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INFORMATIONAL
Internet Engineering Task Force (IETF)                       J. PetersonRequest for Comments: 8396                                 NeuStar, Inc.Category: Informational                                       T. McGarryISSN: 2070-1721                                                July 2018Managing, Ordering, Distributing, Exposing, and Registering TelephoneNumbers (MODERN): Problem Statement, Use Cases, and FrameworkAbstract   The functions of the Public Switched Telephone Network (PSTN) are   rapidly migrating to the Internet.  This is generating new   requirements for many traditional elements of the PSTN, including   Telephone Numbers (TNs).  TNs no longer serve simply as telephone   routing addresses: they are now identifiers that may be used by   Internet-based services for a variety of purposes including session   establishment, identity verification, and service enablement.  This   problem statement examines how the existing tools for allocating and   managing telephone numbers do not align with the use cases of the   Internet environment and proposes a framework for Internet-based   services relying on TNs.Status of This Memo   This document is not an Internet Standards Track specification; it is   published for informational purposes.   This document is a product of the Internet Engineering Task Force   (IETF).  It represents the consensus of the IETF community.  It has   received public review and has been approved for publication by the   Internet Engineering Steering Group (IESG).  Not all documents   approved by the IESG are candidates for any level of Internet   Standard; seeSection 2 of RFC 7841.   Information about the current status of this document, any errata,   and how to provide feedback on it may be obtained athttps://www.rfc-editor.org/info/rfc8396.Peterson & McGarry            Informational                     [Page 1]

RFC 8396                     MODERN Problems                   July 2018Copyright Notice   Copyright (c) 2018 IETF Trust and the persons identified as the   document authors.  All rights reserved.   This document is subject toBCP 78 and the IETF Trust's Legal   Provisions Relating to IETF Documents   (https://trustee.ietf.org/license-info) in effect on the date of   publication of this document.  Please review these documents   carefully, as they describe your rights and restrictions with respect   to this document.  Code Components extracted from this document must   include Simplified BSD License text as described in Section 4.e of   the Trust Legal Provisions and are provided without warranty as   described in the Simplified BSD License.Table of Contents1.  Problem Statement . . . . . . . . . . . . . . . . . . . . . .32.  Definitions . . . . . . . . . . . . . . . . . . . . . . . . .52.1.  Actors  . . . . . . . . . . . . . . . . . . . . . . . . .52.2.  Data Types  . . . . . . . . . . . . . . . . . . . . . . .72.3.  Data Management Architectures . . . . . . . . . . . . . .83.  Framework . . . . . . . . . . . . . . . . . . . . . . . . . .94.  Use Cases . . . . . . . . . . . . . . . . . . . . . . . . . .114.1.  Acquisition . . . . . . . . . . . . . . . . . . . . . . .114.1.1.  Acquiring TNs from Registrar  . . . . . . . . . . . .124.1.2.  Acquiring TNs from CSPs . . . . . . . . . . . . . . .134.2.  Management  . . . . . . . . . . . . . . . . . . . . . . .144.2.1.  Management of Administrative Data . . . . . . . . . .144.2.1.1.  Managing Data at a Registrar  . . . . . . . . . .144.2.1.2.  Managing Data at a CSP  . . . . . . . . . . . . .154.2.2.  Management of Service Data  . . . . . . . . . . . . .154.2.2.1.  CSP to Other CSPs . . . . . . . . . . . . . . . .164.2.2.2.  User to CSP . . . . . . . . . . . . . . . . . . .164.2.3.  Managing Change . . . . . . . . . . . . . . . . . . .164.2.3.1.  Changing the CSP for an Existing Service  . . . .164.2.3.2.  Terminating a Service . . . . . . . . . . . . . .174.3.  Retrieval . . . . . . . . . . . . . . . . . . . . . . . .174.3.1.  Retrieval of Public Data  . . . . . . . . . . . . . .184.3.2.  Retrieval of Semi-restricted Administrative Data  . .184.3.3.  Retrieval of Semi-restricted Service Data . . . . . .194.3.4.  Retrieval of Restricted Data  . . . . . . . . . . . .195.  IANA Considerations . . . . . . . . . . . . . . . . . . . . .206.  Privacy Considerations  . . . . . . . . . . . . . . . . . . .207.  Security Considerations . . . . . . . . . . . . . . . . . . .218.  Informative References  . . . . . . . . . . . . . . . . . . .21   Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . . .22   Authors' Addresses  . . . . . . . . . . . . . . . . . . . . . . .22Peterson & McGarry            Informational                     [Page 2]

RFC 8396                     MODERN Problems                   July 20181.  Problem Statement   The challenges of utilizing Telephone Numbers (TNs) on the Internet   have been known for some time.  Internet telephony provided the first   use case for routing telephone numbers on the Internet in a manner   similar to how calls are routed in the Public Switched Telephone   Network (PSTN).  As the Internet had no service for discovering the   endpoints associated with telephone numbers, ENUM [RFC6116] created a   DNS-based mechanism for translating TNs into URIs, as used by   protocols such as SIP [RFC3261].  The resulting database was designed   to function in a manner similar to the systems that route calls in   the PSTN.  Originally, it was envisioned that ENUM would be deployed   as a global hierarchical service; however, in practice, it has only   been deployed piecemeal by various parties.  Most notably, ENUM is   used as an internal network function and is rarely used between   service provider networks.  The original ENUM concept of a single   root, e164.arpa, proved to be politically and practically   challenging, and less centralized models have thus flourished.   Subsequently, the Data for Reachability of Inter-/Intra-NetworK SIP   (DRINKS) framework [RFC6461] showed ways that service providers might   provision information about TNs at an ENUM service or similar   Internet-based directory.  These technologies have also generally   tried to preserve the features and architecture familiar to the PSTN   numbering environment.   Over time, Internet telephony has encompassed functions that differ   substantially from traditional PSTN routing and management,   especially as non-traditional providers have begun to utilize   numbering resources.  An increasing number of enterprises, over-the-   top Voice over IP (VoIP) providers, text messaging services, and   related non-carrier services have become heavy users of telephone   numbers.  An enterprise, for example, can deploy an IP Private Branch   Exchange (PBX) that receives a block of telephone numbers from a   carrier and then, in turn, distributes those numbers to new IP   telephones when they associate with the PBX.  Internet services offer   users portals where they can allocate new telephone numbers on the   fly, assign multiple "alias" telephone numbers to a single line   service, implement various mobility or find-me-follow-me   applications, and so on.  Peer-to-peer telephone networks have   encouraged experiments with distributed databases for telephone   number routing and even allocation.   This dynamic control over telephone numbers has few precedents in the   traditional PSTN outside of number portability.  Number portability   allows the capability of a user to choose and change their service   provider while retaining their TN; it has been implemented in many   countries either for all telephony services or for subsets (e.g.,   mobile).  However, TN administration processes rooted in PSTNPeterson & McGarry            Informational                     [Page 3]

RFC 8396                     MODERN Problems                   July 2018   technology and policies made number porting fraught with problems and   delays.  Originally, processes were built to associate a specific TN   to a specific service provider and never change it.  With number   portability, the industry had to build new infrastructure and new   administrative functions and processes to change the association of   the TN from one service provider to another.  Thanks to the   increasing sophistication of consumer mobile devices as Internet   endpoints as well as telephones, users now associate TNs with many   Internet applications other than telephony.  This has generated new   interest in models similar to those in place for administering   freephone (non-geographic, toll-free numbers) services in the United   States, where a user purchases a number through a sort of number   registrar and controls its administration (such as routing) on their   own, typically using Internet services to directly make changes to   the service associated with telephone numbers.   Most TNs today are assigned to specific geographies, at both an   international level and within national numbering plans.  Numbering   practices today are tightly coupled with the manner that service   providers interconnect as well as with how TNs are routed and   administered: the PSTN was carefully designed to delegate switching   intelligence geographically.  In interexchange carrier routing in   North America, for example, calls to a particular TN are often handed   off to the terminating service provider close to the geography where   that TN is assigned.  But the overwhelming success of mobile   telephones has increasingly eroded the connection between numbers and   regions.  Furthermore, the topology of IP networks is not anchored to   geography in the same way that the telephone network is.  In an   Internet environment, establishing a network architecture for routing   TNs could depend little on geography, relying instead on network   topologies or other architectural features.  Adapting TNs to the   Internet requires more security, richer datasets, and more complex   query and response capabilities than previous efforts have provided.   This document attempts to create a common understanding of the   problem statement related to allocating, managing, and resolving TNs   in an IP environment, which is the focus of the IETF Managing,   Ordering, Distributing, Exposing, and Registering telephone Numbers   (MODERN) Working Group.  It outlines a framework and lists motivating   use cases for creating IP-based mechanisms for TNs.  It is important   to acknowledge at the outset that there are various evolving   international and national policies and processes related to TNs, and   any solutions need to be flexible enough to account for variations in   policy and requirements.Peterson & McGarry            Informational                     [Page 4]

RFC 8396                     MODERN Problems                   July 20182.  Definitions   This section provides definitions for actors, data types, and data   management architectures as they are discussed in this document.   Different numbering spaces may instantiate these roles and concepts   differently: practices that apply to non-geographic freephone   numbers, for example, may not apply to geographic numbers, and   practices that exist under one Numbering Authority may not be   permitted under another.  The purpose of this framework is to   identify the characteristics of protocol tools that will satisfy the   diverse requirements for telephone number acquisition, management,   and retrieval on the Internet.2.1.  Actors   The following roles of actors are defined in this document.   Numbering Authority:  A regulatory body within a region that manages      that region's TNs.  The Numbering Authority decides national      numbering policy for the nation, region, or other domain for which      it has authority, including what TNs can be allocated, which are      reserved, and which entities may obtain TNs.   Registry:  An entity that administers the allocation of TNs based on      a Numbering Authority's policies.  Numbering Authorities can act      as the Registries themselves, or they can outsource the function      to other entities.  Traditional registries are single entities      with sole authority and responsibility for specific numbering      resources, though distributed registries (seeSection 2.3) are      also in the scope of this framework.   Credential Authority:  An entity that distributes credentials, such      as certificates that attest the authority of assignees (defined      below) and delegates.  This document assumes that one or more      Credential Authorities may be trusted by actors in any given      regulatory environment; policies for establishing such trust      anchors are outside the scope of this document.   Registrar:  An entity that distributes the telephone numbers      administered by a Registry; typically, there are many Registrars      that can distribute numbers from a single Registry, though      Registrars may serve multiple Registries as well.  A Registrar has      business relationships with number assignees and collects      administrative information from them.   Communication Service Provider (CSP):  A provider of communication      service where those services can be identified by TNs.  This      includes both traditional telephone carriers or enterprises asPeterson & McGarry            Informational                     [Page 5]

RFC 8396                     MODERN Problems                   July 2018      well as service providers with no presence on the PSTN who use      TNs.  This framework does not assume that any single CSP provides      all the communication service related to a particular TN.   Service Enabler:  An entity that works with CSPs to enable      communication service to a User: perhaps a vendor, a service      bureau, or a third-party integrator.   User:  An individual reachable through a communication service:      usually a customer of a Communication Service Provider.   Government Entity:  An entity that, due to legal powers deriving from      national policy, has privileged access to information about number      administration under certain conditions.   Note that an individual, organization, or other entity may act in one   or more of the roles above; for example, a company may be a CSP and   also a Registrar.  Although Numbering Authorities are listed as   actors, they are unlikely to actually participate in the protocol   flows themselves; however, in some situations, a Numbering Authority   and Registry may be the same administrative entity.   All actors that are recipients of numbering resources, be they a CSP,   Service Enabler, or User, can also be said to have a relationship to   a Registry of either an assignee or delegate.   Assignee:  An actor that is assigned a TN directly by a Registrar; an      assignee always has a direct relationship with a Registrar.   Delegate:  An actor that is delegated a TN from an assignee or      another delegate who does not necessarily have a direct      relationship with a Registrar.  Delegates may delegate one or more      of their TN assignment(s) to one or more subdelegates from further      downstream.   As an example, consider a case where a Numbering Authority also acts   as a Registry, and it issues blocks of 10,000 TNs to CSPs that, in   this case, also act as Registrars.  CSP/Registrars would then be   responsible for distributing numbering resources to Users and other   CSPs.  In this case, an enterprise deploying IP PBXs also acts as a   CSP, and it acquires number blocks for its enterprise seats in chunks   of 100 from a CSP acting as a Registrar with whom the enterprise has   a business relationship.  The enterprise is, in this case, the   assignee, as it receives numbering resources directly from a   Registrar.  As it doles out individual numbers to its Users, the   enterprise delegates its own numbering resources to those Users and   their communication endpoints.  The overall ecosystem might look as   follows.Peterson & McGarry            Informational                     [Page 6]

RFC 8396                     MODERN Problems                   July 2018                 +---------+                 |Numbering|                 |Authority|Registry                 +----+----+                      |                      V 10,000 TNs                 +---------+                 |   CSP   |Registrar                 +----+----+                      |                      V  100 TNs                 +---------+                 |   PBX   |Assignee                 +---------+                      |                      V    1 TN                 +---------+                 |  User   |Delegate                 +---------+                   Figure 1: Chain of Number Assignment2.2.  Data Types   The following data types are defined in this document.   Administrative Data:  Assignment data related to the TN and the      relevant actors; it includes TN status (assigned, unassigned,      etc.), contact data for the assignee or delegate, and typically      does not require real-time access as this data is not required for      ordinary call or session establishment.   Service Data:  Data necessary to enable service for the TN; it      includes addressing data and service features.  Since this data is      necessary to complete calls, it must be obtained in real time.   Administrative and service data can fit into three access categories:   Public:  Anyone can access public data.  Such data might include a      list of which numbering resources (unallocated number ranges) are      available for acquisition from the Registry.   Semi-restricted:  Only a subset of actors can access semi-restricted      data.  For example, CSPs may be able to access other CSP's service      data in some closed environment.Peterson & McGarry            Informational                     [Page 7]

RFC 8396                     MODERN Problems                   July 2018   Restricted:  Only a small subset of actors can access restricted      data.  For example, a Government Entity may be able access contact      information for a User.   While it might appear there are really only two categories, public   and restricted (based on the requestor), the distinction between   semi-restricted and restricted is helpful for the use cases below.2.3.  Data Management Architectures   This framework generally assumes that administrative and service data   is maintained by CSPs, Registrars, and Registries.  The terms   "registrar" and "registry" are familiar from DNS operations, and   indeed the DNS provides an obvious inspiration for the relationships   between those entities described here.  Protocols for transferring   names between registries and registrars have been standardized in the   DNS space for some time (see [RFC3375]).  Similarly, the division   between service data acquired by resolving names with the DNS   protocol versus administrative data about names acquired through   WHOIS [RFC3912] is directly analogous to the distinction between   service and administrative data described inSection 2.2.  The major   difference between the data management architecture of the DNS and   this framework is that the distinction between the CSP and User, due   to historical policies of the telephone network, will often not   exactly correspond to the distinction between a name service and a   registrant in the DNS world -- a User in the telephone network is   today at least rarely in a direct relationship with a Registrar   comparable to that of a DNS registrant.   The role of a Registry described here is a "thin" one, where the   Registry manages basic allocation information for the numbering   space, such as information about whether or not the number is   assigned, and if assigned, by which Registrar.  It is the Registrar   that, in turn, manages detailed administrative data about those   assignments, such as contact or billing information for the assignee.   In some models, CSPs and Registrars will be combined (the same   administrative entity), and in others the Registry and Registrar may   similarly be composed.  Typically, service data resides largely at   the CSP itself, though in some models a "thicker" Registry may itself   contain a pointer to the servicing CSP for a number or number block.   In addition to traditional centralized Registries, this framework   also supports environments where the same data is being managed by   multiple administrative entities and stored in many locations.  APeterson & McGarry            Informational                     [Page 8]

RFC 8396                     MODERN Problems                   July 2018   distributed registry system is discussed further in [DRIP].  To   support those use cases, it is important to distinguish the   following:   Data Store:  A data store is a service that stores and enables access      to administrative and/or service data.   Reference Address:  A reference address is a URL that dereferences to      the location of the data store.   Distributed Data Stores:  In a distributed data store, administrative      or service data can be stored with multiple actors.  For example,      CSPs could provision their service data to multiple other CSPs.   Distributed Registries:  Multiple Registries can manage the same      numbering resource.  In these architectures, actors could interact      with one or multiple Registries.  The Registries would update each      other when change occurs.  The Registries have to ensure that data      remains consistent, e.g., that the same TN is not assigned to two      different actors.3.  Framework   The framework outlined in this document requires three Internet-based   mechanisms for managing and resolving TNs in an IP environment.   These mechanisms will likely reuse existing protocols for sharing   structured data; it is unlikely that new protocol development work   will be required, though new information models specific to the data   itself will be a major focus of framework development.  Likely   candidates for reuse here include work done in DRINKS [RFC6461] and   Web Extensible Internet Registration Data Service (WEIRDS) [RFC7482],   as well as the Telephone-Related Information (TeRI) framework   [TERI-INFO].   These protocol mechanisms are scoped in a way that makes them likely   to apply to a broad range of future policies for number   administration.  It is not the purpose of this framework to dictate   number policy but instead to provide tools that will work with   policies as they evolve going forward.  These mechanisms, therefore,   do not assume that number administration is centralized nor that   number allocations are restricted to any category of service   providers, though these tools must and will work in environments with   those properties.Peterson & McGarry            Informational                     [Page 9]

RFC 8396                     MODERN Problems                   July 2018   The three mechanisms are:   Acquisition:  A protocol mechanism for acquiring TNs, including an      enrollment process.   Management:  A protocol mechanism for associating data with TNs.   Retrieval:  A protocol mechanism for retrieving data about TNs.   The acquisition mechanism will enable actors to acquire TNs for use   with a communication service by requesting numbering resources from a   service operated by a Registrar, CSP, or similar actor.  TNs may be   requested either on a number-by-number basis or as inventory blocks.   Any actor who grants numbering resources will retain metadata about   the assignment, including the responsible organization or individual   to whom numbers have been assigned.   The management mechanism will let actors provision data associated   with TNs.  For example, if a User has been assigned a TN, they may   select a CSP to provide a particular service associated with the TN,   or a CSP may assign a TN to a User upon service activation.  In   either case, a mechanism is needed to provision data associated with   the TN at that CSP and to extend those data sets as CSPs (and even   Users) require.   The retrieval mechanism will enable actors to learn information about   TNs.  For real-time service data, this typically involves sending a   request to a CSP; for other information, an actor may need to send a   request to a Registry rather than a CSP.  Different parties may be   authorized to receive different information about TNs.   As an example, a CSP might use the acquisition interface to acquire a   chunk of numbers from a Registrar.  Users might then provision   administrative data associated with those numbers at the CSP through   the management interface and query for service data relating to those   numbers through the retrieval interface of the CSP.Peterson & McGarry            Informational                    [Page 10]

RFC 8396                     MODERN Problems                   July 2018               +--------+               |Registry|               +---+----+                   |                   V              +---------+              |Registrar|              +---------+                    \                     \\           Acquisition \\                         \\+-------+                           \  CSP  |                           +---+---+                            A     A                            |     |                 Management |     | Retrieval                            |     |                            |     |                    +-------++   ++-------+                    |  User  |   |  User  |                    +--------+   +--------+                    (Delegate)    (Caller)                 Figure 2: Example of the Three Interfaces4.  Use Cases   The high-level use cases in this section will provide an overview of   the expected operation of the three interfaces in the MODERN problem   space.4.1.  Acquisition   There are various scenarios for how TNs can be acquired by the   relevant actors, that is, a CSP, Service Enabler, and a User.  There   are three actors from which numbers can be acquired: a Registrar, a   CSP, and a User (presumably one who is delegating to another party).   It is assumed either that Registrars are the same entity as   Registries or that Registrars have established business relationships   with Registries that enable them to distribute the numbers that the   Registries administer.  In these use cases, a User may acquire TNs   either from a CSP, a Registry, or an intermediate delegate.Peterson & McGarry            Informational                    [Page 11]

RFC 8396                     MODERN Problems                   July 20184.1.1.  Acquiring TNs from Registrar   The most traditional number acquisition use case is one where a CSP,   such as a carrier, requests a block of numbers from a Registrar to   hold as inventory or assign to customers.   Through some out-of-band business process, a CSP develops a   relationship with a Registrar.  The Registrar maintains a profile of   the CSP and assesses whether or not CSPs meet the policy restrictions   for acquiring TNs.  The CSP may then request TNs from within a   specific pool of numbers in the authority of the Registry, such as   region, mobile, wireline, or freephone.  The Registrar must   authenticate and authorize the CSP and then either grant or deny a   request.  When an assignment occurs, the Registry creates and stores   administrative information related to the assignment, such as TN   status and Registrar contact information, and removes the specific   TN(s) from the pool of those that are available for assignment.  As a   part of the acquisition and assignment process, the Registry provides   to the Registrar any tokens or other material needed by a Credential   Authority to issue credentials (for example, Secure Telephone   Identity Revisited (STIR) certificates [RFC8226]) used to attest the   assignment for future transactions.  Depending on the policies of the   Numbering Authorities, Registrars may be required to log these   operations.   Before it is eligible to receive TN assignments, per the policy of a   Numbering Authority, the CSP may need to have submitted (again,   through some out-of-band process) additional qualifying information   such as the current utilization rate or a demand forecast.   There are two scenarios under which a CSP requests resources: either   they are requesting inventory or they are requesting for a specific   User or delegate.  For the purpose of status information, TNs   assigned to a User are always considered assigned, not inventory.   The CSP will associate service information for that TN (e.g., a   service address) and make it available to other CSPs to enable   interconnection.  The CSP may need to update the Registrar regarding   this service activation; this is part of the "TN status" maintained   by the Registrar.   There are also use cases in which a User can acquire a TN directly   from a Registrar.  Today, a User wishing to acquire a freephone   number may browse the existing inventory through one or more   Registrars, comparing their prices and services.  Each such Registrar   either is a CSP or has a business relationship with one or more CSPs   to provide services for that freephone number.  In this case, the   User must establish some business relationship directly with a   Registrar, similar to how such functions are conducted today whenPeterson & McGarry            Informational                    [Page 12]

RFC 8396                     MODERN Problems                   July 2018   Users purchase domain names.  In this use case, after receiving a   number assignment from the Registrar, a User will obtain   communication service from a CSP and provide to the CSP the TN to be   used for that service.  The CSP will associate service information   for that TN (e.g., the service address) and make it available to   other CSPs to enable interconnection.  The User will also need to   inform the Registrar about this relationship.4.1.2.  Acquiring TNs from CSPs   Today, a User typically acquires a TN from a CSP when signing up for   a communication service or turning on a new device.  In this use   case, the User becomes the delegate of the CSP.  A reseller or a   service bureau might also acquire a block of numbers from a CSP to be   issued to Users.   Consider a case where a User creates or has a relationship with the   CSP and subscribes to a communication service that includes the use   of a TN.  The CSP collects and stores administrative data about the   User.  The CSP then activates the User on their network and creates   any necessary service data to enable connectivity with other CSPs.   The CSP could also update public or privileged databases accessible   by other actors.  The CSP provides any tokens or other material   needed by a Credential Authority to issue credentials to the User   (for example, a STIR certificate [RFC8226]) to prove the assignment   for future transactions.  Such credentials could be delegated from   the one provided by the Credential Authority to the CSP to continue   the chain of assignment.  CSPs may be required to log such   transactions if required by the policy of the Numbering Authority.   Virtually, the same flow would work for a reseller: it would form a   business relationship with the CSP, at which point the CSP would   collect and store administrative data about the reseller and give the   reseller any material needed for the reseller to acquire credentials   for the numbers.  A User might then, in turn, acquire numbers from   the reseller: in this case, the delegate redelegating the TNs would   be performing functions done by the CSP (e.g., providing any   credentials or collecting administrative data or creative service   data).   The CSP could assign a TN from its existing inventory or it could   acquire a new TN from the Registrar as part of the assignment   process.  If it assigns it from its existing inventory, it would   remove the specific TN from the pool of those available for   assignment.  It may also update the Registrar about the assignment so   the Registrar has current assignment data.  If a reseller or delegatePeterson & McGarry            Informational                    [Page 13]

RFC 8396                     MODERN Problems                   July 2018   CSP is acquiring the numbers, it may have the same obligations to   provide utilization data to the Registry as the assignee, perSection 4.1.1.4.2.  Management   The management protocol mechanism is needed to associate   administrative and service data with TNs and may be used to refresh   or rollover associated credentials.4.2.1.  Management of Administrative Data   Administrative data is primarily related to the status of the TN, its   administrative contacts, and the actors involved in providing service   to the TN.  Protocol interactions for administrative data will   therefore predominantly occur between CSPs and Users to the Registrar   or between Users and delegate CSPs to the CSP.   Some administrative data may be private and would thus require   special handling in a distributed data store model.  Access to it   does not require real-time performance; therefore, local caches are   not necessary, and the data will include sensitive information such   as User and contact data.   Some of the data could lend itself to being publicly available, such   as CSP and TN assignment status.  In that case, it would be deemed   public information for the purposes of the retrieval interface.4.2.1.1.  Managing Data at a Registrar   After a CSP acquires a TN or block of TNs from the Registrar (perSection 4.1.1), it then provides administrative data to the Registrar   as a step in the acquisition process.  The Registrar will   authenticate the CSP and determine if the CSP is authorized to   provision the administrative data for the TNs in question.  The   Registry will update the status of the TN, i.e., that it is   unavailable for assignment.  The Registrar will also maintain   administrative data provided by the CSP.   Changes to this administrative data will not be frequent.  Examples   of changes would be terminating service (seeSection 4.2.3.2),   changing the name or address of a User or organization, or changing a   CSP or delegate.  Changes should be authenticated by a credential to   prove administrative responsibility for the TN.Peterson & McGarry            Informational                    [Page 14]

RFC 8396                     MODERN Problems                   July 2018   In some cases, such as the freephone system in North America today,   the User has a direct relationship with the Registrar.  Naturally,   these Users could provision administrative data associated with their   TNs directly to the Registrar just as a freephone provider today   maintains account and billing data.  While delegates may not   ordinarily have a direct relationship to a Registrar, some   environments (as an optimization) might want to support a model where   the delegate updates the Registrar directly on changes, as opposed to   sending that data to the CSP or through the CSP to the Registrar.  As   stated already, the protocol should enable Users to acquire TNs   directly from a Registrar, which may or may not also act as a CSP.   In these cases, the updates would be similar to those described inSection 4.2.1.1.   In a distributed Registry model, TN status (e.g., allocated,   assigned, available, or unavailable) would need to be provided to   other Registries in real time.  Other administrative data could be   sent to all Registries, or other Registries could get a reference   address to the host Registry's data store.4.2.1.2.  Managing Data at a CSP   After a User acquires a TN or block of TNs from a CSP, the User will   provide administrative data to the CSP.  The CSP commonly acts as a   Registrar in this case by maintaining the administrative data and   only notifying the Registry of the change in TN status.  In this   case, the Registry maintains a reference address (seeSection 2.3) to   the CSP/Registrar's administrative data store so relevant actors have   the ability to access the data.  Alternatively, a CSP could send the   administrative data to an external Registrar to store.  If there is a   delegate between the CSP and User, they will have to ensure there is   a mechanism for the delegate to update the CSP as change occurs.4.2.2.  Management of Service Data   Service data is data required by an originating or intermediate CSP   to enable communication service to a User; a SIP URI is an example of   one service data element commonly used to route communication.  CSPs   typically create and manage service data, however, it is possible   that delegates and Users could as well.  For most use cases involving   individual Users, it is anticipated that lower-level service   information changes (such as an end-user device receiving a new IP   address) would be communicated to CSPs via existing protocols.  For   example, the baseline SIP REGISTER [RFC3261] method, even for bulk   operations [RFC6140], would likely be used rather than through any   new interfaces defined by MODERN.Peterson & McGarry            Informational                    [Page 15]

RFC 8396                     MODERN Problems                   July 20184.2.2.1.  CSP to Other CSPs   After a User enrolls for service with a CSP, in the case where the   CSP was assigned the TN by a Registrar, the CSP will then create a   service address such as a SIP URI and associate it with the TN.  The   CSP needs to update this data to enable service interoperability.   There are multiple ways that this update can occur, though most   commonly service data is exposed through the retrieval interface (seeSection 4.3).  For certain deployment architectures, like a   distributed data store model, CSPs may need to provision data   directly to other CSPs.   If the CSP is assigning a TN from its own inventory, it may not need   to perform service data updates as change occurs because the existing   service data associated with inventory may be sufficient once the TN   is put in service.  They would, however, likely update the Registry   on the change in status.4.2.2.2.  User to CSP   Users could also associate service data to their TNs at the CSP.  An   example would be a User acquiring a TN from the Registrar (as   described inSection 4.1.1) and wanting to provide that TN to the CSP   so the CSP can enable service.  In this case, once the User provides   the number to the CSP, the CSP would update the Registry or other   actors as outlined inSection 4.2.2.1.4.2.3.  Managing Change   This section will address some special management use cases that were   not covered above.4.2.3.1.  Changing the CSP for an Existing Service   Consider the case where a User who subscribes to a communication   service (and who received their TN from that CSP) wishes to retain   the same TN but move their service to a different CSP.   In the simplest scenario, where there's an authoritative combined   Registry/Registrar that maintains service data, the User could   provide their credential to the new CSP and let the CSP initiate the   change in service.  The new CSP could then provide the new service   data with the User's credential to the Registry/Registrar, which then   makes the change.  The old credential is revoked and a new one is   provided.  The new CSP or the Registrar would send a notification to   the old CSP so they can disable service.  The old CSP will undo any   delegations to the User, including contacting the Credential   Authority to revoke any cryptographic credentials (e.g., STIRPeterson & McGarry            Informational                    [Page 16]

RFC 8396                     MODERN Problems                   July 2018   certificates [RFC8226]) previously granted to the User.  Any service   data maintained by the CSP must be removed, and, similarly, the CSP   must delete any such information it provisioned in the Registry.   In a model similar to common practice in environments today, the User   could alternatively provide their credential to the old CSP, and the   old CSP would initiate the change in service.  Or, a User could go   directly to a Registrar to initiate a port.  This framework should   support all of these potential flows.   Note that in cases with a distributed Registry that maintained   service data, the Registry would also have to update the other   Registries of the change.4.2.3.2.  Terminating a Service   Consider a case where a User who subscribes to a communication   service (and who received their TN from the CSP) wishes to terminate   their service.  At this time, the CSP will undo any delegations to   the User, which may involve contacting the Credential Authority to   revoke any cryptographic credentials (e.g., STIR certificates   [RFC8226]) previously granted to the User.  Any service data   maintained by the CSP must be removed, and similarly, the CSP must   delete any such information it provisioned in the Registrar.   However, per the policy of the Numbering Authority, Registrars and   CSPs may be required to preserve historical data that will be   accessible to Government Entities or others through audits, even if   it is no longer retrievable through service interfaces.   The TN will change state from assigned to unassigned, and the CSP   will update the Registry.  Depending on policies, the TN could go   back into the Registry, CSP, or delegate's pool of available TNs and   would likely enter an aging process.   In an alternative use case, a User who received their own TN   assignment directly from a Registrar terminates their service with a   CSP.  At this time, the User might terminate their assignment from   the Registrar and return the TN to the Registry for reassignment.   Alternatively, they could retain the TN and elect to assign it to   some other service at a later time.4.3.  Retrieval   Retrieval of administrative or service data will be subject to access   restrictions based on the category of the specific data: public,   semi-restricted, or restricted.  Both administrative and service data   can have data elements that fall into each of these categories.  It   is expected that the majority of administrative data will fall intoPeterson & McGarry            Informational                    [Page 17]

RFC 8396                     MODERN Problems                   July 2018   the semi-restricted category: access to this information may require   some form of authorization, though service data crucial to   reachability will need to be accessible.  In some environments, it's   possible that none of the service data necessary to initiate   communication will be useful to an entity on the public Internet, or   that all that service data will have dependencies on the origination   point for calls.   The retrieval protocol mechanism for semi-restricted and restricted   data needs a way for the receiver of the request to identify the   originator of the request and what is being requested.  The receiver   of the request will process that request based on this information.4.3.1.  Retrieval of Public Data   Either administrative or service data may be made publicly available   by the authority that generates and provisions it.  Under most   circumstances, a CSP wants its communication service to be publicly   reachable through TNs, so the retrieval interface supports public   interfaces that permit clients to query for service data about a TN.   Some service data may, however, require that the client be authorized   to receive it, per the use case inSection 4.3.3.   Public data can simply be posted on websites or made available   through a publicly available API.  Public data hosted by a CSP may   have a reference address at the Registry.4.3.2.  Retrieval of Semi-restricted Administrative Data   Consider a case in which a CSP is having service problems completing   calls to a specific TN, so it wants to contact the CSP serving that   TN.  The Registry authorizes the originating CSP to access this   information.  It initiates a query to the Registry, the Registry   verifies the requestor and the requested data, and the Registry   responds with the serving CSP and contact data.  However, CSPs might   not want to make those administrative contact points public data:   they are willing to share them with other CSPs for troubleshooting   purposes, but not to make them available to general communication.   Alternatively, that information could be part of a distributed data   store and not stored at a monolithic Registry.  In that case, the CSP   has the data in a local distributed data store, and it initiates the   query to the local data store.  The local data store responds with   the CSP and contact data.  No verification is necessary because it   was done when the CSP was authorized to receive the data store.Peterson & McGarry            Informational                    [Page 18]

RFC 8396                     MODERN Problems                   July 20184.3.3.  Retrieval of Semi-restricted Service Data   Consider a case where a User on a CSP's network calls a TN.  The CSP   initiates a query for service data associated with the TN to complete   the call and will receive special service data because the CSP   operates in a closed environment where different CSPs receive   different responses, and only participating CSPs can initiate   communication.  This service data would be flagged as semi-   restricted.  The query and response have real-time performance   requirements in that environment.   Semi-restricted service data also works in a distributed data store   model where each CSP distributes its updated service data to all   other CSPs.  The originating CSP has the service data in its local   data store and queries it.  The local data store responds with the   service data.  The service data in the response can be a reference   address to a data store maintained by the serving CSP or it can be   the service address itself.  In the case where the response gives a   reference address, a subsequent query would go to the serving CSP,   who would, in turn, authorize the requestor for the requested data   and respond appropriately.  In the case, where the original response   contains the service address, the requestor would use that service   address as the destination for the call.   In some environments, aspects of the service data may reside at the   Registry itself (for example, the assigned CSP for a TN); thus, the   query may be sent to the Registry.  The Registry verifies the   requestor and the requested data and responds with the service data,   such as a SIP URI containing the domain of the assigned CSP.4.3.4.  Retrieval of Restricted Data   A Government Entity wishes to access information about a particular   User who subscribes to a communication service.  The entity that   operates the Registry on behalf of the Numbering Authority in this   case has some predefined relationship with the Government Entity.   When the CSP acquired TNs from the Numbering Authority, it was a   condition of that assignment that the CSP provide access for   Government Entities to telephone numbering data when certain   conditions apply.  The required data may reside either in the CSP or   in the Registrar.   For a case where the CSP delegates a number to the User, the CSP   might provision the Registrar (or itself, if the CSP is composed with   a Registrar) with information relevant to the User.  At such a time   as the Government Entity needs information about that User, the   Government Entity may contact the Registrar or CSP to acquire the   necessary data.  The interfaces necessary for this will be the samePeterson & McGarry            Informational                    [Page 19]

RFC 8396                     MODERN Problems                   July 2018   as those described inSection 4.3; the Government Entity will be   authenticated and an authorization decision will be made by the   Registrar or CSP under the policy dictates established by the   Numbering Authority.5.  IANA Considerations   This document has no IANA actions.6.  Privacy Considerations   This framework defines two categories of information about telephone   numbers: service data and administrative data.  Service data   describes how telephone numbers map to particular services and   devices that provide real-time communication for users.  As such,   service data could potentially leak resource locations and even   lower-layer network addresses associated with these services, and in   rare cases, with end-user devices.  Administrative data more broadly   characterizes who the administrative entities are behind telephone   numbers, which will often identify CSPs but some layers of the   architecture could include Personally Identifiable Information (PII),   even WHOIS-style information, about the end users behind identifiers.   This could conceivably encompass the sorts of data that carriers and   similar CSPs today keep about their customers for billing purposes,   like real names and postal addresses.  The exact nature of   administrative data is not defined by this framework, and it is   anticipated that the protocols that will perform this function will   be extensible for different use cases, so at this point, it is   difficult to characterize exactly how much PII might end up being   housed by these services.   As such, if an attacker were to compromise the registrar services   that maintains administrative data in this architecture, and in some   cases even service data, this could leak PII about end users.  These   interfaces, and the systems that host them, are a potentially   attractive target for hackers and need to be hardened accordingly.   Protocols that are selected to fulfill these functions must provide   the security features described inSection 7.   Finally, this framework recognizes that, in many jurisdictions,   certain government agencies have a legal right to access service and   administrative data maintained by CSPs.  This access is typically   aimed at identifying the users behind the communication identifier in   order to enforce regulatory policy.  Those legal entities already   have the power to access the existing data held by CSPs in many   jurisdictions, though, potentially, the administrative data   associated with this framework could be richer information.Peterson & McGarry            Informational                    [Page 20]

RFC 8396                     MODERN Problems                   July 20187.  Security Considerations   The acquisition, management, and retrieval of administrative and   service data associated with telephone numbers raises a number of   security issues.   Any mechanism that allows an individual or organization to acquire   telephone numbers will require a means of mutual authentication, of   integrity protection, and of confidentiality.  A Registry as defined   in this document will surely want to authenticate the source of an   acquisition request as a first step in the authorization process to   determine whether or not the resource will be granted.  Integrity of   both the request and response is essential to ensuring that tampering   does not allow attackers to block acquisitions, or worse, to   commandeer resources.  Confidentiality is essential to preventing   eavesdroppers from learning about allocations, including the   personally identifying information associated with the administrative   or technical contracts for allocations.   A management interface for telephone numbers has similar   requirements.  Without proper authentication and authorization   mechanisms in place, an attack could use the management interface to   disrupt service data or administrative data, which could deny service   to users, enable new impersonation attacks, prevent billing systems   from operating properly, and cause similar system failures.   Finally, a retrieval interface has its own needs for mutual   authentication, integrity protection, and confidentiality.  Any CSP   sending a request to retrieve service data associated with a number   will want to know that it is reaching the proper authority, that the   response from that authority has not been tampered with in transit,   and, in most cases, the CSP will not want to reveal to eavesdroppers   the number it is requesting or the response that it has received.   Similarly, any service answering such a query will want to have a   means of authenticating the source of the query and of protecting the   integrity and confidentiality of its responses.8.  Informative References   [DRIP]     Wendt, C. and H. Bellur, "Distributed Registry Protocol              (DRiP)", Work in Progress,draft-wendt-modern-drip-02,              July 2017.   [RFC3261]  Rosenberg, J., Schulzrinne, H., Camarillo, G., Johnston,              A., Peterson, J., Sparks, R., Handley, M., and E.              Schooler, "SIP: Session Initiation Protocol",RFC 3261,              DOI 10.17487/RFC3261, June 2002,              <https://www.rfc-editor.org/info/rfc3261>.Peterson & McGarry            Informational                    [Page 21]

RFC 8396                     MODERN Problems                   July 2018   [RFC3375]  Hollenbeck, S., "Generic Registry-Registrar Protocol              Requirements",RFC 3375, DOI 10.17487/RFC3375, September              2002, <https://www.rfc-editor.org/info/rfc3375>.   [RFC3912]  Daigle, L., "WHOIS Protocol Specification",RFC 3912,              DOI 10.17487/RFC3912, September 2004,              <https://www.rfc-editor.org/info/rfc3912>.   [RFC6116]  Bradner, S., Conroy, L., and K. Fujiwara, "The E.164 to              Uniform Resource Identifiers (URI) Dynamic Delegation              Discovery System (DDDS) Application (ENUM)",RFC 6116,              DOI 10.17487/RFC6116, March 2011,              <https://www.rfc-editor.org/info/rfc6116>.   [RFC6140]  Roach, A., "Registration for Multiple Phone Numbers in the              Session Initiation Protocol (SIP)",RFC 6140,              DOI 10.17487/RFC6140, March 2011,              <https://www.rfc-editor.org/info/rfc6140>.   [RFC6461]  Channabasappa, S., Ed., "Data for Reachability of Inter-              /Intra-NetworK SIP (DRINKS) Use Cases and Protocol              Requirements",RFC 6461, DOI 10.17487/RFC6461, January              2012, <https://www.rfc-editor.org/info/rfc6461>.   [RFC7482]  Newton, A. and S. Hollenbeck, "Registration Data Access              Protocol (RDAP) Query Format",RFC 7482,              DOI 10.17487/RFC7482, March 2015,              <https://www.rfc-editor.org/info/rfc7482>.   [RFC8226]  Peterson, J. and S. Turner, "Secure Telephone Identity              Credentials: Certificates",RFC 8226,              DOI 10.17487/RFC8226, February 2018,              <https://www.rfc-editor.org/info/rfc8226>.   [TERI-INFO]              Peterson, J., "An Architecture and Information Model for              Telephone-Related Information (TeRI)", Work in Progress,draft-peterson-modern-teri-04, March 2018.Acknowledgments   We would like to thank Henning Schulzrinne and Adam Roach for their   contributions to this problem statement and framework; we would also   like to thank Pierce Gorman for detailed comments.Peterson & McGarry            Informational                    [Page 22]

RFC 8396                     MODERN Problems                   July 2018Authors' Addresses   Jon Peterson   Neustar, Inc.   1800 Sutter St Suite 570   Concord, CA  94520   United States of America   Email: jon.peterson@neustar.biz   Tom McGarry   Email: tmcgarry6@gmail.comPeterson & McGarry            Informational                    [Page 23]

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