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INFORMATIONAL
Network Working Group                                          G. DudleyRequest for Comments: 2353                                           IBMCategory: Informational                                         May 1998APPN/HPR in IP NetworksAPPN Implementers' Workshop Closed Pages DocumentStatus of this Memo   This memo provides information for the Internet community.  It does   not specify an Internet standard of any kind.  Distribution of this   memo is unlimited.Copyright Notice   Copyright (C) The Internet Society (1998).  All Rights Reserved.Table of Contents1.0  Introduction  . . . . . . . . . . . . . . . . . . . . . . .21.1  Requirements  . . . . . . . . . . . . . . . . . . . . . . .32.0  IP as a Data Link Control (DLC) for HPR   . . . . . . . . .32.1  Use of UDP and IP   . . . . . . . . . . . . . . . . . . . .42.2  Node Structure  . . . . . . . . . . . . . . . . . . . . . .52.3  Logical Link Control (LLC) Used for IP  . . . . . . . . . .82.3.1  LDLC Liveness   . . . . . . . . . . . . . . . . . . . .82.3.1.1  Option to Reduce Liveness Traffic   . . . . . . . .92.4  IP Port Activation  . . . . . . . . . . . . . . . . . . . .102.4.1  Maximum BTU Sizes for HPR/IP  . . . . . . . . . . . . .122.5  IP Transmission Groups (TGs)  . . . . . . . . . . . . . . .122.5.1  Regular TGs   . . . . . . . . . . . . . . . . . . . . .122.5.1.1  Limited Resources and Auto-Activation   . . . . . .192.5.2  IP Connection Networks  . . . . . . . . . . . . . . . .192.5.2.1  Establishing IP Connection Networks   . . . . . . .202.5.2.2  IP Connection Network Parameters  . . . . . . . . .222.5.2.3  Sharing of TGs  . . . . . . . . . . . . . . . . . .242.5.2.4  Minimizing RSCV Length  . . . . . . . . . . . . . .252.5.3  XID Changes   . . . . . . . . . . . . . . . . . . . . .262.5.4  Unsuccessful IP Link Activation   . . . . . . . . . . .302.6  IP Throughput Characteristics   . . . . . . . . . . . . . .342.6.1  IP Prioritization   . . . . . . . . . . . . . . . . . .342.6.2  APPN Transmission Priority and COS  . . . . . . . . . .362.6.3  Default TG Characteristics  . . . . . . . . . . . . . .362.6.4  SNA-Defined COS Tables  . . . . . . . . . . . . . . . .382.6.5  Route Setup over HPR/IP links   . . . . . . . . . . . .392.6.6  Access Link Queueing  . . . . . . . . . . . . . . . . .392.7  Port Link Activation Limits   . . . . . . . . . . . . . . .40Dudley                       Informational                      [Page 1]

RFC 2353                APPN/HPR in IP Networks                 May 19982.8  Network Management  . . . . . . . . . . . . . . . . . . . .402.9  IPv4-to-IPv6 Migration  . . . . . . . . . . . . . . . . . .413.0  References  . . . . . . . . . . . . . . . . . . . . . . . .424.0  Security Considerations   . . . . . . . . . . . . . . . . .435.0  Author's Address  . . . . . . . . . . . . . . . . . . . . .446.0  Appendix - Packet Format  . . . . . . . . . . . . . . . . .456.1  HPR Use of IP Formats   . . . . . . . . . . . . . . . . . .456.1.1  IP Format for LLC Commands and Responses  . . . . . . .456.1.2  IP Format for NLPs in UI Frames   . . . . . . . . . . .467.0  Full Copyright Statement  . . . . . . . . . . . . . . . . .481.0  Introduction   The APPN Implementers' Workshop (AIW) is an industry-wide consortium   of networking vendors that develops Advanced Peer-to-Peer   Networking(R) (APPN(R)) standards and other standards related to   Systems Network Architecture (SNA), and facilitates high quality,   fully interoperable APPN and SNA internetworking products.  The AIW   approved Closed Pages (CP) status for the architecture in this   document on December 2, 1997, and, as a result, the architecture was   added to the AIW architecture of record.  A CP-level document is   sufficiently detailed that implementing products will be able to   interoperate; it contains a clear and complete specification of all   necessary changes to the architecture of record.  However, the AIW   has procedures by which the architecture may be modified, and the AIW   is open to suggestions from the internet community.   The architecture for APPN nodes is specified in "Systems Network   Architecture Advanced Peer-to-Peer Networking Architecture Reference"   [1].  A set of APPN enhancements for High Performance Routing (HPR)   is specified in "Systems Network Architecture Advanced Peer-to-Peer   Networking High Performance Routing Architecture Reference, Version   3.0" [2].  The formats associated with these architectures are   specified in "Systems Network Architecture Formats" [3].  This memo   assumes the reader is familiar with these specifications.   This memo defines a method with which HPR nodes can use IP networks   for communication, and the enhancements to APPN required by this   method.  This memo also describes an option set that allows the use   of the APPN connection network model to allow HPR nodes to use IP   networks for communication without having to predefine link   connections.   (R) 'Advanced Peer-to-Peer Networking' and 'APPN' are trademarks of   the IBM Corporation.Dudley                       Informational                      [Page 2]

RFC 2353                APPN/HPR in IP Networks                 May 19981.1  Requirements   The following are the requirements for the architecture specified in   this memo:   1.  Facilitate APPN product interoperation in IP networks by       documenting agreements such as the choice of the logical link       control (LLC).   2.  Reduce system definition (e.g., by extending the connection       network model to IP networks) -- Connection network support is an       optional function.   3.  Use class of service (COS) to retain existing path selection and       transmission priority services in IP networks; extend       transmission priority function to include IP networks.   4.  Allow customers the flexibility to design their networks for low       cost and high performance.   5.  Use HPR functions to improve both availability and scalability       over existing integration techniques such as Data Link Switching       (DLSw) which is specified inRFC 1795 [4] andRFC 2166 [5].2.0  IP as a Data Link Control (DLC) for HPR   This memo specifies the use of IP and UDP as a new DLC that can be   supported by APPN nodes with the three HPR option sets:  HPR (option   set 1400), Rapid Transport Protocol (RTP) (option set 1401), and   Control Flows over RTP (option set 1402).  Logical Data Link Control   (LDLC) Support (option set 2006) is also a prerequisite.   RTP is a connection-oriented, full-duplex protocol designed to   transport data in high-speed networks.  HPR uses RTP connections to   transport SNA session traffic.  RTP provides reliability (i.e., error   recovery via selective retransmission), in-order delivery (i.e., a   first-in-first-out [FIFO] service provided by resequencing data that   arrives out of order), and adaptive rate-based (ARB) flow/congestion   control. Because RTP provides these functions on an end-to-end basis,   it eliminates the need for these functions on the link level along   the path of the connection.  The result is improved overall   performance for HPR.  For a more complete description of RTP, seeAppendix F of [2].   This new DLC (referred to as the native IP DLC) allows customers to   take advantage of APPN/HPR functions such as class of service (COS)   and ARB flow/congestion control in the IP environment.  HPR links   established over the native IP DLC are referred to as HPR/IP links.Dudley                       Informational                      [Page 3]

RFC 2353                APPN/HPR in IP Networks                 May 1998   The following sections describe in detail the considerations and   enhancements associated with the native IP DLC.2.1  Use of UDP and IP   The native IP DLC will use the User Datagram Protocol (UDP) defined   inRFC 768 [6] and the Internet Protocol (IP) version 4 defined inRFC 791 [7].   Typically, access to UDP is provided by a sockets API.  UDP provides   an unreliable connectionless delivery service using IP to transport   messages between nodes.  UDP has the ability to distinguish among   multiple destinations within a given node, and allows port-number-   based prioritization in the IP network.  UDP provides detection of   corrupted packets, a function required by HPR.  Higher-layer   protocols such as HPR are responsible for handling problems of   message loss, duplication, delay, out-of-order delivery, and loss of   connectivity.  UDP is adequate because HPR uses RTP to provide end-   to-end error recovery and in-order delivery; in addition, LDLC   detects loss of connectivity.  The Transmission Control Protocol   (TCP) was not chosen for the native IP DLC because the additional   services provided by TCP such as error recovery are not needed.   Furthermore, the termination of TCP connections would require   additional node resources (control blocks, buffers, timers, and   retransmit queues) and would, thereby, reduce the scalability of the   design.   The UDP header has four two-byte fields.  The UDP Destination Port is   a 16-bit field that contains the UDP protocol port number used to   demultiplex datagrams at the destination.  The UDP Source Port is a   16-bit field that contains the UDP protocol port number that   specifies the port to which replies should be sent when other   information is not available.  A zero setting indicates that no   source port number information is being provided.  When used with the   native IP DLC, this field is not used to convey a port number for   replies; moreover, the zero setting is not used.  IANA has registered   port numbers 12000 through 12004 for use in these two fields by the   native IP DLC; use of these port numbers allows prioritization in the   IP network.  For more details of the use of these fields, see 2.6.1,   "IP Prioritization" on page 28.   The UDP Checksum is a 16-bit optional field that provides coverage of   the UDP header and the user data; it also provides coverage of a   pseudo-header that contains the source and destination IP addresses.   The UDP checksum is used to guarantee that the data has arrived   intact at the intended receiver.  When the UDP checksum is set toDudley                       Informational                      [Page 4]

RFC 2353                APPN/HPR in IP Networks                 May 1998   zero, it indicates that the checksum was not calculated and should   not be checked by the receiver.  Use of the checksum is recommended   for use with the native IP DLC.   IP provides an unreliable, connectionless delivery mechanism.  The IP   protocol defines the basic unit of data transfer through the IP   network, and performs the routing function (i.e., choosing the path   over which data will be sent).  In addition, IP characterizes how   "hosts" and "gateways" should process packets, the circumstances   under which error messages are generated, and the conditions under   which packets are discarded.  An IP version 4 header contains an 8-   bit Type of Service field that specifies how the datagram should be   handled.  As defined inRFC 1349 [8], the type-of-service byte   contains two defined fields.  The 3-bit precedence field allows   senders to indicate the priority of each datagram.  The 4-bit type of   service field indicates how the network should make tradeoffs between   throughput, delay, reliability, and cost.  The 8-bit Protocol field   specifies which higher-level protocol created the datagram.  When   used with the native IP DLC, this field is set to 17 which indicates   the higher-layer protocol is UDP.2.2  Node Structure   Figure 1 on page 6 shows a possible node functional decomposition for   transport of HPR traffic across an IP network.  There will be   variations in different platforms based on platform characteristics.   The native IP DLC includes a DLC manager, one LDLC component for each   link, and a link demultiplexor.  Because UDP is a connectionless   delivery service, there is no need for HPR to activate and deactivate   lower-level connections.   The DLC manager activates and deactivates a link demultiplexor for   each port and an instance of LDLC for each link established in an IP   network.  Multiple links (e.g., one defined link and one dynamic link   for connection network traffic) may be established between a pair of   IP addresses.  Each link is identified by the source and destination   IP addresses in the IP header and the source and destination service   access point (SAP) addresses in the IEEE 802.2 LLC header (see 6.0,   "Appendix - Packet Format" on page 37); the link demultiplexor passes   incoming packets to the correct instance of LDLC based on these   identifiers.  Moreover, the IP address pair associated with an active   link and used in the IP header may not change.   LDLC also provides other functions (for example, reliable delivery of   Exchange Identification [XID] commands).  Error recovery for HPR RTP   packets is provided by the protocols between the RTP endpoints.Dudley                       Informational                      [Page 5]

RFC 2353                APPN/HPR in IP Networks                 May 1998   The network control layer (NCL) uses the automatic network routing   (ANR) information in the HPR network header to either pass incoming   packets to RTP or an outgoing link.   All components are shown as single entities, but the number of   logical instances of each is as follows:   o   DLC manager -- 1 per node   o   LDLC -- 1 per link   o   Link demultiplexor -- 1 per port   o   NCL -- 1 per node (or 1 per port for efficiency)   o   RTP -- 1 per RTP connection   o   UDP -- 1 per port   o   IP -- 1 per port   Products are free to implement other structures.  Products   implementing other structures will need to make the appropriate   modifications to the algorithms and protocol boundaries shown in this   document.Dudley                       Informational                      [Page 6]

RFC 2353                APPN/HPR in IP Networks                 May 1998   --------------------------------------------------------------------                                         -*      *-------------*       *-------*     |      |Configuration|       | Path  |     |      |   Services  |       |Control|     |      *-------------*       *-------*     |            A A                 A         |            | |                 |         |            | |                 V         |            | |              *-----*      | APPN/HPR            | |              | RTP |      |            | |              *-----*      |            | |                 A         |            | |                 |         |            | |                 V         |            | |              *-----*      |            | |              | NCL |      |            | |              *-----*      |            | *------------*    A        -*            |              |    |            V              V    V        -*          *---------*    *---------*      |          |   DLC   |--->|  LDLC   |      |          | manager |    |         |      |          *---------*    *---------*      |               |              A |         | IP DLC               *-----------*  | *----*    |                           V  |      |    |                         *---------* |    |                         |  LINK   | |    |                         |  DEMUX  | |    |                         *---------* |    |                              A    *-*   -*                              |    |                              |    V                           *---------*                           |   UDP   |                           *---------*                                A                                |                                V                           *---------*                           |   IP    |                           *---------*   --------------------------------------------------------------------                      Figure 1. HPR/IP Node StructureDudley                       Informational                      [Page 7]

RFC 2353                APPN/HPR in IP Networks                 May 19982.3  Logical Link Control (LLC) Used for IP   Logical Data Link Control (LDLC) is used by the native IP DLC.  LDLC   is defined in [2].  LDLC uses a subset of the services defined by   IEEE 802.2 LLC type 2 (LLC2).  LDLC uses only the TEST, XID, DISC,   DM, and UI frames.   LDLC was defined to be used in conjunction with HPR (with the HPR   Control Flows over RTP option set 1402) over reliable links that do   not require link-level error recovery.  Most frame loss in IP   networks (and the underlying frame networks) is due to congestion,   not problems with the facilities.  When LDLC is used on a link, no   link-level error recovery is available; as a result, only RTP traffic   is supported by the native IP DLC.  Using LDLC eliminates the need   for LLC2 and its associated cost (adapter storage, longer path   length, etc.).2.3.1  LDLC Liveness   LDLC liveness (using the LDLC TEST command and response) is required   when the underlying subnetwork does not provide notification of   connection outage.  Because UDP is connectionless, it does not   provide outage notification; as a result, LDLC liveness is required   for HPR/IP links.   Liveness should be sent periodically on active links except as   described in the following subsection when the option to reduce   liveness traffic is implemented.  The default liveness timer period   is 10 seconds.  When the defaults for the liveness timer and retry   timer (15 seconds) are used, the period between liveness tests is   smaller than the time required to detect failure (retry count   multiplied by retry timer period) and may be smaller than the time   for liveness to complete successfully (on the order of round-trip   delay).  When liveness is implemented as specified in the LDLC   finite-state machine (see [2]) this is not a problem because the   liveness protocol works as follows:  The liveness timer is for a   single link.  The timer is started when the link is first activated   and each time a liveness test completes successfully.  When the timer   expires, a liveness test is performed.  When the link is operational,   the period between liveness tests is on the order of the liveness   timer period plus the round-trip delay.   For each implementation, it is necessary to check if the liveness   protocol will work in a satisfactory manner with the default settings   for the liveness and retry timers.  If, for example, the liveness   timer is restarted immediately upon expiration, then a different   default for the liveness timer should be used.Dudley                       Informational                      [Page 8]

RFC 2353                APPN/HPR in IP Networks                 May 19982.3.1.1  Option to Reduce Liveness Traffic   In some environments, it is advantageous to reduce the amount of   liveness traffic when the link is otherwise idle.  (For example, this   could allow underlying facilities to be temporarily deactivated when   not needed.)  As an option, implementations may choose not to send   liveness when the link is idle (i.e., when data was neither sent nor   received over the link while the liveness timer was running).  (If   the implementation is not aware of whether data has been received,   liveness testing may be stopped while data is not being sent.)   However, the RTP connections also have a liveness mechanism which   will generate traffic.  Some implementations of RTP will allow   setting a large value for the ALIVE timer, thus reducing the amount   of RTP liveness traffic.   If LDLC liveness is turned off while the link is idle, one side of   the link may detect a link failure much earlier than the other.  This   can cause the following problems:   o   If a node that is aware of a link failure attempts to reactivate       the link, the partner node (unaware of the link failure) may       reject the activation as an unsupported parallel link between the       two ports.   o   If a node that is unaware of an earlier link failure sends data       (including new session activations) on the link, it may be       discarded by a node that detected the earlier failure and       deactivated the link.  As a result, session activations would       fail.   The mechanisms described below can be used to remedy these problems.   These mechanisms are needed only in a node not sending liveness when   the link is idle; thus, they would not be required of a node not   implementing this option that just happened to be adjacent to a node   implementing the option.   o   (Mandatory unless the node supports multiple active defined links       between a pair of HPR/IP ports and supports multiple active       dynamic links between a pair of HPR/IP ports.)  Anytime a node       rejects the activation of an HPR/IP link as an unsupported       parallel link between a pair of HPR/IP ports (sense data       X'10160045' or X'10160046'), it should perform liveness on any       active link between the two ports that is using a different SAP       pair.  Thus, if the activation was not for a parallel link but       rather was a reactivation because one of these active links had       failed, the failed link will be detected.  (If the SAP pair for       the link being activated matches the SAP pair for an active link,       a liveness test would succeed because the adjacent node wouldDudley                       Informational                      [Page 9]

RFC 2353                APPN/HPR in IP Networks                 May 1998       respond for the link being activated.)  A simple way to implement       this function is for LDLC, upon receiving an activation XID, to       run liveness on all active links with a matching IP address pair       and a different SAP pair.   o   (Mandatory) Anytime a node receives an activation XID with an IP       address pair and a SAP pair that match those of an active link,       it should deactivate the active link and allow it to be       reestablished.  A timer is required to prevent stray XIDs from       deactivating an active link.   o   (Recommended) A node should attempt to reactivate an HPR/IP link       before acting on an LDLC-detected failure.  This mechanism is       helpful in preventing session activation failures in scenarios       where the other side detected a link failure earlier, but the       network has recovered.2.4  IP Port Activation   The node operator (NO) creates a native IP DLC by issuing   DEFINE_DLC(RQ) (containing customer-configured parameters) and   START_DLC(RQ) commands to the node operator facility (NOF).  NOF, in   turn, passes DEFINE_DLC(RQ) and START_DLC(RQ) signals to   configuration services (CS), and CS creates the DLC manager.  Then,   the node operator can define a port by issuing DEFINE_PORT(RQ) (also   containing customer-configured parameters) to NOF with NOF passing   the associated signal to CS.   A node with adapters attached to multiple IP subnetworks may   represent the multiple adapters as a single HPR/IP port.  However, in   that case, the node associates a single IP address with that port.RFC 1122 [9] requires that a node with multiple adapters be able to   use the same source IP address on outgoing UDP packets regardless of   the adapter used for transmission.Dudley                       Informational                     [Page 10]

RFC 2353                APPN/HPR in IP Networks                 May 1998     *----------------------------------------------*     |  NOF                CS                  DLC  |     *----------------------------------------------*         . DEFINE_DLC(RQ)   .   1     o----------------->o         . DEFINE_DLC(RSP)  |   2     o<-----------------*         . START_DLC(RQ)    .      create   3     o----------------->o------------------->o         . START_DLC(RSP)   |                    .   4     o<-----------------*                    .         . DEFINE_PORT(RQ)  .                    .   5     o----------------->o                    .         . DEFINE_PORT(RSP) |                    .   6     o<-----------------*                    .             Figure 2. IP Port Activation   The following parameters are received in DEFINE_PORT(RQ):   o   Port name   o   DLC name   o   Port type (if IP connection networks are supported, set to shared       access transport facility [SATF]; otherwise, set to switched)   o   Link station role (set to negotiable)   o   Maximum receive BTU size (default is 1461 [1492 less an allowance       for the IP, UDP, and LLC headers])   o   Maximum send BTU size (default is 1461 [1492 less an allowance       for the IP, UDP, and LLC headers])   o   Link activation limits (total, inbound, and outbound)   o   IPv4 supported (set to yes)   o   The local IPv4 address (required if IPv4 is supported)   o   IPv6 supported (set to no; may be set to yes in the future; see       2.9, "IPv4-to-IPv6 Migration" on page 35)   o   The local IPv6 address (required if IPv6 is supported)   o   Retry count for LDLC (default is 3)Dudley                       Informational                     [Page 11]

RFC 2353                APPN/HPR in IP Networks                 May 1998   o   Retry timer period for LDLC (default is 15 seconds; a smaller       value such as 10 seconds can be used for a campus network)   o   LDLC liveness timer period (default is 10 seconds; see 2.3.1,       "LDLC Liveness" on page 7)   o   IP precedence (the setting of the 3-bit field within the Type of       Service byte of the IP header for the LLC commands such as XID       and for each of the APPN transmission priorities; the defaults       are given in 2.6.1, "IP Prioritization" on page 28.)2.4.1  Maximum BTU Sizes for HPR/IP   When IP datagrams are larger than the underlying physical links   support, IP performs fragmentation.  When HPR/IP links are   established, the default maximum basic transmission unit (BTU) sizes   are 1461 bytes, which corresponds to the typical IP maximum   transmission unit (MTU) size of 1492 bytes supported by routers on   token-ring networks.  1461 is 1492 less 20 bytes for the IP header, 8   bytes for the UDP header, and 3 bytes for the IEEE 802.2 LLC header.   The IP header is larger than 20 bytes when optional fields are   included; smaller maximum BTU sizes should be configured if optional   IP header fields are used in the IP network.  For IPv6, the default   is reduced to 1441 bytes to allow for the typical IPv6 header size of   40 bytes.  Smaller maximum BTU sizes (but not less than 768) should   be used to avoid fragmentation when necessary.  Larger BTU sizes   should be used to improve performance when the customer's IP network   supports a sufficiently large IP MTU size.  The maximum receive and   send BTU sizes are passed to CS in DEFINE_PORT(RQ).  These maximum   BTU sizes can be overridden in DEFINE_CN_TG(RQ) or DEFINE_LS(RQ).   The Flags field in the IP header should be set to allow   fragmentation.  Some products will not be able to control the setting   of the bit allowing fragmentation; in that case, fragmentation will   most likely be allowed.  Although fragmentation is slow and prevents   prioritization based on UDP port numbers, it does allow connectivity   across paths with small MTU sizes.2.5  IP Transmission Groups (TGs)2.5.1  Regular TGs   Regular HPR TGs may be established in IP networks using the native IP   DLC architecture.  Each of these TGs is composed of one or more   HPR/IP links.  Configuration services (CS) identifies the TG with the   destination control point (CP) name and TG number; the destination CPDudley                       Informational                     [Page 12]

RFC 2353                APPN/HPR in IP Networks                 May 1998   name may be configured or learned via XID, and the TG number, which   may be configured, is negotiated via XID.  For auto-activatable   links, the destination CP name and TG number must be configured.   When multiple links (dynamic or defined) are established between a   pair of IP ports (each associated with a single IP address), an   incoming packet can be mapped to its associated link using the IP   address pair and the service access point (SAP) address pair.  If a   node receives an activation XID for a defined link with an IP address   pair and a SAP pair that are the same as for an active defined link,   that node can assume that the link has failed and that the partner   node is reactivating the link.  In such a case as an optimization,   the node receiving the XID can take down the active link and allow   the link to be reestablished in the IP network.  Because UDP packets   can arrive out of order, implementation of this optimization requires   the use of a timer to prevent a stray XID from deactivating an active   link.   Support for multiple defined links between a pair of HPR/IP ports is   optional.  There is currently no value in defining multiple HPR/IP   links between a pair of ports.  In the future if HPR/IP support for   the Resource ReSerVation Protocol (RSVP) [10] is defined, it may be   advantageous to define such parallel links to segregate traffic by   COS on RSVP "sessions."  Using RSVP, HPR would be able to reserve   bandwidth in IP networks.  An HPR logical link would be mapped to an   RSVP "session" that would likely be identified by either a specific   application-provided UDP port number or a dynamically-assigned UDP   port number.   When multiple defined HPR/IP links between ports are not supported,   an incoming activation for a defined HPR/IP link may be rejected with   sense data X'10160045' if an active defined HPR/IP link already   exists between the ports.  If the SAP pair in the activation XID   matches the SAP pair for the existing link, the optimization   described above may be used instead.   If parallel defined HPR/IP links between ports are not supported, an   incoming activation XID is mapped to the defined link station (if it   exists) associated with the port on the adjacent node using the   source IP address in the incoming activation XID.  This source IP   address should be the same as the destination IP address associated   with the matching defined link station.  (They may not be the same if   the adjacent node has multiple IP addresses, and the configuration   was not coordinated correctly.)   If parallel HPR/IP links between ports are supported, multiple   defined link stations may be associated with the port on the adjacent   node.  In that case, predefined TG numbers (see "Partitioning the TGDudley                       Informational                     [Page 13]

RFC 2353                APPN/HPR in IP Networks                 May 1998   Number Space" in Chapter 9 Configuration Services of [1]) may be used   to map the XID to a specific link station.  However, because the same   TG characteristics may be used for all HPR/IP links between a given   pair of ports, all the link stations associated with the port in the   adjacent node should be equivalent; as a result, TG number   negotiation using negotiable TG numbers may be used.   In the future, if multiple HPR/IP links with different   characteristics are defined between a pair of ports using RSVP,   defined link stations will need sufficient configured information to   be matched with incoming XIDs.  (Correct matching of an incoming XID   to a defined link station allows CS to provide the correct TG   characteristics to topology and routing services (TRS).)  At that   time CS will do the mapping based on both the IP address of the   adjacent node and a predefined TG number.   The node initiating link activation knows which link it is   activating.  Some parameters sent in prenegotiation XID are defined   in the regular link station configuration and not allowed to change   in following negotiation-proceeding XIDs.  To allow for forward   migration to RSVP, when a regular TG is activated in an IP network,   the node receiving the first XID (i.e., the node not initiating link   activation) must also understand which defined link station is being   activated before sending a prenegotiation XID in order to correctly   set parameters that cannot change.  For this reason, the node   initiating link activation will indicate the TG number in   prenegotiation XIDs by including a TG Descriptor (X'46') control   vector containing a TG Identifier (X'80') subfield.  Furthermore, the   node receiving the first XID will force the node activating the link   to send the first prenegotiation XID by responding to null XIDs with   null XIDs.  To prevent potential deadlocks, the node receiving the   first XID has a limit (the LDLC retry count can be used) on the   number of null XIDs it will send.  Once this limit is reached, that   node will send an XID with an XID Negotiation Error (X'22') control   vector in response to a null XID; sense data X'0809003A' is included   in the control vector to indicate unexpected null XID.  If the node   that received the first XID receives a prenegotiation XID without the   TG Identifier subfield, it will send an XID with an XID Negotiation   Error control vector to reject the link connection; sense data   X'088C4680' is included in the control vector to indicate the   subfield was missing.   For a regular TG, the TG parameters are provided by the node operator   based on customer configuration in DEFINE_PORT(RQ) and DEFINE_LS(RQ).   The following parameters are supplied in DEFINE_LS(RQ) for HPR/IP   links:Dudley                       Informational                     [Page 14]

RFC 2353                APPN/HPR in IP Networks                 May 1998   o   The destination IP host name (this parameter can usually be       mapped to the destination IP address):  If the link is not       activated at node initialization, the IP host name should be       mapped to an IP address, and the IP address should be stored with       the link station definition.  This is required to allow an       incoming link activation to be matched with the link station       definition.  If the adjacent node activates the link with a       different IP address (e.g., it could have multiple ports), it       will not be possible to match the link activation with the link       station definition, and the default parameters specified in the       local port definition will be used.   o   The destination IP version (set to version 4, support for version       6 may be required in the future; this parameter is only required       if the address and version cannot be determined using the       destination IP host name.)   o   The destination IP address (in the format specified by the       destination IP version; this parameter is only required if the       address cannot be determined using the destination IP host name.)   o   Source service access point address (SSAP) used for XID, TEST,       DISC, and DM (default is X'04'; other values may be specified       when multiple links between a pair of IP addresses are defined)   o   Destination service access point address (DSAP) used for XID,       TEST, DISC, and DM (default is X'04')   o   Source service access point address (SSAP) used for HPR network       layer packets (NLPs) (default is X'C8'; other values may be       specified when multiple links between a pair of IP addresses are       defined.)   o   Maximum receive BTU size (default is 1461; this parameter is used       to override the setting in DEFINE_PORT.)   o   Maximum send BTU size (default is 1461; this parameter is used to       override the setting in DEFINE_PORT.)   o   IP precedence (the setting of the 3-bit field within the Type of       Service byte of the IP header for LLC commands such as XID and       for each of the APPN transmission priorities; the defaults are       given in 2.6.1, "IP Prioritization" on page 28; this parameter is       used to override the settings in DEFINE_PORT)   o   Shareable with connection network traffic (default is yes for       non-RSVP links)Dudley                       Informational                     [Page 15]

RFC 2353                APPN/HPR in IP Networks                 May 1998   o   Retry count for LDLC (default is 3; this parameter is used to       override the setting in DEFINE_PORT)   o   Retry timer period for LDLC (default is 15 seconds; a smaller       value such as 10 seconds can be used for a campus link; this       parameter is used to override the setting in DEFINE_PORT)   o   LDLC liveness timer period (default is 10 seconds; this parameter       is to override the setting in DEFINE_PORT; see 2.3.1, "LDLC ness"       on page 7)   o   Auto-activation supported (default is no; may be set to yes when       the local node has switched access to the IP network)   o   Limited resource (default is to set in concert with auto-       activation supported)   o   Limited resource liveness timer (default is 45 sec.)   o   Port name   o   Adjacent CP name (optional)   o   Local CP-CP sessions supported   o   Defined TG number (optional)   o   TG characteristics   The following figures show the activation and deactivation of regular   TGs.Dudley                       Informational                     [Page 16]

RFC 2353                APPN/HPR in IP Networks                 May 1998*------------------------------------------------------------------*|CS              DLC             LDLC           DMUX            UDP|*------------------------------------------------------------------* .                .                              .               . .CONNECT_OUT(RQ) .  create                      .               . o--------------->o-------------->o              .               . .                |        new LDLC              .               . .                o----------------------------->o               . CONNECT_OUT(+RSP)|               .              .               . o<---------------*               .              .               . |               XID              .           XID(CMD)           . XID *------------------------------->o----------------------------->o----->               Figure 3. Regular TG Activation (outgoing)   In Figure 3 upon receiving START_LS(RQ) from NOF, CS starts the link   activation process by sending CONNECT_OUT(RQ) to the DLC manager.   The DLC manager creates an instance of LDLC for the link, informs the   link demultiplexor, and sends CONNECT_OUT(+RSP) to CS.  Then, CS   starts the activation XID exchange.*------------------------------------------------------------------*|CS              DLC             LDLC           DMUX            UDP|*------------------------------------------------------------------* .                .                              .               . . CONNECT_IN(RQ) .          XID(CMD)            .     XID       . XID o<---------------o<-----------------------------o<--------------o<----- | CONNECT_IN(RSP).    create                    .               . *--------------->o-------------->o              .               . .                |          new LDLC            .               . .                o----------------------------->o               . .                |  XID(CMD)     .              .               . .                *-------------->o              .               . .               XID              |              .               . o<-------------------------------*              .               . |               XID              .            XID(RSP)          . XID *------------------------------->o----------------------------->o----->               Figure 4. Regular TG Activation (incoming)   In Figure 4, when an XID is received for a new link, it is passed to   the DLC manager.  The DLC manager sends CONNECT_IN(RQ) to notify CS   of the incoming link activation, and CS sends CONNECT_IN(+RSP)   accepting the link activation.  The DLC manager then creates a new   instance of LDLC, informs the link demultiplexor, and forwards the   XID to to CS via LDLC.  CS then responds by sending an XID to the   adjacent node.Dudley                       Informational                     [Page 17]

RFC 2353                APPN/HPR in IP Networks                 May 1998   The two following figures show normal TG deactivation (outgoing and   incoming).*------------------------------------------------------------------*|CS              DLC             LDLC           DMUX            UDP|*------------------------------------------------------------------* .                .               .              .               . .             DEACT              .            DISC              . DISC o------------------------------->o----------------------------->o-----> .             DEACT              .       DM     .       DM      . DM o<-------------------------------o<-------------o<--------------o<----- | DISCONNECT(RQ) .    destroy    .              .               . *--------------->o-------------->o              .               .  DISCONNECT(RSP) |                              .               . o<---------------*                              .               .              Figure 5. Regular TG Deactivation (outgoing)   In Figure 5 upon receiving STOP_LS(RQ) from NOF, CS sends DEACT to   notify the partner node that the HPR link is being deactivated.  When   the response is received, CS sends DISCONNECT(RQ) to the DLC manager,   and the DLC manager deactivates the instance of LDLC.  Upon receiving   DISCONNECT(RSP), CS sends STOP_LS(RSP) to NOF.*------------------------------------------------------------------*|CS              DLC             LDLC           DMUX            UDP|*------------------------------------------------------------------* .                .               .              .               . .             DEACT              .      DISC    .      DISC     . DISC o<-------------------------------o<-------------o<--------------o<----- |                .               |             DM               . DM |                .               *----------------------------->o-----> | DISCONNECT(RQ) .    destroy    .              .               . *--------------->o-------------->o              .               . .DISCONNECT(RSP) |                              .               . o<---------------*                              .               .              Figure 6. Regular TG Deactivation (incoming)   In Figure 6, when an adjacent node deactivates a TG, the local node   receives a DISC.  CS sends STOP_LS(IND) to NOF.  Because IP is   connectionless, the DLC manager is not aware that the link has been   deactivated.  For that reason, CS also needs to send DISCONNECT(RQ)   to the DLC manager; the DLC manager deactivates the instance of LDLC.Dudley                       Informational                     [Page 18]

RFC 2353                APPN/HPR in IP Networks                 May 19982.5.1.1  Limited Resources and Auto-Activation   To reduce tariff charges, the APPN architecture supports the   definition of switched links as limited resources.  A limited-   resource link is deactivated when there are no sessions traversing   the link.  Intermediate HPR nodes are not aware of sessions between   logical units (referred to as LU-LU sessions) carried in crossing RTP   connections; in HPR nodes, limited-resource TGs are deactivated when   no traffic is detected for some period of time.  Furthermore, APPN   links may be defined as auto-activatable.  Auto-activatable links are   activated when a new session has been routed across the link.   An HPR node may have access to an IP network via a switched access   link.  In such environments, it may be advisable for customers to   define regular HPR/IP links as limited resources and as being auto-   activatable.2.5.2  IP Connection Networks   Connection network support for IP networks (option set 2010), is   described in this section.   APPN architecture defines single link TGs across the point-to-point   lines connecting APPN nodes.  The natural extension of this model   would be to define a TG between each pair of nodes connected to a   shared access transport facility (SATF) such as a LAN or IP network.   However, the high cost of the system definition of such a mesh of TGs   is prohibitive for a network of more than a few nodes.  For that   reason, the APPN connection network model was devised to reduce the   system definition required to establish TGs between APPN nodes.   Other TGs may be defined through the SATF which are not part of the   connection network.  Such TGs (referred to as regular TGs in this   document) are required for sessions between control points (referred   to as CP-CP sessions) but may also be used for LU-LU sessions.   In the connection network model, a virtual routing node (VRN) is   defined to represent the SATF.  Each node attached to the SATF   defines a single TG to the VRN rather than TGs to all other attached   nodes.   Topology and routing services (TRS) specifies that a session is to be   routed between two nodes across a connection network by including the   connection network TGs between each of those nodes and the VRN in the   Route Selection control vector (RSCV).  When a network node has a TG   to a VRN, the network topology information associated with that TG   includes DLC signaling information required to establish connectivity   to that node across the SATF.  For an end node, the DLC signalingDudley                       Informational                     [Page 19]

RFC 2353                APPN/HPR in IP Networks                 May 1998   information is returned as part of the normal directory services (DS)   process.  TRS includes the DLC signaling information for TGs across   connection networks in RSCVs.   CS creates a dynamic link station when the next hop in the RSCV of an   ACTIVATE_ROUTE signal received from session services (SS) is a   connection network TG or when an adjacent node initiates link   activation upon receiving such an ACTIVATE_ROUTE signal.  Dynamic   link stations are normally treated as limited resources, which means   they are deactivated when no sessions are using them.  CP-CP sessions   are not supported on connections using dynamic link stations because   CP-CP sessions normally need to be kept up continuously.   Establishment of a link across a connection network normally requires   the use of CP-CP sessions to determine the destination IP address.   Because CP-CP sessions must flow across regular TGs, the definition   of a connection network does not eliminate the need to define regular   TGs as well.   Normally, one connection network is defined on a LAN (i.e., one VRN   is defined.)  For an environment with several interconnected campus   IP networks, a single wide-area connection network can be defined; in   addition, separate connection networks can be defined between the   nodes connected to each campus IP network.2.5.2.1  Establishing IP Connection Networks   Once the port is defined, a connection network can be defined on the   port.  In order to support multiple TGs from a port to a VRN, the   connection network is defined by the following process:   1.  A connection network and its associated VRN are defined on the       port.  This is accomplished by the node operator issuing a       DEFINE_CONNECTION_NETWORK(RQ) command to NOF and NOF passing a       DEFINE_CN(RQ) signal to CS.   2.  Each TG from the port to the VRN is defined by the node operator       issuing DEFINE_CONNECTION_NETWORK_TG(RQ) to NOF and NOF passing       DEFINE_CN_TG(RQ) to CS.   Prior to implementation of Resource ReSerVation Protocol (RSVP)   support, only one connection network TG between a port and a VRN is   required.  In that case, product support for the DEFINE_CN_TG(RQ)   signal is not required because a single set of port configuration   parameters for each connection network is sufficient.  If a NOF   implementation does not support DEFINE_CN_TG(RQ), the parameters   listed in the following section for DEFINE_CN_TG(RQ), are provided by   DEFINE_CN(RQ) instead.  Furthermore, the Connection Network TGDudley                       Informational                     [Page 20]

RFC 2353                APPN/HPR in IP Networks                 May 1998   Numbers (X'81') subfield in the TG Descriptor (X'46') control vector   on an activation XID is only required to support multiple connection   network TGs to a VRN, and its use is optional.     *-----------------------------------------------------*     |   NO                        NOF                CS   |     *-----------------------------------------------------*        DEFINE_CONNECTION_NETWORK(RQ)   DEFINE_CN(RQ)  .          o------------------------>o----------------->o       DEFINE_CONNECTION_NETWORK(RSP)   DEFINE_CN(RSP) |          o<------------------------o<-----------------*     DEFINE_CONNECTION_NETWORK_TG(RQ) DEFINE_CN_TG(RQ) .          o------------------------>o----------------->o    DEFINE_CONNECTION_NETWORK_TG(RSP) DEFINE_CN_TG(RSP)|          o<------------------------o<-----------------*          Figure 7. IP Connection Network Definition   An incoming dynamic link activation may be rejected with sense data   X'10160046' if there is an existing dynamic link between the two   ports over the same connection network (i.e., with the same VRN CP   name).  If a node receives an activation XID for a dynamic link with   an IP address pair, a SAP pair, and a VRN CP name that are the same   as for an active dynamic link, that node can assume that the link has   failed and that the partner node is reactivating the link.  In such a   case as an optimization, the node receiving the XID can take down the   active link and allow the link to be reestablished in the IP network.   Because UDP packets can arrive out of order, implementation of this   optimization requires the use of a timer to prevent a stray XID from   deactivating an active link.   Once all the connection networks are defined, the node operator   issues START_PORT(RQ), NOF passes the associated signal to CS, and CS   passes ACTIVATE_PORT(RQ) to the DLC manager.  Upon receiving the   ACTIVATE_PORT(RSP) signal from the DLC manager, CS sends a TG_UPDATE   signal to TRS for each defined connection network TG.  Each signal   notifies TRS that a TG to the VRN has been activated and includes TG   vectors describing the TG.  If the port fails or is deactivated, CS   sends TG_UPDATE indicating the connection network TGs are no longer   operational.  Information about TGs between a network node and the   VRN is maintained in the network topology database.  Information   about TGs between an end node and the VRN is maintained only in the   local topology database.  If TRS has no node entry in its topology   database for the VRN, TRS dynamically creates such an entry.  A VRN   node entry will become part of the network topology database only ifDudley                       Informational                     [Page 21]

RFC 2353                APPN/HPR in IP Networks                 May 1998   a network node has defined a TG to the VRN; however, TRS is capable   of selecting a direct path between two end nodes across a connection   network without a VRN node entry.*--------------------------------------------------------------------*|   CS                   TRS                 DLC               DMUX  |*--------------------------------------------------------------------*     .            ACTIVATE_PORT(RQ)           .     create     o--------------------------------------->o----------------->o     .            ACTIVATE_PORT(RSP)          |                  .     o<---------------------------------------*                  .     |  TG_UPDATE         .                   .                  .     *------------------->o                   .                  .     .                    .                   .                  .           Figure 8. IP Connection Network EstablishmentThe TG vectors for IP connection network TGs include the followinginformation:   o   TG number   o   VRN CP name   o   TG characteristics used during route selection       -   Effective capacity       -   Cost per connect time       -   Cost per byte transmitted       -   Security       -   Propagation delay       -   User defined parameters   o   Signaling information       -   IP version (indicates the format of the IP header including           the IP address)       -   IP address       -   Link service access point address (LSAP) used for XID, TEST,           DISC, and DM2.5.2.2  IP Connection Network Parameters   For a connection network TG, the parameters are determined by CS   using several inputs.  Parameters that are particular to the local   port, connection network, or TG are system defined and received inDudley                       Informational                     [Page 22]

RFC 2353                APPN/HPR in IP Networks                 May 1998   DEFINE_PORT(RQ), DEFINE_CN(RQ), or DEFINE_CN_TG(RQ).  Signaling   information for the destination node including its IP address is   received in the ACTIVATE_ROUTE request from SS.   The following configuration parameters are received in DEFINE_CN(RQ):   o   Connection network name (CP name of the VRN)   o   Limited resource liveness timer (default is 45 sec.)   o   IP precedence (the setting of the 3-bit field within the Type of       Service byte of the IP header for LLC commands such as XID and       for each of the APPN transmission priorities; the defaults are       given in 2.6.1, "IP Prioritization" on page 28; this parameter is       used to override the settings in DEFINE_PORT)   The following configuration parameters are received in   DEFINE_CN_TG(RQ):   o   Port name   o   Connection network name (CP name of the VRN)   o   Connection network TG number (set to a value between 1 and 239)   o   TG characteristics (see 2.6.3, "Default TG Characteristics" on       page 30)   o   Link service access point address (LSAP) used for XID, TEST,       DISC, and DM (default is X'04')   o   Link service access point address (LSAP) used for HPR network       layer packets (default is X'C8')   o   Limited resource (default is yes)   o   Retry count for LDLC (default is 3; this parameter is used to       override the setting in DEFINE_PORT)   o   Retry timer period for LDLC (default is 15 sec.; a smaller value       such as 10 seconds can be used for a campus connection network;       this parameter is used to override the setting in DEFINE_PORT)   o   LDLC liveness timer period (default is 10 seconds; this parameter       is used to override the setting in DEFINE_PORT; see 2.3.1, "LDLC       Liveness" on page 7)Dudley                       Informational                     [Page 23]

RFC 2353                APPN/HPR in IP Networks                 May 1998   o   Shareable with other HPR traffic (default is yes for non-RSVP       links)   o   Maximum receive BTU size (default is 1461; this parameter is used       to override the value in DEFINE_PORT(RQ).)   o   Maximum send BTU size (default is 1461; this parameter is used to       override the value in DEFINE_PORT(RQ).)   The following parameters are received in ACTIVATE_ROUTE for   connection network TGs:   o   The TG pair   o   The destination IP version (if this version is not supported by       the local node, the ACTIVATE_ROUTE_RSP reports the activation       failure with sense data X'086B46A5'.)   o   The destination IP address (in the format specified by the       destination IP version)   o   Destination service access point address (DSAP) used for XID,       TEST, DISC, and DM2.5.2.3  Sharing of TGs   Connection network traffic is multiplexed onto a regular defined IP   TG (usually used for CP-CP session traffic) in order to reduce the   control block storage.  No XIDs flow to establish a new TG on the IP   network, and no new LLC is created.  When a regular TG is shared,   incoming traffic is demultiplexed using the normal means.  If the   regular TG is deactivated, a path switch is required for the HPR   connection network traffic sharing the TG.   Multiplexing is possible if the following conditions hold:   1.  Both the regular TG and the connection network TG to the VRN are       defined as shareable between HPR traffic streams.   2.  The destination IP address is the same.   3.  The regular TG is established first.  (Because links established       for connection network traffic do not support CP-CP sessions,       there is little value in allowing a regular TG to share such a       link.)   The destination node is notified via XID when a TG can be shared   between HPR data streams.  At either end, upon receivingDudley                       Informational                     [Page 24]

RFC 2353                APPN/HPR in IP Networks                 May 1998   ACTIVATE_ROUTE requesting a shared TG for connection network traffic,   CS checks its TGs for one meeting the required specifications before   initiating a new link.  First, CS looks for a link established for   the TG pair; if there is no such link, CS determines if there is a   regular TG that can be shared and, if multiple such TGs exist, which   TG to choose.  As a result, RTP connections routed over the same TG   pair may actually use different links, and RTP connections routed   over different TG pairs may use the same link.2.5.2.4  Minimizing RSCV Length   The maximum length of a Route Selection (X'2B') control vector (RSCV)   is 255 bytes.  Use of connection networks significantly increases the   size of the RSCV contents required to describe a "hop" across an   SATF.  First, because two connection network TGs are used to specify   an SATF hop, two TG Descriptor (X'46') control vectors are required.   Furthermore, inclusion of DLC signaling information within the TG   Descriptor control vectors increases the length of these control   vectors.  As a result, the total number of hops that can be specified   in RSCVs traversing connection networks is reduced.   To avoid unnecessarily limiting the number of hops, a primary goal in   designing the formats for IP signaling information is to minimize   their size.  Additional techniques are also used to reduce the effect   of the RSCV length limitation.   For an IP connection network, DLC signaling information is required   only for the second TG (i.e., from the VRN to the destination node);   the signaling information for the first TG is locally defined at the   origin node.  For this reason, the topology database does not include   DLC signaling information for the entry describing a connection   network TG from a network node to a VRN.  The DLC signaling   information is included in the allied entry for the TG in the   opposite direction.  This mechanism cannot be used for a connection   network TG between a VRN and an end node.  However, a node   implementing IP connection networks does not include IP signaling   information for the first connection network TG when constructing an   RSCV.   In an environment where APPN network nodes are used to route between   legacy LANs and wide-area IP networks, it is recommended that   customers not define connection network TGs between these network   nodes and VRNs representing legacy LANs.  Typically, defined links   are required between end nodes on the legacy LANs and such network   nodes which also act as network node servers for the end nodes.   These defined links can be used for user traffic as well as control   traffic.  This technique will reduce the number of connection network   hops in RSCVs between end nodes on different legacy LANs.Dudley                       Informational                     [Page 25]

RFC 2353                APPN/HPR in IP Networks                 May 1998   Lastly, for environments where RSCVs are still not able to include   enough hops, extended border nodes (EBNs) can be used to partition   the network.  In this case, the EBNs will also provide piecewise   subnet route calculation and RSCV swapping.  Thus, the entire route   does not need to be described in a single RSCV with its length   limitation.2.5.3  XID Changes   Packets transmitted over IP networks are lost or arrive out of order   more often than packets transmitted over other "link" technologies.   As a result, the following problem with the XID3 negotiation protocol   was exposed:   --------------------------------------------------------------------         *---------------------------------*         |Node A                     Node B|         *---------------------------------*                          o                          o                          o                           XID3 (np, NEG)             o<-------------------------o             |XID3 (np, SEC)             *------------------------->o                          XID3 (np, PRI)|                        lost<-----------*           time out              XID3 (np, SEC)             o------------------------->o                               SETMODE  |             o<-------------------------*    fail because never    received XID3 (np, PRI)   Notation: np  - negotiation proceeding             NEG - negotiable link station role             SEC - secondary link station role             PRI - primary link station role   --------------------------------------------------------------------                      Figure 9. XID3 Protocol Problem   In the above sequence, the XID3(np, PRI), which is a link-level   response to the received XID3(np, SEC), is lost.  Node A times out   and resends the XID3(np, SEC) as a link-level command.  When Node BDudley                       Informational                     [Page 26]

RFC 2353                APPN/HPR in IP Networks                 May 1998   receives this command, it thinks that the XID3(np, PRI) was   successfully received by Node A and that the activation XID exchange   is complete.  As a result, Node B sends SETMODE (SNRM, SABME, or   XID_DONE_RQ, depending upon the link type).  When Node A receives   SETMODE, it fails the link activation because it has not received an   XID3(np, PRI) from Node B confirming that Node B does indeed agree to   be the primary.  Moreover, there are similar problems with incomplete   TG number negotiation.   To solve the problems with incomplete role and TG number negotiation,   two new indicators are defined in XID3.  The problems are solved only   if both link stations support these new indicators:   o   Negotiation Complete Supported indicator (byte 12 bit 0) -- this       1-bit field indicates whether the Negotiation Complete indicator       is supported.  This field is meaningful when the XID exchange       state is negotiation proceeding; otherwise, it is reserved.  A       value of 0 means the Negotiation Complete indicator is not       supported; a value of 1 means the indicator is supported.   o   Negotiation Complete indicator (byte 12 bit 1) -- this 1-bit       field is meaningful only when the XID exchange state is       negotiation proceeding, the XID3 is sent by the secondary link       station, and the Negotiation Complete Supported indicator is set       to 1; otherwise, this field is reserved.  This field is set to 1       by a secondary link station that supports enhanced XID       negotiation when it considers the activation XID negotiation to       be complete for both link station role and TG number (i.e., it is       ready to receive a SETMODE command from the primary link       station.)   When a primary link station that supports enhanced XID negotiation   receives an XID3(np) with both the Negotiation Complete Supported   indicator and the Negotiation Complete indicator set to 1, the   primary link station will know that it can safely send SETMODE if it   also considers the XID negotiation to be complete.  The new   indicators are used as shown in the following sequence when both the   primary and secondary link stations support enhanced XID negotiation.Dudley                       Informational                     [Page 27]

RFC 2353                APPN/HPR in IP Networks                 May 1998   --------------------------------------------------------------------         *----------------------------------*         |Node A                     Node B |         *----------------------------------*                          o                          o                          o                    XID3 (np, NEG, S, ^C)   1         o<--------------------------o             |XID3 (np, SEC, S, ^C)   2         *-------------------------->o                    XID3 (np, PRI, S, ^C)|   3                    lost <-----------*           time out              XID3 (np, SEC, S, ^C)   4         o-------------------------->o                    XID3 (np, PRI, S, ^C)|   5         o<--------------------------*             |XID3 (np, SEC, S, C)   6         *-------------------------->o                                SETMODE  |   7         o<--------------------------*   ^S indicates that byte 12 bit 0 is set to 0.    S indicates that byte 12 bit 0 is set to 1.   ^C indicates that byte 12 bit 1 is set to 0.    C indicates that byte 12 bit 1 is set to 1.   --------------------------------------------------------------------   Figure 10. Enhanced XID Negotiation   When Node B receives the XID in flow 4, it realizes that the Node A   does not consider XID negotiation to be complete; as a result, it   resends its current XID information in flow 5.  When Node A receives   this XID, it responds in flow 6 with an XID that indicates XID   negotiation is complete.  At this point, Node B, acting as the   primary link station, sends SETMODE, and the link is activated   successfully.   Migration cases with only one link station supporting enhanced XID   negotiation are shown in the two following sequences.  In the next   sequence, only Node A (acting as the secondary link station) supports   the new function.Dudley                       Informational                     [Page 28]

RFC 2353                APPN/HPR in IP Networks                 May 1998   --------------------------------------------------------------------         *---------------------------------*         |Node A                     Node B|         *---------------------------------*                          o                          o                          o                       XID3 (np, NEG, ^S)   1         o<--------------------------o             |XID3 (np, SEC, S, ^C)   2         *-------------------------->o                       XID3 (np, PRI, ^S)|   3                    lost <-----------*           time out              XID3 (np, SEC, S, ^C)   4         o-------------------------->o                                SETMODE  |   5         o<--------------------------*           fail   --------------------------------------------------------------------                      Figure 11. First Migration Case   The XID negotiation fails because Node B does not understand the new   indicators and responds to flow 4 with SETMODE.   In the next sequence, Node B supports the new indicators but Node A   does not.Dudley                       Informational                     [Page 29]

RFC 2353                APPN/HPR in IP Networks                 May 1998   --------------------------------------------------------------------         *---------------------------------*         |Node A                     Node B|         *---------------------------------*                          o                          o                          o                    XID3 (np, NEG, S, ^C)   1         o<--------------------------o             |XID3 (np, SEC, ^S)   2         *-------------------------->o                    XID3 (np, PRI, S, ^C)|   3                    lost <-----------*           time out              XID3 (np, SEC, ^S)   4         o-------------------------->o                                 SETMODE |   5         o<--------------------------*           fail   ------------------------------------------------------------------------                     Figure 12. Second Migration Case   The XID negotiation fails because Nobe A does not understand the new   indicators and thus cannot indicate that it thinks XID negotiation is   not complete in flow 4.  Node B understands that the secondary link   station (node A) does not support the new indicators and respond with   SETMODE in flow 5.   Products that support HPR/IP links are required to support enhanced   XID negotiation.  Moreover, it is recommended that products   implementing this solution for HPR/IP links also support it for other   link types.2.5.4  Unsuccessful IP Link Activation   Link activation may fail for several different reasons.  When link   activation over a connection network or of an auto-activatable link   is attempted upon receiving ACTIVATE_ROUTE from SS, activation   failure is reported with ACTIVATE_ROUTE_RSP containing sense data   explaining the cause of failure.  Likewise, when activation fails for   other regular defined links, the failure is reported with   START_LS(RSP) containing sense data.Dudley                       Informational                     [Page 30]

RFC 2353                APPN/HPR in IP Networks                 May 1998   As is normal for session activation failures, the sense data is also   sent to the node that initiated the session.  At the APPN-to-HPR   boundary, a -RSP(BIND) or an UNBIND with an Extended Sense Data   control vector is generated and returned to the primary logical unit   (PLU).   At an intermediate HPR node, link activation failure can be reported   with sense data X'08010000' or X'80020000'.  At a node with route-   selection responsibility, such failure can be reported with sense   data X'80140001'.   The following table contains the sense data for the various causes of   link activation failure:Dudley                       Informational                     [Page 31]

RFC 2353                APPN/HPR in IP Networks                 May 1998+----------------------------------------------------------------------+| Table 1 (Page 1 of 2). Native IP DLC Link Activation Failure Sense   ||                        Data                                          |+--------------------------------------------------------+-------------+| ERROR DESCRIPTION                                      | SENSE DATA  |+--------------------------------------------------------+-------------+| The link specified in the RSCV is not available.       | X'08010000' |+--------------------------------------------------------+-------------+| The limit for null XID responses by a called node was  | X'0809003A' || reached.                                               |             |+--------------------------------------------------------+-------------+| A BIND was received over a subarea link, but the next  | X'08400002' || hop is over a port that supports only HPR links.  The  |             || receiver does not support this configuration.          |             |+--------------------------------------------------------+-------------+| The contents of the DLC Signaling Type (X'91')         | X'086B4691' || subfield of the TG Descriptor (X'46') control vector   |             || contained in the RSCV were invalid.                    |             |+--------------------------------------------------------+-------------+| The contents of the IP Address and Link Service Access | X'086B46A5' || Point Address (X'A5') subfield of the TG Descriptor    |             || (X'46') control vector contained in the RSCV were      |             || invalid.                                               |             |+--------------------------------------------------------+-------------+| No DLC Signaling Type (X'91') subfield was found in    | X'086D4691' || the TG Descriptor (X'46') control vector contained in  |             || the RSCV.                                              |             |+--------------------------------------------------------+-------------+| No IP Address and Link Service Access Point Address    | X'086D46A5' || (X'A5') subfield was found in the TG Descriptor        |             || (X'46') control vector contained in the RSCV.          |             |+--------------------------------------------------------+-------------+| Multiple sets of DLC signaling information were found  | X'08770019' || in the TG Descriptor (X'46') control vector contained  |             || in the RSCV.  IP supports only one set of DLC          |             || signaling information.                                 |             |+--------------------------------------------------------+-------------+| Link Definition Error:  A link is defined as not       | X'08770026' || supporting HPR, but the port only supports HPR links.  |             |+--------------------------------------------------------+-------------+| A called node found no TG Identifier (X'80') subfield  | X'088C4680' || within a TG Descriptor (X'46') control vector in a     |             || prenegotiation XID for a defined link in an IP         |             || network.                                               |             |+--------------------------------------------------------+-------------+Dudley                       Informational                     [Page 32]

RFC 2353                APPN/HPR in IP Networks                 May 1998+----------------------------------------------------------------------+| Table 1 (Page 2 of 2). Native IP DLC Link Activation Failure Sense   ||                        Data                                          |+--------------------------------------------------------+-------------+| The XID3 received from the adjacent node does not      | X'10160031' || contain an HPR Capabilities (X'61') control vector.    |             || The IP port supports only HPR links.                   |             |+--------------------------------------------------------+-------------+| The RTP Supported indicator is set to 0 in the HPR     | X'10160032' || Capabilities (X'61') control vector of the XID3        |             || received from the adjacent node.  The IP port supports |             || only links to nodes that support RTP.                  |             |+--------------------------------------------------------+-------------+| The Control Flows over RTP Supported indicator is set  | X'10160033' || to 0 in the HPR Capabilities (X'61') control vector of |             || the XID3 received from the adjacent node.  The IP port |             || supports only links to nodes that support control      |             || flows over RTP.                                        |             |+--------------------------------------------------------+-------------+| The LDLC Supported indicator is set to 0 in the HPR    | X'10160034' || Capabilities (X'61') control vector of the XID3        |             || received from the adjacent node.  The IP port supports |             || only links to nodes that support LDLC.                 |             |+--------------------------------------------------------+-------------+| The HPR Capabilities (X'61') control vector received   | X'10160044' || in XID3 does not include an IEEE 802.2 LLC (X'80') HPR |             || Capabilities subfield.  The subfield is required on an |             || IP link.                                               |             |+--------------------------------------------------------+-------------+| Multiple defined links between a pair of switched      | X'10160045' || ports is not supported by the local node.  A link      |             || activation request was received for a defined link,    |             || but there is an active defined link between the paired |             || switched ports.                                        |             |+--------------------------------------------------------+-------------+| Multiple dynamic links across a connection network     | X'10160046' || between a pair of switched ports is not supported by   |             || the local node.  A link activation request was         |             || received for a dynamic link, but there is an active    |             || dynamic link between the paired switched ports across  |             || the same connection network.                           |             |+--------------------------------------------------------+-------------+| Link failure                                           | X'80020000' |+--------------------------------------------------------+-------------+| Route selection services has determined that no path   | X'80140001' || to the destination node exists for the specified COS.  |             |+--------------------------------------------------------+-------------+Dudley                       Informational                     [Page 33]

RFC 2353                APPN/HPR in IP Networks                 May 19982.6  IP Throughput Characteristics2.6.1  IP Prioritization   Typically, IP routers process packets on a first-come-first-served   basis; i.e., no packets are given transmission priority.  However,   some IP routers prioritize packets based on IP precedence (the 3-bit   field within the Type of Service byte of the IP header) or UDP port   numbers.  (With the current plans for IP security, the UDP port   numbers are encrypted; as a result, IP routers would not be able to   prioritize encrypted traffic based on the UDP port numbers.)  HPR   will be able to exploit routers that provide priority function.   The 5 UDP port numbers, 12000-12004 (decimal), have been assigned by   the Internet Assigned Number Authority (IANA).  Four of these port   numbers are used for ANR-routed network layer packets (NLPs) and   correspond to the APPN transmission priorities (network, 12001; high,   12002; medium, 12003; and low, 12004), and one port number (12000) is   used for a set of LLC commands (i.e., XID, TEST, DISC, and DM) and   function-routed NLPs (i.e., XID_DONE_RQ and XID_DONE_RSP).  These   port numbers are used for "listening" and are also used in the   destination port number field of the UDP header of transmitted   packets.  The source port number field of the UDP header can be set   either to one of these port numbers or to an ephemeral port number.   The IP precedence for each transmission priority and for the set of   LLC commands (including function-routed NLPs) are configurable.  The   implicit assumption is that the precedence value is associated with   priority queueing and not with bandwidth allocation; however,   bandwidth allocation policies can be administered by matching on the   precedence field.  The default mapping to IP precedence is shown in   the following table:Dudley                       Informational                     [Page 34]

RFC 2353                APPN/HPR in IP Networks                 May 1998   +---------------------------------------------+   | Table 2. Default IP Precedence Settings     |   +----------------------+----------------------+   | PRIORITY             |      PRECEDENCE      |   +----------------------+----------------------+   | LLC commands and     |          110         |   | function-routed NLPs |                      |   +----------------------+----------------------+   | Network              |          110         |   +----------------------+----------------------+   | High                 |          100         |   +----------------------+----------------------+   | Medium               |          010         |   +----------------------+----------------------+   | Low                  |          001         |   +----------------------+----------------------+   As an example, with this default mapping, telnet, interactive ftp,   and business-use web traffic could be mapped to a precedence value of   011, and batch ftp could be mapped to a value of 000.   These settings were devised based on the AIW's understanding of the   intended use of IP precedence.  The use of IP precedence will be   modified appropriately if the IETF standardizes its use differently.   The other fields in the IP TOS byte are not used and should be set to   0.   For outgoing ANR-routed NLPs, the destination (and optionally the   source) UDP port numbers and IP precedence are set based on the   transmission priority specified in the HPR network header.   It is expected that the native IP DLC architecture described in this   document will be used primarily for private campus or wide-area   intranets where the customer will be able to configure the routers to   honor the transmission priority associated with the UDP port numbers   or IP precedence.  The architecture can be used to route HPR traffic   in the Internet; however, in that environment, routers do not   currently provide the priority function, and customers may find the   performance unacceptable.   In the future, a form of bandwidth reservation may be possible in IP   networks using the Resource ReSerVation Protocol (RSVP), or the   differentiated services currently being studied by the Integrated   Services working group of the IETF.  Bandwidth could be reserved for   an HPR/IP link thus insulating the HPR traffic from congestion   associated with the traffic of other protocols.Dudley                       Informational                     [Page 35]

RFC 2353                APPN/HPR in IP Networks                 May 19982.6.2  APPN Transmission Priority and COS   APPN transmission priority and class of service (COS) allow APPN TGs   to be highly utilized with batch traffic without impacting the   performance of response-time sensitive interactive traffic.   Furthermore, scheduling algorithms guarantee that lower-priority   traffic is not completely blocked.  The result is predictable   performance.   When a session is initiated across an APPN network, the session's   mode is mapped into a COS and transmission priority.  For each COS,   APPN has a COS table that is used in the route selection process to   select the most appropriate TGs (based on their TG characteristics)   for the session to traverse.  The TG characteristics and COS tables   are defined such that APPN topology and routing services (TRS) will   select the appropriate TG for the traffic of each COS.2.6.3  Default TG Characteristics   In Chapter 7 (TRS) of [1], there is a set of SNA-defined TG default   profiles.  When a TG (connection network or regular) is defined as   being of a particular technology (e.g., ethernet or X.25) without   specification of the TG's characteristics, parameters from the   technology's default profile are used in the TG's topology entry.   The customer is free to override these values via configuration.   Some technologies have multiple profiles (e.g., ISDN has both a   profile for switched and nonswitched.)  Two default profiles are   required for IP TGs.  This many are needed because there are both   campus and wide-area IP networks.  As a result for each HPR/IP TG, a   customer should specify, at minimum, campus or wide area.  HPR/IP TGs   traversing the Internet should be specified as wide-area links.  If   no specification is made, a campus network is assumed.   The 2 IP profiles are as follows:+----------------------------------------------------------------------+| Table 3. IP Default TG Characteristics                               |+-------------------+---------+----------+---------+---------+---------+|                   | Cost    | Cost per | Security| Propa-  | Effec-  ||                   | per     | byte     |         | gation  | tive    ||                   | connect |          |         | delay   | capacity||                   | time    |          |         |         |         |+-------------------+---------+----------+---------+---------+---------+| Campus            | 0       | 0        | X'01'   | X'71'   | X'75'   |+-------------------+---------+----------+---------+---------+---------+| Wide area         | 0       | 0        | X'20'   | X'91'   | X'43'   |+-------------------+---------+----------+---------+---------+---------+Dudley                       Informational                     [Page 36]

RFC 2353                APPN/HPR in IP Networks                 May 1998   Typically, a TG is either considered to be "free" if it is owned or   leased or "costly" if it is a switched carrier facility.  Free TGs   have 0 for both cost parameters, and costly TGs have 128 for both   parameters.  For campus IP networks, the default for both cost   parameters is 0.   It is less clear what the defaults should be for wide area.  Because   a router normally has leased access to an IP network, the defaults   for both costs are also 0.  This assumes the IP network is not   tariffed.  However, if the IP network is tariffed, then the customer   should set the cost per byte to 0 or 128 depending on whether the   tariff contains a component based on quantity of data transmitted,   and the customer should set the cost per connect time to 0 or 128   based on whether there is a tariff component based on connect time.   Furthermore, for switched access to the IP network, the customer   settings for both costs should also reflect the tariff associated   with the switched access link.   Only architected values (see "Security" in [1]) may be used for a   TG's security parameter.  The default security value is X'01'   (lowest) for campus and X'20' (public switched network; secure in the   sense that there is no predetermined route the traffic will take) for   wide-area IP networks.  The network administrator may override the   default value but should, in that case, ensure that an appropriate   level of security exists.   For wide area, the value X'91' (packet switched) is the default for   propagation delay; this is consistent with other wide-area facilities   and indicates that IP packets will experience both terrestrial   propagation delay and queueing delay in intermediate routers.  This   value is suitable for both the Internet and wide-area intranets;   however, the customer could use different values to favor intranets   over the Internet during route selection.  The value X'99' (long) may   be appropriate for some international links across the Internet.  For   campus, the default is X'71' (terrestrial); this setting essentially   equates the queueing delay in IP networks with terrestrial   propagation delay.   For wide area, X'43' (56 kbs) is shown as the default effective   capacity; this is at the low-end of typical speeds for wide-area IP   links.  For campus, X'75' (4 Mbs) is the default; this is at the   low-end of typical speeds for campus IP links.  However, customers   should set the effective capacity for both campus and wide area IP   links based on the actual physical speed of the access link to the IP   network; for regular links, if both the source and destination access   speeds are known, customers should set the effective capacity based   on the minimum of these two link speeds.  If there are multiple   access links, the capacity setting should be based on the physicalDudley                       Informational                     [Page 37]

RFC 2353                APPN/HPR in IP Networks                 May 1998   speed of the access link that is expected to be used for the link.   For the encoding technique for effective capacity in the topology   database, see "Effective Capacity" in Chapter 7, Topology and Routing   Services of [1].  The table in that section can be extended as   follows for higher speeds:+----------------------------------------------------------------------+| Table 4. Calculated Effective Capacity Representations               |+-----------------------------------+----------------------------------+| Link Speed (Approx.)              | Effective Capacity               |+-----------------------------------+----------------------------------+| 25M                               | X'8A'                            |+-----------------------------------+----------------------------------+| 45M                               | X'91'                            |+-----------------------------------+----------------------------------+| 100M                              | X'9A'                            |+-----------------------------------+----------------------------------+| 155M                              | X'A0'                            |+-----------------------------------+----------------------------------+| 467M                              | X'AC'                            |+-----------------------------------+----------------------------------+| 622M                              | X'B0'                            |+-----------------------------------+----------------------------------+| 1G                                | X'B5'                            |+-----------------------------------+----------------------------------+| 1.9G                              | X'BC'                            |+-----------------------------------+----------------------------------+2.6.4  SNA-Defined COS Tables   SNA-defined batch and interactive COS tables are provided in [1].   These tables are enhanced in [2] (seesection 18.7.2) for the   following reasons:   o   To ensure that the tables assign reasonable weights to ATM TGs       relative to each other and other technologies based on cost,       speed, and delay   o   To facilitate use of other new higher-speed facilities - This       goal is met by providing several speed groupings above 10 Mbps.       To keep the tables from growing beyond 12 rows, low-speed       groupings are merged.   Products implementing the native IP DLC should use the new COS   tables.  Although the effective capacity values in the old tables are   sufficient for typical IP speeds, the new tables are valuable because   higher-speed links can be used for IP networks.Dudley                       Informational                     [Page 38]

RFC 2353                APPN/HPR in IP Networks                 May 19982.6.5  Route Setup over HPR/IP links   The Resequence ("REFIFO") indicator is set in Route Setup request and   reply when the RTP path uses a multi-link TG because packets may not   be received in the order sent.  The Resequence indicator is also set   when the RTP path includes an HPR/IP link as packets sent over an IP   network may arrive out of order.   Adaptive rate-based congestion control (ARB) is an HPR Rapid   Transport Protocol (RTP) function that controls the data transmission   rate over RTP connections.  ARB also provides fairness between the   RTP traffic streams sharing a link.  For ARB to perform these   functions in the IP environment, it is necessary to coordinate the   ARB parameters with the IP TG characteristics.  This is done for IP   links in a similar manner to that done for other link types.2.6.6  Access Link Queueing   Typically, nodes implementing the native IP DLC have an access link   to a network of IP routers.  These IP routers may be providing   prioritization based on UDP port numbers or IP precedence.  A node   implementing the native IP DLC can be either an IP host or an IP   router; in both cases, such nodes should also honor the priorities   associated with either the UDP port numbers or the IP precedence when   transmitting HPR data over the access link to the IP network.--------------------------------------------------------------------*--------* access link *--------*     *--------*|  HPR   |-------------|   IP   |-----|   IP   ||  node  |             | Router |     | Router |*--------*             *--------*     *--------*                            |              |                            |              |                            |              |                       *--------*     *--------* access link *--------*                       |   IP   |-----|   IP   |-------------|  HPR   |                       | Router |     | Router |             |  node  |                       *--------*     *--------*             *--------*--------------------------------------------------------------------                        Figure 13. Access Links   Otherwise, the priority function in the router network will be   negated with the result being HPR interactive traffic delayed by   either HPR batch traffic or the traffic of other higher-layer   protocols at the access link queues.Dudley                       Informational                     [Page 39]

RFC 2353                APPN/HPR in IP Networks                 May 19982.7  Port Link Activation Limits   Three parameters are provided by NOF to CS on DEFINE_PORT(RQ) to   define the link activation limits for a port: total limit, inbound   limit, and outbound limit.  The total limit is the desired maximum   number of active link stations allowed on the port for both regular   TGs and connection network TGs.  The inbound limit is the desired   number of link stations reserved for connections initiated by   adjacent nodes; the purpose of this field is to insure that a minimum   number of link stations may be activated by adjacent nodes.  The   outbound limit is the desired number of link stations reserved for   connections initiated by the local node.  The sum of the inbound and   outbound limits must be less than or equal to the total limit.  If   the sum is less than the total limit, the difference is the number of   link stations that can be activated on a demand basis as either   inbound or outbound.  These limits should be based on the actual   adapter capability and the node's resources (e.g., control blocks).   A connection network TG will be reported to topology as quiescing   when its port's total limit threshold is reached; likewise, an   inactive auto-activatable regular TG is reported as nonoperational.   When the number of active link stations drops far enough below the   threshold (e.g., so that at least 20 percent of the original link   activation limit has been recovered), connection network TGs are   reported as not quiescing, and auto-activatable TGs are reported as   operational.2.8  Network Management   APPN and HPR management information is defined by the APPN MIB (RFC2155 [11]) and the HPR MIB (RFC 2238 [13]).  In addition, the SNANAU   working group of the IETF plans to define an HPR-IP-MIB that will   provide HPR/IP-specific management information.  In particular, this   MIB will provide a mapping of APPN traffic types to IP Type of   Service Precedence values, as well as a count of UDP packets sent for   each traffic type.   There are also rules that must be specified concerning the values an   HPR/IP implementation returns for objects in the APPN MIB:   o   Several objects in the APPN MIB have the syntax IANAifType.  The       value 126, defined as "IP (for APPN HPR in IP networks)" should       be returned by the following three objects when they identify an       HPR/IP link:       -   appnPortDlcType       -   appnLsDlcType       -   appnLsStatusDlcTypeDudley                       Informational                     [Page 40]

RFC 2353                APPN/HPR in IP Networks                 May 1998   o   Link-level addresses are reported in the following objects:       -   appnPortDlcLocalAddr       -   appnLsLocalAddr       -   appnLsRemoteAddr       -   appnLsStatusLocalAddr       -   appnLsStatusRemoteAddr       All of these objects should return ASCII character strings that       represent IP addresses in the usual dotted-decimal format.  (At       this point it's not clear what the "usual...format" will be for       IPv6 addresses, but whatever it turns out to be, that is what       these objects will return when an HPR/IP link traverses an IP       network.)   o   The following two objects return Object Identifiers that tie       table entries in the APPN MIB to entries in lower-layer MIBs:       -   appnPortSpecific       -   appnLsSpecific       Both of these objects should return the same value:  a RowPointer       to the ifEntry in the agent's ifTable for the physical interface       associated with the local IP address for the port.  If the agent       implements the IP-MIB (RFC 2011 [12]), this association between       the IP address and the physical interface will be represented in       the ipNetToMediaTable.2.9  IPv4-to-IPv6 Migration   The native IP DLC is architected to use IP version 4 (IPv4).   However, support for IP version 6 (IPv6) may be required in the   future.   IP routers and hosts can interoperate only if both ends use the same   version of the IP protocol.  However, most IPv6 implementations   (routers and hosts) will actually have dual IPv4/IPv6 stacks.  IPv4   and IPv6 traffic can share transmission facilities provided that the   router/host at each end has a dual stack.  IPv4 and IPv6 traffic will   coexist on the same infrastructure in most areas.  The version number   in the IP header is used to map incoming packets to either the IPv4   or IPv6 stack.  A dual-stack host which wishes to talk to an IPv4   host will use IPv4.   Hosts which have an IPv4 address can use it as an IPv6 address using   a special IPv6 address prefix (i.e., it is an embedded IPv4 address).   This mapping was provided mainly for "legacy" application   compatibility purposes as such applications don't have the socketDudley                       Informational                     [Page 41]

RFC 2353                APPN/HPR in IP Networks                 May 1998   structures needed to store full IPv6 addresses.  Two IPv6 hosts may   communicate using IPv6 with embedded-IPv4 addresses.   Both IPv4 and IPv6 addresses can be stored by the domain name service   (DNS). When an application queries DNS, it asks for IPv4 addresses,   IPv6 addresses, or both. So, it's the application that decides which   stack to use based on which addresses it asks for.   Migration for HPR/IP ports will work as follows:   An HPR/IP port is configured to support IPv4, IPv6, or both.  If IPv4   is supported, a local IPv4 address is defined; if IPv6 is supported,   a local IPv6 address (which can be an embedded IPv4 address) is   defined.  If both IPv4 and IPv6 are supported, both a local IPv4   address and a local IPv6 address are defined.   Defined links will work as follows:  If the local node supports IPv4   only, a destination IPv4 address may be defined, or an IP host name   may be defined in which case DNS will be queried for an IPv4 address.   If the local node supports IPv6 only, a destination IPv6 address may   be defined, or an IP host name may be defined in which case DNS will   be queried for an IPv6 address.  If both IPv4 and IPv6 are supported,   a destination IPv4 address may be defined, a destination IPv6 address   may be defined, or an IP host name may be defined in which case DNS   will be queried for both IPv4 and IPv6 addresses; if provided by DNS,   an IPv6 address can be used, and an IPv4 address can be used   otherwise.   Separate IPv4 and IPv6 connection networks can be defined.  If the   local node supports IPv4, it can define a connection network TG to   the IPv4 VRN.  If the local node supports IPv6, it can define a TG to   the IPv6 VRN.  If both are supported, TGs can be defined to both   VRNs.  Therefore, the signaling information received in RSCVs will be   compatible with the local node's capabilities unless a configuration   error has occurred.3.0  References   [1]  IBM, Systems Network Architecture Advanced Peer-to-Peer   Networking Architecture Reference, SC30-3442-04. Viewable at URL:http://www.raleigh.ibm.com/cgi-bin/bookmgr/BOOKS/D50L0000/CCONTENTS   [2]  IBM, Systems Network Architecture Advanced Peer-to-Peer   Networking High Performance Routing Architecture Reference, Version   3.0, SV40-1018-02.  Viewable at URL:http://www.raleigh.ibm.com/cgi-bin/bookmgr/BOOKS/D50H6001/CCONTENTSDudley                       Informational                     [Page 42]

RFC 2353                APPN/HPR in IP Networks                 May 1998   [3]  IBM, Systems Network Architecture Formats, GA27-3136-16.   Viewable at URL:http://www.raleigh.ibm.com/cgi-bin/bookmgr/BOOKS/D50A5003/CCONTENTS   [4]  Wells, L. and A. Bartky, "Data Link Switching: Switch-to-Switch   Protocol, AIW DLSw RIG:  DLSw Closed Pages, DLSw Standard Version   1.0",RFC 1795, April 1995.   [5]  Bryant, D. and P. Brittain, "APPN Implementers' Workshop Closed   Pages Document DLSw v2.0 Enhancements",RFC 2166, June 1997.   [6]  Postel, J., "User Datagram Protocol", STD 6,RFC 768, August   1980.   [7]  Postel, J., "Internet Protocol", STD 5,RFC 791, September 1981.   [8]  Almquist, P., "Type of Service in the Internet Protocol Suite",RFC 1349, July 1992.   [9]  Braden, R., "Requirements for Internet Hosts -- Communication   Layers", STD 3,RFC 1122, October 1989.   [10] Braden, R., Zhang, L., Berson, S., Herzog, S., and S. Jamin,   "Resource ReSerVation Protocol (RSVP) -- Version 1 Functional   Specification",RFC 2205, September 1997.   [11] Clouston, B., and B. Moore, "Definitions of Managed Objects for   APPN using SMIv2",RFC 2155, June 1997.   [12] McCloghrie, K., "SNMPv2 Management Information Base for the   Internet Protocol using SMIv2",RFC 2011, November 1996.   [13] Clouston, B., and B. Moore, "Definitions of Managed Objects for   HPR using SMIv2",RFC 2238, November 1997.4.0  Security Considerations   For HPR, the IP network appears to be a link.  For that reason, the   SNA session-level security functions (user authentication, LU   authentication, session encryption, etc.) are still available for   use.  In addition, as HPR traffic flows as UDP datagrams through the   IP network, IPsec can be used to provide network-layer security   inside the IP network.   There are firewall considerations when supporting HPR traffic using   the native IP DLC.  First, the firewall filters can be set to allow   the HPR traffic to pass.  Traffic can be restricted based on the   source and destination IP addresses and the destination port number;Dudley                       Informational                     [Page 43]

RFC 2353                APPN/HPR in IP Networks                 May 1998   the source port number is not relevant.  That is, the firewall should   accept traffic with the IP addresses of the HPR/IP nodes and with   destination port numbers in the range 12000 to 12004.  Second, the   possibility exists for an attack using forged UDP datagrams; such   attacks could cause the RTP connection to fail or even introduce   false data on a session.  In environments where such attacks are   expected, the use of network-layer security is recommended.5.0  Author's Address   Gary Dudley   C3BA/501   IBM Corporation   P.O. Box 12195   Research Triangle Park, NC 27709, USA   Phone: +1 919-254-4358   Fax:   +1 919-254-6243   EMail: dudleyg@us.ibm.comDudley                       Informational                     [Page 44]

RFC 2353                APPN/HPR in IP Networks                 May 19986.0  Appendix - Packet Format6.1  HPR Use of IP Formats+----------------------------------------------------------------------+| 6.1.1  IP Format for LLC Commands and Responses                      ||                                                                      ||                     The formats described here are used for the      ||                     following LLC commands and responses:  XID       ||                     command and response, TEST command and response, ||                     DISC command, and DM response.                   |+----------------------------------------------------------------------++----------------------------------------------------------------------+| IP Format for LLC Commands and Responses                             |+-------+-----+--------------------------------------------------------+| Byte  | Bit | Content                                                |+-------+-----+--------------------------------------------------------++-------+-----+--------------------------------------------------------+| 0-p   |     | IP header (see note 1)                                 |+-------+-----+--------------------------------------------------------++-------+-----+--------------------------------------------------------+| p+1-  |     | UDP header (see note 2)                                || p+8   |     |                                                        |+-------+-----+--------------------------------------------------------++-------+-----+--------------------------------------------------------+| p+9-  |     | IEEE 802.2 LLC header (see note 3)                     |                _____________________| p+11  |     |                                                        |+-------+-----+--------------------------------------------------------++-------+-----+--------------------------------------------------------+| p+9   |     | DSAP:  same as for the base APPN (i.e., X'04' or an    ||       |     | installation-defined value)                            |+-------+-----+--------------------------------------------------------++-------+-----+--------------------------------------------------------+| p+10  |     | SSAP:  same as for the base APPN (i.e., X'04' or an    ||       |     | installation-defined value)                            |+-------+-----+--------------------------------------------------------++-------+-----+--------------------------------------------------------+| p+11  |     | Control: set as appropriate                            |+-------+-----+--------------------------------------------------------++-------+-----+--------------------------------------------------------+| p+12-n|     | Remainder of PDU:  XID3 or TEST information field, or  ||       |     | null for DISC command and DM response                  |+-------+-----+--------------------------------------------------------+Dudley                       Informational                     [Page 45]

RFC 2353                APPN/HPR in IP Networks                 May 1998+-------+-----+--------------------------------------------------------+|       |     | Note 1:  Rules for encoding the IP header can be found ||       |     | inRFC 791.                                            |+-------+-----+--------------------------------------------------------++-------+-----+--------------------------------------------------------+|       |     | Note 2:  Rules for encoding the UDP header can be      ||       |     | found inRFC 768.                                      |+-------+-----+--------------------------------------------------------++----------------------------------------------------------------------+| IP Format for LLC Commands and Responses                             |+-------+-----+--------------------------------------------------------+| Byte  | Bit | Content                                                |+-------+-----+--------------------------------------------------------++-------+-----+--------------------------------------------------------+|       |     | Note 3:  Rules for encoding the IEEE 802.2 LLC header  ||       |     | can be found in ISO/IEC 8802-2:1994 (ANSI/IEEE Std     ||       |     | 802.2, 1994 Edition), Information technology -         ||       |     | Telecommunications and information exchange between    ||       |     | systems - Local and metropolitan area networks -       ||       |     | Specific requirements - Part 2:  Logical Link Control. |+-------+-----+--------------------------------------------------------++----------------------------------------------------------------------+| 6.1.2  IP Format for NLPs in UI Frames                               ||                                                                      ||                     This format is used for either LDLC specific     ||                     messages or HPR session and control traffic.     |+----------------------------------------------------------------------++----------------------------------------------------------------------+| IP Format for NLPs in UI Frames                                      |+-------+-----+--------------------------------------------------------+| Byte  | Bit | Content                                                |+-------+-----+--------------------------------------------------------++-------+-----+--------------------------------------------------------+| 0-p   |     | IP header (see note 1)                                 |+-------+-----+--------------------------------------------------------++-------+-----+--------------------------------------------------------+| p+1-  |     | UDP header (see note 2)                                || p+8   |     |                                                        |+-------+-----+--------------------------------------------------------++-------+-----+--------------------------------------------------------+| p+9-  |     | IEEE 802.2 LLC header                                  |                _____________________| p+11  |     |                                                        |+-------+-----+--------------------------------------------------------+Dudley                       Informational                     [Page 46]

RFC 2353                APPN/HPR in IP Networks                 May 1998+-------+-----+--------------------------------------------------------+| p+9   |     | DSAP:  the destination SAP obtained from the IEEE      ||       |     | 802.2 LLC (X'80') subfield in the HPR Capabilities     ||       |     | (X'61') control vector in the received XID3 (see note  ||       |     | 3)                                                     |+-------+-----+--------------------------------------------------------++-------+-----+--------------------------------------------------------+| p+10  |     | SSAP:  the source SAP obtained from the IEEE 802.2 LLC ||       |     | (X'80') subfield in the HPR Capabilities (X'61')       ||       |     | control vector in the sent XID3 (see note 4)           |+-------+-----+--------------------------------------------------------++-------+-----+--------------------------------------------------------+| p+11  |     | Control:                                               |+-------+-----+-------+------------------------------------------------+|       |     | X'03' | UI with P/F bit off                            |+-------+-----+-------+------------------------------------------------++-------+-----+--------------------------------------------------------+| p+12-n|     | Remainder of PDU:  NLP                                 |+-------+-----+--------------------------------------------------------++-------+-----+--------------------------------------------------------+|       |     | Note 1:  Rules for encoding the IP header can be found ||       |     | inRFC 791.                                            |+-------+-----+--------------------------------------------------------++-------+-----+--------------------------------------------------------+|       |     | Note 2:  Rules for encoding the UDP header can be      ||       |     | found inRFC 768.                                      |+-------+-----+--------------------------------------------------------++----------------------------------------------------------------------+| IP Format for NLPs in UI Frames                                      |+-------+-----+--------------------------------------------------------+| Byte  | Bit | Content                                                |+-------+-----+--------------------------------------------------------++-------+-----+--------------------------------------------------------+|       |     | Note 3:  The User-Defined Address bit is considered    ||       |     | part of the DSAP.  The Individual/Group bit in the     ||       |     | DSAP field is set to 0 by the sender and ignored by    ||       |     | the receiver.                                          |+-------+-----+--------------------------------------------------------++-------+-----+--------------------------------------------------------+|       |     | Note 4:  The User-Defined Address bit is considered    ||       |     | part of the SSAP.  The Command/Response bit in the     ||       |     | SSAP field is set to 0 by the sender and ignored by    ||       |     | the receiver.                                          |+-------+-----+--------------------------------------------------------+Dudley                       Informational                     [Page 47]

RFC 2353                APPN/HPR in IP Networks                 May 19987.0  Full Copyright StatementCopyright (C) The Internet Society (1997).  All Rights Reserved.This document and translations of it may be copied and furnished toothers, and derivative works that comment on or otherwise explain it orassist in its implementation may be prepared, copied, published anddistributed, in whole or in part, without restriction of any kind,provided that the above copyright notice and this paragraph are includedon all such copies and derivative works.  However, this document itselfmay not be modified in any way, such as by removing the copyright noticeor references to the Internet Society or other Internet organizations,except as needed for the purpose of developing Internet standards inwhich case the procedures for copyrights defined in the InternetStandards process must be followed, or as required to translate it intolanguages other than English.The limited permissions granted above are perpetual and will not berevoked by the Internet Society or its successors or assigns.This document and the information contained herein is provided on an "ASIS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING TASKFORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING BUT NOTLIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION HEREIN WILL NOTINFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF MERCHANTABILITY ORFITNESS FOR A PARTICULAR PURPOSE.Dudley                       Informational                     [Page 48]

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