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Network Working Group                                         D. AwducheRequest for Comments: 3272                                Movaz NetworksCategory: Informational                                          A. Chiu                                                         Celion Networks                                                              A. Elwalid                                                              I. Widjaja                                                     Lucent Technologies                                                                 X. Xiao                                                        Redback Networks                                                                May 2002Overview and Principles of Internet Traffic EngineeringStatus of this Memo   This memo provides information for the Internet community.  It does   not specify an Internet standard of any kind.  Distribution of this   memo is unlimited.Copyright Notice   Copyright (C) The Internet Society (2002).  All Rights Reserved.Abstract   This memo describes the principles of Traffic Engineering (TE) in the   Internet.  The document is intended to promote better understanding   of the issues surrounding traffic engineering in IP networks, and to   provide a common basis for the development of traffic engineering   capabilities for the Internet.  The principles, architectures, and   methodologies for performance evaluation and performance optimization   of operational IP networks are discussed throughout this document.Table of Contents1.0 Introduction...................................................31.1 What is Internet Traffic Engineering?.......................41.2 Scope.......................................................71.3 Terminology.................................................82.0 Background....................................................112.1 Context of Internet Traffic Engineering....................122.2 Network Context............................................132.3 Problem Context............................................142.3.1 Congestion and its Ramifications......................162.4 Solution Context...........................................162.4.1 Combating the Congestion Problem......................182.5 Implementation and Operational Context.....................21Awduche, et. al.             Informational                      [Page 1]

RFC 3272        Overview and Principles of Internet TE          May 20023.0 Traffic Engineering Process Model.............................213.1 Components of the Traffic Engineering Process Model........233.2 Measurement................................................233.3 Modeling, Analysis, and Simulation.........................243.4 Optimization...............................................254.0 Historical Review and Recent Developments.....................264.1 Traffic Engineering in Classical Telephone Networks........264.2 Evolution of Traffic Engineering in the Internet...........284.2.1 Adaptive Routing in ARPANET...........................284.2.2 Dynamic Routing in the Internet.......................294.2.3 ToS Routing...........................................304.2.4 Equal Cost Multi-Path.................................304.2.5 Nimrod................................................314.3 Overlay Model..............................................314.4 Constraint-Based Routing...................................32      4.5 Overview of Other IETF Projects Related to Traffic          Engineering................................................324.5.1 Integrated Services...................................324.5.2 RSVP..................................................334.5.3 Differentiated Services...............................344.5.4 MPLS..................................................354.5.5 IP Performance Metrics................................364.5.6 Flow Measurement......................................374.5.7 Endpoint Congestion Management........................37      4.6 Overview of ITU Activities Related to Traffic          Engineering................................................384.7 Content Distribution.......................................395.0 Taxonomy of Traffic Engineering Systems.......................405.1 Time-Dependent Versus State-Dependent......................405.2 Offline Versus Online......................................415.3 Centralized Versus Distributed.............................425.4 Local Versus Global........................................425.5 Prescriptive Versus Descriptive............................425.6 Open-Loop Versus Closed-Loop...............................435.7 Tactical vs Strategic......................................436.0 Recommendations for Internet Traffic Engineering..............436.1 Generic Non-functional Recommendations.....................446.2 Routing Recommendations....................................466.3 Traffic Mapping Recommendations............................486.4 Measurement Recommendations................................496.5 Network Survivability......................................506.5.1 Survivability in MPLS Based Networks..................526.5.2 Protection Option.....................................536.6 Traffic Engineering in Diffserv Environments...............546.7 Network Controllability....................................567.0 Inter-Domain Considerations...................................57   8.0 Overview of Contemporary TE Practices in Operational       IP Networks...................................................59Awduche, et. al.             Informational                      [Page 2]

RFC 3272        Overview and Principles of Internet TE          May 20029.0 Conclusion....................................................6310.0 Security Considerations......................................6311.0 Acknowledgments..............................................6312.0 References...................................................6413.0 Authors' Addresses...........................................7014.0 Full Copyright Statement.....................................711.0 Introduction   This memo describes the principles of Internet traffic engineering.   The objective of the document is to articulate the general issues and   principles for Internet traffic engineering; and where appropriate to   provide recommendations, guidelines, and options for the development   of online and offline Internet traffic engineering capabilities and   support systems.   This document can aid service providers in devising and implementing   traffic engineering solutions for their networks.  Networking   hardware and software vendors will also find this document helpful in   the development of mechanisms and support systems for the Internet   environment that support the traffic engineering function.   This document provides a terminology for describing and understanding   common Internet traffic engineering concepts.  This document also   provides a taxonomy of known traffic engineering styles.  In this   context, a traffic engineering style abstracts important aspects from   a traffic engineering methodology.  Traffic engineering styles can be   viewed in different ways depending upon the specific context in which   they are used and the specific purpose which they serve.  The   combination of styles and views results in a natural taxonomy of   traffic engineering systems.   Even though Internet traffic engineering is most effective when   applied end-to-end, the initial focus of this document document is   intra-domain traffic engineering (that is, traffic engineering within   a given autonomous system).  However, because a preponderance of   Internet traffic tends to be inter-domain (originating in one   autonomous system and terminating in another), this document provides   an overview of aspects pertaining to inter-domain traffic   engineering.   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this   document are to be interpreted as described inRFC 2119.Awduche, et. al.             Informational                      [Page 3]

RFC 3272        Overview and Principles of Internet TE          May 20021.1. What is Internet Traffic Engineering?   Internet traffic engineering is defined as that aspect of Internet   network engineering dealing with the issue of performance evaluation   and performance optimization of operational IP networks.  Traffic   Engineering encompasses the application of technology and scientific   principles to the measurement, characterization, modeling, and   control of Internet traffic [RFC-2702,AWD2].   Enhancing the performance of an operational network, at both the   traffic and resource levels, are major objectives of Internet traffic   engineering.  This is accomplished by addressing traffic oriented   performance requirements, while utilizing network resources   economically and reliably.  Traffic oriented performance measures   include delay, delay variation, packet loss, and throughput.   An important objective of Internet traffic engineering is to   facilitate reliable network operations [RFC-2702].  Reliable network   operations can be facilitated by providing mechanisms that enhance   network integrity and by embracing policies emphasizing network   survivability.  This results in a minimization of the vulnerability   of the network to service outages arising from errors, faults, and   failures occurring within the infrastructure.   The Internet exists in order to transfer information from source   nodes to destination nodes.  Accordingly, one of the most significant   functions performed by the Internet is the routing of traffic from   ingress nodes to egress nodes.  Therefore, one of the most   distinctive functions performed by Internet traffic engineering is   the control and optimization of the routing function, to steer   traffic through the network in the most effective way.   Ultimately, it is the performance of the network as seen by end users   of network services that is truly paramount.  This crucial point   should be considered throughout the development of traffic   engineering mechanisms and policies.  The characteristics visible to   end users are the emergent properties of the network, which are the   characteristics of the network when viewed as a whole.  A central   goal of the service provider, therefore, is to enhance the emergent   properties of the network while taking economic considerations into   account.   The importance of the above observation regarding the emergent   properties of networks is that special care must be taken when   choosing network performance measures to optimize.  Optimizing the   wrong measures may achieve certain local objectives, but may haveAwduche, et. al.             Informational                      [Page 4]

RFC 3272        Overview and Principles of Internet TE          May 2002   disastrous consequences on the emergent properties of the network and   thereby on the quality of service perceived by end-users of network   services.   A subtle, but practical advantage of the systematic application of   traffic engineering concepts to operational networks is that it helps   to identify and structure goals and priorities in terms of enhancing   the quality of service delivered to end-users of network services.   The application of traffic engineering concepts also aids in the   measurement and analysis of the achievement of these goals.   The optimization aspects of traffic engineering can be achieved   through capacity management and traffic management.  As used in this   document, capacity management includes capacity planning, routing   control, and resource management.  Network resources of particular   interest include link bandwidth, buffer space, and computational   resources.  Likewise, as used in this document, traffic management   includes (1) nodal traffic control functions such as traffic   conditioning, queue management, scheduling, and (2) other functions   that regulate traffic flow through the network or that arbitrate   access to network resources between different packets or between   different traffic streams.   The optimization objectives of Internet traffic engineering should be   viewed as a continual and iterative process of network performance   improvement and not simply as a one time goal.  Traffic engineering   also demands continual development of new technologies and new   methodologies for network performance enhancement.   The optimization objectives of Internet traffic engineering may   change over time as new requirements are imposed, as new technologies   emerge, or as new insights are brought to bear on the underlying   problems.  Moreover, different networks may have different   optimization objectives, depending upon their business models,   capabilities, and operating constraints.  The optimization aspects of   traffic engineering are ultimately concerned with network control   regardless of the specific optimization goals in any particular   environment.   Thus, the optimization aspects of traffic engineering can be viewed   from a control perspective.  The aspect of control within the   Internet traffic engineering arena can be pro-active and/or reactive.   In the pro-active case, the traffic engineering control system takes   preventive action to obviate predicted unfavorable future network   states.  It may also take perfective action to induce a more   desirable state in the future.  In the reactive case, the control   system responds correctively and perhaps adaptively to events that   have already transpired in the network.Awduche, et. al.             Informational                      [Page 5]

RFC 3272        Overview and Principles of Internet TE          May 2002   The control dimension of Internet traffic engineering responds at   multiple levels of temporal resolution to network events.  Certain   aspects of capacity management, such as capacity planning, respond at   very coarse temporal levels, ranging from days to possibly years.   The introduction of automatically switched optical transport networks   (e.g., based on the Multi-protocol Lambda Switching concepts) could   significantly reduce the lifecycle for capacity planning by   expediting provisioning of optical bandwidth.  Routing control   functions operate at intermediate levels of temporal resolution,   ranging from milliseconds to days.  Finally, the packet level   processing functions (e.g., rate shaping, queue management, and   scheduling) operate at very fine levels of temporal resolution,   ranging from picoseconds to milliseconds while responding to the   real-time statistical behavior of traffic.  The subsystems of   Internet traffic engineering control include: capacity augmentation,   routing control, traffic control, and resource control (including   control of service policies at network elements).  When capacity is   to be augmented for tactical purposes, it may be desirable to devise   a deployment plan that expedites bandwidth provisioning while   minimizing installation costs.   Inputs into the traffic engineering control system include network   state variables, policy variables, and decision variables.   One major challenge of Internet traffic engineering is the   realization of automated control capabilities that adapt quickly and   cost effectively to significant changes in a network's state, while   still maintaining stability.   Another critical dimension of Internet traffic engineering is network   performance evaluation, which is important for assessing the   effectiveness of traffic engineering methods, and for monitoring and   verifying compliance with network performance goals.  Results from   performance evaluation can be used to identify existing problems,   guide network re-optimization, and aid in the prediction of potential   future problems.   Performance evaluation can be achieved in many different ways.  The   most notable techniques include analytical methods, simulation, and   empirical methods based on measurements.  When analytical methods or   simulation are used, network nodes and links can be modeled to   capture relevant operational features such as topology, bandwidth,   buffer space, and nodal service policies (link scheduling, packet   prioritization, buffer management, etc.).  Analytical traffic models   can be used to depict dynamic and behavioral traffic characteristics,   such as burstiness, statistical distributions, and dependence.Awduche, et. al.             Informational                      [Page 6]

RFC 3272        Overview and Principles of Internet TE          May 2002   Performance evaluation can be quite complicated in practical network   contexts.  A number of techniques can be used to simplify the   analysis, such as abstraction, decomposition, and approximation.  For   example, simplifying concepts such as effective bandwidth and   effective buffer [Elwalid] may be used to approximate nodal behaviors   at the packet level and simplify the analysis at the connection   level.  Network analysis techniques using, for example, queuing   models and approximation schemes based on asymptotic and   decomposition techniques can render the analysis even more tractable.   In particular, an emerging set of concepts known as network calculus   [CRUZ] based on deterministic bounds may simplify network analysis   relative to classical stochastic techniques.  When using analytical   techniques, care should be taken to ensure that the models faithfully   reflect the relevant operational characteristics of the modeled   network entities.   Simulation can be used to evaluate network performance or to verify   and validate analytical approximations.  Simulation can, however, be   computationally costly and may not always provide sufficient   insights.  An appropriate approach to a given network performance   evaluation problem may involve a hybrid combination of analytical   techniques, simulation, and empirical methods.   As a general rule, traffic engineering concepts and mechanisms must   be sufficiently specific and well defined to address known   requirements, but simultaneously flexible and extensible to   accommodate unforeseen future demands.1.2. Scope   The scope of this document is intra-domain traffic engineering; that   is, traffic engineering within a given autonomous system in the   Internet.  This document will discuss concepts pertaining to intra-   domain traffic control, including such issues as routing control,   micro and macro resource allocation, and the control coordination   problems that arise consequently.   This document will describe and characterize techniques already in   use or in advanced development for Internet traffic engineering.  The   way these techniques fit together will be discussed and scenarios in   which they are useful will be identified.   While this document considers various intra-domain traffic   engineering approaches, it focuses more on traffic engineering with   MPLS.  Traffic engineering based upon manipulation of IGP metrics is   not addressed in detail.  This topic may be addressed by other   working group document(s).Awduche, et. al.             Informational                      [Page 7]

RFC 3272        Overview and Principles of Internet TE          May 2002   Although the emphasis is on intra-domain traffic engineering, inSection 7.0, an overview of the high level considerations pertaining   to inter-domain traffic engineering will be provided.  Inter-domain   Internet traffic engineering is crucial to the performance   enhancement of the global Internet infrastructure.   Whenever possible, relevant requirements from existing IETF documents   and other sources will be incorporated by reference.1.3 Terminology   This subsection provides terminology which is useful for Internet   traffic engineering.  The definitions presented apply to this   document.  These terms may have other meanings elsewhere.      - Baseline analysis:            A study conducted to serve as a baseline for comparison to            the actual behavior of the network.      - Busy hour:            A one hour period within a specified interval of time            (typically 24 hours) in which the traffic load in a network            or sub-network is greatest.      - Bottleneck:            A network element whose input traffic rate tends to be            greater than its output rate.      - Congestion:            A state of a network resource in which the traffic incident            on the resource exceeds its output capacity over an interval            of time.      - Congestion avoidance:            An approach to congestion management that attempts to            obviate the occurrence of congestion.      - Congestion control:            An approach to congestion management that attempts to remedy            congestion problems that have already occurred.      - Constraint-based routing:            A class of routing protocols that take specified traffic            attributes, network constraints, and policy constraints into            account when making routing decisions.  Constraint-based            routing is applicable to traffic aggregates as well as            flows.  It is a generalization of QoS routing.Awduche, et. al.             Informational                      [Page 8]

RFC 3272        Overview and Principles of Internet TE          May 2002      - Demand side congestion management:            A congestion management scheme that addresses congestion            problems by regulating or conditioning offered load.      - Effective bandwidth:            The minimum amount of bandwidth that can be assigned to a            flow or traffic aggregate in order to deliver 'acceptable            service quality' to the flow or traffic aggregate.      - Egress traffic:            Traffic exiting a network or network element.      - Hot-spot:            A network element or subsystem which is in a state of            congestion.      - Ingress traffic:            Traffic entering a network or network element.      - Inter-domain traffic:            Traffic that originates in one Autonomous system and            terminates in another.      - Loss network:            A network that does not provide adequate buffering for            traffic, so that traffic entering a busy resource within the            network will be dropped rather than queued.      - Metric:            A parameter defined in terms of standard units of            measurement.      - Measurement Methodology:            A repeatable measurement technique used to derive one or            more metrics of interest.      - Network Survivability:            The capability to provide a prescribed level of QoS for            existing services after a given number of failures occur            within the network.      - Offline traffic engineering:            A traffic engineering system that exists outside of the            network.Awduche, et. al.             Informational                      [Page 9]

RFC 3272        Overview and Principles of Internet TE          May 2002      - Online traffic engineering:            A traffic engineering system that exists within the network,            typically implemented on or as adjuncts to operational            network elements.      - Performance measures:            Metrics that provide quantitative or qualitative measures of            the performance of systems or subsystems of interest.      - Performance management:            A systematic approach to improving effectiveness in the            accomplishment of specific networking goals related to            performance improvement.      - Performance Metric:            A performance parameter defined in terms of standard units            of measurement.      - Provisioning:            The process of assigning or configuring network resources to            meet certain requests.      - QoS routing:            Class of routing systems that selects paths to be used by a            flow based on the QoS requirements of the flow.      - Service Level Agreement:            A contract between a provider and a customer that guarantees            specific levels of performance and reliability at a certain            cost.      - Stability:            An operational state in which a network does not oscillate            in a disruptive manner from one mode to another mode.      - Supply side congestion management:            A congestion management scheme that provisions additional            network resources to address existing and/or anticipated            congestion problems.      - Transit traffic:            Traffic whose origin and destination are both outside of the            network under consideration.      - Traffic characteristic:            A description of the temporal behavior or a description of            the attributes of a given traffic flow or traffic aggregate.Awduche, et. al.             Informational                     [Page 10]

RFC 3272        Overview and Principles of Internet TE          May 2002      - Traffic engineering system:            A collection of objects, mechanisms, and protocols that are            used conjunctively to accomplish traffic engineering            objectives.      - Traffic flow:            A stream of packets between two end-points that can be            characterized in a certain way.  A micro-flow has a more            specific definition: A micro-flow is a stream of packets            with the same source and destination addresses, source and            destination ports, and protocol ID.      - Traffic intensity:            A measure of traffic loading with respect to a resource            capacity over a specified period of time.  In classical            telephony systems, traffic intensity is measured in units of            Erlang.      - Traffic matrix:            A representation of the traffic demand between a set of            origin and destination abstract nodes.  An abstract node can            consist of one or more network elements.      - Traffic monitoring:            The process of observing traffic characteristics at a given            point in a network and collecting the traffic information            for analysis and further action.      - Traffic trunk:            An aggregation of traffic flows belonging to the same class            which are forwarded through a common path.  A traffic trunk            may be characterized by an ingress and egress node, and a            set of attributes which determine its behavioral            characteristics and requirements from the network.2.0 Background   The Internet has quickly evolved into a very critical communications   infrastructure, supporting significant economic, educational, and   social activities.  Simultaneously, the delivery of Internet   communications services has become very competitive and end-users are   demanding very high quality service from their service providers.   Consequently, performance optimization of large scale IP networks,   especially public Internet backbones, have become an important   problem.  Network performance requirements are multi-dimensional,   complex, and sometimes contradictory; making the traffic engineering   problem very challenging.Awduche, et. al.             Informational                     [Page 11]

RFC 3272        Overview and Principles of Internet TE          May 2002   The network must convey IP packets from ingress nodes to egress nodes   efficiently, expeditiously, and economically.  Furthermore, in a   multiclass service environment (e.g., Diffserv capable networks), the   resource sharing parameters of the network must be appropriately   determined and configured according to prevailing policies and   service models to resolve resource contention issues arising from   mutual interference between packets traversing through the network.   Thus, consideration must be given to resolving competition for   network resources between traffic streams belonging to the same   service class (intra-class contention resolution) and traffic streams   belonging to different classes (inter-class contention resolution).2.1 Context of Internet Traffic Engineering   The context of Internet traffic engineering pertains to the scenarios   where traffic engineering is used.  A traffic engineering methodology   establishes appropriate rules to resolve traffic performance issues   occurring in a specific context.  The context of Internet traffic   engineering includes:      (1)   A network context defining the universe of discourse, and in            particular the situations in which the traffic engineering            problems occur.  The network context includes network            structure, network policies, network characteristics,            network constraints, network quality attributes, and network            optimization criteria.      (2)   A problem context defining the general and concrete issues            that traffic engineering addresses.  The problem context            includes identification, abstraction of relevant features,            representation, formulation, specification of the            requirements on the solution space, and specification of the            desirable features of acceptable solutions.      (3)   A solution context suggesting how to address the issues            identified by the problem context.  The solution context            includes analysis, evaluation of alternatives, prescription,            and resolution.      (4)   An implementation and operational context in which the            solutions are methodologically instantiated.  The            implementation and operational context includes planning,            organization, and execution.   The context of Internet traffic engineering and the different problem   scenarios are discussed in the following subsections.Awduche, et. al.             Informational                     [Page 12]

RFC 3272        Overview and Principles of Internet TE          May 20022.2 Network Context   IP networks range in size from small clusters of routers situated   within a given location, to thousands of interconnected routers,   switches, and other components distributed all over the world.   Conceptually, at the most basic level of abstraction, an IP network   can be represented as a distributed dynamical system consisting of:   (1) a set of interconnected resources which provide transport   services for IP traffic subject to certain constraints, (2) a demand   system representing the offered load to be transported through the   network, and (3) a response system consisting of network processes,   protocols, and related mechanisms which facilitate the movement of   traffic through the network [see also AWD2].   The network elements and resources may have specific characteristics   restricting the manner in which the demand is handled.  Additionally,   network resources may be equipped with traffic control mechanisms   superintending the way in which the demand is serviced.  Traffic   control mechanisms may, for example, be used to control various   packet processing activities within a given resource, arbitrate   contention for access to the resource by different packets, and   regulate traffic behavior through the resource.  A configuration   management and provisioning system may allow the settings of the   traffic control mechanisms to be manipulated by external or internal   entities in order to exercise control over the way in which the   network elements respond to internal and external stimuli.   The details of how the network provides transport services for   packets are specified in the policies of the network administrators   and are installed through network configuration management and policy   based provisioning systems.  Generally, the types of services   provided by the network also depends upon the technology and   characteristics of the network elements and protocols, the prevailing   service and utility models, and the ability of the network   administrators to translate policies into network configurations.   Contemporary Internet networks have three significant   characteristics:  (1) they provide real-time services, (2) they have   become mission critical, and (3) their operating environments are   very dynamic.  The dynamic characteristics of IP networks can be   attributed in part to fluctuations in demand, to the interaction   between various network protocols and processes, to the rapid   evolution of the infrastructure which demands the constant inclusion   of new technologies and new network elements, and to transient and   persistent impairments which occur within the system.Awduche, et. al.             Informational                     [Page 13]

RFC 3272        Overview and Principles of Internet TE          May 2002   Packets contend for the use of network resources as they are conveyed   through the network.  A network resource is considered to be   congested if the arrival rate of packets exceed the output capacity   of the resource over an interval of time.  Congestion may result in   some of the arrival packets being delayed or even dropped.   Congestion increases transit delays, delay variation, packet loss,   and reduces the predictability of network services.  Clearly,   congestion is a highly undesirable phenomenon.   Combating congestion at a reasonable cost is a major objective of   Internet traffic engineering.   Efficient sharing of network resources by multiple traffic streams is   a basic economic premise for packet switched networks in general and   for the Internet in particular.  A fundamental challenge in network   operation, especially in a large scale public IP network, is to   increase the efficiency of resource utilization while minimizing the   possibility of congestion.   Increasingly, the Internet will have to function in the presence of   different classes of traffic with different service requirements.   The advent of Differentiated Services [RFC-2475] makes this   requirement particularly acute.  Thus, packets may be grouped into   behavior aggregates such that each behavior aggregate may have a   common set of behavioral characteristics or a common set of delivery   requirements.  In practice, the delivery requirements of a specific   set of packets may be specified explicitly or implicitly.  Two of the   most important traffic delivery requirements are capacity constraints   and QoS constraints.   Capacity constraints can be expressed statistically as peak rates,   mean rates, burst sizes, or as some deterministic notion of effective   bandwidth.  QoS requirements can be expressed in terms of (1)   integrity constraints such as packet loss and (2) in terms of   temporal constraints such as timing restrictions for the delivery of   each packet (delay) and timing restrictions for the delivery of   consecutive packets belonging to the same traffic stream (delay   variation).2.3 Problem Context   Fundamental problems exist in association with the operation of a   network described by the simple model of the previous subsection.   This subsection reviews the problem context in relation to the   traffic engineering function.Awduche, et. al.             Informational                     [Page 14]

RFC 3272        Overview and Principles of Internet TE          May 2002   The identification, abstraction, representation, and measurement of   network features relevant to traffic engineering is a significant   issue.   One particularly important class of problems concerns how to   explicitly formulate the problems that traffic engineering attempts   to solve, how to identify the requirements on the solution space, how   to specify the desirable features of good solutions, how to actually   solve the problems, and how to measure and characterize the   effectiveness of the solutions.   Another class of problems concerns how to measure and estimate   relevant network state parameters.  Effective traffic engineering   relies on a good estimate of the offered traffic load as well as a   view of the underlying topology and associated resource constraints.   A network-wide view of the topology is also a must for offline   planning.   Still another class of problems concerns how to characterize the   state of the network and how to evaluate its performance under a   variety of scenarios.  The performance evaluation problem is two-   fold.  One aspect of this problem relates to the evaluation of the   system level performance of the network.  The other aspect relates to   the evaluation of the resource level performance, which restricts   attention to the performance analysis of individual network   resources.  In this memo, we refer to the system level   characteristics of the network as the "macro-states" and the resource   level characteristics as the "micro-states." The system level   characteristics are also known as the emergent properties of the   network as noted earlier.  Correspondingly, we shall refer to the   traffic engineering schemes dealing with network performance   optimization at the systems level as "macro-TE" and the schemes that   optimize at the individual resource level as "micro-TE."  Under   certain circumstances, the system level performance can be derived   from the resource level performance using appropriate rules of   composition, depending upon the particular performance measures of   interest.   Another fundamental class of problems concerns how to effectively   optimize network performance.  Performance optimization may entail   translating solutions to specific traffic engineering problems into   network configurations.  Optimization may also entail some degree of   resource management control, routing control, and/or capacity   augmentation.Awduche, et. al.             Informational                     [Page 15]

RFC 3272        Overview and Principles of Internet TE          May 2002   As noted previously, congestion is an undesirable phenomena in   operational networks.  Therefore, the next subsection addresses the   issue of congestion and its ramifications within the problem context   of Internet traffic engineering.2.3.1 Congestion and its Ramifications   Congestion is one of the most significant problems in an operational   IP context.  A network element is said to be congested if it   experiences sustained overload over an interval of time.  Congestion   almost always results in degradation of service quality to end users.   Congestion control schemes can include demand side policies and   supply side policies.  Demand side policies may restrict access to   congested resources and/or dynamically regulate the demand to   alleviate the overload situation.  Supply side policies may expand or   augment network capacity to better accommodate offered traffic.   Supply side policies may also re-allocate network resources by   redistributing traffic over the infrastructure.  Traffic   redistribution and resource re-allocation serve to increase the   'effective capacity' seen by the demand.   The emphasis of this memo is primarily on congestion management   schemes falling within the scope of the network, rather than on   congestion management systems dependent upon sensitivity and   adaptivity from end-systems.  That is, the aspects that are   considered in this memo with respect to congestion management are   those solutions that can be provided by control entities operating on   the network and by the actions of network administrators and network   operations systems.2.4 Solution Context   The solution context for Internet traffic engineering involves   analysis, evaluation of alternatives, and choice between alternative   courses of action.  Generally the solution context is predicated on   making reasonable inferences about the current or future state of the   network, and subsequently making appropriate decisions that may   involve a preference between alternative sets of action.  More   specifically, the solution context demands reasonable estimates of   traffic workload, characterization of network state, deriving   solutions to traffic engineering problems which may be implicitly or   explicitly formulated, and possibly instantiating a set of control   actions.  Control actions may involve the manipulation of parameters   associated with routing, control over tactical capacity acquisition,   and control over the traffic management functions.   The following list of instruments may be applicable to the solution   context of Internet traffic engineering.Awduche, et. al.             Informational                     [Page 16]

RFC 3272        Overview and Principles of Internet TE          May 2002      (1)   A set of policies, objectives, and requirements (which may            be context dependent) for network performance evaluation and            performance  optimization.      (2)   A collection of online and possibly offline tools and            mechanisms for measurement, characterization, modeling, and            control of Internet traffic and control over the placement            and allocation of network resources, as well as control over            the mapping or distribution of traffic onto the            infrastructure.      (3)   A set of constraints on the operating environment, the            network protocols, and the traffic engineering system            itself.      (4)   A set of quantitative and qualitative techniques and            methodologies for abstracting, formulating, and solving            traffic engineering problems.      (5)   A set of administrative control parameters which may be            manipulated through a Configuration Management (CM) system.            The CM system itself may include a configuration control            subsystem, a configuration repository, a configuration            accounting subsystem, and a configuration auditing            subsystem.      (6)   A set of guidelines for network performance evaluation,            performance optimization, and performance improvement.   Derivation of traffic characteristics through measurement and/or   estimation is very useful within the realm of the solution space for   traffic engineering.  Traffic estimates can be derived from customer   subscription information, traffic projections, traffic models, and   from actual empirical measurements.  The empirical measurements may   be performed at the traffic aggregate level or at the flow level in   order to derive traffic statistics at various levels of detail.   Measurements at the flow level or on small traffic aggregates may be   performed at edge nodes, where traffic enters and leaves the network.   Measurements at large traffic aggregate levels may be performed   within the core of the network where potentially numerous traffic   flows may be in transit concurrently.   To conduct performance studies and to support planning of existing   and future networks, a routing analysis may be performed to determine   the path(s) the routing protocols will choose for various traffic   demands, and to ascertain the utilization of network resources as   traffic is routed through the network.  The routing analysis should   capture the selection of paths through the network, the assignment ofAwduche, et. al.             Informational                     [Page 17]

RFC 3272        Overview and Principles of Internet TE          May 2002   traffic across multiple feasible routes, and the multiplexing of IP   traffic over traffic trunks (if such constructs exists) and over the   underlying network infrastructure.  A network topology model is a   necessity for routing analysis.  A network topology model may be   extracted from network architecture documents, from network designs,   from information contained in router configuration files, from   routing databases, from routing tables, or from automated tools that   discover and depict network topology information.  Topology   information may also be derived from servers that monitor network   state, and from servers that perform provisioning functions.   Routing in operational IP networks can be administratively controlled   at various levels of abstraction including the manipulation of BGP   attributes and manipulation of IGP metrics.  For path oriented   technologies such as MPLS, routing can be further controlled by the   manipulation of relevant traffic engineering parameters, resource   parameters, and administrative policy constraints.  Within the   context of MPLS, the path of an explicit label switched path (LSP)   can be computed and established in various ways including: (1)   manually, (2) automatically online using constraint-based routing   processes implemented on label switching routers, and (3)   automatically offline using constraint-based routing entities   implemented on external traffic engineering support systems.2.4.1 Combating the Congestion Problem   Minimizing congestion is a significant aspect of Internet traffic   engineering.  This subsection gives an overview of the general   approaches that have been used or proposed to combat congestion   problems.   Congestion management policies can be categorized based upon the   following criteria (see e.g., [YARE95] for a more detailed taxonomy   of congestion control schemes): (1) Response time scale which can be   characterized as long, medium, or short; (2) reactive versus   preventive which relates to congestion control and congestion   avoidance; and (3) supply side versus demand side congestion   management schemes.  These aspects are discussed in the following   paragraphs.   (1) Congestion Management based on Response Time Scales   - Long (weeks to months): Capacity planning works over a relatively   long time scale to expand network capacity based on estimates or   forecasts of future traffic demand and traffic distribution.  Since   router and link provisioning take time and are generally expensive,   these upgrades are typically carried out in the weeks-to-months or   even years time scale.Awduche, et. al.             Informational                     [Page 18]

RFC 3272        Overview and Principles of Internet TE          May 2002   - Medium (minutes to days): Several control policies fall within the   medium time scale category.  Examples include: (1) Adjusting IGP   and/or BGP parameters to route traffic away or towards certain   segments of the network; (2) Setting up and/or adjusting some   explicitly routed label switched paths (ER-LSPs) in MPLS networks to   route some traffic trunks away from possibly congested resources or   towards possibly more favorable routes; (3) re-configuring the   logical topology of the network to make it correlate more closely   with the spatial traffic distribution using for example some   underlying path-oriented technology such as MPLS LSPs, ATM PVCs, or   optical channel trails.  Many of these adaptive medium time scale   response schemes rely on a measurement system that monitors changes   in traffic distribution, traffic shifts, and network resource   utilization and subsequently provides feedback to the online and/or   offline traffic engineering mechanisms and tools which employ this   feedback information to trigger certain control actions to occur   within the network.  The traffic engineering mechanisms and tools can   be implemented in a distributed fashion or in a centralized fashion,   and may have a hierarchical structure or a flat structure.  The   comparative merits of distributed and centralized control structures   for networks are well known.  A centralized scheme may have global   visibility into the network state and may produce potentially more   optimal solutions.  However, centralized schemes are prone to single   points of failure and may not scale as well as distributed schemes.   Moreover, the information utilized by a centralized scheme may be   stale and may not reflect the actual state of the network.  It is not   an objective of this memo to make a recommendation between   distributed and centralized schemes.  This is a choice that network   administrators must make based on their specific needs.   - Short (picoseconds to minutes): This category includes packet level   processing functions and events on the order of several round trip   times.  It includes router mechanisms such as passive and active   buffer management.  These mechanisms are used to control congestion   and/or signal congestion to end systems so that they can adaptively   regulate the rate at which traffic is injected into the network.  One   of the most popular active queue management schemes, especially for   TCP traffic, is Random Early Detection (RED) [FLJA93], which supports   congestion avoidance by controlling the average queue size.  During   congestion (but before the queue is filled), the RED scheme chooses   arriving packets to "mark" according to a probabilistic algorithm   which takes into account the average queue size.  For a router that   does not utilize explicit congestion notification (ECN) see e.g.,   [FLOY94], the marked packets can simply be dropped to signal the   inception of congestion to end systems.  On the other hand, if the   router supports ECN, then it can set the ECN field in the packet   header.  Several variations of RED have been proposed to support   different drop precedence levels in multi-class environments [RFC-Awduche, et. al.             Informational                     [Page 19]

RFC 3272        Overview and Principles of Internet TE          May 2002   2597], e.g., RED with In and Out (RIO) and Weighted RED.  There is   general consensus that RED provides congestion avoidance performance   which is not worse than traditional Tail-Drop (TD) queue management   (drop arriving packets only when the queue is full).  Importantly,   however, RED reduces the possibility of global synchronization and   improves fairness among different TCP sessions.  However, RED by   itself can not prevent congestion and unfairness caused by sources   unresponsive to RED, e.g., UDP traffic and some misbehaved greedy   connections.  Other schemes have been proposed to improve the   performance and fairness in the presence of unresponsive traffic.   Some of these schemes were proposed as theoretical frameworks and are   typically not available in existing commercial products.  Two such   schemes are Longest Queue Drop (LQD) and Dynamic Soft Partitioning   with Random Drop (RND) [SLDC98].   (2) Congestion Management: Reactive versus Preventive Schemes   - Reactive: reactive (recovery) congestion management policies react   to existing congestion problems to improve it.  All the policies   described in the long and medium time scales above can be categorized   as being reactive especially if the policies are based on monitoring   and identifying existing congestion problems, and on the initiation   of relevant actions to ease a situation.   - Preventive: preventive (predictive/avoidance) policies take   proactive action to prevent congestion based on estimates and   predictions of future potential congestion problems.  Some of the   policies described in the long and medium time scales fall into this   category.  They do not necessarily respond immediately to existing   congestion problems.  Instead forecasts of traffic demand and   workload distribution are considered and action may be taken to   prevent potential congestion problems in the future.  The schemes   described in the short time scale (e.g., RED and its variations, ECN,   LQD, and RND) are also used for congestion avoidance since dropping   or marking packets before queues actually overflow would trigger   corresponding TCP sources to slow down.   (3) Congestion Management: Supply Side versus Demand Side Schemes   - Supply side: supply side congestion management policies increase   the effective capacity available to traffic in order to control or   obviate congestion.  This can be accomplished by augmenting capacity.   Another way to accomplish this is to minimize congestion by having a   relatively balanced distribution of traffic over the network.  For   example, capacity planning should aim to provide a physical topology   and associated link bandwidths that match estimated traffic workload   and traffic distribution based on forecasting (subject to budgetary   and other constraints).  However, if actual traffic distribution doesAwduche, et. al.             Informational                     [Page 20]

RFC 3272        Overview and Principles of Internet TE          May 2002   not match the topology derived from capacity panning (due to   forecasting errors or facility constraints for example), then the   traffic can be mapped onto the existing topology using routing   control mechanisms, using path oriented technologies (e.g., MPLS LSPs   and optical channel trails) to modify the logical topology, or by   using some other load redistribution mechanisms.   - Demand side: demand side congestion management policies control or   regulate the offered traffic to alleviate congestion problems.  For   example, some of the short time scale mechanisms described earlier   (such as RED and its variations, ECN, LQD, and RND) as well as   policing and rate shaping mechanisms attempt to regulate the offered   load in various ways.  Tariffs may also be applied as a demand side   instrument.  To date, however, tariffs have not been used as a means   of demand side congestion management within the Internet.   In summary, a variety of mechanisms can be used to address congestion   problems in IP networks.  These mechanisms may operate at multiple   time-scales.2.5 Implementation and Operational Context   The operational context of Internet traffic engineering is   characterized by constant change which occur at multiple levels of   abstraction.  The implementation context demands effective planning,   organization, and execution.  The planning aspects may involve   determining prior sets of actions to achieve desired objectives.   Organizing involves arranging and assigning responsibility to the   various components of the traffic engineering system and coordinating   the activities to accomplish the desired TE objectives.  Execution   involves measuring and applying corrective or perfective actions to   attain and maintain desired TE goals.3.0 Traffic Engineering Process Model(s)   This section describes a generic process model that captures the high   level practical aspects of Internet traffic engineering in an   operational context.  The process model is described as a sequence of   actions that a traffic engineer, or more generally a traffic   engineering system, must perform to optimize the performance of an   operational network (see also [RFC-2702,AWD2]).  The process model   described here represents the broad activities common to most traffic   engineering methodologies although the details regarding how traffic   engineering is executed may differ from network to network.  This   process model may be enacted explicitly or implicitly, by an   automaton and/or by a human.Awduche, et. al.             Informational                     [Page 21]

RFC 3272        Overview and Principles of Internet TE          May 2002   The traffic engineering process model is iterative [AWD2].  The four   phases of the process model described below are repeated continually.   The first phase of the TE process model is to define the relevant   control policies that govern the operation of the network.  These   policies may depend upon many factors including the prevailing   business model, the network cost structure, the operating   constraints, the utility model, and optimization criteria.   The second phase of the process model is a feedback mechanism   involving the acquisition of measurement data from the operational   network.  If empirical data is not readily available from the   network, then synthetic workloads may be used instead which reflect   either the prevailing or the expected workload of the network.   Synthetic workloads may be derived by estimation or extrapolation   using prior empirical data.  Their derivation may also be obtained   using mathematical models of traffic characteristics or other means.   The third phase of the process model is to analyze the network state   and to characterize traffic workload.  Performance analysis may be   proactive and/or reactive.  Proactive performance analysis identifies   potential problems that do not exist, but could manifest in the   future.  Reactive performance analysis identifies existing problems,   determines their cause through diagnosis, and evaluates alternative   approaches to remedy the problem, if necessary.  A number of   quantitative and qualitative techniques may be used in the analysis   process, including modeling based analysis and simulation.  The   analysis phase of the process model may involve investigating the   concentration and distribution of traffic across the network or   relevant subsets of the network, identifying the characteristics of   the offered traffic workload, identifying existing or potential   bottlenecks, and identifying network pathologies such as ineffective   link placement, single points of failures, etc.  Network pathologies   may result from many factors including inferior network architecture,   inferior network design, and configuration problems.  A traffic   matrix may be constructed as part of the analysis process.  Network   analysis may also be descriptive or prescriptive.   The fourth phase of the TE process model is the performance   optimization of the network.  The performance optimization phase   involves a decision process which selects and implements a set of   actions from a set of alternatives.  Optimization actions may include   the use of appropriate techniques to either control the offered   traffic or to control the distribution of traffic across the network.   Optimization actions may also involve adding additional links or   increasing link capacity, deploying additional hardware such as   routers and switches, systematically adjusting parameters associated   with routing such as IGP metrics and BGP attributes, and adjustingAwduche, et. al.             Informational                     [Page 22]

RFC 3272        Overview and Principles of Internet TE          May 2002   traffic management parameters.  Network performance optimization may   also involve starting a network planning process to improve the   network architecture, network design, network capacity, network   technology, and the configuration of network elements to accommodate   current and future growth.3.1 Components of the Traffic Engineering Process Model   The key components of the traffic engineering process model include a   measurement subsystem, a modeling and analysis subsystem, and an   optimization subsystem.  The following subsections examine these   components as they apply to the traffic engineering process model.3.2 Measurement   Measurement is crucial to the traffic engineering function.  The   operational state of a network can be conclusively determined only   through measurement.  Measurement is also critical to the   optimization function because it provides feedback data which is used   by traffic engineering control subsystems.  This data is used to   adaptively optimize network performance in response to events and   stimuli originating within and outside the network.  Measurement is   also needed to determine the quality of network services and to   evaluate the effectiveness of traffic engineering policies.   Experience suggests that measurement is most effective when acquired   and applied systematically.   When developing a measurement system to support the traffic   engineering function in IP networks, the following questions should   be carefully considered: Why is measurement needed in this particular   context? What parameters are to be measured?  How should the   measurement be accomplished?  Where should the measurement be   performed? When should the measurement be performed?  How frequently   should the monitored variables be measured?  What level of   measurement accuracy and reliability is desirable? What level of   measurement accuracy and reliability is realistically attainable? To   what extent can the measurement system permissibly interfere with the   monitored network components and variables? What is the acceptable   cost of measurement? The answers to these questions will determine   the measurement tools and methodologies appropriate in any given   traffic engineering context.   It should also be noted that there is a distinction between   measurement and evaluation.  Measurement provides raw data concerning   state parameters and variables of monitored network elements.   Evaluation utilizes the raw data to make inferences regarding the   monitored system.Awduche, et. al.             Informational                     [Page 23]

RFC 3272        Overview and Principles of Internet TE          May 2002   Measurement in support of the TE function can occur at different   levels of abstraction.  For example, measurement can be used to   derive packet level characteristics, flow level characteristics, user   or customer level characteristics, traffic aggregate characteristics,   component level characteristics, and network wide characteristics.3.3 Modeling, Analysis, and Simulation   Modeling and analysis are important aspects of Internet traffic   engineering.  Modeling involves constructing an abstract or physical   representation which depicts relevant traffic characteristics and   network attributes.   A network model is an abstract representation of the network which   captures relevant network features, attributes, and characteristics,   such as link and nodal attributes and constraints.  A network model   may facilitate analysis and/or simulation which can be used to   predict network performance under various conditions as well as to   guide network expansion plans.   In general, Internet traffic engineering models can be classified as   either structural or behavioral.  Structural models focus on the   organization of the network and its components.  Behavioral models   focus on the dynamics of the network and the traffic workload.   Modeling for Internet traffic engineering may also be formal or   informal.   Accurate behavioral models for traffic sources are particularly   useful for analysis.  Development of behavioral traffic source models   that are consistent with empirical data obtained from operational   networks is a major research topic in Internet traffic engineering.   These source models should also be tractable and amenable to   analysis.  The topic of source models for IP traffic is a research   topic and is therefore outside the scope of this document.  Its   importance, however, must be emphasized.   Network simulation tools are extremely useful for traffic   engineering.  Because of the complexity of realistic quantitative   analysis of network behavior, certain aspects of network performance   studies can only be conducted effectively using simulation.  A good   network simulator can be used to mimic and visualize network   characteristics under various conditions in a safe and non-disruptive   manner.  For example, a network simulator may be used to depict   congested resources and hot spots, and to provide hints regarding   possible solutions to network performance problems.  A good simulator   may also be used to validate the effectiveness of planned solutions   to network issues without the need to tamper with the operational   network, or to commence an expensive network upgrade which may notAwduche, et. al.             Informational                     [Page 24]

RFC 3272        Overview and Principles of Internet TE          May 2002   achieve the desired objectives.  Furthermore, during the process of   network planning, a network simulator may reveal pathologies such as   single points of failure which may require additional redundancy, and   potential bottlenecks and hot spots which may require additional   capacity.   Routing simulators are especially useful in large networks.  A   routing simulator may identify planned links which may not actually   be used to route traffic by the existing routing protocols.   Simulators can also be used to conduct scenario based and   perturbation based analysis, as well as sensitivity studies.   Simulation results can be used to initiate appropriate actions in   various ways.  For example, an important application of network   simulation tools is to investigate and identify how best to make the   network evolve and grow, in order to accommodate projected future   demands.3.4 Optimization   Network performance optimization involves resolving network issues by   transforming such issues into concepts that enable a solution,   identification of a solution, and implementation of the solution.   Network performance optimization can be corrective or perfective.  In   corrective optimization, the goal is to remedy a problem that has   occurred or that is incipient.  In perfective optimization, the goal   is to improve network performance even when explicit problems do not   exist and are not anticipated.   Network performance optimization is a continual process, as noted   previously.  Performance optimization iterations may consist of   real-time optimization sub-processes and non-real-time network   planning sub-processes.  The difference between real-time   optimization and network planning is primarily in the relative time-   scale in which they operate and in the granularity of actions.  One   of the objectives of a real-time optimization sub-process is to   control the mapping and distribution of traffic over the existing   network infrastructure to avoid and/or relieve congestion, to assure   satisfactory service delivery, and to optimize resource utilization.   Real-time optimization is needed because random incidents such as   fiber cuts or shifts in traffic demand will occur irrespective of how   well a network is designed.  These incidents can cause congestion and   other problems to manifest in an operational network.  Real-time   optimization must solve such problems in small to medium time-scales   ranging from micro-seconds to minutes or hours.  Examples of real-   time optimization include queue management, IGP/BGP metric tuning,   and using technologies such as MPLS explicit LSPs to change the paths   of some traffic trunks [XIAO].Awduche, et. al.             Informational                     [Page 25]

RFC 3272        Overview and Principles of Internet TE          May 2002   One of the functions of the network planning sub-process is to   initiate actions to systematically evolve the architecture,   technology, topology, and capacity of a network.  When a problem   exists in the network, real-time optimization should provide an   immediate remedy.  Because a prompt response is necessary, the real-   time solution may not be the best possible solution.  Network   planning may subsequently be needed to refine the solution and   improve the situation.  Network planning is also required to expand   the network to support traffic growth and changes in traffic   distribution over time.  As previously noted, a change in the   topology and/or capacity of the network may be the outcome of network   planning.   Clearly, network planning and real-time performance optimization are   mutually complementary activities.  A well-planned and designed   network makes real-time optimization easier, while a systematic   approach to real-time network performance optimization allows network   planning to focus on long term issues rather than tactical   considerations.  Systematic real-time network performance   optimization also provides valuable inputs and insights toward   network planning.   Stability is an important consideration in real-time network   performance optimization.  This aspect will be repeatedly addressed   throughout this memo.4.0 Historical Review and Recent Developments   This section briefly reviews different traffic engineering approaches   proposed and implemented in telecommunications and computer networks.   The discussion is not intended to be comprehensive.  It is primarily   intended to illuminate pre-existing perspectives and prior art   concerning traffic engineering in the Internet and in legacy   telecommunications networks.4.1 Traffic Engineering in Classical Telephone Networks   This subsection presents a brief overview of traffic engineering in   telephone networks which often relates to the way user traffic is   steered from an originating node to the terminating node.  This   subsection presents a brief overview of this topic.  A detailed   description of the various routing strategies applied in telephone   networks is included in the book by G. Ash [ASH2].   The early telephone network relied on static hierarchical routing,   whereby routing patterns remained fixed independent of the state of   the network or time of day.  The hierarchy was intended to   accommodate overflow traffic, improve network reliability viaAwduche, et. al.             Informational                     [Page 26]

RFC 3272        Overview and Principles of Internet TE          May 2002   alternate routes, and prevent call looping by employing strict   hierarchical rules.  The network was typically over-provisioned since   a given fixed route had to be dimensioned so that it could carry user   traffic during a busy hour of any busy day.  Hierarchical routing in   the telephony network was found to be too rigid upon the advent of   digital switches and stored program control which were able to manage   more complicated traffic engineering rules.   Dynamic routing was introduced to alleviate the routing inflexibility   in the static hierarchical routing so that the network would operate   more efficiently.  This resulted in significant economic gains   [HUSS87].  Dynamic routing typically reduces the overall loss   probability by 10 to 20 percent (compared to static hierarchical   routing).  Dynamic routing can also improve network resilience by   recalculating routes on a per-call basis and periodically updating   routes.   There are three main types of dynamic routing in the telephone   network.  They are time-dependent routing, state-dependent routing   (SDR), and event dependent routing (EDR).   In time-dependent routing, regular variations in traffic loads (such   as time of day or day of week) are exploited in pre-planned routing   tables.  In state-dependent routing, routing tables are updated   online according to the current state of the network (e.g., traffic   demand, utilization, etc.).  In event dependent routing, routing   changes are incepted by events (such as call setups encountering   congested or blocked links) whereupon new paths are searched out   using learning models.  EDR methods are real-time adaptive, but they   do not require global state information as does SDR.  Examples of EDR   schemes include the dynamic alternate routing (DAR) from BT, the   state-and-time dependent routing (STR) from NTT, and the success-to-   the-top (STT) routing from AT&T.   Dynamic non-hierarchical routing (DNHR) is an example of dynamic   routing that was introduced in the AT&T toll network in the 1980's to   respond to time-dependent information such as regular load variations   as a function of time.  Time-dependent information in terms of load   may be divided into three time scales: hourly, weekly, and yearly.   Correspondingly, three algorithms are defined to pre-plan the routing   tables.  The network design algorithm operates over a year-long   interval while the demand servicing algorithm operates on a weekly   basis to fine tune link sizes and routing tables to correct forecast   errors on the yearly basis.  At the smallest time scale, the routing   algorithm is used to make limited adjustments based on daily traffic   variations.  Network design and demand servicing are computed using   offline calculations.  Typically, the calculations require extensive   searches on possible routes.  On the other hand, routing may needAwduche, et. al.             Informational                     [Page 27]

RFC 3272        Overview and Principles of Internet TE          May 2002   online calculations to handle crankback.  DNHR adopts a "two-link"   approach whereby a path can consist of two links at most.  The   routing algorithm presents an ordered list of route choices between   an originating switch and a terminating switch.  If a call overflows,   a via switch (a tandem exchange between the originating switch and   the terminating switch) would send a crankback signal to the   originating switch.  This switch would then select the next route,   and so on, until there are no alternative routes available in which   the call is blocked.4.2 Evolution of Traffic Engineering in Packet Networks   This subsection reviews related prior work that was intended to   improve the performance of data networks.  Indeed, optimization of   the performance of data networks started in the early days of the   ARPANET.  Other early commercial networks such as SNA also recognized   the importance of performance optimization and service   differentiation.   In terms of traffic management, the Internet has been a best effort   service environment until recently.  In particular, very limited   traffic management capabilities existed in IP networks to provide   differentiated queue management and scheduling services to packets   belonging to different classes.   In terms of routing control, the Internet has employed distributed   protocols for intra-domain routing.  These protocols are highly   scalable and resilient.  However, they are based on simple algorithms   for path selection which have very limited functionality to allow   flexible control of the path selection process.   In the following subsections, the evolution of practical traffic   engineering mechanisms in IP networks and its predecessors are   reviewed.4.2.1 Adaptive Routing in the ARPANET   The early ARPANET recognized the importance of adaptive routing where   routing decisions were based on the current state of the network   [MCQ80].  Early minimum delay routing approaches forwarded each   packet to its destination along a path for which the total estimated   transit time was the smallest.  Each node maintained a table of   network delays, representing the estimated delay that a packet would   experience along a given path toward its destination.  The minimum   delay table was periodically transmitted by a node to its neighbors.   The shortest path, in terms of hop count, was also propagated to give   the connectivity information.Awduche, et. al.             Informational                     [Page 28]

RFC 3272        Overview and Principles of Internet TE          May 2002   One drawback to this approach is that dynamic link metrics tend to   create "traffic magnets" causing congestion to be shifted from one   location of a network to another location, resulting in oscillation   and network instability.4.2.2 Dynamic Routing in the Internet   The Internet evolved from the APARNET and adopted dynamic routing   algorithms with distributed control to determine the paths that   packets should take en-route to their destinations.  The routing   algorithms are adaptations of shortest path algorithms where costs   are based on link metrics.  The link metric can be based on static or   dynamic quantities.  The link metric based on static quantities may   be assigned administratively according to local criteria.  The link   metric based on dynamic quantities may be a function of a network   congestion measure such as delay or packet loss.   It was apparent early that static link metric assignment was   inadequate because it can easily lead to unfavorable scenarios in   which some links become congested while others remain lightly loaded.   One of the many reasons for the inadequacy of static link metrics is   that link metric assignment was often done without considering the   traffic matrix in the network.  Also, the routing protocols did not   take traffic attributes and capacity constraints into account when   making routing decisions.  This results in traffic concentration   being localized in subsets of the network infrastructure and   potentially causing congestion.  Even if link metrics are assigned in   accordance with the traffic matrix, unbalanced loads in the network   can still occur due to a number factors including:      -  Resources may not be deployed in the most optimal locations         from a routing perspective.      -  Forecasting errors in traffic volume and/or traffic         distribution.      -  Dynamics in traffic matrix due to the temporal nature of         traffic patterns, BGP policy change from peers, etc.   The inadequacy of the legacy Internet interior gateway routing system   is one of the factors motivating the interest in path oriented   technology with explicit routing and constraint-based routing   capability such as MPLS.Awduche, et. al.             Informational                     [Page 29]

RFC 3272        Overview and Principles of Internet TE          May 20024.2.3 ToS Routing   Type-of-Service (ToS) routing involves different routes going to the   same destination with selection dependent upon the ToS field of an IP   packet [RFC-2474].  The ToS classes may be classified as low delay   and high throughput.  Each link is associated with multiple link   costs and each link cost is used to compute routes for a particular   ToS.  A separate shortest path tree is computed for each ToS.  The   shortest path algorithm must be run for each ToS resulting in very   expensive computation.  Classical ToS-based routing is now outdated   as the IP header field has been replaced by a Diffserv field.   Effective traffic engineering is difficult to perform in classical   ToS-based routing because each class still relies exclusively on   shortest path routing which results in localization of traffic   concentration within the network.4.2.4 Equal Cost Multi-Path   Equal Cost Multi-Path (ECMP) is another technique that attempts to   address the deficiency in the Shortest Path First (SPF) interior   gateway routing systems [RFC-2328].  In the classical SPF algorithm,   if two or more shortest paths exist to a given destination, the   algorithm will choose one of them.  The algorithm is modified   slightly in ECMP so that if two or more equal cost shortest paths   exist between two nodes, the traffic between the nodes is distributed   among the multiple equal-cost paths.  Traffic distribution across the   equal-cost paths is usually performed in one of two ways: (1)   packet-based in a round-robin fashion, or (2) flow-based using   hashing on source and destination IP addresses and possibly other   fields of the IP header.  The first approach can easily cause out-   of-order packets while the second approach is dependent upon the   number and distribution of flows.  Flow-based load sharing may be   unpredictable in an enterprise network where the number of flows is   relatively small and less heterogeneous (for example, hashing may not   be uniform), but it is generally effective in core public networks   where the number of flows is large and heterogeneous.   In ECMP, link costs are static and bandwidth constraints are not   considered, so ECMP attempts to distribute the traffic as equally as   possible among the equal-cost paths independent of the congestion   status of each path.  As a result, given two equal-cost paths, it is   possible that one of the paths will be more congested than the other.   Another drawback of ECMP is that load sharing cannot be achieved on   multiple paths which have non-identical costs.Awduche, et. al.             Informational                     [Page 30]

RFC 3272        Overview and Principles of Internet TE          May 20024.2.5 Nimrod   Nimrod is a routing system developed to provide heterogeneous service   specific routing in the Internet, while taking multiple constraints   into account [RFC-1992].  Essentially, Nimrod is a link state routing   protocol which supports path oriented packet forwarding.  It uses the   concept of maps to represent network connectivity and services at   multiple levels of abstraction.  Mechanisms are provided to allow   restriction of the distribution of routing information.   Even though Nimrod did not enjoy deployment in the public Internet, a   number of key concepts incorporated into the Nimrod architecture,   such as explicit routing which allows selection of paths at   originating nodes, are beginning to find applications in some recent   constraint-based routing initiatives.4.3 Overlay Model   In the overlay model, a virtual-circuit network, such as ATM, frame   relay, or WDM, provides virtual-circuit connectivity between routers   that are located at the edges of a virtual-circuit cloud.  In this   mode, two routers that are connected through a virtual circuit see a   direct adjacency between themselves independent of the physical route   taken by the virtual circuit through the ATM, frame relay, or WDM   network.  Thus, the overlay model essentially decouples the logical   topology that routers see from the physical topology that the ATM,   frame relay, or WDM network manages.  The overlay model based on ATM   or frame relay enables a network administrator or an automaton to   employ traffic engineering concepts to perform path optimization by   re-configuring or rearranging the virtual circuits so that a virtual   circuit on a congested or sub-optimal physical link can be re-routed   to a less congested or more optimal one.  In the overlay model,   traffic engineering is also employed to establish relationships   between the traffic management parameters (e.g., PCR, SCR, and MBS   for ATM) of the virtual-circuit technology and the actual traffic   that traverses each circuit.  These relationships can be established   based upon known or projected traffic profiles, and some other   factors.   The overlay model using IP over ATM requires the management of two   separate networks with different technologies (IP and ATM) resulting   in increased operational complexity and cost.  In the fully-meshed   overlay model, each router would peer to every other router in the   network, so that the total number of adjacencies is a quadratic   function of the number of routers.  Some of the issues with the   overlay model are discussed in [AWD2].Awduche, et. al.             Informational                     [Page 31]

RFC 3272        Overview and Principles of Internet TE          May 20024.4 Constrained-Based Routing   Constraint-based routing refers to a class of routing systems that   compute routes through a network subject to the satisfaction of a set   of constraints and requirements.  In the most general setting,   constraint-based routing may also seek to optimize overall network   performance while minimizing costs.   The constraints and requirements may be imposed by the network itself   or by administrative policies.  Constraints may include bandwidth,   hop count, delay, and policy instruments such as resource class   attributes.  Constraints may also include domain specific attributes   of certain network technologies and contexts which impose   restrictions on the solution space of the routing function.  Path   oriented technologies such as MPLS have made constraint-based routing   feasible and attractive in public IP networks.   The concept of constraint-based routing within the context of MPLS   traffic engineering requirements in IP networks was first defined in   [RFC-2702].   Unlike QoS routing (for example, see [RFC-2386] and [MA]) which   generally addresses the issue of routing individual traffic flows to   satisfy prescribed flow based QoS requirements subject to network   resource availability, constraint-based routing is applicable to   traffic aggregates as well as flows and may be subject to a wide   variety of constraints which may include policy restrictions.4.5 Overview of Other IETF Projects Related to Traffic Engineering   This subsection reviews a number of IETF activities pertinent to   Internet traffic engineering.  These activities are primarily   intended to evolve the IP architecture to support new service   definitions which allow preferential or differentiated treatment to   be accorded to certain types of traffic.4.5.1 Integrated Services   The IETF Integrated Services working group developed the integrated   services (Intserv) model.  This model requires resources, such as   bandwidth and buffers, to be reserved a priori for a given traffic   flow to ensure that the quality of service requested by the traffic   flow is satisfied.  The integrated services model includes additional   components beyond those used in the best-effort model such as packet   classifiers, packet schedulers, and admission control.  A packet   classifier is used to identify flows that are to receive a certain   level of service.  A packet scheduler handles the scheduling ofAwduche, et. al.             Informational                     [Page 32]

RFC 3272        Overview and Principles of Internet TE          May 2002   service to different packet flows to ensure that QoS commitments are   met.  Admission control is used to determine whether a router has the   necessary resources to accept a new flow.   Two services have been defined under the Integrated Services model:   guaranteed service [RFC-2212] and controlled-load service [RFC-2211].   The guaranteed service can be used for applications requiring bounded   packet delivery time.  For this type of application, data that is   delivered to the application after a pre-defined amount of time has   elapsed is usually considered worthless.  Therefore, guaranteed   service was intended to provide a firm quantitative bound on the   end-to-end packet delay for a flow.  This is accomplished by   controlling the queuing delay on network elements along the data flow   path.  The guaranteed service model does not, however, provide   bounds on jitter (inter-arrival times between consecutive packets).   The controlled-load service can be used for adaptive applications   that can tolerate some delay but are sensitive to traffic overload   conditions.  This type of application typically functions   satisfactorily when the network is lightly loaded but its performance   degrades significantly when the network is heavily loaded.   Controlled-load service, therefore, has been designed to provide   approximately the same service as best-effort service in a lightly   loaded network regardless of actual network conditions.  Controlled-   load service is described qualitatively in that no target values of   delay or loss are specified.   The main issue with the Integrated Services model has been   scalability [RFC-2998], especially in large public IP networks which   may potentially have millions of active micro-flows in transit   concurrently.   A notable feature of the Integrated Services model is that it   requires explicit signaling of QoS requirements from end systems to   routers [RFC-2753].  The Resource Reservation Protocol (RSVP)   performs this signaling function and is a critical component of the   Integrated Services model.  The RSVP protocol is described next.4.5.2 RSVP   RSVP is a soft state signaling protocol [RFC-2205].  It supports   receiver initiated establishment of resource reservations for both   multicast and unicast flows.  RSVP was originally developed as a   signaling protocol within the integrated services framework for   applications to communicate QoS requirements to the network and for   the network to reserve relevant resources to satisfy the QoS   requirements [RFC-2205].Awduche, et. al.             Informational                     [Page 33]

RFC 3272        Overview and Principles of Internet TE          May 2002   Under RSVP, the sender or source node sends a PATH message to the   receiver with the same source and destination addresses as the   traffic which the sender will generate.  The PATH message contains:   (1) a sender Tspec specifying the characteristics of the traffic, (2)   a sender Template specifying the format of the traffic, and (3) an   optional Adspec which is used to support the concept of one pass with   advertising" (OPWA) [RFC-2205].  Every intermediate router along the   path forwards the PATH Message to the next hop determined by the   routing protocol.  Upon receiving a PATH Message, the receiver   responds with a RESV message which includes a flow descriptor used to   request resource reservations.  The RESV message travels to the   sender or source node in the opposite direction along the path that   the PATH message traversed.  Every intermediate router along the path   can reject or accept the reservation request of the RESV message.  If   the request is rejected, the rejecting router will send an error   message to the receiver and the signaling process will terminate.  If   the request is accepted, link bandwidth and buffer space are   allocated for the flow and the related flow state information is   installed in the router.   One of the issues with the original RSVP specification was   Scalability.  This is because reservations were required for micro-   flows, so that the amount of state maintained by network elements   tends to increase linearly with the number of micro-flows.  These   issues are described in [RFC-2961].   Recently, RSVP has been modified and extended in several ways to   mitigate the scaling problems.  As a result, it is becoming a   versatile signaling protocol for the Internet.  For example, RSVP has   been extended to reserve resources for aggregation of flows, to set   up MPLS explicit label switched paths, and to perform other signaling   functions within the Internet.  There are also a number of proposals   to reduce the amount of refresh messages required to maintain   established RSVP sessions [RFC-2961].   A number of IETF working groups have been engaged in activities   related to the RSVP protocol.  These include the original RSVP   working group, the MPLS working group, the Resource Allocation   Protocol working group, and the Policy Framework working group.4.5.3 Differentiated Services   The goal of the Differentiated Services (Diffserv) effort within the   IETF is to devise scalable mechanisms for categorization of traffic   into behavior aggregates, which ultimately allows each behavior   aggregate to be treated differently, especially when there is a   shortage of resources such as link bandwidth and buffer space [RFC-   2475].  One of the primary motivations for the Diffserv effort was toAwduche, et. al.             Informational                     [Page 34]

RFC 3272        Overview and Principles of Internet TE          May 2002   devise alternative mechanisms for service differentiation in the   Internet that mitigate the scalability issues encountered with the   Intserv model.   The IETF Diffserv working group has defined a Differentiated Services   field in the IP header (DS field).  The DS field consists of six bits   of the part of the IP header formerly known as TOS octet.  The DS   field is used to indicate the forwarding treatment that a packet   should receive at a node [RFC-2474].  The Diffserv working group has   also standardized a number of Per-Hop Behavior (PHB) groups.  Using   the PHBs, several classes of services can be defined using different   classification, policing, shaping, and scheduling rules.   For an end-user of network services to receive Differentiated   Services from its Internet Service Provider (ISP), it may be   necessary for the user to have a Service Level Agreement (SLA) with   the ISP.  An SLA may explicitly or implicitly specify a Traffic   Conditioning Agreement (TCA) which defines classifier rules as well   as metering, marking, discarding, and shaping rules.   Packets are classified, and possibly policed and shaped at the   ingress to a Diffserv network.  When a packet traverses the boundary   between different Diffserv domains, the DS field of the packet may be   re-marked according to existing agreements between the domains.   Differentiated Services allows only a finite number of service   classes to be indicated by the DS field.  The main advantage of the   Diffserv approach relative to the Intserv model is scalability.   Resources are allocated on a per-class basis and the amount of state   information is proportional to the number of classes rather than to   the number of application flows.   It should be obvious from the previous discussion that the Diffserv   model essentially deals with traffic management issues on a per hop   basis.  The Diffserv control model consists of a collection of   micro-TE control mechanisms.  Other traffic engineering capabilities,   such as capacity management (including routing control), are also   required in order to deliver acceptable service quality in Diffserv   networks.  The concept of Per Domain Behaviors has been introduced to   better capture the notion of differentiated services across a   complete domain [RFC-3086].4.5.4 MPLS   MPLS is an advanced forwarding scheme which also includes extensions   to conventional IP control plane protocols.  MPLS extends the   Internet routing model and enhances packet forwarding and path   control [RFC-3031].Awduche, et. al.             Informational                     [Page 35]

RFC 3272        Overview and Principles of Internet TE          May 2002   At the ingress to an MPLS domain, label switching routers (LSRs)   classify IP packets into forwarding equivalence classes (FECs) based   on a variety of factors, including, e.g., a combination of the   information carried in the IP header of the packets and the local   routing information maintained by the LSRs.  An MPLS label is then   prepended to each packet according to their forwarding equivalence   classes.  In a non-ATM/FR environment, the label is 32 bits long and   contains a 20-bit label field, a 3-bit experimental field (formerly   known as Class-of-Service or CoS field), a 1-bit label stack   indicator and an 8-bit TTL field.  In an ATM (FR) environment, the   label consists of information encoded in the VCI/VPI (DLCI) field.   An MPLS capable router (an LSR) examines the label and possibly the   experimental field and uses this information to make packet   forwarding decisions.   An LSR makes forwarding decisions by using the label prepended to   packets as the index into a local next hop label forwarding entry   (NHLFE).  The packet is then processed as specified in the NHLFE.   The incoming label may be replaced by an outgoing label, and the   packet may be switched to the next LSR.  This label-switching process   is very similar to the label (VCI/VPI) swapping process in ATM   networks.  Before a packet leaves an MPLS domain, its MPLS label may   be removed.  A Label Switched Path (LSP) is the path between an   ingress LSRs and an egress LSRs through which a labeled packet   traverses.  The path of an explicit LSP is defined at the originating   (ingress) node of the LSP.  MPLS can use a signaling protocol such as   RSVP or LDP to set up LSPs.   MPLS is a very powerful technology for Internet traffic engineering   because it supports explicit LSPs which allow constraint-based   routing to be implemented efficiently in IP networks [AWD2].  The   requirements for traffic engineering over MPLS are described in   [RFC-2702].  Extensions to RSVP to support instantiation of explicit   LSP are discussed in [RFC-3209].  Extensions to LDP, known as CR-LDP,   to support explicit LSPs are presented in [JAM].4.5.5 IP Performance Metrics   The IETF IP Performance Metrics (IPPM) working group has been   developing a set of standard metrics that can be used to monitor the   quality, performance, and reliability of Internet services.  These   metrics can be applied by network operators, end-users, and   independent testing groups to provide users and service providers   with a common understanding of the performance and reliability of the   Internet component 'clouds' they use/provide [RFC-2330].  The   criteria for performance metrics developed by the IPPM WG are   described in [RFC-2330].  Examples of performance metrics include   one-way packetAwduche, et. al.             Informational                     [Page 36]

RFC 3272        Overview and Principles of Internet TE          May 2002   loss [RFC-2680], one-way delay [RFC-2679], and connectivity measures   between two nodes [RFC-2678].  Other metrics include second-order   measures of packet loss and delay.   Some of the performance metrics specified by the IPPM WG are useful   for specifying Service Level Agreements (SLAs).  SLAs are sets of   service level objectives negotiated between users and service   providers, wherein each objective is a combination of one or more   performance metrics, possibly subject to certain constraints.4.5.6 Flow Measurement   The IETF Real Time Flow Measurement (RTFM) working group has produced   an architecture document defining a method to specify traffic flows   as well as a number of components for flow measurement (meters, meter   readers, manager) [RFC-2722].  A flow measurement system enables   network traffic flows to be measured and analyzed at the flow level   for a variety of purposes.  As noted inRFC 2722, a flow measurement   system can be very useful in the following contexts: (1)   understanding the behavior of existing networks, (2) planning for   network development and expansion, (3) quantification of network   performance, (4) verifying the quality of network service, and (5)   attribution of network usage to users.   A flow measurement system consists of meters, meter readers, and   managers.  A meter observes packets passing through a measurement   point, classifies them into certain groups, accumulates certain usage   data (such as the number of packets and bytes for each group), and   stores the usage data in a flow table.  A group may represent a user   application, a host, a network, a group of networks, etc.  A meter   reader gathers usage data from various meters so it can be made   available for analysis.  A manager is responsible for configuring and   controlling meters and meter readers.  The instructions received by a   meter from a manager include flow specification, meter control   parameters, and sampling techniques.  The instructions received by a   meter reader from a manager include the address of the meter whose   date is to be collected, the frequency of data collection, and the   types of flows to be collected.4.5.7 Endpoint Congestion Management   [RFC-3124] is intended to provide a set of congestion control   mechanisms that transport protocols can use.  It is also intended to   develop mechanisms for unifying congestion control across a subset of   an endpoint's active unicast connections (called a congestion group).   A congestion manager continuously monitors the state of the path forAwduche, et. al.             Informational                     [Page 37]

RFC 3272        Overview and Principles of Internet TE          May 2002   each congestion group under its control.  The manager uses that   information to instruct a scheduler on how to partition bandwidth   among the connections of that congestion group.4.6 Overview of ITU Activities Related to Traffic Engineering   This section provides an overview of prior work within the ITU-T   pertaining to traffic engineering in traditional telecommunications   networks.   ITU-T Recommendations E.600 [ITU-E600], E.701 [ITU-E701], and E.801   [ITU-E801] address traffic engineering issues in traditional   telecommunications networks.  Recommendation E.600 provides a   vocabulary for describing traffic engineering concepts, while E.701   defines reference connections, Grade of Service (GOS), and traffic   parameters for ISDN.  Recommendation E.701 uses the concept of a   reference connection to identify representative cases of different   types of connections without describing the specifics of their actual   realizations by different physical means.  As defined in   Recommendation E.600, "a connection is an association of resources   providing means for communication between two or more devices in, or   attached to, a telecommunication network."  Also, E.600 defines "a   resource as any set of physically or conceptually identifiable   entities within a telecommunication network, the use of which can be   unambiguously determined" [ITU-E600].  There can be different types   of connections as the number and types of resources in a connection   may vary.   Typically, different network segments are involved in the path of a   connection.  For example, a connection may be local, national, or   international.  The purposes of reference connections are to clarify   and specify traffic performance issues at various interfaces between   different network domains.  Each domain may consist of one or more   service provider networks.   Reference connections provide a basis to define grade of service   (GoS) parameters related to traffic engineering within the ITU-T   framework.  As defined in E.600, "GoS refers to a number of traffic   engineering variables which are used to provide a measure of the   adequacy of a group of resources under specified conditions."  These   GoS variables may be probability of loss, dial tone, delay, etc.   They are essential for network internal design and operation as well   as for component performance specification.   GoS is different from quality of service (QoS) in the ITU framework.   QoS is the performance perceivable by a telecommunication service   user and expresses the user's degree of satisfaction of the service.   QoS parameters focus on performance aspects observable at the serviceAwduche, et. al.             Informational                     [Page 38]

RFC 3272        Overview and Principles of Internet TE          May 2002   access points and network interfaces, rather than their causes within   the network.  GoS, on the other hand, is a set of network oriented   measures which characterize the adequacy of a group of resources   under specified conditions.  For a network to be effective in serving   its users, the values of both GoS and QoS parameters must be related,   with GoS parameters typically making a major contribution to the QoS.   Recommendation E.600 stipulates that a set of GoS parameters must be   selected and defined on an end-to-end basis for each major service   category provided by a network to assist the network provider with   improving efficiency and effectiveness of the network.  Based on a   selected set of reference connections, suitable target values are   assigned to the selected GoS parameters under normal and high load   conditions.  These end-to-end GoS target values are then apportioned   to individual resource components of the reference connections for   dimensioning purposes.4.7 Content Distribution   The Internet is dominated by client-server interactions, especially   Web traffic (in the future, more sophisticated media servers may   become dominant).  The location and performance of major information   servers has a significant impact on the traffic patterns within the   Internet as well as on the perception of service quality by end   users.   A number of dynamic load balancing techniques have been devised to   improve the performance of replicated information servers.  These   techniques can cause spatial traffic characteristics to become more   dynamic in the Internet because information servers can be   dynamically picked based upon the location of the clients, the   location of the servers, the relative utilization of the servers, the   relative performance of different networks, and the relative   performance of different parts of a network.  This process of   assignment of distributed servers to clients is called Traffic   Directing.  It functions at the application layer.   Traffic Directing schemes that allocate servers in multiple   geographically dispersed locations to clients may require empirical   network performance statistics to make more effective decisions.  In   the future, network measurement systems may need to provide this type   of information.  The exact parameters needed are not yet defined.   When congestion exists in the network, Traffic Directing and Traffic   Engineering systems should act in a coordinated manner.  This topic   is for further study.Awduche, et. al.             Informational                     [Page 39]

RFC 3272        Overview and Principles of Internet TE          May 2002   The issues related to location and replication of information   servers, particularly web servers, are important for Internet traffic   engineering because these servers contribute a substantial proportion   of Internet traffic.5.0 Taxonomy of Traffic Engineering Systems   This section presents a short taxonomy of traffic engineering   systems.  A taxonomy of traffic engineering systems can be   constructed based on traffic engineering styles and views as listed   below:      - Time-dependent vs State-dependent vs Event-dependent      - Offline vs Online      - Centralized vs Distributed      - Local vs Global Information      - Prescriptive vs Descriptive      - Open Loop vs Closed Loop      - Tactical vs Strategic   These classification systems are described in greater detail in the   following subsections of this document.5.1 Time-Dependent Versus State-Dependent Versus Event Dependent   Traffic engineering methodologies can be classified as time-   dependent, or state-dependent, or event-dependent.  All TE schemes   are considered to be dynamic in this document.  Static TE implies   that no traffic engineering methodology or algorithm is being   applied.   In the time-dependent TE, historical information based on periodic   variations in traffic, (such as time of day), is used to pre-program   routing plans and other TE control mechanisms.  Additionally,   customer subscription or traffic projection may be used.  Pre-   programmed routing plans typically change on a relatively long time   scale (e.g., diurnal).  Time-dependent algorithms do not attempt to   adapt to random variations in traffic or changing network conditions.   An example of a time-dependent algorithm is a global centralized   optimizer where the input to the system is a traffic matrix and   multi-class QoS requirements as described [MR99].   State-dependent TE adapts the routing plans for packets based on the   current state of the network.  The current state of the network   provides additional information on variations in actual traffic   (i.e., perturbations from regular variations) that could not be   predicted using historical information.  Constraint-based routing isAwduche, et. al.             Informational                     [Page 40]

RFC 3272        Overview and Principles of Internet TE          May 2002   an example of state-dependent TE operating in a relatively long time   scale.  An example operating in a relatively short time scale is a   load-balancing algorithm described in [MATE].   The state of the network can be based on parameters such as   utilization, packet delay, packet loss, etc.  These parameters can be   obtained in several ways.  For example, each router may flood these   parameters periodically or by means of some kind of trigger to other   routers.  Another approach is for a particular router performing   adaptive TE to send probe packets along a path to gather the state of   that path.  Still another approach is for a management system to   gather relevant information from network elements.   Expeditious and accurate gathering and distribution of state   information is critical for adaptive TE due to the dynamic nature of   network conditions.  State-dependent algorithms may be applied to   increase network efficiency and resilience.  Time-dependent   algorithms are more suitable for predictable traffic variations.  On   the other hand, state-dependent algorithms are more suitable for   adapting to the prevailing network state.   Event-dependent TE methods can also be used for TE path selection.   Event-dependent TE methods are distinct from time-dependent and   state-dependent TE methods in the manner in which paths are selected.   These algorithms are adaptive and distributed in nature and typically   use learning models to find good paths for TE in a network.  While   state-dependent TE models typically use available-link-bandwidth   (ALB) flooding for TE path selection, event-dependent TE methods do   not require ALB flooding.  Rather, event-dependent TE methods   typically search out capacity by learning models, as in the success-   to-the-top (STT) method.  ALB flooding can be resource intensive,   since it requires link bandwidth to carry LSAs, processor capacity to   process LSAs, and the overhead can limit area/autonomous system (AS)   size.  Modeling results suggest that event-dependent TE methods could   lead to a reduction in ALB flooding overhead without loss of network   throughput performance [ASH3].5.2 Offline Versus Online   Traffic engineering requires the computation of routing plans.  The   computation may be performed offline or online.  The computation can   be done offline for scenarios where routing plans need not be   executed in real-time.  For example, routing plans computed from   forecast information may be computed offline.  Typically, offline   computation is also used to perform extensive searches on multi-   dimensional solution spaces.Awduche, et. al.             Informational                     [Page 41]

RFC 3272        Overview and Principles of Internet TE          May 2002   Online computation is required when the routing plans must adapt to   changing network conditions as in state-dependent algorithms.  Unlike   offline computation (which can be computationally demanding), online   computation is geared toward relative simple and fast calculations to   select routes, fine-tune the allocations of resources, and perform   load balancing.5.3 Centralized Versus Distributed   Centralized control has a central authority which determines routing   plans and perhaps other TE control parameters on behalf of each   router.  The central authority collects the network-state information   from all routers periodically and returns the routing information to   the routers.  The routing update cycle is a critical parameter   directly impacting the performance of the network being controlled.   Centralized control may need high processing power and high bandwidth   control channels.   Distributed control determines route selection by each router   autonomously based on the routers view of the state of the network.   The network state information may be obtained by the router using a   probing method or distributed by other routers on a periodic basis   using link state advertisements.  Network state information may also   be disseminated under exceptional conditions.5.4 Local Versus Global   Traffic engineering algorithms may require local or global network-   state information.   Local information pertains to the state of a portion of the domain.   Examples include the bandwidth and packet loss rate of a particular   path.  Local state information may be sufficient for certain   instances of distributed-controlled TEs.   Global information pertains to the state of the entire domain   undergoing traffic engineering.  Examples include a global traffic   matrix and loading information on each link throughout the domain of   interest.  Global state information is typically required with   centralized control.  Distributed TE systems may also need global   information in some cases.5.5 Prescriptive Versus Descriptive   TE systems may also be classified as prescriptive or descriptive.Awduche, et. al.             Informational                     [Page 42]

RFC 3272        Overview and Principles of Internet TE          May 2002   Prescriptive traffic engineering evaluates alternatives and   recommends a course of action.  Prescriptive traffic engineering can   be further categorized as either corrective or perfective.   Corrective TE prescribes a course of action to address an existing or   predicted anomaly.  Perfective TE prescribes a course of action to   evolve and improve network performance even when no anomalies are   evident.   Descriptive traffic engineering, on the other hand, characterizes the   state of the network and assesses the impact of various policies   without recommending any particular course of action.5.6 Open-Loop Versus Closed-Loop   Open-loop traffic engineering control is where control action does   not use feedback information from the current network state.  The   control action may use its own local information for accounting   purposes, however.   Closed-loop traffic engineering control is where control action   utilizes feedback information from the network state.  The feedback   information may be in the form of historical information or current   measurement.5.7 Tactical vs Strategic   Tactical traffic engineering aims to address specific performance   problems (such as hot-spots) that occur in the network from a   tactical perspective, without consideration of overall strategic   imperatives.  Without proper planning and insights, tactical TE tends   to be ad hoc in nature.   Strategic traffic engineering approaches the TE problem from a more   organized and systematic perspective, taking into consideration the   immediate and longer term consequences of specific policies and   actions.6.0 Recommendations for Internet Traffic Engineering   This section describes high level recommendations for traffic   engineering in the Internet.  These recommendations are presented in   general terms.   The recommendations describe the capabilities needed to solve a   traffic engineering problem or to achieve a traffic engineering   objective.  Broadly speaking, these recommendations can be   categorized as either functional and non-functional recommendations.Awduche, et. al.             Informational                     [Page 43]

RFC 3272        Overview and Principles of Internet TE          May 2002   Functional recommendations for Internet traffic engineering describe   the functions that a traffic engineering system should perform.   These functions are needed to realize traffic engineering objectives   by addressing traffic engineering problems.   Non-functional recommendations for Internet traffic engineering   relate to the quality attributes or state characteristics of a   traffic engineering system.  These recommendations may contain   conflicting assertions and may sometimes be difficult to quantify   precisely.6.1 Generic Non-functional Recommendations   The generic non-functional recommendations for Internet traffic   engineering include: usability, automation, scalability, stability,   visibility, simplicity, efficiency, reliability, correctness,   maintainability, extensibility, interoperability, and security.  In a   given context, some of these recommendations may be critical while   others may be optional.  Therefore, prioritization may be required   during the development phase of a traffic engineering system (or   components thereof) to tailor it to a specific operational context.   In the following paragraphs, some of the aspects of the non-   functional recommendations for Internet traffic engineering are   summarized.   Usability: Usability is a human factor aspect of traffic engineering   systems.  Usability refers to the ease with which a traffic   engineering system can be deployed and operated.  In general, it is   desirable to have a TE system that can be readily deployed in an   existing network.  It is also desirable to have a TE system that is   easy to operate and maintain.   Automation: Whenever feasible, a traffic engineering system should   automate as many traffic engineering functions as possible to   minimize the amount of human effort needed to control and analyze   operational networks.  Automation is particularly imperative in large   scale public networks because of the high cost of the human aspects   of network operations and the high risk of network problems caused by   human errors.  Automation may entail the incorporation of automatic   feedback and intelligence into some components of the traffic   engineering system.   Scalability: Contemporary public networks are growing very fast with   respect to network size and traffic volume.  Therefore, a TE system   should be scalable to remain applicable as the network evolves.  In   particular, a TE system should remain functional as the network   expands with regard to the number of routers and links, and withAwduche, et. al.             Informational                     [Page 44]

RFC 3272        Overview and Principles of Internet TE          May 2002   respect to the traffic volume.  A TE system should have a scalable   architecture, should not adversely impair other functions and   processes in a network element, and should not consume too much   network resources when collecting and distributing state information   or when exerting control.   Stability: Stability is a very important consideration in traffic   engineering systems that respond to changes in the state of the   network.  State-dependent traffic engineering methodologies typically   mandate a tradeoff between responsiveness and stability.  It is   strongly recommended that when tradeoffs are warranted between   responsiveness and stability, that the tradeoff should be made in   favor of stability (especially in public IP backbone networks).   Flexibility: A TE system should be flexible to allow for changes in   optimization policy.  In particular, a TE system should provide   sufficient configuration options so that a network administrator can   tailor the TE system to a particular environment.  It may also be   desirable to have both online and offline TE subsystems which can be   independently enabled and disabled.  TE systems that are used in   multi-class networks should also have options to support class based   performance evaluation and optimization.   Visibility: As part of the TE system, mechanisms should exist to   collect statistics from the network and to analyze these statistics   to determine how well the network is functioning.  Derived statistics   such as traffic matrices, link utilization, latency, packet loss, and   other performance measures of interest which are determined from   network measurements can be used as indicators of prevailing network   conditions.  Other examples of status information which should be   observed include existing functional routing information   (additionally, in the context of MPLS existing LSP routes), etc.   Simplicity: Generally, a TE system should be as simple as possible.   More importantly, the TE system should be relatively easy to use   (i.e., clean, convenient, and intuitive user interfaces).  Simplicity   in user interface does not necessarily imply that the TE system will   use naive algorithms.  When complex algorithms and internal   structures are used, such complexities should be hidden as much as   possible from the network administrator through the user interface.   Interoperability: Whenever feasible, traffic engineering systems and   their components should be developed with open standards based   interfaces to allow interoperation with other systems and components.   Security: Security is a critical consideration in traffic engineering   systems.  Such traffic engineering systems typically exert control   over certain functional aspects of the network to achieve the desiredAwduche, et. al.             Informational                     [Page 45]

RFC 3272        Overview and Principles of Internet TE          May 2002   performance objectives.  Therefore, adequate measures must be taken   to safeguard the integrity of the traffic engineering system.   Adequate measures must also be taken to protect the network from   vulnerabilities that originate from security breaches and other   impairments within the traffic engineering system.   The remainder of this section will focus on some of the high level   functional recommendations for traffic engineering.6.2 Routing Recommendations   Routing control is a significant aspect of Internet traffic   engineering.  Routing impacts many of the key performance measures   associated with networks, such as throughput, delay, and utilization.   Generally, it is very difficult to provide good service quality in a   wide area network without effective routing control.  A desirable   routing system is one that takes traffic characteristics and network   constraints into account during route selection while maintaining   stability.   Traditional shortest path first (SPF) interior gateway protocols are   based on shortest path algorithms and have limited control   capabilities for traffic engineering [RFC-2702,AWD2].  These   limitations include :   1. The well known issues with pure SPF protocols, which do not take      network constraints and traffic characteristics into account      during route selection.  For example, since IGPs always use the      shortest paths (based on administratively assigned link metrics)      to forward traffic, load sharing cannot be accomplished among      paths of different costs.  Using shortest paths to forward traffic      conserves network resources, but may cause the following problems:      1) If traffic from a source to a destination exceeds the capacity      of a link along the shortest path, the link (hence the shortest      path) becomes congested while a longer path between these two      nodes may be under-utilized; 2) the shortest paths from different      sources can overlap at some links.  If the total traffic from the      sources exceeds the capacity of any of these links, congestion      will occur.  Problems can also occur because traffic demand      changes over time but network topology and routing configuration      cannot be changed as rapidly.  This causes the network topology      and routing configuration to become sub-optimal over time, which      may result in persistent congestion problems.   2. The Equal-Cost Multi-Path (ECMP) capability of SPF IGPs supports      sharing of traffic among equal cost paths between two nodes.      However, ECMP attempts to divide the traffic as equally as      possible among the equal cost shortest paths.  Generally, ECMPAwduche, et. al.             Informational                     [Page 46]

RFC 3272        Overview and Principles of Internet TE          May 2002      does not support configurable load sharing ratios among equal cost      paths.  The result is that one of the paths may carry      significantly more traffic than other paths because it may also      carry traffic from other sources.  This situation can result in      congestion along the path that carries more traffic.   3. Modifying IGP metrics to control traffic routing tends to have      network-wide effect.  Consequently, undesirable and unanticipated      traffic shifts can be triggered as a result.  Recent work      described inSection 8.0 may be capable of better control [FT00,      FT01].   Because of these limitations, new capabilities are needed to enhance   the routing function in IP networks.  Some of these capabilities have   been described elsewhere and are summarized below.   Constraint-based routing is desirable to evolve the routing   architecture of IP networks, especially public IP backbones with   complex topologies [RFC-2702].  Constraint-based routing computes   routes to fulfill requirements subject to constraints.  Constraints   may include bandwidth, hop count, delay, and administrative policy   instruments such as resource class attributes [RFC-2702,RFC-2386].   This makes it possible to select routes that satisfy a given set of   requirements subject to network and administrative policy   constraints.  Routes computed through constraint-based routing are   not necessarily the shortest paths.  Constraint-based routing works   best with path oriented technologies that support explicit routing,   such as MPLS.   Constraint-based routing can also be used as a way to redistribute   traffic onto the infrastructure (even for best effort traffic).  For   example, if the bandwidth requirements for path selection and   reservable bandwidth attributes of network links are appropriately   defined and configured, then congestion problems caused by uneven   traffic distribution may be avoided or reduced.  In this way, the   performance and efficiency of the network can be improved.   A number of enhancements are needed to conventional link state IGPs,   such as OSPF and IS-IS, to allow them to distribute additional state   information required for constraint-based routing.  These extensions   to OSPF were described in [KATZ] and to IS-IS in [SMIT].   Essentially, these enhancements require the propagation of additional   information in link state advertisements.  Specifically, in addition   to normal link-state information, an enhanced IGP is required to   propagate topology state information needed for constraint-based   routing.  Some of the additional topology state information include   link attributes such as reservable bandwidth and link resource class   attribute (an administratively specified property of the link).  TheAwduche, et. al.             Informational                     [Page 47]

RFC 3272        Overview and Principles of Internet TE          May 2002   resource class attribute concept was defined in [RFC-2702].  The   additional topology state information is carried in new TLVs and   sub-TLVs in IS-IS, or in the Opaque LSA in OSPF [SMIT,KATZ].   An enhanced link-state IGP may flood information more frequently than   a normal IGP.  This is because even without changes in topology,   changes in reservable bandwidth or link affinity can trigger the   enhanced IGP to initiate flooding.  A tradeoff is typically required   between the timeliness of the information flooded and the flooding   frequency to avoid excessive consumption of link bandwidth and   computational resources, and more importantly, to avoid instability.   In a TE system, it is also desirable for the routing subsystem to   make the load splitting ratio among multiple paths (with equal cost   or different cost) configurable.  This capability gives network   administrators more flexibility in the control of traffic   distribution across the network.  It can be very useful for   avoiding/relieving congestion in certain situations.  Examples can be   found in [XIAO].   The routing system should also have the capability to control the   routes of subsets of traffic without affecting the routes of other   traffic if sufficient resources exist for this purpose.  This   capability allows a more refined control over the distribution of   traffic across the network.  For example, the ability to move traffic   from a source to a destination away from its original path to another   path (without affecting other traffic paths) allows traffic to be   moved from resource-poor network segments to resource-rich segments.   Path oriented technologies such as MPLS inherently support this   capability as discussed in [AWD2].   Additionally, the routing subsystem should be able to select   different paths for different classes of traffic (or for different   traffic behavior aggregates) if the network supports multiple classes   of service (different behavior aggregates).6.3 Traffic Mapping Recommendations   Traffic mapping pertains to the assignment of traffic workload onto   pre-established paths to meet certain requirements.  Thus, while   constraint-based routing deals with path selection, traffic mapping   deals with the assignment of traffic to established paths which may   have been selected by constraint-based routing or by some other   means.  Traffic mapping can be performed by time-dependent or state-   dependent mechanisms, as described inSection 5.1.Awduche, et. al.             Informational                     [Page 48]

RFC 3272        Overview and Principles of Internet TE          May 2002   An important aspect of the traffic mapping function is the ability to   establish multiple paths between an originating node and a   destination node, and the capability to distribute the traffic   between the two nodes across the paths according to some policies.  A   pre-condition for this scheme is the existence of flexible mechanisms   to partition traffic and then assign the traffic partitions onto the   parallel paths.  This requirement was noted in [RFC-2702].  When   traffic is assigned to multiple parallel paths, it is recommended   that special care should be taken to ensure proper ordering of   packets belonging to the same application (or micro-flow) at the   destination node of the parallel paths.   As a general rule, mechanisms that perform the traffic mapping   functions should aim to map the traffic onto the network   infrastructure to minimize congestion.  If the total traffic load   cannot be accommodated, or if the routing and mapping functions   cannot react fast enough to changing traffic conditions, then a   traffic mapping system may rely on short time scale congestion   control mechanisms (such as queue management, scheduling, etc.) to   mitigate congestion.  Thus, mechanisms that perform the traffic   mapping functions should complement existing congestion control   mechanisms.  In an operational network, it is generally desirable to   map the traffic onto the infrastructure such that intra-class and   inter-class resource contention are minimized.   When traffic mapping techniques that depend on dynamic state feedback   (e.g., MATE and such like) are used, special care must be taken to   guarantee network stability.6.4 Measurement Recommendations   The importance of measurement in traffic engineering has been   discussed throughout this document.  Mechanisms should be provided to   measure and collect statistics from the network to support the   traffic engineering function.  Additional capabilities may be needed   to help in the analysis of the statistics.  The actions of these   mechanisms should not adversely affect the accuracy and integrity of   the statistics collected.  The mechanisms for statistical data   acquisition should also be able to scale as the network evolves.   Traffic statistics may be classified according to long-term or   short-term time scales.  Long-term time scale traffic statistics are   very useful for traffic engineering.  Long-term time scale traffic   statistics may capture or reflect periodicity in network workload   (such as hourly, daily, and weekly variations in traffic profiles) as   well as traffic trends.  Aspects of the monitored traffic statistics   may also depict class of service characteristics for a network   supporting multiple classes of service.  Analysis of the long-termAwduche, et. al.             Informational                     [Page 49]

RFC 3272        Overview and Principles of Internet TE          May 2002   traffic statistics MAY yield secondary statistics such as busy hour   characteristics, traffic growth patterns, persistent congestion   problems, hot-spot, and imbalances in link utilization caused by   routing anomalies.   A mechanism for constructing traffic matrices for both long-term and   short-term traffic statistics should be in place.  In multi-service   IP networks, the traffic matrices may be constructed for different   service classes.  Each element of a traffic matrix represents a   statistic of traffic flow between a pair of abstract nodes.  An   abstract node may represent a router, a collection of routers, or a   site in a VPN.   Measured traffic statistics should provide reasonable and reliable   indicators of the current state of the network on the short-term   scale.  Some short term traffic statistics may reflect link   utilization and link congestion status.  Examples of congestion   indicators include excessive packet delay, packet loss, and high   resource utilization.  Examples of mechanisms for distributing this   kind of information include SNMP, probing techniques, FTP, IGP link   state advertisements, etc.6.5 Network Survivability   Network survivability refers to the capability of a network to   maintain service continuity in the presence of faults.  This can be   accomplished by promptly recovering from network impairments and   maintaining the required QoS for existing services after recovery.   Survivability has become an issue of great concern within the   Internet community due to the increasing demands to carry mission   critical traffic, real-time traffic, and other high priority traffic   over the Internet.  Survivability can be addressed at the device   level by developing network elements that are more reliable; and at   the network level by incorporating redundancy into the architecture,   design, and operation of networks.  It is recommended that a   philosophy of robustness and survivability should be adopted in the   architecture, design, and operation of traffic engineering that   control IP networks (especially public IP networks).  Because   different contexts may demand different levels of survivability, the   mechanisms developed to support network survivability should be   flexible so that they can be tailored to different needs.   Failure protection and restoration capabilities have become available   from multiple layers as network technologies have continued to   improve.  At the bottom of the layered stack, optical networks are   now capable of providing dynamic ring and mesh restoration   functionality at the wavelength level as well as traditional   protection functionality.  At the SONET/SDH layer survivabilityAwduche, et. al.             Informational                     [Page 50]

RFC 3272        Overview and Principles of Internet TE          May 2002   capability is provided with Automatic Protection Switching (APS) as   well as self-healing ring and mesh architectures.  Similar   functionality is provided by layer 2 technologies such as ATM   (generally with slower mean restoration times).  Rerouting is   traditionally used at the IP layer to restore service following link   and node outages.  Rerouting at the IP layer occurs after a period of   routing convergence which may require seconds to minutes to complete.   Some new developments in the MPLS context make it possible to achieve   recovery at the IP layer prior to convergence [SHAR].   To support advanced survivability requirements, path-oriented   technologies such a MPLS can be used to enhance the survivability of   IP networks in a potentially cost effective manner.  The advantages   of path oriented technologies such as MPLS for IP restoration becomes   even more evident when class based protection and restoration   capabilities are required.   Recently, a common suite of control plane protocols has been proposed   for both MPLS and optical transport networks under the acronym   Multi-protocol Lambda Switching [AWD1].  This new paradigm of Multi-   protocol Lambda Switching will support even more sophisticated mesh   restoration capabilities at the optical layer for the emerging IP   over WDM network architectures.   Another important aspect regarding multi-layer survivability is that   technologies at different layers provide protection and restoration   capabilities at different temporal granularities (in terms of time   scales) and at different bandwidth granularity (from packet-level to   wavelength level).  Protection and restoration capabilities can also   be sensitive to different service classes and different network   utility models.   The impact of service outages varies significantly for different   service classes depending upon the effective duration of the outage.   The duration of an outage can vary from milliseconds (with minor   service impact) to seconds (with possible call drops for IP telephony   and session time-outs for connection oriented transactions) to   minutes and hours (with potentially considerable social and business   impact).   Coordinating different protection and restoration capabilities across   multiple layers in a cohesive manner to ensure network survivability   is maintained at reasonable cost is a challenging task.  Protection   and restoration coordination across layers may not always be   feasible, because networks at different layers may belong to   different administrative domains.Awduche, et. al.             Informational                     [Page 51]

RFC 3272        Overview and Principles of Internet TE          May 2002   The following paragraphs present some of the general recommendations   for protection and restoration coordination.   -  Protection and restoration capabilities from different layers   should be coordinated whenever feasible and appropriate to provide   network survivability in a flexible and cost effective manner.   Minimization of function duplication across layers is one way to   achieve the coordination.  Escalation of alarms and other fault   indicators from lower to higher layers may also be performed in a   coordinated manner.  A temporal order of restoration trigger timing   at different layers is another way to coordinate multi-layer   protection/restoration.   -  Spare capacity at higher layers is often regarded as working   traffic at lower layers.  Placing protection/restoration functions in   many layers may increase redundancy and robustness, but it should not   result in significant and avoidable inefficiencies in network   resource utilization.   -  It is generally desirable to have protection and restoration   schemes that are bandwidth efficient.   -  Failure notification throughout the network should be timely and   reliable.   -  Alarms and other fault monitoring and reporting capabilities   should be provided at appropriate layers.6.5.1 Survivability in MPLS Based Networks   MPLS is an important emerging technology that enhances IP networks in   terms of features, capabilities, and services.  Because MPLS is   path-oriented, it can potentially provide faster and more predictable   protection and restoration capabilities than conventional hop by hop   routed IP systems.  This subsection describes some of the basic   aspects and recommendations for MPLS networks regarding protection   and restoration.  See [SHAR] for a more comprehensive discussion on   MPLS based recovery.   Protection types for MPLS networks can be categorized as link   protection, node protection, path protection, and segment protection.   -  Link Protection: The objective for link protection is to protect      an LSP from a given link failure.  Under link protection, the path      of the protection or backup LSP (the secondary LSP) is disjoint      from the path of the working or operational LSP at the particular      link over which protection is required.  When the protected link      fails, traffic on the working LSP is switched over to theAwduche, et. al.             Informational                     [Page 52]

RFC 3272        Overview and Principles of Internet TE          May 2002      protection LSP at the head-end of the failed link.  This is a      local repair method which can be fast.  It might be more      appropriate in situations where some network elements along a      given path are less reliable than others.   -  Node Protection: The objective of LSP node protection is to      protect an LSP from a given node failure.  Under node protection,      the path of the protection LSP is disjoint from the path of the      working LSP at the particular node to be protected.  The secondary      path is also disjoint from the primary path at all links      associated with the node to be protected.  When the node fails,      traffic on the working LSP is switched over to the protection LSP      at the upstream LSR directly connected to the failed node.   -  Path Protection: The goal of LSP path protection is to protect an      LSP from failure at any point along its routed path.  Under path      protection, the path of the protection LSP is completely disjoint      from the path of the working LSP.  The advantage of path      protection is that the backup LSP protects the working LSP from      all possible link and node failures along the path, except for      failures that might occur at the ingress and egress LSRs, or for      correlated failures that might impact both working and backup      paths simultaneously.  Additionally, since the path selection is      end-to-end, path protection might be more efficient in terms of      resource usage than link or node protection.  However, path      protection may be slower than link and node protection in general.   -  Segment Protection: An MPLS domain may be partitioned into      multiple protection domains whereby a failure in a protection      domain is rectified within that domain.  In cases where an LSP      traverses multiple protection domains, a protection mechanism      within a domain only needs to protect the segment of the LSP that      lies within the domain.  Segment protection will generally be      faster than path protection because recovery generally occurs      closer to the fault.6.5.2 Protection Option   Another issue to consider is the concept of protection options.  The   protection option uses the notation m:n protection, where m is the   number of protection LSPs used to protect n working LSPs.  Feasible   protection options follow.   -  1:1: one working LSP is protected/restored by one protection LSP.   -  1:n: one protection LSP is used to protect/restore n working LSPs.Awduche, et. al.             Informational                     [Page 53]

RFC 3272        Overview and Principles of Internet TE          May 2002   -  n:1: one working LSP is protected/restored by n protection LSPs,      possibly with configurable load splitting ratio.  When more than      one protection LSP is used, it may be desirable to share the      traffic across the protection LSPs when the working LSP fails to      satisfy the bandwidth requirement of the traffic trunk associated      with the working LSP.  This may be especially useful when it is      not feasible to find one path that can satisfy the bandwidth      requirement of the primary LSP.   -  1+1: traffic is sent concurrently on both the working LSP and the      protection LSP.  In this case, the egress LSR selects one of the      two LSPs based on a local traffic integrity decision process,      which compares the traffic received from both the working and the      protection LSP and identifies discrepancies.  It is unlikely that      this option would be used extensively in IP networks due to its      resource utilization inefficiency.  However, if bandwidth becomes      plentiful and cheap, then this option might become quite viable      and attractive in IP networks.6.6 Traffic Engineering in Diffserv Environments   This section provides an overview of the traffic engineering features   and recommendations that are specifically pertinent to Differentiated   Services (Diffserv) [RFC-2475] capable IP networks.   Increasing requirements to support multiple classes of traffic, such   as best effort and mission critical data, in the Internet calls for   IP networks to differentiate traffic according to some criteria, and   to accord preferential treatment to certain types of traffic.  Large   numbers of flows can be aggregated into a few behavior aggregates   based on some criteria in terms of common performance requirements in   terms of packet loss ratio, delay, and jitter; or in terms of common   fields within the IP packet headers.   As Diffserv evolves and becomes deployed in operational networks,   traffic engineering will be critical to ensuring that SLAs defined   within a given Diffserv service model are met.  Classes of service   (CoS) can be supported in a Diffserv environment by concatenating   per-hop behaviors (PHBs) along the routing path, using service   provisioning mechanisms, and by appropriately configuring edge   functionality such as traffic classification, marking, policing, and   shaping.  PHB is the forwarding behavior that a packet receives at a   DS node (a Diffserv-compliant node).  This is accomplished by means   of buffer management and packet scheduling mechanisms.  In this   context, packets belonging to a class are those that are members of a   corresponding ordering aggregate.Awduche, et. al.             Informational                     [Page 54]

RFC 3272        Overview and Principles of Internet TE          May 2002   Traffic engineering can be used as a compliment to Diffserv   mechanisms to improve utilization of network resources, but not as a   necessary element in general.  When traffic engineering is used, it   can be operated on an aggregated basis across all service classes   [RFC-3270] or on a per service class basis.  The former is used to   provide better distribution of the aggregate traffic load over the   network resources.  (See [RFC-3270] for detailed mechanisms to   support aggregate traffic engineering.)  The latter case is discussed   below since it is specific to the Diffserv environment, with so   called Diffserv-aware traffic engineering [DIFF_TE].   For some Diffserv networks, it may be desirable to control the   performance of some service classes by enforcing certain   relationships between the traffic workload contributed by each   service class and the amount of network resources allocated or   provisioned for that service class.  Such relationships between   demand and resource allocation can be enforced using a combination   of, for example: (1) traffic engineering mechanisms on a per service   class basis that enforce the desired relationship between the amount   of traffic contributed by a given service class and the resources   allocated to that class, and (2) mechanisms that dynamically adjust   the resources allocated to a given service class to relate to the   amount of traffic contributed by that service class.   It may also be desirable to limit the performance impact of high   priority traffic on relatively low priority traffic.  This can be   achieved by, for example, controlling the percentage of high priority   traffic that is routed through a given link.  Another way to   accomplish this is to increase link capacities appropriately so that   lower priority traffic can still enjoy adequate service quality.   When the ratio of traffic workload contributed by different service   classes vary significantly from router to router, it may not suffice   to rely exclusively on conventional IGP routing protocols or on   traffic engineering mechanisms that are insensitive to different   service classes.  Instead, it may be desirable to perform traffic   engineering, especially routing control and mapping functions, on a   per service class basis.  One way to accomplish this in a domain that   supports both MPLS and Diffserv is to define class specific LSPs and   to map traffic from each class onto one or more LSPs that correspond   to that service class.  An LSP corresponding to a given service class   can then be routed and protected/restored in a class dependent   manner, according to specific policies.   Performing traffic engineering on a per class basis may require   certain per-class parameters to be distributed.  Note that it is   common to have some classes share some aggregate constraint (e.g.,   maximum bandwidth requirement) without enforcing the constraint on   each individual class.  These classes then can be grouped into aAwduche, et. al.             Informational                     [Page 55]

RFC 3272        Overview and Principles of Internet TE          May 2002   class-type and per-class-type parameters can be distributed instead   to improve scalability.  It also allows better bandwidth sharing   between classes in the same class-type.  A class-type is a set of   classes that satisfy the following two conditions:   1) Classes in the same class-type have common aggregate requirements   to satisfy required performance levels.   2) There is no requirement to be enforced at the level of individual   class in the class-type.  Note that it is still possible,   nevertheless, to implement some priority policies for classes in the   same class-type to permit preferential access to the class-type   bandwidth through the use of preemption priorities.   An example of the class-type can be a low-loss class-type that   includes both AF1-based and AF2-based Ordering Aggregates.  With such   a class-type, one may implement some priority policy which assigns   higher preemption priority to AF1-based traffic trunks over AF2-based   ones, vice versa, or the same priority.   See [DIFF-TE] for detailed requirements on Diffserv-aware traffic   engineering.6.7 Network Controllability   Off-line (and on-line) traffic engineering considerations would be of   limited utility if the network could not be controlled effectively to   implement the results of TE decisions and to achieve desired network   performance objectives.  Capacity augmentation is a coarse grained   solution to traffic engineering issues.  However, it is simple and   may be advantageous if bandwidth is abundant and cheap or if the   current or expected network workload demands it.  However, bandwidth   is not always abundant and cheap, and the workload may not always   demand additional capacity.  Adjustments of administrative weights   and other parameters associated with routing protocols provide finer   grained control, but is difficult to use and imprecise because of the   routing interactions that occur across the network.  In certain   network contexts, more flexible, finer grained approaches which   provide more precise control over the mapping of traffic to routes   and over the selection and placement of routes may be appropriate and   useful.   Control mechanisms can be manual (e.g., administrative   configuration), partially-automated (e.g., scripts) or fully-   automated (e.g., policy based management systems).  Automated   mechanisms are particularly required in large scale networks.   Multi-vendor interoperability can be facilitated by developing and   deploying standardized managementAwduche, et. al.             Informational                     [Page 56]

RFC 3272        Overview and Principles of Internet TE          May 2002   systems (e.g., standard MIBs) and policies (PIBs) to support the   control functions required to address traffic engineering objectives   such as load distribution and protection/restoration.   Network control functions should be secure, reliable, and stable as   these are often needed to operate correctly in times of network   impairments (e.g., during network congestion or security attacks).7.0 Inter-Domain Considerations   Inter-domain traffic engineering is concerned with the performance   optimization for traffic that originates in one administrative domain   and terminates in a different one.   Traffic exchange between autonomous systems in the Internet occurs   through exterior gateway protocols.  Currently, BGP [BGP4] is the   standard exterior gateway protocol for the Internet.  BGP provides a   number of attributes and capabilities (e.g., route filtering) that   can be used for inter-domain traffic engineering.  More specifically,   BGP permits the control of routing information and traffic exchange   between Autonomous Systems (AS's) in the Internet.  BGP incorporates   a sequential decision process which calculates the degree of   preference for various routes to a given destination network.  There   are two fundamental aspects to inter-domain traffic engineering using   BGP:   -  Route Redistribution: controlling the import and export of routes      between AS's, and controlling the redistribution of routes between      BGP and other protocols within an AS.   -  Best path selection: selecting the best path when there are      multiple candidate paths to a given destination network.  Best      path selection is performed by the BGP decision process based on a      sequential procedure, taking a number of different considerations      into account.  Ultimately, best path selection under BGP boils      down to selecting preferred exit points out of an AS towards      specific destination networks.  The BGP path selection process can      be influenced by manipulating the attributes associated with the      BGP decision process.  These attributes include: NEXT-HOP, WEIGHT      (Cisco proprietary which is also implemented by some other      vendors), LOCAL-PREFERENCE, AS-PATH, ROUTE-ORIGIN, MULTI-EXIT-      DESCRIMINATOR (MED), IGP METRIC, etc.   Route-maps provide the flexibility to implement complex BGP policies   based on pre-configured logical conditions.  In particular, Route-   maps can be used to control import and export policies for incoming   and outgoing routes, control the redistribution of routes between BGP   and other protocols, and influence the selection of best paths byAwduche, et. al.             Informational                     [Page 57]

RFC 3272        Overview and Principles of Internet TE          May 2002   manipulating the attributes associated with the BGP decision process.   Very complex logical expressions that implement various types of   policies can be implemented using a combination of Route-maps, BGP-   attributes, Access-lists, and Community attributes.   When looking at possible strategies for inter-domain TE with BGP, it   must be noted that the outbound traffic exit point is controllable,   whereas the interconnection point where inbound traffic is received   from an EBGP peer typically is not, unless a special arrangement is   made with the peer sending the traffic.  Therefore, it is up to each   individual network to implement sound TE strategies that deal with   the efficient delivery of outbound traffic from one's customers to   one's peering points.  The vast majority of TE policy is based upon a   "closest exit" strategy, which offloads interdomain traffic at the   nearest outbound peer point towards the destination autonomous   system.  Most methods of manipulating the point at which inbound   traffic enters a network from an EBGP peer (inconsistent route   announcements between peering points, AS pre-pending, and sending   MEDs) are either ineffective, or not accepted in the peering   community.   Inter-domain TE with BGP is generally effective, but it is usually   applied in a trial-and-error fashion.  A systematic approach for   inter-domain traffic engineering is yet to be devised.   Inter-domain TE is inherently more difficult than intra-domain TE   under the current Internet architecture.  The reasons for this are   both technical and administrative.  Technically, while topology and   link state information are helpful for mapping traffic more   effectively, BGP does not propagate such information across domain   boundaries for stability and scalability reasons.  Administratively,   there are differences in operating costs and network capacities   between domains.  Generally, what may be considered a good solution   in one domain may not necessarily be a good solution in another   domain.  Moreover, it would generally be considered inadvisable for   one domain to permit another domain to influence the routing and   management of traffic in its network.   MPLS TE-tunnels (explicit LSPs) can potentially add a degree of   flexibility in the selection of exit points for inter-domain routing.   The concept of relative and absolute metrics can be applied to this   purpose.  The idea is that if BGP attributes are defined such that   the BGP decision process depends on IGP metrics to select exit points   for inter-domain traffic, then some inter-domain traffic destined to   a given peer network can be made to prefer a specific exit point by   establishing a TE-tunnel between the router making the selection to   the peering point via a TE-tunnel and assigning the TE-tunnel a   metric which is smaller than the IGP cost to all other peeringAwduche, et. al.             Informational                     [Page 58]

RFC 3272        Overview and Principles of Internet TE          May 2002   points.  If a peer accepts and processes MEDs, then a similar MPLS   TE-tunnel based scheme can be applied to cause certain entrance   points to be preferred by setting MED to be an IGP cost, which has   been modified by the tunnel metric.   Similar to intra-domain TE, inter-domain TE is best accomplished when   a traffic matrix can be derived to depict the volume of traffic from   one autonomous system to another.   Generally, redistribution of inter-domain traffic requires   coordination between peering partners.  An export policy in one   domain that results in load redistribution across peer points with   another domain can significantly affect the local traffic matrix   inside the domain of the peering partner.  This, in turn, will affect   the intra-domain TE due to changes in the spatial distribution of   traffic.  Therefore, it is mutually beneficial for peering partners   to coordinate with each other before attempting any policy changes   that may result in significant shifts in inter-domain traffic.  In   certain contexts, this coordination can be quite challenging due to   technical and non- technical reasons.   It is a matter of speculation as to whether MPLS, or similar   technologies, can be extended to allow selection of constrained paths   across domain boundaries.8.0 Overview of Contemporary TE Practices in Operational IP Networks   This section provides an overview of some contemporary traffic   engineering practices in IP networks.  The focus is primarily on the   aspects that pertain to the control of the routing function in   operational contexts.  The intent here is to provide an overview of   the commonly used practices.  The discussion is not intended to be   exhaustive.   Currently, service providers apply many of the traffic engineering   mechanisms discussed in this document to optimize the performance of   their IP networks.  These techniques include capacity planning for   long time scales, routing control using IGP metrics and MPLS for   medium time scales, the overlay model also for medium time scales,   and traffic management mechanisms for short time scale.   When a service provider plans to build an IP network, or expand the   capacity of an existing network, effective capacity planning should   be an important component of the process.  Such plans may take the   following aspects into account: location of new nodes if any,   existing and predicted traffic patterns, costs, link capacity,   topology, routing design, and survivability.Awduche, et. al.             Informational                     [Page 59]

RFC 3272        Overview and Principles of Internet TE          May 2002   Performance optimization of operational networks is usually an   ongoing process in which traffic statistics, performance parameters,   and fault indicators are continually collected from the network.   This empirical data is then analyzed and used to trigger various   traffic engineering mechanisms.  Tools that perform what-if analysis   can also be used to assist the TE process by allowing various   scenarios to be reviewed before a new set of configurations are   implemented in the operational network.   Traditionally, intra-domain real-time TE with IGP is done by   increasing the OSPF or IS-IS metric of a congested link until enough   traffic has been diverted from that link.  This approach has some   limitations as discussed inSection 6.2.  Recently, some new intra-   domain TE approaches/tools have been proposed   [RR94][FT00][FT01][WANG].  Such approaches/tools take traffic matrix,   network topology, and network performance objective(s) as input, and   produce some link metrics and possibly some unequal load-sharing   ratios to be set at the head-end routers of some ECMPs as output.   These new progresses open new possibility for intra-domain TE with   IGP to be done in a more systematic way.   The overlay model (IP over ATM or IP over Frame relay) is another   approach which is commonly used in practice [AWD2].  The IP over ATM   technique is no longer viewed favorably due to recent advances in   MPLS and router hardware technology.   Deployment of MPLS for traffic engineering applications has commenced   in some service provider networks.  One operational scenario is to   deploy MPLS in conjunction with an IGP (IS-IS-TE or OSPF-TE) that   supports the traffic engineering extensions, in conjunction with   constraint-based routing for explicit route computations, and a   signaling protocol (e.g., RSVP-TE or CRLDP) for LSP instantiation.   In contemporary MPLS traffic engineering contexts, network   administrators specify and configure link attributes and resource   constraints such as maximum reservable bandwidth and resource class   attributes for links (interfaces) within the MPLS domain.  A link   state protocol that supports TE extensions (IS-IS-TE or OSPF-TE) is   used to propagate information about network topology and link   attribute to all routers in the routing area.  Network administrators   also specify all the LSPs that are to originate each router.  For   each LSP, the network administrator specifies the destination node   and the attributes of the LSP which indicate the requirements that to   be satisfied during the path selection process.  Each router then   uses a local constraint-based routing process to compute explicit   paths for all LSPs originating from it.  Subsequently, a signalingAwduche, et. al.             Informational                     [Page 60]

RFC 3272        Overview and Principles of Internet TE          May 2002   protocol is used to instantiate the LSPs.  By assigning proper   bandwidth values to links and LSPs, congestion caused by uneven   traffic distribution can generally be avoided or mitigated.   The bandwidth attributes of LSPs used for traffic engineering can be   updated periodically.  The basic concept is that the bandwidth   assigned to an LSP should relate in some manner to the bandwidth   requirements of traffic that actually flows through the LSP.  The   traffic attribute of an LSP can be modified to accommodate traffic   growth and persistent traffic shifts.  If network congestion occurs   due to some unexpected events, existing LSPs can be rerouted to   alleviate the situation or network administrator can configure new   LSPs to divert some traffic to alternative paths.  The reservable   bandwidth of the congested links can also be reduced to force some   LSPs to be rerouted to other paths.   In an MPLS domain, a traffic matrix can also be estimated by   monitoring the traffic on LSPs.  Such traffic statistics can be used   for a variety of purposes including network planning and network   optimization.  Current practice suggests that deploying an MPLS   network consisting of hundreds of routers and thousands of LSPs is   feasible.  In summary, recent deployment experience suggests that   MPLS approach is very effective for traffic engineering in IP   networks [XIAO].   As mentioned previously inSection 7.0, one usually has no direct   control over the distribution of inbound traffic.  Therefore, the   main goal of contemporary inter-domain TE is to optimize the   distribution of outbound traffic between multiple inter-domain links.   When operating a global network, maintaining the ability to operate   the network in a regional fashion where desired, while continuing to   take advantage of the benefits of a global network, also becomes an   important objective.   Inter-domain TE with BGP usually begins with the placement of   multiple peering interconnection points in locations that have high   peer density, are in close proximity to originating/terminating   traffic locations on one's own network, and are lowest in cost.   There are generally several locations in each region of the world   where the vast majority of major networks congregate and   interconnect.  Some location-decision problems that arise in   association with inter-domain routing are discussed in [AWD5].   Once the locations of the interconnects are determined, and circuits   are implemented, one decides how best to handle the routes heard from   the peer, as well as how to propagate the peers' routes within one's   own network.  One way to engineer outbound traffic flows on a network   with many EBGP peers is to create a hierarchy of peers.  Generally,Awduche, et. al.             Informational                     [Page 61]

RFC 3272        Overview and Principles of Internet TE          May 2002   the Local Preferences of all peers are set to the same value so that   the shortest AS paths will be chosen to forward traffic.  Then, by   over-writing the inbound MED metric (Multi-exit-discriminator metric,   also referred to as "BGP metric".  Both terms are used   interchangeably in this document) with BGP metrics to routes received   at different peers, the hierarchy can be formed.  For example, all   Local Preferences can be set to 200, preferred private peers can be   assigned a BGP metric of 50, the rest of the private peers can be   assigned a BGP metric of 100, and public peers can be assigned a BGP   metric of 600.  "Preferred" peers might be defined as those peers   with whom the most available capacity exists, whose customer base is   larger in comparison to other peers, whose interconnection costs are   the lowest, and with whom upgrading existing capacity is the easiest.   In a network with low utilization at the edge, this works well.  The   same concept could be applied to a network with higher edge   utilization by creating more levels of BGP metrics between peers,   allowing for more granularity in selecting the exit points for   traffic bound for a dual homed customer on a peer's network.   By only replacing inbound MED metrics with BGP metrics, only equal   AS-Path length routes' exit points are being changed.  (The BGP   decision considers Local Preference first, then AS-Path length, and   then BGP metric).  For example, assume a network has two possible   egress points, peer A and peer B.  Each peer has 40% of the   Internet's routes exclusively on its network, while the remaining 20%   of the Internet's routes are from customers who dual home between A   and B.  Assume that both peers have a Local Preference of 200 and a   BGP metric of 100.  If the link to peer A is congested, increasing   its BGP metric while leaving the Local Preference at 200 will ensure   that the 20% of total routes belonging to dual homed customers will   prefer peer B as the exit point.  The previous example would be used   in a situation where all exit points to a given peer were close to   congestion levels, and traffic needed to be shifted away from that   peer entirely.   When there are multiple exit points to a given peer, and only one of   them is congested, it is not necessary to shift traffic away from the   peer entirely, but only from the one congested circuit.  This can be   achieved by using passive IGP-metrics, AS-path filtering, or prefix   filtering.   Occasionally, more drastic changes are needed, for example, in   dealing with a "problem peer" who is difficult to work with on   upgrades or is charging high prices for connectivity to their   network.  In that case, the Local Preference to that peer can be   reduced below the level of other peers.  This effectively reduces the   amount of traffic sent to that peer to only originating trafficAwduche, et. al.             Informational                     [Page 62]

RFC 3272        Overview and Principles of Internet TE          May 2002   (assuming no transit providers are involved).  This type of change   can affect a large amount of traffic, and is only used after other   methods have failed to provide the desired results.   Although it is not much of an issue in regional networks, the   propagation of a peer's routes back through the network must be   considered when a network is peering on a global scale.  Sometimes,   business considerations can influence the choice of BGP policies in a   given context.  For example, it may be imprudent, from a business   perspective, to operate a global network and provide full access to   the global customer base to a small network in a particular country.   However, for the purpose of providing one's own customers with   quality service in a particular region, good connectivity to that   in-country network may still be necessary.  This can be achieved by   assigning a set of communities at the edge of the network, which have   a known behavior when routes tagged with those communities are   propagating back through the core.  Routes heard from local peers   will be prevented from propagating back to the global network,   whereas routes learned from larger peers may be allowed to propagate   freely throughout the entire global network.  By implementing a   flexible community strategy, the benefits of using a single global AS   Number (ASN) can be realized, while the benefits of operating   regional networks can also be taken advantage of.  An alternative to   doing this is to use different ASNs in different regions, with the   consequence that the AS path length for routes announced by that   service provider will increase.9.0 Conclusion   This document described principles for traffic engineering in the   Internet.  It presented an overview of some of the basic issues   surrounding traffic engineering in IP networks.  The context of TE   was described, a TE process models and a taxonomy of TE styles were   presented.  A brief historical review of pertinent developments   related to traffic engineering was provided.  A survey of   contemporary TE techniques in operational networks was presented.   Additionally, the document specified a set of generic requirements,   recommendations, and options for Internet traffic engineering.10.0 Security Considerations   This document does not introduce new security issues.11.0 Acknowledgments   The authors would like to thank Jim Boyle for inputs on the   recommendations section, Francois Le Faucheur for inputs on Diffserv   aspects, Blaine Christian for inputs on measurement, Gerald Ash forAwduche, et. al.             Informational                     [Page 63]

RFC 3272        Overview and Principles of Internet TE          May 2002   inputs on routing in telephone networks and for text on event-   dependent TE methods, Steven Wright for inputs on network   controllability, and Jonathan Aufderheide for inputs on inter-domain   TE with BGP.  Special thanks to Randy Bush for proposing the TE   taxonomy based on "tactical vs strategic" methods.  The subsection   describing an "Overview of ITU Activities Related to Traffic   Engineering" was adapted from a contribution by Waisum Lai.  Useful   feedback and pointers to relevant materials were provided by J. Noel   Chiappa.  Additional comments were provided by Glenn Grotefeld during   the working last call process.  Finally, the authors would like to   thank Ed Kern, the TEWG co-chair, for his comments and support.12.0 References   [ASH2]      J. Ash, Dynamic Routing in Telecommunications Networks,               McGraw Hill, 1998.   [ASH3]      Ash, J., "TE & QoS Methods for IP-, ATM-, & TDM-Based               Networks", Work in Progress, March 2001.   [AWD1]      D. Awduche and Y. Rekhter, "Multiprocotol Lambda               Switching:  Combining MPLS Traffic Engineering Control               with Optical Crossconnects", IEEE Communications               Magazine, March 2001.   [AWD2]      D. Awduche, "MPLS and Traffic Engineering in IP               Networks", IEEE Communications Magazine, Dec. 1999.   [AWD5]      D. Awduche et al, "An Approach to Optimal Peering Between               Autonomous Systems in the Internet", International               Conference on Computer Communications and Networks               (ICCCN'98), Oct. 1998.   [CRUZ]      R. L. Cruz, "A Calculus for Network Delay, Part II:               Network Analysis", IEEE Transactions on Information               Theory, vol. 37, pp.  132-141, 1991.   [DIFF-TE]   Le Faucheur, F., Nadeau, T., Tatham, M., Telkamp, T.,               Cooper, D., Boyle, J., Lai, W., Fang, L., Ash, J., Hicks,               P., Chui, A., Townsend, W. and D. Skalecki, "Requirements               for support of Diff-Serv-aware MPLS Traffic Engineering",               Work in Progress, May 2001.   [ELW95]     A. Elwalid, D. Mitra and R.H. Wentworth, "A New Approach               for Allocating Buffers and Bandwidth to Heterogeneous,               Regulated Traffic in an ATM Node", IEEE IEEE Journal on               Selected Areas in Communications, 13:6, pp. 1115-1127,               Aug. 1995.Awduche, et. al.             Informational                     [Page 64]

RFC 3272        Overview and Principles of Internet TE          May 2002   [FGLR]      A. Feldmann, A. Greenberg, C. Lund, N. Reingold, and J.               Rexford, "NetScope: Traffic Engineering for IP Networks",               IEEE Network Magazine, 2000.   [FLJA93]    S. Floyd and V. Jacobson, "Random Early Detection               Gateways for Congestion Avoidance", IEEE/ACM Transactions               on Networking, Vol. 1 Nov. 4., p. 387-413, Aug. 1993.   [FLOY94]    S. Floyd, "TCP and Explicit Congestion Notification", ACM               Computer Communication Review, V. 24, No. 5, p. 10-23,               Oct. 1994.   [FT00]      B. Fortz and M. Thorup, "Internet Traffic Engineering by               Optimizing OSPF Weights", IEEE INFOCOM 2000, Mar. 2000.   [FT01]      B. Fortz and M. Thorup, "Optimizing OSPF/IS-IS Weights in               a Changing World",               www.research.att.com/~mthorup/PAPERS/papers.html.   [HUSS87]    B.R. Hurley, C.J.R. Seidl and W.F. Sewel, "A Survey of               Dynamic Routing Methods for Circuit-Switched Traffic",               IEEE Communication Magazine, Sep. 1987.   [ITU-E600]  ITU-T Recommendation E.600, "Terms and Definitions of               Traffic Engineering", Mar. 1993.   [ITU-E701]  ITU-T Recommendation E.701, "Reference Connections for               Traffic Engineering", Oct. 1993.   [ITU-E801]  ITU-T Recommendation E.801, "Framework for Service               Quality Agreement", Oct. 1996.   [JAM]       Jamoussi, B., Editior, Andersson, L., Collon, R. and R.               Dantu, "Constraint-Based LSP Setup using LDP",RFC 3212,               January 2002.   [KATZ]      Katz, D., Yeung, D. and K. Kompella, "Traffic Engineering               Extensions to OSPF", Work in Progress, February 2001.   [LNO96]     T. Lakshman, A. Neidhardt, and T. Ott, "The Drop from               Front Strategy in TCP over ATM and its Interworking with               other Control Features", Proc. INFOCOM'96, p. 1242-1250,               1996.   [MA]        Q. Ma, "Quality of Service Routing in Integrated Services               Networks", PhD Dissertation, CMU-CS-98-138, CMU, 1998.Awduche, et. al.             Informational                     [Page 65]

RFC 3272        Overview and Principles of Internet TE          May 2002   [MATE]      A. Elwalid, C. Jin, S. Low, and I. Widjaja, "MATE: MPLS               Adaptive Traffic Engineering", Proc. INFOCOM'01, Apr.               2001.   [MCQ80]     J.M. McQuillan, I. Richer, and E.C. Rosen, "The New               Routing Algorithm for the ARPANET", IEEE.  Trans. on               Communications, vol. 28, no. 5, pp. 711-719, May 1980.   [MR99]      D. Mitra and K.G. Ramakrishnan, "A Case Study of               Multiservice, Multipriority Traffic Engineering Design               for Data Networks", Proc. Globecom'99, Dec 1999.   [RFC-1458]  Braudes, R. and S. Zabele, "Requirements for Multicast               Protocols",RFC 1458, May 1993.   [RFC-1771]  Rekhter, Y. and T. Li, "A Border Gateway Protocol 4               (BGP-4)",RFC 1771, March 1995.   [RFC-1812]  Baker, F., "Requirements for IP Version 4 Routers", STD               4,RFC 1812, June 1995.   [RFC-1992]  Castineyra, I., Chiappa, N. and M. Steenstrup, "The               Nimrod Routing Architecture",RFC 1992, August 1996.   [RFC-1997]  Chandra, R., Traina, P. and T. Li, "BGP Community               Attributes",RFC 1997, August 1996.   [RFC-1998]  Chen, E. and T. Bates, "An Application of the BGP               Community Attribute in Multi-home Routing",RFC 1998,               August 1996.   [RFC-2205]  Braden, R., Zhang, L., Berson, S., Herzog, S. and S.               Jamin, "Resource Reservation Protocol (RSVP) - Version 1               Functional Specification",RFC 2205, September 1997.   [RFC-2211]  Wroclawski, J., "Specification of the Controlled-Load               Network Element Service",RFC 2211, September 1997.   [RFC-2212]  Shenker, S., Partridge, C. and R. Guerin, "Specification               of Guaranteed Quality of Service",RFC 2212, September               1997.Awduche, et. al.             Informational                     [Page 66]

RFC 3272        Overview and Principles of Internet TE          May 2002   [RFC-2215]  Shenker, S. and J. Wroclawski, "General Characterization               Parameters for Integrated Service Network Elements",RFC2215, September 1997.   [RFC-2216]  Shenker, S. and J. Wroclawski, "Network Element Service               Specification Template",RFC 2216, September 1997.   [RFC-2328]  Moy, J., "OSPF Version 2", STD 54,RFC 2328, July 1997.   [RFC-2330]  Paxson, V., Almes, G., Mahdavi, J. and M. Mathis,               "Framework for IP Performance Metrics",RFC 2330, May               1998.   [RFC-2386]  Crawley, E., Nair, R., Rajagopalan, B. and H. Sandick, "A               Framework for QoS-based Routing in the Internet",RFC2386, August 1998.   [RFC-2474]  Nichols, K., Blake, S., Baker, F. and D. Black,               "Definition of the Differentiated Services Field (DS               Field) in the IPv4 and IPv6 Headers",RFC 2474, December               1998.   [RFC-2475]  Blake, S., Black, D., Carlson, M., Davies, E., Wang, Z.               and W. Weiss, "An Architecture for Differentiated               Services",RFC 2475, December 1998.   [RFC-2597]  Heinanen, J., Baker, F., Weiss, W. and J. Wroclawski,               "Assured Forwarding PHB Group",RFC 2597, June 1999.   [RFC-2678]  Mahdavi, J. and V. Paxson, "IPPM Metrics for Measuring               Connectivity",RFC 2678, September 1999.   [RFC-2679]  Almes, G., Kalidindi, S. and M. Zekauskas, "A One-way               Delay Metric for IPPM",RFC 2679, September 1999.   [RFC-2680]  Almes, G., Kalidindi, S. and M. Zekauskas, "A One-way               Packet Loss Metric for IPPM",RFC 2680, September 1999.   [RFC-2702]  Awduche, D., Malcolm, J., Agogbua, J., O'Dell, M. and J.               McManus, "Requirements for Traffic Engineering over               MPLS",RFC 2702, September 1999.   [RFC-2722]  Brownlee, N., Mills, C. and G. Ruth, "Traffic Flow               Measurement: Architecture",RFC 2722, October 1999.Awduche, et. al.             Informational                     [Page 67]

RFC 3272        Overview and Principles of Internet TE          May 2002   [RFC-2753]  Yavatkar, R., Pendarakis, D. and R. Guerin, "A Framework               for Policy-based Admission Control",RFC 2753, January               2000.   [RFC-2961]  Berger, L., Gan, D., Swallow, G., Pan, P., Tommasi, F.               and S. Molendini, "RSVP Refresh Overhead Reduction               Extensions",RFC 2961, April 2000.   [RFC-2998]  Bernet, Y., Ford, P., Yavatkar, R., Baker, F., Zhang, L.,               Speer, M., Braden, R., Davie, B., Wroclawski, J. and E.               Felstaine, "A Framework for Integrated Services Operation               over Diffserv Networks",RFC 2998, November 2000.   [RFC-3031]  Rosen, E., Viswanathan, A. and R. Callon, "Multiprotocol               Label Switching Architecture",RFC 3031, January 2001.   [RFC-3086]  Nichols, K. and B. Carpenter, "Definition of               Differentiated Services Per Domain Behaviors and Rules               for their Specification",RFC 3086, April 2001.   [RFC-3124]  Balakrishnan, H. and S. Seshan, "The Congestion Manager",RFC 3124, June 2001.   [RFC-3209]  Awduche, D., Berger, L., Gan, D., Li, T., Srinivasan, V.               and G. Swallow, "RSVP-TE: Extensions to RSVP for LSP               Tunnels",RFC 3209, December 2001.   [RFC-3210]  Awduche, D., Hannan, A. and X. Xiao, "Applicability               Statement for Extensions to RSVP for LSP-Tunnels",RFC3210, December 2001.   [RFC-3213]  Ash, J., Girish, M., Gray, E., Jamoussi, B. and G.               Wright, "Applicability Statement for CR-LDP",RFC 3213,               January 2002.   [RFC-3270]  Le Faucheur, F., Wu, L., Davie, B., Davari, S., Vaahanen,               P., Krishnan, R., Cheval, P. and J. Heinanen, "Multi-               Protocol Label Switching (MPLS) Support of Differentiated               Services",RFC 3270, April 2002.   [RR94]      M.A. Rodrigues and K.G. Ramakrishnan, "Optimal Routing in               Shortest Path Networks", ITS'94, Rio de Janeiro, Brazil.   [SHAR]      Sharma, V., Crane, B., Owens, K., Huang, C., Hellstrand,               F., Weil, J., Anderson, L., Jamoussi, B., Cain, B.,               Civanlar, S. and A. Chui, "Framework for MPLS Based               Recovery", Work in Progress.Awduche, et. al.             Informational                     [Page 68]

RFC 3272        Overview and Principles of Internet TE          May 2002   [SLDC98]    B. Suter, T. Lakshman, D. Stiliadis, and A. Choudhury,               "Design Considerations for Supporting TCP with Per-flow               Queueing", Proc. INFOCOM'98, p. 299-306, 1998.   [SMIT]      Smit, H. and T. Li, "IS-IS extensions for Traffic               Engineering", Work in Progress.   [WANG]      Y. Wang, Z. Wang, L. Zhang, "Internet traffic engineering               without full mesh overlaying", Proceedings of               INFOCOM'2001, April 2001.   [XIAO]      X. Xiao, A. Hannan, B. Bailey, L. Ni, "Traffic               Engineering with MPLS in the Internet", IEEE Network               magazine, Mar. 2000.   [YARE95]    C. Yang and A. Reddy, "A Taxonomy for Congestion Control               Algorithms in Packet Switching Networks", IEEE Network               Magazine, p.  34-45, 1995.Awduche, et. al.             Informational                     [Page 69]

RFC 3272        Overview and Principles of Internet TE          May 200213.0 Authors' Addresses   Daniel O. Awduche   Movaz Networks   7926 Jones Branch Drive, Suite 615   McLean, VA 22102   Phone: 703-298-5291   EMail: awduche@movaz.com   Angela Chiu   Celion Networks   1 Sheila Dr., Suite 2   Tinton Falls, NJ 07724   Phone: 732-747-9987   EMail: angela.chiu@celion.com   Anwar Elwalid   Lucent Technologies   Murray Hill, NJ 07974   Phone: 908 582-7589   EMail: anwar@lucent.com   Indra Widjaja   Bell Labs, Lucent Technologies   600 Mountain Avenue   Murray Hill, NJ 07974   Phone: 908 582-0435   EMail: iwidjaja@research.bell-labs.com   XiPeng Xiao   Redback Networks   300 Holger Way   San Jose, CA 95134   Phone: 408-750-5217   EMail: xipeng@redback.comAwduche, et. al.             Informational                     [Page 70]

RFC 3272        Overview and Principles of Internet TE          May 200214.0  Full Copyright Statement   Copyright (C) The Internet Society (2002).  All Rights Reserved.   This document and translations of it may be copied and furnished to   others, and derivative works that comment on or otherwise explain it   or assist in its implementation may be prepared, copied, published   and distributed, in whole or in part, without restriction of any   kind, provided that the above copyright notice and this paragraph are   included on all such copies and derivative works.  However, this   document itself may not be modified in any way, such as by removing   the copyright notice or references to the Internet Society or other   Internet organizations, except as needed for the purpose of   developing Internet standards in which case the procedures for   copyrights defined in the Internet Standards process must be   followed, or as required to translate it into languages other than   English.   The limited permissions granted above are perpetual and will not be   revoked by the Internet Society or its successors or assigns.   This document and the information contained herein is provided on an   "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING   TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING   BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION   HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF   MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.Acknowledgement   Funding for the RFC Editor function is currently provided by the   Internet Society.Awduche, et. al.             Informational                     [Page 71]

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