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Network Working Group                                  G. Waters, EditorRequest for Comments: 1910                   Bell-Northern Research Ltd.Category: Experimental                                     February 1996User-based Security Model for SNMPv2Status of this Memo   This memo defines an Experimental Protocol for the Internet   community.  This memo does not specify an Internet standard of any   kind.  Discussion and suggestions for improvement are requested.   Distribution of this memo is unlimited.Table of Contents1. Introduction ................................................21.1 Threats ....................................................31.2 Goals and Constraints ......................................41.3 Security Services ..........................................51.4 Mechanisms .................................................51.4.1 Digest Authentication Protocol ...........................71.4.2 Symmetric Encryption Protocol ............................82. Elements of the Model .......................................102.1 SNMPv2 Users ...............................................102.2 Contexts and Context Selectors .............................112.3 Quality of Service (qoS) ...................................132.4 Access Policy ..............................................132.5 Replay Protection ..........................................132.5.1 agentID ..................................................142.5.2 agentBoots and agentTime .................................142.5.3 Time Window ..............................................152.6 Error Reporting ............................................152.7 Time Synchronization .......................................162.8 Proxy Error Propagation ....................................162.9 SNMPv2 Messages Using this Model ...........................162.10 Local Configuration Datastore (LCD) .......................183. Elements of Procedure .......................................193.1 Generating a Request or Notification .......................193.2 Processing a Received Communication ........................203.2.1 Additional Details .......................................283.2.1.1 ASN.1 Parsing Errors ...................................283.2.1.2 Incorrectly Encoded Parameters .........................293.2.1.3 Generation of a Report PDU .............................293.2.1.4 Cache Timeout ..........................................293.3 Generating a Response ......................................304. Discovery ...................................................305. Definitions .................................................31Waters                        Experimental                      [Page 1]

RFC 1910          User-based Security Model for SNMPv2     February 19964.1 The USEC Basic Group .......................................324.2 Conformance Information ....................................354.2.1 Compliance Statements ....................................354.2.2 Units of Conformance .....................................356. Security Considerations .....................................366.1 Recommended Practices ......................................366.2 Defining Users .............................................376.3 Conformance ................................................387. Editor's Address ............................................388. Acknowledgements ............................................399. References ..................................................39Appendix A Installation ........................................41Appendix A.1 Agent Installation Parameters .....................41Appendix A.2 Password to Key Algorithm .........................43Appendix A.3 Password to Key Sample ............................441.  Introduction   A management system contains:  several (potentially many) nodes, each   with a processing entity, termed an agent, which has access to   management instrumentation; at least one management station; and, a   management protocol, used to convey management information between   the agents and management stations.  Operations of the protocol are   carried out under an administrative framework which defines   authentication, authorization, access control, and privacy policies.   Management stations execute management applications which monitor and   control managed elements.  Managed elements are devices such as   hosts, routers, terminal servers, etc., which are monitored and   controlled via access to their management information.   The Administrative Infrastructure for SNMPv2 document [1] defines an   administrative framework which realizes effective management in a   variety of configurations and environments.   In this administrative framework, a security model defines the   mechanisms used to achieve an administratively-defined level of   security for protocol interactions.  Although many such security   models might be defined, it is the purpose of this document, User-   based Security Model for SNMPv2, to define the first, and, as of this   writing, only, security model for this administrative framework.   This administrative framework includes the provision of an access   control model.  The enforcement of access rights requires the means   to identify the entity on whose behalf a request is generated.  This   SNMPv2 security model identifies an entity on whose behalf an SNMPv2   message is generated as a "user".Waters                        Experimental                      [Page 2]

RFC 1910          User-based Security Model for SNMPv2     February 19961.1.  Threats   Several of the classical threats to network protocols are applicable   to the network management problem and therefore would be applicable   to any SNMPv2 security model.  Other threats are not applicable to   the network management problem.  This section discusses principal   threats, secondary threats, and threats which are of lesser   importance.   The principal threats against which this SNMPv2 security model should   provide protection are:Modification of Information     The modification threat is the danger that some unauthorized entity     may alter in-transit SNMPv2 messages generated on behalf of an     authorized user in such a way as to effect unauthorized management     operations, including falsifying the value of an object.Masquerade     The masquerade threat is the danger that management operations not     authorized for some user may be attempted by assuming the identity     of another user that has the appropriate authorizations.   Two secondary threats are also identified.  The security protocols   defined in this memo do provide protection against:Message Stream Modification     The SNMPv2 protocol is typically based upon a connectionless     transport service which may operate over any subnetwork service.     The re-ordering, delay or replay of messages can and does occur     through the natural operation of many such subnetwork services.     The message stream modification threat is the danger that messages     may be maliciously re-ordered, delayed or replayed to an extent     which is greater than can occur through the natural operation of a     subnetwork service, in order to effect unauthorized management     operations.Disclosure     The disclosure threat is the danger of eavesdropping on the     exchanges between managed agents and a management station.     Protecting against this threat may be required as a matter of local     policy.   There are at least two threats that an SNMPv2 security protocol need   not protect against.  The security protocols defined in this memo do   not provide protection against:Waters                        Experimental                      [Page 3]

RFC 1910          User-based Security Model for SNMPv2     February 1996Denial of Service     An SNMPv2 security protocol need not attempt to address the broad     range of attacks by which service on behalf of authorized users is     denied.  Indeed, such denial-of-service attacks are in many cases     indistinguishable from the type of network failures with which any     viable network management protocol must cope as a matter of course.Traffic Analysis     In addition, an SNMPv2 security protocol need not attempt to     address traffic analysis attacks.  Indeed, many traffic patterns     are predictable - agents may be managed on a regular basis by a     relatively small number of management stations - and therefore     there is no significant advantage afforded by protecting against     traffic analysis.1.2.  Goals and Constraints   Based on the foregoing account of threats in the SNMP network   management environment, the goals of this SNMPv2 security model are   as follows.(1)  The protocol should provide for verification that each received     SNMPv2 message has not been modified during its transmission     through the network in such a way that an unauthorized management     operation might result.(2)  The protocol should provide for verification of the identity of the     user on whose behalf a received SNMPv2 message claims to have been     generated.(3)  The protocol should provide for detection of received SNMPv2     messages, which request or contain management information, whose     time of generation was not recent.(4)  The protocol should provide, when necessary, that the contents of     each received SNMPv2 message are protected from disclosure.   In addition to the principal goal of supporting secure network   management, the design of this SNMPv2 security model is also   influenced by the following constraints:(1)  When the requirements of effective management in times of network     stress are inconsistent with those of security, the design should     prefer the former.(2)  Neither the security protocol nor its underlying security     mechanisms should depend upon the ready availability of other     network services (e.g., Network Time Protocol (NTP) or keyWaters                        Experimental                      [Page 4]

RFC 1910          User-based Security Model for SNMPv2     February 1996     management protocols).(3)  A security mechanism should entail no changes to the basic SNMP     network management philosophy.1.3.  Security Services   The security services necessary to support the goals of an SNMPv2   security model are as follows.Data Integrity     is the provision of the property that data has not been altered or     destroyed in an unauthorized manner, nor have data sequences been     altered to an extent greater than can occur non-maliciously.Data Origin Authentication     is the provision of the property that the claimed identity of the     user on whose behalf received data was originated is corroborated.Data Confidentiality     is the provision of the property that information is not made     available or disclosed to unauthorized individuals, entities, or     processes.   For the protocols specified in this memo, it is not possible to   assure the specific originator of a received SNMPv2 message; rather,   it is the user on whose behalf the message was originated that is   authenticated.   For these protocols, it not possible to obtain data integrity without   data origin authentication, nor is it possible to obtain data origin   authentication without data integrity.  Further, there is no   provision for data confidentiality without both data integrity and   data origin authentication.   The security protocols used in this memo are considered acceptably   secure at the time of writing.  However, the procedures allow for new   authentication and privacy methods to be specified at a future time   if the need arises.1.4.  Mechanisms   The security protocols defined in this memo employ several types of   mechanisms in order to realize the goals and security services   described above:Waters                        Experimental                      [Page 5]

RFC 1910          User-based Security Model for SNMPv2     February 1996  -  In support of data integrity, a message digest algorithm is     required.  A digest is calculated over an appropriate portion of an     SNMPv2 message and included as part of the message sent to the     recipient.  -  In support of data origin authentication and data integrity, a     secret value is both inserted into, and appended to, the SNMPv2     message prior to computing the digest; the inserted value     overwritten prior to transmission, and the appended value is not     transmitted.  The secret value is shared by all SNMPv2 entities     authorized to originate messages on behalf of the appropriate user.  -  To protect against the threat of message delay or replay (to an     extent greater than can occur through normal operation), a set of     time (at the agent) indicators and a request-id are included in     each message generated.  An SNMPv2 agent evaluates the time     indicators to determine if a received message is recent.  An SNMPv2     manager evaluates the time indicators to ensure that a received     message is at least as recent as the last message it received from     the same source.  An SNMPv2 manager uses received authentic     messages to advance its notion of time (at the agent).  An  SNMPv2     manager also evaluates the request-id in received Response messages     and discards messages which do not correspond to outstanding     requests.     These mechanisms provide for the detection of messages whose time     of generation was not recent in all but one circumstance; this     circumstance is the delay or replay of a Report  message (sent to a     manager) when the manager has has not recently communicated with     the source of the Report message.  In this circumstance, the     detection guarantees only that the Report message is more recent     than the last communication between source and destination of the     Report message.  However, Report messages do not request or contain     management information, and thus, goal #3 inSection 1.2 above is     met; further, Report messages can at most cause the manager to     advance its notion of time (at the agent) by less than the proper     amount.     This protection against the threat of message delay or replay does     not imply nor provide any protection against unauthorized deletion     or suppression of messages.  Other mechanisms defined independently     of the security protocol can also be used to detect the re-     ordering, replay, deletion, or suppression of messages containing     set operations (e.g., the MIB variable snmpSetSerialNo [15]).  -  In support of data confidentiality, an encryption algorithm is     required.  An appropriate portion of the message is encrypted prior     to being transmitted.Waters                        Experimental                      [Page 6]

RFC 1910          User-based Security Model for SNMPv2     February 19961.4.1.  Digest Authentication Protocol   The Digest Authentication Protocol defined in this memo provides for:  -  verifying the integrity of a received message (i.e., the message     received is the message sent).     The integrity of the message is protected by computing a digest     over an appropriate portion of a message.  The digest is computed     by the originator of the message, transmitted with the message, and     verified by the recipient of the message.  -  verifying the user on whose behalf the message was generated.     A secret value known only to SNMPv2 entities authorized to generate     messages on behalf of this user is both inserted into, and appended     to, the message prior to the digest computation.  Thus, the     verification of the user is implicit with the verification of the     digest.  (Note that the use of two copies of the secret, one near     the start and one at the end, is recommended by [14].)  -  verifying that a message sent to/from one SNMPv2 entity cannot be     replayed to/as-if-from another SNMPv2 entity.     Included in each message is an identifier unique to the SNMPv2     agent associated with the sender or intended recipient of the     message.  Also, each message containing a Response PDU contains a     request-id which associates the message to a recently generated     request.     A Report message sent by one SNMPv2 agent to one SNMPv2 manager can     potentially be replayed to another SNMPv2 manager.  However, Report     messages do not request or contain management information, and     thus, goal #3 inSection 1.2 above is met; further, Report messages     can at most cause the manager to advance its notion of time (at the     agent) by less than the correct amount.  -  detecting messages which were not recently generated.     A set of time indicators are included in the message, indicating     the time of generation.  Messages (other than those containing     Report PDUs) without recent time indicators are not considered     authentic.  In addition, messages containing Response PDUs have a     request-id; if the request-id does not match that of a recently     generated request, then the message is not considered to be     authentic.Waters                        Experimental                      [Page 7]

RFC 1910          User-based Security Model for SNMPv2     February 1996     A Report message sent by an SNMPv2 agent can potentially be     replayed at a later time to an SNMPv2 manager which has not     recently communicated with that agent.  However, Report messages do     not request or contain management information, and thus, goal #3 inSection 1.2 above is met; further, Report messages can at most     cause the manager to advance its notion of time (at the agent) by     less than the correct amount.   This protocol uses the MD5 [3] message digest algorithm.  A 128-bit   digest is calculated over the designated portion of an SNMPv2 message   and included as part of the message sent to the recipient.  The size   of both the digest carried in a message and the private   authentication key is 16 octets.   This memo allows the same user to be defined on multiple SNMPv2   agents and managers.  Each SNMPv2 agent maintains a value, agentID,   which uniquely identifies the agent. This value is included in each   message sent to/from that agent.  Messages sent from a SNMPv2 dual-   role entity [1] to a SNMPv2 manager include the agentID value   maintained by the dual-role entity's agent.  On receipt of a message,   an agent checks the value to ensure it is the intended recipient, and   a manager uses the value to ensure that the message is processed   using the correct state information.   Each SNMPv2 agent maintains two values, agentBoots and agentTime,   which taken together provide an indication of time at that agent.   Both of these values are included in an authenticated message sent   to/received from that agent.  Authenticated messages sent from a   SNMPv2 dual-role entity to a SNMPv2 manager include the agentBoots   and agentTime values maintained by the dual-role entity's agent.  On   receipt, the values are checked to ensure that the indicated time is   within a time window of the current time.  The time window represents   an administrative upper bound on acceptable delivery delay for   protocol messages.   For an SNMPv2 manager to generate a message which an agent will   accept as authentic, and to verify that a message received from that   agent is authentic, that manager must first achieve time   synchronization with that agent.  Similarly, for a manger to verify   that a message received from an SNMPv2 dual-role entity is authentic,   that manager must first achieve time synchronization with the dual-   role entity's agent.1.4.2.  Symmetric Encryption Protocol   The Symmetric Encryption Protocol defined in this memo provides   support for data confidentiality through the use of the Data   Encryption Standard (DES) in the Cipher Block Chaining mode ofWaters                        Experimental                      [Page 8]

RFC 1910          User-based Security Model for SNMPv2     February 1996   operation.  The designated portion of an SNMPv2 message is encrypted   and included as part of the message sent to the recipient.   Two organizations have published specifications defining the DES: the   National Institute of Standards and Technology (NIST) [5] and the   American National Standards Institute [6].  There is a companion   Modes of Operation specification for each definition (see [7] and   [8], respectively).   The NIST has published three additional documents that implementors   may find useful.  -  There is a document with guidelines for implementing and using the     DES, including functional specifications for the DES and its modes     of operation [9].  -  There is a specification of a validation test suite for the DES     [10].  The suite is designed to test all aspects of the DES and is     useful for pinpointing specific problems.  -  There is a specification of a maintenance test for the DES [11].     The test utilizes a minimal amount of data and processing to test     all components of the DES.  It provides a simple yes-or-no     indication of correct operation and is useful to run as part of an     initialization step, e.g., when a computer reboots.   This Symmetric Encryption Protocol specifies that the size of the   privacy key is 16 octets, of which the first 8 octets are a DES key   and the second 8 octets are a DES Initialization Vector.  The 64-bit   DES key in the first 8 octets of the private key is a 56 bit quantity   used directly by the algorithm plus 8 parity bits - arranged so that   one parity bit is the least significant bit of each octet.  The   setting of the parity bits is ignored by this protocol.   The length of an octet sequence to be encrypted by the DES must be an   integral multiple of 8.  When encrypting, the data is padded at the   end as necessary; the actual pad value is irrelevant.   If the length of the octet sequence to be decrypted is not an   integral multiple of 8 octets, the processing of the octet sequence   is halted and an appropriate exception noted.  When decrypting, the   padding is ignored.Waters                        Experimental                      [Page 9]

RFC 1910          User-based Security Model for SNMPv2     February 19962.  Elements of the Model   This section contains definitions required to realize the security   model defined by this memo.2.1.  SNMPv2 Users   Management operations using this security model make use of a defined   set of user identities.  For any SNMPv2 user on whose behalf   management operations are authorized at a particular SNMPv2 agent,   that agent must have knowledge of that user.  A SNMPv2 manager that   wishes to communicate with a particular agent must also have   knowledge of a user known to that agent, including knowledge of the   applicable attributes of that user.  Similarly, a SNMPv2 manager that   wishes to receive messages from a SNMPv2 dual-role entity must have   knowledge of the user on whose behalf the dual-role entity sends the   message.   A user and its attributes are defined as follows:<userName>     An octet string representing the name of the user.<authProtocol>     An indication of whether messages sent on behalf of this user can     be authenticated, and if so, the type of authentication protocol     which is used.  One such protocol is defined in this memo: the     Digest Authentication Protocol.<authPrivateKey>     If messages sent on behalf of this user can be authenticated, the     (private) authentication key for use with the authentication     protocol.  Note that a user's authentication key will normally be     different at different agents.<privProtocol>     An indication of whether messages sent on behalf of this user can     be protected from disclosure, and if so, the type of privacy     protocol which is used.  One such protocol is defined in this memo:     the Symmetric Encryption Protocol.<privPrivateKey>     If messages sent on behalf of this user can be protected from     disclosure, the (private) privacy key for use with the privacy     protocol.  Note that a user's privacy key will normally be     different at different agents.Waters                        Experimental                     [Page 10]

RFC 1910          User-based Security Model for SNMPv2     February 19962.2.  Contexts and Context Selectors   An SNMPv2 context is a collection of management information   accessible (locally or via proxy) by an SNMPv2 agent.  An item of   management information may exist in more than one context.  An SNMPv2   agent potentially has access to many contexts.  Each SNMPv2 message   contains a context selector which unambiguously identifies an SNMPv2   context accessible by the SNMPv2 agent to which the message is   directed or by the SNMPv2 agent associated with the sender of the   message.   For a local SNMPv2 context which is realized by an SNMPv2 entity,   that SNMPv2 entity uses locally-defined mechanisms to access the   management information identified by the SNMPv2 context.   For a proxy SNMPv2 context, the SNMPv2 entity acts as a proxy SNMPv2   agent to access the management information identified by the SNMPv2   context.   The term remote SNMPv2 context is used at an SNMPv2 manager to   indicate a SNMPv2 context (either local or proxy) which is not   realized by the local SNMPv2 entity (i.e., the local SNMPv2 entity   uses neither locally-defined mechanisms, nor acts as a proxy SNMPv2   agent to access the management information identified by the SNMPv2   context).   Proxy SNMPv2 contexts are further categorized as either local-proxy   contexts or remote-proxy contexts.  A proxy SNMPv2 agent receives   Get/GetNext/GetBulk/Set operations for a local-proxy context, and   forwards them with a remote-proxy context; it receives SNMPv2-Trap   and Inform operations for a remote-proxy context, and forwards them   with a local-proxy context; for Response operations, a proxy SNMPv2   agent receives them with either a local-proxy or remote-proxy   context, and forwards them with a remote-proxy or local-proxy   context, respectively.Waters                        Experimental                     [Page 11]

RFC 1910          User-based Security Model for SNMPv2     February 1996     For the non-proxy situation:                      context-A         Manager <----------------> Agent     the type of context is:                           +-----------------+                           |   context-A     |         +-----------------+-----------------+         | Manager         |    remote       |         +-----------------+-----------------+         | Agent           |    local        |         +-----------------+-----------------+         | agentID         |   of Agent      |         +-----------------+-----------------+         | contextSelector | locally unique  |         +-----------------+-----------------+     For proxy:                      context-B               context-C         Manager <----------------> Proxy <----------------> Agent                                    Agent     the type and identity of the contexts are:                           +-----------------+-----------------+                           |   context-B     |    context-C    |         +-----------------+-----------------+-----------------+         | Manager         |    remote       |       --        |         +-----------------+-----------------+-----------------+         | Proxy-Agent     |  local-proxy    |   remote-proxy  |         +-----------------+-----------------+-----------------+         | Agent           |      --         |      local      |         +-----------------+-----------------+-----------------+         | agentID         | of Proxy agent  |     of Agent    |         +-----------------+-----------------+-----------------+         | contextSelector | locally unique  |  locally unique |         +-----------------+-----------------+-----------------+   The combination of an agentID value and a context selector provides a   globally-unique identification of a context.  When a context is   accessible by multiple agents (e.g., including by proxy SNMPv2   agents), it has multiple such globally-unique identifications, one   associated with each agent which can access it. In the example above,   "context-B" and "context-C" are different names for the same context.Waters                        Experimental                     [Page 12]

RFC 1910          User-based Security Model for SNMPv2     February 19962.3.  Quality of Service (qoS)   Messages are generated with a particular Quality of Service (qoS),   either:  -  without authentication and privacy,  -  with authentication but not privacy,  -  with authentication and privacy.   All users are capable of having messages without authentication and   privacy generated on their behalf.  Users having an authentication   protocol and an authentication key can have messages with   authentication but not privacy generated on their behalf. Users   having an authentication protocol, an authentication key, a privacy   protocol and a privacy key can have messages with authentication and   privacy generated on their behalf.   In addition to its indications of authentication and privacy, the qoS   may also indicate that the message contains an operation that may   result in a report PDU being generated (seeSection 2.6 below).2.4.  Access Policy   An administration's access policy determines the access rights of   users.  For a particular SNMPv2 context to which a user has access   using a particular qoS, that user's access rights are given by a list   of authorized operations, and for a local context, a read-view and a   write-view.  The read-view is the set of object instances authorized   for the user when reading objects.  Reading objects occurs when   processing a retrieval (get, get-next, get-bulk) operation and when   sending a notification.  The write-view is the set of object   instances authorized for the user when writing objects.  Writing   objects occurs when processing a set operation.  A user's access   rights may be different at different agents.2.5.  Replay Protection   Each SNMPv2 agent (or dual-role entity) maintains three objects:  -  agentID, which is an identifier unique among all agents in (at     least) an administrative domain;  -  agentBoots, which is a count of the number of times the agent has     rebooted/re-initialized since agentID was last configured; and,Waters                        Experimental                     [Page 13]

RFC 1910          User-based Security Model for SNMPv2     February 1996  -  agentTime, which is the number of seconds since agentBoots was last     incremented.   An SNMPv2 agent is always authoritative with respect to these   variables.  It is the responsibility of an SNMPv2 manager to   synchronize with the agent, as appropriate.  In the case of an SNMPv2   dual-role entity sending an Inform-Request, it is that entity acting   in an agent role which is authoritative with respect to these   variables for the Inform-Request.   An agent is required to maintain the values of agentID and agentBoots   in non-volatile storage.2.5.1.  agentID   The agentID value contained in an authenticated message is used to   defeat attacks in which messages from a manager are replayed to a   different agent and/or messages from one agent (or dual-role entity)   are replayed as if from a different agent (or dual-role entity).   When an agent (or dual-role entity) is first installed, it sets its   local value of agentID according to a enterprise-specific algorithm   (see the definition of agentID inSection 4.1).2.5.2.  agentBoots and agentTime   The agentBoots and agentTime values contained in an authenticated   message are used to defeat attacks in which messages are replayed   when they are no longer valid.  Through use of agentBoots and   agentTime, there is no requirement for an SNMPv2 agent to have a   non-volatile clock which ticks (i.e., increases with the passage of   time) even when the agent is powered off.  Rather, each time an   SNMPv2 agent reboots, it retrieves, increments, and then stores   agentBoots in non-volatile storage, and resets agentTime to zero.   When an agent (or dual-role entity) is first installed, it sets its   local values of agentBoots and agentTime to zero.  If agentTime ever   reaches its maximum value (2147483647), then agentBoots is   incremented as if the agent has rebooted and agentTime is reset to   zero and starts incrementing again.   Each time an agent (or dual-role entity) reboots, any SNMPv2 managers   holding that agent's values of agentBoots and agentTime need to re-   synchronize prior to sending correctly authenticated messages to that   agent (seeSection 2.7 for re-synchronization procedures).  Note,   however, that the procedures do provide for a notification to be   accepted as authentic by a manager, when sent by an agent which has   rebooted since the manager last re-synchronized.Waters                        Experimental                     [Page 14]

RFC 1910          User-based Security Model for SNMPv2     February 1996   If an agent (or dual-role entity) is ever unable to determine its   latest agentBoots value, then it must set its agentBoots value to   0xffffffff.   Whenever the local value of agentBoots has the value 0xffffffff, it   latches at that value and an authenticated message always causes an   usecStatsNotInWindows authentication failure.   In order to reset an agent whose agentBoots value has reached the   value 0xffffffff, manual intervention is required.  The agent must be   physically visited and re-configured, either with a new agentID   value, or with new secret values for the authentication and privacy   keys of all users known to that agent.2.5.3.  Time Window   The Time Window is a value that specifies the window of time in which   a message generated on behalf of any user is valid.  This memo   specifies that the same value of the Time Window, 150 seconds, is   used for all users.2.6.  Error Reporting   While processing a received communication, an SNMPv2 entity may   determine that the message is unacceptable (seeSection 3.2).  In   this case, the appropriate counter from the snmpGroup [15] or   usecStatsGroup object groups is incremented and the received message   is discarded without further processing.   If an SNMPv2 entity acting in the agent role makes such a   determination and the qoS indicates that a report may be generated,   then after incrementing the appropriate counter, it is required to   generate a message containing a report PDU, with the same user and   context as the received message, and to send it to the transport   address which originated the received message.  For all report PDUs,   except those generated due to incrementing the usecStatsNotInWindows   counter, the report PDU is unauthenticated.  For those generated due   to incrementing usecStatsNotInWindows, the report PDU is   authenticated only if the received message was authenticated.   The report flag in the qoS may only be set if the message contains a   Get, GetNext, GetBulk, Set operation.  The report flag should never   be set for a message that contains a Response, Inform, SNMPv2-Trap or   Report operation.  Furthermore, a report PDU is never sent by an   SNMPv2 entity acting in a manager role.Waters                        Experimental                     [Page 15]

RFC 1910          User-based Security Model for SNMPv2     February 19962.7.  Time Synchronization   Time synchronization, required by a management entity in order to   proceed with authentic communications, has occurred when the   management entity has obtained local values of agentBoots and   agentTime from the agent that are within the agent's time window.  To   remain synchronized, the local values must remain within the agent's   time window and thus must be kept loosely synchronized with the   values stored at the agent.  In addition to keeping a local version   of agentBoots and agentTime, a manager must also keep one other local   variable, latestReceivedAgentTime.  This value records the highest   value of agentTime that was received by the manager from the agent   and is used to eliminate the possibility of replaying messages that   would prevent the manager's notion of the agentTime from advancing.   Time synchronization occurs as part of the procedures of receiving a   message (Section 3.2, step 9d). As such, no explicit time   synchronization procedure is required by a management entity.  Note,   that whenever the local value of agentID is changed (e.g., through   discovery) or when a new secret is configured, the local values of   agentBoots and latestReceivedAgentTime should be set to zero. This   will cause the time synchronization to occur when the next authentic   message is received.2.8.  Proxy Error Propagation   When a proxy SNMPv2 agent receives a report PDU from a proxied agent   and it is determined that a proxy-forwarded request cannot be   delivered to the proxied agent, then the snmpProxyDrops counter [15]   is incremented and a report PDU is generated and transmitted to the   transport address from which the original request was received.   (Note that the receipt of a report PDU containing snmpProxyDrops as a   VarBind, is included among the reasons why a proxy-forwarded request   cannot be delivered.)2.9.  SNMPv2 Messages Using this Model   The syntax of an SNMPv2 message using this security model differs   from that of an SNMPv1 [2] message as follows:  -  The version component is changed to 2.  -  The data component contains either a PDU or an OCTET STRING     containing an encrypted PDU.   The SNMPv1 community string is now termed the "parameters" component   and contains a set of administrative information for the message.Waters                        Experimental                     [Page 16]

RFC 1910          User-based Security Model for SNMPv2     February 1996   Only the PDU is protected from disclosure by the privacy protocol.   This exposes the administrative information to eavesdroppers.   However, malicious use of this information is considered to be a   Traffic Analysis attack against which protection is not provided.   For an authenticated SNMPv2 message, the message digest is applied to   the entire message given to the transport service.  As such, message   generation first privatizes the PDU, then adds the message wrapper,   and then authenticates the message.   An SNMPv2 message is an ASN.1 value with the following syntax:     Message ::=         SEQUENCE {             version                 INTEGER { v2 (2) },             parameters                 OCTET STRING,             -- <model=1>             --      <qoS><agentID><agentBoots><agentTime><maxSize>             --      <userLen><userName><authLen><authDigest>             --      <contextSelector>             data                 CHOICE {                     plaintext                         PDUs,                     encrypted                         OCTET STRING                 }         }where:  parameters     a concatenation of the following values in network-byte order.  If     the first octet (<model>) is one, then     <qoS>    = 8-bits of quality-of-service              bitnumber              7654 3210     meaning              ---- ----     --------------------------------              .... ..00     no authentication nor privacy              .... ..01     authentication, no privacy              .... ..1.     authentication and privacy              .... .1..     generation of report PDU allowedWaters                        Experimental                     [Page 17]

RFC 1910          User-based Security Model for SNMPv2     February 1996              where bit 7 is the most significant bit.     <agentID>    = 12 octets          a unique identifier for the agent (or dual-role entity).     <agentBoots> = 32-bits          an unsigned quantity (0..4294967295) in network-byte order.     <agentTime>  = 32-bits          an unsigned quantity (0..2147483647) in network-byte order.     <maxSize>    = 16-bits          an unsigned quantity (484..65507) in network-byte order, which          identifies the maximum message size which the sender of this          message can receive using the same transport domain as used          for this message.     <userLen>    = 1 octet          the length of following <userName> field.     <userName>   = 1..16 arbitrary octets          the user on whose behalf this message is sent.     <authLen>    = 1 octet          the length of following <authDigest> field.     <authDigest> = 0..255 octets          for authenticated messages, the authentication digest.          Otherwise, the value has zero-length on transmission and is          ignored on receipt.     <contextSelector> = 0..40 arbitrary octets          the context selector which in combination with agentID          identifies the SNMPv2 context containing the management          information referenced by the SNMPv2 message.  plaintext     an SNMPv2 PDU as defined in [12].  encrypted     the encrypted form of an SNMPv2 PDU.2.10.  Local Configuration Datastore (LCD)   Each SNMPv2 entity maintains a local conceptually database, called   the Local Configuration Datastore (LCD), which holds its known set of   information about SNMPv2 users and other associated (e.g., access   control) information.  An LCD may potentially be required to holdWaters                        Experimental                     [Page 18]

RFC 1910          User-based Security Model for SNMPv2     February 1996   information about multiple SNMPv2 agent entities. As such, the   <agentID> should be used to identify a particular agent entity in the   LCD.   It is a local implementation issue as to whether information in the   LCD is stored information or whether it is obtained dynamically   (e.g., as a part of an SNMPv2 manager's API) on an as-needed basis.3.  Elements of Procedure   This section describes the procedures followed by an SNMPv2 entity in   processing SNMPv2 messages.3.1.  Generating a Request or Notification   This section describes the procedure followed by an SNMPv2 entity   whenever it generates a message containing a management operation   (either a request or a notification) on behalf of a user, for a   particular context and with a particular qoS value.(1)  Information concerning the user is extracted from the LCD.  The     transport domain and transport address to which the operation is to     be sent is determined.  The context is resolved into an agentID     value and a contextSelector value.(2)  If the qoS specifies that the message is to be protected from     disclosure, but the user does not support both an authentication     and a privacy protocol, or does not have configured authentication     and privacy keys, then the operation cannot be sent.(3)  If the qoS specifies that the message is to be authenticated, but     the user does not support an authentication protocol, or does not     have a configured authentication key, then the operation cannot be     sent.(4)  The operation is serialized (i.e., encoded) according to the     conventions of [13] and [12] into a PDUs value.(5)  If the operation is a Get, GetNext, GetBulk, or Set then the report     flag in the qoS is set to the value 1.(6)  An SNMPv2 message is constructed using the ASN.1 Message syntax:     - the version component is set to the value 2.     - if the qoS specifies that the message is to be protected from       disclosure, then the octet sequence representing the serialized       PDUs value is encrypted according to the user's privacy protocolWaters                        Experimental                     [Page 19]

RFC 1910          User-based Security Model for SNMPv2     February 1996       and privacy key, and the encrypted data is encoded as an octet       string and is used as the data component of the message.     - if the qoS specifies that the message is not to be protected from       disclosure, then the serialized PDUs value is used directly as       the value of the data component.     - the parameters component is constructed using:       - the requested qoS, userName, agentID and context selector,       - if the qoS specifies that the message is to be authenticated or         the management operation is a notification, then the current         values of agentBoots, and agentTime corresponding to agentID         from the LCD are used.  Otherwise, the <agentBoots> and         <agentTime> fields are set to zero-filled octets.       - the <maxSize> field is set to the maximum message size which         the local SNMPv2 entity can receive using the transport domain         which will be used to send this message.       - if the qoS specifies that the message is to be authenticated,         then the <authDigest> field is temporarily set to the user's         authentication key.  Otherwise, the <authDigest> field is set         to the zero-length string.(7)  The constructed Message value is serialized (i.e., encoded)     according to the conventions of [13] and [12].(8)  If the qoS specifies that the message is to be authenticated, then     an MD5 digest value is computed over the octet sequence     representing the concatenation of the serialized Message value and     the user's authentication key.  The <authDigest> field is then set     to the computed digest value.(9)  The serialized Message value is transmitted to the determined     transport address.3.2.  Processing a Received Communication   This section describes the procedure followed by an SNMPv2 entity   whenever it receives an SNMPv2 message.  This procedure is   independent of the transport service address at which the message was   received.  For clarity, some of the details of this procedure are   left out and are described inSection 3.2.1 and its sub-sections.(1)  The snmpInPkts counter [15] is incremented.  If the received     message is not the serialization (according to the conventions ofWaters                        Experimental                     [Page 20]

RFC 1910          User-based Security Model for SNMPv2     February 1996     [13]) of a Message value, then the snmpInASNParseErrs counter [15]     is incremented, and the message is discarded without further     processing.(2)  If the value of the version component has a value other than 2,     then the message is either processed according to some other     version of this protocol, or the snmpInBadVersions counter [15] is     incremented, and the message is discarded without further     processing.(3)  The value of the <model> field is extracted from the parameters     component of the Message value.  If the value of the <model> field     is not 1, then either the message is processed according to some     other security model, or the usecStatsBadParameters counter is     incremented, and the message is discarded without further     processing.(4)  The values of the rest of the fields are extracted from the     parameters component of the Message value.(5)  If the <agentID> field contained in the parameters is unknown then:     - a manager that performs discovery may optionally create a new LCD       entry and continue processing; or     - the usecStatsUnknownContexts counter is incremented, a report PDU       is generated, and the received message is discarded without       further processing.(6)  The LCD is consulted for information about the SNMPv2 context     identified by the combination of the <agentID> and     <contextSelector> fields.  If information about this SNMPv2 context     is absent from the LCD, then the usecStatsUnknownContexts counter     is incremented, a report PDU is generated, and the received message     is discarded without further processing.(7)  Information about the value of the <userName> field is extracted     from the LCD.  If no information is available, then the     usecStatsUnknownUserNames counter is incremented, a report PDU [1]     is generated, and the received message is discarded without further     processing.(8)  If the information about the user indicates that it does not     support the quality of service indicated by the <qoS> field, then     the usecStatsUnsupportedQoS counter is incremented, a report PDU is     generated, and the received message is discarded without further     processing.Waters                        Experimental                     [Page 21]

RFC 1910          User-based Security Model for SNMPv2     February 1996(9)  If the <qoS> field indicates an authenticated message and the     user's authentication protocol is the Digest Authentication     Protocol described in this memo, then:     a) the local values of agentBoots and agentTime corresponding to        the value of the <agentID> field are extracted from the LCD.     b) the value of <authDigest> field is temporarily saved.  A new        serialized Message is constructed which differs from that        received in exactly one respect: that the <authDigest> field        within it has the value of the user's authentication key.  An        MD5 digest value is computed over the octet sequence        representing the concatenation of the new serialized Message and        the user's authentication key.     c) if the LCD information indicates the SNMPv2 context is of type        local (i.e., an agent), then:        - if the computed digest differs from the saved authDigest          value, then the usecStatsWrongDigestValues counter is          incremented, a report PDU is generated, and the received          message is discarded without further processing. However, if          the snmpEnableAuthenTraps object [15] is enabled, then the          SNMPv2 entity sends authenticationFailure traps [15] according          to its configuration.        - if any of the following conditions is true, then the message          is considered to be outside of the Time Window:          - the local value of agentBoots is 0xffffffff;          - the <agentBoots> field differs from the local value of            agentBoots; or,          - the value of the <agentTime> field differs from the local            notion of agentTime by more than +/- 150 seconds.        - if the message is considered to be outside of the Time Window          then the usecStatsNotInWindows counter is incremented, an          authenticated report PDU is generated (seesection 2.7), and          the received message is discarded without further processing.     d) if the LCD information indicates the SNMPv2 context is not        realized by the local SNMPv2 entity (i.e., a manager), then:        - if the computed digest differs from the saved authDigest          value, then the usecStatsWrongDigestValues counter is          incremented and the received message is discarded withoutWaters                        Experimental                     [Page 22]

RFC 1910          User-based Security Model for SNMPv2     February 1996          further processing.        - if all of the following conditions are true:             - if the <qoS> field indicates that privacy is not in use;             - the SNMPv2 operation type determined from the ASN.1 tag               value associated with the PDU's component is a Report;             - the Report was generated due to a usecStatsNotInWindows               error condition; and,             - the <agentBoots> field is greater than the local value of               agentBoots, or the <agentBoots> field is equal to the               local value of agentBoots and the <agentTime> field is               greater than the value of latestReceivedAgentTime,          then the LCD entry corresponding to the value of the <agentID>          field is updated, by setting the local value of agentBoots          from the <agentBoots> field, the value latestReceivedAgentTime          from the <agentTime> field, and the local value of agentTime          from the <agentTime> field.        - if any of the following conditions is true, then the message          is considered to be outside of the Time Window:          - the local value of agentBoots is 0xffffffff;          - the <agentBoots> field is less than the local value of            agentBoots; or,          - the <agentBoots> field is equal to the local value of            agentBoots and the <agentTime> field is more than 150            seconds less than the local notion of agentTime.        - if the message is considered to be outside of the Time Window          then the usecStatsNotInWindows counter is incremented, and the          received message is discarded without further processing;          however, time synchronization procedures may be invoked.  Note          that this procedure allows for <agentBoots> to be greater than          the local value of agentBoots to allow for received messages          to be accepted as authentic when received from an agent that          has rebooted since the manager last re-synchronized.        - if at least one of the following conditions is true:             - the <agentBoots> field is greater than the local value of               agentBoots; or,Waters                        Experimental                     [Page 23]

RFC 1910          User-based Security Model for SNMPv2     February 1996             - the <agentBoots> field is equal to the local value of               agentBoots and the <agentTime> field is greater than the               value of latestReceivedAgentTime,          then the LCD entry corresponding to the value of the <agentID>          field is updated, by setting the local value of agentBoots          from the <agentBoots> field, the local value          latestReceivedAgentTime from the <agentTime> field, and the          local value of agentTime from the <agentTime> field.(10) If the <qoS> field indicates use of a privacy protocol, then the     octet sequence representing the data component is decrypted     according to the user's privacy protocol to obtain a serialized     PDUs value.  Otherwise the data component is assumed to directly     contain the PDUs value.(11) The SNMPv2 operation type is determined from the ASN.1 tag value     associated with the PDUs component.(12) If the SNMPv2 operation type is a Report, then the request-id in     the PDU is correlated to an outstanding request, and if the     correlation is successful, the appropriate action is taken (e.g.,     time synchronization, proxy error propagation, etc.); in     particular, if the report PDU indicates a usecStatsNotInWindows     condition, then the outstanding request may be retransmitted (since     the procedure in Step 9d above should have resulted in time     synchronization).(13) If the SNMPv2 operation type is either a Get, GetNext, GetBulk, or     Set operation, then:     a) if the LCD information indicates that the SNMPv2 context is of        type remote or remote-proxy, then the        usecStatsUnauthorizedOperations counter is incremented, a report        PDU is generated, and the received message is discarded without        further processing.     b) the LCD is consulted for access rights authorized for        communications using the indicated qoS, on behalf of the        indicated user, and concerning management information in the        indicated SNMPv2 context for the particular SNMPv2 operation        type.     c) if the SNMPv2 operation type is not among the authorized access        rights, then the usecStatsUnauthorizedOperations counter is        incremented, a report PDU is generated, and the received message        is discarded without further processing.Waters                        Experimental                     [Page 24]

RFC 1910          User-based Security Model for SNMPv2     February 1996     d) The information extracted from the LCD concerning the user and        the SNMPv2 context, together with the sending transport address        of the received message is cached for later use in generating a        response message.     e) if the LCD information indicates the SNMPv2 context is of type        local, then the management operation represented by the PDUs        value is performed by the receiving SNMPv2 entity with respect        to the relevant MIB view within the SNMPv2 context according to        the procedures set forth in [12], where the relevant MIB view is        determined according to the user, the agentID, the        contextSelector, the qoS values and the type of operation        requested.     f) if the LCD information indicates the SNMPv2 context is of type        local-proxy, then:        i. the user, qoS, agentID, contextSelector and transport address           to be used to forward the request are extracted from the LCD.           If insufficient information concerning the user is currently           available, then snmpProxyDrops counter [15] is incremented, a           report PDU is generated, and the received message is           discarded.        ii. if an administrative flag in the LCD indicates that the           message is to be forwarded using the SNMPv1 administrative           framework, then the procedures described in [4] are invoked.           Otherwise, a new SNMPv2 message is constructed: its PDUs           component is copied from that in the received message except           that the contained request-id is replaced by a unique value           (this value will enable a subsequent response message to be           correlated with this request); the <userName>, <qoS>,           <agentID> and <contextSelector> fields are set to the values           extracted from the LCD; the <maxSize> field is set to the           minimum of the value in the received message and the local           system's maximum message size for the transport domain which           will be used to forward the message; and finally, the message           is authenticated and/or protected from disclosure according           to the qoS value.        iii. the information cached in Step 13d above is augmented with           the request-id of the received message as well as the           request-id, agentID and contextSelector of the constructed           message.        iv. the constructed message is forwarded to the extracted           transport address.Waters                        Experimental                     [Page 25]

RFC 1910          User-based Security Model for SNMPv2     February 1996(14) If the SNMPv2 operation type is an Inform, then:     a) if the LCD information indicates the SNMPv2 context is of type        local or local-proxy then the usecStatsUnauthorizedOperations        counter is incremented, a report PDU is generated, and the        received message is discarded without further processing.     b) if the LCD information indicates the SNMPv2 context is of type        remote, then the Inform operation represented by the PDUs value        is performed by the receiving SNMPv2 entity according to the        procedures set forth in [12].     c) if the LCD information indicates the SNMPv2 context is of type        remote-proxy, then:        i. a single unique request-id is selected for use by all           forwarded copies of this request.  This value will enable the           first response message to be correlated with this request;           other responses are not required and should be discarded when           received, since the agent that originated the Inform only           requires one response to its Inform.        ii. information is extracted from the LCD concerning all           combinations of userName, qoS, agentID, contextSelector and           transport address with which the received message is to be           forwarded.        iii. for each such combination whose access rights permit Inform           operations to be forwarded, a new SNMPv2 message is           constructed, as follows: its PDUs component is copied from           that in the received message except that the contained           request-id is replaced by the value selected in Step i above;           its <userName>, <qoS>, <agentID> and <contextSelector> fields           are set to the values extracted in Step ii above; and its           <maxSize> field is set to the minimum of the value in the           received message and the local system's maximum message size           for the transport domain which will be used to forward this           message.        iv. for each constructed SNMPv2 message, information concerning           the <userName>, <qoS>, <agentID>, <contextSelector>,           request-id and sending transport address of the received           message, as well as the request- id, agentID and           contextSelector of the constructed message, is cached for           later use in generating a response message.        v. each constructed message is forwarded to the appropriate           transport address extracted from the LCD in step ii above.Waters                        Experimental                     [Page 26]

RFC 1910          User-based Security Model for SNMPv2     February 1996(15) If the SNMPv2 operation type is a Response, then:     a) if the LCD information indicates the SNMPv2 context is of type        local, then the usecStatsUnauthorizedOperations counter is        incremented, a report PDU is generated, and the received message        is discarded without further processing.     b) if the LCD information indicates the SNMPv2 context is of type        remote, then the Response operation represented by the PDUs        value is performed by the receiving SNMPv2 entity according to        the procedures set forth in [12].     c) if the LCD information indicates the SNMPv2 context is of type        local-proxy or remote-proxy, then:        i. the request-id is extracted from the PDUs component of the           received message.  The context's agentID and contextSelector           values together with the extracted request-id are used to           correlate this response message to the corresponding values           for a previously forwarded request by inspecting the cache of           information as augmented in Substep iii of Step 13f above or           in Substep iv of 14c above.  If no such correlated           information is found, then the received message is discarded           without further processing.        ii. a new SNMPv2 message is constructed: its PDUs component is           copied from that in the received message except that the           contained request-id is replaced by the value saved in the           correlated information from the original request; its           <userName>, <qoS>, <agentID> and <contextSelector> fields are           set to the values saved from the received message. The           <maxSize> field is set to the minimum of the value in the           received message and the local system's maximum message size           for the transport domain which will be used to forward the           message. The message is authenticated and/or protected from           disclosure according to the saved qoS value.        iii. the constructed message is forwarded to the transport           address saved in the correlated information as the sending           transport address of the original request.        iv. the correlated information is deleted from the cache of           information.(16) If the SNMPv2 operation type is a SNMPv2-Trap, then:     a) if the LCD information indicates the SNMPv2 context is of type        local or local-proxy, then the usecStatsUnauthorizedOperationsWaters                        Experimental                     [Page 27]

RFC 1910          User-based Security Model for SNMPv2     February 1996        counter is incremented, a report PDU is generated, and the        received message is discarded without further processing.     b) if the LCD information indicates the SNMPv2 context is of type        remote, then the SNMPv2-Trap operation represented by the PDUs        value is performed by the receiving SNMPv2 entity according to        the procedures set forth in [12].     c) if the LCD information indicates the SNMPv2 context is of type        remote-proxy, then:        i. a unique request-id is selected for use in forwarding the           message.        ii. information is extracted from the LCD concerning all           combinations of userName, qoS, agentID, contextSelector and           transport address with which the received message is to be           forwarded.        iii. for each such combination whose access rights permit           SNMPv2-Trap operations to be forwarded, a new SNMPv2 message           is constructed, as follows: its PDUs component is copied from           that in the received message except that the contained           request-id is replaced by the value selected in Step i above;           its <userName>, <qoS>, <agentID> and <contextSelector> fields           are set to the values extracted in Step ii above.        iv. each constructed message is forwarded to the appropriate           transport address extracted from the LCD in step ii above.3.2.1.  Additional Details   For the sake of clarity and to prevent the above procedure from being   even longer, the following details were omitted from the above   procedure.3.2.1.1.  ASN.1 Parsing Errors   For ASN.1 parsing errors, the snmpInASNParseErrs counter [15] is   incremented and a report PDU is generated whenever such an ASN.1   parsing error is discovered.  However, if the parsing error causes   the information able to be extracted from the message to be   insufficient for generating a report PDU, then the report PDU is not   sent.Waters                        Experimental                     [Page 28]

RFC 1910          User-based Security Model for SNMPv2     February 19963.2.1.2.  Incorrectly Encoded Parameters   For an incorrectly encoded parameters component of the Message value   (e.g., incorrect or inconsistent value of the <userLen> or <authLen>   fields), the usecStatsBadParameters counter is incremented. Since the   encoded parameters are in error, the report flag in the qoS cannot be   reliably determined. Thus, no report PDU is generated for the   incorrectly encoded parameters error condition.3.2.1.3.  Generation of a Report PDU   Some steps specify that the received message is discarded without   further processing whenever a report PDU is generated.  However:  -  An SNMPv2 manager never generates a report PDU.  -  If the operation type can reliably be determined and it is     determined to be a Report, SNMPv2-Trap, Inform, or a Response then     a report PDU is not generated.  -  A report PDU is only generated when the report flag in the qoS is     set to the value 1.   A generated report PDU must always use the current values of agentID,   agentBoots, and agentTime from the LCD.  In addition, a generated   report PDU must whenever possible contain the same request-id value   as in the PDU contained in the received message.  Meeting this   constraint normally requires the message to be further processed just   enough so as to extract its request-id. There are two situations in   which the SNMPv2 request-id cannot be determined. The first situation   occurs when the userName is unknown and the qoS indicates that the   message is encrypted.  The other situation is when there is an ASN.1   parsing error.  In cases where the the request-id cannot be   determined, the default request-id value 2147483647 is used.3.2.1.4.  Cache Timeout   Some steps specify that information is cached so that a Response   operation may be correlated to the appropriate Request operation.   However, a number of situations could cause the cache to grow without   bound. One such situation is when the Response operation does not   arrive or arrives "late" at the entity. In order to ensure that the   cache does not grow without bound, it is recommended that cache   entries be deleted when they are determined to be no longer valid. It   is an implementation dependent decision as to how long cache entries   remain valid, however, caching entries more than 150 seconds is not   useful since any use of the cache entry after that time would   generate a usecStatsNotInWindows error condition.Waters                        Experimental                     [Page 29]

RFC 1910          User-based Security Model for SNMPv2     February 19963.3.  Generating a Response   The procedure for generating a response to an SNMPv2 management   request is identical to the procedure for transmitting a request (seeSection 3.1), with these exceptions:  -  The response is sent on behalf of the same user and with the same     value of the agentID and contextSelector as the request.  -  The PDUs value of the responding Message value is the response     which results from performing the operation specified in the     original PDUs value.  -  The authentication protocol and other relevant information for the     user is obtained, not from the LCD, but rather from information     cached (in Step 13d) when processing the original message.  -  The serialized Message value is transmitted using any transport     address belonging to the agent for the transport domain from which     the corresponding request originated - even if that is different     from any transport information obtained from the LCD.  -  If the qoS specifies that the message is to be authenticated or the     response is being generated by a SNMPv2 entity acting in an agent     role, then the current values of agentBoots and agentTime from the     LCD are used.  Otherwise, the <agentBoots> and <agentTime> fields     are set to zero-filled octets.  -  The report flag in the qoS is set to the value 0.4.  Discovery   This security model requires that a discovery process obtain   sufficient information about an SNMPv2 entity's agent in order to   communicate with it.  Discovery requires the SNMPv2 manager to learn   the agent's agentID value before communication may proceed.  This may   be accomplished by formulating a get-request communication with the   qoS set to noAuth/noPriv, the userName set to "public", the agentID   set to all zeros (binary), the contextSelector set to "", and the   VarBindList left empty.  The response to this message will be an   reportPDU that contains the agentID within the <parameters> field   (and containing the usecStatsUnknownContexts counter in the   VarBindList). If authenticated communication is required then the   discovery process may invoke the procedure described inSection 2.7   to synchronize the clocks.Waters                        Experimental                     [Page 30]

RFC 1910          User-based Security Model for SNMPv2     February 19965.  DefinitionsSNMPv2-USEC-MIB DEFINITIONS ::= BEGINIMPORTS    MODULE-IDENTITY, OBJECT-TYPE, Counter32, Unsigned32,    snmpModules        FROM SNMPv2-SMI    TEXTUAL-CONVENTION        FROM SNMPv2-TC    MODULE-COMPLIANCE, OBJECT-GROUP        FROM SNMPv2-CONF;usecMIB MODULE-IDENTITY    LAST-UPDATED "9601120000Z"    ORGANIZATION "IETF SNMPv2 Working Group"    CONTACT-INFO            "        Glenn W. Waters             Postal: Bell-Northern Research, Ltd.                     P.O. Box 3511, Station C                     Ottawa, ON, K1Y 4H7                     Canada                Tel: +1 613 763 3933             E-mail: gwaters@bnr.ca"    DESCRIPTION            "The MIB module for SNMPv2 entities implementing the user-            based security model."    ::= { snmpModules 6 }usecMIBObjects OBJECT IDENTIFIER ::= { usecMIB 1 }-- Textual ConventionsAgentID ::= TEXTUAL-CONVENTION    STATUS       current    DESCRIPTION            "An agent's administratively-unique identifier.            The value for this object may not be all zeros or all 'ff'H.            The initial value for this object may be configured via an            operator console entry or via an algorithmic function.  InWaters                        Experimental                     [Page 31]

RFC 1910          User-based Security Model for SNMPv2     February 1996            the later case, the following guidelines are recommended:              1) The first four octets are set to the binary equivalent                 of the agent's SNMP network management private                 enterprise number as assigned by the Internet Assigned                 Numbers Authority (IANA).  For example, if Acme                 Networks has been assigned { enterprises 696 }, the                 first four octets would be assigned '000002b8'H.              2) The remaining eight octets are the cookie whose                 contents are determined via one or more enterprise-                 specific methods.  Such methods must be designed so as                 to maximize the possibility that the value of this                 object will be unique in the agent's administrative                 domain.  For example, the cookie may be the IP address                 of the agent, or the MAC address of one of the                 interfaces, with each address suitably padded with                 random octets.  If multiple methods are defined, then                 it is recommended that the cookie be further divided                 into one octet that indicates the method being used and                 seven octets which are a function of the method."    SYNTAX     OCTET STRING (SIZE (12))-- the USEC Basic group---- a collection of objects providing basic instrumentation of-- the SNMPv2 entity implementing the user-based security modelusecAgent       OBJECT IDENTIFIER ::= { usecMIBObjects 1 }agentID OBJECT-TYPE    SYNTAX     AgentID    MAX-ACCESS read-only    STATUS     current    DESCRIPTION            "The agent's administratively-unique identifier."    ::= { usecAgent 1 }agentBoots OBJECT-TYPE    SYNTAX     Unsigned32    MAX-ACCESS read-only    STATUS     current    DESCRIPTION            "The number of times that the agent has re-initialized            itself since its initial configuration."    ::= { usecAgent 2 }Waters                        Experimental                     [Page 32]

RFC 1910          User-based Security Model for SNMPv2     February 1996agentTime OBJECT-TYPE    SYNTAX     Unsigned32 (0..2147483647)    UNITS      "seconds"    MAX-ACCESS read-only    STATUS     current    DESCRIPTION            "The number of seconds since the agent last incremented the            agentBoots object."    ::= { usecAgent 3 }agentSize OBJECT-TYPE    SYNTAX     INTEGER (484..65507)    MAX-ACCESS read-only    STATUS     current    DESCRIPTION            "The maximum length in octets of an SNMPv2 message which            this agent will accept using any transport mapping."    ::= { usecAgent 4 }-- USEC statistics---- a collection of objects providing basic instrumentation of-- the SNMPv2 entity implementing the user-based security modelusecStats      OBJECT IDENTIFIER ::= { usecMIBObjects 2 }usecStatsUnsupportedQoS OBJECT-TYPE    SYNTAX     Counter32    MAX-ACCESS read-only    STATUS     current    DESCRIPTION            "The total number of packets received by the SNMPv2 entity            which were dropped because they requested a quality-of-            service that was unknown to the agent or otherwise            unavailable."    ::= { usecStats 1 }usecStatsNotInWindows OBJECT-TYPE    SYNTAX     Counter32    MAX-ACCESS read-only    STATUS     current    DESCRIPTION            "The total number of packets received by the SNMPv2 entity            which were dropped because they appeared outside of the            agent's window."    ::= { usecStats 2 }Waters                        Experimental                     [Page 33]

RFC 1910          User-based Security Model for SNMPv2     February 1996usecStatsUnknownUserNames OBJECT-TYPE    SYNTAX     Counter32    MAX-ACCESS read-only    STATUS     current    DESCRIPTION            "The total number of packets received by the SNMPv2 entity            which were dropped because they referenced a user that was            not known to the agent."    ::= { usecStats 3 }usecStatsWrongDigestValues OBJECT-TYPE    SYNTAX     Counter32    MAX-ACCESS read-only    STATUS     current    DESCRIPTION            "The total number of packets received by the SNMPv2 entity            which were dropped because they didn't contain the expected            digest value."    ::= { usecStats 4 }usecStatsUnknownContexts OBJECT-TYPE    SYNTAX     Counter32    MAX-ACCESS read-only    STATUS     current    DESCRIPTION            "The total number of packets received by the SNMPv2 entity            which were dropped because they referenced a context that            was not known to the agent."    ::= { usecStats 5 }usecStatsBadParameters OBJECT-TYPE    SYNTAX     Counter32    MAX-ACCESS read-only    STATUS     current    DESCRIPTION            "The total number of packets received by the SNMPv2 entity            which were dropped because the <parameters> field was            improperly encoded or had invalid syntax."    ::= { usecStats 6 }usecStatsUnauthorizedOperations OBJECT-TYPE    SYNTAX     Counter32    MAX-ACCESS read-only    STATUS     current    DESCRIPTION            "The total number of packets received by the SNMPv2 entity            which were dropped because the PDU type referred to an            operation that is invalid or not authorized."Waters                        Experimental                     [Page 34]

RFC 1910          User-based Security Model for SNMPv2     February 1996    ::= { usecStats 7 }-- conformance informationusecMIBConformance               OBJECT IDENTIFIER ::= { usecMIB 2 }usecMIBCompliances               OBJECT IDENTIFIER ::= { usecMIBConformance 1 }usecMIBGroups  OBJECT IDENTIFIER ::= { usecMIBConformance 2 }-- compliance statementsusecMIBCompliance MODULE-COMPLIANCE    STATUS  current    DESCRIPTION            "The compliance statement for SNMPv2 entities which            implement the SNMPv2 USEC model."    MODULE  -- this module        MANDATORY-GROUPS { usecBasicGroup,                          usecStatsGroup }    ::= { usecMIBCompliances 1 }-- units of conformanceusecBasicGroup OBJECT-GROUP    OBJECTS { agentID,              agentBoots,              agentTime,              agentSize }    STATUS  current    DESCRIPTION            "A collection of objects providing identification, clocks,            and capabilities of an SNMPv2 entity which implements the            SNMPv2 USEC model."    ::= { usecMIBGroups 1 }usecStatsGroup OBJECT-GROUP    OBJECTS { usecStatsUnsupportedQoS,              usecStatsNotInWindows,              usecStatsUnknownUserNames,              usecStatsWrongDigestValues,              usecStatsUnknownContexts,              usecStatsBadParameters,              usecStatsUnauthorizedOperations }Waters                        Experimental                     [Page 35]

RFC 1910          User-based Security Model for SNMPv2     February 1996    STATUS  current    DESCRIPTION            "A collection of objects providing basic error statistics of            an SNMPv2 entity which implements the SNMPv2 USEC model."    ::= { usecMIBGroups 2 }END6.  Security Considerations6.1.  Recommended Practices   This section describes practices that contribute to the secure,   effective operation of the mechanisms defined in this memo.  -  A management station must discard SNMPv2 responses for which     neither the request-id component nor the represented management     information corresponds to any currently outstanding request.     Although it would be typical for a management station to do this as     a matter of course, when using these security protocols it is     significant due to the possibility of message duplication     (malicious or otherwise).  -  A management station must generate unpredictable request-ids in     authenticated messages in order to protect against the possibility     of message duplication (malicious or otherwise).  -  A management station should perform time synchronization using     authenticated messages in order to protect against the possibility     of message duplication (malicious or otherwise).  -  When sending state altering messages to a managed agent, a     management station should delay sending successive messages to the     managed agent until a positive acknowledgement is received for the     previous message or until the previous message expires.     No message ordering is imposed by the SNMPv2. Messages may be     received in any order relative to their time of generation and each     will be processed in the ordered received. Note that when an     authenticated message is sent to a managed agent, it will be valid     for a period of time of approximately 150 seconds under normal     circumstances, and is subject to replay during this period.     Indeed, a management station must cope with the loss and re-     ordering of messages resulting from anomalies in the network as a     matter of course.Waters                        Experimental                     [Page 36]

RFC 1910          User-based Security Model for SNMPv2     February 1996     However, a managed object, snmpSetSerialNo [15], is specifically     defined for use with SNMPv2 set operations in order to provide a     mechanism to ensure the processing of SNMPv2 messages occurs in a     specific order.  -  The frequency with which the secrets of an SNMPv2 user should be     changed is indirectly related to the frequency of their use.     Protecting the secrets from disclosure is critical to the overall     security of the protocols. Frequent use of a secret provides a     continued source of data that may be useful to a cryptanalyst in     exploiting known or perceived weaknesses in an algorithm.  Frequent     changes to the secret avoid this vulnerability.     Changing a secret after each use is generally regarded as the most     secure practice, but a significant amount of overhead may be     associated with that approach.     Note, too, in a local environment the threat of disclosure may be     less significant, and as such the changing of secrets may be less     frequent.  However, when public data networks are the communication     paths, more caution is prudent.6.2.  Defining Users   The mechanisms defined in this document employ the notion of "users"   having access rights.  How "users" are defined is subject to the   security policy of the network administration. For example, users   could be individuals (e.g., "joe" or "jane"), or a particular role   (e.g., "operator" or "administrator"), or a combination (e.g., "joe-   operator", "jane-operator" or "joe-admin").  Furthermore, a "user"   may be a logical entity, such as a manager station application or set   of manager station applications, acting on behalf of a individual or   role, or set of individuals, or set of roles, including combinations.Appendix A describes an algorithm for mapping a user "password" to a   16 octet value for use as either a user's authentication key or   privacy key (or both).  Passwords are often generated, remembered,   and input by a human.  Human-generated passwords may be less than the   16 octets required by the authentication and privacy protocols, and   brute force attacks can be quite easy on a relatively short ASCII   character set.  Therefore, the algorithm isAppendix A performs a   transformation on the password.  If theAppendix A algorithm is used,   agent implementations (and agent configuration applications) must   ensure that passwords are at least 8 characters in length.   Because theAppendix A algorithm uses such passwords (nearly)   directly, it is very important that they not be easily guessed.  ItWaters                        Experimental                     [Page 37]

RFC 1910          User-based Security Model for SNMPv2     February 1996   is suggested that they be composed of mixed-case alphanumeric and   punctuation characters that don't form words or phrases that might be   found in a dictionary.  Longer passwords improve the security of the   system.  Users may wish to input multiword phrases to make their   password string longer while ensuring that it is memorable.   Note that there is security risk in configuring the same "user" on   multiple systems where the same password is used on each system,   since the compromise of that user's secrets on one system results in   the compromise of that user on all other systems having the same   password.   The algorithm inAppendix A avoids this problem by including the   agent's agentID value as well as the user's password in the   calculation of a user's secrets; this results in the user's secrets   being different at different agents; however, if the password is   compromised the algorithm inAppendix A is not effective.6.3.  Conformance   To be termed a "Secure SNMPv2 implementation", an SNMPv2   implementation: - must implement the Digest Authentication Protocol. - must, to the maximal extent possible, prohibit access to the   secret(s) of each user about which it maintains information in a LCD,   under all circumstances except as required to generate and/or   validate SNMPv2 messages with respect to that user. - must implement the SNMPv2 USEC MIB.   In addition, an SNMPv2 agent must provide initial configuration in   accordance withAppendix A.1.   Implementation of the Symmetric Encryption Protocol is optional.7.  Editor's Address   Glenn W. Waters   Bell-Northern Research Ltd.   P.O. Box 3511, Station C   Ottawa, Ontario  K1Y 4H7   CA   Phone: +1 613 763 3933   EMail: gwaters@bnr.caWaters                        Experimental                     [Page 38]

RFC 1910          User-based Security Model for SNMPv2     February 19968.  Acknowledgements   This document is the result of significant work by three major   contributors:     Keith McCloghrie (Cisco Systems, kzm@cisco.com)     Marshall T. Rose (Dover Beach Consulting, mrose@dbc.mtview.ca.us)     Glenn W. Waters (Bell-Northern Research Ltd., gwaters@bnr.ca)   The authors wish to acknowledge James M. Galvin of Trusted   Information Systems who contributed significantly to earlier work on   which this memo is based, and the general contributions of members of   the SNMPv2 Working Group, and, in particular, Aleksey Y. Romanov and   Steven L. Waldbusser.   A special thanks is extended for the contributions of:     Uri Blumenthal (IBM)     Shawn Routhier (Epilogue)     Barry Sheehan (IBM)     Bert Wijnen (IBM)9.  References[1]  McCloghrie, K., Editor, "An Administrative Infrastructure for     SNMPv2",RFC 1909, Cisco Systems, January 1996.[2]  Case, J., Fedor, M., Schoffstall, M., and J. Davin, "Simple     Network Management Protocol", STD 15,RFC 1157, SNMP Research,     Performance Systems International, MIT Laboratory for Computer     Science, May 1990.[3]  Rivest, R., "The MD5 Message-Digest Algorithm",RFC 1321, MIT     Laboratory for Computer Science, April 1992.[4]  The SNMPv2 Working Group, Case, J., McCloghrie, K., Rose, M., and     S. Waldbusser, "Coexistence between Version 1 and Version 2 of     the Internet-standard Network Management Framework",RFC 1908,     January 1996.[5]  Data Encryption Standard, National Institute of Standards and     Technology.  Federal Information Processing Standard (FIPS)     Publication 46-1.  Supersedes FIPS Publication 46, (January, 1977;     reaffirmed January, 1988).[6]  Data Encryption Algorithm, American National Standards Institute.     ANSI X3.92-1981, (December, 1980).Waters                        Experimental                     [Page 39]

RFC 1910          User-based Security Model for SNMPv2     February 1996[7]  DES Modes of Operation, National Institute of Standards and     Technology.  Federal Information Processing Standard (FIPS)     Publication 81, (December, 1980).[8]  Data Encryption Algorithm - Modes of Operation, American National     Standards Institute.  ANSI X3.106-1983, (May 1983).[9]  Guidelines for Implementing and Using the NBS Data Encryption     Standard, National Institute of Standards and Technology.  Federal     Information Processing Standard (FIPS) Publication 74, (April,     1981).[10] Validating the Correctness of Hardware Implementations of the NBS     Data Encryption Standard, National Institute of Standards and     Technology.  Special Publication 500-20.[11] Maintenance Testing for the Data Encryption Standard, National     Institute of Standards and Technology.  Special Publication 500-61,     (August, 1980).[12] The SNMPv2 Working Group, Case, J., McCloghrie, K., Rose, M., and     S., Waldbusser, "Protocol Operations for Version 2 of the Simple     Network Management Protocol (SNMPv2)",RFC 1905, January 1996.[13] The SNMPv2 Working Group, Case, J., McCloghrie, K., Rose, M., and     S. Waldbusser, "Transport Mappings for Version 2 of the Simple     Network Management Protocol (SNMPv2)",RFC 1906, January 1996.[14] Krawczyk, H.,"Keyed-MD5 for Message Authentication", Work in     Progress, IBM, June 1995.[15] The SNMPv2 Working Group, Case, J., McCloghrie, K., Rose, M., and     S. Waldbusser, "Management Information Base for Version 2 of the     Simple Network Management Protocol (SNMPv2)",RFC 1907     January 1996.Waters                        Experimental                     [Page 40]

RFC 1910          User-based Security Model for SNMPv2     February 1996APPENDIX A - InstallationA.1.   Agent Installation ParametersDuring installation, an agent is configured with several parameters.These include:(1)  a security posture     The choice of security posture determines the extent of the view     configured for unauthenticated access.  One of three possible     choices is selected:          minimum-secure,          semi-secure, or          very-secure.(2)  one or more transport service addresses     These parameters may be specified explicitly, or they may be     specified implicitly as the same set of network-layer addresses     configured for other uses by the device together with the well-     known transport-layer "port" information for the appropriate     transport domain [13].  The agent listens on each of these     transport service addresses for messages sent on behalf of any user     it knows about.(3)  one or more secrets     These are the authentication/privacy secrets for the first user to     be configured.     One way to accomplish this is to have the installer enter a     "password" for each required secret. The password is then     algorithmically converted into the required secret by:     - forming a string of length 1,048,576 octets by repeating the       value of the password as often as necessary, truncating       accordingly, and using the resulting string as the input to the       MD5 algorithm. The resulting digest, termed "digest1", is used in       the next step.     - a second string of length 44 octets is formed by concatenating       digest1, the agent's agentID value, and digest1. This string is       used as input to the MD5 algorithm. The resulting digest is the       required secret (seeAppendix A.2).Waters                        Experimental                     [Page 41]

RFC 1910          User-based Security Model for SNMPv2     February 1996   With these configured parameters, the agent instantiates the   following user, context, views and access rights.  This configuration   information should be readOnly (persistent).  -  One user:                         privacy not supported   privacy supported                         ---------------------   -----------------       <userName>        "public"                "public"       <authProtocol>    Digest Auth. Protocol   Digest Auth. Protocol       <authPrivateKey>  authentication key      authentication key       <privProtocol>    none                    Symmetric Privacy Protocol       <privPrivateKey>  --                      privacy key  -  One local context with its <contextSelector> as the empty-string.  -  One view for authenticated access:          - the <all> MIB view is the "internet" subtree.  -  A second view for unauthenticated access.  This view is configured     according to the selected security posture.  For the "very-secure"     posture:          - the <restricted> MIB view is the union of the "snmp" [15],          "usecAgent" and "usecStats" subtrees.     For the "semi-secure" posture:          - the <restricted> MIB view is the union of the "snmp" [15],          "usecAgent", "usecStats" and "system" subtrees.     For the "minimum-secure" posture:          - the <restricted> MIB view is the "internet" subtree.  -  Access rights to allow:        - read-only access for unauthenticated messages on behalf of the          user "public" to the <restricted> MIB view of contextSelector          "".        - read-write access for authenticated but not private messages          on behalf of the user "public" to the <all> MIB view of          contextSelector "".        - if privacy is supported, read-write access for authenticated          and private messages on behalf of the user "public" to theWaters                        Experimental                     [Page 42]

RFC 1910          User-based Security Model for SNMPv2     February 1996          <all> MIB view of contextSelector "".A.2.   Password to Key Algorithm   The following code fragment demonstrates the password to key   algorithm which can be used when mapping a password to an   authentication or privacy key. (The calls to MD5 are as documented inRFC 1321.)void password_to_key(password, passwordlen, agentID, key)    u_char *password;       /* IN */    u_int   passwordlen;    /* IN */    u_char *agentID;        /* IN - pointer to 12 octet long agentID */    u_char *key;            /* OUT - caller supplies pointer to 16                               octet buffer */ {    MD5_CTX     MD;    u_char      *cp, password_buf[64];    u_long      password_index = 0;    u_long      count = 0, i;    MD5Init (&MD);   /* initialize MD5 */    /* loop until we've done 1 Megabyte */    while (count < 1048576) {        cp = password_buf;        for(i = 0; i < 64; i++) {            *cp++ = password[ password_index++ % passwordlen ];            /*             * Take the next byte of the password, wrapping to the             * beginning of the password as necessary.             */        }        MDupdate (&MD, password_buf, 64);        count += 64;    }    MD5Final (key, &MD);              /* tell MD5 we're done */    /* localize the key with the agentID and pass through MD5      to produce final key */    memcpy (password_buf, key, 16);    memcpy (password_buf+16, agentID, 12);    memcpy (password_buf+28, key, 16);    MD5Init (&MD);    MDupdate (&MD, password_buf, 44);    MD5Final (key, &MD);    return; }Waters                        Experimental                     [Page 43]

RFC 1910          User-based Security Model for SNMPv2     February 1996A.3.   Password to Key Sample   The following shows a sample output of the password to key algorithm.   With a password of "maplesyrup" the output of the password to key   algorithm before the key is localized with the agent's agentID is:    '9f af 32 83 88 4e 92 83 4e bc 98 47 d8 ed d9 63'H   After the intermediate key (shown above) is localized with the   agentID value of:    '00 00 00 00 00 00 00 00 00 00 00 02'H   the final output of the password to key algorithm is:    '52 6f 5e ed 9f cc e2 6f 89 64 c2 93 07 87 d8 2b'HWaters                        Experimental                     [Page 44]

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