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Obsoleted by:2026 INFORMATIONAL
Updated by:1871
Network Working Group                    Internet Architecture Board andRequest for Comments: 1602           Internet Engineering Steering GroupObsoletes:1310                                               March 1994Category: InformationalThe Internet Standards Process -- Revision 2Status of this Memo   This memo provides information for the Internet community.  This memo   does not specify an Internet standard of any kind.  Distribution of   this memo is unlimited.Notice   This informational memo presents the current procedures for creating   and documenting Internet Standards.  This document is provisional,   pending legal review and concurrence of the Internet Society   Trustees.  It is being published in this form to keep the Internet   Community informed as to the current status of policies and   procedures for Internet Standards work.Abstract   This document is a revision ofRFC 1310, which defined the official   procedures for creating and documenting Internet Standards.   This revision (revision 2) includes the following major changes:   (a)  The new management structure arising from the POISED Working        Group is reflected.  These changes were agreed to by the IETF        plenary and by the IAB and IESG in November 1992 and accepted by        the ISOC Board of Trustees at their December 1992 meeting.   (b)  Prototype status is added to the non-standards track maturity        levels (Section 2.4.1).   (c)  The Intellectual Property Rights section is completely revised,        in accordance with legal advice.Section 5 of this document        replaces Sections5 and6 ofRFC-1310.  The newsection 5 has        been reviewed by legal counsel to the Internet Society.IAB - IESG                                                      [Page 1]

RFC 1602               Internet Standards Process             March 1994   (d)  An appeals procedure is added (Section 3.6).   (e)  The wording of sections1 and1.2 has been changed to clarify        the relationships that exist between the Internet Society and        the IAB, the IESG, the IETF, and the Internet Standards process.   (f)  AnAppendix B has been added, listing the contact points for the        RFC editor, the IANA, the IESG, the IAB and the ISOC. The        "future issues" are now listed inAppendix C.IAB - IESG                                                      [Page 2]

RFC 1602               Internet Standards Process             March 1994TABLE OF CONTENTS1.  INTRODUCTION .................................................31.1  Internet Standards. ......................................41.2  Organizations ............................................61.3  Standards-Related Publications ...........................81.4  Internet Assigned Number Authority (IANA) ................102.  NOMENCLATURE .................................................112.1  The Internet Standards Track .............................112.2  Types of Specifications ..................................122.3  Standards Track Maturity Levels ..........................132.4  Non-Standards Track Maturity Levels ......................152.5  Requirement Levels .......................................173.  THE INTERNET STANDARDS PROCESS ...............................193.1  Review and Approval ......................................193.2  Entering the Standards Track .............................203.3  Advancing in the Standards Track .........................213.4  Revising a Standard ......................................223.5  Retiring a Standard ......................................223.6  Conflict Resolution and Appeals ..........................234.  EXTERNAL STANDARDS AND SPECIFICATIONS ........................245.  INTELLECTUAL PROPERTY RIGHTS .................................265.1.  General Policy ..........................................265.2.  Definitions .............................................265.3  Trade Secret Rights ......................................275.4.  Rights and Permissions ..................................275.5.  Notices .................................................305.6.  Assurances ..............................................316.  REFERENCES ...................................................34   APPENDIX A: GLOSSARY OF ACRONYMS .................................35   APPENDIX B: CONTACT POINTS .......................................35   APPENDIX C: FUTURE ISSUES ........................................36   Security Considerations ..........................................37   Authors' Addresses ...............................................371.  INTRODUCTION   This memo documents the process currently used by the Internet   community for the standardization of protocols and procedures.  The   Internet Standards process is an activity of the Internet Society   that is organized and managed on behalf of the Internet community by   the Internet Architecture Board (IAB) and the Internet Engineering   Steering Group.IAB - IESG                                                      [Page 3]

RFC 1602               Internet Standards Process             March 1994   1.1  Internet Standards      The Internet, a loosely-organized international collaboration of      autonomous, interconnected networks, supports host-to-host      communication through voluntary adherence to open protocols and      procedures defined by Internet Standards.  There are also many      isolated internets, i.e., sets of interconnected networks, which      are not connected to the Internet but use the Internet Standards.      Internet Standards were once limited to those protocols composing      what has been commonly known as the "TCP/IP protocol suite".      However, the Internet has been evolving towards the support of      multiple protocol suites, especially the Open Systems      Interconnection (OSI) suite.  The Internet Standards process      described in this document is concerned with all protocols,      procedures, and conventions that are used in or by the Internet,      whether or not they are part of the TCP/IP protocol suite.  In the      case of protocols developed and/or standardized by non-Internet      organizations, however, the Internet Standards process may apply      only to the application of the protocol or procedure in the      Internet context, not to the specification of the protocol itself.      In general, an Internet Standard is a specification that is stable      and well-understood, is technically competent, has multiple,      independent, and interoperable implementations with substantial      operational experience, enjoys significant public support, and is      recognizably useful in some or all parts of the Internet.      The procedures described in this document are designed to be fair,      open and objective; to reflect existing (proven) practice; and to      be flexible.IAB - IESG                                                      [Page 4]

RFC 1602               Internet Standards Process             March 1994      o    These procedures are intended to provide a fair, open, and           objective basis for developing, evaluating, and adopting           Internet Standards.  They provide ample opportunity for           participation and comment by all interested parties.  At each           stage of the standardization process, a specification is           repeatedly discussed and its merits debated in open meetings           and/or public electronic mailing lists, and it is made           available for review via world-wide on-line directories.      o    These procedures are explicitly aimed at recognizing and           adopting generally-accepted practices.  Thus, a candidate           specification is implemented and tested for correct operation           and interoperability by multiple independent parties and           utilized in increasingly demanding environments, before it           can be adopted as an Internet Standard.      o    These procedures provide a great deal of flexibility to adapt           to the wide variety of circumstances that occur in the           standardization process.  Experience has shown this           flexibility to be vital in achieving the goals listed above.      The goal of technical competence, the requirement for prior      implementation and testing, and the need to allow all interested      parties to comment, all require significant time and effort.  On      the other hand, today's rapid development of networking technology      places an urgency on timely development of standards.  The      Internet standardization rules described here are intended to      balance these conflicting goals.  The process is believed to be as      short and simple as possible without undue sacrifice of technical      competence, prior testing, or openness and fairness.      In summary, the goals for the Internet standards process are:      *    technical excellence;      *    prior implementation and testing;      *    clear, short, and easily understandable documentation;      *    openness and fairness; and      *    timeliness.      In outline, the process of creating an Internet Standard is      straightforward: a specification undergoes a period of development      and several iterations of review by the Internet community andIAB - IESG                                                      [Page 5]

RFC 1602               Internet Standards Process             March 1994      revision based upon experience, is adopted as a Standard by the      appropriate body (see below), and is published.  In practice, the      process is more complicated, due to (1) the difficulty of creating      specifications of high technical quality; (2) the need to consider      the interests of all of the affected parties; (3) the importance      of establishing widespread community consensus; and (4) the      difficulty of evaluating the utility of a particular specification      for the Internet community.      From its inception, the Internet has been, and is expected to      remain, an evolving system whose participants regularly factor new      requirements and technology into its design and implementation.      Users of the Internet and providers of the equipment, software,      and services that support it should anticipate and embrace this      evolution as a major tenet of Internet philosophy.      The procedures described in this document are the result of three      years of evolution, driven both by the needs of the growing and      increasingly diverse Internet community, and by experience.      Comments and suggestions are invited for improving these      procedures.      The remainder of this section describes the organizations and      publications involved in Internet standardization.Section 2      presents the nomenclature for different kinds and levels of      Internet standard technical specifications and their      applicability.Section 3 describes the process and rules for      Internet standardization.Section 4 defines how relevant      externally-sponsored specifications and practices, developed and      controlled by other standards bodies or by vendors, are handled in      the Internet standardization process.Section 5 presents the      rules that are required to protect intellectual property rights      and to assure unrestricted ability for all interested parties to      practice Internet Standards.   1.2  Organizations      The following organizations are involved in the Internet standards      process.      *    IETF           The Internet Engineering Task Force (IETF) is a loosely self-           organized group of people who make technical and other           contributions to the engineering and evolution of the           Internet and its technologies.  It is the principal bodyIAB - IESG                                                      [Page 6]

RFC 1602               Internet Standards Process             March 1994           engaged in the development of new Internet Standard           specifications, although it is not itself a part of the           Internet Society.  The IETF is composed of individual Working           Groups, which are grouped into Areas, each of which is           coordinated by one or more Area Directors.  Nominations to           the Internet Architecture Board and the Internet Engineering           Steering Group are made by a nominating committee selected at           random from the ranks of regular IETF meeting attendees who           have volunteered to serve as nominating committee members.      *    ISOC           Internet standardization is an organized activity of the           Internet Society (ISOC).  The ISOC is a professional society           that is concerned with the growth and evolution of the           worldwide Internet, with the way in which the Internet is and           can be used, and with the social, political, and technical           issues that arise as a result.  The ISOC Board of Trustees is           responsible for approving appointments to the Internet           Architecture Board from among the nominees submitted by the           IETF nominating committee.      *    IESG           The Internet Engineering Steering Group (IESG) is responsible           for technical management of IETF activities and the Internet           Standards process.  As part of the Internet Society, it           administers the Internet Standards process according to the           rules and procedures given in this document, which have been           accepted and ratified by the Internet Society Trustees.  The           IESG is directly responsible for the actions associated with           entry into and movement along the "standards track", as           described insection 3 of this document, including final           approval of specifications as Internet Standards.  The IESG           is composed of the IETF Area Directors and the chairperson of           the IETF, who also serves as the chairperson of the IESG.      *    IAB           The Internet Architecture Board (IAB) is a technical advisory           group of the Internet Society.  It is chartered by the           Internet Society Trustees to provide oversight of the           architecture of the Internet and its protocols, and to serve           in the context of the Internet Standards process as a body to           which the decisions of the IESG may be appealed (as described           insection 3.6 of this document).  The IAB is responsible forIAB - IESG                                                      [Page 7]

RFC 1602               Internet Standards Process             March 1994           approving appointments to the IESG from among the nominees           submitted by the IETF nominating committee.      Any member of the Internet community with the time and interest is      urged to participate actively in one or more IETF Working Groups      and to attend IETF meetings.  In many cases, active Working Group      participation is possible through email alone; furthermore,      Internet video conferencing is being used experimentally to allow      remote participation.  Participation is by individual technical      contributors rather than formal representatives of organizations.      The process works because the IETF Working Groups display a spirit      of cooperation as well as a high degree of technical maturity;      IETF participants recognize that the greatest benefit for all      members of the Internet community results from cooperative      development of technically superior protocols and services.      Members of the IESG and IAB are nominated for two-year terms by a      committee that is drawn from the roll of recent participation in      the IETF and chartered by the ISOC Board of Trustees.  The      appointment of IESG and of IAB members are made from these      nominations by the IAB and by the ISOC Board of Trustees,      respectively.      The Internet Research Task Force (IRTF) is not directly part of      the standards process.  It investigates topics considered to be      too uncertain, too advanced, or insufficiently well-understood to      be the subject of Internet standardization.  When an IRTF activity      generates a specification that is sufficiently stable to be      considered for Internet standardization, the specification is      processed through the IETF using the rules in this document.   1.3  Standards-Related Publications      1.3.1  Requests for Comments (RFCs)         Each distinct version of a specification is published as part         of the "Request for Comments" (RFC) document series.  This         archival series is the official publication channel for         Internet standards documents and other publications of the         IESG, IAB, and Internet community.  RFCs are available for         anonymous FTP from a number of Internet hosts.         The RFC series of documents on networking began in 1969 as part         of the original ARPA wide-area networking (ARPANET) project         (seeAppendix A for glossary of acronyms).  RFCs cover a wide         range of topics, from early discussion of new research conceptsIAB - IESG                                                      [Page 8]

RFC 1602               Internet Standards Process             March 1994         to status memos about the Internet.  RFC publication is the         direct responsibility of the RFC Editor, under the general         direction of the IAB.         The rules for formatting and submitting an RFC are defined in         reference [5].  Every RFC is available in ASCII text, but some         RFCs are also available in PostScript.  The PostScript version         of an RFC may contain material (such as diagrams and figures)         that is not present in the ASCII version, and it may be         formatted differently.         *********************************************************         *  A stricter requirement applies to standards-track    *         *  specifications: the ASCII text version is the        *         *  definitive reference, and therefore it must be a     *         *  complete and accurate specification of the standard, *         *  including all necessary diagrams and illustrations.  *         *                                                       *         *********************************************************         The status of Internet protocol and service specifications is         summarized periodically in an RFC entitled "Internet Official         Protocol Standards" [1].  This RFC shows the level of maturity         and other helpful information for each Internet protocol or         service specification.  SeeSection 3.1.3 below.         Some RFCs document Internet standards.  These RFCs form the         'STD' subseries of the RFC series [4].  When a specification         has been adopted as an Internet Standard, it is given the         additional label "STDxxxx", but it keeps its RFC number and its         place in the RFC series.         Not all specifications of protocols or services for the         Internet should or will become Internet Standards.  Such non-         standards track specifications are not subject to the rules for         Internet standardization.  Generally, they will be published         directly as RFCs at the discretion of the RFC editor and the         IESG.  These RFCs will be marked "Prototype", "Experimental" or         "Informational" as appropriate (seesection 2.3).         ********************************************************         *   It is important to remember that not all RFCs      *         *   are standards track documents, and that not all    *         *   standards track documents reach the level of       *         *   Internet Standard.                                 *         ********************************************************IAB - IESG                                                      [Page 9]

RFC 1602               Internet Standards Process             March 1994      1.3.2  Internet Drafts         During the development of a specification, draft versions of         the document are made available for informal review and comment         by placing them in the IETF's "Internet Drafts" directory,         which is replicated on a number of Internet hosts.  This makes         an evolving working document readily available to a wide         audience, facilitating the process of review and revision.         An Internet Draft that is published as an RFC, or that has         remained unchanged in the Internet Drafts directory for more         than six months without being recommended by the IESG for         publication as an RFC, is simply removed from the Internet         Draft directory.  At any time, an Internet Draft may be         replaced by a more recent version of the same specification,         restarting the six-month timeout period.         An Internet Draft is NOT a means of "publishing" a         specification; specifications are published through the RFC         mechanism described in the previous section.  Internet Drafts         have no formal status, are not part of the permanent archival         record of Internet activity, and are subject to change or         removal at any time.         ********************************************************         *   Under no circumstances should an Internet Draft    *         *   be referenced by any paper, report, or Request-for-*         *   Proposal, nor should a vendor claim compliance     *         *   with an Internet-Draft.                            *         ********************************************************         Note: It is acceptable to reference a standards-track         specification that may reasonably be expected to be published         as an RFC using the phrase "Work in Progress", without         referencing an Internet Draft.   1.4  Internet Assigned Number Authority (IANA)      Many protocol specifications include numbers, keywords, and other      parameters that must be uniquely assigned.  Examples include      version numbers, protocol numbers, port numbers, and MIB numbers.      The IAB has delegated to the Internet Assigned Numbers Authority      (IANA) the task of assigning such protocol parameters for the      Internet.  The IANA publishes tables of all currently assigned      numbers and parameters in RFCs titled "Assigned Numbers" [3].IAB - IESG                                                     [Page 10]

RFC 1602               Internet Standards Process             March 1994      Each category of assigned numbers typically arises from some      protocol that is on the standards track or is an Internet      Standard.  For example, TCP port numbers are assigned because TCP      is a Standard.  A particular value within a category may be      assigned in a variety of circumstances; the specification      requiring the parameter may be in the standards track, it may be      Experimental, or it may be private.  Note that assignment of a      number to a protocol is independent of, and does not imply,      acceptance of that protocol as a standard.      Chaos could result from accidental conflicts of parameter values,      so we urge that every protocol parameter, for either public or      private usage, be explicitly assigned by the IANA.  Private      protocols often become public.  Programmers are often tempted to      choose a "random" value or to guess the next unassigned value of a      parameter; both are hazardous.      The IANA is expected to avoid frivolous assignments and to      distinguish different assignments uniquely.  The IANA accomplishes      both goals by requiring a technical description of each protocol      or service to which a value is to be assigned.  Judgment on the      adequacy of the description resides with the IANA.  In the case of      a standards track or Experimental protocol, the corresponding      technical specifications provide the required documentation for      IANA.  For a proprietary protocol, the IANA will keep confidential      any writeup that is supplied, but at least a short (2 page)      writeup is still required for an assignment.2.  NOMENCLATURE   2.1  The Internet Standards Track      Specifications that are destined to become Internet Standards      evolve through a set of maturity levels known as the "standards      track".  These maturity levels -- "Proposed Standard", "Draft      Standard", and "Standard" -- are defined and discussed below inSection 3.2.      Even after a specification has been adopted as an Internet      Standard, further evolution often occurs based on experience and      the recognition of new requirements.  The nomenclature and      procedures of Internet standardization provide for the replacement      of old Internet Standards with new ones, and the assignment of      descriptive labels to indicate the status of "retired" Internet      Standards.  A set of maturity levels is defined inSection 3.3 to      cover these and other "off-track" specifications.IAB - IESG                                                     [Page 11]

RFC 1602               Internet Standards Process             March 1994   2.2  Types of Specifications      Specifications subject to the Internet standardization process      fall into two categories:  Technical Specifications (TS) and      Applicability Statements (AS).      2.2.1  Technical Specification (TS)         A Technical Specification is any description of a protocol,         service, procedure, convention, or format.  It may completely         describe all of the relevant aspects of its subject, or it may         leave one or more parameters or options unspecified.  A TS may         be completely self-contained, or it may incorporate material         from other specifications by reference to other documents         (which may or may not be Internet Standards).         A TS shall include a statement of its scope and the general         intent for its use (domain of applicability).  Thus, a TS that         is inherently specific to a particular context shall contain a         statement to that effect.  However, a TS does not specify         requirements for its use within the Internet; these         requirements, which depend on the particular context in which         the TS is incorporated by different system configurations, is         defined by an Applicability Statement.      2.2.2  Applicability Statement (AS)         An Applicability Statement specifies how, and under what         circumstances, one or more TSs are to be applied to support a         particular Internet capability.  An AS may specify uses for TSs         that are not Internet Standards, as discussed inSection 4.         An AS identifies the relevant TSs and the specific way in which         they are to be combined, and may also specify particular values         or ranges of TS parameters or subfunctions of a TS protocol         that must be implemented.  An AS also specifies the         circumstances in which the use of a particular TS is required,         recommended, or elective.         An AS may describe particular methods of using a TS in a         restricted "domain of applicability", such as Internet routers,         terminal servers, Internet systems that interface to Ethernets,         or datagram-based database servers.         The broadest type of AS is a comprehensive conformance         specification, commonly called a "requirements document", for aIAB - IESG                                                     [Page 12]

RFC 1602               Internet Standards Process             March 1994         particular class of Internet systems, such as Internet routers         or Internet hosts.         An AS may not have a higher maturity level in the standards         track than any standards-track TS to which the AS applies.  For         example, a TS at Draft Standard level may be referenced by an         AS at the Proposed Standard or Draft Standard level, but not by         an AS at the Standard level.         An AS may refer to a TS that is either a standards-track speci-         fication or is "Informational", but not to a TS with a maturity         level of "Prototype", "Experimental", or "Historic" (seesection 2.4).      Although TSs and ASs are conceptually separate, in practice a      standards-track document may combine an AS and one or more related      TSs.  For example, Technical Specifications that are developed      specifically and exclusively for some particular domain of      applicability, e.g., for mail server hosts, often contain within a      single specification all of the relevant AS and TS information.      In such cases, no useful purpose would be served by deliberately      distributing the information among several documents just to      preserve the formal AS/TS distinction.  However, a TS that is      likely to apply to more than one domain of applicability should be      developed in a modular fashion, to facilitate its incorporation by      multiple ASs.   2.3  Standards Track Maturity Levels      ASs and TSs go through stages of development, testing, and      acceptance.  Within the Internet standards process, these stages      are formally labeled "maturity levels".      This section describes the maturity levels and the expected      characteristics of specifications at each level.      2.3.1  Proposed Standard         The entry-level maturity for the standards track is "Proposed         Standard".  A Proposed Standard specification is generally         stable, has resolved known design choices, is believed to be         well-understood, has received significant community review, and         appears to enjoy enough community interest to be considered         valuable.  However, further experience might result in a change         or even retraction of the specification before it advances.IAB - IESG                                                     [Page 13]

RFC 1602               Internet Standards Process             March 1994         Usually, neither implementation nor operational experience is         required for the designation of a specification as a Proposed         Standard.  However, such experience is highly desirable, and         will usually represent a strong argument in favor of a Proposed         Standard designation.         The IESG may require implementation and/or operational         experience prior to granting Proposed Standard status to a         specification that materially affects the core Internet         protocols or that specifies behavior that may have significant         operational impact on the Internet.  Typically, such a         specification will be published initially with Experimental or         Prototype status (see below), and moved to the standards track         only after sufficient implementation or operational experience         has been obtained.         A Proposed Standard should have no known technical omissions         with respect to the requirements placed upon it.  However, the         IESG may recommend that this requirement be explicitly reduced         in order to allow a protocol to advance into the Proposed         Standard state, when a specification is considered to be useful         and necessary (and timely), even absent the missing features.         Implementors should treat Proposed Standards as immature         specifications.  It is desirable to implement them in order to         gain experience and to validate, test, and clarify the         specification.  However, since the content of Proposed         Standards may be changed if problems are found or better         solutions are identified, deploying implementations of such         standards into a disruption-sensitive customer base is not         normally advisable.      2.3.2  Draft Standard         A specification from which at least two independent and         interoperable implementations have been developed, and for         which sufficient successful operational experience has been         obtained, may be elevated to the "Draft Standard" level.  This         is a major advance in status, indicating a strong belief that         the specification is mature and will be useful.         A Draft Standard must be well-understood and known to be quite         stable, both in its semantics and as a basis for developing an         implementation.  A Draft Standard may still require additional         or more widespread field experience, since it is possible for         implementations based on Draft Standard specifications toIAB - IESG                                                     [Page 14]

RFC 1602               Internet Standards Process             March 1994         demonstrate unforeseen behavior when subjected to large-scale         use in production environments.      2.3.3  Internet Standard         A specification for which significant implementation and         successful operational experience has been obtained may be         elevated to the Internet Standard level.  An Internet Standard         (which may simply be referred to as a Standard) is         characterized by a high degree of technical maturity and by a         generally held belief that the specified protocol or service         provides significant benefit to the Internet community.         A Draft Standard is normally considered to be a final         specification, and changes are likely to be made only to solve         specific problems encountered.  In most circumstances, it is         reasonable for vendors to deploy implementations of draft         standards into the customer base.   2.4  Non-Standards Track Maturity Levels      Not every TS or AS is on the standards track.  A TS may not be      intended to be an Internet Standard, or it may be intended for      eventual standardization but not yet ready to enter the standards      track.  A TS or AS may have been superseded by more recent      Internet Standards, or have otherwise fallen into disuse or      disfavor.      Specifications not on the standards track are labeled with one of      four off-track maturity levels: "Prototype, "Experimental",      "Informational", and "Historic".  There are no time limits      associated with these non-standard track labels, and the documents      bearing these labels are not Internet standards in any sense.  As      the Internet grows, there is a growing amount of credible      technical work being submitted directly to the RFC Editor without      having been gone through the IETF.  It is possible that such      outside submissions may overlap or even conflict with ongoing IETF      activities.  In order for the best technical result to emerge for      the community, we believe that the such outside submissions should      be given the opportunity to work within IETF to gain the broadest      possible consensus.      It is also possible that supporters of a view different from the      IETF may wish to publish their divergent view.  For this reason,      it is important that, ultimately, authors should have the      opportunity to publish Informational and Experimental RFCs shouldIAB - IESG                                                     [Page 15]

RFC 1602               Internet Standards Process             March 1994      they wish to.  However, it is also possible that this could open a      loophole in which developers could try to bypass the IETF      consensus process completely by publishing an Informational RFC      (and relying on the prestige of the RFC series to gain community      support for their document).      For all these reasons, the IESG and the RFC Editor have agreed to      the following policy for publishing Info and Exp RFCs:      1.   The RFC Editor will bring to the attention of the IESG all           Informational and Experimental submissions that the RFC           Editor feels may be related to, or of interest to, the IETF           community.      2.   The IESG will review all such referrals within a fixed length           of time and make a recommendation on whether to publish, or           to suggest that the author bring their work within the IETF.      3.   If the IESG recommends that the work be brought within the           IETF, but the author declines the invitation, the IESG may           add disclaimer text into the standard boilerplate material           added by the RFC Editor (e.g., "Status of this memo").           2.4.1  Prototype              For new protocols which affect core services of the              Internet or for which the interactions with existing              protocols are too complex to fully assimilate from the              written specification, the IESG may request that              operational experience be obtained prior to advancement to              Proposed Standard status.  In these cases, the IESG will              designate an otherwise complete specification as              "Prototype". This status permits it to be published as an              RFC before it is entered onto the standards track.  In              this respect, "Prototype" is similar to "Experimental",              except that it indicates the protocol is specifically              being developed to become a standard, while "Experimental"              generally indicates a more exploratory phase of              development.           2.4.2  Experimental              The "Experimental" designation on a TS typically denotes a              specification that is part of some research or development              effort.  Such a specification is published for the general              information of the Internet technical community and as anIAB - IESG                                                     [Page 16]

RFC 1602               Internet Standards Process             March 1994              archival record of the work.  An Experimental              specification may be the output of an organized Internet              research effort (e.g., a Research Group of the IRTF), or              it may be an individual contribution.              Documents intended for Experimental status should be              submitted directly to the RFC Editor for publication.  The              procedure is intended to expedite the publication of any              responsible Experimental specification, subject only to              editorial considerations, and to verification that there              has been adequate coordination with the standards process.           2.4.3  Informational              An "Informational" specification is published for the              general information of the Internet community, and does              not represent an Internet community consensus or              recommendation.  The Informational designation is intended              to provide for the timely publication of a very broad              range of responsible informational documents from many              sources, subject only to editorial considerations and to              verification that there has been adequate coordination              with the standards process.              Specifications that have been prepared outside of the              Internet community and are not incorporated into the              Internet standards process by any of the provisions ofSection 4 may be published as Informational RFCs, with the              permission of the owner.           2.4.4  Historic              A TS or AS that has been superseded by a more recent              specification or is for any other reason considered to be              obsolete is assigned to the "Historic" level.  (Purists              have suggested that the word should be "Historical";              however, at this point the use of "Historic" is              historical.)        2.5  Requirement Levels           An AS may apply one of the following "requirement levels" to           each of the TSs to which it refers:IAB - IESG                                                     [Page 17]

RFC 1602               Internet Standards Process             March 1994      (a)  Required:  Implementation of the referenced TS, as specified           by the AS, is required to achieve minimal conformance.  For           example, IP and ICMP must be implemented by all Internet           systems using the TCP/IP Protocol Suite.      (b)  Recommended:  Implementation of the referenced TS is not           required for minimal conformance, but experience and/or           generally accepted technical wisdom suggest its desirability           in the domain of applicability of the AS.  Vendors are           strongly encouraged to include the functions, features, and           protocols of Recommended TSs in their products, and should           omit them only if the omission is justified by some special           circumstance.      (c)  Elective:  Implementation of the referenced TS is optional           within the domain of applicability of the AS; that is, the AS           creates no explicit necessity to apply the TS.  However, a           particular vendor may decide to implement it, or a particular           user may decide that it is a necessity in a specific           environment.      As noted inSection 2.4, there are TSs that are not in the      standards track or that have been retired from the standards      track, and are therefore not required, recommended, or elective.      Two additional "requirement level" designations are available for      such TSs:      (d)  Limited Use:  The TS is considered appropriate for use only           in limited or unique circumstances.  For example, the usage           of a protocol with the "Experimental" designation should           generally be limited to those actively involved with the           experiment.      (e)  Not Recommended:  A TS that is considered to be inappropriate           for general use is labeled "Not Recommended".  This may be           because of its limited functionality, specialized nature, or           historic status.      The "Official Protocol Standards" RFC lists a general requirement      level for each TS, using the nomenclature defined in this section.      In many cases, more detailed descriptions of the requirement      levels of particular protocols and of individual features of the      protocols will be found in appropriate ASs.IAB - IESG                                                     [Page 18]

RFC 1602               Internet Standards Process             March 19943.  THE INTERNET STANDARDS PROCESS   3.1  Review and Approval      A "standards action" -- entering a particular specification into,      advancing it within, or removing it from, the standards track --      must be approved by the IESG.      3.1.1  Initiation of Action         Typically, a standards action is initiated by a recommendation         to the appropriate IETF Area Director by the individual or         group that is responsible for the specification, usually an         IETF Working Group.         After completion to the satisfaction of its author and the         cognizant Working Group, a document that is expected to enter         or advance in the Internet standardization process shall be         made available as an Internet Draft.  It shall remain as an         Internet Draft for a period of time that permits useful         community review, at least two weeks, before submission to the         IESG with a recommendation for action.      3.1.2  IESG Review and Approval         The IESG shall determine whether a specification satisfies the         applicable criteria for the recommended action (see Sections         3.2 and 3.3 of this document).         The IESG shall determine if an independent technical review of         the specification is required, and shall commission one when         necessary.  This may require creating a new Working Group, or         an existing group may agree to take responsibility for         reviewing the specification.  When a specification is         sufficiently important in terms of its potential impact on the         Internet or on the suite of Internet protocols, the IESG shall         form an independent technical review and analysis committee to         prepare an evaluation of the specification.  Such a committee         is commissioned to provide an objective basis for agreement         within the Internet community that the specification is ready         for advancement.         The IESG shall communicate its findings to the IETF to permit a         final review by the general Internet community.  This "last-         call" notification shall be via electronic mail to the IETF         mailing list.  In addition, for important specifications thereIAB - IESG                                                     [Page 19]

RFC 1602               Internet Standards Process             March 1994         shall be a presentation or statement by the appropriate Working         Group or Area Director during an IETF plenary meeting.  Any         significant issues that have not been resolved satisfactorily         during the development of the specification may be raised at         this time for final resolution by the IESG.         In a timely fashion, but no sooner than two weeks after issuing         the last-call notification to the IETF mailing list, the IESG         shall make its final determination on whether or not to approve         the standards action, and shall notify the IETF of its decision         via email.      3.1.3  Publication         Following IESG approval and any necessary editorial work, the         RFC Editor shall publish the specification as an RFC.  The         specification shall then be removed from the Internet Drafts         directory.         An official summary of standards actions completed and pending         shall appear in each issue of the Internet Society Newsletter.         This shall constitute the "journal of record" for Internet         standards actions.  In addition, the IESG shall publish a         monthly summary of standards actions completed and pending in         the Internet Monthly Report, which is distributed to all         members of the IETF mailing list.         Finally, the IAB shall publish quarterly an "Internet Official         Protocol Standards" RFC, summarizing the status of all Internet         protocol and service specifications, both within and outside         the standards track.   3.2  Entering the Standards Track      A specification that is potentially an Internet Standard may      originate from:      (a)  an ISOC-sponsored effort (typically an IETF Working Group),      (b)  independent activity by individuals, or      (c)  an external organization.      Case (a) accounts for the great majority of specifications that      enter the standards track.  In cases (b) and (c), the work might      be tightly integrated with the work of an existing IETF WorkingIAB - IESG                                                     [Page 20]

RFC 1602               Internet Standards Process             March 1994      Group, or it might be offered for standardization without prior      IETF involvement.  In most cases, a specification resulting from      an effort that took place outside of an IETF Working Group will be      submitted to an appropriate Working Group for evaluation and      refinement.  If necessary, an appropriate Working Group will be      created.      For externally-developed specifications that are well-integrated      with existing Working Group efforts, a Working Group is assumed to      afford adequate community review of the accuracy and applicability      of the specification.  If a Working Group is unable to resolve all      technical and usage questions, additional independent review may      be necessary.  Such reviews may be done within a Working Group      context, or by an ad hoc review committee established specifically      for that purpose.  Ad hoc review committees may also be convened      in other circumstances when the nature of review required is too      small to require the formality of Working Group creation.  It is      the responsibility of the appropriate IETF Area Director to      determine what, if any, review of an external specification is      needed and how it shall be conducted.   3.3  Advancing in the Standards Track      A specification shall remain at the Proposed Standard level for at      least six (6) months.      A specification shall remain at the Draft Standard level for at      least four (4) months, or until at least one IETF meeting has      occurred, whichever comes later.      These minimum periods are intended to ensure adequate opportunity      for community review without severely impacting timeliness.  These      intervals shall be measured from the date of publication of the      corresponding RFC(s), or, if the action does not result in RFC      publication, the date of IESG approval of the action.      A specification may be (indeed, is likely to be) revised as it      advances through the standards track.  At each stage, the IESG      shall determine the scope and significance of the revision to the      specification, and, if necessary and appropriate, modify the      recommended action.  Minor revisions are expected, but a      significant revision may require that the specification accumulate      more experience at its current maturity level before progressing.      Finally, if the specification has been changed very significantly,      the IESG may recommend that the revision be treated as a new      document, re-entering the standards track at the beginning.IAB - IESG                                                     [Page 21]

RFC 1602               Internet Standards Process             March 1994      Change of status shall result in republication of the      specification as an RFC, except in the rare case that there have      been no changes at all in the specification since the last      publication.  Generally, desired changes will be "batched" for      incorporation at the next level in the standards track.  However,      deferral of changes to the next standards action on the      specification will not always be possible or desirable; for      example, an important typographical error, or a technical error      that does not represent a change in overall function of the      specification, may need to be corrected immediately.  In such      cases, the IESG or RFC Editor may be asked to republish the RFC      with corrections, and this will not reset the minimum time-at-      level clock.      When a standards-track specification has not reached the Internet      Standard level but has remained at the same status level for      twenty-four (24) months, and every twelve (12) months thereafter      until the status is changed, the IESG shall review the viability      of the standardization effort responsible for that specification.      Following each such review, the IESG shall approve termination or      continuation of the development. This decision shall be      communicated to the IETF via electronic mail to the IETF mailing      list, to allow the Internet community an opportunity to comment.      This provision is not intended to threaten a legitimate and active      Working Group effort, but rather to provide an administrative      mechanism for terminating a moribund effort.   3.4  Revising a Standard      A new version of an established Internet Standard must progress      through the full Internet standardization process as if it were a      completely new specification.  Once the new version has reached      the Standard level, it will usually replace the previous version,      which will move to Historic status.  However, in some cases both      versions may remain as Internet Standards to honor the      requirements of an installed base.  In this situation, the      relationship between the previous and the new versions must be      explicitly stated in the text of the new version or in another      appropriate document (e.g., an Applicability Statement; seeSection 2.2.2).   3.5  Retiring a Standard      As the technology changes and matures, it is possible for a new      Standard specification to be so clearly superior technically that      one or more existing Internet Standards for the same functionIAB - IESG                                                     [Page 22]

RFC 1602               Internet Standards Process             March 1994      should be retired.  In this case, the IESG shall approve a change      of status of the superseded specification(s) from Standard to      Historic.  This recommendation shall be issued with the same      Last-Call and notification procedures used for any other standards      action.   3.6  Conflict Resolution and Appeals      IETF Working Groups are generally able to reach consensus, which      sometimes requires difficult compromises between differing      technical solutions.  However, there are times when even      reasonable and knowledgeable people are unable to agree.  To      achieve the goals of openness and fairness, such conflicts must be      resolved with a process of open review and discussion.      Participants in a Working Group may disagree with Working Group      decisions, based either upon the belief that their own views are      not being adequately considered or the belief that the Working      Group made a technical choice which essentially will not work.      The first issue is a difficulty with Working Group process, and      the latter is an assertion of technical error.  These two kinds of      disagreements may have different kinds of final outcome, but the      resolution process is the same for both cases.      Working Group participants always should first attempt to discuss      their concerns with the Working Group chair.  If this proves      unsatisfactory, they should raise their concerns with an IESG Area      Director or other IESG member.  In most cases, issues raised to      the level of the IESG will receive consideration by the entire      IESG, with the relevant Area Director or the IETF Chair being      tasked with communicating results of the discussion.      For the general community as well as Working Group participants      seeking a larger audience for their concerns, there are two      opportunities for explicit comment.  (1) When appropriate, a      specification that is being suggested for advancement along the      standards track will be presented during an IETF plenary.  At that      time, IETF participants may choose to raise issues with the      plenary or to pursue their issues privately, with any of the      relevant IETF/IESG management personnel.  (2) Specifications that      are to be considered by the IESG are publicly announced to the      IETF mailing list, with a request for comments.      Finally, if a problem persists, the IAB may be asked to adjudicate      the dispute.IAB - IESG                                                     [Page 23]

RFC 1602               Internet Standards Process             March 1994      *    If a concern involves questions of adequate Working Group           discussion, the IAB will attempt to determine the actual           nature and extent of discussion that took place within the           Working Group, based upon the Working Group's written record           and upon comments of other Working Group participants.      *    If a concern involves questions of technical adequacy, the           IAB may convene an appropriate review panel, which may then           recommend that the IESG and Working Group re-consider an           alternate technical choice.      *    If a concern involves a reasonable difference in technical           approach, but does not substantiate a claim that the Working           Group decision will fail to perform adequately, the Working           Group participant may wish to pursue formation of a separate           Working Group.  The IESG and IAB encourage alternative points           of view and the development of technical options, allowing           the general Internet community to show preference by making           its own choices, rather than by having legislated decisions.4.  EXTERNAL STANDARDS AND SPECIFICATIONS   Many standards groups other than the IETF create and publish   standards documents for network protocols and services.  When these   external specifications play an important role in the Internet, it is   desirable to reach common agreements on their usage -- i.e., to   establish Internet Standards relating to these external   specifications.   There are two categories of external specifications:   (1)  Open Standards        Accredited national and international standards bodies, such as        ANSI, ISO, IEEE, and ITU-TS, develop a variety of protocol and        service specifications that are similar to Technical        Specifications defined here.  National and international groups        also publish "implementors' agreements" that are analogous to        Applicability Statements, capturing a body of implementation-        specific detail concerned with the practical application of        their standards.IAB - IESG                                                     [Page 24]

RFC 1602               Internet Standards Process             March 1994   (2)  Vendor Specifications        A vendor-proprietary specification that has come to be widely        used in the Internet may be treated by the Internet community as        if it were a "standard".  Such a specification is not generally        developed in an open fashion, is typically proprietary, and is        controlled by the vendor or vendors that produced it.   To avoid conflict between competing versions of a specification, the   Internet community will not standardize a TS or AS that is simply an   "Internet version" of an existing external specification unless an   explicit cooperative arrangement to do so has been made.  However,   there are several ways in which an external specification that is   important for the operation and/or evolution of the Internet may be   adopted for Internet use.   (a)  Incorporation of an Open Standard        An Internet Standard TS or AS may incorporate an open external        standard by reference.  The reference must be to a specific        version of the external standard, e.g., by publication date or        by edition number, according to the prevailing convention of the        organization that is responsible for the specification.        For example, many Internet Standards incorporate by reference        the ANSI standard character set "ASCII" [2].  Whenever possible,        the referenced specification shall be made available online.   (b)  Incorporation of a Vendor Specification        Vendor-proprietary specifications may be incorporated by        reference to a specific version of the vendor standard.  If the        vendor-proprietary specification is not widely and readily        available, the IESG may request that it be published as an        Informational RFC.        For a vendor-proprietary specification to be incorporated within        the Internet standards process, the proprietor must meet the        requirements ofsection 5 below, and in general the        specification shall be made available online.        The IESG shall not favor a particular vendor's proprietary        specification over the technically equivalent and competing        specifications of other vendors by making it "required" or        "recommended".IAB - IESG                                                     [Page 25]

RFC 1602               Internet Standards Process             March 1994   (c)  Assumption        An IETF Working Group may start from an external specification        and develop it into an Internet TS or AS.  This is acceptable if        (1) the specification is provided to the Working Group in        compliance with the requirements ofsection 5 below, and (2)        change control has been conveyed to IETF by the original        developer of the specification.  Continued participation in the        IETF work by the original owner is likely to be valuable, and is        encouraged.   The following sample text illustrates how a vendor might convey   change control to the Internet Society:        "XXXX Organization asserts that it has the right to transfer to        the Internet Society responsibility for further evolution of the        YYYY protocol documented in References (1-n) below.  XXXX        Organization hereby transfers to the Internet Society        responsibility for all future modification and development of        the YYYY protocol, without reservation or condition."5.  INTELLECTUAL PROPERTY RIGHTS   5.1.  General Policy      In all matters of intellectual property rights and procedures, the      intention is to benefit the Internet community and the public at      large, while respecting the legitimate rights of others.   5.2.  Definitions      As used in this section, the following terms have the indicated      meanings:      o    "Trade secrets" are confidential, proprietary information.      o    "Contribution" means any disclosure of information or ideas,           whether in oral, written, or other form of expression, by an           individual or entity ("Contributor").      o    "Standards track documents" are specifications and other           documents that have been elevated to the Internet standards           track in accordance with the Internet Standards Process.IAB - IESG                                                     [Page 26]

RFC 1602               Internet Standards Process             March 1994      o    "Copyrights" are purportedly valid claims to copyright in all           or part of a contribution to standards work, whether or not           the contribution becomes a standards track document,           including but not limited to any works by third parties that           the contribution is based on or incorporates.      o    "ISOC" refers to the Internet Society and its trustees,           officers, employees, contractors, and agents, as well as the           IAB, IETF, IESG, IRTF, IRSG, and other task forces,           committees, and groups coordinated by the Internet Society.      o    "Standards work" is work involved in the creation, testing,           development, revision, adoption, or maintenance of an           Internet standard that is carried out under the auspices of           ISOC.      o    "Internet community" refers to the entire set of persons,           whether individuals or entities, including but not limited to           technology developers, service vendors, and researchers, who           use the Internet, either directly or indirectly, and users of           any other networks which implement and use Internet           Standards.   5.3  Trade Secret Rights      Except as otherwise provided under this section, ISOC will not      accept, in connection with standards work, any idea, technology,      information, document, specification, work, or other contribution,      whether written or oral, that is a trade secret or otherwise      subject to any commitment, understanding, or agreement to keep it      confidential or otherwise restrict its use or dissemination;  and,      specifically, ISOC does not assume any confidentiality obligation      with respect to any such contribution.   5.4.  Rights and Permissions      In the course of standards work, ISOC receives contributions in      various forms and from many persons.  To facilitate the wide      dissemination of these contributions, it is necessary to establish      specific understandings concerning any copyrights, patents, patent      applications, or other rights in the contribution.  The procedures      set forth in this section apply to contributions submitted after 1      April 1994.  For Internet standards documents published before      this date (the RFC series has been published continuously since      April 1969), information on rights and permissions must be sought      directly from persons claiming rights therein.IAB - IESG                                                     [Page 27]

RFC 1602               Internet Standards Process             March 1994      5.4.1.  All Contributions         By submission of a contribution to ISOC, and in consideration         of possible dissemination of the contribution to the Internet         community, a contributor is deemed to agree to the following         terms and conditions:         l.   Contributor agrees to grant, and does grant to ISOC, a              perpetual, non-exclusive, royalty-free, world-wide right              and license under any copyrights in the contribution to              reproduce, distribute, perform or display publicly and              prepare derivative works that are based on or incorporate              all or part of the contribution, and to reproduce,              distribute and perform or display publicly any such              derivative works, in any form and in all languages, and to              authorize others to do so.         2.   Contributor acknowledges that ISOC has no duty to publish              or otherwise use or disseminate every contribution.         3.   Contributor grants ISOC permission to reference the              name(s) and address(s) of the contributor as well as other              persons who are named as contributors.         4.   Where the contribution was prepared jointly with others,              or is a work for hire, the contributor represents and              warrants that the other owner(s) of rights have been              informed of the rights and permissions granted to ISOC and              that any required authorizations have been obtained.              Copies of any such required authorizations will be              furnished to ISOC, upon request.         5.   Contributor acknowledges and agrees that ISOC assumes no              obligation to maintain any confidentiality with respect to              any aspect of the contribution, and warrants that the the              contribution does not violate the rights of others.         6.   All material objects in which contributions are submitted              to ISOC become the property of ISOC and need not be              returned to the contributor.         Where appropriate, written confirmation of the above terms and         conditions will be obtained in writing by ISOC, usually by         electronic mail;  however, a decision not to obtain such         confirmation in a given case shall not act to revoke the prior         grant of rights and permissions with respect to theIAB - IESG                                                     [Page 28]

RFC 1602               Internet Standards Process             March 1994         contribution as provided herein.  Except as provided below, the         Executive Director of the IETF Secretariat, or a person         designated by the Executive Director, will be responsible for         obtaining written confirmations.         In the case of IETF Working Groups, the responsibility for         identifying the principal contributor(s) for purposes of         obtaining written confirmation of the above rights and         permissions will be assumed by the Editor or Chair of the         particular Group.  While only those persons named as principal         contributor(s) will generally be requested to provide written         confirmation, it is the responsibility of all contributors to         standards work to inform the IETF Secretariat of any         proprietary claims in any contributions and to furnish the         Secretariat with any required confirmation.         Where any person participating in standards work asserts any         proprietary right in a contribution, it is the responsibility         of such person to so inform the Editor or Chair of the group,         promptly, in writing.  The Editor or Chair will then determine         whether to list the person as a principal contributor, or to         revise the document to omit the particular contribution in         question.      5.4.2. Standards Track Documents         (A)  ISOC will not propose, adopt, or continue to maintain any              standards, including but not limited to standards labelled              Proposed, Draft or Internet Standards, which can only be              practiced using technology or works that are subject to              known copyrights, patents or patent applications, or other              rights, except with the prior written assurance of the              owner of rights that:              l.   ISOC may, without cost, freely implement and use the                   technology or works in its standards work;              2.   upon adoption and during maintenance of an Internet                   Standard, any party will be able to obtain the right                   to implement and use the technology or works under                   specified, reasonable, non-discriminatory terms; and              3.   the party giving the assurance has the right and                   power to grant the licenses and knows of no other                   copyrights, patents, patent applications, or otherIAB - IESG                                                     [Page 29]

RFC 1602               Internet Standards Process             March 1994                   rights that may prevent ISOC and members of the                   Internet community from implementing and operating                   under the standard.         (B)  ISOC disclaims any responsibility for identifying the              existence of or for evaluating any copyrights, patents,              patent applications, or other rights, on behalf of or for              the benefit of any member of the Internet community, and              ISOC takes no position on the validity or scope of any              such rights.  Further, ISOC will take no position on the              ownership of inventions made during standards work, except              for inventions of which an employee or agent of the              Internet Society is a joint inventor.  In the latter case,              the Internet Society will make its rights available under              license to anyone in the Internet community in accordance              with the written assurances set forth below.   5.5.  Notices      (A)  When a written assurance has been obtained as set forth           below, the relevant standards track documents shall include           the following notice:                "__________(name of rights' owner) has provided written                assurance to the Internet Society that any party will be                able to obtain, under reasonable, nondiscriminatory                terms, the right to use the technology covered                by__________(list copyrights, patents, patent                applications, and other rights) to practice the                standard.  A copy of this assurance may be obtained from                the Executive Director of the IETF Secretariat.   The                Internet Society takes no position on the validity or                scope of the copyrights, patents, patent applications,                or other rights, or on the appropriateness of the terms                and conditions of the assurances.  The Internet Society                does not make any representation there are no other                rights which may apply to the practice of this standard,                nor that it has made any effort to identify any such                rights.  For further information on the Internet                Society's procedures with respect to rights in standards                and standards-related documentation, see RFC_____,                dated________."      (B)  ISOC encourages all interested parties to bring to its           attention, at the earliest possible time, the existence of           any copyrights, patents, patent applications, or other rightsIAB - IESG                                                     [Page 30]

RFC 1602               Internet Standards Process             March 1994           pertaining to Internet Standards.  For this purpose, each           standards document will include the following invitation:                "The Internet Society invites any interested party to                bring to its attention any copyrights, patents or patent                applications, or other proprietary rights which purport                to cover technology or works that may be required to                practice this standard.  Please address the information                to the Executive Director of the Internet Engineering                Task Force Secretariat."      (C)  When applicable, the following sentence will be included in           the notice:                "As of __________, no information about any copyrights,                patents or patent applications, or other proprietary                rights has been received."      (D)  The following copyright notice and disclaimer will be           included in all ISOC standards-related documentation:                "Copyright (c) ISOC (year date).  Permission is granted                to reproduce, distribute, transmit and otherwise                communicate to the public any material subject to                copyright by ISOC, provided that credit is given to the                source.  For information concerning required                permissions, please contact the Executive Director of                the Internet Engineering Task Force Secretariat."                ISOC hereby informs the Internet community and other                persons that any standards, whether or not elevated to                the Internet Standard level of maturity, or any                standards-related documentation made available under the                auspices of ISOC are provided on an "AS IS" basis and                ISOC DISCLAIMS ALL WARRANTIES, EXPRESSED OR IMPLIED,                INCLUDING BUT NOT LIMITED TO ANY IMPLIED WARRANTY OF                MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE, OR                THAT ANY STANDARD OR DOCUMENTATION DOES NOT VIOLATE THE                RIGHTS OF OTHERS.   5.6.  Assurances      The agreement on assurances set forth below will normally be      entered into between the owner of rights and ISOC at the time a      standards track document in which proprietary rights are claimed      reaches the "Proposed Standard" stage of maturity:IAB - IESG                                                     [Page 31]

RFC 1602               Internet Standards Process             March 1994           This is an agreement between ______________(hereinafter      called "Rights Holder") and the Internet Society on behalf of      itself and its trustees, officers, employees, contractors and      agents, the Internet Architecture Board, Internet Engineering      Steering Group, Internet Engineering Task Force, and other task      forces, committees and groups coordinated by the Internet Society      (hereinafter called "ISOC"), and for the benefit of all users of      the Internet and users of any other networks which implement and      use Internet Standards (hereinafter together with ISOC called      "Internet community").  This agreement takes effect when signed on      behalf of the Rights Holder and the Internet Society.           The Rights Holder represents that it has or will have rights      in patent applications, patents, copyrights, trade secrets, and      other proprietary rights in various countries (hereinafter called      "Rights") which may block or impede the ability of the Internet      community to implement and operate under the standards set forth      in ISOC standards document ____,____, and ____(the listed      standards and any similar or related standards now existing or      later developed are together hereinafter called "Standards").  The      Rights as they presently exist are listed on attached Schedule A.      The Rights Holder further agrees to review the Rights listed in      Schedule A from time to time, and, in particular, immediately      prior to the elevation of the Standards to the Internet Standard      level of maturity in accordance with the Internet Standards      Process, and to inform the Executive Director of the Internet      Engineering Task Force Secretariat promptly upon learning of any      new Rights in the Standards that should be added to the list in      Schedule A.           The Rights Holder believes and affirms that it will derive      benefits by permitting ISOC and the Internet community to      implement and operate under the Standards without interference of      any of the Rights.  The policy of ISOC is not to propose, adopt,      or continue to maintain the Standards unless written assurances      are given by the Rights Holder with respect to proprietary rights.      Accordingly, in consideration of the benefits noted above and      other good and valuable consideration, the Rights Holder makes the      assurances set forth herein.           The Rights Holder grants to ISOC a cost-free, perpetual,      non-exclusive, world-wide license under the Rights with respect to      implementing and operating under the Standards.  The license      extends to all activities of ISOC involving the Standards without      limit, including the rights to reproduce, distribute, propose,      test, develop, analyze, enhance, revise, adopt, maintain,IAB - IESG                                                     [Page 32]

RFC 1602               Internet Standards Process             March 1994      withdraw, perform and display publicly, and prepare derivative      works in any form whatsoever and in all languages, and to      authorize others to do so.  The Rights Holder also grants ISOC      permission to use the name and address of Rights Holder in      connection with the Standards.           The Rights Holder relinquishes any right or claim in any      trade secret which is part of the Rights, and makes the trade      secrets available without restriction to the Internet community.      The Rights Holder hereby acknowledges that ISOC assumes no      obligation to maintain any confidentiality with respect to any      aspect of the Standards, and warrants that the Standards do not      violate the rights of others.           The Rights Holder assures ISOC that the Rights Holder shall      grant to any member of the Internet community, as a beneficiary of      this agreement, a non-exclusive, perpetual, world-wide license      under the Rights, with respect to operating under the Standards      for a reasonable royalty and under other terms which are      reasonable considering the objective of ISOC to assure that all      members of the Internet community will be able to operate under      the Standards at a minimal cost.  The license discussed in this      paragraph shall permit the licensee to make, have made, test,      enhance, implement, and use methods, works, computer programs, and      hardware as needed or desirable for operating under the Standards.      Every license shall include a clause automatically modifying the      terms of the license to be as favorable as the terms of any other      license under the Rights previously or later granted by the Rights      Holder.           A form of the license shall always be publicly accessible on      the Internet, and shall become effective immediately when the      member of the Internet community executes it and posts it for      delivery to the Rights Holder either by mail or electronically.      The initial version of the license shall be in the form attached      as Schedule B.           The Rights Holder represents and warrants that its rights are      sufficient to permit it to grant the licenses and give the other      assurances recited in this agreement.  The Rights Holder further      represents and warrants that it does not know of any rights of any      other party in any country which would block or impede the ability      of ISOC and the Internet community to implement or operate under      the Standards, or that would prevent the Rights Holder from      granting the licenses and other assurances in this agreement.IAB - IESG                                                     [Page 33]

RFC 1602               Internet Standards Process             March 1994           This agreement shall not be construed to obligate the ISOC to      propose, adopt, develop, or maintain any of the Standards or any      other standard.6.  REFERENCES   [1]  Postel, J., "Internet Official Protocol Standards", STD 1,RFC1600, USC/Information Sciences Institute, March 1994.   [2]  ANSI, Coded Character Set -- 7-Bit American Standard Code for        Information Interchange, ANSI X3.4-1986.   [3]  Reynolds, J., and J. Postel, "Assigned Numbers", STD 2,RFC1340, USC/Information Sciences Institute, July 1992.   [4]  Postel, J., "Introduction to the STD Notes",RFC 1311,        USC/Information Sciences Institute, March 1992.   [5]  Postel, J., "Instructions to RFC Authors",RFC 1543,        USC/Information Sciences Institute, October 1993.IAB - IESG                                                     [Page 34]

RFC 1602               Internet Standards Process             March 1994APPENDIX A: GLOSSARY OF ACRONYMSANSI: American National Standards InstituteARPA: (U.S.) Advanced Research Projects AgencyAS:   Applicability StatementASCII: American Standard Code for Information InterchangeITU-T: Telecommunications Standardization sector of the International         Telecommunications Union (ITU), a UN treaty organization;         ITU-T was formerly called CCITT.IAB:  Internet Architecture BoardIANA: Internet Assigned Numbers AuthorityIEEE: Institute of Electrical and Electronics EngineersICMP: Internet Control Message ProtocolIESG: Internet Engineering Steering GroupIETF: Internet Engineering Task ForceIP:   Internet ProtocolIRTF: Internet Research Task ForceISO:  International Organization for StandardizationISOC: Internet SocietyMIB:  Management Information BaseOSI:  Open Systems InterconnectionRFC:  Request for CommentsTCP:  Transmission Control ProtocolTS:   Technical SpecificationAPPENDIX B: CONTACT POINTSTo contact the RFC Editor, send an email message to: "rfc-editor@isi.edu".To contact the IANA for information or to request a number, keyword orparameter assignment send an email message to: "iana@isi.edu".To contact the IESG, send an email message to: "iesg@cnri.reston.va.us".To contact the IAB, send an email message to: "iab-contact@isi.edu".To contact the Executive Director of the ISOC, send an email message to"amr@isoc.org".IAB - IESG                                                     [Page 35]

RFC 1602               Internet Standards Process             March 1994APPENDIX C: FUTURE ISSUESIt has been suggested that additional procedures in the following areasshould be considered.o    Policy Recommendations and Operational Guidelines     Internet standards have generally been concerned with the technical     specifications for hardware and software required for computer     communication across interconnected networks.  The Internet itself     is composed of networks operated by a great variety of     organizations, with diverse goals and rules.  However, good user     service requires that the operators and administrators of the     Internet follow some common guidelines for policies and operations.     While these guidelines are generally different in scope and style     from protocol standards, their establishment needs a similar     process for consensus building.  Specific rules for establishing     policy recommendations and operational guidelines for the Internet     in an open and fair fashion should be developed, published, and     adopted by the Internet community.o    Industry Consortia     The rules presented inSection 4 for external standards should be     expanded to handle industry consortia.o    Tracking Procedure     It has been suggested that there should be a formal procedure for     tracking problems and change requests as a specification moves     through the standards track.  Such a procedure might include     written responses, which were cataloged and disseminated, or simply     a database that listed changes between versions.  At the present     time, there are not sufficient resources to administer such a     procedure.     A simpler proposal is to keep a change log for documents.IAB - IESG                                                     [Page 36]

RFC 1602               Internet Standards Process             March 1994o    Time Limit     An explicit time limit (e.g., 3 months) has been suggested for IESG     resolution concerning a standards action under the rules ofSection3.1.2.  If it were necessary to extend the time for some reason,     the IETF would have to be explicitly notified.o    Bug Reporting     There is no documented mechanism for an individual community member     to use to report a problem or bug with a standards-track     specification.  One suggestion was that every standards RFC should     include an email list for the responsible Working Group.Security Considerations   Security issues are not discussed in this memo.Authors' Addresses   Christian Huitema, IAB Chairman   INRIA, Sophia-Antipolis   2004 Route des Lucioles   BP 109   F-06561 Valbonne Cedex   France   Phone:  +33 93 65 77 15   EMail: Christian.Huitema@MIRSA.INRIA.FR   Phill Gross, IESG Chairman   Director of Broadband Engineering   MCI Data Services Division   2100 Reston Parkway, Room 6001   Reston, VA 22091   Phone: +1 703 715 7432   Fax: +1 703 715 7436   EMail: 0006423401@mcimail.comIAB - IESG                                                     [Page 37]

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