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INFORMATIONAL
Updated by:5462
Network Working Group                                     V. Sharma, Ed.Request for Comments: 3469                                Metanoia, Inc.Category: Informational                               F. Hellstrand, Ed.                                                         Nortel Networks                                                           February 2003Framework for Multi-Protocol Label Switching (MPLS)-based RecoveryStatus of this Memo   This memo provides information for the Internet community.  It does   not specify an Internet standard of any kind.  Distribution of this   memo is unlimited.Copyright Notice   Copyright (C) The Internet Society (2003).  All Rights Reserved.Abstract   Multi-protocol label switching (MPLS) integrates the label swapping   forwarding paradigm with network layer routing.  To deliver reliable   service, MPLS requires a set of procedures to provide protection of   the traffic carried on different paths.  This requires that the label   switching routers (LSRs) support fault detection, fault notification,   and fault recovery mechanisms, and that MPLS signaling support the   configuration of recovery.  With these objectives in mind, this   document specifies a framework for MPLS based recovery.  Restart   issues are not included in this framework.Table of Contents1.   Introduction................................................21.1.  Background............................................31.2.  Motivation for MPLS-Based Recovery....................41.3.  Objectives/Goals......................................52.   Overview....................................................62.1.  Recovery Models.......................................72.1.1   Rerouting.....................................72.1.2   Protection Switching..........................82.2.  The Recovery Cycles...................................82.2.1   MPLS Recovery Cycle Model.....................82.2.2   MPLS Reversion Cycle Model...................102.2.3   Dynamic Re-routing Cycle Model...............122.2.4   Example Recovery Cycle.......................132.3.  Definitions and Terminology..........................142.3.1   General Recovery Terminology.................14Sharma & Hellstrand          Informational                      [Page 1]

RFC 3469           Framework for MPLS-based Recovery       February 20032.3.2   Failure Terminology..........................172.4.  Abbreviations........................................183.   MPLS-based Recovery Principles.............................183.1.  Configuration of Recovery............................193.2.  Initiation of Path Setup.............................193.3.  Initiation of Resource Allocation....................203.3.1   Subtypes of Protection Switching.............213.4.  Scope of Recovery....................................213.4.1   Topology.....................................213.4.2   Path Mapping.................................243.4.3   Bypass Tunnels...............................253.4.4   Recovery Granularity.........................253.4.5   Recovery Path Resource Use...................263.5.  Fault Detection......................................263.6.  Fault Notification...................................273.7.  Switch-Over Operation................................283.7.1   Recovery Trigger.............................283.7.2   Recovery Action..............................293.8.  Post Recovery Operation..............................293.8.1   Fixed Protection Counterparts................293.8.2   Dynamic Protection Counterparts..............303.8.3   Restoration and Notification.................31              3.8.4   Reverting to Preferred Path                      (or Controlled Rearrangement)................313.9.  Performance..........................................324.   MPLS Recovery Features.....................................325.   Comparison Criteria........................................336.   Security Considerations....................................357.   Intellectual Property Considerations.......................368.   Acknowledgements...........................................369.   References.................................................369.1   Normative References.................................369.2   Informative References...............................3710.  Contributing Authors.......................................3711.  Authors' Addresses.........................................3912.  Full Copyright Statement...................................401. Introduction   This memo describes a framework for MPLS-based recovery.  We provide   a detailed taxonomy of recovery terminology, and discuss the   motivation for, the objectives of, and the requirements for MPLS-   based recovery. We outline principles for MPLS-based recovery, and   also provide comparison criteria that may serve as a basis for   comparing and evaluating different recovery schemes.Sharma & Hellstrand          Informational                      [Page 2]

RFC 3469           Framework for MPLS-based Recovery       February 2003   At points in the document, we provide some thoughts about the   operation or viability of certain recovery objectives.  These should   be viewed as the opinions of the authors, and not the consolidated   views of the IETF.  The document is informational and it is expected   that a standards track document will be developed in the future to   describe a subset of this document as to meet the needs currently   specified by the TE WG.1.1. Background   Network routing deployed today is focused primarily on connectivity,   and typically supports only one class of service, the best effort   class.  Multi-protocol label switching [RFC3031], on the other hand,   by integrating forwarding based on label-swapping of a link local   label with network layer routing allows flexibility in the delivery   of new routing services.  MPLS allows for using such media-specific   forwarding mechanisms as label swapping.  This enables some   sophisticated features such as quality-of-service (QoS) and traffic   engineering [RFC2702] to be implemented more effectively.  An   important component of providing QoS, however, is the ability to   transport data reliably and efficiently.  Although the current   routing algorithms are robust and survivable, the amount of time they   take to recover from a fault can be significant, in the order of   several seconds (for interior gateway protocols (IGPs)) or minutes   (for exterior gateway protocols, such as the Border Gateway Protocol   (BGP)), causing disruption of service for some applications in the   interim.  This is unacceptable in situations where the aim is to   provide a highly reliable service, with recovery times that are in   the order of seconds down to 10's of milliseconds.  IP routing may   also not be able to provide bandwidth recovery, where the objective   is to provide not only an alternative path, but also bandwidth   equivalent to that available on the original path.  (For some recent   work on bandwidth recovery schemes, the reader is referred to [MPLS-   BACKUP].)  Examples of such applications are Virtual Leased Line   services, Stock Exchange data services, voice traffic, video services   etc, i.e., every application that gets a disruption in service long   enough to not fulfill service agreements or the required level of   quality.   MPLS recovery may be motivated by the notion that there are   limitations to improving the recovery times of current routing   algorithms.  Additional improvement can be obtained by augmenting   these algorithms with MPLS recovery mechanisms [MPLS-PATH].  Since   MPLS is a possible technology of choice in future IP-based transport   networks, it is useful that MPLS be able to provide protection and   restoration of traffic.  MPLS may facilitate the convergence of   network functionality on a common control and management plane.   Further, a protection priority could be used as a differentiatingSharma & Hellstrand          Informational                      [Page 3]

RFC 3469           Framework for MPLS-based Recovery       February 2003   mechanism for premium services that require high reliability, such as   Virtual Leased Line services, and high priority voice and video   traffic.  The remainder of this document provides a framework for   MPLS based recovery.  It is focused at a conceptual level and is   meant to address motivation, objectives and requirements.  Issues of   mechanism, policy, routing plans and characteristics of traffic   carried by recovery paths are beyond the scope of this document.1.2. Motivation for MPLS-Based Recovery   MPLS based protection of traffic (called MPLS-based Recovery) is   useful for a number of reasons.  The most important is its ability to   increase network reliability by enabling a faster response to faults   than is possible with traditional Layer 3 (or IP layer) approaches   alone while still providing the visibility of the network afforded by   Layer 3.  Furthermore, a protection mechanism using MPLS could enable   IP traffic to be put directly over WDM optical channels and provide a   recovery option without an intervening SONET layer or optical   protection.  This would facilitate the construction of IP-over-WDM   networks that request a fast recovery ability (Note that what is   meant here is the transport of IP traffic over WDM links, not the   Generalized MPLS, or GMPLS, control of a WDM link).   The need for MPLS-based recovery arises because of the following:   I.   Layer 3 or IP rerouting may be too slow for a core MPLS network        that needs to support recovery times that are smaller than the        convergence times of IP routing protocols.   II.  Layer 3 or IP rerouting does not provide the ability to provide        bandwidth protection to specific flows (e.g., voice over IP,        virtual leased line services).   III. Layer 0 (for example, optical layer) or Layer 1 (for example,        SONET) mechanisms may be wasteful use of resources.   IV.  The granularity at which the lower layers may be able to protect        traffic may be too coarse for traffic that is switched using        MPLS-based mechanisms.   V.   Layer 0 or Layer 1 mechanisms may have no visibility into higher        layer operations.  Thus, while they may provide, for example,        link protection, they cannot easily provide node protection or        protection of traffic transported at layer 3.  Further, this may        prevent the lower layers from providing restoration based on the        traffic's needs.  For example, fast restoration for traffic that        needs it, and slower restoration (with possibly more optimal use        of resources) for traffic that does not require fastSharma & Hellstrand          Informational                      [Page 4]

RFC 3469           Framework for MPLS-based Recovery       February 2003        restoration.  In networks where the latter class of traffic is        dominant, providing fast restoration to all classes of traffic        may not be cost effective from a service provider's perspective.   VI.  MPLS has desirable attributes when applied to the purpose of        recovery for connectionless networks.  Specifically that an LSP        is source routed and a forwarding path for recovery can be        "pinned" and is not affected by transient instability in SPF        routing brought on by failure scenarios.   VII. Establishing interoperability of protection mechanisms between        routers/LSRs from different vendors in IP or MPLS networks is        desired to enable recovery mechanisms to work in a multivendor        environment, and to enable the transition of certain protected        services to an MPLS core.1.3. Objectives/Goals   The following are some important goals for MPLS-based recovery.   I.    MPLS-based recovery mechanisms may be subject to the traffic         engineering goal of optimal use of resources.   II.   MPLS based recovery mechanisms should aim to facilitate         restoration times that are sufficiently fast for the end user         application.  That is, that better match the end-user's         application requirements.  In some cases, this may be as short         as 10s of milliseconds.   We observe that I and II may be conflicting objectives, and a trade   off may exist between them.  The optimal choice depends on the end-   user application's sensitivity to restoration time and the cost   impact of introducing restoration in the network, as well as the   end-user application's sensitivity to cost.   III.  MPLS-based recovery should aim to maximize network reliability         and availability.  MPLS-based recovery of traffic should aim to         minimize the number of single points of failure in the MPLS         protected domain.   IV.   MPLS-based recovery should aim to enhance the reliability of         the protected traffic while minimally or predictably degrading         the traffic carried by the diverted resources.   V.    MPLS-based recovery techniques should aim to be applicable for         protection of traffic at various granularities.  For example,         it should be possible to specify MPLS-based recovery for a         portion of the traffic on an individual path, for all trafficSharma & Hellstrand          Informational                      [Page 5]

RFC 3469           Framework for MPLS-based Recovery       February 2003         on an individual path, or for all traffic on a group of paths.         Note that a path is used as a general term and includes the         notion of a link, IP route or LSP.   VI.   MPLS-based recovery techniques may be applicable for an entire         end-to-end path or for segments of an end-to-end path.   VII.  MPLS-based recovery mechanisms should aim to take into         consideration the recovery actions of lower layers.  MPLS-based         mechanisms should not trigger lower layer protection switching         nor should MPLS-based mechanisms be triggered when lower layer         switching has or may imminently occur.   VIII. MPLS-based recovery mechanisms should aim to minimize the loss         of data and packet reordering during recovery operations.  (The         current MPLS specification itself has no explicit requirement         on reordering.)   IX.   MPLS-based recovery mechanisms should aim to minimize the state         overhead incurred for each recovery path maintained.   X.    MPLS-based recovery mechanisms should aim to minimize the         signaling overhead to setup and maintain recovery paths and to         notify failures.   XI.   MPLS-based recovery mechanisms should aim to preserve the         constraints on traffic after switchover, if desired.  That is,         if desired, the recovery path should meet the resource         requirements of, and achieve the same performance         characteristics as, the working path.   We observe that some of the above are conflicting goals, and real   deployment will often involve engineering compromises based on a   variety of factors such as cost, end-user application requirements,   network efficiency, complexity involved, and revenue considerations.   Thus, these goals are subject to tradeoffs based on the above   considerations.2.   Overview   There are several options for providing protection of traffic.  The   most generic requirement is the specification of whether recovery   should be via Layer 3 (or IP) rerouting or via MPLS protection   switching or rerouting actions.   Generally network operators aim to provide the fastest, most stable,   and the best protection mechanism that can be provided at a   reasonable cost.  The higher the levels of protection, the more theSharma & Hellstrand          Informational                      [Page 6]

RFC 3469           Framework for MPLS-based Recovery       February 2003   resources consumed.  Therefore it is expected that network operators   will offer a spectrum of service levels.  MPLS-based recovery should   give the flexibility to select the recovery mechanism, choose the   granularity at which traffic is protected, and to also choose the   specific types of traffic that are protected in order to give   operators more control over that tradeoff.  With MPLS-based recovery,   it can be possible to provide different levels of protection for   different classes of service, based on their service requirements.   For example, using approaches outlined below, a Virtual Leased Line   (VLL) service or real-time applications like Voice over IP (VoIP) may   be supported using link/node protection together with pre-   established, pre-reserved path protection.  Best effort traffic, on   the other hand, may use path protection that is established on demand   or may simply rely on IP re-route or higher layer recovery   mechanisms.  As another example of their range of application, MPLS-   based recovery strategies may be used to protect traffic not   originally flowing on label switched paths, such as IP traffic that   is normally routed hop-by-hop, as well as traffic forwarded on label   switched paths.2.1.   Recovery Models   There are two basic models for path recovery: rerouting and   protection switching.   Protection switching and rerouting, as defined below, may be used   together.  For example, protection switching to a recovery path may   be used for rapid restoration of connectivity while rerouting   determines a new optimal network configuration, rearranging paths, as   needed, at a later time.2.1.1  Rerouting   Recovery by rerouting is defined as establishing new paths or path   segments on demand for restoring traffic after the occurrence of a   fault.  The new paths may be based upon fault information, network   routing policies, pre-defined configurations and network topology   information.  Thus, upon detecting a fault, paths or path segments to   bypass the fault are established using signaling.   Once the network routing algorithms have converged after a fault, it   may be preferable, in some cases, to reoptimize the network by   performing a reroute based on the current state of the network and   network policies.  This is discussed further inSection 3.8.   In terms of the principles defined insection 3, reroute recovery   employs paths established-on-demand with resources reserved-on-   demand.Sharma & Hellstrand          Informational                      [Page 7]

RFC 3469           Framework for MPLS-based Recovery       February 20032.1.2  Protection Switching   Protection switching recovery mechanisms pre-establish a recovery   path or path segment, based upon network routing policies, the   restoration requirements of the traffic on the working path, and   administrative considerations.  The recovery path may or may not be   link and node disjoint with the working path.  However if the   recovery path shares sources of failure with the working path, the   overall reliability of the construct is degraded.  When a fault is   detected, the protected traffic is switched over to the recovery   path(s) and restored.   In terms of the principles insection 3, protection switching employs   pre-established recovery paths, and, if resource reservation is   required on the recovery path, pre-reserved resources.  The various   sub-types of protection switching are detailed inSection 4.4 of this   document.2.2.   The Recovery Cycles   There are three defined recovery cycles: the MPLS Recovery Cycle, the   MPLS Reversion Cycle and the Dynamic Re-routing Cycle.  The first   cycle detects a fault and restores traffic onto MPLS-based recovery   paths.  If the recovery path is non-optimal the cycle may be followed   by any of the two latter cycles to achieve an optimized network   again.  The reversion cycle applies for explicitly routed traffic   that does not rely on any dynamic routing protocols to converge.  The   dynamic re-routing cycle applies for traffic that is forwarded based   on hop-by-hop routing.2.2.1  MPLS Recovery Cycle Model   The MPLS recovery cycle model is illustrated in Figure 1. Definitions   and a key to abbreviations follow.    --Network Impairment    |    --Fault Detected    |    |    --Start of Notification    |    |    |    -- Start of Recovery Operation    |    |    |    |    --Recovery Operation Complete    |    |    |    |    |    --Path Traffic Recovered    |    |    |    |    |    |    |    |    |    |    |    |    v    v    v    v    v    v   ----------------------------------------------------------------    | T1 | T2 | T3 | T4 | T5 |   Figure 1. MPLS Recovery Cycle ModelSharma & Hellstrand          Informational                      [Page 8]

RFC 3469           Framework for MPLS-based Recovery       February 2003   The various timing measures used in the model are described below.   T1   Fault Detection Time   T2   Fault Hold-off Time   T3   Fault Notification Time   T4   Recovery Operation Time   T5   Traffic Recovery Time   Definitions of the recovery cycle times are as follows:   Fault Detection Time      The time between the occurrence of a network impairment and the      moment the fault is detected by MPLS-based recovery mechanisms.      This time may be highly dependent on lower layer protocols.   Fault Hold-Off Time      The configured waiting time between the detection of a fault and      taking MPLS-based recovery action, to allow time for lower layer      protection to take effect.  The Fault Hold-off Time may be zero.      Note: The Fault Hold-Off Time may occur after the Fault      Notification Time interval if the node responsible for the      switchover, the Path Switch LSR (PSL), rather than the detecting      LSR, is configured to wait.   Fault Notification Time      The time between initiation of a Fault Indication Signal (FIS) by      the LSR detecting the fault and the time at which the Path Switch      LSR (PSL) begins the recovery operation.  This is zero if the PSL      detects the fault itself or infers a fault from such events as an      adjacency failure.      Note: If the PSL detects the fault itself, there still may be a      Fault Hold-Off Time period between detection and the start of the      recovery operation.   Recovery Operation Time      The time between the first and last recovery actions.  This may      include message exchanges between the PSL and PML (Path Merge LSR)      to coordinate recovery actions.Sharma & Hellstrand          Informational                      [Page 9]

RFC 3469           Framework for MPLS-based Recovery       February 2003   Traffic Recovery Time      The time between the last recovery action and the time that the      traffic (if present) is completely recovered.  This interval is      intended to account for the time required for traffic to once      again arrive at the point in the network that experienced      disrupted or degraded service due to the occurrence of the fault      (e.g., the PML). This time may depend on the location of the      fault, the recovery mechanism, and the propagation delay along the      recovery path.2.2.2  MPLS Reversion Cycle Model   Protection switching, revertive mode, requires the traffic to be   switched back to a preferred path when the fault on that path is   cleared.  The MPLS reversion cycle model is illustrated in Figure 2.   Note that the cycle shown below comes after the recovery cycle shown   in Fig. 1.      --Network Impairment Repaired      |    --Fault Cleared      |    |    --Path Available      |    |    |    --Start of Reversion Operation      |    |    |    |    --Reversion Operation Complete      |    |    |    |    |    --Traffic Restored on Preferred Path      |    |    |    |    |    |      |    |    |    |    |    |      v    v    v    v    v    v   -----------------------------------------------------------------      | T7 | T8 | T9 | T10| T11|   Figure 2. MPLS Reversion Cycle Model   The various timing measures used in the model are described below.   T7   Fault Clearing Time   T8   Clear Hold-Off Time   T9   Clear Notification Time   T10  Reversion Operation Time   T11  Traffic Reversion Time   Note that time T6 (not shown above) is the time for which the network   impairment is not repaired and traffic is flowing on the recovery   path.Sharma & Hellstrand          Informational                     [Page 10]

RFC 3469           Framework for MPLS-based Recovery       February 2003   Definitions of the reversion cycle times are as follows:   Fault Clearing Time      The time between the repair of a network impairment and the time      that MPLS-based mechanisms learn that the fault has been cleared.      This time may be highly dependent on lower layer protocols.   Clear Hold-Off Time      The configured waiting time between the clearing of a fault and      MPLS-based recovery action(s).  Waiting time may be needed to      ensure that the path is stable and to avoid flapping in cases      where a fault is intermittent.  The Clear Hold-Off Time may be      zero.      Note: The Clear Hold-Off Time may occur after the Clear      Notification Time interval if the PSL is configured to wait.   Clear Notification Time      The time between initiation of a Fault Recovery Signal (FRS) by      the LSR clearing the fault and the time at which the path switch      LSR begins the reversion operation.  This is zero if the PSL      clears the fault itself.      Note: If the PSL clears the fault itself, there still may be a      Clear Hold-off Time period between fault clearing and the start of      the reversion operation.   Reversion Operation Time      The time between the first and last reversion actions.  This may      include message exchanges between the PSL and PML to coordinate      reversion actions.   Traffic Reversion Time      The time between the last reversion action and the time that      traffic (if present) is completely restored on the preferred path.      This interval is expected to be quite small since both paths are      working and care may be taken to limit the traffic disruption      (e.g., using "make before break" techniques and synchronous      switch-over).      In practice, the most interesting times in the reversion cycle are      the Clear Hold-off Time and the Reversion Operation Time together      with Traffic Reversion Time (or some other measure of trafficSharma & Hellstrand          Informational                     [Page 11]

RFC 3469           Framework for MPLS-based Recovery       February 2003      disruption).  The first interval is to ensure stability of the      repaired path and the latter one is to minimize disruption time      while the reversion action is in progress.      Given that both paths are available, it is better to wait to have      a well-controlled switch-back with minimal disruption than have an      immediate operation that may cause new faults to be introduced      (except, perhaps, when the recovery path is unable to offer a      quality of service comparable to the preferred path).2.2.3  Dynamic Re-routing Cycle Model   Dynamic rerouting aims to bring the IP network to a stable state   after a network impairment has occurred.  A re-optimized network is   achieved after the routing protocols have converged, and the traffic   is moved from a recovery path to a (possibly) new working path.  The   steps involved in this mode are illustrated in Figure 3.   Note that the cycle shown below may be overlaid on the recovery cycle   shown in Fig. 1 or the reversion cycle shown in Fig. 2, or both (in   the event that both the recovery cycle and the reversion cycle take   place before the routing protocols converge), and occurs if after the   convergence of the routing protocols it is determined (based on on-   line algorithms or off-line traffic engineering tools, network   configuration, or a variety of other possible criteria) that there is   a better route for the working path.      --Network Enters a Semi-stable State after an Impairment      |     --Dynamic Routing Protocols Converge      |     |     --Initiate Setup of New Working Path between PSL      |     |     |                                         and PML      |     |     |     --Switchover Operation Complete      |     |     |     |     --Traffic Moved to New Working Path      |     |     |     |     |      |     |     |     |     |      v     v     v     v     v   -----------------------------------------------------------------      | T12 | T13 | T14 | T15 |   Figure 3. Dynamic Rerouting Cycle Model   The various timing measures used in the model are described below.   T12  Network Route Convergence Time   T13  Hold-down Time (optional)   T14  Switchover Operation Time   T15  Traffic Restoration TimeSharma & Hellstrand          Informational                     [Page 12]

RFC 3469           Framework for MPLS-based Recovery       February 2003   Network Route Convergence Time      We define the network route convergence time as the time taken for      the network routing protocols to converge and for the network to      reach a stable state.   Holddown Time      We define the holddown period as a bounded time for which a      recovery path must be used.  In some scenarios it may be difficult      to determine if the working path is stable.  In these cases a      holddown time may be used to prevent excess flapping of traffic      between a working and a recovery path.   Switchover Operation Time      The time between the first and last switchover actions.  This may      include message exchanges between the PSL and PML to coordinate      the switchover actions.   Traffic Restoration Time      The time between the last restoration action and the time that      traffic (if present) is completely restored on the new preferred      path.2.2.4  Example Recovery Cycle   As an example of the recovery cycle, we present a sequence of events   that occur after a network impairment occurs and when a protection   switch is followed by dynamic rerouting.      I. Link or path fault occurs     II. Signaling initiated (FIS) for the detected fault    III. FIS arrives at the PSL     IV. The PSL initiates a protection switch to a pre-configured         recovery path      V. The PSL switches over the traffic from the working path to the         recovery path     VI. The network enters a semi-stable state    VII. Dynamic routing protocols converge after the fault, and a new         working path is calculated (based, for example, on some of the         criteria mentioned inSection 2.1.1).   VIII. A new working path is established between the PSL and the PML         (assumption is that PSL and PML have not changed)     IX. Traffic is switched over to the new working path.Sharma & Hellstrand          Informational                     [Page 13]

RFC 3469           Framework for MPLS-based Recovery       February 20032.3.   Definitions and Terminology   This document assumes the terminology given in [RFC3031], and, in   addition, introduces the following new terms.2.3.1  General Recovery Terminology   Re-routing      A recovery mechanism in which the recovery path or path segments      are created dynamically after the detection of a fault on the      working path.  In other words, a recovery mechanism in which the      recovery path is not pre-established.   Protection Switching      A recovery mechanism in which the recovery path or path segments      are created prior to the detection of a fault on the working path.      In other words, a recovery mechanism in which the recovery path is      pre-established.   Working Path      The protected path that carries traffic before the occurrence of a      fault.  The working path can be of different kinds; a hop-by-hop      routed path, a trunk, a link, an LSP or part of a multipoint-to-      point LSP.      Synonyms for a working path are primary path and active path.   Recovery Path      The path by which traffic is restored after the occurrence of a      fault.  In other words, the path on which the traffic is directed      by the recovery mechanism.  The recovery path is established by      MPLS means.  The recovery path can either be an equivalent      recovery path and ensure no reduction in quality of service, or be      a limited recovery path and thereby not guarantee the same quality      of service (or some other criteria of performance) as the working      path.  A limited recovery path is not expected to be used for an      extended period of time.      Synonyms for a recovery path are: back-up path, alternative path,      and protection path.Sharma & Hellstrand          Informational                     [Page 14]

RFC 3469           Framework for MPLS-based Recovery       February 2003   Protection Counterpart      The "other" path when discussing pre-planned protection switching      schemes.  The protection counterpart for the working path is the      recovery path and vice-versa.   Path Switch LSR (PSL)      An LSR that is responsible for switching or replicating the      traffic between the working path and the recovery path.   Path Merge LSR (PML)      An LSR that is responsible for receiving the recovery path      traffic, and either merging the traffic back onto the working      path, or, if it is itself the destination, passing the traffic on      to the higher layer protocols.   Point of Repair (POR)      An LSR that is setup for performing MPLS recovery.  In other      words, an LSR that is responsible for effecting the repair of an      LSP.  The POR, for example, can be a PSL or a PML, depending on      the type of recovery scheme employed.   Intermediate LSR      An LSR on a working or recovery path that is neither a PSL nor a      PML for that path.   Path Group (PG)      A logical bundling of multiple working paths, each of which is      routed identically between a Path Switch LSR and a Path Merge LSR.   Protected Path Group (PPG)      A path group that requires protection.   Protected Traffic Portion (PTP)      The portion of the traffic on an individual path that requires      protection.  For example, code points in the EXP bits of the shim      header may identify a protected portion.Sharma & Hellstrand          Informational                     [Page 15]

RFC 3469           Framework for MPLS-based Recovery       February 2003   Bypass Tunnel      A path that serves to back up a set of working paths using the      label stacking approach [RFC3031].  The working paths and the      bypass tunnel must all share the same path switch LSR (PSL) and      the path merge LSR (PML).   Switch-Over      The process of switching the traffic from the path that the      traffic is flowing on onto one or more alternate path(s).  This      may involve moving traffic from a working path onto one or more      recovery paths, or may involve moving traffic from a recovery      path(s) on to a more optimal working path(s).   Switch-Back      The process of returning the traffic from one or more recovery      paths back to the working path(s).   Revertive Mode      A recovery mode in which traffic is automatically switched back      from the recovery path to the original working path upon the      restoration of the working path to a fault-free condition.  This      assumes a failed working path does not automatically surrender      resources to the network.   Non-revertive Mode      A recovery mode in which traffic is not automatically switched      back to the original working path after this path is restored to a      fault-free condition.  (Depending on the configuration, the      original working path may, upon moving to a fault-free condition,      become the recovery path, or it may be used for new working      traffic, and be no longer associated with its original recovery      path, i.e., is surrendered to the network.)   MPLS Protection Domain      The set of LSRs over which a working path and its corresponding      recovery path are routed.   MPLS Protection Plan      The set of all LSP protection paths and the mapping from working      to protection paths deployed in an MPLS protection domain at a      given time.Sharma & Hellstrand          Informational                     [Page 16]

RFC 3469           Framework for MPLS-based Recovery       February 2003   Liveness Message      A message exchanged periodically between two adjacent LSRs that      serves as a link probing mechanism.  It provides an integrity      check of the forward and the backward directions of the link      between the two LSRs as well as a check of neighbor aliveness.   Path Continuity Test      A test that verifies the integrity and continuity of a path or      path segment.  The details of such a test are beyond the scope of      this document.  (This could be accomplished, for example, by      transmitting a control message along the same links and nodes as      the data traffic or similarly could be measured by the absence of      traffic and by providing feedback.)2.3.2  Failure Terminology   Path Failure (PF)      Path failure is a fault detected by MPLS-based recovery      mechanisms, which is defined as the failure of the liveness      message test or a path continuity test, which indicates that path      connectivity is lost.   Path Degraded (PD)      Path degraded is a fault detected by MPLS-based recovery      mechanisms that indicates that the quality of the path is      unacceptable.   Link Failure (LF)      A lower layer fault indicating that link continuity is lost.  This      may be communicated to the MPLS-based recovery mechanisms by the      lower layer.   Link Degraded (LD)      A lower layer indication to MPLS-based recovery mechanisms that      the link is performing below an acceptable level.   Fault Indication Signal (FIS)      A signal that indicates that a fault along a path has occurred.      It is relayed by each intermediate LSR to its upstream or      downstream neighbor, until it reaches an LSR that is setup to      perform MPLS recovery (the POR).  The FIS is transmittedSharma & Hellstrand          Informational                     [Page 17]

RFC 3469           Framework for MPLS-based Recovery       February 2003      periodically by the node/nodes closest to the point of failure,      for some configurable length of time or until the transmitting      node receives an acknowledgement from its neighbor.   Fault Recovery Signal (FRS)      A signal that indicates a fault along a working path has been      repaired.  Again, like the FIS, it is relayed by each intermediate      LSR to its upstream or downstream neighbor, until is reaches the      LSR that performs recovery of the original path.  The FRS is      transmitted periodically by the node/nodes closest to the point of      failure, for some configurable length of time or until the      transmitting node receives an acknowledgement from its neighbor.2.4.   Abbreviations   FIS:   Fault Indication Signal.   FRS:   Fault Recovery Signal.   LD:    Link Degraded.   LF:    Link Failure.   PD:    Path Degraded.   PF:    Path Failure.   PML:   Path Merge LSR.   PG:    Path Group.   POR:   Point of Repair.   PPG:   Protected Path Group.   PTP:   Protected Traffic Portion.   PSL:   Path Switch LSR.3.     MPLS-based Recovery Principles   MPLS-based recovery refers to the ability to effect quick and   complete restoration of traffic affected by a fault in an MPLS-   enabled network.  The fault may be detected on the IP layer or in   lower layers over which IP traffic is transported.  Fastest MPLS   recovery is assumed to be achieved with protection switching and may   be viewed as the MPLS LSR switch completion time that is comparable   to, or equivalent to, the 50 ms switch-over completion time of the   SONET layer.  Further, MPLS-based recovery may provide bandwidth   protection for paths that require it.  This section provides a   discussion of the concepts and principles of MPLS-based recovery.   The concepts are presented in terms of atomic or primitive terms that   may be combined to specify recovery approaches.  We do not make any   assumptions about the underlying layer 1 or layer 2 transport   mechanisms or their recovery mechanisms.Sharma & Hellstrand          Informational                     [Page 18]

RFC 3469           Framework for MPLS-based Recovery       February 20033.1.   Configuration of Recovery   An LSR may support any or all of the following recovery options on a   per-path basis:   Default-recovery (No MPLS-based recovery enabled): Traffic on the   working path is recovered only via Layer 3 or IP rerouting or by some   lower layer mechanism such as SONET APS.  This is equivalent to   having no MPLS-based recovery.  This option may be used for low   priority traffic or for traffic that is recovered in another way (for   example load shared traffic on parallel working paths may be   automatically recovered upon a fault along one of the working paths   by distributing it among the remaining working paths).   Recoverable (MPLS-based recovery enabled): This working path is   recovered using one or more recovery paths, either via rerouting or   via protection switching.3.2.   Initiation of Path Setup   There are three options for the initiation of the recovery path   setup.  The active and recovery paths may be established by using   either RSVP-TE [RFC2205][RFC3209] or CR-LDP [RFC3212], or by any   other means including SNMP.   Pre-established:      This is the same as the protection switching option.  Here a      recovery path(s) is established prior to any failure on the      working path.  The path selection can either be determined by an      administrative centralized tool, or chosen based on some algorithm      implemented at the PSL and possibly intermediate nodes.  To guard      against the situation when the pre-established recovery path fails      before or at the same time as the working path, the recovery path      should have secondary configuration options as explained inSection 3.3 below.   Pre-Qualified:      A pre-established path need not be created, it may be pre-      qualified. A pre-qualified recovery path is not created expressly      for protecting the working path, but instead is a path created for      other purposes that is designated as a recovery path after      determining that it is an acceptable alternative for carrying the      working path traffic. Variants include the case where an optical      path or trail is configured, but no switches are set.Sharma & Hellstrand          Informational                     [Page 19]

RFC 3469           Framework for MPLS-based Recovery       February 2003   Established-on-Demand:      This is the same as the rerouting option.  Here, a recovery path      is established after a failure on its working path has been      detected and notified to the PSL.  The recovery path may be pre-      computed or computed on demand, which influences recovery times.3.3. Initiation of Resource Allocation   A recovery path may support the same traffic contract as the working   path, or it may not.  We will distinguish these two situations by   using different additive terms.  If the recovery path is capable of   replacing the working path without degrading service, it will be   called an equivalent recovery path.  If the recovery path lacks the   resources (or resource reservations) to replace the working path   without degrading service, it will be called a limited recovery path.   Based on this, there are two options for the initiation of resource   allocation:   Pre-reserved:      This option applies only to protection switching.  Here a pre-      established recovery path reserves required resources on all hops      along its route during its establishment.  Although the reserved      resources (e.g., bandwidth and/or buffers) at each node cannot be      used to admit more working paths, they are available to be used by      all traffic that is present at the node before a failure occurs.      The resources held by a set of recovery paths may be shared if      they protect resources that are not simultaneously subject to      failure.   Reserved-on-Demand:      This option may apply either to rerouting or to protection      switching. Here a recovery path reserves the required resources      after a failure on the working path has been detected and notified      to the PSL and before the traffic on the working path is switched      over to the recovery path.      Note that under both the options above, depending on the amount of      resources reserved on the recovery path, it could either be an      equivalent recovery path or a limited recovery path.Sharma & Hellstrand          Informational                     [Page 20]

RFC 3469           Framework for MPLS-based Recovery       February 20033.3.1     Subtypes of Protection Switching   The resources (bandwidth, buffers, processing) on the recovery path   may be used to carry either a copy of the working path traffic or   extra traffic that is displaced when a protection switch occurs. This   leads to two subtypes of protection switching.   In 1+1 ("one plus one") protection, the resources (bandwidth,   buffers, processing capacity) on the recovery path are fully   reserved, and carry the same traffic as the working path.  Selection   between the traffic on the working and recovery paths is made at the   path merge LSR (PML).  In effect the PSL function is deprecated to   establishment of the working and recovery paths and a simple   replication function.  The recovery intelligence is delegated to the   PML.   In 1:1 ("one for one") protection, the resources (if any) allocated   on the recovery path are fully available to preemptible low priority   traffic except when the recovery path is in use due to a fault on the   working path.  In other words, in 1:1 protection, the protected   traffic normally travels only on the working path, and is switched to   the recovery path only when the working path has a fault.  Once the   protection switch is initiated, the low priority traffic being   carried on the recovery path may be displaced by the protected   traffic.  This method affords a way to make efficient use of the   recovery path resources.   This concept can be extended to 1:n (one for n) and m:n (m for n)   protection.3.4.  Scope of Recovery3.4.1  Topology3.4.1.1  Local Repair   The intent of local repair is to protect against a link or neighbor   node fault and to minimize the amount of time required for failure   propagation.  In local repair (also known as local recovery), the   node immediately upstream of the fault is the one to initiate   recovery (either rerouting or protection switching).  Local repair   can be of two types:Sharma & Hellstrand          Informational                     [Page 21]

RFC 3469           Framework for MPLS-based Recovery       February 2003   Link Recovery/Restoration      In this case, the recovery path may be configured to route around      a certain link deemed to be unreliable.  If protection switching      is used, several recovery paths may be configured for one working      path, depending on the specific faulty link that each protects      against.      Alternatively, if rerouting is used, upon the occurrence of a      fault on the specified link, each path is rebuilt such that it      detours around the faulty link.      In this case, the recovery path need only be disjoint from its      working path at a particular link on the working path, and may      have overlapping segments with the working path.  Traffic on the      working path is switched over to an alternate path at the upstream      LSR that connects to the failed link.  Link recovery is      potentially the fastest to perform the switchover, and can be      effective in situations where certain path components are much      more unreliable than others.   Node Recovery/Restoration      In this case, the recovery path may be configured to route around      a neighbor node deemed to be unreliable.  Thus the recovery path      is disjoint from the working path only at a particular node and at      links associated with the working path at that node.  Once again,      the traffic on the primary path is switched over to the recovery      path at the upstream LSR that directly connects to the failed      node, and the recovery path shares overlapping portions with the      working path.3.4.1.2 Global Repair   The intent of global repair is to protect against any link or node   fault on a path or on a segment of a path, with the obvious exception   of the faults occurring at the ingress node of the protected path   segment.  In global repair, the POR is usually distant from the   failure and needs to be notified by a FIS.   In global repair also, end-to-end path recovery/restoration applies.   In many cases, the recovery path can be made completely link and node   disjoint with its working path.  This has the advantage of protecting   against all link and node fault(s) on the working path (end-to-end   path or path segment).Sharma & Hellstrand          Informational                     [Page 22]

RFC 3469           Framework for MPLS-based Recovery       February 2003   However, it may, in some cases, be slower than local repair since the   fault notification message must now travel to the POR to trigger the   recovery action.3.4.1.3 Alternate Egress Repair   It is possible to restore service without specifically recovering the   faulted path.   For example, for best effort IP service it is possible to select a   recovery path that has a different egress point from the working path   (i.e., there is no PML).  The recovery path egress must simply be a   router that is acceptable for forwarding the FEC carried by the   working path (without creating looping).  In an engineering context,   specific alternative FEC/LSP mappings with alternate egresses can be   formed.   This may simplify enhancing the reliability of implicitly constructed   MPLS topologies.  A PSL may qualify LSP/FEC bindings as candidate   recovery paths as simply link and node disjoint with the immediate   downstream LSR of the working path.3.4.1.4 Multi-Layer Repair   Multi-layer repair broadens the network designer's tool set for those   cases where multiple network layers can be managed together to   achieve overall network goals.  Specific criteria for determining   when multi-layer repair is appropriate are beyond the scope of this   document.3.4.1.5 Concatenated Protection Domains   A given service may cross multiple networks and these may employ   different recovery mechanisms.  It is possible to concatenate   protection domains so that service recovery can be provided end-to-   end.  It is considered that the recovery mechanisms in different   domains may operate autonomously, and that multiple points of   attachment may be used between domains (to ensure there is no single   point of failure).  Alternate egress repair requires management of   concatenated domains in that an explicit MPLS point of failure (the   PML) is by definition excluded.  Details of concatenated protection   domains are beyond the scope of this document.Sharma & Hellstrand          Informational                     [Page 23]

RFC 3469           Framework for MPLS-based Recovery       February 20033.4.2     Path Mapping   Path mapping refers to the methods of mapping traffic from a faulty   working path on to the recovery path.  There are several options for   this, as described below.  Note that the options below should be   viewed as atomic terms that only describe how the working and   protection paths are mapped to each other.  The issues of resource   reservation along these paths, and how switchover is actually   performed lead to the more commonly used composite terms, such as 1+1   and 1:1 protection, which were described inSection 4.3.1..   1-to-1 Protection      In 1-to-1 protection the working path has a designated recovery      path that is only to be used to recover that specific working      path.   n-to-1 Protection      In n-to-1 protection, up to n working paths are protected using      only one recovery path.  If the intent is to protect against any      single fault on any of the working paths, the n working paths      should be diversely routed between the same PSL and PML.  In some      cases, handshaking between PSL and PML may be required to complete      the recovery, the details of which are beyond the scope of this      document.   n-to-m Protection      In n-to-m protection, up to n working paths are protected using m      recovery paths.  Once again, if the intent is to protect against      any single fault on any of the n working paths, the n working      paths and the m recovery paths should be diversely routed between      the same PSL and PML.  In some cases, handshaking between PSL and      PML may be required to complete the recovery, the details of which      are beyond the scope of this document.  n-to-m protection is for      further study.   Split Path Protection      In split path protection, multiple recovery paths are allowed to      carry the traffic of a working path based on a certain      configurable load splitting ratio.  This is especially useful when      no single recovery path can be found that can carry the entire      traffic of the working path in case of a fault.  Split path      protection may require handshaking between the PSL and the PML(s),      and may require the PML(s) to correlate the traffic arriving onSharma & Hellstrand          Informational                     [Page 24]

RFC 3469           Framework for MPLS-based Recovery       February 2003      multiple recovery paths with the working path.  Although this is      an attractive option, the details of split path protection are      beyond the scope of this document.3.4.3   Bypass Tunnels   It may be convenient, in some cases, to create a "bypass tunnel" for   a PPG between a PSL and PML, thereby allowing multiple recovery paths   to be transparent to intervening LSRs [RFC2702].  In this case, one   LSP (the tunnel) is established between the PSL and PML following an   acceptable route and a number of recovery paths can be supported   through the tunnel via label stacking.  It is not necessary to apply   label stacking when using a bypass tunnel.  A bypass tunnel can be   used with any of the path mapping options discussed in the previous   section.   As with recovery paths, the bypass tunnel may or may not have   resource reservations sufficient to provide recovery without service   degradation.  It is possible that the bypass tunnel may have   sufficient resources to recover some number of working paths, but not   all at the same time.  If the number of recovery paths carrying   traffic in the tunnel at any given time is restricted, this is   similar to the n-to-1 or n-to-m protection cases mentioned inSection3.4.2.3.4.4   Recovery Granularity   Another dimension of recovery considers the amount of traffic   requiring protection.  This may range from a fraction of a path to a   bundle of paths.3.4.4.1 Selective Traffic Recovery   This option allows for the protection of a fraction of traffic within   the same path.  The portion of the traffic on an individual path that   requires protection is called a protected traffic portion (PTP).  A   single path may carry different classes of traffic, with different   protection requirements.  The protected portion of this traffic may   be identified by its class, as for example, via the EXP bits in the   MPLS shim header or via the priority bit in the ATM header.3.4.4.2 Bundling   Bundling is a technique used to group multiple working paths together   in order to recover them simultaneously.  The logical bundling of   multiple working paths requiring protection, each of which is routed   identically between a PSL and a PML, is called a protected path groupSharma & Hellstrand          Informational                     [Page 25]

RFC 3469           Framework for MPLS-based Recovery       February 2003   (PPG).  When a fault occurs on the working path carrying the PPG, the   PPG as a whole can be protected either by being switched to a bypass   tunnel or by being switched to a recovery path.3.4.5   Recovery Path Resource Use   In the case of pre-reserved recovery paths, there is the question of   what use these resources may be put to when the recovery path is not   in use.  There are two options:   Dedicated-resource: If the recovery path resources are dedicated,   they may not be used for anything except carrying the working   traffic.  For example, in the case of 1+1 protection, the working   traffic is always carried on the recovery path.  Even if the recovery   path is not always carrying the working traffic, it may not be   possible or desirable to allow other traffic to use these resources.   Extra-traffic-allowed: If the recovery path only carries the working   traffic when the working path fails, then it is possible to allow   extra traffic to use the reserved resources at other times.  Extra   traffic is, by definition, traffic that can be displaced (without   violating service agreements) whenever the recovery path resources   are needed for carrying the working path traffic.   Shared-resource: A shared recovery resource is dedicated for use by   multiple primary resources that (according to SRLGs) are not expected   to fail simultaneously.3.5. Fault Detection   MPLS recovery is initiated after the detection of either a lower   layer fault or a fault at the IP layer or in the operation of MPLS-   based mechanisms.  We consider four classes of impairments: Path   Failure, Path Degraded, Link Failure, and Link Degraded.   Path Failure (PF) is a fault that indicates to an MPLS-based recovery   scheme that the connectivity of the path is lost.  This may be   detected by a path continuity test between the PSL and PML.  Some,   and perhaps the most common, path failures may be detected using a   link probing mechanism between neighbor LSRs.  An example of a   probing mechanism is a liveness message that is exchanged   periodically along the working path between peer LSRs [MPLS-PATH].   For either a link probing mechanism or path continuity test to be   effective, the test message must be guaranteed to follow the same   route as the working or recovery path, over the segment being tested.   In addition, the path continuity test must take the path merge pointsSharma & Hellstrand          Informational                     [Page 26]

RFC 3469           Framework for MPLS-based Recovery       February 2003   into consideration.  In the case of a bi-directional link implemented   as two unidirectional links, path failure could mean that either one   or both unidirectional links are damaged.   Path Degraded (PD) is a fault that indicates to MPLS-based recovery   schemes/mechanisms that the path has connectivity, but that the   quality of the connection is unacceptable.  This may be detected by a   path performance monitoring mechanism, or some other mechanism for   determining the error rate on the path or some portion of the path.   This is local to the LSR and consists of excessive discarding of   packets at an interface, either due to label mismatch or due to TTL   errors, for example.   Link Failure (LF) is an indication from a lower layer that the link   over which the path is carried has failed.  If the lower layer   supports detection and reporting of this fault (that is, any fault   that indicates link failure e.g., SONET LOS (Loss of Signal)), this   may be used by the MPLS recovery mechanism.  In some cases, using LF   indications may provide faster fault detection than using only MPLS-   based fault detection mechanisms.   Link Degraded (LD) is an indication from a lower layer that the link   over which the path is carried is performing below an acceptable   level.  If the lower layer supports detection and reporting of this   fault, it may be used by the MPLS recovery mechanism.  In some cases,   using LD indications may provide faster fault detection than using   only MPLS-based fault detection mechanisms.3.6.   Fault Notification   MPLS-based recovery relies on rapid and reliable notification of   faults.  Once a fault is detected, the node that detected the fault   must determine if the fault is severe enough to require path   recovery.  If the node is not capable of initiating direct action   (e.g., as a point of repair, POR) the node should send out a   notification of the fault by transmitting a FIS to the POR.  This can   take several forms:   (i)  control plane messaging: relayed hop-by-hop along the path        upstream of the failed LSP until a POR is reached.   (ii) user plane messaging: sent downstream to the PML, which may take        corrective action (as a POR for 1+1) or communicate with a POR        upstream (for 1:n) by any of several means:      -  control plane messaging      -  user plane return path (either through a bi-directional LSP or         via other means)Sharma & Hellstrand          Informational                     [Page 27]

RFC 3469           Framework for MPLS-based Recovery       February 2003   Since the FIS is a control message, it should be transmitted with   high priority to ensure that it propagates rapidly towards the   affected POR(s).  Depending on how fault notification is configured   in the LSRs of an MPLS domain, the FIS could be sent either as a   Layer 2 or Layer 3 packet [MPLS-PATH].  The use of a Layer 2-based   notification requires a Layer 2 path direct to the POR.  An example   of a FIS could be the liveness message sent by a downstream LSR to   its upstream neighbor, with an optional fault notification field set   or it can be implicitly denoted by a teardown message.   Alternatively, it could be a separate fault notification packet.  The   intermediate LSR should identify which of its incoming links to   propagate the FIS on.3.7.   Switch-Over Operation3.7.1  Recovery Trigger   The activation of an MPLS protection switch following the detection   or notification of a fault requires a trigger mechanism at the PSL.   MPLS protection switching may be initiated due to automatic inputs or   external commands.  The automatic activation of an MPLS protection   switch results from a response to a defect or fault conditions   detected at the PSL or to fault notifications received at the PSL.   It is possible that the fault detection and trigger mechanisms may be   combined, as is the case when a PF, PD, LF, or LD is detected at a   PSL and triggers a protection switch to the recovery path.  In most   cases, however, the detection and trigger mechanisms are distinct,   involving the detection of fault at some intermediate LSR followed by   the propagation of a fault notification to the POR via the FIS, which   serves as the protection switch trigger at the POR.  MPLS protection   switching in response to external commands results when the operator   initiates a protection switch by a command to a POR (or alternatively   by a configuration command to an intermediate LSR, which transmits   the FIS towards the POR).   Note that the PF fault applies to hard failures (fiber cuts,   transmitter failures, or LSR fabric failures), as does the LF fault,   with the difference that the LF is a lower layer impairment that may   be communicated to MPLS-based recovery mechanisms.  The PD (or LD)   fault, on the other hand, applies to soft defects (excessive errors   due to noise on the link, for instance).  The PD (or LD) results in a   fault declaration only when the percentage of lost packets exceeds a   given threshold, which is provisioned and may be set based on the   service level agreement(s) in effect between a service provider and a   customer.Sharma & Hellstrand          Informational                     [Page 28]

RFC 3469           Framework for MPLS-based Recovery       February 20033.7.2  Recovery Action   After a fault is detected or FIS is received by the POR, the recovery   action involves either a rerouting or protection switching operation.   In both scenarios, the next hop label forwarding entry for a recovery   path is bound to the working path.3.8. Post Recovery Operation   When traffic is flowing on the recovery path, decisions can be made   as to whether to let the traffic remain on the recovery path and   consider it as a new working path or to do a switch back to the old   or to a new working path.  This post recovery operation has two   styles, one where the protection counterparts, i.e., the working and   recovery path, are fixed or "pinned" to their routes, and one in   which the PSL or other network entity with real-time knowledge of   failure dynamically performs re-establishment or controlled   rearrangement of the paths comprising the protected service.3.8.1     Fixed Protection Counterparts   For fixed protection counterparts the PSL will be pre-configured with   the appropriate behavior to take when the original fixed path is   restored to service.  The choices are revertive and non-revertive   mode.  The choice will typically be dependent on relative costs of   the working and protection paths, and the tolerance of the service to   the effects of switching paths yet again.  These protection modes   indicate whether or not there is a preferred path for the protected   traffic.3.8.1.1   Revertive Mode   If the working path always is the preferred path, this path will be   used whenever it is available.  Thus, in the event of a fault on this   path, its unused resources will not be reclaimed by the network on   failure.  Resources here may include assigned labels, links,   bandwidth etc.  If the working path has a fault, traffic is switched   to the recovery path.  In the revertive mode of operation, when the   preferred path is restored the traffic is automatically switched back   to it.   There are a number of implications to pinned working and recovery   paths:   -   upon failure and after traffic has been moved to the recovery       path, the traffic is unprotected until such time as the path       defect in the original working path is repaired and that path       restored to service.Sharma & Hellstrand          Informational                     [Page 29]

RFC 3469           Framework for MPLS-based Recovery       February 2003   -   upon failure and after traffic has been moved to the recovery       path, the resources associated with the original path remain       reserved.3.8.1.2 Non-revertive Mode   In the non-revertive mode of operation, there is no preferred path or   it may be desirable to minimize further disruption of the service   brought on by a revertive switching operation.  A switch-back to the   original working path is not desired or not possible since the   original path may no longer exist after the occurrence of a fault on   that path. If there is a fault on the working path, traffic is   switched to the recovery path.  When or if the faulty path (the   originally working path) is restored, it may become the recovery path   (either by configuration, or, if desired, by management actions).   In the non-revertive mode of operation, the working traffic may or   may not be restored to a new optimal working path or to the original   working path anyway.  This is because it might be useful, in some   cases, to either: (a) administratively perform a protection switch   back to the original working path after gaining further assurances   about the integrity of the path, or (b) it may be acceptable to   continue operation on the recovery path, or (c) it may be desirable   to move the traffic to a new optimal working path that is calculated   based on network topology and network policies.  Once a new working   path has been defined, an associated recovery path may be setup.3.8.2     Dynamic Protection Counterparts   For dynamic protection counterparts when the traffic is switched over   to a recovery path, the association between the original working path   and the recovery path may no longer exist, since the original path   itself may no longer exist after the fault.  Instead, when the   network reaches a stable state following routing convergence, the   recovery path may be switched over to a different preferred path   either optimization based on the new network topology and associated   information or based on pre-configured information.   Dynamic protection counterparts assume that upon failure, the PSL or   other network entity will establish new working paths if another   switch-over will be performed.Sharma & Hellstrand          Informational                     [Page 30]

RFC 3469           Framework for MPLS-based Recovery       February 20033.8.3     Restoration and Notification   MPLS restoration deals with returning the working traffic from the   recovery path to the original or a new working path.  Restoration is   performed by the PSL either upon receiving notification, via FRS,   that the working path is repaired, or upon receiving notification   that a new working path is established.   For fixed counterparts in revertive mode, an LSR that detected the   fault on the working path also detects the restoration of the working   path.  If the working path had experienced a LF defect, the LSR   detects a return to normal operation via the receipt of a liveness   message from its peer.  If the working path had experienced a LD   defect at an LSR interface, the LSR could detect a return to normal   operation via the resumption of error-free packet reception on that   interface.  Alternatively, a lower layer that no longer detects a LF   defect may inform the MPLS-based recovery mechanisms at the LSR that   the link to its peer LSR is operational. The LSR then transmits FRS   to its upstream LSR(s) that were transmitting traffic on the working   path.  At the point the PSL receives the FRS, it switches the working   traffic back to the original working path.   A similar scheme is used for dynamic counterparts where e.g., an   update of topology and/or network convergence may trigger   installation or setup of new working paths and may send notification   to the PSL to perform a switch over.   We note that if there is a way to transmit fault information back   along a recovery path towards a PSL and if the recovery path is an   equivalent working path, it is possible for the working path and its   recovery path to exchange roles once the original working path is   repaired following a fault.  This is because, in that case, the   recovery path effectively becomes the working path, and the restored   working path functions as a recovery path for the original recovery   path.  This is important, since it affords the benefits of non-   revertive switch operation outlined inSection 4.8.1, without leaving   the recovery path unprotected.3.8.4     Reverting to Preferred Path (or Controlled Rearrangement)   In the revertive mode, "make before break" restoration switching can   be used, which is less disruptive than performing protection   switching upon the occurrence of network impairments.  This will   minimize both packet loss and packet reordering.  The controlled   rearrangement of paths can also be used to satisfy traffic   engineering requirements for load balancing across an MPLS domain.Sharma & Hellstrand          Informational                     [Page 31]

RFC 3469           Framework for MPLS-based Recovery       February 20033.9. Performance   Resource/performance requirements for recovery paths should be   specified in terms of the following attributes:   I.   Resource Class Attribute:        Equivalent Recovery Class: The recovery path has the same        performance guarantees as the working path.  In other words, the        recovery path meets the same SLAs as the working path.        Limited Recovery Class: The recovery path does not have the same        performance guarantees as the working path.        A.  Lower Class:            The recovery path has lower resource requirements or less            stringent performance requirements than the working path.        B.  Best Effort Class:            The recovery path is best effort.   II.  Priority Attribute:        The recovery path has a priority attribute just like the working        path (i.e., the priority attribute of the associated traffic        trunks).  It can have the same priority as the working path or        lower priority.   III. Preemption Attribute:        The recovery path can have the same preemption attribute as the        working path or a lower one.4.  MPLS Recovery Features   The following features are desirable from an operational point of   view:   I.   It is desirable that MPLS recovery provides an option to        identify protection groups (PPGs) and protection portions        (PTPs).   II.  Each PSL should be capable of performing MPLS recovery upon the        detection of the impairments or upon receipt of notifications of        impairments.   III. A MPLS recovery method should not preclude manual protection        switching commands.  This implies that it would be possible        under administrative commands to transfer traffic from a working        path to a recovery path, or to transfer traffic from a recoverySharma & Hellstrand          Informational                     [Page 32]

RFC 3469           Framework for MPLS-based Recovery       February 2003        path to a working path, once the working path becomes        operational following a fault.   IV.  A PSL may be capable of performing either a switch back to the        original working path after the fault is corrected or a        switchover to a new working path, upon the discovery or        establishment of a more optimal working path.   V.   The recovery model should take into consideration path merging        at intermediate LSRs.  If a fault affects the merged segment,        all the paths sharing that merged segment should be able to        recover. Similarly, if a fault affects a non-merged segment,        only the path that is affected by the fault should be recovered.5.  Comparison Criteria   Possible criteria to use for comparison of MPLS-based recovery   schemes are as follows:   Recovery Time      We define recovery time as the time required for a recovery path      to be activated (and traffic flowing) after a fault.  Recovery      Time is the sum of the Fault Detection Time, Hold-off Time,      Notification Time, Recovery Operation Time, and the Traffic      Restoration Time.  In other words, it is the time between a      failure of a node or link in the network and the time before a      recovery path is installed and the traffic starts flowing on it.   Full Restoration Time      We define full restoration time as the time required for a      permanent restoration.  This is the time required for traffic to      be routed onto links, which are capable of or have been engineered      sufficiently to handle traffic in recovery scenarios.  Note that      this time may or may not be different from the "Recovery Time"      depending on whether equivalent or limited recovery paths are      used.   Setup vulnerability      The amount of time that a working path or a set of working paths      is left unprotected during such tasks as recovery path computation      and recovery path setup may be used to compare schemes.  The      nature of this vulnerability should be taken into account, e.g.,      End to End schemes correlate the vulnerability with working paths,Sharma & Hellstrand          Informational                     [Page 33]

RFC 3469           Framework for MPLS-based Recovery       February 2003      Local Repair schemes have a topological correlation that cuts      across working paths and Network Plan approaches have a      correlation that impacts the entire network.   Backup Capacity      Recovery schemes may require differing amounts of "backup      capacity" in the event of a fault.  This capacity will be      dependent on the traffic characteristics of the network.  However,      it may also be dependent on the particular protection plan      selection algorithms as well as the signaling and re-routing      methods.   Additive Latency      Recovery schemes may introduce additive latency for traffic.  For      example, a recovery path may take many more hops than the working      path.  This may be dependent on the recovery path selection      algorithms.   Quality of Protection      Recovery schemes can be considered to encompass a spectrum of      "packet survivability" which may range from "relative" to      "absolute". Relative survivability may mean that the packet is on      an equal footing with other traffic of, as an example, the same      diff-serv code point (DSCP) in contending for the resources of the      portion of the network that survives the failure.  Absolute      survivability may mean that the survivability of the protected      traffic has explicit guarantees.   Re-ordering      Recovery schemes may introduce re-ordering of packets.  Also the      action of putting traffic back on preferred paths might cause      packet re-ordering.   State Overhead      As the number of recovery paths in a protection plan grows, the      state required to maintain them also grows.  Schemes may require      differing numbers of paths to maintain certain levels of coverage,      etc.  The state required may also depend on the particular scheme      used for recovery.  The state overhead may be a function of      several parameters.  For example,  the number of recovery paths      and the number of the protected facilities (links, nodes, or      shared link risk groups (SRLGs)).Sharma & Hellstrand          Informational                     [Page 34]

RFC 3469           Framework for MPLS-based Recovery       February 2003   Loss      Recovery schemes may introduce a certain amount of packet loss      during switchover to a recovery path.  Schemes that introduce loss      during recovery can measure this loss by evaluating recovery times      in proportion to the link speed.      In case of link or node failure a certain packet loss is      inevitable.   Coverage      Recovery schemes may offer various types of failover coverage.      The total coverage may be defined in terms of several metrics:   I.   Fault Types: Recovery schemes may account for only link faults        or both node and link faults or also degraded service.  For        example, a scheme may require more recovery paths to take node        faults into account.   II.  Number of concurrent faults: dependent on the layout of recovery        paths in the protection plan, multiple fault scenarios may be        able to be restored.   III. Number of recovery paths: for a given fault, there may be one or        more recovery paths.   IV.  Percentage of coverage: dependent on a scheme and its        implementation, a certain percentage of faults may be covered.        This may be subdivided into percentage of link faults and        percentage of node faults.   V.   The number of protected paths may effect how fast the total set        of paths affected by a fault could be recovered.  The ratio of        protection is n/N, where n is the number of protected paths and        N is the total number of paths.6. Security Considerations   The MPLS recovery that is specified herein does not raise any   security issues that are not already present in the MPLS   architecture.   Confidentiality or encryption of information on the recovery path is   outside the scope of this document, but any method designed to do   this in other contexts may be used with the methods described in this   document.Sharma & Hellstrand          Informational                     [Page 35]

RFC 3469           Framework for MPLS-based Recovery       February 20037. Intellectual Property Considerations   The IETF has been notified of intellectual property rights claimed in   regard to some or all of the specification contained in this   document.  For more information consult the online list of claimed   rights.8. Acknowledgements   We would like to thank members of the MPLS WG mailing list for their   suggestions on the earlier versions of this document.  In particular,   Bora Akyol, Dave Allan, Dave Danenberg, Sharam Davari, and Neil   Harrison whose suggestions and comments were very helpful in revising   the document.   The editors would like to give very special thanks to Curtis   Villamizar for his careful and extremely thorough reading of the   document and for taking the time to provide numerous suggestions,   which were very helpful in the last couple of revisions of the   document.  Thanks are also due to Adrian Farrel for a through reading   of the last version of the document, and to Jean-Phillipe Vasseur and   Anna Charny for several useful editorial comments and suggestions,   and for input on bandwidth recovery.9.  References9.1  Normative   [RFC3031]     Rosen, E., Viswanathan, A. and R. Callon,                 "Multiprotocol Label Switching Architecture",RFC 3031,                 January 2001.   [RFC2702]     Awduche, D., Malcolm, J., Agogbua, J., O'Dell, M. and                 J. McManus, "Requirements for Traffic Engineering Over                 MPLS",RFC 2702, September 1999.   [RFC3209]     Awduche, D., Berger, L., Gan, D., Li, T., Srinivasan,                 V. and G. Swallow, "RSVP-TE Extensions to RSVP for LSP                 Tunnels",RFC 3209, December 2001.   [RFC3212]     Jamoussi, B. (Ed.), Andersson, L., Callon, R., Dantu,                 R., Wu, L., Doolan, P., Worster, T., Feldman, N.,                 Fredette, A., Girish, M., Gray, E., Heinanen, J.,                 Kilty, T. and A. Malis, "Constraint-Based LSP Setup                 using LDP",RFC 3212, January 2002.Sharma & Hellstrand          Informational                     [Page 36]

RFC 3469           Framework for MPLS-based Recovery       February 20039.2  Informative   [MPLS-BACKUP] Vasseur, J. P., Charny, A., LeFaucheur, F., and                 Achirica, "MPLS Traffic Engineering Fast reroute:                 backup tunnel path computation for bandwidth                 protection", Work in Progress.   [MPLS-PATH]   Haung, C., Sharma, V., Owens, K., Makam, V. "Building                 Reliable MPLS Networks Using a Path Protection                 Mechanism", IEEE Commun. Mag., Vol. 40, Issue 3, March                 2002, pp. 156-162.   [RFC2205]     Braden, R., Zhang, L., Berson, S., Herzog, S.,                 "Resource ReSerVation Protocol (RSVP) -- Version 1                 Functional Specification",RFC 2205, September 1997.10. Contributing Authors   This document was the collective work of several individuals over a   period of three years.  The text and content of this document was   contributed by the editors and the co-authors listed below. (The   contact information for the editors appears inSection 11, and is not   repeated below.)   Ben Mack-Crane   Tellabs Operations, Inc.   1415 West Diehl Road   Naperville, IL 60563   Phone: (630) 798-6197   EMail: Ben.Mack-Crane@tellabs.com   Srinivas Makam   Eshernet, Inc.   1712 Ada Ct.   Naperville, IL 60540   Phone: (630) 308-3213   EMail: Smakam60540@yahoo.comSharma & Hellstrand          Informational                     [Page 37]

RFC 3469           Framework for MPLS-based Recovery       February 2003   Ken Owens   Edward Jones Investments   201 Progress Parkway   St. Louis, MO 63146   Phone: (314) 515-3431   EMail: ken.owens@edwardjones.com   Changcheng Huang   Carleton University   Minto Center, Rm. 3082   1125 Colonial By Drive   Ottawa, Ont. K1S 5B6 Canada   Phone: (613) 520-2600 x2477   EMail: Changcheng.Huang@sce.carleton.ca   Jon Weil   Brad Cain   Storigen Systems   650 Suffolk Street   Lowell, MA 01854   Phone: (978) 323-4454   EMail: bcain@storigen.com   Loa Andersson   EMail: loa@pi.se   Bilel Jamoussi   Nortel Networks   3 Federal Street, BL3-03   Billerica, MA 01821, USA   Phone:(978) 288-4506   EMail: jamoussi@nortelnetworks.comSharma & Hellstrand          Informational                     [Page 38]

RFC 3469           Framework for MPLS-based Recovery       February 2003   Angela Chiu   AT&T Labs-Research   200 Laurel Ave. Rm A5-1F13   Middletown , NJ 07748   Phone: (732) 420-9061   EMail: chiu@research.att.com   Seyhan Civanlar   Lemur Networks, Inc.   135 West 20th Street, 5th Floor   New York, NY 10011   Phone: (212) 367-7676   EMail: scivanlar@lemurnetworks.com11. Editors' Addresses   Vishal Sharma (Editor)   Metanoia, Inc.   1600 Villa Street, Unit 352   Mountain View, CA 94041-1174   Phone: (650) 386-6723   EMail: v.sharma@ieee.org   Fiffi Hellstrand (Editor)   Nortel Networks   St Eriksgatan 115   PO Box 6701   113 85 Stockholm, Sweden   Phone: +46 8 5088 3687   EMail: fiffi@nortelnetworks.comSharma & Hellstrand          Informational                     [Page 39]

RFC 3469           Framework for MPLS-based Recovery       February 200312.  Full Copyright Statement   Copyright (C) The Internet Society (2003).  All Rights Reserved.   This document and translations of it may be copied and furnished to   others, and derivative works that comment on or otherwise explain it   or assist in its implementation may be prepared, copied, published   and distributed, in whole or in part, without restriction of any   kind, provided that the above copyright notice and this paragraph are   included on all such copies and derivative works.  However, this   document itself may not be modified in any way, such as by removing   the copyright notice or references to the Internet Society or other   Internet organizations, except as needed for the purpose of   developing Internet standards in which case the procedures for   copyrights defined in the Internet Standards process must be   followed, or as required to translate it into languages other than   English.   The limited permissions granted above are perpetual and will not be   revoked by the Internet Society or its successors or assigns.   This document and the information contained herein is provided on an   "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING   TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING   BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION   HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF   MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.Acknowledgement   Funding for the RFC Editor function is currently provided by the   Internet Society.Sharma & Hellstrand          Informational                     [Page 40]

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