restoration.  Features will be developed to provide      - end-to-end protection      - segment protection      - various protection schemes (1+1, 1:1, 1:n)      - support of extra traffic on backup LSPs   - Diverse path establishment for protection and load sharing.   - Establishment of point-to-multipoint paths.   - Inter-area and inter-AS path establishment with      - explicit path control      - bandwidth reservation      - path diversity   - Support for the requirements of Automatic Switched Optical Network     (ASON) signaling as defined by the ITU-T, including call and     connection separation.   - Crankback during LSP setup.2.2.14.  ITU-T H.323 Interface   ITU-T H.323 ([H.323]) recommends the IntServ resource reservation   procedure using RSVP.  The information as to whether an endpoint   supports RSVP should be conveyed during the H.245 [H.245] capability   exchange phase, by setting appropriate qOSMode fields.  If both   endpoints are RSVP-capable, when opening an H.245 logical channel, a   receiver port ID should be conveyed to the sender by the   openLogicalChannelAck message.  Only after that can a "Path - Resv -   ResvConf" process take place.  The timer of waiting for ResvConf   message will be set by the endpoint.  If this timer expires or RSVP   reservation fails at any point during an H.323 call, the action is up   to the vendor.  Once a ResvConf message is sent or received, the   endpoints should stop reservation timers and resume with the H.323   call procedures.  Only explicit release of reservations are supported   in [H.323].  Before sending a closeLogicalChannel message for a   stream, a sender should send a PathTear message if an RSVP session   has been previous created for that stream.  After receiving a   closeLogicalChannel, a receiver should send a ResvTear similarly.   Only the FF style is supported, even for point-to-multipoint calls.2.2.15.  3GPP Interface   Third Generation Partnership Project (3GPP) TS 23.207   ([3GPP-TS23207]) specifies the QoS signaling procedure with policy   control within the Universal Mobile Telecommunications System (UMTS)   end-to-end QoS architecture.  When using RSVP, the signaling source   and/or destination are the User Equipments (UEs, devices that allow   users access to network services) that locate in the MobileManner & Fu                  Informational                     [Page 13]

RFC 4094               Analysis of QoS Signaling                May 2005   Originating (MO) side and the Mobile Terminating (MT) side.  An RSVP   signaling process can either trigger or be triggered by the (COPS)   PDP Context establishment/modification process.  The operation of   refreshing states is not specified in [3GPP-TS23207].  If a   bidirectional reservation is needed, the RSVP signaling exchange must   be performed twice between the end-points.  The authorization token   and flow identifier(s) in a policy data object should be included in   the RSVP messages sent by the UE, if the token is available in the   UE.  When both RSVP and Service-based Local Policy are used, the   Gateway GPRS Support Node (GGSN, the access point of the network)   should use the policy information to decide whether to accept and   forward Path/Resv messages.2.3.  Extensions for New Deployment Scenarios   As a well-acknowledged protocol in the Internet, RSVP is expected   more and more to provide a more generic service for various signaling   applications.  However, RSVP messages were designed in a way to   support end-to-end QoS signaling optimally.  To meet the increasing   demand that a signaling protocol also operate in host-to-edge and   edge-to-edge ways, and that it serve for some other signaling   purposes in addition to end-to-end QoS signaling, RSVP needs to be   made more flexible and applicable for more generic signaling.   RSVP proxies [BEGD02] extend RSVP by originating or receiving the   RSVP message on behalf of the end node(s), so that applications may   still benefit from reservations that are not truly end-to-end.   However, there are certainly scenarios where an application would   want to explicitly convey its non-QoS purposed (as well as QoS) data   from a host into the network, or from an ingress node to an egress   node of an administrative domain.  It must do so without burdening   the network with excess messaging overhead.  Typical examples are an   end host desiring a firewall service from its provider's network and   MPLS label setup within an MPLS domain.   RSVP requires support from network routers and user space   applications.  Domains not supporting RSVP are traversed   transparently.  Unfortunately, like other IP options, RSVP messages   implemented by way of IP alert option may be dropped by some routers   [FJ02].  Although applications need to be built with RSVP libraries,   one article presents a mechanism that would allow any host to benefit   from RSVP mechanisms without applications' awareness [MHS02].   A somewhat similar deployment benefit can be gained from the   Localized RSVP (LRSVP) [JR03] [MSK+04].  The documents present the   concept of local RSVP-based reservation that alone can be used to   trigger reservation within an access network.  In those cases, an   end-host may request QoS from its own access network without theManner & Fu                  Informational                     [Page 14]

RFC 4094               Analysis of QoS Signaling                May 2005   cooperation of a correspondent node outside the access network.  This   would be especially helpful when the correspondent node is unaware of   RSVP.  A proxy node responds to the messages sent by the end host and   enables both upstream and downstream reservations.  Furthermore, the   scheme allows for faster reservation repairs following a handover by   triggering the proxy to assist in an RSVP local repair.   Still, in end-hosts that are low in processing power and   functionality, having an RSVP daemon run and take care of the   signaling may introduce unnecessary overhead.  One article [Kars01]   proposes to create a remote API so that the daemon would in fact run   on the end-host's default router and the end-host application would   send its requests to that daemon.   Another potential problem lies in the limited size of signaled data   due to the limitation of message size.  An RSVP message must fit   entirely into a single non-fragmented IP datagram.  Bundle messages   [RFC2961] can aggregate multiple RSVP messages within a single PDU,   but they still only occupy one IP datagram (i.e., approximately 64K).   If it exceeds the MTU, the datagram is fragmented by IP and   reassembled at the recipient node.2.4.  Conclusion   A good signaling protocol should be transparent to the applications.   RSVP has proven to be a very well designed protocol.  However, it has   a number of fundamental protocol design issues that require more   careful re-evaluation.   The design of RSVP was originally targeted at multicast applications.   The result has been that the message processing within nodes is   somewhat heavy, mainly due to flow merging.  Still, merging rules   should not appear in the specification as they are QoS-specific.   RSVP has a comprehensive set of filtering styles, including   Wildcard-Filter (WF), Fixed-Filter (FF), and Shared-Explicit (SE),   and is not tied to certain QoS objects.  (RSVP is not tied to IntServ   Guaranteed Service/Controlled Load (GS/CL) specifications.)  Objects   were designed to be modular, but Xspecs (TSPEC, etc.) are more or   less QoS-specific and should be more generalized; there is no clear   layering/separation between the signaled data and signaling protocol.   RSVP uses a soft state mechanism to maintain states and allows each   node to define its own refresh timer.  The protocol is also   independent of underlying routing protocols.  Still, in mobile   networks the movement of the mobile nodes may not properly trigger a   reservation refresh for the new path, and therefore a mobile node may   be left without a reservation up to the length of the refresh timer.Manner & Fu                  Informational                     [Page 15]

RFC 4094               Analysis of QoS Signaling                May 2005   Furthermore, RSVP does not work properly with changing end-point   identifiers; that is, if one of the IP addresses of a mobile node   changes, the filters may not be able to identify the flow that had a   reservation.   From the security point of view, RSVP does provide the basic building   blocks for deploying the protocol in various environments to protect   its messages from forgery and modification.  Hop-by-hop protection is   provided.  However, the current RSVP security mechanism does not   provide non-repudiation and protection against message deletion; the   two-way peer authentication and key management procedures are still   missing.   Finally, since the publication of the RSVP standard, tens of   extensions have emerged that allow for much wider deployment than   RSVP was originally designed for -- for instance, the Subnet   Bandwidth Manager, the NULL service type, aggregation, operation over   tunneling, and MPLS, as well as diagnostic messages.   Domains not supporting RSVP are traversed transparently by default.   Unfortunately, like other IP options, RSVP messages implemented by   way of IP alert option may be dropped by some routers.  Also, the   maximal size of RSVP message is limited.   The transport mechanisms, performance, security, and mobility issues   are detailed in the following sections.3.  RSVP Transport Mechanism Issues3.1.  Messaging Reliability   RSVP messages are defined as a new IP protocol (that is, a new ptype   in the IP header).  RSVP Path messages must be delivered end-to-end.   For the transit routers to intercept the Path messages, a new IP   Router Alert option [RFC2113] was introduced.  This design is simple   to implement and efficient to run.  As shown from the experiments in   [PS00], with minor kernel changes IP option processing introduces   very little overhead on a Free BSD box.   However, RSVP does not have a good message delivery mechanism.  If a   message is lost on the wire, the next re-transmit cycle by the   network would be one soft-state refresh interval later.  By default,   a soft-state refresh interval is 30 seconds.Manner & Fu                  Informational                     [Page 16]

RFC 4094               Analysis of QoS Signaling                May 2005   To overcome this problem, [PS97] introduced a staged refresh timer   mechanism, which has been defined as a RSVP extension in [RFC2961].   The staged refresh timer mechanism retransmits RSVP messages until   the receiving node acknowledges.  It can address the reliability   problem in RSVP.   However, during the mechanism's implementation, a lot of effort had   to be spent on per-session timer maintenance, message retransmission   (e.g., avoid message bursts), and message sequencing.  In addition,   we have to make an effort to try to separate the transport functions   from protocol processing.  For example, if a protocol extension   requires a natural RSVP session time-out (such as RSVP-TE one-to-one   fast-reroute [FAST-REROUTE]), we have to turn off the staged refresh   timers.3.2.  Message Packing   According to RSVP [RFC2205], each RSVP message can only contain   information for one session.  In a network that has a reasonably   large number of RSVP sessions, this constraint imposes a heavy   processing burden on the routers.  Many router OSes are based on   UNIX.  [PS00] showed that the UNIX socket I/O processing is not very   sensitive to packet size.  In fact, processing small packets takes   almost as much CPU overhead as processing large ones.  However,   processing too many individual messages can easily cause congestion   at socket I/O interfaces.   To overcome this problem,RFC2961 introduced the message bundling   mechanism.  The bundling mechanism packs multiple RSVP messages   between two adjacent nodes into a single packet.  In one deployed   router platform, the bundling mechanism has improved the number of   RSVP sessions that a router can handle from 2,000 to over 7,000.3.3.  MTU Problem   RSVP does not support message fragmentation and reassembly at   protocol level.  If the size of a RSVP message is larger than the   link MTU, the message will be fragmented.  The routers simply cannot   detect and process RSVP message fragments.   There is no solution for the MTU problem.  Fortunately, at places   where RSVP-TE has been used, either the amount of per-session RSVP   data is never too large, or the link MTU is adjustable; PPP and Frame   Relay can always increase or decrease the MTU sizes.  For example, on   some routers, a Frame Relay interface can support a link MTU size up   to 9600 bytes.  Currently, the RSVP MTU problem is not a realistic   concern in MPLS networks.Manner & Fu                  Informational                     [Page 17]

RFC 4094               Analysis of QoS Signaling                May 2005   However, when and if RSVP is used for end-user applications, for   which network security is an essential and critical concern, it is   possible that the size of RSVP messages can be larger than the link   MTU.  Note that end-users will most likely have to deal with a small   1500-byte Ethernet MTU.3.4.  RSVP-TE vs. Signaling Protocol for RT Applications   RSVP-TE works in an environment that is different from what the   original RSVP has been designed for: in MPLS networks, the RSVP   sessions that are used to support Label-Switched Paths (LSPs) do not   change frequently.   In fact, the network operators typically set up the MPLS LSPs so that   they cannot switch too quickly.  For example, the operators often   regulate the Constraint-based Shortest Path First (CSPF) computation   interval to prevent or delay a large volume of user traffic from   shifting from one session to another during LSP path optimization.   (CSPF is a routing algorithm that operates from the network edge to   compute the "most" optimal routes for the LSPs.)  As a result, RSVP-   TE does not have to handle a large amount of "triggered" (new or   modified)  messages.  Most of the messages are refresh messages,   which can be handled by the mechanisms introduced inRFC2961.  In   particular, in the Summary Refresh extension [RFC2961], each RSVP   refresh message can be represented as a 4-byte ID.  The routers can   simply exchange the IDs to refresh RSVP sessions.  With the full   implementation ofRFC2961, MPLS routers do not have any RSVP scaling   issue.  On one deployed router platform, it can support over 50,000   RSVP sessions in a stable backbone network.   On the other hand, in many of the new applications for which a   signaling protocol is required, the user session duration can be   relatively short.  The dynamics of adding/dropping user sessions   could introduce a large number of "triggered" messages in the   network.  This can clearly introduce a substantial amount of   processing overhead to the routers.  This is one area where a new   signaling protocol may be needed to reduce the processing complexity   in the resource reservation process.3.5.  What Would Be a Better Alternative?   A good signaling protocol should be transparent to the applications.   On the other hand, the design of a signaling protocol must take the   intended and potential applications into consideration.   With the addition ofRFC2961, RSVP-TE is sufficient to support its   intended application, MPLS, within the backbone.  There is no   significant transport-layer problem that needs to be solved.Manner & Fu                  Informational                     [Page 18]

RFC 4094               Analysis of QoS Signaling                May 2005   In the last several years, a number of new applications have emerged   that are proposed to need IP signaling, beyond the traditional ones   associated with quality of service and resource allocation.  On-path   firewall control/NAT traversal (synergistic with the midcom design of   [RFC3303]) is one of these.  There are far-out applications such as   depositing active network code in network devices.  Next-generation   signaling protocols dealing with novel applications, with network   security requirements, and with the MTU problems described above,   will prevent the re-use of the existing RSVP transport mechanism.   If a new transport protocol is needed, the protocol must be able to   handle the following:   - reliable messaging;   - message packing;   - the MTU problem;   - small triggered message volume.4.  RSVP Protocol Performance Issues4.1.  Processing Overhead   By "processing overhead" we mean the amount of processing required to   handle messages belonging to a reservation session.  This is the   processing required in addition to the processing needed for routing   an (ordinary) IP packet.  The processing overhead of RSVP originates   from two major issues:   1) Complexity of the protocol elements.  First, RSVP itself is per-      flow based; thus the number of states is proportional to RSVP      session number.  Path and Resv states have to be maintained in      each RSVP router for each session (and Path state also has to      record the reverse route for the correspondent Resv message).      Second, being receiver-initiated, RSVP optimizes various merging      operations for multicast reservations while the Resv message is      processed.  To handle multicast, other mechanisms such as      reservation styles, scope object, and blockade state, are also      required to be presented in the basic protocol.  This not only      adds sources of failures and errors, but also complicates the      state machine [Fu02].  Third, the same RSVP signaling messages are      used not only for maintaining the state, but also for dealing with      recovery of signaling message loss and discovery of route change.      Thus, although protocol elements that represent the actual data      (e.g., QoS parameters) specification are separated from signaling      elements, the processing overhead needed for all RSVP messages isManner & Fu                  Informational                     [Page 19]

RFC 4094               Analysis of QoS Signaling                May 2005      not marginal.  Finally, the possible variations of the order and      existence of objects increases the complexity of message parsing      and internal message and state representation.   2) Implementation-specific Overhead.  There are two ways to send and      receive RSVP messages: either as "raw" IP datagrams with protocol      number 46, or as encapsulated UDP datagrams, which increase the      efficiency of RSVP processing.  Typical RSVP implementations are      user-space daemons interacting with the kernel; thus, state      management, message sending, and reception would affect the      efficiency of the protocol processing.  For example, in the recent      version of the implementation described in [KSS01], the relative      execution costs for the message sending/reception system calls      "sendto", "select", and "recvmsg" were 14-16%, 6-7%, 9-10%,      individually, of the total execution cost.  [KSS01] also found      that state (memory) management can use up to 17-18% of the total      execution cost, but it is possible to decrease that cost to 6-7%,      if appropriate action is taken to replace the standard memory      management with dedicated memory management for state information.      RSVP/routing, RSVP/policy control, and RSVP/traffic control      interfaces can also pose different overhead depending on      implementation.  For example, the RSVP/routing overhead has been      measured to be approximately 11-12% of the total execution cost      [KSS01].4.2.  Bandwidth Consumption   By "bandwidth consumption" we mean the amount of bandwidth used   during the lifetime of a session: to set up a reservation session, to   keep the session alive, and finally to close it.   RSVP messages are sent either to trigger a new reservation or to   refresh an existing reservation.  In standard RSVP, Path/Resv   messages are used for triggering and refreshing/recovering   reservations, identically, which results in an increased size of   refresh messages.  The hop-by-hop refreshment may reduce the   bandwidth consumption for RSVP, but could result in more sources of   error/failure events.  [RFC2961] presents a way to bundle standard   RSVP messages and reduces the refreshment redundancy by Srefresh   message.Manner & Fu                  Informational                     [Page 20]

RFC 4094               Analysis of QoS Signaling                May 2005   Thus, the following formula represents the bandwidth consumption in   bytes for an RSVP session lasting n seconds:      F(n) = (bP + bR) + ((n/Ri) * (bP + bR)) + bPt      bP:  IP payload size of Path message      bR:  IP payload size of Resv message      bPt: IP payload size of Path Tear message      Ri:  refresh interval   For example, for a simple Controlled Load reservation without   security and identification requirements (where bP is 172 bytes, bR   is 92, bPt is 44 bytes, and Ri is 30 seconds), the bandwidth   consumption would be as follows:      F(n) = (172 + 92) + ((n/30) * (172 + 92)) + 44           = 308 + (264n/30) bytes5.  RSVP Security and Mobility5.1.  Security   To allow a process on a system to securely identify the owner and the   application of the communicating process (e.g., user id) and to   convey this information in RSVP messages (PATH or RESV) in a secure   manner, [RFC3182] specifies the encoding of identities as RSVP   POLICY_DATA Object.  However, to provide ironclad security   protection, cryptographic authentication combined with authorization   has to be provided.  Such a functionality is typically offered by   authentication and key exchange protocols.  Solely including a user   identifier is insufficient.   To provide hop-by-hop integrity and authentication of RSVP messages,   an RSVP message may contain an INTEGRITY object ([RFC2747]) using a   keyed message digest.  Since intermediate routers need to modify and   process the content of the signaling message, a hop-by-hop security   architecture based on a chain-of-trust is used.  However, with the   different usage of RSVP as described throughout this document and   with new requirements, a re-evaluation of the original assumptions   might be necessary.RFC2747 provides protection against forgery and message modification.   However, this does not provide non-repudiation or protect against   message deletion.  In the current RSVP security scheme, the two-way   peer authentication and key management procedures are still missing.   The security issues have been well analyzed in [Tsch03].Manner & Fu                  Informational                     [Page 21]

RFC 4094               Analysis of QoS Signaling                May 20055.2.  Mobility Support   Two issues raise concern when a mobile node (MN) uses RSVP: the flow   identifier and reservation refresh.  When an MN changes locations, it   may need to change one of its assigned IP addresses.  An MN may have   an IP address by which it is reachable by nodes outside the access   network, and an IP address used to support local mobility management.   Depending on the mobility management mechanism, a handover may force   a change in any of these addresses.  As a consequence, the filters   associated with a reservation may not identify the flow anymore, and   the resource reservation is ineffective until a refresh with a new   set of filters is initialized.   The second issue relates to following the movement of a mobile node.RFC2205 defines that Path messages can perform a local repair of   reservation paths.  When the route between the communicating end   hosts changes, a Path message will set the state of the reservation   on the new route, and a subsequent Resv message will make the   resource reservation.  Therefore, by sending a Resv message a host   cannot alone update the reservation, and thus it cannot perform a   local repair before a Path message has passed.  Also, in order to   provide fast adaptation to routing changes without the overhead of   short refresh periods, the local routing protocol module can notify   the RSVP process of route changes for particular destinations.  The   RSVP process should use this information to trigger a quick refresh   of state for these destinations, using the new route (Section 3.6,   [RFC2205]).  However, not all local mobility protocols affect routing   directly in routers (not even Mobile IP), and thus mobility may not   be noticed at RSVP routers.  Therefore, it may take a relatively long   time before a reservation is refreshed following a handover.   There have been several designs for extensions to RSVP to allow for   more seamless mobility.  One solution is presented in [MSK+04], in   which one section discusses the coupling of RSVP and the mobility   management mechanisms and proposes small extensions to RSVP to handle   the handover event better, among other things.  The extension allows   the mobile host to request a Path for the downstream reservation when   a handover has happened.   Another example is Mobile RSVP (MRSVP) [TBA01], which is an extension   to standard RSVP.  It is based on advance reservations, where   neighboring access points keep resources reserved for mobile nodes   moving to their coverage area.  When a mobile node requests   resources, the neighboring access points are checked, too, and a   passive reservation is done around the mobile nodes' current   location.Manner & Fu                  Informational                     [Page 22]

RFC 4094               Analysis of QoS Signaling                May 2005   The problem with the various "advance reservation" schemes is that   they require topological information of the access network and,   usually, advance knowledge of the handover event.  Furthermore, the   way the resources reserved in advance are used in the neighboring   service areas is an open issue.  A good overview of these different   schemes can be found in [MA01].   The interactions of RSVP and Mobile IP have been well documented in   [Thom02].6.  Other QoS Signaling Proposals6.1.  Tenet and ST-II   Tenet and ST-II are two original QoS signaling protocols for the   Internet.   In the original Tenet architecture [BFM+96], the receiver sends a   reservation request toward the source.  Each network node along the   way makes the reservation.  Once the request arrives at the source,   the source sends another Relax message back toward to the receiver,   and has the option to modify the previous reservation at each node.   ST-II [RFC1819] basically works in the following way: a sender   originates a Connect message to a set of receivers.  Each   intermediate node determines the next hop subnets, and makes   reservations on the links going to these next hops.  Upon receiving a   Connect indication, a receiver must send back either an Accept or a   Refuse message to the sender.  In the case of an Accept, the receiver   may further reduce the resource request by updating the returned flow   specifications.   ST-II consists of two protocols: ST for the data transport and the   Stream Control Message Protocol (SCMP) for all control functions.   ST is simple and contains only a single PDU format, which is designed   for fast and efficient data forwarding in order to achieve low   communication delays.  SCMP packets are transferred within ST   packets.   ST-II has no built-in soft states; thus, it requires that the network   be responsible for correctness.  It is sender-initiated, and the   overhead for ST-II to handle group membership dynamics is higher than   that for RSVP [MESZ94].  ST-II does not provide security, but   [RFC1819] describes some objects related to charging.Manner & Fu                  Informational                     [Page 23]

RFC 4094               Analysis of QoS Signaling                May 20056.2.  YESSIR   YESSIR (YEt another Sender Session Internet Reservations) [PS98] is a   resource reservation protocol that seeks to simplify the process of   establishing reserved flows while preserving many unique features   introduced in RSVP.  Simplicity is measured in terms of control   message processing, data packet processing, and user-level   flexibility.  Features such as robustness, advertising network   service availability, and resource sharing among multiple senders are   also supported in the proposal.   The proposed mechanism generates reservation requests by senders to   reduce the processing overhead.  It is built as an extension to the   Real-Time Transport Control Protocol (RTCP), taking advantage of   Real-Time Protocol (RTP).  YESSIR also introduces a concept called   partial reservation, in which, for certain types of applications, the   reservation requests can be passed to the next hop, even though there   are not enough resources on a local node.  The local node can rely on   optimized retries to complete the reservations.6.2.1.  Reservation Functionality   YESSIR [PS98] was designed for one-way, sender-initiated end-to-end   resource reservation.  It also uses soft state to maintain states.   It supports resource query (similar to RSVP diagnosis message),   advertising (similar to RSVP ADSPEC), shared reservation, partial   reservations, and flow merging.   To support multicast, YESSIR simplifies the reservation styles to   individual and shared reservation styles.  Individual reservations   are made separately for each sender, whereas shared reservations   allocate resources that can be used by all senders in an RTP session.   Although RSVP supports shared reservation (SE and WF styles) from the   receiver's direction, YESSIR handles the shared reservation style   from the sender's direction; thus, new receivers can re-use the   existing reservation of the previous sender.   It has been shown that the YESSIR one-pass reservation model has   better performance and lower processing cost than a regular two-way   signaling protocol, such as RSVP [PS98].  The bandwidth consumption   of YESSIR is somewhat lower than that of, for example, RSVP, because   it does not require additional IP and transport headers.  Bandwidth   consumption is limited to the extension header size.   YESSIR does not have any particular support for mobility, and the   security of YESSIR relies on RTP/RTCP security measures.Manner & Fu                  Informational                     [Page 24]

RFC 4094               Analysis of QoS Signaling                May 20056.2.2.  Conclusion   YESSIR requires support in applications since it is an integral part   of RTCP.  Similarly, it requires network routers to inspect RTCP   packets to identify reservation requests and refreshes.  Routers   unaware of YESSIR forward the RTCP packets transparently.6.3.  Boomerang   Boomerang [FNM+99] is a another resource reservation protocol for IP   networks.  The protocol has only one message type and a single   signaling loop for reservation setup and teardown, and it has no   requirements on the far end node.  Instead, it concentrates the   intelligence in the Initiating Node (IN).   In addition, the Boomerang protocol allows for sender- or receiver-   oriented reservations and resource query.  Flows are identified with   the common 5-tuple, and the QoS can be specified by various means;   e.g., service class and bit rate.  In the initial implementation,   Boomerang messages are transported in ICMP ECHO/REPLY messages.6.3.1.  Reservation Functionality   Boomerang can only be used for unicast sessions; no support for   multicast exists.  The requested QoS can be specified with various   methods, and both ends of a communication session can make a   reservation for their transmitted flow.   The authors of Boomerang show in [FNS02] that the processing of the   protocol is considerably lower than that of the ISI RSVP daemon   implementation.  However, this is mainly due to the limited   functionality provided by the protocol compared to that provided by   RSVP.   Boomerang messages are quite short and consume a relatively low   amount of link bandwidth.  This is due to the limited functionality   of the protocol; for example, no security-specific information or   policy-based interaction is provided.  Being sender oriented, the   bandwidth consumption mostly affects the downstream direction, from   the sender to the receiver.   As Boomerang is sender oriented, there is no need to store backward   information.  This reduces the signaling required.  The rest of the   issues that were identified with RSVP apply with Boomerang.  No   security mechanism is specified for Boomerang.Manner & Fu                  Informational                     [Page 25]

RFC 4094               Analysis of QoS Signaling                May 2005   The Boomerang protocol has deployment issues similar to those of any   host-network-host protocol.  It requires an implementation at both   communicating nodes and in routers.  Boomerang-unaware routers should   be able to forward Boomerang messages transparently.  Still,   firewalls often drop ICMP packets, making the protocol useless.6.3.2.  Conclusions   Boomerang seems to be a very lightweight protocol and efficient in   its own scenarios.  However, the apparent low processing overhead and   bandwidth consumption results from the limited functionality.  No   support for multicast or any security features are present, which   allows for a different functionality than RSVP, which the authors   like to compare Boomerang to.6.4.  INSIGNIA   INSIGNIA [LGZC00] is proposed as a very simple signaling mechanism   for supporting QoS in mobile ad-hoc networks.  It avoids the need for   separate signaling by carrying the QoS signaling data along with the   normal data in IP packets using IP packet header options.  This   approach, known as "in-band signaling", is proposed as more suitable   in the rapidly changing environment of mobile networks since the   signaled QoS information is not tied to a particular path.  It also   allows the flows to be rapidly established and, thus, is suitable for   short-lived and dynamic flows.   INSIGNIA aims to minimize signaling by reducing the number of   parameters that are provided to the network.  It assumes that real-   time flows may tolerate some loss, but are very delay sensitive so   that the only QoS information needed is the required minimum and   maximum bandwidth.   The INSIGNIA protocol operates at the network layer and assumes that   link status sensing and access schemes are provided by lower-layer   entities.  The usefulness of the scheme depends on the MAC layers,   but this is undefined, so INSIGNIA can run over any MAC layer.  The   protocol requires that each router maintains per-flow state.   The INSIGNIA system implicitly supports mobility.  A near-minimal   amount of information is exchanged with the network.  To achieve   this, INSIGNIA makes many assumptions about the nature of traffic   that a source will send.  This may also simplify admission control   and buffer allocation.  The system basically assumes that "real-time"   will be defined as a maximum delay, and the user can simply request   real-time service for a particular quantity of traffic.Manner & Fu                  Informational                     [Page 26]

RFC 4094               Analysis of QoS Signaling                May 2005   After handover, data that was transmitted to the old base station can   be forwarded to the new base station, so no data loss should occur.   However, there is no way to differentiate between re-routed and new   traffic, so priority cannot be given to handover traffic, for   example.   INSIGNIA, however, (completely) lacks a security framework and does   not investigate how to secure signaled QoS data in an ad-hoc network,   where relatively weak trust or even no trust exists between the   participating nodes.  Therefore, authorization and charging   especially might be a challenge.  The security protection of in-band   signaling is costly since the data delivery itself experiences   increased latency if security processing is done hop-by-hop.  Because   the QoS signaling information is encoded into the flow label and   end-to-end addressing is used, it is very difficult to provide   security other than IPsec in tunnel mode.7.  Inter-Domain Signaling   This section gives a short overview of protocols designed for inter-   domain signaling.7.1.  BGRP   Border Gateway Reservation Protocol (BGRP) [BGRP] is a signaling   protocol for inter-domain aggregated resource reservation for unicast   traffic.  BGRP builds a sink tree for each of the stub domains.  Each   sink tree aggregates bandwidth reservations from all data sources in   the network.  BGRP maintains these aggregated reservations using soft   state and relies on Differentiated Services for data forwarding.   In terms of message processing load, BGRP scales state storage and   bandwidth.  Because backbone routers only maintain the sink tree   information, the total number of reservations at each router scales   linearly with the number of Internet domains.7.2.  SICAP   SICAP (Shared-segment Inter-domain Control Aggregation protocol)   [SGV03] is an inter-domain signaling solution that performs shared-   segment aggregation [SGV02] on the Autonomous System (AS) level in   order to reduce state required at Boundary Routers (BRs).  SICAP   performs aggregation based on path segments that different   reservations share.  Thus, reservations may be merged into aggregates   that do not necessarily extend all the way to the reservation's   destination.  The motivation for creating "shorter" aggregates is   that, on one hand, their ability to accommodate future requests more   easily, and, on the other hand, the minimization of aggregatesManner & Fu                  Informational                     [Page 27]

RFC 4094               Analysis of QoS Signaling                May 2005   created and consequently, the reduction of state required to manage   established reservations.  However, in contrast to the sink-tree   approach (used by BGRP [BGRP]), the shared-segment approach   introduces intermediate de-aggregation locations.  These are ASes   where aggregates may experience "re-aggregation".  At these   locations, routers that perform aggregation (AS egress routers) have   to keep track of the mapping between reservations and aggregates.   One possible way to do this is to keep each reservation identifier   and the corresponding resources stored at each aggregator.  However,   this solution incurs a high state penalty.  SICAP avoids this state   penalty by keeping track of the mapping between aggregates and   reservations at the level of destination domains rather than   explicitly map individual reservations to aggregates.  In other   words, SICAP maintains, per aggregate, a list of the destination   prefixes advertised by the destination AS an aggregate provides   access to.   Pan et al. show that BGRP scales well in terms of control state,   message processing, and bandwidth efficiency, when compared to RSVP   without aggregation.  However, partially given that BGRP was the   first approach to explore the issue of inter-domain control   aggregation in detail, they did not provide a comparison with other   aggregation protocols.   SICAP and BGRP messaging sequences are similar, and consequently,   these protocols attain the same signaling load.  This load is exactly   the same as that attained by proposals that do not perform   aggregation, given that SICAP and BGRP exchange messages per   individual reservation.  In terms of bandwidth, both protocols   provision aggregates with the exact bandwidth required by their   merged reservations.  Therefore, the major difference between SICAP   and BGRP is state maintained at BRs, which is significantly reduced   by SICAP.  We consider this to be of importance not so much for   offering a better-performing alternative to BGRP, but for quantifying   the performance improvements that might still be available in the   research field of control path aggregation.  Finally, to deal with   the possible problem of the signaling load, SICAP uses an over-   reservation mechanism [SGV03b], whose design took into consideration   a possible support for BGRP.7.3.  DARIS   Dynamic Aggregation of Reservations for Internet Services (DARIS)   [Bless02] [Bless04] defines an inter-domain aggregation scheme for   resource reservations.  Basically, it aggregates reservations along   Autonomous System (AS) paths (or parts thereof).  A set of   reservations whose data paths share a common sequence of ASes are   integrated into a joint reservation aggregate along that shared sub-Manner & Fu                  Informational                     [Page 28]

RFC 4094               Analysis of QoS Signaling                May 2005   path.  All entities within the aggregate, except for aggregate   starting and end point, can remove state information of the included   individual reservations, thereby saving states.  They just need to   hold the necessary information about the encompassing aggregate.   Moreover, these intermediate ASes are no longer involved in signaling   that is related to the aggregated reservations.  If more aggregate   resources are reserved than were actually required, the capacity of   the aggregate does not need to be adapted with every new or released   reservation (thereby reducing the number of message exchanges).   An aggregate between two ASes is created as soon as a threshold k is   exceeded that describes the active number of unidirectional   reservations between them.  It is, however, possible to apply   different aggregation triggers.  Furthermore, DARIS allows aggregates   to be nested hierarchically.  Therefore, the existence of shorter   aggregates does not prevent the creation of longer (and thus more   efficient) aggregates, and vice versa.  An evaluation of recent BGP   routing information in [Bless02] showed that 92% of all end-to-end   paths contain at least four ASes.  Consequently, an aggregate from   edge AS to edge AS can span four or more ASes, thus saving states and   signaling message processing in at least two ASes.   There is, however, a small chance that a reservation cannot be   included in a new aggregate, because it was already aggregated   elsewhere.  This so-called "aggregation conflict" is caused by the   prior removal of state information related to individual reservations   within intermediate ASes of the encompassing aggregate.  This may   also bring difficulties if reservations or aggregates are re-routed   between ASes.  One must be careful when considering how to define   sophisticated adaptation techniques for these special cases, because   they seem to become very complex.   The signaling protocol DMSP (Domain Manager Signaling Protocol)   supports aggregation by special extensions that reduce the   reservation setup time for more than one round-trip time in some   cases (e.g., if an aggregate's capacity must be increased before a   new reservation can be included).  Details can be found in [Bless02].   The DARIS concept was evaluated by using a simulation with a topology   that was derived from real BGP routing table information and   comprised more than 5500 ASes.  In comparison to a non-aggregated   scenario, the number of saved states lay in the range of one to two   orders of magnitude, and similar results were obtained with respect   to the number of signaling messages.  Though [Bless02] describes   DARIS in the context of distributed Domain Management entities   (similar to a bandwidth broker), it can be applied in a router-basedManner & Fu                  Informational                     [Page 29]

RFC 4094               Analysis of QoS Signaling                May 2005   resource management environment, too.  This will achieve a higher   degree of distribution, which is beneficial for large ASes, which are   highly interconnected.   A general issue with aggregation is that it is not the aggregating   and de-aggregating ASes that profit from their initiated aggregates,   but all intermediate ASes within an aggregate.  Therefore, some   incentive for aggregate creation has to be given.  This may lead to   novel cost models that have to be developed for aggregation concepts   in the future.8.  Security Considerations   This document does not present new technology or protocols.  Thus,   there are no explicit security issues.  Still, individual protocols   include different levels of security issues and those are highlighted   in the relevant sections and references.9.  Summary   Supporting flow-based soft state reservations has been proven useful.   Still, there have been different ways to improve the performance,   including refresh reduction and aggregation.  However, some of the   main concerns with these signaling protocols are the complexity of   the protocol, which affects implementations and processing overhead,   and the security of the signaling.  Especially, a proper scheme to   handle authentication and authorization of QoS resource requests and   a framework for providing signaling message security seem to be   missing from most protocols.  RSVP has a mechanism to protect   signaling messages based on manually distributed keys and concepts   for authorization, but they seem to be insufficient for a dynamic and   mobile environment.  [Tsch03] provides more details on security   properties provided by RSVP.  Moreover, secure and efficient   signaling to and from mobile nodes has been one of the critical   challenges not fully met by existing protocols.   Moving QoS signaling protocols into a generic messenger can provide   much adoption.  It is expected that the development of future   protocols should learn from the lessons of existing ones.   Nevertheless, the tradeoffs between the expected functionality,   protocol complexity/performance would still be taken into account.   For example, RSVP uses the two-way signaling mechanism, whereas   YESSIR employs only one-pass signaling.  Both can be shown to out-   perform the other in specific carefully chosen signaling scenarios.Manner & Fu                  Informational                     [Page 30]

RFC 4094               Analysis of QoS Signaling                May 200510.  Contributors   This document is part of the work done in the NSIS Working Group.   The document was initially written by Jukka Manner and Xiaoming Fu.   Since the first version, Martin Karsten has provided text about the   processing overhead of RSVP, and Hannes Tschofenig has provided text   about various security issues in the protocols.  Henning Schulzrinne   and Ping Pan have provided more information on RSVP transportation   after the second revision.  Kireeti Kompella and Adrian Farrel   provided a review and updates to the discussion on RSVP-TE and GMPLS.11.  Acknowledgements   We would like to acknowledge Bob Braden and Vlora Rexhepi for their   useful comments.Manner & Fu                  Informational                     [Page 31]

RFC 4094               Analysis of QoS Signaling                May 200512.Appendix A: Comparison of RSVP to the NSIS Requirements   This section provides a comparison of RSVP to the requirements   identified as part of the work in NSIS [RFC3726].  The numbering   follows the division in the requirements document.   5.1.  Architecture and Design Goals      5.1.1.  NSIS SHOULD Provide Availability Information on Request        RSVP itself does not support query-type of operations.  However,        the RSVP diagnosis messages extension [RFC2745] provides a means        to query resource availability.      5.1.2.  NSIS MUST Be Designed Modularly        RSVP was designed to be modular by way of TLV objects, however        it is regarded being lack of sufficient extensibility in various        kind of signalling applications.      5.1.3.  NSIS MUST Decouple Protocol and Information        RSVP is decoupled from the IntServ QoS specifications.  Still,        the concept of sessions in RSVP are somewhat coupled to the        information it carries.      5.1.4.  NSIS MUST Support Independence of Signaling and Network              Control Paradigm        The IntServ information carried by RSVP does not tie the QoS        provisioning mechanisms.      5.1.5.  NSIS SHOULD Be Able To Carry Opaque Objects        RSVP supports this.   5.2.  Signaling Flows      5.2.1.  The Placement of NSIS Initiator, Forwarder, and Responder              Anywhere in the Network MUST Be Allowed        Standard RSVP works only end-to-end, although the RSVP proxy        [BEGD02] and the Localized RSVP [MSK+04] have relaxed this        assumption.  RSVP relies on receiver-initiation way to perform        QoS reservations.Manner & Fu                  Informational                     [Page 32]

RFC 4094               Analysis of QoS Signaling                May 2005      5.2.2.  NSIS MUST support Path-Coupled and MAY Support Path-              Decoupled Signaling        Standard RSVP is path-coupled, but the Subnet Bandwidth        Manager (SBM) work makes RSVP somewhat path-decoupled.      5.2.3.  Concealment of Topology and Technology Information SHOULD              Be Possible        RSVP itself does not provide such capability.      5.2.4.  Transparent Signaling through Networks SHOULD Be Possible        RSVP messages are intercepted and evaluated in each RSVP router,        and thus they may not cross certain RSVP-routers unnoticed.        Still, the message processing rules allow unknown RSVP messages        to be forwarded unharmed.   5.3.  Messaging      5.3.1.  Explicit Erasure of State MUST Be Possible        Supported by the PathTear and ResvTear messages.      5.3.2.  Automatic Release of State After Failure MUST Be Possible        On error reservation states are torn down with PathTear        messages.      5.3.3.  NSIS SHOULD Allow for Sending Notifications Upstream        There are two notifications in RSVP, confirm of a reservation        set-up and tear down of reservation states as a result of        errors.      5.3.4.  Establishment and Refusal To Set Up State MUST Be Notified        PathErr and ResvErr messages provide refusal to set up state in        RSVP.      5.3.5.  NSIS MUST Allow for Local Information Exchange        RSVP NULL service type [RFC2997] provides such a feature.Manner & Fu                  Informational                     [Page 33]

RFC 4094               Analysis of QoS Signaling                May 2005   5.4.  Control Information      5.4.1.  Mutability Information on Parameters SHOULD Be Possible        Rspec and Adspec are mutable; Tspec is (generally) end-to-end        not mutable.      5.4.2.  It SHOULD Be Possible To Add and Remove Local Domain              Information        RSVP aggregation [RFC3175] and NULL service type [RFC2997] can        provide such a feature.      5.4.3.  State MUST Be Addressed Independent of Flow Identification        RSVP states are tied to the flows, thus this requirement is not        met.      5.4.4.  Modification of Already Established State SHOULD Be              Seamless        Modifications of a reservation is possible with RSVP.      5.4.5.  Grouping of Signaling for Several Micro-Flows MAY Be              Provided        Aggregated RSVP andRFC2961 allow this.   5.5.  Performance      5.5.1.  Scalability        RSVP scales linearly to the number of reservation states.      5.5.2.  NSIS SHOULD Allow for Low Latency in Setup        Setting up an RSVP reservation takes one round-trip time and the        processing times are each RSVP router.      5.5.3.  NSIS MUST Allow for Low Bandwidth Consumption for the              Signaling Protocol        The initial reservations messages can not be compressed, but the        refresh interval can be adjusted to consume less bandwidth, at        the expense of possible inefficient resource usage.Manner & Fu                  Informational                     [Page 34]

RFC 4094               Analysis of QoS Signaling                May 2005      5.5.4.  NSIS SHOULD Allow To Constrain Load on Devices        See discussions on RSVP performance (section 4).      5.5.5.  NSIS SHOULD Target the Highest Possible Network              Utilization        This depends on the IntServ service types, Controlled Load can        provide better overall utilization than Guaranteed Service.   5.6.  Flexibility      5.6.1.  Flow Aggregation        Aggregated RSVP andRFC2961 allow this.      5.6.2.  Flexibility in the Placement of the NSIS              Initiator/Responder        RSVP allows receiver as initiator of reservations.      5.6.3.  Flexibility in the Initiation of State Change        RSVP receivers can initiate the state change during its        refreshment.      5.6.4.  SHOULD Support Network-Initiated State Change        As RSVP supports hop-by-hop refreshment, this is made possible.      5.6.5.  Uni / Bi-Directional State Setup        RSVP is only uni-directional.   5.7.  Security      5.7.1.  Authentication of Signaling Requests        Authentication is available in RSVP.      5.7.2.  Request Authorization        Authorization with a PDP is possible in RSVP.      5.7.3.  Integrity Protection        The INTEGRITY Object is available in RSVP.Manner & Fu                  Informational                     [Page 35]

RFC 4094               Analysis of QoS Signaling                May 2005      5.7.4.  Replay Protection        The INTEGRITY Object to replay protect the content of the        signaling messages between two RSVP nodes.      5.7.5.  Hop-By-Hop Security        The RSVP security model works only hop-by-hop.      5.7.6.  Identity Confidentiality and Network Topology Hiding        The INTEGRITY Object can be used for this purpose.      5.7.7.  Denial-Of-Service Attacks        Challenging with RSVP.      5.7.8.  Confidentiality of Signaling Messages        Not supported by RSVP.      5.7.9. Ownership of State        Challenging with RSVP.   5.8.  Mobility      5.8.1.  Allow Efficient Service Re-Establishment After Handover        Works for upstream but may not be achieved for the downstream        if mobility is not noticed at the cross-over router.   5.9.  Interworking with Other Protocols and Techniques      5.9.1.  MUST Interwork with IP TunnelingRFC 2746 discusses these issues.      5.9.2.  MUST NOT Constrain either to IPv4 or IPv6        RSVP supports both IP versions.      5.9.3.  MUST Be Independent from Charging Model        RSVP does not discuss this.Manner & Fu                  Informational                     [Page 36]

RFC 4094               Analysis of QoS Signaling                May 2005      5.9.4.  SHOULD Provide Hooks for AAA Protocols        COPS and RSVP work together.      5.9.5.  SHOULD Work with Seamless Handoff Protocols        Not supported by RSVP.  Still, [RFC2205] suggests that route        changes should be indicated to the local RSVP daemon, which can        then initiate state refresh.      5.9.6.  MUST Work with Traditional Routing        RSVP expects traditional routing.   5.10.  Operational      5.10.1.  Ability to Assign Transport Quality to Signaling Messages        This is a network design issue, but is possible with DiffServ.      5.10.2.  Graceful Fail Over        RSVP supports this.      5.10.3.  Graceful Handling of NSIS Entity Problems        RSVP itself does not supports this.Manner & Fu                  Informational                     [Page 37]

RFC 4094               Analysis of QoS Signaling                May 200513.  Normative References   [RFC3726]      Brunner, M., "Requirements for Signaling Protocols",RFC 3726, April 2004.14.  Informative References   [3GPP-TS23207] 3GPP TS 23.207 V5.6.0, End-to-end Quality of Service                  (QoS) Concept and Architecture, Release 5, December                  2002.   [BEBH96]       Braden, R., Estrin, D., Berson, S., Herzog, and D.                  Zappala, "The Design of the RSVP Protocol", ISI Final                  Technical Report, July 1996.   [BEGD02]       Y. Bernet, N. Elfassy, S. Gai, and D. Dutt, "RSVP                  Proxy", Work in Progress, March 2002.   [BFM+96]       A. Banerjea, D. Ferrari, B. Mah, M. Moran, D. Verma,                  and H.  Zhang, "The Tenet Real-Time Protocol Suite:                  Design, Implementation, and Experiences", IEEE/ACM                  Transactions on Networking, Volume 4, Issue 1,                  February 1996, pp. 1-10.   [BGRP]         P. Pan, E, Hahne, and H. Schulzrinne, "BGRP: A Tree-                  Based Aggregation Protocol for Inter-domain                  Reservations", Journal of Communications and Networks,                  Vol. 2, No. 2, June 2000, pp. 157-167.   [Bless02]      R. Bless, "Dynamic Aggregation of Reservations for                  Internet Services", Proceedings of the Tenth                  International Conference on Telecommunication Systems                  - Modeling and Analysis (ICTSM 10), Vol. 1, pp. 26-38,                  October 3-6 2002, Monterey, California, available athttp://www.tm.uka.de/doc/2003/ictsm-daris-journal-crc-web.pdf.   [Bless04]      R. Bless, "Towards Scalable Management of QoS-based                  End-to- End Services" (PDF), Proceedings of NOMS 2004                  (IEEE/IFIP 2004 Network Operations and Management                  Symposium), April 2004, Seoul, Korea.   [FAST-REROUTE] P. Pan, G. Swallow, and A. Atlas, "Fast Reroute                  Extensions to RSVP-TE for LSP Tunnels", Work in                  Progress, January 2004.Manner & Fu                  Informational                     [Page 38]

RFC 4094               Analysis of QoS Signaling                May 2005   [FNM+99]       G. Feher, K. Nemeth, M. Maliosz, I. Cselenyi, J.                  Bergkvist, D. Ahlard, T. Engborg, "Boomerang A Simple                  Protocol for Resource Reservation in IP Networks",                  IEEE RTAS, 1999.   [FNS02]        G. Feher, K. Nemeth, and I. Cselenyi, "Performance                  evaluation framework for IP resource reservation                  signalling". Performance Evaluation 48 (2002), pp.                  131-156.   [FJ02]         P. Fransson and A. Jonsson, "The need for an                  alternative to IPv4-options", in RVK (RadioVetenskap                  och Kommunikation), Stockholm, Sweden, pp. 162-166,                  June 2002.   [Fu02]         X. Fu, C. Kappler, and H. Tschofenig, "Analysis on                  RSVP Regarding Multicast". Technical Report No. IFI-                  TB-2002-001, ISSN 1611-1044, Institute for                  Informatics, University of Goettingen, Oct 2002.   [H.245]        ITU-T Recommendation H.245, Control Protocol for                  Multimedia Communication, July 2000.   [H.323]        ITU-T Recommendation H.323, Packet-based Multimedia                  Communications Systems, Nov. 2000.   [JR03]         Jukka Manner, Kimmo Raatikainen, "Localized QoS                  Management for Multimedia Applications in Wireless                  Access Networks". IASTED International Conference on                  Internet and Multimedia Systems and Applications (IMSA                  2003), August, 2003, pp. 193-200.   [Kars01]       M. Karsten, "Experimental Extensions to RSVP -- Remote                  Client and One-Pass Signalling".  IWQoS 2001,                  Karlsruhe, Germany, June 2001.   [KSS01]        M. Karsten, Jens Schmitt, Ralf Steinmetz,                  "Implementation and Evaluation of the KOM RSVP                  Engine", IEEE Infocom 2001.   [LGZC00]       S. Lee, A. Gahng-Seop, X. Zhang, A.                  Campbell,"INSIGNIA: An IP-Based Quality of Service                  Framework for Mobile Ad Hoc Networks".  Journal of                  Parallel and Distributed Computing (Academic Press),                  Special issue on Wireless and Mobile Computing and                  Communications, Vol. 60, Number 4, April, 2000, pp.                  374-406.Manner & Fu                  Informational                     [Page 39]

RFC 4094               Analysis of QoS Signaling                May 2005   [MA01]         B. Moon, and H. Aghvami, "RSVP Extensions for Real-                  Time Services in Wireless Mobile Networks".  IEEE                  Communications Magazine, December 2001, pp. 52-59.   [MESZ94]       D. Mitzel, D. Estrin, S. Shenker, and L. Zhang, "An                  Architectural Comparison of ST-II and RSVP", Infocom                  1994.   [MHS02]        Y Miao, W. Hwang, and C. Shieh, "A transparent                  deployment method of RSVP-aware applications on UNIX".                  Computer Networks, 40 (2002), pp. 45-56.   [MSK+04]       J. Manner, T. Suihko, M. Kojo, M. Liljeberg, K.                  Raatikainen, "Localized RSVP", Work in Progress,                  September 2004.   [OVERLAY]      G. Swallow, J. Drake, H. Ishimatsu, and Y. Rekhter,                  "GMPLS UNI: RSVP Support for the Overlay Model", Work                  in Progress, February 2004.   [PS97]         P. Pan and H. Schulzrinne, "Staged refresh timers for                  RSVP", Global Internet, Phoenix, Arizona, November                  1997.   [PS98]         P. Pan, and H. Schulzrinne, "YESSIR: A Simple                  Reservation Mechanism for the Internet". Proceedings                  of NOSSDAV, Cambridge, UK, July 1998.   [PS00]         P. Pan, and H. Schulzrinne, "PF_IPOPTION: A kernel                  extension for IP option packet processing", Technical                  Memorandum 10009669-02TM, Bell Labs, Lucent                  Technologies, Murray Hill, NJ, June 2000.   [RFC1819]      Delgrossi, L. and L. Berger, "Internet Stream Protocol                  Version 2 (ST2) Protocol Specification - Version                  ST2+",RFC 1819, August 1995.   [RFC2113]      Katz, D., "IP Router Alert Option",RFC 2113, February                  1997.   [RFC2205]      Braden, R., Zhang, L., Berson, S., Herzog, S., and S.                  Jamin, "Resource ReSerVation Protocol (RSVP) --                  Version 1 Functional Specification",RFC 2205,                  September 1997.   [RFC2207]      Berger, L. and T. O'Malley, "RSVP Extensions for IPSEC                  Data Flows",RFC 2207, September 1997.Manner & Fu                  Informational                     [Page 40]

RFC 4094               Analysis of QoS Signaling                May 2005   [RFC2210]      Wroclawski, J., "The Use of RSVP with IETF Integrated                  Services",RFC 2210, September 1997.   [RFC2379]      Berger, L., "RSVP over ATM Implementation Guidelines",BCP 24,RFC 2379, August 1998.   [RFC2380]      Berger, L., "RSVP over ATM Implementation                  Requirements",RFC 2380, August 1998.   [RFC2745]      Terzis, A., Braden, B., Vincent, S., and L. Zhang,                  "RSVP Diagnostic Messages",RFC 2745, January 2000.   [RFC2746]      Terzis, A., Krawczyk, J., Wroclawski, J., and L.                  Zhang, "RSVP Operation Over IP Tunnels",RFC 2746,                  January 2000.   [RFC2747]      Baker, F., Lindell, B., and M. Talwar, "RSVP                  Cryptographic Authentication",RFC 2747, January 2000.   [RFC2749]      Herzog, S., Boyle, J., Cohen, R., Durham, D., Rajan,                  R., and A. Sastry, "COPS usage for RSVP",RFC 2749,                  January 2000.   [RFC2750]      Herzog, S., "RSVP Extensions for Policy Control",RFC2750, January 2000.   [RFC2814]      Yavatkar, R., Hoffman, D., Bernet, Y., Baker, F., and                  M. Speer, "SBM (Subnet Bandwidth Manager): A Protocol                  for RSVP-based Admission Control over IEEE 802-style                  networks",RFC 2814, May 2000.   [RFC2961]      Berger, L., Gan, D., Swallow, G., Pan, P., Tommasi,                  F., and S. Molendini, "RSVP Refresh Overhead Reduction                  Extensions",RFC 2961, April 2001.   [RFC2996]      Bernet, Y., "Format of the RSVP DCLASS Object",RFC2996, November 2000.   [RFC2997]      Bernet, Y., Smith, A., and B. Davie, "Specification of                  the Null Service Type",RFC 2997, November 2000.   [RFC2998]      Bernet, Y., Ford, P., Yavatkar, R., Baker, F., Zhang,                  L., Speer, M., Braden, R., Davie, B., Wroclawski, J.,                  and E. Felstaine, "A Framework for Integrated Services                  Operation over Diffserv Networks",RFC 2998, November                  2000.Manner & Fu                  Informational                     [Page 41]

RFC 4094               Analysis of QoS Signaling                May 2005   [RFC3175]      Baker, F., Iturralde, C., Le Faucheur, F., and B.                  Davie, "Aggregation of RSVP for IPv4 and IPv6                  Reservations",RFC 3175, September 2001.   [RFC3181]      Herzog, S., "Signaled Preemption Priority Policy                  Element",RFC 3181, October 2001   [RFC3182]      Yadav, S., Yavatkar, R., Pabbati, R., Ford, P., Moore,                  T., Herzog, S., and R. Hess, "Identity Representation                  for RSVP",RFC 3182, October 2001.   [RFC3209]      Awduche, D., Berger, L., Gan, D., Li, T., Srinivasan,                  V., and G. Swallow, "RSVP-TE: Extensions to RSVP for                  LSP Tunnels",RFC 3209, December 2001.   [RFC3270]      Le Faucheur, F., Wu, L., Davie, B., Davari, S.,                  Vaananen, P., Krishnan, R., Cheval, P., and J.                  Heinanen, "Multi-Protocol Label Switching (MPLS)                  Support of Differentiated Services",RFC 3270, May                  2002.   [RFC3303]      Srisuresh, P., Kuthan, J., Rosenberg, J., Molitor, A.,                  and A. Rayhan, "Middlebox communication architecture                  and framework",RFC 3303, August 2002.   [RFC3473]      Berger, L., "Generalized Multi-Protocol Label                  Switching (GMPLS) Signaling Resource ReserVation                  Protocol-Traffic Engineering (RSVP-TE) Extensions",RFC 3473, January 2003.   [RFC3477]      Kompella, K. and Y. Rekhter, "Signalling Unnumbered                  Links in Resource ReSerVation Protocol - Traffic                  Engineering (RSVP-TE)",RFC 3477, January 2003.   [RFC3520]      Hamer, L-N., Gage, B., Kosinski, B., and H. Shieh,                  "Session Authorization Policy Element",RFC 3520,                  April 2003.   [SGV02]        R. Sofia, R. Guerin, and P. Veiga, "An Investigation                  of Inter-Domain Control Aggregation Procedures",                  International Conference on Networking Protocols, ICNP                  2002, Paris, France, November 2002.   [SGV03]        R. Sofia, R. Guerin, and P. Veiga. SICAP, a Shared-                  segment Inter-domain Control Aggregation Protocol.                  High Performance Switching and Routing, HPSR 2003,                  Turin, Italy, June 2003.Manner & Fu                  Informational                     [Page 42]

RFC 4094               Analysis of QoS Signaling                May 2005   [SGV03b]       R. Sofia, R. Guerin, and P. Veiga. A Study of Over-                  reservation for Inter-Domain Control Aggregation                  Protocols. Technical report (short version under                  submission), University of Pennsylvania, May 2003,                  available athttp://einstein.seas.upenn.edu/mnlab/publications.html.   [TBA01]        A. Talukdar, B. Badrinath, and A. Acharya, "MRSVP: A                  Resource Reservation Protocol for an Integrated                  Services Network with Mobile Hosts", Wireless                  Networks, vol. 7, no. 1, pp. 5-19, 2001.   [Thom02]       M. Thomas, "Analysis of Mobile IP and RSVP                  Interactions", Work in Progress, October 2002.   [Tsch03]       H. Tschofenig,"RSVP Security Properties", Work in                  Progress, February 2004.   [ZDSZ93]       L. Zhang, S. Deering, D. Estrin, and D. Zappala,                  "RSVP: A New Resource Reservation Protocol", IEEE                  Network, Volume 7, Pages 8-18, September 1993.   [URL1]http://www.atm.tut.fi/list-archive/diffserv/thrd3.html   [URL2]         OPENSIGhttp://comet.columbia.edu/opensig/   [URL3]         SIGLITEhttp://www1.cs.columbia.edu/~pingpan/projects/siglite.htmlManner & Fu                  Informational                     [Page 43]

RFC 4094               Analysis of QoS Signaling                May 2005Authors' Addresses   Jukka Manner   Department of Computer Science   University of Helsinki   P.O. Box 68 (Gustav Hallstrominkatu 2b)   FIN-00014 HELSINKI   Finland   Phone: +358-9-191-51298   Fax:   +358-9-191-51120   EMail: jmanner@cs.helsinki.fi   Xiaoming Fu   Institute for Informatics   Georg-August-University of Goettingen   Lotzestrasse 16-18   37083 Goettingen   Germany   Phone: +49-551-39-14411   Fax:   +49-551-39-14403   EMail: fu@cs.uni-goettingen.deManner & Fu                  Informational                     [Page 44]

RFC 4094               Analysis of QoS Signaling                May 2005Full Copyright Statement   Copyright (C) The Internet Society (2005).   This document is subject to the rights, licenses and restrictions   contained inBCP 78, and except as set forth therein, the authors   retain all their rights.   This document and the information contained herein are provided on an   "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS   OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY AND THE INTERNET   ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS OR IMPLIED,   INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE   INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED   WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.Intellectual Property   The IETF takes no position regarding the validity or scope of any   Intellectual Property Rights or other rights that might be claimed to   pertain to the implementation or use of the technology described in   this document or the extent to which any license under such rights   might or might not be available; nor does it represent that it has   made any independent effort to identify any such rights.  Information   on the procedures with respect to rights in RFC documents can be   found inBCP 78 andBCP 79.   Copies of IPR disclosures made to the IETF Secretariat and any   assurances of licenses to be made available, or the result of an   attempt made to obtain a general license or permission for the use of   such proprietary rights by implementers or users of this   specification can be obtained from the IETF on-line IPR repository athttp://www.ietf.org/ipr.   The IETF invites any interested party to bring to its attention any   copyrights, patents or patent applications, or other proprietary   rights that may cover technology that may be required to implement   this standard.  Please address the information to the IETF at ietf-   ipr@ietf.org.Acknowledgement   Funding for the RFC Editor function is currently provided by the   Internet Society.Manner & Fu                  Informational                     [Page 45]

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