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Network Working Group                                      B. GreenbergRequest for Comments:  1037                                    S. Keene                                                          December 1987NFILE -  A File Access ProtocolSTATUS OF THIS MEMO   This document includes a specification of the NFILE file access   protocol and its underlying levels of protocol, the Token List   Transport Layer and Byte Stream with Mark.  The goal of this   specification is to promote discussion of the ideas described here,   and to encourage designers of future file protocols to take advantage   of these ideas.  A secondary goal is to make the specification   available to sites that might benefit from implementing NFILE.  The   distribution of this document is unlimited.                             TABLE OF CONTENTS                                                                    Page   1.  INTRODUCTION                                                    3   2.  NFILE PROTOCOL LAYERING                                         4   3.  OVERVIEW OF AN NFILE SESSION                                    5   4.  NFILE CONTROL AND DATA CONNECTIONS                              6   5.  NFILE FILE OPENING MODES                                        7   6.  NFILE CHARACTER SET                                             9   7.  CONVENTIONS USED IN THIS DOCUMENT                              10       7.1  Mapping Data Types Into Token List Representation         10       7.2  Format of NFILE Commands and Responses                    10       7.3  Data Channel Handles and Direct File Identifiers          13       7.4  Syntax of File and Directory Pathname Arguments           13       7.5  Format of NFILE File Property/Value Pairs                 14   8.  NFILE COMMANDS                                                 16       8.1  ABORT Command                                             16       8.2  CHANGE-PROPERTIES Command                                 16       8.3  CLOSE Command                                             17       8.4  COMPLETE Command                                          19       8.5  CONTINUE Command                                          20Greenberg & Keene                                               [Page 1]

RFC 1037             NFILE - A File Access Protocol        December 1987       8.6  CREATE-DIRECTORY Command                                  21       8.7  CREATE-LINK Command                                       21       8.8  DATA-CONNECTION Command                                   22       8.9  DELETE Command                                            23       8.10  DIRECT-OUTPUT Command                                    23       8.11  DIRECTORY Command                                        24            8.11.1  NFILE DIRECTORY Data Format                       26       8.12  DISABLE-CAPABILITIES Command                             27       8.13  ENABLE-CAPABILITIES Command                              28       8.14  EXPUNGE Command                                          28       8.15  FILEPOS Command                                          29            8.15.1  Implementation Hint for FILEPOS Command           30       8.16  FINISH Command                                           30       8.17  HOME-DIRECTORY Command                                   31       8.18  LOGIN Command                                            32       8.19  MULTIPLE-FILE-PLISTS Command                             34       8.20  OPEN Command                                             35            8.20.1  NFILE OPEN Optional Keyword/Value Pairs           39            8.20.2  NFILE OPEN Response Return Values                 45       8.21  PROPERTIES Command                                       47       8.22  READ Command                                             49       8.23  RENAME Command                                           50       8.24  RESYNCHRONIZE-DATA-CHANNEL Command                       51            8.24.1  Implementation Hints for RESYNCHRONIZE-DATA-      51                    CHANNEL Command       8.25  UNDATA-CONNECTION Command                                52   9.  NFILE RESYNCHRONIZATION PROCEDURE                              53       9.1  NFILE Control Connection Resynchronization                54       9.2  NFILE Data Connection Resynchronization                   55   10.  NFILE ERRORS AND NOTIFICATIONS                                58       10.1  Notifications From the NFILE Server                      58       10.2  NFILE Command Response Errors                            59       10.3  NFILE Asynchronous Errors                                60       10.4  NFILE Three-letter Error Codes                           61   11.  TOKEN LIST TRANSPORT LAYER                                    65       11.1  Introduction to the Token List Transport Layer           65       11.2  Token List Stream                                        66            11.2.1  Types of Tokens and Token Lists                   66            11.2.2  Token List Stream Example                         68            11.2.3  Mapping of Lisp Objects to Token List Stream      70                    Representation            11.2.4  Aborting and the Token List Stream                71Greenberg & Keene                                               [Page 2]

RFC 1037             NFILE - A File Access Protocol        December 1987       11.3  Token List Data Stream                                   72   12.  BYTE STREAM WITH MARK                                         73       12.1  Discussion of Byte Stream with Mark                      73       12.2  Byte Stream with Mark Abortable States                   75   13.  POSSIBLE FUTURE EXTENSIONS                                    77   APPENDIX A.  NORMAL TRANSLATION MODE                               79   APPENDIX B.  RAW TRANSLATION MODE                                  83   APPENDIX C.  SUPER-IMAGE TRANSLATION MODE                          84   NOTES                                                              86                              LIST OF TABLES   TABLE 1.    TRANSLATIONS FROM NFILE CHARACTERS TO UNIX CHARACTERS  80   TABLE 2.    TRANSLATIONS FROM UNIX CHARACTERS TO NFILE CHARACTERS  80   TABLE 3.    TRANSLATIONS FROM NFILE TO PDP-10 CHARACTERS           81   TABLE 4.    TRANSLATIONS FROM PDP-10 CHARACTERS TO NFILE           82               CHARACTERS   TABLE 5.    SUPER-IMAGE TRANSLATION FROM NFILE TO ASCII            84   TABLE 6.    SUPER-IMAGE TRANSLATION FROM ASCII TO NFILE            851.  INTRODUCTION   NFILE stands for "New File Protocol".  NFILE was originally designed   as a replacement for an older protocol named QFILE, with the goal of   solving robustness problems of QFILE, hence the name "New File   Protocol".   NFILE was designed and implemented at Symbolics by Bernard S.   Greenberg.  Mike McMahon made important contributions, especially in   the design and implementation of the Byte Stream with Mark and Token   List Transport layers.  NFILE has been used successfully for file   access between Symbolics computers since 1985.  NFILE servers have   been written for UNIX hosts as well.  NFILE is intended for use by   any type of file system, not just the native Symbolics file system.   NFILE is a file access protocol that supports a large set of   operations on files and directories on remote systems, including:            - Reading and writing entire files            - Reading and writing selected portions of files            - Deleting and renaming filesGreenberg & Keene                                               [Page 3]

RFC 1037             NFILE - A File Access Protocol        December 1987            - Creating links            - Listing, creating, and expunging directories            - Listing and changing the properties of files            - Enabling and disabling access capabilities on a remote              host   NFILE supports file transfer of binary or character files.   The NFILE server provides information about any errors that occur in   the course of a command.  In addition, NFILE has a robust scheme for   handling aborts on the user side.   This specification defines NFILE user version 2 and server version 2.   We do not envision NFILE as an unchanging protocol, but rather as a   protocol that could continue to develop if additional requirements   are identified though the process of this Request for Comments.  The   design of NFILE makes room for various useful extensions.  Some of   the extensions that we are considering are described later on in this   document:  See the section "Possible Future Extensions",section 13.2.  NFILE PROTOCOL LAYERING   NFILE is a layered file protocol.  The layers are:             +-----------------------------------------------+             |client program or user interface               |             +-----------------------------------------------+             |NFILE                                          |             +-----------------------------------------------+             |Token List Transport Layer                     |             +-----------------------------------------------+             |Byte Stream with Mark                          |             +-----------------------------------------------+             |reliable host-host byte transmission protocol  |             +-----------------------------------------------+   Byte Stream with Mark is a simple protocol that guarantees that an   out-of-band signal can be transmitted in the case of program   interruption.  Byte Stream with Mark is to be layered upon extant   byte stream protocols.  An important goal of the NFILE design was   that NFILE could be built on any byte stream.  It is currently   implemented on TCP and Chaosnet.  See the section "Byte Stream with   Mark",section 12.   The Token List Transport Layer is a protocol that facilitates the   transmission of simple structured data, such as lists.  See the   section "Token List Transport Layer",section 11.Greenberg & Keene                                               [Page 4]

RFC 1037             NFILE - A File Access Protocol        December 1987   The NFILE commands and command responses are transmitted in "token   lists".  See the section "NFILE Commands",section 8.   This specification does not include a client program or user   interface to the protocol.  In the Symbolics implementation, the   normal file operations transparently invoke NFILE, when the remote   host is known to support NFILE.  Another possible interface to NFILE   would be through a dedicated client program that would issue NFILE   commands in response to explicit requests by the user.3.  OVERVIEW OF AN NFILE SESSION   An NFILE session is a dialogue between two hosts.  The host that   initiates the NFILE session is known as the "user side", and the   other host is the "server side".  The user side sends all NFILE   commands.  The server receives each command, processes it, and   responds to it, indicating the success or failure of the command.   The user side keeps track of commands sent and command responses   received by using "transaction identifiers" to identify each command.   The user side generates a transaction identifier (which must be   unique per this dialogue) for each command, and sends the transaction   identifier to the server along with the command.  Each NFILE server   response includes the transaction identifier of the command with   which the response is associated.  The server is not required to   respond to commands in the same order that the user gave them.   The user side sends NFILE commands over a bidirectional network   connection called the "control connection".  The server sends its   command responses on the same control connection.  The control   connection governing the NFILE session is established at the   beginning of the session.  If the control connection is ever broken,   the NFILE session is ended.   Whereas NFILE commands and responses are transmitted on the control   connection, file data is transferred over "data channels".  An "input   data channel" transfers data from server to user.  An "output data   channel" transfers data from user to server.  Each input data channel   is associated with an output data channel; together these two   channels comprise a "data connection".   Often more than one NFILE activity is occurring at any given time.   For example, several files can be open and transferring data   simultaneously; one or more commands can be in process at the same   time; and the server can be simultaneously transmitting directory   lists and processing further commands.  This happens in an   implementation in which the user side has multiple processes, and   several processes share a single NFILE server.Greenberg & Keene                                               [Page 5]

RFC 1037             NFILE - A File Access Protocol        December 19874.  NFILE CONTROL AND DATA CONNECTIONS   The user and server communicate through a single control connection   and a set of data connections.  Data connections are established and   disestablished by NFILE commands.  The user side sends NFILE commands   to the server over the control connection.  The server responds to   every user command over this control connection.  The actual file   data is transmitted over the data connections.   User aborts can disrupt the normal flow of data on the control   connection and data connections.  An important aspect of any file   protocol is the way it handles user aborts.  NFILE uses a   resynchronization procedure to bring the affected control connection   or data channel from an unknown, unsafe state into a known state.   After resynchronization, the control connection or data channel can   be reused.  See the section "NFILE Resynchronization Procedure",section 9.   THE CONTROL CONNECTION   An NFILE session is begun when the NFILE user program connects to a   remote host and establishes a network connection.  This initial   connection is the control conection of the dialogue.  If TCP is used   as the underlying protocol, contact NFILE's well-known port, 59.  If   Chaos is used, use the contact name "NFILE".   The control connection is the vehicle used by the user to send its   commands, and the server to send its command responses.  These types   of communication occur over the NFILE control connection:         - The user side sends NFILE commands.         - The server sends command responses.         - The server sends "notifications" and "asynchronous errors".           See the section "NFILE Errors and Notifications",section 10.         - During resynchronization (a special circumstance) either the           user or server sends a mark.   All commands, command responses, and other data flowing over the   NFILE control connection are transmitted in the format of "top-level   token lists".  The control connection expects never to receive "loose   tokens"; that is, tokens not contained in token lists.Greenberg & Keene                                               [Page 6]

RFC 1037             NFILE - A File Access Protocol        December 1987   DATA CONNECTIONS   Data connections are established and discarded at user request, by   means of two NFILE commands:  DATA-CONNECTION and UNDATA-CONNECTION.   Each data connection is associated with a specific control   connection, which is the same control connection that caused the data   connection to be established.   Each data connection is composed of two "data channels".  Each data   channel is capable of sending data in one direction.  The term "input   channel" refers to the data channel that transmits data from the   server to the user side; "output channel" refers to the data channel   that transmits data from the user to the server side.  Throughout the   NFILE documentation, the terms "input channel" and "output channel"   are seen from the perspective of the user side.  A single data   channel can be used for one data transfer after another.   The format of the data transferred on the data channels is defined as   a "token list data stream".  See the section "Token List Data   Stream",section 11.3. When the end of data is reached, the keyword   token EOF is sent.  Occasionally, token lists are transmitted over   the data channels, such as asynchronous error descriptions.5.  NFILE FILE OPENING MODES   The NFILE OPEN command opens a file for reading, writing, or "direct   access" at the server host.  That means, in general, asking the host   file system to access the file and obtaining a file number, pointer,   or other quantity for subsequent rapid access to the file; this is   called an "opening".  The term "opening" translates to a file stream   in Symbolics terminology, a JFN in TOPS-20 terminology, and a file   descriptor in UNIX terminology.  An opening usually keeps track of   how many bytes have been read or written, and other bookkeeping   information.   NFILE supports two ways of transferring file data, "data stream mode"   and "direct access mode".  A single mode is associated with each   opening.  Note that an NFILE dialogue can have more than one opening,   and thus use both modes.   DATA STREAM MODE:   Data stream mode of file transfer is the default mode of NFILE's OPEN   command.  Data stream mode is appropriate when the entire file is   transferred, either from user to server, or from server to user.   Data stream mode is used more often than direct access mode.Greenberg & Keene                                               [Page 7]

RFC 1037             NFILE - A File Access Protocol        December 1987   The OPEN command includes a "handle" argument, which identifies the   data channel to be used to transfer the data.  The handle is used in   subsequent commands to reference this particular opening.  When a   data stream opening is requested with the OPEN command, the file is   opened and the data begins to flow immediately.   The sending side transmits the entire contents of the specified file   over the specified data channel as rapidly as the network permits.   When the sending side reaches the end of the file, it transmits a   special control token to signal end of file.  The receiving side   expects an uninterrupted stream of bytes to appear immediately on its   side of the data channel.   The user gives the CLOSE command to terminate a data stream transfer.   CLOSE results in closing the file.   DIRECT ACCESS MODE:   Direct access mode enables reading or writing data from a given   starting point in a file through a specified number of bytes.  In   direct access mode, data is requested and sent in individual   transactions.  To request a direct access mode opening, the OPEN   command is used with a DIRECT-FILE-ID argument.  (In data stream   mode, no DIRECT-FILE-ID is supplied.)  The direct file identifier is   used in subsequent commands to reference the direct access opening.   When a file is opened in direct access mode, the flow of data does   not start immediately.  Rather, the user gives either a READ command   (to request data to flow from server to user) or a DIRECT-OUTPUT   command (to request data to flow from user to server).  When reading,   the READ command allows the user to specify the starting point and   the number of bytes of data to transfer.  When writing, the FILEPOS   command can be used to specify the starting point, before the   DIRECT-OUTPUT command is given.  The user can give many READ and   DIRECT-OUTPUT commands, one after another.   The user side terminates the direct access transfer by using the   CLOSE command.  The ABORT command can be given to terminate without   transmitting all of the specified bytes.Greenberg & Keene                                               [Page 8]

RFC 1037             NFILE - A File Access Protocol        December 19876.  NFILE CHARACTER SET   The NFILE character set <1> is an extension of standard ASCII.  NFILE   command and response names use only the standard ASCII characters.   However, the protocol supports the transfer of the non-ASCII   characters in the NFILE character set; these characters might be   stored in files, or might be used in pathnames.   Servers on machines that do not natively use the NFILE character set   must perform character set translations for character openings,   depending on the requested translation mode.  No translation is   required for binary openings.  There are three translation modes for   character openings:  NORMAL, RAW, and SUPER-IMAGE.  Each mode   specifies a way to translate between the server's native set and the   NFILE character set.   NORMAL mode is the default of the OPEN command.  The translation for   NORMAL mode ensures that a file containing characters in the NFILE   character set can be written to a remote host and read back intact.   OPEN has optional keyword arguments to specify RAW or SUPER-IMAGE.   RAW mode means to perform no translation whatsoever.  SUPER-IMAGE   mode is intended for use by PDP-10 family machines only.  It is   included largely as an illustration of a system-dependent extension.   The details of each translation mode are given in Appendices:         See the section "NORMAL Translation Mode",Appendix A.  See the         section "RAW Translation Mode",Appendix B.  See the section         "SUPER-IMAGE Translation Mode",Appendix C.   The use of the NFILE character set brings up a difficulty involved   with determining an exact position within a character file.  Some   NFILE characters expand to more than one native character on some   servers.  Thus, for character files, when we speak of a given   position in a file or the length of a file, we must specify whether   we are speaking in "NFILE units" or "server units", because the   counting of characters is different.  This causes major problems in   file position reckoning for character files.  Specifically, it is   futile for a user side to carefully monitor file position during   output by counting characters, when character translation is in   effect.  The server's operating system interface for "position to   point x in a file" necessarily operates in server units, but the user   side has counted in NFILE units.  The user side cannot try to   second-guess the translation-counting process without losing host-   independence.  See the section "FILEPOS NFILE Command".Greenberg & Keene                                               [Page 9]

RFC 1037             NFILE - A File Access Protocol        December 19877.  CONVENTIONS USED IN THIS DOCUMENT7.1  Mapping Data Types Into Token List Representation   Throughout this NFILE specification, the data types of arguments,   return values, asynchronous error descriptions, and notifications are   described as being strings, integers, dates, time intervals, and so   on.  However, each conceptual data type must be mapped into the   appropriate token list representation for transmission.  The mapping   of conceptual data types to token list representation is shown here:    Conceptual Type     Token List Representation    ----------------------------------------------------------------    Keyword             A keyword token    Keyword list        A token list of keyword tokens    Integer             A numeric data token    String              A data token containing the characters of the                        string in the NFILE character set.    Boolean Truth       The token known as BOOLEAN-TRUTH.    Boolean False       The empty token list.    Date                A numeric data token.  The date is expressed in                        Universal Time format, which measures a time as                        the number of seconds since January 1, 1900, at                        midnight GMT.    Date-or-never       Can be either a date or the empty token list,                        representing "never".  "Never" is used for                        values such as the time a directory was last                        expunged, if it has never been expunged.    Time interval       A numeric data token.  The time interval is                        expressed in seconds.  A time interval                        indicating "never" is represented by the empty                        token list.7.2  Format of NFILE Commands and Responses   Each command description begins by giving the command format and   response format.  Here is the beginning of the DATA-CONNECTION   command description:Greenberg & Keene                                              [Page 10]

RFC 1037             NFILE - A File Access Protocol        December 1987   Command:  (DATA-CONNECTION tid new-input-handle new-output-handle)   Response: (DATA-CONNECTION tid connection-identifier)   The command descriptions follow these conventions:    1. NFILE commands and responses are transmitted as top-level token       lists.       Top-level token lists are enclosed in parentheses in these       command descriptions.  These parentheses are not sent literally       across the control or data connections, but are a shorthand       representation of special control tokens that delimit top-level       token lists.  Specifically, TOP-LEVEL-LIST-BEGIN starts a top-       level token list; TOP-LEVEL-LIST-END ends a top-level token list.    2. NFILE command names are keywords.       The command name is required in every command and command       response.  All NFILE command names are keywords.  Keywords appear       in the NFILE documentation as their names in uppercase.  For       example, DATA-CONNECTION and DELETE are two command names.    3. A unique transaction identifier (tid) identifies each command.       The transaction identifier is a string made up by the user side       to identify this particular transaction, which is composed of the       command and the response associated with this command.  The       transaction identifier is abbreviated in the command descriptions       as tid.  Transaction identifiers are limited to fifteen       characters in length.  The transaction identifier is required in       every command and command response.   OPTIONAL ARGUMENTS   Many NFILE commands have "optional arguments".  Optional arguments   can be supplied (with appropriate values), or left out.  If optional   arguments are left out, their omission must be made explicit by means   of substituting the empty token list in their place.  The only   exception to that rule is for trailing optional arguments or return   values, which can be omitted without including the empty token list.   For example, the text of the DELETE command description explains that   either a handle or a pathname must be supplied, but not both;   therefore, one of them is an optional argument.  Here is the command   format of DELETE:         (DELETE tid handle pathname)Greenberg & Keene                                              [Page 11]

RFC 1037             NFILE - A File Access Protocol        December 1987    If you supply a handle and no pathname, the command format is:         (DELETE tid handle)    If you supply a pathname and no handle, the command format is:         (DELETE tid empty-token-list pathname)   The empty token list in the token list stream appears as a LIST-BEGIN   followed immediately by a LIST-END.   OPTIONAL KEYWORD/VALUE PAIRS   Four NFILE commands have "optional keyword/value pairs".  These   commands are: COMPLETE, LOGIN, OPEN, and READ.  Optional   keyword/value pairs can be either included in the command or omitted   entirely.  There is no need to substitute the empty token list for   ommitted optional keyword tokens, unlike optional arguments.  The   order of the option keyword/value pairs is not significant.   If included, optional keyword/value pairs are a sequence of   alternating keywords and values.  The values associated with the   keywords can be keywords, lists, strings, Booleans, integers, dates,   date-or-never's, and time intervals.  The text of each command   description states what type of value is appropriate for each   optional keyword.   Optional keyword/value pairs appear in the text as the keyword only,   in uppercase letters.  For example, here is the format of the LOGIN   command:   Command Format:         (LOGIN tid user password FILE-SYSTEM USER-VERSION)   FILE-SYSTEM and USER-VERSION are two optional keywords associated   with the LOGIN command.  The user side can supply USER-VERSION, and   omit FILE-SYSTEM as shown in this example:         (LOGIN x105 tjones let-me-in USER-VERSION 2)   As seen above, the optional keyword/value pair USER-VERSION, if   supplied in a command, consists of the keyword USER-VERSION followed   by the value to be used for that keyword (in this example, 2).Greenberg & Keene                                              [Page 12]

RFC 1037             NFILE - A File Access Protocol        December 19877.3  Data Channel Handles and Direct File Identifiers   Several NFILE commands require an argument that specifies an opening.   This kind of argument is called a handle in the command description.   It is always a string type argument.  A handle can be either a data   channel handle or a direct file identifier, depending on the mode of   the opening:   Data Stream   The handle must identify a data channel that is bound to an opening.   Direct Access   In general, the handle must be a direct file identifier.  A direct   file identifier specifies a direct access opening.  It is the same as   the value supplied in the DIRECT-FILE-ID keyword/value pair in the   OPEN command.  It is used for all operations that identify an opening   rather than a data channel.   Two NFILE commands applicable to direct access openings are   exceptions to the general rule.  The handle supplied in ABORT and   CONTINUE cannot be a direct file identifier, but must be a data   channel handle instead.7.4  Syntax of File and Directory Pathname Arguments   Some arguments and return values in the NFILE command descriptions   represent file pathnames.  These are strings in the pathname syntax   native to the server host.  These pathnames contain no host   identifiers of any kind.  These pathnames must be fully defaulted, in   the sense that they have a directory and file name (and file type, if   the server operating system supports file types).  If appropriate, a   device is referenced in the pathname.  If the server file system   supports version numbers, there is always an explicit version number,   even if that number or other specification is that system's   representation of "newest" or "oldest".Greenberg & Keene                                              [Page 13]

RFC 1037             NFILE - A File Access Protocol        December 1987   Here are some examples of file pathnames, for different server hosts:   Server Host     Example of File Pathname   ------------------------------------------------------------      UNIX            /usr/max/life.c      TOPS-20         ps:<max>life.bin.17      VMS             MACD:[MAX]LIFE.FOR;3      Symbolics LMFS  >max>life.lisp.newest   ------------------------------------------------------------   The CREATE-DIRECTORY and HOME-DIRECTORY commands take a directory as   an argument.  In NFILE commands, a directory is represented by a   string that names the directory.  In most cases this string is in the   syntax native to the server host.  However in some cases the native   format is modified somewhat to clarify that the string names a   directory, and not a file.  For example, a directory on UNIX is   represented by "/usr/max/", not "/usr/max".   Here are some examples of directory pathnames for different server   hosts:   Server Host     Example of Directory Pathname   ------------------------------------------------------------      UNIX            /usr/max/      TOPS-20         <max>      VMS             MACD:[MAX]      Symbolics LMFS  >max>hacks>   ------------------------------------------------------------7.5  Format of NFILE File Property/Value Pairs   Several NFILE commands request information regarding the properties   of files or directories.  These commands include:  DIRECTORY,   MULTIPLE-FILE-PLISTS, PROPERTIES, and CHANGE-PROPERTIES.  This   section describes how file property information is conveyed over the   token list stream.Greenberg & Keene                                              [Page 14]

RFC 1037             NFILE - A File Access Protocol        December 1987   File property information is usually sent in property/value pairs,   where the property identifies the property, and the following value   gives the value of that property for the specified file.   Each property is denoted either by a keyword or an integer.  You can   mix both ways of specifying properties (keyword or integer) within a   single description.  An integer is interpreted as an index into the   Property Index Table, an array of property keywords.  The server can   optionally send a Property Index Table to the user during the   execution of the LOGIN command, although it is not required.  This   greatly reduces the length of transmissions.   In command arguments, file properties cannot be specified with   integers; keywords must be used to specify file properties in command   arguments.  Integers can be used to denote file properties only in   command responses.   We now list the keywords associated with file properties.  This list   is not intended to be restrictive.  If a programmer implementing   NFILE needs a new keyword, a new keyword (not on this list) can be   invented.  The type of value of any new keywords is by default   string.  The keywords are sorted here by conceptual data type:    Data type       Keywords denoting file properties   ----------------------------------------------------------------    Integers        BLOCK-SIZE, BYTE-SIZE, GENERATION-RETENTION-COUNT,                    LENGTH-IN-BLOCKS, LENGTH-IN-BYTES,                    DEFAULT-GENERATION-RETENTION-COUNT    Dates           CREATION-DATE, MODIFICATION-DATE    Date-or-never's REFERENCE-DATE, INCREMENTAL-DUMP-DATE,                    COMPLETE-DUMP-DATE, DATE-LAST-EXPUNGED,                    EXPIRATION-DATE    Time intervals  AUTO-EXPUNGE-INTERVAL    Keyword Lists   SETTABLE-PROPERTIES, LINK-TRANSPARENCIES,                    DEFAULT-LINK-TRANSPARENCIES    Boolean values  DELETED, DONT-DELETE, DONT-DUMP, DONT-REAP,                    SUPERSEDE-PROTECT, NOT-BACKED-UP, OFFLINE,                    TEMPORARY, CHARACTERS, DIRECTORYGreenberg & Keene                                              [Page 15]

RFC 1037             NFILE - A File Access Protocol        December 1987    Strings         ACCOUNT, AUTHOR, LINK-TO, PHYSICAL-VOLUME,                    PROTECTION, VOLUME-NAME, PACK-NUMBER, READER,                    DISK-SPACE-DESCRIPTION, and any keywords not                    on this list   Note that these keyword names are intended to imply the semantics of   the properties.  For a discussion of the semantics of CREATION-DATE:   See the section "NFILE OPEN Response Return Values",section 8.20.2.   The "Reference Guide to Streams, Files, and I/O" in the Symbolics   documentation set details the semantics that Symbolics associates   with these properties.8.  NFILE COMMANDS   It is important to understand the conventions used in each of the   following command descriptions.  See the section "Conventions Used in   This Document",section 7.8.1  ABORT Command   Command:  (ABORT tid input-handle)   Response: (ABORT tid)   ABORT cleanly interrupts and prematurely terminates a single direct   access mode data transfer initiated with READ.  The required input-   handle string argument identifies a data channel on which an input   transfer is currently taking place; this must be a direct access   transfer.  input-handle must identify a data channel; it cannot be a   direct file identifier.   Upon receiving the ABORT command, the server checks to see if a   transfer is still active on that channel.  If so, the server   terminates the transfer by telling the data connection logical   process to stop transferring bytes of data.  The user side needs to   issue this command only when there are outstanding unread bytes.   This excludes the case of the data channel having been disestablished   or reallocated by the user side.   Whether or not a transfer is active on that channel, the user side   puts the data channel into the unsafe state.  Before the data channel   can be used again, it must be resynchronized.8.2  CHANGE-PROPERTIES Command   Command:  (CHANGE-PROPERTIES tid handle pathname property-pairs)   Response: (CHANGE-PROPERTIES tid)Greenberg & Keene                                              [Page 16]

RFC 1037             NFILE - A File Access Protocol        December 1987   CHANGE-PROPERTIES changes one or more properties of a file.  Either a   handle or a pathname must be given, but not both.  Whichever one is   given must be supplied as a string.  handle identifies a data channel   that is bound to an open file; it can be a direct file identifier.   pathname identifies a file on the server machine.   property-pairs is a required token list of keyword/value pairs, where   the name of the property to be changed is the keyword, and the   desired new property value is the value.   The properties that can be changed are host-dependent, as are any   restrictions on the values of those properties.  The properties that   can be changed are the same as those returned as settable-properties,   in the command response for the PROPERTIES command.   The server tries to modify all the properties listed in property-   pairs to the desired new values.  There is currently no definition   about what should be done if the server can successfully change some   properties but not others.   For further information on file property keywords and associated   values:  See the section "Format of NFILE File Property/Value Pairs",section 7.5.8.3  CLOSE Command   Command:  (CLOSE tid handle abort-p)   Response: (CLOSE tid truename binary-p other-properties)   CLOSE terminates a data transfer, and frees a data channel.  The   handle must be a data channel handle for a data stream opening, or a   direct file identifier for a direct access opening.  If a data   channel is given, a transfer must be active on that handle.  If   abort-p is supplied as Boolean truth, the file is close-aborted, as   described below.   "Closing the file" has different implications specific to each   operating system.  It generally implies invalidation of the pointer   or logical identifier obtained from the operating system when the   file was "opened", and freeing of operating system and/or job   resources associated with active file access.  For output files, it   involves ensuring that every last bit sent by the user has been   successfully written to disk.  The server should not send a   successful response until all these things have completed   successfully.Greenberg & Keene                                              [Page 17]

RFC 1037             NFILE - A File Access Protocol        December 1987   In either data stream or direct access mode, the user can request the   server to close-abort the file, instead of simply closing it.  To   close-abort a file means to close it in such a way, if possible, that   it is as if the file had never been opened.  In the specific case of   a file being created, it must appear as if the file had never been   created.  This might be more difficult to implement on certain   operating systems than others, but tricks with temporary names and   close-time renamings by the server can usually be used to implement   close-abort in these cases.  In the case of a file being appended to,   close-abort means to forget the appended data.   AN UNSUCCESSFUL CLOSE OPERATION   For the normal CLOSE operation (not a close-abort), after writing   every last bit sent by the user to disk, and before closing the file,   the server checks the data channel specified by handle to see if an   asynchronous error is outstanding on that channel.  That is, the   server must determine whether it has sent an asynchronous error   description to the user, to which the user has not yet responded with   a CONTINUE command.  If so, the server is unable to close the file,   and therefore sends a command error response indicating that an error   is pending on the channel.  The appropriate three-letter error code   is EPC.  See the section "NFILE Errors and Notifications",section10.   A SUCCESSFUL CLOSE OPERATION   The return values for OPEN and CLOSE are syntactically identical, but   the values might change between the time of the file being opened and   when it is closed.  For example, the truename return value is   supplied after all the close-time renaming of output files is done   and the version numbers resolved (for operating systems supporting   version numbers).  Therefore, on some systems the truename of a file   has one value at the time it is opened, and a different value when it   has been closed.  For a description of the CLOSE return values:  See   the section "NFILE OPEN Response Return Values",section 8.20.2.   If the user gives the CLOSE command with abort-p supplied as Boolean   truth, thus requesting a close-abort of the file, the server need not   check whether an asynchronous error description is outstanding on the   channel.  The server simply close-aborts the file.Greenberg & Keene                                              [Page 18]

RFC 1037             NFILE - A File Access Protocol        December 19878.4  COMPLETE Command   Command:  (COMPLETE tid string pathname DIRECTION NEW-OK DELETED)   Response: (COMPLETE tid new-string success)   COMPLETE performs file pathname completion.   string is a partial filename typed by the user and pathname is the   default name against which it is being typed.  Both string and   pathname are required arguments, and are of type string.  The   remaining arguments are optional keyword/value pairs.   NEW-OK is Boolean; if followed by Boolean truth, the server should   allow either a file that already exists, or a file that does not yet   exist.  The default of NEW-OK is false; that is, the server does not   consider files that do not already exist.   DELETED is a Boolean type argument; if followed by Boolean truth, the   server is instructed to look for files that have been deleted but not   yet expunged, as well as non-deleted files.  The default is to ignore   soft-deleted files.   DIRECTION can be followed by READ, to indicate that the file is to be   read.  If the file is to be written, DIRECTION can be followed by   WRITE.  The default is READ.   The filename is completed according to the files present in the host   file system, and the expanded string new-string is returned. New-   string is always a string containing a file name:  either the   original string, or a new, more specific string.  The value of   success indicates the status of the completion. The keyword value OLD   or NEW means complete success, whereas the empty token list means   failure.  The following values of success are possible:   Value               Meaning   ----------------------------------------------------------------   OLD                 Success:  the string completed to the name of                       a file that exists.   NEW                 Success:  the string completed to the name of                       a file that could be created.   Empty token list    Failure due to one of these reasons:                       The file is on a file system that does notGreenberg & Keene                                              [Page 19]

RFC 1037             NFILE - A File Access Protocol        December 1987                       support completion.  new-string is supplied as                       the unchanged string.                       There is no possible completion.  new-string                       is supplied as the unchanged string.                       There is more than one possible completion.                       The given string is completed up to the first                       point of ambiguity, and the result is supplied                       as new-string.                       A directory name was completed.  Completion                       was not successful because additional                       components to the right of this directory                       remain to be specified.  The string is                       completed through the directory name and the                       delimiter that follows it, and the result is                       returned in new-string.   The semantics of COMPLETE are not documented here.  See the   "Reference Guide to Streams, Files, and I/O" in the Symbolics   documentation set for the recommended semantics of COMPLETE.8.5  CONTINUE Command   Command:  (CONTINUE tid handle)   Response: (CONTINUE tid)   CONTINUE resumes a data transfer that was temporarily suspended due   to an asynchronous error.  Each asynchronous error description has an   optional argument of RESTARTABLE, indicating whether it makes any   sense to try to continue after this particular error occurred.   CONTINUE tries to resume the data transfer if the error is   potentially recoverable, according to the RESTARTABLE argument in the   asynchronous error description.  For a discussion of asynchronous   errors:  See the section "NFILE Errors and Notifications",section10.   handle is a required string-type argument that refers to the handle   of the data channel that received an asynchronous error.  That data   channel could have been in use for a data stream or direct access   transfer.  handle cannot be a direct file identifier.   If the asynchronous error description does not contain the   RESTARTABLE argument, and the user issues the CONTINUE command   anyway, the server gives a command error response.Greenberg & Keene                                              [Page 20]

RFC 1037             NFILE - A File Access Protocol        December 19878.6  CREATE-DIRECTORY Command   Command:  (CREATE-DIRECTORY tid pathname property-pairs)   Response: (CREATE-DIRECTORY tid dir-truename)   CREATE-DIRECTORY creates a directory on the remote file system.  The   required pathname argument is a string identifying the pathname of   the directory to be created.  The return value dir-truename is the   pathname of the directory that was successfully created.  Both of   these pathnames are directory pathnames:  See the section "Syntax of   File and Directory Pathname Arguments",section 7.4.   property-pairs is a keyword/value list of properties that further   define the attributes of the directory to be created.  The allowable   keywords and associated values are operating system dependent;   typically they indicate arguments to be given to the native primitive   for creating directories.   If property-pairs is supplied as the empty token list, default access   and creation attributes apply and should be assured by the server.   See the section "Format of NFILE File Property/Value Pairs",section7.5.8.7  CREATE-LINK Command   Command:  (CREATE-LINK tid pathname target-pathname properties)   Response: (CREATE-LINK tid link-truename)   CREATE-LINK creates a link on the remote file system.   pathname is the pathname of the link to be created; target-pathname   is the place in the file system to which the link points.  Both are   required arguments.  The return value link-truename names the   resulting link.   If a server on a file system that does not support links receives the   CREATE-LINK command, it sends a command error response.   The arguments pathname and target-pathname, and the return value   link-truename, are all strings in the full pathname syntax of the   server host.  See the section "Syntax of File and Directory Pathname   Arguments",section 7.4.   The required properties argument is a token list of keyword/value   pairs. These properties and their values specify certain attributes   to be given to the link.  The allowable keywords and associatedGreenberg & Keene                                              [Page 21]

RFC 1037             NFILE - A File Access Protocol        December 1987   values are operating system dependent; typically they indicate   arguments to be given to the native primitive for creating links.   If no property pairs are given in the command, the server should   apply a reasonable default set of attributes to the link.  See the   section "Format of NFILE File Property/Value Pairs",section 7.5.8.8  DATA-CONNECTION Command   Command:  (DATA-CONNECTION tid new-input-handle new-output-handle)   Response: (DATA-CONNECTION tid connection-identifier)   DATA-CONNECTION enablesthe user side to initiate the establishment of   a new data connection.  The user side supplies two required string   arguments, new-input-handle and  new-output-handle.  These arguments   are used by subsequent commands to reference the two data channels   that constitute the data connection now being created.  new-input-   handle describes the server-to-user data channel, and new-output-   handle describes the user-to-server channel.  new-input-handle and   new-output-handle cannot refer to any data channels already in use.   Upon receiving the DATA-CONNECTION command, the server arranges for a   logical port (called socket or contact name on some networks) to be   made available on the foreign host machine.  When the server has made   that port available, it must inform the user of its identity.  The   server relays that information in the command response, in the   required connection-identifier, a string.  The server then listens on   the port named by connection-identifier, and waits for the user side   to connect to it.   Upon receiving the success command response, the user side supplies   the connection-identifier to the local network implementation, in   order to connect to the specified port.  The data connection is not   fully established until the user side connects successfully to that   port.  This command is unusual in that the successful command   response does not signify the completion of the command; it indicates   only that the server has fulfilled its responsibility in the process   of establishing a data connection.Greenberg & Keene                                              [Page 22]

RFC 1037             NFILE - A File Access Protocol        December 1987   The connection-identifier informs the user of the correct identity of   the logical port that the server has provided.  NFILE expects the   connection-identifier to be a string.  For TCP this string is the   port number represented in decimal.  For Chaosnet, this string is the   contact name.  The connection-identifier is used only once; in all   subsequent NFILE commands that need to reference either of the data   channels that constitute this data connection, the new-input-handle   and new-output-handle are used.   For background information:  See the section "NFILE Control and Data   Connections",section 4.8.9  DELETE Command   Command:  (DELETE tid handle pathname)   Response: (DELETE tid)   DELETE deletes a file on the remote file system.   Either a handle or a pathname must be supplied, but not both.  If   given, the handle must be a data channel handle for a data stream   opening, or a direct file identifier for a direct access opening.   pathname is a string in the full pathname syntax of the server host.   See the section "Syntax of File and Directory Pathname Arguments",section 7.4.   With a pathname supplied, the DELETE command causes the specified   file to be deleted.  DELETE has different results depending on the   operating system involved.  That is, DELETE causes soft deletion on   TOPS-20 and LMFS, and hard deletion on UNIX and Multics.  If an   attempt is made to delete a delete-through link on a Symbolics LMFS,   its target is deleted instead.   If the handle argument is supplied to DELETE, the server deletes the   open file bound to the data channel specified by handle at close   time.  This is true in both the output and input cases.8.10  DIRECT-OUTPUT Command   Command:  (DIRECT-OUTPUT tid direct-handle output-handle)   Response: (DIRECT-OUTPUT tid)   DIRECT-OUTPUT starts and stops output data flow for a direct access   file opening.  DIRECT-OUTPUT explicitly controls binding and   unbinding of an output data channel to a direct access opening.Greenberg & Keene                                              [Page 23]

RFC 1037             NFILE - A File Access Protocol        December 1987   direct-handle is a required argument, and output-handle is optional.   If supplied, output-handle is a request to bind an output data   channel (indicated by output-handle) to the direct access opening   designated by the direct-handle.  The specified output data channel   must be free.  The server binds the data channel and begins accepting   data from that connection and writing it to the opening.   If the output-handle is omitted, this is a request to unbind the   channel and terminate the active output transfer.8.11  DIRECTORY Command   Command:  (DIRECTORY tid input-handle pathname control-keywords              properties)   Response: (DIRECTORY tid)   DIRECTORY returns a directory listing including the identities and   attributes for logically related groups of files, directories, and   links.  If the command is successful, a single token list containing   the requested information is sent over the data channel specified by   input-handle, and the data channel is then implicitly freed by both   sides <2>.  For details on the format of the token list:  See the   section "NFILE DIRECTORY Data Format",section 8.11.1.   pathname specifies the files that are to be described; it is a string   in the full pathname syntax of the server host.  See the section   "Syntax of File and Directory Pathname Arguments",section 7.4.   The pathname generally contains wildcard characters, in operating-   system-specific format, describing potential file name matches.  Most   operating systems provide a facility that accepts such a pathname and   returns information about all files matching this pathname.  Some   operating systems allow wildcard (potential multiple) matches in the   directory or device portions of the pathname; other operating systems   do not.  There is no clear contract at this time about what is   expected of servers on systems that do not allow wildcard matches (or   some kinds of wild card matches), when presented with a wildcard.   properties is a token list of keywords that are the names of   properties.  If properties is omitted or supplied as the empty token   list, the server sends along all properties.  If any properties are   supplied, the user is requesting the server to send only those   properties.Greenberg & Keene                                              [Page 24]

RFC 1037             NFILE - A File Access Protocol        December 1987   control-keywords ARGUMENT TO DIRECTORY   control-keywords is a token list of keywords.  The control-keywords   affect the way the DIRECTORY command works on the server machine.   Although some of the options below request the server to limit (by   some filter) the data to be returned, it is never an error if the   server returns more information than is requested.   The following keywords are recognized:   DELETED   Includes soft-deleted files in the directory list.  Without this   option, they must not be included. Such files have the DELETED   property indicated as true" among their properties.  DELETED is   ignored on systems that do not support soft deletion.   DIRECTORIES-ONLY   This option changes the semantics of DIRECTORY fairly drastically.   Normally, the server returns information about all files,   directories, and links whose pathnames match the supplied pathname.   This means that for each file, directory, or link to be listed, its   directory name must match the potentially wildcarded) directory name   in the supplied pathname, its file name must match the file name in   the supplied pathname, and so on.   When DIRECTORIES-ONLY is supplied, the server is to list only   directories, not whose pathnames match the supplied pathname, but   whose pathnames expressed as directory pathnames match the   (potentially wildcarded) directory portion of the supplied pathname.   The description of the PROBE-DIRECTORY keyword that can be supplied   as the direction argument of the OPEN command discusses this:  See   the section "OPEN Command",section 8.20.   It is not yet established what servers on hosts that do not support   this type of action natively are to do when presented with   DIRECTORIES-ONLY and a pathname with a wildcard directory component.   FAST Speeds up the operation and data transmission by not listing any   properties at all for the files concerned; that is, only the   truenames are returned.Greenberg & Keene                                              [Page 25]

RFC 1037             NFILE - A File Access Protocol        December 1987   NO-EXTRA-INFO   Specifies that the server is to suppress listing those properties   that are generally more difficult or expensive to obtain.  This   typically eliminates listing of directory-specific properties such as   information about default generation counts and expunge dates.   SORTED   This causes the directory listing to be sorted.  The sorting is done   alphabetically by directory, then by file name, then file type, then   file version (by increasing version number).8.11.1  NFILE DIRECTORY Data Format   If the NFILE DIRECTORY command completes successfully, a single token   list containing the requested directory information is sent on the   data channel specified by the input-handle argument in the DIRECTORY   command.  This section describes the format of that single token   list, and gives further detail on the properties argument to   DIRECTORY.   The token list is a top-level token list, so it is delimited by TOP-   LEVEL-LIST-BEGIN and TOP-LEVEL-LIST-END.  The top-level token list   contains embedded token lists.  The first embedded token list   contains the empty token list followed by property/value pairs   describing property information of the file system as a whole rather   than of a specific file.  NFILE requires one property of the file   system to be present: DISK-SPACE-DESCRIPTION is a string describing   the amount of free file space available on the system.  The following   embedded token lists contain the pathname of a file, followed by   property/value pairs describing the properties of that file.   The following example shows the format of the top-level token list   returned by DIRECTORY, for two files.  It is expected that the server   return several property/value pairs for each file; the number of   pairs returned is not constrained.  In this example, two   property/value pairs are returned for the file system, two pairs are   returned for the first file, and only one pair is returned for the   second file.             TOP-LEVEL-LIST-BEGIN             LIST-BEGIN       - first embedded token list starts             LIST-BEGIN       - an empty embedded token list starts             LIST-END         - the empty embedded token list ends             prop1 value1     - property/value pairs of file system             prop2 value2             LIST-ENDGreenberg & Keene                                              [Page 26]

RFC 1037             NFILE - A File Access Protocol        December 1987             LIST-BEGIN             pathname1        - pathname of the first file             prop1 value1     - property/value pairs of first file             prop2 value2             LIST-END             LIST-BEGIN             pathname2        - pathname of the second file             prop1 value1     - property/value pairs of second file             LIST-END             TOP-LEVEL-LIST-END   The following example is designed to illustrate the structure of the   top-level token list by depicting TOP-LEVEL-LIST-BEGIN and TOP-   LEVEL-LIST-END by parentheses and LIST-BEGIN and LIST-END by squarbe   rackets.  respectively. The indentation, blank spaces, and newlines   in the example are not part of the token list, but are used here to   make the structure of the token list clear.                   ([   [ ]    prop1 value1 prop2 value2]                    [pathname1 prop1 value1 prop2 value2]                    [pathname2 prop1 value1])   The pathname is a string in the full pathname syntax of the server   host.  See the section "Syntax of File and Directory Pathname   Arguments",section 7.4.   For further information on file property/value pairs:  See the   section "Format of NFILE File Property/Value Pairs",section 7.5.8.12  DISABLE-CAPABILITIES Command   Command:  (DISABLE-CAPABILITIES tid capability)   Response: (DISABLE-CAPABILITIES tid cap-1 success-1                  cap-2 success-2 cap-3 success-3 ...)   DISABLE-CAPABILITIES causes an access capability to be disabled on   the server machine.  capability is a string naming the capability to   be disabled.  The meaning of the capability is dependent on the   operating system.   The return values cap-1, cap-2, and so on, are strings specifying   names of capabilities.  If the capability named by cap-1 was   successfully disabled, the corresponding success-1 is supplied as   Boolean truth; otherwise it is the empty token list.Greenberg & Keene                                              [Page 27]

RFC 1037             NFILE - A File Access Protocol        December 1987   Although the user can specify only one capability to disable, it is   conceivable that the result of disabling that particular capability   is the disabling of other, related capabilities.  That is why the   command response can contain information on more than one capability.8.13  ENABLE-CAPABILITIES Command   Command:  (ENABLE-CAPABILITIES tid capability password)}   Response: (ENABLE-CAPABILITIES tid cap-1 success-1              cap-2 success-2 cap-3 success-3 ...)   ENABLE-CAPABILITIES causes an access capability to be enabled on the   server machine.  The password argument is optional, and should be   included only if it is needed to enable this particular capability.   Both password and capability are strings.  The meaning of the   capability is dependent on the operating system.   The return values cap-1, cap-2 and so on, are strings specifying   names of capabilities.  If the capability named by cap-1 was   successfully enabled, the corresponding success-1 is supplied as   Boolean truth; otherwise it is the empty token list.   Although the user can specify only one capability to enable, it is   conceivable that the result of enabling that particular capability is   the enabling of other, related capabilities.  That is why the command   response can contain information on more than one capability.8.14  EXPUNGE Command   Command:  (EXPUNGE tid directory-pathname)   Response: (EXPUNGE tid server-storage-units-freed)   EXPUNGE causes the directory specified by pathname to be expunged.   Expunging means that any files that have been soft deleted are to be   permanently removed.   For file systems that do not support soft deletion, the command is to   be ignored; a success command response is sent, but no action is   performed on the file system.  In this case, the number-of-server-   storage-units-freed return value should be omitted.   directory-pathname is a required string argument in the directory   pathname format; it must refer to a directory on the server file   system, and not to a file.  See the section "Syntax of File and   Directory Pathname Arguments",section 7.4.Greenberg & Keene                                              [Page 28]

RFC 1037             NFILE - A File Access Protocol        December 1987   The return value server-storage-units-freed is an integer specifying   how many records, blocks, or whatever unit is used to measure file   storage on the server host system, were recovered.  This return value   should be omitted if the server does not know how many storage units   were freed.   The protocol does not define whether directory-pathname is really a   pathname as directory or a wildcard pathname of files to be expunged.   The protocol does not define whether or not wildcards are permitted,   or required to be supported, in the directory portion of the pathname   (representing an implicit request to expunge many directories).8.15  FILEPOS Command   Command:  (FILEPOS tid handle position resync-uid)   Response: (FILEPOS tid)   FILEPOS sets the file access pointer to a given position, relative to   the beginning of the file.  FILEPOS is used to indicate the position   of the next byte of data to be transferred.   The handle indicates the file to be affected.  handle must be a data   channel handle for a data stream opening, or a direct file identifier   for a direct access opening.  Both handle and position are required   arguments.   position is an integer indicating to which point in the file the file   access pointer is to be reset.  position is either a byte number   according to the current byte size being used, or characters for   character openings.  Position zero is the beginning of the file.  If   this is a character opening, position is measured in server units,   not in NFILE character set units.   If the FILEPOS command is given on an input data channel (that is, a   data channel currently sending data from server to user), the   affected data channel must be resynchronized after the FILEPOS is   accomplished, in order to identify the start of the new data.  The   resync-uid is a unique identifier associated with the   resynchronization of the data channel; it is unique with respect to   this dialogue.  resync-uid must be supplied if handle is an input   handle, but it is not supplied otherwise.  For more information on   the resynchronization procedure:  See the section "NFILE Data   Connection Resynchronization",section 9.2.   In the output case, the user must somehow indicate to the server, on   the output data channel, when there is no more data.  The user side   sends the keyword token EOF to do so.  Upon receiving that controlGreenberg & Keene                                              [Page 29]

RFC 1037             NFILE - A File Access Protocol        December 1987   token, the server is required to position the file pointer according   to the position given.  When the new file position is established,   the server resumes accepting data at the new file position.   In most cases, using the direct access mode of transfer is more   convenient and efficient than repeated use of FILEPOS with a data   stream opening.   There are problems inherent in trying to set a file position of a   character-oriented file on a foreign host, if one machine is a   Symbolics computer and the other is not.  For example, character set   translation must take place.  See the section "NFILE Character Set",section 6.  Because of these difficulties, FILEPOS might not be   supported in the future on character files.  FILEPOS is not   problematic for binary files.8.15.1  Implementation Hint for FILEPOS Command   The server processing of this command (by the control connection   handler) must not attempt to wait for the resynchronization procedure   to complete.  It is possible that the user could abort between   sending the FILEPOS command and reading for the mark and   resynchronization identifier.  That scenario could leave the sender   of the resynchronization identifier, on the server side, blocked for   output indefinitely.   Only two commands received on the control connection can break the   data channel out of the blocked state described above:  CLOSE with   abort-p supplied as Boolean truth, and RESYNCHRONIZE-DATA-CHANNEL.   Therefore, the control connection must not wait for the data channel   to finish performing the resynchronization procedure.  This wait   should instead be performed by the process managing the data channel.8.16  FINISH Command   Command:  (FINISH tid handle)   Response: (FINISH tid truename binary-p other-properties)   FINISH closes a file and reopens it immediately with the file   position pointer saved, thus leaving it open for further I/O.  If   possible, the implementation should do the closing and opening in an   indivisible operation, such that no other process can get access to   the file.Greenberg & Keene                                              [Page 30]

RFC 1037             NFILE - A File Access Protocol        December 1987   The arguments, results, and their meaning are identical to those of   the CLOSE command.  See the section "CLOSE Command",section 8.3.   FINISH requires a handle, which has the same meaning as the handle of   the CLOSE command.   In the output case, for both direct mode and data stream mode of   openings, the server writes out all buffers and sets the byte count   of the file.  The user sends the keyword token EOF on the data   channel, to indicate that the end of data has been reached.  The   server leaves the file in such a state that if the system or server   crashes anytime after the FINISH command has completed, it would   later appear as though the file had been closed by this command.   However, the file is not left in a closed state now; it is left open   for further I/O operations.  FINISH is a reliability feature.   FINISH is somewhat pointless in the input case, but valid.  The   native Symbolics file system (LMFS) implements FINISH on an output   file by an internal operation that effectively goes through the work   of closing but leaves the file open for appending.   ERRORS ON FINISH   After writing every last bit sent by the user to disk, and before   closing the file, the server checks the data channel specified by   handle to see if an asynchronous error is outstanding on that   channel.  That is, the server must determine whether it has sent an   asynchronous error to the user, to which the user has not yet   responded with a CONTINUE command.  If so, the server is unable to   finish the file, and it must send a command error response response,   indicating that an error is pending on the channel.  The appropriate   three-letter error code is EPC.  See the section "NFILE Errors and   Notifications",section 10.8.17  HOME-DIRECTORY Command   Command:  (HOME-DIRECTORY tid user)   Response: (HOME-DIRECTORY tid directory-pathname)   HOME-DIRECTORY returns the full pathname of the home directory on the   server machine for the given user.   user is a string that should be recognizable as a user's login name   on the server operating system.  directory-pathname is a string in   the directory pathname format.  See the section "Syntax of File and   Directory Pathname Arguments",section 7.4.Greenberg & Keene                                              [Page 31]

RFC 1037             NFILE - A File Access Protocol        December 19878.18  LOGIN Command   Command:  (LOGIN tid user password FILE-SYSTEM USER-VERSION)   Response: (LOGIN tid keyword/value-pairs)   LOGIN logs the given user in to the server machine, using the   password if necessary.  Both user and password are string arguments;   user is required, password is optional.  An omitted password is valid   if the host allows the specified user to log in without a password.   Depending on the operating system and server, it might be necessary   to log in to run a program (in this case the NFILE server program) on   the host.  LOGIN establishes a user identity that is used by the   operating system to establish the file author and determine file   access rights during the current session.   The server has the option to reject with an error any command except   LOGIN if a successful LOGIN command has not been performed.  This is   recommended.  Many operating systems perform the login function in a   different process and/or environment than user programs.  The portion   of the NFILE server running in the special login environment could   conceivably be capable only of processing the LOGIN command; this is   the reason for having the LOGIN command in NFILE.   FILE-SYSTEM and USER-VERSION are optional keyword/value pairs.  The   FILE-SYSTEM keyword/value pair selects the identity of the file   system to which all following commands in this session are to be   directed.  This argument has meaning only if the server host machine   has multiple file systems, and the targeted file system is other than   the default file system that a user would get by initiating a   dialogue with that host.  The FILE-SYSTEM argument is an arbitrary   token list.  If the server does not recognize it, the server gives an   appropriate command error response.   Currently, the only use of FILE-SYSTEM is for Symbolics servers to   select one of the front-end processor hosts instead of the LMFS,   which is the default.  In this case, the first element in the token   list is the keyword FEP, and the second element in the token list is   an integer, indicating the desired FEP disk unit number.  If the   server discovers there is no such file system, the server gives a   command error response including the three-letter code NFS, meaning   "no file system".  See the section "NFILE Errors and Notifications",section 10.Greenberg & Keene                                              [Page 32]

RFC 1037             NFILE - A File Access Protocol        December 1987   The user tells the server what version of NFILE it is running by   including the optional USER-VERSION keyword/value pair.  The value   associated with USER-VERSION can be a string, an integer, or a token   list.  This document describes NFILE user version 2 and server   version 2.   Upon receiving the representation of the user version, the server can   either adjust certain parameters to handle this particular version,   or simply ignore the user version altogether.  Currently, the only   released versions of NFILE are user version 2 and server version 2.   LOGIN RETURN VALUES:  keyword/value-pairs   The keyword/value-pairs is a token list composed of keywords followed   by their values.  The server includes any or all of the following   keywords and their values; they are all optional.  The following   keywords are recognized:   NAME   The value associated with NAME is a string specifying the user   identity, in the server host's terms.   PERSONAL-NAME   The value associated with PERSONAL-NAME is a string representing the   user's personal name, last name first.  For example:  "McGillicuddy,   Aloysius X.".   HOMEDIR-PATHNAME   The value associated with HOMEDIR-PATHNAME is a string in the   pathname as directory format, indicating the home directory of the   user.  See the section "Syntax of File and Directory Pathname   Arguments",section 7.4.   GROUP-AFFILIATION   The value associated with GROUP-AFFILIATION is a string specifying   the group to which the user belongs, when this concept is   appropriate.   SERVER-VERSION   The value associated with SERVER-VERSION can be a string, an integer,   or a token list.  The value is a representation of the version of the   server is running.  Upon receiving the server version, the user can:   adjust certain parameters to handle this particular version; acceptGreenberg & Keene                                              [Page 33]

RFC 1037             NFILE - A File Access Protocol        December 1987   the version; or close the connection.  Currently, the only released   versions of NFILE are user version 2 and server version 2.   PROPERTY-INDEX-TABLE   The value associated with PROPERTY-INDEX-TABLE is a token list of   keywords.  This return value enables the server to inform the user   which file properties are meaningful on its file system.  The   keywords in PROPERTY-INDEX-TABLE can be used by the DIRECTORY command   (a user request for information on file properties of a specified   directory or directories).  The server can specify a certain property   by giving an integer that is the index of that file property into the   PROPERTY-INDEX-TABLE.  This reduces the volume of data sent during   directory listings.  The first element in PROPERTY-INDEX-TABLE is   indexed by the number 0.  See the section "DIRECTORY Command",section 8.11.8.19  MULTIPLE-FILE-PLISTS Command   Command:  (MULTIPLE-FILE-PLISTS tid input-handle paths              characters properties)   Response: (MULTIPLE-FILE-PLISTS tid)   MULTIPLE-FILE-PLISTS returns file property information of one or more   files.  The server sends the information in a data structure (the   format is described later in this section) on the given input-handle.   paths is an embedded token list composed of the pathnames in which   the user is interested.  Each pathname in this list is a string in   the full pathname syntax of the server host.  Unlike for the   DIRECTORY command, wildcards are not allowed in these pathnames.  See   the section "Syntax of File and Directory Pathname Arguments",section 7.4.   characters is either Boolean truth (indicating that each file is a   character file), the empty token list (each file is a binary file),   or the keyword DEFAULT.  DEFAULT indicates that the server itself is   to figure out whether a file is a character or binary file.  For more   information on the meaning of the DEFAULT keyword:  See the section   "OPEN Command",section 8.20.  The value of characters can influence   some servers' idea of a file's length.   properties is a token list of keywords indicating which properties   the user wants returned.  The server is always free to return more   properties than those requested in the properties argument.  If   properties is supplied as the empty token list, the server should   transmit all known properties on the files.Greenberg & Keene                                              [Page 34]

RFC 1037             NFILE - A File Access Protocol        December 1987   The server transmits as much of the requested information as possible   on the given input-handle.  The information is contained in a top-   level token list of elements.  Each element corresponds with a   supplied pathname; the order of the original pathlist must be   retained in the returned token list.  An element is an empty token   list if the corresponding file or any of its containing directories   does not exist.  The elements that correspond to successfully located   files are lists composed of truename followed by any properties.   properties are keyword/value pairs.  truename is a string in the full   pathname syntax of the server host.   The following example shows TOP-LEVEL-LIST-BEGIN and TOP-LEVEL-LIST-   END as parentheses, and LIST-BEGIN and LIST-END with square brackets.   For example, the user supplied a pathlist argument resembling:                            [file1 file2 file3]   The server could not locate file1 or file3, but did locate file2, and   found the length and author of file2.  The top-level token list   transmitted by the server is:        ( [] [ truename-of-file2 LENGTH 381 AUTHOR williams ] [] )   For further detail on how file properties and values are expressed:   See the section "Format of NFILE File Property/Value Pairs",section7.5.8.20  OPEN Command   Command:  (OPEN tid handle pathname direction binary-p                TEMPORARY RAW SUPER-IMAGE DELETED PRESERVE-DATES                SUBMIT DIRECT-FILE-ID ESTIMATED-LENGTH BYTE-SIZE                IF-EXISTS IF-DOES-NOT-EXIST)   Response: (OPEN tid truename binary-p other-properties)   OPEN opens a file for reading, writing, or direct access at the   server host.  That means, in general, asking the host file system to   access the file and obtaining a file number, pointer, or other   quantity for subsequent rapid access to the file; this is called an   "opening".  See the section "NFILE File Opening Modes",section 5.   The OPEN command has the most complicated syntax of any NFILE   command.  The OPEN command has required arguments, an optional   argument, and many optional keyword/value pairs.  For details on the   syntax of each of these parts of the OPEN command:  See the section   "Conventions Used in This Document",section 7.Greenberg & Keene                                              [Page 35]

RFC 1037             NFILE - A File Access Protocol        December 1987   The following arguments are required:  pathname, direction, and   binary-p.  handle is an optional argument, which must either be   supplied or explicitly omitted by means of substituting in its place   the empty token list.   The OPEN command has many optional keyword/value pairs, which encode   conceptual arguments to the server file system for the OPEN   operation.  A detailed description of all the supported OPEN optional   keywords is given below.   The OPEN return values reflect information about the file opened,   when the opening is successful.  In the case of a probe-type opening,   this information is returned when the given file (or link, or   directory) exists and is accessible, even though the file (or link,   or directory) is not actually opened.  For detail on the OPEN return   values: See the section "NFILE OPEN Response Return Values",section8.20.2.   THE pathname OPEN ARGUMENT   The pathname is a required argument specifying the file to be opened.   pathname is a string in the full pathname syntax of the server host.   See the section "Syntax of File and Directory Pathname Arguments",section 7.4.   For some purposes (for example, when the OPEN argument direction is   supplied as PROBE-DIRECTORY), only the directory specified by this   pathname is utilized.  See the section "NFILE OPEN Optional   Keyword/Value Pairs",section 8.20.1.   THE handle OPEN ARGUMENT   The handle argument of the OPEN command specifies a data channel to   be used for the transfer.  Subsequent commands in this session use   the same handle to specify this opening.  It is the user side's   responsibility to ensure that handle refers to an existing and free   data channel that does not require resynchronization before use.  A   handle must be supplied, unless a probe-type opening is desired (that   is, the direction is supplied as PROBE, PROBE-DIRECTORY, or PROBE-   LINK) or a direct access opening is being requested (that is, a   DIRECT-FILE-ID is supplied).  In those cases, the empty token list is   supplied for handle.   THE direction OPEN ARGUMENT   The direction argument must be supplied as one of these keywords:   INPUT, OUTPUT, IO, PROBE, PROBE-DIRECTORY, and PROBE-LINK.  The   meanings of the direction keywords are as follows:Greenberg & Keene                                              [Page 36]

RFC 1037             NFILE - A File Access Protocol        December 1987   INPUT      Specifies that the file is to be opened for input server-to-user      transfer).  To request a direct access opening, supply a value for      DIRECT-FILE-ID. If no DIRECT-FILE-ID is supplied, the opening is a      data stream opening.   OUTPUT      Specifies that the file is to be opened for output user-to-server      transfer).  To request a direct access opening, supply a value for      DIRECT-FILE-ID. If no DIRECT-FILE-ID is supplied, the opening is a      data stream opening.   IO      Specifies that interspersed input and output will be performed on      the file.  This is only meaningful in direct access mode.  A      DIRECT-FILE-ID must also be supplied.  See the section "NFILE OPEN      Optional Keyword/Value Pairs",section 8.20.1.   If direction is supplied as PROBE, PROBE-LINK, or PROBE-DIRECTORY,   the opening is said to be a probe-type opening.  The DIRECT-FILE-ID   option is meaningless and an error for probe-type openings.  The file   handle must be supplied as an empty token list for probe-type   openings.   PROBE      Specifies that the file is not to be opened at all, but simply      checked for existence.  If the file does not exist or is not      accessible, the error indications and actions are identical to      those that would be given for an INPUT opening.  If the file does      exist, the successful command response contains the same      information as it would have if the file had been opened for      INPUT.  If it is a link, the link is followed to its target.   PROBE-LINK      Like PROBE, with one difference.  PROBE-LINK specifies that if the      pathname is found to refer to a link, that link is not to be      followed, and information about the link itself is to be returned.Greenberg & Keene                                              [Page 37]

RFC 1037             NFILE - A File Access Protocol        December 1987   PROBE-DIRECTORY      PROBE-DIRECTORY requests information about the directory      designated by the pathname argument.  In the PROBE-DIRECTORY case,      the pathname argument refers to the directory on which information      is requested.  In all other cases, the pathname refers to a file      to be opened.  If pathname contains a file name and file type,      these parts of the pathname are ignored for PROBE-DIRECTORY      openings as long as they are syntactically valid.   THE binary-p OPEN ARGUMENT   The value of binary-p affects the mode in which the server opens the   file, as well as informing it whether or not character set   translation must be performed.   If binary-p is supplied as the empty token list, the opening is said   to be a character opening.  The server performs character set   translation between its native character set and the NFILE character   set.  The data is transferred over the data connection one character   per eight-bit byte.  See the section "NFILE Character Set",section6.   If binary-p is supplied as Boolean truth, the opening is said to be a   binary opening.  The user side supplies the byte size via the BYTE-   SIZE option; if not supplied, the default byte size is 16 bits.  If   byte size is less than 9, the file data is transferred byte by byte.   If the byte size is 9 or greater, the server transfers each byte of   the file as two eight-bit bytes, low-order first.   binary-p can also be supplied as the keyword DEFAULT.  DEFAULT   specifies that the server itself is to determine whether to transfer   binary or character data.  DEFAULT is meaningful only for input   openings; it is an error for OUTPUT, IO, or probe-type openings.  For   file systems that maintain the innate binary or character nature of a   file, the server simply asks the file system which case is in force   for the file specified by pathname.   When binary-p is supplied as DEFAULT, on file systems that do not   maintain thisinformation, the server is required to perform a   heuristic check for Symbolicsobject fileson the first two 16-bit   bytes of the file.  If the file isdetermined to be aSymbolics object   file, the server performs a BINARY openingwith BYTE-SIZE of16;   otherwise, it performs a CHARACTER opening.Greenberg & Keene                                              [Page 38]

RFC 1037             NFILE - A File Access Protocol        December 1987   The details of the check are as follows: if the first 16-bit byte is   the octal number170023 and the second 16-bit byte is any number   between 0 and 77 octal(inclusive), the file is recognized as a   Symbolics object file.  In any othercase, it is not.8.20.1  NFILE OPEN Optional Keyword/Value Pairs   The OPEN command has many optional keyword/value pairs that encode   conceptual arguments to the file system for the OPEN operation.   The following options are used often:   BYTE-SIZE      Must be followed by an integer between 1 and 16, inclusive, or the      empty token list.  BYTE-SIZE is meaningful only for binary      openings.  BYTE-SIZE can be ignored for probe-type openings.  It      can be omitted entirely for character openings, but if supplied,      must be followed by the empty token list.  If binary-p is supplied      as DEFAULT, BYTE-SIZE can be omitted entirely, or followed by the      empty token list.      If a binary opening is requested and BYTE-SIZE is not supplied,      the assumed value is 16 for output openings. For input binary      openings, the default is the host file system's stored conception      of the file's byte size (for those hosts that natively support      byte size).  For file systems that do not natively support      natively byte size, the default byte-size on binary input is 16.      For file systems that maintain the innate byte-size of each file,      the server should supply this number to the appropriate operating      system interface that performs the semantics of opening the file.      For other operating systems, a file written with a given byte size      must produce the same bytes in the same order when read with that      byte size.  In this case, the server or host operating system can      choose any packing scheme that complies with this rule.      Operating systems that do not support byte size must ensure that      binary files written from user ends of the current protocol can be      read back correctly.  However, the server can choose packing      schemes that allow all bits of the server host's word to be      accessed and concur with other packing schemes used by native host      software.      For example, Multics supports 36 bit words and 9 bit bytes.  A      packing scheme appropriate for a Multics NFILE server is:Greenberg & Keene                                              [Page 39]

RFC 1037             NFILE - A File Access Protocol        December 1987               Byte Size                Packing Scheme               7, 8, or 9 bits          four per 36-bit word               10, 11, or 12 bits       three per 36-bit word               13, 14, 15, or 16 bits   two per 36-bit word      In the first packing scheme in the table, native Multics      character-oriented software can access each logical byte      sequentially.  In the last packing scheme, each Symbolics byte is      in a halfword, easily accessible and visible in an octal      representation.  To achieve maximum data transfer rate and access      all bits of a Multics word, a byte size of 12 must be specified.   DELETED      If supplied as Boolean truth, DELETED specifies that deleted"      files are to be treated as though they were not "deleted".      DELETED is meaningful only for operating systems that support      "soft deletion" and subsequent "undeletion" of files.  Other      operating systems must ignore this option.  Normally, deleted      files are not visible to the OPEN operation; this option makes      them visible.      DELETED can also be followed by the empty token list, which has      the same effect as omitting the DELETED keyword/value pair      entirely.  For output openings, DELETED is meaningless and an      error if supplied.   DIRECT-FILE-ID      If supplied, the DIRECT-FILE-ID indicates that the opening is to      be a direct access mode opening.  If not supplied, the opening is      a data stream opening.  The value of DIRECT-FILE-ID is a string      generated by the user, that has not been used as a DIRECT-FILE-ID      in this dialogue, and does not designate any data channel.  The      DIRECT-FILE-ID is a unique identifier for the direct access      opening.  It is used for all operations that identify an opening      rather than a data channel.  The DIRECT-FILE-ID is used to      identify a direct access opening, just as a file handle is used to      identify a data stream opening.  The PROPERTIES, CLOSE, and RENAME      commands use the DIRECT-FILE-ID in this way.  There are only two      NFILE commands applicable to direct access openings (ABORT and      CONTINUE) that do not use the DIRECT-FILE-ID, but use a data      channel handle instead.   PRESERVE-DATES      If supplied as Boolean truth, PRESERVE-DATES specifies that theGreenberg & Keene                                              [Page 40]

RFC 1037             NFILE - A File Access Protocol        December 1987      server is to attempt to prevent the operating system from updating      the "reference date" or date-time used" of the file.  This is      meaningful only for input openings, and is an error otherwise.      The Symbolics operating system invokes this option for operations      such as View File in the editor, where it wishes to assert that      the user did not "read" the file, but just "looked at it".      Servers on operating systems that do not support reference dates      or users revising or suppressing update of the reference dates      must ignore this option.   ESTIMATED-LENGTH      The value of ESTIMATED-LENGTH is an integer estimating the length      of the file to be transferred. This option is meaningful and      permitted only for output openings.  ESTIMATED-LENGTH enables the      user end to suggest to the server's file system how long the file      is going to be.  This can be useful for file systems that must      preallocate files or file maps or that accrue performance benefits      from knowing this information at nthe time the file is first      opened.  This estimate, if supplied, is not required to be exact.      It is ignored by servers to which it is not useful or interesting.      The units of the estimate are characters for character openings,      and bytes of the agreed-upon byte size for binary openings.  The      character units should be server units, if possible, but since      this is only an estimate, NFILE character units are acceptable.      See the section "NFILE Character Set",section 6.   IF-EXISTS      Meaningful only for output openings, ignored otherwise, but not      diagnosed as an error.  The value of IF-EXISTS is a keyword that      specifies the action to Be taken if a file of the given name      already exists.  The semantics of the values are derived from the      Common Lisp specification and repeated here for completeness.  If      the file does not already exist, the IF-EXISTS option and its      value are ignored.      If the user side does not give the IF-EXISTS option, The action to      be taken if a file of the given name already exists depends on      whether or not the file system supports file versions.  If it      does, the default is ERROR (if an explicit version is given in the      file pathname) or NEW-VERSION (if the version in the file pathname      is the newest version).  For file systems not supporting versions,      the default is SUPERSEDE.  These actions are described below.Greenberg & Keene                                              [Page 41]

RFC 1037             NFILE - A File Access Protocol        December 1987      IF-EXISTS provides the mechanism for overwriting or appending to      files.  With the default setting of IF-EXISTS, new files are      created by every output opening.      Operating systems supporting soft deletion can take different      actions if a "deleted" file already exists with the same name (and      type and version, where appropriate) as a file to be created.  The      Symbolics file system (LMFS) effectively uses SUPERSEDE, even if      not asked to do so.  Other servers and file systems are urged to      do similarly.  Recommended action is to not allow deleted files to      prevent successful file creation (with specific version number)      even if an IF-EXISTS option weaker than SUPERSEDE, RENAME, or      RENAME-AND-DELETE is specified or implied.      Here are the possible values and their meanings:      ERROR         Reports an error.      NEW-VERSION         Creates a new file with the same file name but with a larger         version number.  This is the default when the version component         of the filename is newest.  File systems without version         numbers can implement this by effectively treating it as         SUPERSEDE.      RENAME         Renames the existing file to some other name and then creates a         new file with the specified name.  On most file systems, this         renaming happens at the time of a successful close.      RENAME-AND-DELETE         Renames the existing file to some other name and then deletes         it (but does not expunge it, on those systems that distinguish         deletion from expunging).  Then it creates a new file with the         specified name.  On most file systems, this renaming happens at         the time of a successful close.      OVERWRITE         Output operations on the opening destructively modify the         existing file.  New data replaces old data at the beginning of         the file; however, the file is not truncated to length zero         upon opening.Greenberg & Keene                                              [Page 42]

RFC 1037             NFILE - A File Access Protocol        December 1987      TRUNCATE         Output operations on the opening destructively modify the         existing file.  The file pointer is initially positioned at the         beginning of the file; at that time, TRUNCATE truncates the         file to length zero and frees disk storage occupied by it.      APPEND         Output operations on the opening destructively modify the         existing file.  New data is placed at the current end of the         file.      SUPERSEDE         Supersedes the existing file.  This means that the old file is         removed or deleted and expunged.  The new file takes its place.         If possible, the file system does not destroy the old file         until the new file is closed, against the possibility that the         file will be close-aborted.  This differs from NEW-VERSION in         that SUPERSEDE creates a new file with the same name as the old         one, rather than a file name with a higher version number.         There are currently no standards on what a server can do if it         cannot implement some of these actions.   IF-DOES-NOT-EXIST      Meaningful for input openings, never meaningful for probe-type      openings, and sometimes meaningful for output openings.  IF-DOES-      NOT-EXIST takes a value token, which specifies the action to be      taken if the file does not already exist.  Like IF-EXISTS, it is a      derivative of Common Lisp.  The default is as follows: If this is      a probe-type opening or read opening, or if the IF-EXISTS option      is specified as OVERWRITE, TRUNCATE, or APPEND, the default is      ERROR.  Otherwise, the default is CREATE.      These are the values for IF-DOES-NOT-EXIST:      ERROR         Reports an error.      CREATE         Creates an empty file with the specified name and then proceeds         as if it already existed.Greenberg & Keene                                              [Page 43]

RFC 1037             NFILE - A File Access Protocol        December 1987   The following optional keyword/value pairs are rarely used, if ever:   RAW      If supplied as Boolean truth, RAW specifies that character set      translation is not to be performed, but that characters are to be      transferred intact, without inspection.  This option is meaningful      only for character openings; it is an error otherwise.  It is also      an error to supply RAW as Boolean truth for probe-type openings.      RAW can also be followed by the empty token list, which has the      same effect as if the RAW keyword/value pair were omitted      entirely.  See the section "RAW Translation Mode",Appendix B.   SUPER-IMAGE      If supplied as Boolean truth, SUPER-IMAGE specifies that Rubout      quoting is not to be performed.  This operation is meaningful only      for character openings; it is an error otherwise.  It is also an      error for probe-type openings.  SUPER-IMAGE can also be followed      by the empty token list, which has the same effect as if the      SUPER-IMAGE keyword/value pair were omitted entirely.      SUPER-IMAGE mode causes the server to read or write character      files where ASCII Rubout characters are a significant part of the      file content, not where they are an escape for this protocol.      However, other translations must still be performed:  See the      section SUPER-IMAGE Translation Mode",Appendix C.   TEMPORARY      Used by the TOPS-20 server only.  TEMPORARY says to use GJ%TMP in      the GTJFN.  This is useful mainly when writing files, and      indicates that the foreign operating system is to treat the file      as temporary.  See TOPS-20 documentation for more about the      implications of this option.  Other servers can ignore it.  This      option is meaningless and an error for input or probe-type      openings.  TEMPORARY can also be followed by the empty token list,      which has the same effect as if the TEMPORARY keyword/value pair      were omitted entirely.   SUBMIT      SUBMIT is meaningful for output only.  If supplied as Boolean      truth, SUBMIT causes the server to submit the contents of the file      being written to the operating system as a job, after the file is      closed.  VMS is an example of an operating system that could      conveniently support SUBMIT.  SUBMIT can also be followed by the      empty token list, which has the same effect as if the SUBMITGreenberg & Keene                                              [Page 44]

RFC 1037             NFILE - A File Access Protocol        December 1987      keyword/value pair were omitted entirely.  Servers that do not      implement this option should give an error response if requested      to submit a file to the operating system.8.20.2  NFILE OPEN Response Return Values   The results of a successful OPEN operation are reported in the   command response.  Here is the specification of the OPEN response   format:   Response Format:      (OPEN tid truename binary-p other-properties)   The return values for OPEN and CLOSE are syntactically identical, but   the values can change in the time interval between open and close.   truename is a string representing the pathname of the file in the   full pathname syntax of the server host.  It should be determined by   the server once it has opened the file, via some request to its   operating system.  The request can be of the form:  "What file   corresponds to this JFN, file number, pointer, etc.?"  If the   operating system supports version numbers, this string always   contains an explicit version number.  It always contains a directory   name, a file name, and so on.   Some operating systems might not know the truename of an output file   until it is closed.  It is permissible not to supply an explicit   version number in the pathname in the OPEN response in this specific   case.  On these systems the truename when the file is opened is   different than the truename after it has been closed.   The return value binary-p indicates whether the opening is a binary   or character opening.  For binary openings, binary-p is supplied as   Boolean truth; for character openings it is the empty token list.   other-properties is a list of keyword/value pairs.  other-properties   must contain CREATION-DATE and LENGTH.  AUTHOR should be included if   the server operating system has a convenient mechanism for   determining the author of the sfile.  The other properties described   here can be included if desired.   AUTHOR   The value of AUTHOR is a string representing the name of the author   of the file.  This is some kind of user identifier, whose format is   system-specific.  As with CREATION-DATE (see below), AUTHOR is   supposed to represent the logical determinor of the current dataGreenberg & Keene                                              [Page 45]

RFC 1037             NFILE - A File Access Protocol        December 1987   content of the file, not necessarily the agency that actually created   the file.   BYTE-SIZE   The byte-size agreed upon via the rules described for the BYTE-SIZE   option.  The value of BYTE-SIZE is an integer.  For details on the   ramifications of BYTE-SIZE:  See the section "NFILE OPEN Optional   Keyword/Value Pairs",section 8.20.1.  This parameter is only   meaningful for BINARY openings.  However, if FILEPOS is returned in   the other-properties list, BYTE-SIZE should also be included, even   for character openings.   CREATION-DATE   The creation date of the file.  The date is expressed in Universal   Time format, which measures a time as the number of seconds since   January 1, 1900, at midnight GMT.  Creation date does not necessarily   mean the time the file system created the directory entry or records   of the file.  For systems that support modification or appending to   files, it is usually the modification date of the file.  Creation   date can mean the date that the bit count or byte count of the file   was set by an application program.   Some types of file systems support a user-settable quantity   (CREATION-DATE) which the user can set to an arbitrary time, to   indicate that the contents of this file were written a long time ago   by someone else on another computer.  The default value of this   quantity, if the user has not set it, is the time someone last   modified the information in the file.  This quantity, in the OPEN   response for an output file, is disregarded by the user side, but   nevertheless must be present.   The Symbolics computer system software uses this quantity as a unique   identifier of file contents, for a given file name, type, and   version, to prove that a file has not changed since it last recorded   this quantity for a file.   FILEPOS   An integer giving the position of the logical file pointer, in   characters or bytes as appropriate for the type of opening.  This is   always zero for an input opening and for an output opening creating a   new file.  For an output opening appending to an existing file,   FILEPOS is the number of characters or bytes, as appropriate,   currently in the file.  This number, for character openings, is   measured in server units: See the section "NFILE Character Set",section 6.Greenberg & Keene                                              [Page 46]

RFC 1037             NFILE - A File Access Protocol        December 1987   LENGTH   An integer reporting the length of the file, in characters for   character openings and in bytes of the agreed-upon size for binary   openings.  LENGTH should be reported as zero for output openings,   even if appending to an existing file.  The server usually only knows   the length for a character opening in server units; thus, it reports   length in server units.8.21  PROPERTIES Command   Command:  (PROPERTIES tid handle pathname control-keywords   properties)   Response: (PROPERTIES tid property-element settable-properties)   PROPERTIES requests the property information about one file.  The   file is identified by the pathname argument or the handle argument,   but not both.  If pathname is supplied, it is a string in the full   pathname syntax of the server host.  See the section "Syntax of File   and Directory Pathname Arguments",section 7.4.   If handle is supplied, its value is a string identifying an opening,   which implicitly identifies a file.  For direct access mode openings,   handle must be a direct file identifier.   control-keywords is reserved in the current design.  However, it is a   required argument, and must be supplied as the empty token list.  Its   presence in the NFILE specification allows for future expansion.  In   the future the value of control-keywords might affect the listing   mode.   properties is a token list of keywords indicating the properties the   user wants returned.  (In command arguments, properties cannot be   specified with integers, such as indices into the Property Index   Table).  For a list of keywords associated with file properties:  See   the section "Format of NFILE File Property/Value Pairs",section 7.5.   The server is always free to return more properties than those   requested in the properties argument.  If properties is supplied as   the empty token list, the server transmits all known properties of   the file.Greenberg & Keene                                              [Page 47]

RFC 1037             NFILE - A File Access Protocol        December 1987   PROPERTIES COMMAND RESPONSE   The server returns the property information for the given file in the   command response.  The PROPERTIES command does not use any data   channels.  If the specified file does not exist or is not accessible,   the server signals an error and includes an appropriate three-letter   error code in the command error response.  See the section "NFILE   Errors and Notifications",section 10.   The return value property-element is a token list.  The first element   in that token list is the pathname of the file, in the full pathname   syntax of the server host.  The following elements of the property-   element token list are property/value pairs.  The server is expected   to return several property/value pairs; the number of pairs is not   constrained.  For further details on file properties and their   associated values:  See the section "Format of NFILE File   Property/Value Pairs",section 7.5.   The return value settable-properties is a token list of keywords.   The number of keywords is not constrained.  (Note that integers   cannot be used in settable-properties to indicate the file property;   keywords are to be used instead.)  Each keyword supplied in   settable-properties identifies a property considered settable by the   server.  The server is implicitly guaranteeing a mechanism for   changing the properties reported as settable.  The user can change   any of the settable properties for this file by using the CHANGE-   PROPERTIES command.  See the section "CHANGE-PROPERTIES Command",section 8.2.   The following example shows the format of the PROPERTIES command   response.  Remember that the number of property/value pairs and   keywords is not constrained; this example has two property/value   pairs and three settable-properties keywords returned:Greenberg & Keene                                              [Page 48]

RFC 1037             NFILE - A File Access Protocol        December 1987             TOP-LEVEL-LIST-BEGIN             PROPERTIES         - name of the command             tid                - transaction identifier             LIST-BEGIN             pathname of file             prop1 value1       - file's property/value pairs             prop2 value2             LIST-END             LIST-BEGIN             keyword-1          - file's settable properties             keyword-2             keyword-3             LIST-END             TOP-LEVEL-LIST-END   The following example is designed to better show the structure of the   top-level token list by depicting TOP-LEVEL-LIST-BEGIN and TOP-   LEVEL-LIST-END by parentheses and LIST-BEGIN and LIST-END by square   brackets.  The indentation and newlines in the example are not part   of the token list, but are used here to make the structure of the   token list clear.             (PROPERTIES tid [ pathname prop1 value1 prop2 value2 ...]                             [ keyword1 keyword2 keyword3 ... ]8.22  READ Command   Command: (READ tid direct-file-id input-handle count FILEPOS)   Response: (READ tid)   READ requests input data flow for direct access openings.  The   direct-file-id is the same as the DIRECT-FILE-ID argument that was   given when opening the file; it designates the opening from which the   characters or bytes are to be transferred.  The input-handle   specifies which data channel should be used for the transfer of data   from server to user.  The data channel should have been already   established, cannot have been disestablished, and must not currently   be in use.   count is an integer specifying how many bytes (or NFILE characters,   as appropriate) to read.  count can be supplied as the empty token   list, meaning read to the end of the file.  If the user specifies the   empty token list or a count greater than the number of bytes   remaining in the file, the server sends the keyword EOF to mark the   end of the file.Greenberg & Keene                                              [Page 49]

RFC 1037             NFILE - A File Access Protocol        December 1987   FILEPOS is an optional keyword/value pair.  If the keyword FILEPOS is   supplied, it must be followed by an integer.  Before data is   transferred, the opening is positioned to the point specified by the   value of FILEPOS.  The position of the point is measured in server   units for character openings; for binary openings it is measured in   binary bytes.  See the section "FILEPOS NFILE Command".   Upon receiving the READ command, the server binds the data channel to   the opening and immediately begins transferring data.  The server   stops when all data has been transferred.  After the server sends the   last requested byte, it unbinds the data channel, freeing it for   other use.  When the user side has processed the last byte, the user   side assumes that the data channel can now be reused for another data   transfer.8.23  RENAME Command   Command:  (RENAME tid handle pathname to-pathname)   Response: (RENAME tid from-pathname to-pathname)   RENAME requests the server to give a file a new name.  This is   NFILE's interface to the system's native rename operation, with all   of its system-specific semantics and constraints.   Either a handle or a pathname (but not both) specifies the file that   is to receive a new name.  The argument to-pathname designates that   new name.  The return value from-pathname gives the full original   name of the file, and to-pathname gives the full new name of the   file.  For systems that support version numbers, the return values   can differ in version number from the values of the arguments given   to RENAME.   The arguments pathname and to-pathname and the return values from-   pathname and to-pathname are strings in the full pathname syntax of   the server host.  See the section "Syntax of File and Directory   Pathname Arguments",section 7.4.   If the file to be renamed is specified by a pathname, the file should   be renamed immediately.  If the file is specified by handle, it is   acceptable to wait until close-time to rename the file.   Some operating systems can rename only within a directory.   Nevertheless, the to-pathname of the RENAME must be fully specified;   the server on these systems must check for and reject an attempted   cross-directory rename.Greenberg & Keene                                              [Page 50]

RFC 1037             NFILE - A File Access Protocol        December 19878.24  RESYNCHRONIZE-DATA-CHANNEL Command   The command and response format for this command varies, depending on   whether the handle argument indicates an input or output data   channel.   For an Input Handle:   Command:  (RESYNCHRONIZE-DATA-CHANNEL tid handle)   Response: (RESYNCHRONIZE-DATA-CHANNEL tid identifier)   For an Output Handle:   Command:  (RESYNCHRONIZE-DATA-CHANNEL tid handle identifier)   Response: (RESYNCHRONIZE-DATA-CHANNEL tid)   RESYNCHRONIZE-DATA-CHANNEL begins a prescribed procedure between user   and server over the unsafe data channel specified by handle.  The   resynchronization procedure clears the data channel of any unwanted   data, and restores the data channel to a safe state, ready to   transfer data again.   All arguments to RESYNCHRONIZE-DATA-CHANNEL are required.   For a detailed description of how the user and server coordinate the   resynchronization of data channels:  See the section "NFILE Data   Connection Resynchronization",section 9.2.8.24.1  Implementation Hints for RESYNCHRONIZE-DATA-CHANNEL Command   In general, both the user and server should should be implemented   with the knowledge that a transmission can be aborted.  That is, the   receiving side must be careful not to act upon a transmission (that   is, to perform any action or side effect) until the transmission has   been successfully received in entirety.  This protects the user   program from the possibility that an abort can occur after a   transmission has been partially sent.Greenberg & Keene                                              [Page 51]

RFC 1037             NFILE - A File Access Protocol        December 1987   RESYNCHRONIZING AN OUTPUT DATA CHANNEL   The server will probably want to dispatch the looping and reading to   the logical data process.  Looping reading for the resynchronization   identifier in the control connection handler is not a viable option.   If the user side fails to send the resynchronization identifier (for   example, due to a user abort) the control connection handler can   never be broken out of this loop.   Should the user side send the control connection handler command   first, or send the marks and identifiers first?   Sending the marks first is problematic, because the data channel at   the other end might not be reading them (for it has not yet been so   instructed by the control connection handler).  The user might then   become blocked for output, thus prohibiting sending of the   RESYNCHRONIZE-DATA-CHANNEL command.   On the other hand, sending the control connection handler command   first requires that the user side can send the marks and identifiers   between sending the control connection handler command and receiving   a response for it.  The response will never come until the marks and   identifiers have been successfully received.  The user implementation   must allow for this one case of a command where a subroutine that   "sends a command and waits for a response" is inapplicable.   RESYNCHRONIZING AN INPUT DATA CHANNEL   The server control process should dispatch the data process to send   the mark, and not wait, lest the data process become blocked for   output due to a user abort.  The control process must go back to its   command loop, to possibly receive a command that might break the data   process out of that block.8.25  UNDATA-CONNECTION Command   Command:  (UNDATA-CONNECTION tid input-handle output-handle)   Response: (UNDATA-CONNECTION tid)   UNDATA-CONNECTION explicitly disestablishes a data connection from   the user side.  The user side has the option of disestablishing data   connections at its discretion.  There is no place in the protocol   where disestablishment of data connections is required, other than at   the end of the session, where it is implicit.Greenberg & Keene                                              [Page 52]

RFC 1037             NFILE - A File Access Protocol        December 1987   The data connection to be disestablished is the one designated by the   input-handle and output-handle arguments.  These two handles must   refer to the same data connection.   It is not permitted to explicitly disestablish a data connection   either of whose channels is active.  If the session is terminated by   the breaking of the control connection, all file handles become   meaningless, and the server must close all data connections known to   it and close-abort all files opened on behalf of the user during the   dialogue.   In the Symbolics implementation, the user side disestablishes data   connections that have not been used for a long time, such as twenty   minutes or so.   For more information about data connections:  See the section "NFILE   Control and Data Connections",section 4.9.  NFILE RESYNCHRONIZATION PROCEDURE   Ordinarily, the user side sends NFILE commands to the server side   over the control connection; the server side responds to every user   command, and file data is transmitted over the data channels.  This   section describes a resynchronization procedure that takes place when   something disturbs the usual course of events.   First, if the server side aborts while sending or receiving data,   nothing can be done to salvage the connection between the two hosts.   The control connection and any data channels associated with this   connection are broken.  This happens rarely, if at all.   It is not unusual for the user side to abort file operations, either   commands or data transfer.  On a Symbolics computer, the user can do   this by pressing CONTROL-ABORT.  An important aspect of any file   protocol is the way it handles the situation when the user side   aborts file operations.   An NFILE user side reacts to user side aborts by immediately marking   the connection unsafe.  When a control connection is unsafe, it must   be resynchronized before it can be used again.  Data channels can   also be marked unsafe, and must also be resynchronized before further   use.  The resynchronization process rids the connection (whether   control or data connection) of bytes of data that are now unwanted,   and thus cleans up the channel so it can be used again.   The resynchronization procedure is somewhat complex, but it fulfills   a genuine need.  For those interested, a brief design discussion is   included as note <3>.Greenberg & Keene                                              [Page 53]

RFC 1037             NFILE - A File Access Protocol        December 19879.1  NFILE Control Connection Resynchronization   NFILE requires any unsafe control connection to undergo a   resynchronization procedure before further use.  Therefore, the   resynchronization does not necessarily occur immediately after the   control connection is marked unsafe.  The user side initiates the   control connection resynchronization when another operation on the   control connection is attempted.   A "mark" is defined in the context of Byte Stream with Mark:  See the   section "Discussion of Byte Stream with Mark",section 12.1.   USER SIDE STEPS:  CONTROL CONNECTION RESYNCHRONIZATION       1. The user side sends a mark over the control connection to          the server.       2. The user side sends the ASCII characters USER-RESYNC-DUMMY          (as a data token) to the server.       3. The user side sends a second mark to the server.       4. The user side declares the control connection safe (at the          token list level).       5. The user side generates and sends a unique data token to          the server.       6. The user side then waits, expecting to detect a mark          followed by the unique data token.  The user side reads and          discards all tokens and marks until the desired match is          found.   Once the user side detects the mark and unique data token, the   control connection has been fully resynchronized, and can be used   again.   SERVER SIDE STEPS:  CONTROL CONNECTION RESYNCHRONIZATION        1. The server side detects a mark.  The server is thus alerted           that the control connection is unsafe, and that           resynchronization is in progress.        2. The server continues to read data coming from the user side           until it detects the second mark, and the token following           it.Greenberg & Keene                                              [Page 54]

RFC 1037             NFILE - A File Access Protocol        December 1987        3. The server checks to see if the token following the mark is           USER-RESYNC-DUMMY.  This rare situation occurs if the user           aborts during the course of the resynchronization itself.           If so, the server side discards the USER-RESYNC-DUMMY           token.  The control connection is still unsafe, and the           user side restarts the resynchronization procedure; the           server side therefore begins at Step 2 again.        4. If the token following the mark is not USER-RESYNC-DUMMY           (this is the expected circumstance), the server should have           received a single data token that is the unique data token           generated by the user side.               a. The server sends a mark to the user side.               b. The server declares the control connection safe (at                  the token list level).               c. The server sends the unique data token to the user                  side.        5. If the server detects something following the mark that was           neither USER-RESYNC-DUMMY nor a single data token, a           protocol error has occurred.9.2  NFILE Data Connection Resynchronization   The NFILE data channel resynchronization procedure is similar to the   NFILE control connection resynchronization.  Both procedures are   based on a mark signalling the unsafe condition, then a second mark   followed by a unique identifier.  One important difference between   the two procedures is the circumstances in which they occur.  Control   connections are put into unsafe states only when the user aborts   during control connection I/O operations.  Data channels are made   unsafe by a larger set of circumstances:Greenberg & Keene                                              [Page 55]

RFC 1037             NFILE - A File Access Protocol        December 1987       - User aborts occur during the file protocol operations that         assign and deassign data channels.  This is the most common         cause of data channels becoming unsafe.       - A server receives a CLOSE command (with abort-p supplied as         Boolean truth) specifying an open file that has not finished         transmitting data.  That is, file reading is aborted.       - The ABORT command is issued, causing data channels to be         made unsafe.       - The FILEPOS command is issued, causing the input data         channel to become unsafe.   The resynchronization clears the data channel of unwanted data from   aborted operations and puts the data channel in a known state.  The   data channel resynchronization procedure is invoked when the user   side gives the RESYNCHRONIZE-DATA-CHANNEL command over the control   connection.   The following policies can be used to improve response time, but are   not required by the NFILE protocol:  The user side can initiate   resynchronization only if it needs the data channel, having first   tried to use a free data channel that does not require   resynchronization.  Also, the user side can periodically   resynchronize all unsafe data channels.   In giving the RESYNCHRONIZE-DATA-CHANNEL command, the user side   indicates which data channel should be resynchronized.  Data channels   are unidirectional, which means that depending on the direction   (either input or output) of the data channel, either the user side or   the server side sends the resynchronization data.  This is another   difference from the resynchronization of the control connection, in   which the resynchronization data is always sent by the user side.   The resynchronization steps for input data channels are different   than the steps for output data channels.Greenberg & Keene                                              [Page 56]

RFC 1037             NFILE - A File Access Protocol        December 1987   INPUT DATA CHANNEL RESYNCHRONIZATION      1. The user side gives the RESYNCHRONIZE-DATA-CHANNEL command         on the control connection, with only one argument, the         handle of the data channel to be resynchronized.      2. The server side of the data channel generates a unique         identifier, and sends that data token in its regular         command response to the user side.      3. The server side sends a mark over the data channel.      4. The server side sends the unique identifier token over the         data channel.      5. The user side reads until it detects a mark followed by the         unique identifier token.  The resynchronization is then         complete.  The data channel is no longer in an unsafe         state.   OUTPUT DATA CHANNEL RESYNCHRONIZATION      1. The user side gives the RESYNCHRONIZE-DATA-CHANNEL command         on the control connection, with two arguments: the handle         of the data channel to be resynchronized, and a unique         identifier that it has just generated.      2. The user side of the data channel sends a mark.      3. The user side of the data channel sends a dummy identifier         token.  The dummy identifier can be any token that the         server could not interpret as being the unique identifier.         One suggestion is the data token DUMMY-IDENTIFIER.      4. The server side of the data channel was alerted by the         RESYNCHRONIZE-DATA-CHANNEL command that resynchronization         is in progress.  The server side now reads the data,         seeking the first mark.      5. The server side reads and discards the first mark and the         dummy identifier.      6. The user side sends a second mark.      7. The user side sends the unique identifier.      8. The server side recognizes the mark and the unique         identifier that follows, and the resynchronization isGreenberg & Keene                                              [Page 57]

RFC 1037             NFILE - A File Access Protocol        December 1987         complete.  The data channel is no longer in the unsafe         state.10.  NFILE ERRORS AND NOTIFICATIONS   NFILE recognizes two types of errors:  command response errors and   asynchronous errors.  In addition to errors, NFILE supports   notifications.   Command response errors:       - Signify an error that prevented the successful completion of         the command; when such an error occurs, a command response         error is sent instead of a normal command response.       - Occur frequently in normal operations   Asynchronous errors:       - Are not related to any specific command       - Are associated with an erring data channel       - Typically indicate a problem in the transfer, such as         running out of disk space or allocation, or an unreadable         disk record       - Occur rarely in normal operations   Notifications:       - Are not associated with an error       - Are sent at the server's discretion       - Provide general information, such as a warning that the         system is going down10.1  Notifications From the NFILE Server   The NFILE server can send asynchronous notifications to the user side   over the control connection.  The text of the notification contains   information of interest to the person using NFILE, such as a warning   that the server's operating system will be going down soon.   Notifications can come from the server side at any time that the   server is not sending something else.   The format of NFILE notifications is:             (NOTIFICATION "" text)   The empty string "" takes the place of a transaction identifier.   Notifications are initiated by the server, and are not associated   with any transaction originated by the user side.nGreenberg & Keene                                              [Page 58]

RFC 1037             NFILE - A File Access Protocol        December 198710.2  NFILE Command Response Errors   When an error prevents the successful completion of an NFILE command,   a command response error is sent instead of the normal command   response.  A normal command response indicates success; a command   response error indicates failure of the command.   NFILE command response errors are sent from the server to the user   across the control connection as top-level token lists, in this   format:             (ERROR tid three-letter-code error-vars message)   ERROR is a keyword.  The tid is the transaction identifier of the   command that encountered this error.  The arguments three-letter-   code, error-vars, and message are all required.   The three-letter-code provides the information on what kind of an   error was encountered.  For a table of the three-letter codes and   their meanings:  See the section "NFILE Three-letter Error Codes",section 10.4.   message is a string that is displayed to the human user of the   protocol.   error-vars is a keyword/value list.  The three possible keywords are:   PATHNAME, OPERATION, and NEW-PATHNAME.  Before transmitting an error,   the server looks at the type of error to see if it can easily   determine the value of any of the keywords.  If so, the server   includes the keyword/value pair in its error.  If not, the   keyword/value pair is omitted.  The value associated with OPERATION   is the keyword naming the NFILE command that failed.  The values   associated with PATHNAME and NEW-PATHNAME are strings in the full   pathname syntax of the server host.   For example, suppose the server on a file system with hierarchical   directories could not access a file because its containing directory   did not exist.  The command error response would use the PATHNAME   keyword to indicate the first directory level that did not exist,   instead of the full pathname which was supplied as the command   argument.  This gives the user side valuable information that it   otherwise would not have known.Greenberg & Keene                                              [Page 59]

RFC 1037             NFILE - A File Access Protocol        December 198710.3  NFILE Asynchronous Errors   When a data channel process, in either direction, encounters an error   condition, the server sends an asynchronous error description. An   asynchronous error description consists of a top-level token list.   Typically, asynchronous errors indicate error conditions in the   transfer, such as running out of disk space or allocation, or a   unreadable disk record.   The format of asynchronous error descriptions is:         (ASYNC-ERROR handle three-letter-code error-vars message)   ASYNC-ERROR is a keyword.  The handle argument identifies the erring   data channel.  The arguments three-letter-code, error-vars, and   message are all required.  Their meanings are the same as in NFILE   command error responses: See the section "NFILE Command Response   Errors",section 10.2.   When the server detects an asynchronous error on an input data   channel, the server sends an asynchronous error description on that   data channel itself.  When an asynchronous error occurs on an output   data channel, the asynchronous error description is sent on the   control connection.   Some asynchronous errors are restartable.  In this context,   restartable means it makes sense to try to resume the operation.  One   example of a restartable error is an attempt to write a file to a   file system that is out of room.  The server side indicates whether   an asynchronous error is restartable by prepending the keyword   RESTARTABLE and the associated value Boolean truth to the error-vars   list.  To proceed from a restartable error, the user side sends a   CONTINUE command over the control connection.   On any asynchronous error, either input or output, the data channel   on the server side enters an "asynchronous error outstanding" state.   The server can exit that state in one of two ways:  by receiving a   CONTINUE command or a CLOSE command with the abort-p argument   supplied as Boolean truth.   On a normal CLOSE (not a close-abort), the server side checks the   channel it was requested to close.  If an asynchronous error   description has been sent on the data channel, but not yet processed   by CONTINUE, the server side does not close the channel, but sends a   command error response.  The same thing happens on a FINISH command   received on a channel that has an asynchronous error pending.  In   both cases, the three-letter code included in the command error   response is EPC, for Error Pending on Channel.Greenberg & Keene                                              [Page 60]

RFC 1037             NFILE - A File Access Protocol        December 198710.4  NFILE Three-letter Error Codes   Usually the server's operating system provides some description of an   error that occurs.  NFILE has a mechanism for conveying that   information to the user side.  Upon detecting an error, the NFILE   server should characterize the error by choosing the three-letter   code that best describes the error.  The three-letter code is an   argument in both the command response error and asynchronous error   messages from the server to the user.   Each of the NFILE three-letter codes represents some system error.   The set of codes enables all operating systems to use one error-   reporting mechanism.  Some operating systems will never encounter   certain of the error conditions.   Some errors fit logically into two error codes.  For example, suppose   the server could not delete a file because the file was not found.   This error could be considered either CDF (Cannot Delete File) or FNF   (File Not Found).  In this case, File Not Found gives more specific   and valuable information than Cannot Delete File.  Since the protocol   does not allow more than one error code to be reported when an error   occurs, the server must choose the most appropriate error code, given   the information available to it from the operating system.   This is the set of three-letter codes:     ACC   Access error.  This indicates a protection-violation error.     ATD   Incorrect access to directory.  A directory could not be           accessed because the user's access rights to it did not           permit this type of access.     ATF   Incorrect access to file.  A file could not be accessed           because the user's access rights to it did not permit this           type of access.     BUG   File system bug.  This includes all protocol violations           detected by the server, as well as by the host file system.     CCD   Cannot create directory.  An error occurred in attempting to           create a directory.     CDF   Cannot delete file.  The file system reported that it cannot           delete a file.     CCL   Cannot create link.  An error occurred in attempting to           create a link.Greenberg & Keene                                              [Page 61]

RFC 1037             NFILE - A File Access Protocol        December 1987     CIR   Circular link.  An operation was attempted on a pathname that           designates a link that eventually links back to itself.     CRF   Cannot rename file.  An error occurred in attempting to           rename a file.     CSP   Cannot set property.  An error occurred in attempting to           change the properties of a file.  This could mean that you           tried to set a property that only the file system is allowed           to set, or a property that is not defined on this type of           file system.     DAE   Directory already exists.  A directory could not be created           because a directory or file of this name already exists.     DAT   Data error.  The file system contains unreadable data.  This           could mean data errors detected by hardware or inconsistent           data inside the file system.     DEV   Device not found.  The device of the file was not found or           does not exist.     DND   "Do Not Delete" flag set.  An attempt was made to delete a           file that is marked by a "Do Not Delete" flag.     DNE   Directory not empty.  An invalid deletion of a nonempty           directory was attempted.     DNF   Directory not found.  The directory was not found or does not           exist.  This refers specifically to the containing directory;           if you are trying to access a directory, and the actual           directory you are trying to access is not found, FNF (for           File Not Found) should be indicated instead.     EPC   Error pending on channel.  The server cannot close the           channel in attempting to close or finish the channel.     FAE   File already exists.  The file could not be created because a           file or directory of this name already exists.     FNF   File not found.  The file was not found in the containing           directory.  The TOPS-20 and TENEX "no such file type" and "no           such file version" errors should also report this condition.     FOO   File open for output.  Opening a file that was already opened           for output was attempted.     FOR   Filepos out of range.  Setting the file pointer past theGreenberg & Keene                                              [Page 62]

RFC 1037             NFILE - A File Access Protocol        December 1987           end-of-file position or to a negative position was attempted.     FTB   File too big.  File is larger than the maximum file size           supported by the file system.     HNA    Host not available The file server or file system is           intentionally denying service to user.  This does not mean           that the network connection failed; it means that the file           system is explicitly not available.     IBS    Invalid byte size.  The value of the "byte size" option was           not valid.     ICO   Inconsistent options.  Some of the options given in this           operation are inconsistent with others.     IOD   Invalid operation for directory.  The specified operation is           invalid for directories, and the given pathname specifies a           directory, in directory pathname as file format.     IOL   Invalid operation for link.  The specified operation is           invalid for links, and this pathname is the name of a link.     IP?   Invalid password.  The specified password was invalid.     IPS   Invalid pathname syntax.  This includes all invalid pathname           syntax errors.     IPV   Invalid property value.  The new value provided for the           property is invalid.     IWC   Invalid wildcard.  The pathname is not a valid wildcard           pathname.     LCK   File locked.  The file is locked.  It cannot be accessed,           possibly because it is in use by some other process.     LIP   Login problems.  A problem was encountered while trying to           log in to the file system.     MSC   Miscellaneous problems.     NAV   Not available.  The file or device exists but is not           available.  Typically, the disk pack is not mounted on a           drive, the drive is broken, or the like.  Operator           intervention is probably required to fix the problem, but           retrying the operation is likely to succeed after the problem           is solved.Greenberg & Keene                                              [Page 63]

RFC 1037             NFILE - A File Access Protocol        December 1987     NER   Not enough resources.  For example, a system limit on the           number of open files or network connections has been reached.     NET   Network problem.  The file server had some sort of trouble           trying to create a new data connection, or perform some other           network operation, and was unable to do so.     NFS   No file system.  The file system was not available.  For           example, this host does not have any file systems, or this           host's file system cannot be initialized or accessed for some           reason, or the file system simply does not exist.     NLI   Not logged in.  A file operation was attempted before logging           in.  Normally the file system interface always logs in before           doing any operation, but this problem can occur in certain           unusual cases in which logging in has been aborted.     NMR   No more room.  The file system is out of room.  This can mean           any of several things:                      - The entire file system is full.                      - The particular volume involved is full.                      - The particular directory involved is full.                      - The user's allocated quota has been exceeded.     RAD   Rename across directories.  The devices or directories of the           initial and target pathnames are not the same, but on this           file system they are required to be.     REF   Rename to existing file.  The target name of a rename           operation is the name of a file that already exists.     UKC   Unknown operation. An unsupported file system operation was           attempted, or an unsupported command was attempted.     UKP   Unknown property.  The property is unknown.     UNK   Unknown user.  The specified user name is unknown to this           host.     UUO   Unimplemented option.  An option to a command is not           implemented.     WKF   Wrong kind of file.  This includes errors in which an invalid           operation for a file, directory, or link was attempted.     WNA   Wildcard not allowed.Greenberg & Keene                                              [Page 64]

RFC 1037             NFILE - A File Access Protocol        December 198711.  TOKEN LIST TRANSPORT LAYER   PURPOSE:  The Token List Transport Layer is a protocol that   facilitates the transmission of simple structured data, such as   lists.11.1  Introduction to the Token List Transport Layer   The Token List Transport Layer is a general-purpose protocol.  The   Token List Transport Layer sends "tokens" through its underlying   stream.  Each token usually represents a simple quantity, such as a   string or integer.   Tokens can be organized into "token lists".  Special tokens are   provided to denote the starting and ending point of lists.  The token   list transport layer differentiates between "top-level token lists",   which are not contained in other lists, and "embedded token lists",   which are contained in other lists.  Using lists makes it convenient   to send structured records, such as commands and command responses of   the client protocol.  The top-level token lists provide robustness.   The Token List Transport Layer is a general term that includes two   separate but related subjects:  the "token list stream" and the   "token list data stream".  The token list stream is commonly used for   applications that can easily organize the information to be   transmitted into tokens and lists.  The token list data stream is   more appropriate for transmitting a large volume of data that cannot   easily be structured into tokens and lists, such as file data, which   is simply a sequence of characters or bytes.   The following table illustrates the main differences between token   list streams and token list data streams:                     Token List Data Stream      Token List Stream                     ----------------------      -----------------     Built on:     token list stream           Byte Stream with Mark     Transmits:    stream data                 tokens, token lists     Example     of use:       NFILE data channels         NFILE control                                               connectionGreenberg & Keene                                              [Page 65]

RFC 1037             NFILE - A File Access Protocol        December 1987   NFILE uses the the Token List Transport Layer, and provides an   excellent example of its usefulness.  The NFILE commands and command   responses are sent over the control connection in a token list   stream.  File data is sent across each data channel in a token list   data stream.11.2  Token List Stream11.2.1  Types of Tokens and Token Lists   All numbers in the token list documentation are represented in   decimal notation.  Bytes are 8 bits long.   TYPES OF TOKENS   Tokens are of the following types:            1. Atomic tokens.               Atomic tokens are of the following subtypes:              - Data tokens.  A data token consists of a sequence of                bytes with an effectively infinite maximum length.  In                some contexts a data token represents a string; in                other contexts, a data token is other arbitrary data.                Each data token is preceded in the token list stream                by a representation of its length in bytes.                Data tokens that are under 200 bytes long are preceded                by one byte containing their length in bytes.  That                is, a data token of 34 bytes is preceded by one byte                of value 34.                Data tokens 200 bytes or over are preceded by the byte                known as PUNCTUATION-LONG, of value 201.  After the                201 comes a four-byte-long number (least significant                byte first) containing the length of the data token                that follows.              - Numeric tokens.  A sequence of bytes that represent                and encode a nonnegative binary integer.  The largest                valid integer is 2^63 - 1.                Numeric tokens are either short integers (less than                256) or long integers (greater than or equal to 256).                Short integers are preceded by the byte known as                PUNCTUATION-SHORT-INTEGER, of value 206.Greenberg & Keene                                              [Page 66]

RFC 1037             NFILE - A File Access Protocol        December 1987                Long integers are begun by PUNCTUATION-LONG-INTEGER,                of value 207.  One byte follows, containing the length                (in bytes) of the long integer.  The integer itself is                next, least significant byte first.              - Keyword tokens.  A sequence of bytes that represent                and encode a named identifier of the implemented                protocol.  Keyword tokens are used by the client                protocol to convey a name; the only significance of a                keyword token is in its name.                Each keyword is preceded by the byte known as                PUNCTUATION-KEYWORD, of value 208.  The data token                following PUNCTUATION-KEYWORD represents the name of                the keyword as a string.  The characters are in                upper-case standard ASCII.              - Boolean truth.  A special token that represents the                Boolean truth value.  This token is known as                BOOLEAN-TRUTH, of value 209 <4>.   2. Control tokens.   The token list stream supports four control tokens to delimit token   lists, and one padding token.               TOP-LEVEL-LIST-BEGIN  202   This control token                                           appears at the start of                                           each top-level token list.               TOP-LEVEL-LIST-END    203   This control token                                           appears at the end of                                           each top-level token list.               LIST-BEGIN            204   This control token                                           appears at the start of                                           each embedded token list.               LIST-END              205   This control token                                           appears at the end of                                           each embedded token list.               PUNCTUATION-PAD       200   This padding token should                                           be ignored by the token                                           list stream.  It can be                                           sent to fill buffers.Greenberg & Keene                                              [Page 67]

RFC 1037             NFILE - A File Access Protocol        December 1987   TOKEN LISTS   A token list consists of a sequence of atomic tokens or token lists.   Token lists are begun and ended by control tokens that delimit the   token lists.  There are three types of token lists:         1. Top-level token lists.            Top-level token lists begin with TOP-LEVEL-LIST-BEGIN and            end with TOP-LEVEL-LIST-END.  Top-level token lists are not            contained in other lists.         2. Embedded token lists.            These token lists occur inside other token lists.  They            begin with LIST-BEGIN and end with LIST-END.         3. The empty token list.            This is a special example of the embedded token list.  In            some contexts, the empty token list represents Boolean            falsity.  An embedded empty token list is composed of a            LIST-BEGIN followed immediately by a LIST-END.  A top-level            empty token list is composed of TOP-LEVEL-LIST-BEGIN            followed immediately by TOP-LEVEL-LIST-END.11.2.2  Token List Stream Example   This section contains an example of some data that can appear on a   token list stream.  The example is a top-level token list encoding an   NFILE DELETE command.   The DELETE command is composed of the following pieces:  a TOP-   LEVEL-LIST-BEGIN, the keyword DELETE, a data token containing the   transaction identifier, a LIST-BEGIN, a LIST-END, a data token   containing a pathname of a file to be deleted, and a TOP-LEVEL-LIST-   END.  This example uses t105 as the transaction identifier, and   /usr/max/temp as the pathname.   All numbers in this section are expressed in decimal notation.   The pieces of the command are displayed here in order:            1. TOP-LEVEL-LIST-BEGIN            2. The keyword token whose name is DELETE            3. The data token containing the characters:  t105            4. LIST-BEGIN            5. LIST-ENDGreenberg & Keene                                              [Page 68]

RFC 1037             NFILE - A File Access Protocol        December 1987            6. The data token containing the characters:  /usr/max/temp            7. TOP-LEVEL-LIST-END   Now, let's translate each piece of the command into the bytes that   are transmitted through the token list stream.        1. TOP-LEVEL-LIST-BEGIN           202     represents TOP-LEVEL-LIST-BEGIN        2. The keyword token whose name is DELETE.           A keyword token is introduced by PUNCTUATION-KEYWORD, which           is represented in the token list stream as the byte 208.           A data token follows, containing the string "DELETE".  A           data token under 200 bytes long is introduced by one byte           containing its length in bytes.  The length of this data           token is 6 bytes.           The data token continues with the standard ASCII character           set representation of each character in the string DELETE:               208     represents PUNCTUATION-KEYWORD               006     represents the length of this data token               068     represents "D"               069     represents "E"               076     represents "L"               069     represents "E"               084     represents "T"               069     represents "E"        3. The data token containing the characters:  t105           This data token is begun by its length in bytes (4), and           continues with the NFILE character set representation of           each character in the string:               004     represents the length of this data token               116     represents "t"               049     represents "1"               048     represents "0"               053     represents "5"        4. LIST-BEGIN               204     represents LIST-BEGINGreenberg & Keene                                              [Page 69]

RFC 1037             NFILE - A File Access Protocol        December 1987        5. LIST-END               205     represents LIST-END        6. The data token containing the characters:  /usr/max/temp               013     represents length of this data token               047     represents "/"               117     represents "u"               115     represents "s"               114     represents "r"               047     represents "/"               109     represents "m"               097     represents "a"               120     represents "x"               047     represents "/"               116     represents "t"               101     represents "e"               109     represents "m"               112     represents "p"        7. TOP-LEVEL-LIST-END               203     represents TOP-LEVEL-LIST-END11.2.3  Mapping of Lisp Objects to Token List Stream Representation   The Symbolics interface to the token list stream sends Lisp objects   through the underlying Byte Stream with Mark and produces Lisp   objects on the other end.  Not all Lisp objects can be sent in this   way.  For example, compound objects other than lists are not handled.   An appropriate analogy is the sending and reconstruction of list   structure via printed representation.  These are the types of objects   that can be sent, and their representations:        - Lisp strings are represented as data tokens in the NFILE          character set.  Only 8-bit strings can be sent <5>.        - Keyword symbols are represented as keyword tokens.  Although          identifiable and reconstructable as keyword symbols, only          their names are sent.  Any properties, bindings, and the          like are not sent.        - T is represented as BOOLEAN-TRUTH.        - NIL is represented as the empty token list.        - Lists are represented as token lists.  Circular lists cannotGreenberg & Keene                                              [Page 70]

RFC 1037             NFILE - A File Access Protocol        December 1987          be sent.  See the footnote related to the ambiguity between          NIL and the empty list:  See the section "Types of Tokens          and Token Lists",section 11.2.1.        - Integers are represented as numeric tokens.  Only          nonnegative integers less than 2^63 can be sent.11.2.4  Aborting and the Token List Stream   A token list stream accrues the benefits of the abort management   policy of the Byte Stream with Mark on which it is built.  In order   to fully realize this benefit, some simple rules must be obeyed by   any implementation of the token list stream.   The term "transmission" means either an atomic token or a complete   top-level token list. A transmission starts with the control token   TOP-LEVEL-BEGIN and ends with TOP-LEVEL-END.  The top-level token   list can contain embedded token lists.   The interface that writes to the token list stream must be capable of   writing the representation of entire transmissions.  When this   interface is called, it must effectively lock the token list stream,   and exclude access by other processes until the entire transmission   has been encoded and sent.   If the sending is aborted while the stream is locked, the stream   enters an "unsafe" state.  Trying to send data while the stream is   unsafe signals an error.  The application and the token list stream   must send a mark to cause resynchronization, and allow the token list   stream to be used again.  When the reading side encounters this mark,   it resynchronizes itself according to whatever client protocol is in   use.   Similarly, the interface that reads from the token list stream must   be capable of reading entire transmissions.  When this interface is   called, it must lock the stream, excluding access by other processes   until the entire transmission has been read.   If the reading is aborted while the stream is locked, the stream   enters an unsafe state.  The only exit from this unsafe state is by   means of receiving a mark.  When the stream is unsafe, the only valid   operation that can be performed upon it is "read and discard all   tokens until a mark is encountered; read and discard that mark;   declare the stream safe again".Greenberg & Keene                                              [Page 71]

RFC 1037             NFILE - A File Access Protocol        December 1987   Depending on the client protocol, the receipt of a mark might cause   the reading side to read for further marks.  NFILE implements the   resynchronization of token list streams, and serves as a useful   example: See the section "NFILE Control Connection   Resynchronization",section 9.1.   The Symbolics implementation provides the two mark-handling   primitives in this way:      1. Send token (or list) preceded by a mark.  When the stream         is in the unsafe state (on the output side), this is the         only permitted output operation (other than closing).      2. Read through to a mark and read the token (or list)         following the mark.  When the stream is in the unsafe state         (on the input side), this is the only permitted input         operation (other than closing).11.3  Token List Data Stream   The token list data stream is a facility to transmit stream data   through a token list stream.  The token list data stream imposes the   following protocol on the data transmitted:            - Data is sent in the format of loose data tokens, not              contained in token lists.            - The keyword token EOF indicates that the end of data has              been reached.            - Token lists can be transmitted through the token list              data stream.            - No loose tokens other than data tokens or the keyword              token EOF can be sent.            - Boundaries between data tokens are not signification.              The data is considered to be a continuous stream, with              the possible exception of marks.   The token list data stream is most appropriate for sending file data.   It is expected (but not required) that its typical mode of use is to   send a large number of data tokens, with an occasional token list.   The design intent was that token lists would be used by the   application program to indicate exceptional situations.   Data tokens, the keyword token EOF, and token lists are defined inGreenberg & Keene                                              [Page 72]

RFC 1037             NFILE - A File Access Protocol        December 1987   the token list stream documentation:  See the section "Types of   Tokens and Token Lists",section 11.2.1.   The NFILE file protocol provides a good example of the use of token   list data streams.  NFILE sends file data through token list data   streams; each NFILE data channel is a token list data stream.  Errors   such as disk errors during the reading of a file are conveyed as   token lists through the token list data stream.12.  BYTE STREAM WITH MARK   PURPOSE:  Byte Stream with Mark is a simple layer of protocol that   guarantees that an out-of-band signal can be transmitted in the case   of program interruption.  Byte Stream with Mark is designed to   provide end-to-end stream consistency in the face of user program   aborts.12.1  Discussion of Byte Stream with Mark   INTRODUCTION   Byte Stream with Mark is a reliable, bidirectional byte stream with   one out-of-band (but not out-of-sequence) signal called a "mark".   The design of Byte Stream with Mark ensures that the mark is always   recognizable on the receiving end.  The Byte Stream with Mark is   built on an underlying stream, which must support the transmission of   8-bit bytes.  Byte Stream with Mark has been implemented to run on   TCP and Chaos.  Marks are implemented differently on the two   protocols.   Marks are used to resynchronize the stream when something has   occurred to interrupt normal operations.  For example, an application   layer sending data over the Byte Stream with Mark can abort in the   middle of sending that data.  Recovery is handled by sending a mark.   In the context of this document, "aborting" is defined as follows:   Aborting the current execution of a program means to halt that   execution and to abandon it, never to complete it.  The data   representing the state of the execution are irrevocably discarded.   EXAMPLE OF USE   Byte Stream with Mark is the layer of protocol underlying NFILE.   NFILE uses the marks implemented in Byte Stream with Mark to   resynchronize control connections or data channels whose   synchronization has been lost.  For a description of NFILE's use of   marks to resynchronize streams:  See the section "NFILE   Resynchronization Procedure",section 9.Greenberg & Keene                                              [Page 73]

RFC 1037             NFILE - A File Access Protocol        December 1987   BYTE STREAM WITH MARK ON CHAOSNET   A mark is recognized on Chaosnet by a packet bearing the opcode 201   (octal).  There is no data in a mark packet, so the data portion of   the packet is ignored.  Byte Stream with Mark transmits all data in   packets bearing opcode 200 (octal).   If Byte Stream with Mark is implemented on another (non-Chaos) stream   that supports opcode-bearing packets, the recommended implementation   is the reservation of an opcode for the mark.   BYTE STREAM WITH MARK ON TCP:  RECORD MODE   The purpose of Byte Stream with Mark is to guarantee that marks can   always be unambiguously identified.  Therefore, for TCP (and for any   transport layer that does not implement packets natively) a simple   record stream is imposed on the stream.  The record boundaries serve   only to distinguish where a mark can occur.  A record consists of a   two-byte byte count, most significant byte first, followed by that   many bytes of data.  A byte count of zero is recognized as a mark.   Both the sending side and the receiving side must rigorously maintain   the integrity of the record boundaries.  A writer to the stream must   never output a byte count without that number of data bytes   following.  Similarly, a reader of the stream, after reading a byte   count, has effectively contracted to read that many bytes from the   encapsulated stream, regardless of whether those bytes are requested   by the application layer.   MAINTAINING RECORD INTEGRITY   This subsection deals with maintaining record integrity on non-Chaos   networks.  Since Chaos implements packets natively, no special care   is required to maintain record integrity on the Chaos network.   The design discussed here guarantees record integrity; the underlying   stream must guarantee data integrity.   The basic design of Byte Stream with Mark on TCP (and other transport   layers that do not implement packets natively) is to preserve record   integrity by putting clearly demarcated, byte-counted records in the   natural records of the encapsulated stream.  Therefore, when the   outer stream requests a buffer's worth of file data from the   encapsulated stream, it expects to receive a buffer containing one   entire, ntegral, record of that stream, complete with byte count.   Because of diverse network implementations on different operating   systems, the software that implements the encapsulated stream mightGreenberg & Keene                                              [Page 74]

RFC 1037             NFILE - A File Access Protocol        December 1987   not be able to provide integral record buffers to the Byte Stream   with Mark implementation.  For example, the writing stream could have   written records that are much longer than available buffers on the   receiving system.  In this case, a request to read from the   encapsulated stream returns some buffer or some amount of data   representing less than an entire Byte Stream with Mark record.  The   input subroutine of the Byte Stream with Mark implementation must   therefore return a region of this (smaller) buffer, representing less   than the full Byte Stream with Mark record.  Nevertheless, the Byte   Stream with Mark must extract the count of the full Byte Stream with   Mark record from the first such buffer of each Byte Stream with Mark   record, and maintain and update this count as succeeding component   buffers are read.   In this case, if the program reading from the Byte Stream with Mark   aborts while reading data, the implementation of Byte Stream with   Mark must continue to read through the remaining buffers of the Byte   Stream with Mark record that has been subdivided in this fashion.   The user side program will have determined that an abort has   occurred, and will request the Byte Stream with Mark to read up to   and through the next mark.  The Byte Stream with Mark will have   processed a fractional record, and must discard the remaining buffers   of the record now being read.12.2  Byte Stream with Mark Abortable States   Byte Stream with Mark is designed to provide end-to-end stream   consistency in the face of user program aborts.  This section   describes user program aborts, and how Byte Stream with Mark handles   them.  In the context of this document, "aborting" is defined as   follows:  Aborting the current execution of a program means to halt   that execution and to abandon it, never to complete it.  The data   representing the state of the execution are irrevocably discarded.   USER PROGRAM ABORTS AND I/O STREAMS   Aborting the execution of the code that manipulates I/O streams, in   general, poses significant problems.  Given that a stream is a static   data object, and is intended to be used over and over again, aborting   the execution of any routine manipulating a stream can leave it in an   inconsistent, unusable state.   Many operating systems solve this problem by manipulating a large   subset of streams within the confines of the supervisor or executive   program, which is not vulnerable to aborts, short of system or   network failure.  Nevertheless, the need still exists to implement   streams outside of the boundaries of the supervisor.  Furthermore,Greenberg & Keene                                              [Page 75]

RFC 1037             NFILE - A File Access Protocol        December 1987   the Symbolics computer environment has no supervisor or executive   program, and is thus vulnerable to aborts everywhere.   BYTE STREAM WITH MARK HANDLING OF USER PROGRAM ABORTS   Byte Stream with Mark is designed to be nearly impervious to the   aborting of programs using it.  Its design is based on careful   analysis of all possible states of the stream, and of the effect of   aborts of the programs using the stream in each of these states.   This section provides that analysis.   A "transmission" is a collection of user data sent by the application   level through the Byte Stream with Mark whose end is well-defined,   once its start has been recognized.  For instance, the token list   stream, when using Byte Stream with Mark, sends token lists.  When a   TOP-LEVEL-LIST-BEGIN has been sent, the containing transmission is   not considered complete until the corresponding TOP-LEVEL-LIST-END is   read.  See the section "Token List Transport Layer",section 11.   The following cases are possible states of the stream when an abort   occurs:         1. Abort occurs when the user program is not manipulating the            stream.            This case presents no problem.         2. Abort occurs after a transmission has been partially sent,            at a packet or record boundary.            This implies that the datum that would indicate the            successful complete sending of that transmission has been            not yet been sent.            The Byte Stream with Mark state is consistent, but the            application level state is not.  The application level must            determine that the execution of the code composing and            sending its transmission was, in fact, aborted, and            initiate resynchronization via marks.            The receiving side must be careful not to act upon a            transmission (that is, to perform any action or side            effect) until the transmission has been successfully            received in entirety.  This protects the user program from            the possibility that an abort can occur after a            transmission has been partially sent.Greenberg & Keene                                              [Page 76]

RFC 1037             NFILE - A File Access Protocol        December 1987         3. Abort occurs during the sending or receiving of a record.            This is the most vulnerable state of the mechanism.  This            case does not occur on packet-oriented media; it is            subsumed by the next case.            This case is handled by minimizing the extent of this            window, and killing the connection when and if the            situation is detected.  Depending on the operating system            involved, this window could be minimized by using            interrupt-disabling mechanisms, auxiliary processes or            tasks, or some other technique.            For buffered streams, input and output waiting can be done            in consistent states, thus minimizing the amount of time            manipulating the actual encapsulated stream.  For            unbuffered streams, a lot of time can be spent in this            window.  It is expected that unbuffered streams will be            exceedingly uncommon.  Nevertheless, the implementation of            Byte Stream with Mark must detect this case.         4. Abort occurs during the sending or receiving of fundamental            units of the lowest-level underlying stream (packets,            buffers, or bytes).            This case is usually handled by inhibiting interrupts, or            other forms of masking, in the code implementing the            encapsulated stream, since no waiting is possible at            unexpected times.13.  POSSIBLE FUTURE EXTENSIONS   NFILE was designed to be extended as the needs of its clients grow,   or as new clients with different needs appear.  Currently it meets   the needs of the Symbolics Genera 7.0 operating system, although its   design is intentionally general.  If users of other operating systems   identify new features that would be useful, they could be added to   NFILE.  This section illustrates some areas areas where the design of   NFILE intentionally accommodates extensions.         - The NFILE protocol encodes commands and responses as text,           rather than using prearranged numbers.  This means that new           commands and responses can be added without having to obtain           a new number from a central registry.         - The Token List Transport Layer provides a general substrate           for the value-transmission portion of network protocols.  In           fact, it has been used at Symbolics for other protocolsGreenberg & Keene                                              [Page 77]

RFC 1037             NFILE - A File Access Protocol        December 1987           besides NFILE.  The Token List Transport Layer could           conveniently be extended to support transmission of other           types of values besides those it currently supports.         - The character set to be used for file transfer could be made           negotiable.         - The command character set could be made negotiable.           Currently there is no negotiation sequence, but one could be           added.         - Greater support for more complex file organizations could be           added, such as record files, databases, and so on.  This           could be an extension to the direct access mode facility.         - Currently, the LOGIN command allows the user side to inform           the server which version of NFILE it is running.  This           feature is included in NFILE so that a server can continue           to support older versions of the protocol even after new,           extended versions have been implemented.  However, the           specification is currently somewhat vague as to how the           server can make use of the version.         - NFILE is not restricted to using TCP or Chaos as its           underlying protocol.  NFILE can be built on any byte stream           protocol that supports reliable transmission of 8-bit bytes           and multiple connections.   In addition to the possible future extensions, we would like to   mention a known limitation of NFILE.   Currently NFILE requires multiple connections for a single session.   That is, the control connection must be separate from the data   connections.  If NFILE is to be used over a telephone, this   requirement poses an inconvenient restriction.  It is possible to   implement a multiplexing scheme as a level between NFILE and the   communication medium.Greenberg & Keene                                              [Page 78]

RFC 1037             NFILE - A File Access Protocol        December 1987                                APPENDIX A                          NORMAL TRANSLATION MODE   NORMAL translation mode guarantees the following:         - A file containing characters in the NFILE character set can           be written to any NFILE server and read back intact           (containing the same characters).         - A file written by NFILE should not appear as "foreign" to a           server operating system unless the file contains NFILE's           extended characters.  That is, a server file that uses only           the subset of the NFILE character set limited to standard           ASCII characters (the 95 printing characters, and the native           representation of return, linefeed, page, backspace, rubout,           and tab) can be read and written, with the result being the           same data in NFILE characters as exists in server           characters.   In this section, all numbers designating values of character codes   are to be interpreted in octal.  The notation "x in c1..c2" means   "for all character codes x such that c1 <= x <= c2."   The NFILE character set is an extension of standard ASCII.  The 95   ASCII printing characters have the same numerical codes in the NFILE   character set.  Five ASCII non-printing characters have counterparts   in the NFILE character set, as shown in the following table.  The   NFILE character set includes a single Return character, rather than   the carriage-return line-feed sequence typically used in ASCII.  The   NFILE character set does not include the ASCII control characters,   other than the five shown in the following table, but does include   some additional printing and formatting characters that have no   counterparts in ASCII.                             NFILE     Standard ASCII         Rubout:             207       177         Backspace:          210       10         Tab:                211       11         Linefeed:           212       12         Page:               214       14   Note that the NFILE Return character is of code 215.  This character   includes "going to the next line".  This is a notable difference from   the convention used in PDP-10 ASCII in which lines are ended by a   pair of characters, "carriage return" and "line feed".Greenberg & Keene                                              [Page 79]

RFC 1037             NFILE - A File Access Protocol        December 1987   NORMAL TRANSLATION TO UNIX SERVERS   The translation given in this table is appropriate for use by UNIX   servers, or other servers that use 8-bit bytes to store ASCII   characters.  Machines with 8-bit bytes usually place the extra NFILE   characters in the top half of their character set.       TABLE 1.   TRANSLATIONS FROM NFILE CHARACTERS TO UNIX CHARACTERS            NFILE character       UNIX character            x in 000..007         x            x in 010..015         x + 200            x in 016..176         x            177                   377            x in 200..207         x            x in 210..211         x - 200            212                   015            x in 213..214         x - 200            215                   012            x in 216..376         x            377                   177       TABLE 2.   TRANSLATIONS FROM UNIX CHARACTERS TO NFILE CHARACTERS            UNIX character        NFILE character            x in 000..007         x            x in 010..011         x + 200            012                   215            x in 013..014         x + 200            015                   212            x in 016..176         x            177                   377            x in 200..207         x            x in 210..215         x - 200            x in 216..376         x            377                   177   NORMAL TRANSLATION TO PDP-10 FAMILY SERVERS   The translation given in this table is appropriate for use by PDP-10   family servers, or other servers that use 7-bit bytes to store ASCII   characters.  On the PDP-10 the sequence CRLF, 015 012, represents a   new line.Greenberg & Keene                                              [Page 80]

RFC 1037             NFILE - A File Access Protocol        December 1987   The mechanism for this translation on machines with 7-bit bytes is to   use the RUBOUT character (octal code 177) as an escape character.         TABLE 3.   TRANSLATIONS FROM NFILE TO PDP-10 CHARACTERS            NFILE character       PDP-10 character(s)            x in 000..007         x            x in 010..012         177 x            013                   013            x in 014..015         177 x            x in 016..176         x            177                   177 177            x in 200..207         177 x - 200            x in 210..212         x - 200            213                   177 013            214                   014            215                   015 012            x in 216..376         177 x - 200            377                   no corresponding code   These tables might seem confusing at first, but there are some   general rules about it that should make it clearer.  First, NFILE   characters in the range 000..177 are generally represented as   themselves, and x in 200..377 is generally represented as 177   followed by x - 200.  That is, 177 is used to quote the second 200   NFILE characters.  It was deemed that 177 is a more useful and common   character than 377, so 177 177 means 177, and there is no way to   describe 377 with PDP-10 ASCII characters.  In the NFILE character   set, the formatting control characters appear offset up by 200 with   respect to standard ASCII.  This explains why the preferred mode of   expressing 210 (backspace) is 010, and 010 turns into 177 010.  The   same reasoning applies to 211 (Tab), 212 (Linefeed), 214 (Formfeed),   and 215 (Return).   More special care is needed for the Return character, which is the   mapping of the system-dependent representation of "the start of a new   line".  The NFILE Return (215) is equivalent to 015 012 (CRLF) in   some ASCII systems.  In the NFILE character set there is no   representationGreenberg & Keene                                              [Page 81]

RFC 1037             NFILE - A File Access Protocol        December 1987     TABLE 4.   TRANSLATIONS FROM PDP-10 CHARACTERS TO NFILE CHARACTERS            PDP-10 character      NFILE character            x in 000..007         x            x in 010..012         x + 200            013                   013            014                   214            015 012               215            015 not-012           115            x in 016..176         x177 x in 000..007     x + 200            177 x in 010..012     x            177 013               213            177 x in 014..015     x177 x in 016..176     x + 200            177 177               177   of a carriage that doesn't go to a new line, so if there is one in a   server file, it must be translated to something else.  When   converting ASCII characters to NFILE characters, an 015 followed by   an 012 therefore turns into a 215.  A stray CR is arbitrarily   translated into a single M (115).Greenberg & Keene                                              [Page 82]

RFC 1037             NFILE - A File Access Protocol        December 1987                                APPENDIX B                           RAW TRANSLATION MODE   RAW mode means no translation should be performed.  In RAW mode the   server operating system should treat the file as a character file and   use the same data formatting that would be appropriate for a   character file, but transfer the actual binary values of the   character codes.Greenberg & Keene                                              [Page 83]

RFC 1037             NFILE - A File Access Protocol        December 1987                                APPENDIX C                       SUPER-IMAGE TRANSLATION MODE   SUPER-IMAGE mode is intended for use by PDP-10 family machines only.   It is included largely as an illustration of a system-dependent   extension.  A server machine that has 8-bit bytes should treat   SUPER-IMAGE mode the same as NORMAL mode.   In this section, all numbers designating values of character codes   are to be interpreted in octal.  The notation "x in c1..c2" means   "for all character codes x such that c1 <= x <= c2."   SUPER-IMAGE mode suppresses the use of the 177 character as an escape   character.  Character translation should be done as in NORMAL mode,   with one exception.  When a two-character sequence beginning with 177   is detected, the 177 should not be output at all.   In this section, all numbers designating values of character codes   are to be interpreted in octal.  SUPER-IMAGE mode is intended for use   by PDP-10 machines only.   SUPER-IMAGE suppresses the use of Rubout for quoting.  That is, for   each entry beginning with a 177 in the PDP-10 character column in the   NORMAL translation table, the NFILE character has the 177 removed.         TABLE 5.   SUPER-IMAGE TRANSLATION FROM NFILE TO ASCII            NFILE character   PDP-10 character(s)            x in 000..177     x            x in 200..214     <x - 200>            215               015 012            x in 216..376     <x - 200>            377               no corresponding codeGreenberg & Keene                                              [Page 84]

RFC 1037             NFILE - A File Access Protocol        December 1987         TABLE 6.   SUPER-IMAGE TRANSLATION FROM ASCII TO NFILE            PDP-10 character  NFILE character            x in 000..007     x            x in 010..012     x + 200            013               013            014               214            015 012           215            015 not-012       115            x in <016..176>   x            177               177Greenberg & Keene                                              [Page 85]

RFC 1037             NFILE - A File Access Protocol        December 1987                                   NOTES   1. NFILE's requirement for using the NFILE character set is      recognized as a drawback for non-Symbolics machines.  A useful      extension to NFILE would be a provision to make the character set      negotiable.   2. Implementation note:  Care must be taken that the freeing is done      before the control connection is allowed to process another      command, or else the control connection may find the data channel      to be falsely indicated as being in use.   3. The Symbolics operating system has the policy that whenever the      user side is waiting for the server side, a user abort can occur.      This user side waiting can occur in any context, such awaiting a      response, waiting in the middle of reading network input, or      waiting in the middle of transmitting network output.  Thus there      are no "hung" states.   4. Note that the Token List Transport Layer supplies a special token      to indicate Boolean truth, but no corresponding token to indicate      Boolean falsity.  NFILE uses an empty token list to indicate      Boolean falsity.  The historical reason for this asymmetry is the      inability of the Lisp language to differentiate between the empty      list and NIL, which is traditionally used to mean Boolean falsity.      If the flexibility of both a Boolean falsity and an empty token      list were allowed, it would create problems for an operating      system that cannot distinguish between the two.  This aspect of      the protocol is recognized as a concession to the Lisp language.      The unfortunate effect is to disallow operating systems to      distinguish between Boolean falsity and an empty list.   5. No so-called "fat strings" can be sent.Greenberg & Keene                                              [Page 86]

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