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Network Working Group                                         R. WatsonRequest for Comments: 115                                      J. NorthNIC 5822                              Stanford Research Institute (ARC)                                                          16 April 1971SOME NETWORK INFORMATION CENTER POLICIES ON HANDLING DOCUMENTSINTRODUCTION   The Network Information Center (NIC) seeks to facilitate the flow of   information between sites on the Network and to and from other   stations whose work makes them valuable as participants in the   Network dialog.  The NIC is concerned both with the techniques for   the flow and with optimizing the content of the information itself.   Some aspects of the work of the NIC in support of information flow   are described here, and some suggestions made to Network participants   of ways they can help this work.   All information handled by the NIC is available to any Network   participant.  All information generated by the NIC is unclassified   and is without distribution limitation except as dictated by staff   and budget size.  Any information sent by an originating party to the   NIC for recording or distribution is presumed to be unclassified and   without distribution limitations as well.  Any statement carried by a   document thus submitted which seems to imply a limitation on   distribution, quotation, or citation is presumed not to apply to its   handling by the Network Information Center.NIC NUMBER   One important function of the Network Information Center is to make   records of the existence of RFC's, formal NIC-related manuals and   reports, Network memos, other Network informational items, and other   informational items of interest to Network participants, and to index   these records so that such items can be recalled when needed.   To tag the informational items a serial number is assigned by NIC.   The serial number has no intrinsic meaning, not even necessarily an   indication of sequence of issue.  It is a unique identifier and can   be used to refer to the item in further communications, to facilitate   indexing, and to allow numeric filing of documents.Watson & North                                                  [Page 1]

RFC 115              Policies on Handling Documents        16 April 1971   Use of the NIC number has advantages in online dialog which are not   yet demonstrable around the Network, but the cooperation of Network   participants in applying one when a document is originated is   important.THE NIC CATALOG   Items of information relevant to the Network appear in many forms,   including technical reports, RFC's, brief network memos, journal   articles, and letters.  Reference to these is simplified by   assignment of a NIC number to each.  To record the item to which the   NIC number refers, a description of each item, using a set of   standard data elements, i.e, author, title, etc., is coded and   entered as an online system (NLS) statement into a machine file.   An example of a statement with typical coded data elements:         (A5480) *a1 James E. White #2 org *b2 University of California         at Santa Barbara #3 Computer Research Laboratory #5 Santa         Barbara, California *c1 An NCP for the ARPA Network #6 142p.         *d1 21 December 1970 *f1 r *f2 o *rl UCSB CRL 12 *31 ARPA #6 AF         19628-70-0-0314 *w2 3-11-71 *y1 Describes program designed and         implemented at Santa Barbara node of ARPA Network, written in         assembly language and implemented on 360/75.  Discusses         interface with hardware, software, and operator. *y3 Host-         Interface protocol; Host-IMP protocol; User-NCP protocol;         Host-Host protocol; Host-IMP messages, IMP-Host messages *z1         all *z2 NIC *z3 new *   The group of files at ARC containing these statements of data about   NIC items and other informational items is the Master Catalog.  The   term NIC Catalog refers to the machine file created by collecting the   statements coded *z2 NIC in the Master Catalog.   The data element *z1 indicates which Stations hold a copy of an item;   not all items related to NIC are sent to Stations, and in the future   it is expected that Stations will submit many documents to NIC for   cataloging which are not held by other Stations.Watson & North                                                  [Page 2]

RFC 115              Policies on Handling Documents        16 April 1971NIC CATALOG LISTINGS AND INDEXES   Programs have been written at ARC to collect, sort, analyze and   format the statements and the data elements in the statements to   produce catalogs and indexes such as those in the Current Catalog of   the NIC Collection, NIC (5145,).   The Current Catalog of the NIC Collection is a functional document,   as explained in Branch 3 below.  It has as its contents, at any time,   the current issue of a bibliography of items from the NIC Catalog,   called a NIC Catalog Listing, and author and keyword indexes.   Examples of entries in the Catalog Listing and in indexes are shown,   using the statement above:      Catalog Listing by Author:         An NCP for the ARPA Network              James E. White (University of       5480 White              California at Santa Barbara)              21 December 1970              Describes program designed and              implemented at node of ARPA Network,              written in assembly language and              implemented on 360/75.              Discusses interface with hardware,              software, and operator.       Catalog Listing by NIC number:          An NCP for the ARPA Network             5480               James E. White (University of               California at Santa Barbara)               21 December 1970               Describes program designed and implemented               at node of ARPA Network, written in               assembly language and implemented on               360/75. Discusses interface with               hardware, software, and operator.Watson & North                                                  [Page 3]

RFC 115              Policies on Handling Documents        16 April 1971         Author Index:            Subject: Education Status, memo to  5456  Westlund            An NCP for the ARPA Network         5480  White            NWG/RFC 78 (NCP Status Report       5199  White         Titleworld Index:            Natural Communication with Computers  5639  Natural            An NCP for the ARPA Network           5480  Network            Proposal for a Network Interchange    4752  Network   A NIC Catalog Listing will indicate those items held in the Station   Collections either by a separate listing or by a notation with each   reference.  A number catalog or index serves as a shelf list of   documents held by a Station.  The indexes are not limited to the   Station Collections but lead to the entire Catalog.DATA ELEMENTS   The data elements for information items include the author, title,   addressee, date, other numbers, keywords, and abstract.  When these   elements do not exist in the item, they are supplied by a NIC   cataloger if possible.  In online communication around the Network,   "online dialog", several of these elements of data will be recorded   automatically.  Lacking online recording, it is important that   originators of reports, memos, and other such items be diligent in   including these data in their transmissions.      For memos, essential data elements which the originator      should supply are:.         author(s)         address(es) of author(s)         addressee(s)         address(es) of addressee(s)         date of origination         subject of memo         A preassigned NIC number is desirable. A number for         assignment can presently be obtained by calling NIC, and         soon will be obtainable online.         The addressees of a memo can of course be a group, such         as the Network Working Group, or the Glitch Cleaning         Committee, in which case the NIC needs a list or         reference to a list of the people in the group.Watson & North                                                  [Page 4]

RFC 115              Policies on Handling Documents        16 April 1971      For reports and other formal documents, essential data      elements are:         author(s)         addresses of author(s)         title         date         abstract         keywords         A short abstract, 150 to 200 words, giving some of the         substance of the document is of importance in the NIC         record and even for the person about to read the         document. Obviously, a well-written author abstract is         preferable to one produced by the NIC staff.         Keywords supplied by the author, preferably those from a         standard thesaurus, will be used in machine retrieval.         When such author-assigned keywords are lacking, the NIC         will supply some. Recommended sources for keywords are:            Categories identified by Peggy Karp, Categorization            and Guide to NWG/RFC's.  NIC 5819.            American National Standard Vocabulary for Information            Processing, ANSI X3.12-1970.  NIC 5827.            Department of Defense, Thesaurus of Engineering and            Scientific Terms, 1967, AD 672 000.  NIC 5829.            NASA Thesaurus, December 1967. NASA SP-7030.  NIC            5828.     When a document being issued supercedes an earlier     document, this information is particularly important, and     should be supplied by the author.SUBCOLLECTIONS   Groups of documents, such as the NWG/RFC's and the replies to Sher's   survey, as well as the Station Collections, are cataloged by NIC as   subcollections.  That is, they are retrievable as a subset of the NIC   Catalog, which in turn is a subset of a Master Catalog at ARC.  The   capability of making subcollections is provided for Network   participants.Watson & North                                                  [Page 5]

RFC 115              Policies on Handling Documents        16 April 1971      To create a subcollection in the NIC records, a Network      participant will be able to indicate to NIC the records he wishes      to have so grouped, and this information will be entered in the      Master Catalog statement for the document, for later retrieval.FUNCTIONAL DOCUMENTS   Several documents generated in Network activities are subject to   occasional revision and updating.  The NIC Catalog, the Directory of   Network Participants, and the Directory of Network Resources are   examples.  These and external documents such as the BBN manuals are   referred to by NIC as "functional documents".      More generally, a functional document is a document whose title      and function remain constant, but whose contents can change.  A      functional document contains a single or several documents which      can be added to, deleted, or replaced entirely or selectively.      Thus the functional document, which has a NIC number, can be      referenced in other documents with some assurance that it will be      in existence, even though the subdocuments with their distinctive      NIC numbers may be in flux.  In the Catalog, the number of a      functional document in which a specific document may be contained      is listed, and the current contents of each functional document is      indicated.      In preparing a document which is expected to be revised, Network      participants are urged to use a looseleaf format.   The Network Information Center intends to support the distribution   and recording of contents of functional documents.  Procedures have   been established, as described below, for fitting the changes to such   documents into the NIC system, and for reproducing and distributing   them to individuals or stations with instructions for their   integration into the existing documents.PROCEDURES FOR REVISION MATERIAL   Original manuals and other functional document materials are   reproduced and distributed by NIC just as other Network publications.   For all documents obtained through NIC, NIC will attempt to receive   and make distribution of updates.   NIC also wants to make the processes of inserting the revisions and   of recording the changes as easy and foolproof as possible.  The user   should not only be given the current materials, but should be able to   determine the version he holds, and to be able to refer to updates   uniquely.  The following is copied from the procedure instructionsWatson & North                                                  [Page 6]

RFC 115              Policies on Handling Documents        16 April 1971   NIC has written for its own use.  These procedures are also   recommended to Network participants for their use in preparing   revision material to be sent to NIC.   Update conventions      Substantial revision of a bound document, or of more than a few      pages of a loose leaf document:         A new document will be published, with a new NIC number,         and will bear a notation under the number on the title         page and/or cover, e.g.,            NIC 5772            supercedes NIC 5621         Few pages inserted or revised in a looseleaf or         corner-stapled document:            Each new or revised page will bear the original document            number, with a notice of revision, e.g.,               NIC 5742               3-10-71            Inserted pages will be numbered to fit into the existing            document, e.g., pages 5.1, 5.2, 5.3, may be inserted            between pages 5 and 6.            Deleted pages will be replaced by a single page            indicating the deletion, e.g.,               Pages 7-12 deleted, 3-25-71         A new table of contents and/or title page will be issued         bearing the revision notice. In addition, at the time of         each revision a page or pages will be prepared and         issued which indicates all additions, deletions, and         revisions which bring the document up to date.      Revisions will be made only by substitution, addition or deletion      of a full page or more.  NIC will not revise its own publications      by lists of errata, and strongly recommends against their use by      others in the Network.  However, when NIC receives such lists of      errata, it will reproduce and distribute them with suggestions to      Station Agents for recording and inserting them.Watson & North                                                  [Page 7]

RFC 115              Policies on Handling Documents        16 April 1971   Distribution and transmittal procedures      The transmittal letter accompanying a set of revision material and      the revision material itself constitute a separate document, a      copy of which is filed at NIC, where a new copy can be provided at      any time.      The transmittal letter will indicate the appropriate information;      document number of the revision material, date, document number of      the publication being updated, its date, and, when practicable,      information on the changes made in the text.   Revision notation in the printed Catalogs and their indexes      Catalog entry         Supercession            The data element containing "superceded by NIC xxxx"            will be formatted to appear at the beginning of the            citation of the superceded document.            The data element containing "supercedes NIC xxxx"            will be formatted to appear following the abstract in            the citation.         Partial revision            The data element containing the note of revision will            be formatted to appear following the abstract.      Entries in author, titleworld, or other indexes         Supercession            The data element covering supercession will be the            only text in the entry for the superceded document.            Supercession will not be indicated in the entry for            the superceding document         Partial revision            Partial revision will not be indicated in the index            entry       [ This RFC was put into machine readable form for entry ]          [ into the online RFC archives by Jay Kominek 2/99 ]Watson & North                                                  [Page 8]

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