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Network Working Group                                       G. CamarilloRequest for Comments: 3578                                      EricssonCategory: Standards Track                                    A. B. Roach                                                             dynamicsoft                                                             J. Peterson                                                                 NeuStar                                                                  L. Ong                                                                   Ciena                                                             August 2003Mapping of Integrated Services Digital Network (ISDN)User Part (ISUP) Overlap Signallingto the Session Initiation Protocol (SIP)Status of this Memo   This document specifies an Internet standards track protocol for the   Internet community, and requests discussion and suggestions for   improvements.  Please refer to the current edition of the "Internet   Official Protocol Standards" (STD 1) for the standardization state   and status of this protocol.  Distribution of this memo is unlimited.Copyright Notice   Copyright (C) The Internet Society (2003).  All Rights Reserved.Abstract   This document describes a way to map Integrated Services Digital   Network User Part (ISUP) overlap signalling to Session Initiation   Protocol (SIP).  This mechanism might be implemented when using SIP   in an environment where part of the call involves interworking with   the Public Switched Telephone Network (PSTN).Camarillo, et al.           Standards Track                     [Page 1]

RFC 3578             ISUP Overlap Signalling to SIP          August 2003Table of Contents1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .3   2.  Conversion of ISUP Overlap Signalling into SIP en-bloc       Signalling . . . . . . . . . . . . . . . . . . . . . . . . . .32.1.  Waiting for the Minimum Amount of Digits . . . . . . . .42.2.  The Minimum Amount of Digits has been Received . . . . .43.  Sending Overlap Signalling to a SIP Network. . . . . . . . . .53.1.  One vs. Several Transactions . . . . . . . . . . . . . .53.2.  Generating Multiple INVITEs. . . . . . . . . . . . . . .63.3.  Receiving Multiple Responses . . . . . . . . . . . . . .83.4.  Canceling Pending INVITE Transactions. . . . . . . . . .93.5.  SIP to ISUP. . . . . . . . . . . . . . . . . . . . . . .94.  Security Considerations. . . . . . . . . . . . . . . . . . . .105.  Acknowledgments. . . . . . . . . . . . . . . . . . . . . . . .106.  Normative References . . . . . . . . . . . . . . . . . . . . .107.  Intellectual Property Statement. . . . . . . . . . . . . . . .118.  Authors' Addresses . . . . . . . . . . . . . . . . . . . . . .129.  Full Copyright Statement . . . . . . . . . . . . . . . . . . .13Camarillo, et al.           Standards Track                     [Page 2]

RFC 3578             ISUP Overlap Signalling to SIP          August 20031.  Introduction   A mapping between the Session Initiation Protocol (SIP) [1] and the   ISDN User Part (ISUP) [2] of SS7 is described inRFC 3398 [3].   However,RFC 3398 only takes into consideration ISUP en-bloc   signalling.  En-bloc signalling consists of sending the complete   telephone number of the callee in the first signalling message.   Although modern switches always use en-bloc signalling, some parts of   the PSTN still use overlap signalling.   Overlap signalling consists of sending only some digits of the   callee's number in the first signalling message.  Further digits are   sent in subsequent signalling messages.  Although overlap signalling   in the PSTN is the source of much additional complexity, it is still   in use in some countries.   Like modern switches, SIP uses en-bloc signalling.  The Request-URI   of an INVITE request always contains the whole address of the callee.   Native SIP end-points never generate overlap signalling.   Therefore, the preferred solution for a gateway handling PSTN overlap   signalling and SIP is to convert the PSTN overlap signalling into SIP   en-bloc signalling using number analysis and timers.  The gateway   waits until all the signalling messages carrying parts of the   callee's number arrive, and only then, it generates a SIP INVITE   request.Section 2 describes how to convert ISUP overlap signalling   into en-bloc SIP this way.   However, although it is the preferred solution, conversion of overlap   to en-bloc signalling sometimes results in unacceptable (multiple   second) call setup delays to human users.  In these situations, some   form of overlap signalling has to be used in the SIP network to   minimize the call setup delay.  However, introducing overlap   signalling in SIP introduces complexity and brings some issues.Section 3 analyzes the issues related to the use of overlap   signalling in a SIP network and describe ways to deal with them in   some particular network scenarios.Section 3 also describes in which   particular network scenarios those issues make the use of overlap   signalling in the SIP network unacceptable.2.  Conversion of ISUP Overlap Signalling into SIP en-bloc Signalling   In this scenario, the gateway receives an IAM (Initial Address   Message) that contains only a portion of the called number.  The rest   of the digits dialed arrive later in one or more SAMs (Subsequent   Address Message).Camarillo, et al.           Standards Track                     [Page 3]

RFC 3578             ISUP Overlap Signalling to SIP          August 20032.1.  Waiting for the Minimum Amount of Digits   If the IAM contains less than the minimum amount of digits to route a   call, the gateway starts T35 and waits until the minimum amount of   digits that can represent a telephone number is received (or a stop   digit is received).  If T35 expires before the minimum amount of   digits (or a stop digit) has been received, a REL with cause value 28   is sent to the ISUP side.  T35 is defined in Q.764 [4] as 15-20   seconds.   If a stop digit is received, the gateway can already generate an   INVITE request with the complete called number.  Therefore, the call   proceeds as usual.2.2.  The Minimum Amount of Digits has been Received   Once the minimum amount of digits that can represent a telephone   number has been received, the gateway should use number analysis to   decide if the number that has been received so far is a complete   number.  If it is, the gateway can generate an INVITE request with   the complete called number.  Therefore, the call proceeds as usual.   However, there are cases when the gateway cannot know whether the   number received is a complete number or not.  In this case, the   gateway should collect digits until a timer (T10) expires or a stop   digit (such as, #) is entered by the user (note that T10 is refreshed   every time a new digit is received).   When T10 expires, an INVITE with the digits collected so far is sent   to the SIP side.  After this, any SAM received is ignored.      PSTN                      MGC/MG                       SIP        |                          |                          |        |-----------IAM----------->| Starts T10               |        |                          |                          |        |-----------SAM----------->| Starts T10               |        |                          |                          |        |-----------SAM----------->| Starts T10               |        |                          |                          |        |                          |                          |        |             T10 expires  |---------INVITE---------->|        |                          |                          |        Figure 1: Use of T10 to convert overlap signalling to en-blocCamarillo, et al.           Standards Track                     [Page 4]

RFC 3578             ISUP Overlap Signalling to SIP          August 2003   Note that T10 is defined for conversion between overlap signalling   (e.g., CAS) and en-bloc ISUP.  PSTN switches usually implement a   locally defined value of timer T10 -- which may not be within the 4-6   second range recommended by Q.764 [4] -- to convert overlap ISUP to   en-bloc ISUP.  This document uses T10 and recommends the range of   values defined in Q.764 [4], which seems suitable for conversion from   overlap to en-bloc SIP operation.  The actual choice of the timer   value is a matter of local policy.3.  Sending Overlap Signalling to a SIP Network   This section analyzes the issues related to the use of overlap   signalling in a SIP network and describes a possible solution and its   applicability scope.  It is important to note that, if used outside   its applicability scope, this solution could cause a set of problems,   which are identified in this section.3.1.  One vs. Several Transactions   An ingress gateway receiving ISUP overlap signalling (i.e., one IAM   and one or more SAMs) needs to map it into SIP signalling.  One   possible approach would consists of sending an INVITE with the digits   received in the IAM, and once an early dialog is established, sending   the digits received in SAMs in a SIP request (e.g., INFO) within that   early dialog.   This approach has several problems.  It requires that the remote SIP   user agent (which might be a gateway) sends a non-100 provisional   response as soon as it receives the initial INVITE to establish the   early dialog.  Current gateways, following the procedures inRFC 3398   [3], do not generate such a provisional response.  Having gateways   generate such a response (e.g., 183 Session Progress) would cause   ingress gateways to generate early ACMs, confusing the PSTN state   machine even in calls that do not use overlap signalling.   In this approach, once the initial INVITE request is routed, all the   subsequent requests sent within the early dialog follow the same   path.  That is, they cannot be re-routed to take advantage of SIP-   based services.  Therefore, we do not recommend using this approach.   An alternative approach consists of sending a new INVITE that   contains all the digits received so far every time a new SAM is   received.  Since every new INVITE sent represents a new transaction,   they can be routed in different ways.  This way, every new INVITE can   take advantage of any SIP service that the network may provide.Camarillo, et al.           Standards Track                     [Page 5]

RFC 3578             ISUP Overlap Signalling to SIP          August 2003   However, having subsequent INVITEs routed in different ways brings   some problems as well.  The first INVITE, for instance, might be   routed to a particular gateway, and a subsequent INVITE, to another.   The result is that both gateways generate an IAM.  Since one of the   IAMs (or both) has an incomplete number, it would fail, having   already consumed PSTN resources.  It could even happen that both IAMs   contained complete, but different numbers (i.e., one number is the   prefix of the other one).   Routing in SIP can be controlled by the administrator of the network.   Therefore, a gateway can be configured to generate SIP overlap   signalling in the way described below only if the SIP routing   infrastructure ensures that INVITEs will only reach one gateway.   When the routing infrastructure is not under the control of the   administrator of the gateway, the procedures ofSection 2 have to be   used instead.   Within some dialing plans in the PSTN, a phone number might be a   prefix of another one.  This situation is not common, but it can   occur.  Where en-bloc signalling is used, this ambiguity is resolved   before the digits are placed in the en-bloc signalling.  If overlap   signaling was used in this situation, a different user than the one   the caller intended to call might be contacted.  That is why in the   parts of the PSTN where overlap is used, a prefix of a telephone   number never identifies another valid number.  Therefore, SIP overlap   signalling should not be used when attempting to reach parts of the   PSTN where it is possible for a number and some shorter prefix of the   same number to both be valid addresses of different terminals.3.2.  Generating Multiple INVITEs   In this scenario, the gateway receives an IAM (Initial Address   Message) and possibly one or more SAMs (Subsequent Address Message)   that provide more than the minimum amount of digits that can   represent a phone number.   As soon as the minimum amount of digits is received, the gateway   sends an INVITE and starts T10.  This INVITE is built following the   procedures described inRFC 3398 [3].   If a SAM arrives to the gateway, T10 is refreshed and a new INVITE   with the new digits received is sent.  The new INVITE has the same   Call-ID and the same From header field including the tag as the first   INVITE sent, but has an updated Request-URI.  The new Request-URI   contains all the digits received so far.  The To header field of the   new INVITE contains all the digits as well, but has no tag.Camarillo, et al.           Standards Track                     [Page 6]

RFC 3578             ISUP Overlap Signalling to SIP          August 2003      Note that it is possible to receive a response to the first INVITE      before having sent the second INVITE.  In this case, the response      received would contain a To tag and information (Record-Route and      Contact) to build a Route header field.  The new INVITE to be sent      (containing new digits) should not use any of these headers.  That      is, the new INVITE does not contain neither To tag nor Route      header field.  This way, this new INVITE can be routed dynamically      by the network providing services.   The new INVITE should, of course, contain a Cseq field.  It is   recommended that the Cseq of the new INVITE is higher than any of the   previous Cseq that the gateway has generated for this Call-ID (no   matter for which dialog the Cseq was generated).      When an INVITE forks, responses from different locations might      arrive establishing one or more early dialogs.  New requests such      as, PRACK or UPDATE can be sent within every particular early      dialog.  This implies that the Cseq number spaces of different      early dialogs are different.  Sending a new INVITE with a Cseq      that is still unused by any of the remote destinations avoids      confusion at the destination.   If the gateway is encapsulating ISUP messages as SIP bodies, it   should place the IAM and all the SAMs received so far in this INVITE.      PSTN                      MGC/MG                       SIP        |                          |                          |        |-----------IAM----------->| Starts T10               |        |                          |---------INVITE---------->|        |                          |                          |        |-----------SAM----------->| Starts T10               |        |                          |---------INVITE---------->|        |                          |                          |        |-----------SAM----------->| Starts T10               |        |                          |---------INVITE---------->|        |                          |                          |                     Figure 2: Overlap signalling in SIPCamarillo, et al.           Standards Track                     [Page 7]

RFC 3578             ISUP Overlap Signalling to SIP          August 2003   If 4xx, 5xx or 6xx final responses arrive (e.g., 484 address   incomplete) for the pending INVITE transactions before T10 has   expired, the gateway should not send any REL.  A REL is sent only if   no more SAMs arrive, T10 expires, and all the INVITEs sent have been   answered with a final response (different than 200 OK).      PSTN                      MGC/MG                       SIP        |                          |                          |        |-----------IAM----------->| Starts T10               |        |                          |---------INVITE---------->|        |                          |<---------484-------------|        |                          |----------ACK------------>|        |                          |                          |        |                          |                          |        |             T10 expires  |                          |        |<----------REL------------|                          |           Figure 3: REL generation when overlap signalling is used   The best status code among all the responses received for all the   INVITEs that were generated is used to calculate the cause value of   the REL as described inRFC 3398 [3].      The computation of the best response is done in the same way as      forking proxies compute the best response to be returned to the      client for a particular INVITE.  Note that the best response is      not always the response to the INVITE that contained more digits.      If the user dials a particular number and then types an extra      digit by mistake, a 486 (Busy Here) could be received for the      first INVITE and a 484 (Address Incomplete) for the second one      (which contained more digits).3.3.  Receiving Multiple Responses   When overlap signalling in SIP is used, the ingress gateway sends   multiple INVITEs.  Accordingly, it will receive multiple responses.   The responses to all the INVITEs sent, except for one (normally, but   not necessarily the last one), are typically 400 class responses   (e.g., 484 Address Incomplete) that terminate the INVITE transaction.   However, a 183 Session Progress response with a media description can   also be received.  The media stream will typically contain a message   such as, "The number you have just dialed does not exist".Camarillo, et al.           Standards Track                     [Page 8]

RFC 3578             ISUP Overlap Signalling to SIP          August 2003   The issue of receiving different 183 Session Progress responses with   media descriptions does not only apply to overlap signalling.  When   vanilla SIP is used, several responses can also arrive to a gateway   if the INVITE forked.  It is then up to the gateway to decide which   media stream should be played to the user.   However, overlap signalling adds a requirement to this process.  As a   general rule, a media stream corresponding to the response to an   INVITE with a greater number of digits should be given more priority   than media streams from responses with less digits.3.4.  Canceling Pending INVITE Transactions   When a gateway sends a new INVITE containing new digits, it should   not CANCEL the previous INVITE transaction.  This CANCEL could arrive   before the new INVITE to an egress gateway and trigger a REL before   the new INVITE arrived.  INVITE transactions are typically terminated   by the reception of 4xx responses.   However, once a 200 OK response has been received, the gateway should   CANCEL all the other INVITE transactions were generated.  A   particular gateway might implement a timer to wait for some time   before sending any CANCEL.  This gives time to all the previous   INVITE transactions to terminate smoothly without generating more   signalling traffic (CANCEL messages).3.5.  SIP to ISUP   In this scenario (the call originates in the SIP network), the   gateway receives multiple INVITEs that have the same Call-ID but have   different Request-URIs.  Upon reception of the first INVITE, the   gateway generates an IAM following the procedures described inRFC3398 [3].   When a gateway receives a subsequent INVITE with the same Call-ID and   From tag as the previous one, and an updated Request-URI, a SAM   should be generated as opposed to a new IAM.  Upon reception of a   subsequent INVITE, the INVITE received previously is answered with   484 Address Incomplete.   If the gateway is attached to the PSTN in an area where en-bloc   signalling is used, a REL for the previous IAM and a new IAM should   be generated.Camarillo, et al.           Standards Track                     [Page 9]

RFC 3578             ISUP Overlap Signalling to SIP          August 20034.  Security Considerations   When overlap signaling is employed, it is possible that an attacker   could send multiple INVITEs containing an incomplete address to the   same gateway in an attempt to occupy all available ports and thereby   deny service to legitimate callers.  Since none of these partially   addressed calls would ever complete, in a traditional billing scheme,   the sender of the INVITEs might never be charged.  To address this   threat, the authors recommend that gateway operators authenticate the   senders of INVITE requests, first, in order to have some   accountability for the source of calls (it is very imprudent to give   gateway access to unknown users on the Internet), but second, so that   the gateway can determine when multiple calls are originating from   the same source in a short period of time.  Some sort of threshold of   hanging overlap calls should be tracked by the gateway, and after the   limit is exceeded, the further similar calls should be rejected to   prevent the saturation of gateway trunking resources.5.  Acknowledgments   Jonathan Rosenberg, Olli Hynonen, and Mike Pierce provided useful   feedback on this document.6.  Normative References   [1]  Rosenberg, J., Schulzrinne, H., Camarillo, G., Johnston, A.,        Peterson, J., Sparks, R., Handley, M. and E. Schooler, "SIP:        Session Initiation Protocol",RFC 3261, June 2002.   [2]  "Application of the ISDN user part of CCITT signaling system no.        7 for international ISDN interconnections", ITU-T Q.767,        February 1991.   [3]  Camarillo, G., Roach, A. B., Peterson, J. and L. Ong,        "Integrated Services Digital Network (ISDN) User Part (ISUP) to        Session Initiation Protocol (SIP) Mapping",RFC 3398, December        2002.   [4]  "Signalling system no. 7 - ISDN user part signalling        procedures," ITU-T Q.764, December 1999.Camarillo, et al.           Standards Track                    [Page 10]

RFC 3578             ISUP Overlap Signalling to SIP          August 20037.  Intellectual Property Statement   The IETF takes no position regarding the validity or scope of any   intellectual property or other rights that might be claimed to   pertain to the implementation or use of the technology described in   this document or the extent to which any license under such rights   might or might not be available; neither does it represent that it   has made any effort to identify any such rights.  Information on the   IETF's procedures with respect to rights in standards-track and   standards-related documentation can be found inBCP-11.  Copies of   claims of rights made available for publication and any assurances of   licenses to be made available, or the result of an attempt made to   obtain a general license or permission for the use of such   proprietary rights by implementors or users of this specification can   be obtained from the IETF Secretariat.   The IETF invites any interested party to bring to its attention any   copyrights, patents or patent applications, or other proprietary   rights which may cover technology that may be required to practice   this standard.  Please address the information to the IETF Executive   Director.Camarillo, et al.           Standards Track                    [Page 11]

RFC 3578             ISUP Overlap Signalling to SIP          August 20038.  Authors' Addresses   Gonzalo Camarillo   Ericsson   Advanced Signalling Research Lab.   FIN-02420 Jorvas   Finland   EMail:  Gonzalo.Camarillo@ericsson.com   Adam Roach   dynamicsoft   5100 Tennyson Parkway   Suite 1200   Plano, TX 75024   USA   EMail:  adam@dynamicsoft.com   Jon Peterson   NeuStar, Inc.   1800 Sutter St   Suite 570   Concord, CA 94520   USA   EMail:  jon.peterson@neustar.biz   Lyndon Ong   Ciena   5965 Silver Creek Valley Road   San Jose, CA 95138   USA   EMail: lyong@ciena.comCamarillo, et al.           Standards Track                    [Page 12]

RFC 3578             ISUP Overlap Signalling to SIP          August 20039.  Full Copyright Statement   Copyright (C) The Internet Society (2003).  All Rights Reserved.   This document and translations of it may be copied and furnished to   others, and derivative works that comment on or otherwise explain it   or assist in its implementation may be prepared, copied, published   and distributed, in whole or in part, without restriction of any   kind, provided that the above copyright notice and this paragraph are   included on all such copies and derivative works.  However, this   document itself may not be modified in any way, such as by removing   the copyright notice or references to the Internet Society or other   Internet organizations, except as needed for the purpose of   developing Internet standards in which case the procedures for   copyrights defined in the Internet Standards process must be   followed, or as required to translate it into languages other than   English.   The limited permissions granted above are perpetual and will not be   revoked by the Internet Society or its successors or assignees.   This document and the information contained herein is provided on an   "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING   TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING   BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION   HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF   MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.Acknowledgement   Funding for the RFC Editor function is currently provided by the   Internet Society.Camarillo, et al.           Standards Track                    [Page 13]

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