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Internet Engineering Task Force (IETF)                       A. JohnstonRequest for Comments: 7433                                         AvayaCategory: Standards Track                                    J. RaffertyISSN: 2070-1721                                     Human Communications                                                            January 2015A Mechanism for Transporting User-to-User Call Control Informationin SIPAbstract   There is a class of applications that benefit from using SIP to   exchange User-to-User Information (UUI) data during session   establishment.  This information, known as call control UUI data, is   a small piece of data inserted by an application initiating the   session and utilized by an application accepting the session.  The   syntax and semantics for the UUI data used by a specific application   are defined by a UUI package.  This UUI data is opaque to SIP and its   function is unrelated to any basic SIP function.  This document   defines a new SIP header field, User-to-User, to transport UUI data,   along with an extension mechanism.Status of This Memo   This is an Internet Standards Track document.   This document is a product of the Internet Engineering Task Force   (IETF).  It represents the consensus of the IETF community.  It has   received public review and has been approved for publication by the   Internet Engineering Steering Group (IESG).  Further information on   Internet Standards is available inSection 2 of RFC 5741.   Information about the current status of this document, any errata,   and how to provide feedback on it may be obtained athttp://www.rfc-editor.org/info/rfc7433.Johnston & Rafferty          Standards Track                    [Page 1]

RFC 7433                     SIP UUI for CC                 January 2015Copyright Notice   Copyright (c) 2015 IETF Trust and the persons identified as the   document authors.  All rights reserved.   This document is subject toBCP 78 and the IETF Trust's Legal   Provisions Relating to IETF Documents   (http://trustee.ietf.org/license-info) in effect on the date of   publication of this document.  Please review these documents   carefully, as they describe your rights and restrictions with respect   to this document.  Code Components extracted from this document must   include Simplified BSD License text as described in Section 4.e of   the Trust Legal Provisions and are provided without warranty as   described in the Simplified BSD License.Table of Contents1.  Overview  . . . . . . . . . . . . . . . . . . . . . . . . . .32.  Terminology . . . . . . . . . . . . . . . . . . . . . . . . .33.  Requirements Discussion . . . . . . . . . . . . . . . . . . .44.  Normative Definition  . . . . . . . . . . . . . . . . . . . .54.1.  Syntax for UUI Header Field . . . . . . . . . . . . . . .64.2.  Hex Encoding Definition . . . . . . . . . . . . . . . . .74.3.  Source Identity of UUI Data . . . . . . . . . . . . . . .75.  Guidelines for UUI Packages . . . . . . . . . . . . . . . . .95.1.  Extensibility . . . . . . . . . . . . . . . . . . . . . .106.  IANA Considerations . . . . . . . . . . . . . . . . . . . . .116.1.  Registration of User-to-User Header Field . . . . . . . .116.2.  Registration of User-to-User Header Field Parameters  . .116.3.  Registration of UUI Packages  . . . . . . . . . . . . . .116.4.  Registration of UUI Content Parameters  . . . . . . . . .126.5.  Registration of UUI Encoding Parameters . . . . . . . . .126.6.  Registration of SIP Option Tag  . . . . . . . . . . . . .137.  Security Considerations . . . . . . . . . . . . . . . . . . .138.  References  . . . . . . . . . . . . . . . . . . . . . . . . .148.1.  Normative References  . . . . . . . . . . . . . . . . . .148.2.  Informative References  . . . . . . . . . . . . . . . . .15Appendix A.  Other Possible Mechanisms  . . . . . . . . . . . . .17A.1.  Why INFO is Not Used  . . . . . . . . . . . . . . . . . .17     A.2.  Why Other Protocol Encapsulation UUI Mechanisms Are Not           Used  . . . . . . . . . . . . . . . . . . . . . . . . . .17A.3.  MIME Body Approach  . . . . . . . . . . . . . . . . . . .17A.4.  URI Parameter . . . . . . . . . . . . . . . . . . . . . .18   Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . . .19   Authors' Addresses  . . . . . . . . . . . . . . . . . . . . . . .19Johnston & Rafferty          Standards Track                    [Page 2]

RFC 7433                     SIP UUI for CC                 January 20151.  Overview   This document describes the transport of UUI data using SIP   [RFC3261].  It defines a mechanism for the transport of general   application UUI data and for the transport of the call control   related ITU-T Recommendation Q.931 User-user information element   [Q931] and ITU-T Recommendation Q.763 User-to-User information   parameter [Q763] data in SIP.  UUI data is widely used in the Public   Switched Telephone Network (PSTN) today for contact centers and call   centers.  There is also a trend for the related applications to   transition from ISDN to SIP.  The UUI extension for SIP may also be   used for native SIP User Agents (UAs) implementing similar services   and to interwork with ISDN services.  Note that in most cases, there   is an a priori understanding between the UAs in regard to what to do   with received UUI data.  This document enables the definition of   packages and related attributes that can make such understandings   more explicit.   The UUI mechanism is designed to meet the use cases, requirements,   and call flows for SIP call control UUI detailed in [RFC6567].  All   references to requirement numbers (REQ-N) and figure numbers refer to   [RFC6567].   The mechanism is a new SIP header field, along with a new SIP option   tag.  The header field carries the UUI data, along with parameters   indicating the encoding of the UUI data, the UUI package, and   optionally the content of the UUI data.  The package definition   contains details about how a particular application can utilize the   UUI mechanism.  The header field can be included (sometimes called   "escaped") into URIs supporting referral and redirection scenarios.   In these scenarios, the History-Info header field is used to indicate   the inserter of the UUI data.  The SIP option tag can be used to   indicate support for the header field.  Support for the UUI header   field indicates that a UA is able to extract the information in the   UUI data and pass it up the protocol stack.  Individual packages   using the UUI mechanism can utilize SIP media feature tags to   indicate that a UA supports a particular UUI package.  Guidelines for   defining UUI packages are provided.2.  Terminology   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",   "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and   "OPTIONAL" in this document are to be interpreted as described in   [RFC2119].Johnston & Rafferty          Standards Track                    [Page 3]

RFC 7433                     SIP UUI for CC                 January 2015   Note that the <allOneLine> tag convention from SIP Torture Test   Messages [RFC4475] is used to show that there are no line breaks in   the actual message syntax.3.  Requirements Discussion   This section describes how the User-to-User header field meets the   requirements in [RFC6567].  The header field can be included in   INVITE requests and responses and BYE requests and responses, meeting   REQ-1 and REQ-2.   For redirection and referral use cases and REQ-3, the header field is   included (escaped) within the Contact or Refer-To URI.  The details   of this mechanism as it applies for redirection and referral use   cases are covered inSection 4.1.   Since SIP proxy forwarding and retargeting does not affect header   fields, the header field meets REQ-4.   The UUI header field will carry the UUI data and not a pointer to the   data, so REQ-5 is met.   Since the basic design of the UUI header field is similar to the ISDN   UUI service, interworking with PSTN protocols is straightforward and   is documented in a separate specification [RFC7434], meeting REQ-6.   Requirements REQ-7, REQ-8, and REQ-10 relate to discovery of the   mechanism and supported packages, and hence applications.  REQ-7   relates to support of the UUI header field, while REQ-8 relates to   routing based on support of the UUI header field.  REQ-7 is met by   defining a new SIP option tag "uui".  The use of a Require:uui in a   request or Supported:uui in an OPTIONS response could be used to   require or discover support of the mechanism.  The presence of a   Supported:uui or Require:uui header field can be used by proxies to   route to an appropriate UA, meeting REQ-8.  However, note that only   UAs are expected to understand the UUI data -- proxies and other   intermediaries do not.  REQ-10 is met by utilizing SIP feature tags   [RFC3840].  For example, the feature tag "sip.uui-isdn" could be used   to indicate support of the ISDN UUI package, or "sip.uui-pk1" could   be used to indicate support for a particular package, pk1.   Proxies commonly apply policy to the presence of certain SIP header   fields in requests by either passing them or removing them from   requests.  REQ-9 is met by allowing proxies and other intermediaries   to remove UUI header fields in a request or response based on policy.Johnston & Rafferty          Standards Track                    [Page 4]

RFC 7433                     SIP UUI for CC                 January 2015   Carrying UUI data elements of at least 129 octets is trivial in the   UUI header field, meeting REQ-11.  Note that avoiding having very   large UUI data elements is a good idea, as SIP header fields have   traditionally not been large.   To meet REQ-12 for the redirection and referral use cases, the   History-Info header field [RFC7044] can be used.  In these   retargeting cases, the changed Request-URI will be recorded in the   History-Info header field along with the identity of the element that   performed the retargeting.   The requirement for integrity protection in REQ-13 could be met by   the use of an S/MIME signature over a subset of header fields, as   defined in "SIP Header Privacy and Integrity using S/MIME: Tunneling   SIP",Section 23.4 of RFC 3261.  Note that the lack of deployment of   S/MIME with SIP means that, in general, REQ-13 is not met.  The   requirement of REQ-14 for end-to-end privacy could be met using   S/MIME or using encryption at the application layer.  Note that the   use of S/MIME to secure the UUI data will result in an additional   body being added to the request.  Hop-wise Transport Layer Security   (TLS) [RFC5246] allows the header field to meet REQ-15 for hop-by-hop   security.4.  Normative Definition   This document defines a new SIP header field "User-to-User" to   transport call control UUI data to meet the requirements in   [RFC6567].   To help tag and identify the UUI data used with this header field,   "purpose", "content", and "encoding" header field parameters are   defined.  The "purpose" header field parameter identifies the package   that defines the generation and usage of the UUI data for a   particular application.  The value of the "purpose" parameter is the   package name, as registered in the "UUI Packages" subregistry defined   inSection 6.3.  For the case of interworking with the ISDN UUI   service, the ISDN UUI service interworking package is used.  The   default value for the "purpose" header field is "isdn-uui" as defined   in [RFC7434].  If the "purpose" header field parameter is not   present, the ISDN UUI MUST be used.  The "content" header field   parameter identifies the actual content of the UUI data.  If not   present, the default content defined for the package MUST be used.   Newly defined UUI packages MUST define or reference at least a   default "content" value.  The "encoding" header field parameter   indicates the method of encoding the information in the UUI data   associated with a particular "content" value.  This specificationJohnston & Rafferty          Standards Track                    [Page 5]

RFC 7433                     SIP UUI for CC                 January 2015   only defines "encoding=hex".  If the "encoding" header field   parameter is not present, the default encoding defined for the   package MUST be used.   UUI data is considered an opaque series of octets.  This mechanism   MUST NOT be used to convey a URL or URI, since the Call-Info header   field in [RFC3261] already supports this use case.4.1.  Syntax for UUI Header Field   The UUI header field can be present in INVITE requests and responses   and in BYE requests and responses.  Note that when the UUI header is   used in responses, it can only be utilized in end-to-end responses,   e.g., 1xx (excluding 100), 2xx, and 3xx responses.   The following syntax specification uses the Augmented Backus-Naur   Form (ABNF) as described inRFC 5234 and extendsRFC 3261 (where   token, quoted-string, and generic-param are defined).        UUI         = "User-to-User" HCOLON uui-value *(COMMA uui-value)        uui-value   = uui-data *(SEMI uui-param)        uui-data    = token / quoted-string        uui-param   = pkg-param / cont-param / enc-param / generic-param        pkg-param   = "purpose" EQUAL pkg-param-value        pkg-param-value = token        cont-param   = "content" EQUAL cont-param-value        cont-param-value = token        enc-param   = "encoding" EQUAL enc-param-value        enc-param-value = token / "hex"   Each package defines how many User-to-User header fields of each   package may be present in a request or a response.  A sender MAY   include multiple User-to-User header fields, and a receiver MUST be   prepared to receive multiple User-to-User header fields.  Consistent   with the rules of SIP syntax, the syntax defined in this document   allows any combination of individual User-to-User header fields or   User-to-User header fields with multiple comma separated UUI data   elements.  Any size limitations on the UUI data for a particular   purpose are to be defined by the related UUI package.   UAs SHALL ignore UUI data from packages or encoding that they do not   understand.   For redirection use cases, the header field is included (escaped)   within the Contact URI.  For referral use cases, the header field is   included (escaped) within the Refer-To URI.  For example, if a UA   supports this specification, it SHOULD include any UUI data included   in a redirection URI (if the UUI data and encoding is understood).Johnston & Rafferty          Standards Track                    [Page 6]

RFC 7433                     SIP UUI for CC                 January 2015   Note that redirection can occur multiple times to a request.   Currently, UAs that support attended transfer support the ability to   include a Replaces header field [RFC3891] into a Refer-To URI, and   when acting upon this URI, UAs add the Replaces header field to the   triggered INVITE.  This sort of logic and behavior is utilized for   the UUI header field (that is, the UUI header field is included in   the triggered INVITE).  The UA processing the REFER [RFC3515] or the   3xx response to the INVITE SHOULD support the UUI mechanism.  If the   REFER or redirect target does not support UUI, the UUI header will be   discarded as per [RFC3261].  However, this may limit the utility of   use cases that depend upon the UUI being supported by all elements.   Here is an example of an included User-to-User header field from the   redirection response F2 of Figure 2 in [RFC6567]:   <allOneLine>   Contact: <sip:+12125551212@gateway.example.com?User-to-User=   56a390f3d2b7310023a2%3Bencoding%3Dhex%3Bpurpose%3Dfoo%3B   content%3Dbar>   </allOneLine>   The resulting INVITE F4 would contain: User-to-User: 56a390f3d2b7310023a2;encoding=hex;purpose=foo;content=bar4.2.  Hex Encoding Definition   This specification defines hex encoding of UUI data.  When the value   of "hex" is used in the "encoding" parameter of a header field, the   data is encoded using base16 encoding according toSection 8 of   [RFC4648].  The hex-encoded value is normally represented using the   "token" construction fromRFC 3261, although the "quoted-string"   construction is permitted, in which case the quotes MUST be ignored.   If a canonicalized version of a normally case-insensitive hex encoded   UUI data object is needed for a digital signature or integrity   checking, then the base16 encoding with all upper case MUST be used.4.3.  Source Identity of UUI Data   It is important for the recipient of UUI data to know the identity of   the UA that inserted the UUI data.  In a request without a History-   Info header field, the identity of the entity that inserted the UUI   data will be assumed to be the source of the SIP message.  For a SIP   request, typically this is the UA identified by the URI in the From   header field or a P-Asserted-Identity [RFC3325] header field.  In a   request with a History-Info header field, the recipient needs to   parse the Targeted-to-URIs present (hi-targeted-to-uri defined inJohnston & Rafferty          Standards Track                    [Page 7]

RFC 7433                     SIP UUI for CC                 January 2015   [RFC7044]) to see if any included User-to-User header fields are   present.  If an included User-to-User header field is present and   matches the UUI data in the request, this indicates that redirection   has taken place, resulting in the inclusion of UUI data in the   request.  The inserter of the UUI data will be the UA identified by   the Targeted-to-URI of the History-Info element prior to the element   with the included UUI data.  In a response, the inserter of the UUI   data will be the identity of the UA that generated the response.   Typically, this is the UA identified in the To header field of the   response.  Note that any updates to this identity by use of the SIP   connected identity extension [RFC4916] or other identity modifiers   will update this information.   For an example of History-Info and redirection, consider Figure 2   from [RFC6567] where the Originating UA is Carol, the Redirector Bob,   and the Terminating UA Alice.  The INVITE F4 containing UUI data   could be:   INVITE sips:alice@example.com SIP/2.0   Via: SIP/2.0/TLS lab.example.com:5061    ;branch=z9hG4bKnashds9   To: Bob <sips:bob@example.com>   From: Carol <sips:carol@example.com>;tag=323sf33k2   Call-ID: dfaosidfoiwe83ifkdf   Max-Forwards: 70   Contact: <sips:carol@lab.example.com>   Supported: histinfo   User-to-User: 342342ef34;encoding=hex   History-Info: <sips:bob@example.com>;index=1   <allOneLine>   History-Info: <sips:alice@example.com?Reason=SIP%3Bcause%3D302      &User-to-User=342342ef34%3Bencoding%3Dhex>;index=1.1;rc=1   </allOneLine>   Without the redirection captured in the History-Info header field,   Alice would conclude that the UUI data was inserted by Carol.   However, the History-Info containing UUI data (index=1.1) indicates   that the inserter was Bob (index=1).   To enable maintaining a record of the inserter identity of UUI data,   UAs supporting this mechanism SHOULD support History-Info [RFC7044]   and include Supported: histinfo in all requests and responses.   If a border element such as a proxy or a Back-to-Back User Agent   (B2BUA) removes a History-Info header field containing a User-to-User   parameter, the UA consuming the UUI data may not be able at the SIP   level to identify the source of the UUI data.Johnston & Rafferty          Standards Track                    [Page 8]

RFC 7433                     SIP UUI for CC                 January 20155.  Guidelines for UUI Packages   UUI packages defined using this SIP UUI mechanism MUST follow the   "Standards Action" guideline as defined in [RFC5226] and publish a   Standards Track RFC that describes the usage.  The CUSS WG chose to   adopt this conservative policy while it considers other potential   registration policies.  Note that this mechanism is not suitable for   the transport of arbitrary data between UAs.  The following   guidelines are provided to help determine if this mechanism is   appropriate or not.  The SIP UUI mechanism is applicable when all of   the following conditions are met:   1.  The information is generated and consumed by an application       during session setup using SIP, but the application is not       necessarily SIP aware.   2.  The behavior of SIP entities that support it is not significantly       changed (as discussed inSection 4 of [RFC5727]).   3.  UAs are the generators and consumers of the UUI data.  Proxies       and other intermediaries may route based on the presence of a       User-to-User header field or a particular package tag but do not       otherwise consume or generate the UUI data.   4.  There are no privacy issues associated with the information being       transported (e.g., geolocation or emergency-related information       are examples of inappropriate UUI data).   5.  The UUI data is not being utilized for User-to-User Remote       Procedure Calls (RPCs).   UUI packages define the semantics for a particular application usage   of UUI data.  The content defines the syntax of the UUI data, while   the encoding defines the encoding of the UUI data for the content.   Each content is defined as a stream of octets, which allows multiple   encodings of that content.  For example, packages may define:   1.  The SIP methods and responses in which the UUI data may be       present.   2.  The maximum number of UUI data elements that may be inserted into       a request or response.  The default is one per encoding.  Note       that a UA may still receive a request with more than this maximum       number due to redirection.  The package needs to define how to       handle this situation.Johnston & Rafferty          Standards Track                    [Page 9]

RFC 7433                     SIP UUI for CC                 January 2015   3.  The default values for content and encoding if they are not       present.  If the same UUI data may be inserted multiple times       with different encodings, the package needs to state this.  A       package may support and define multiple contents and their       associated encodings and reuse contents defined by other       packages.   4.  Any size limitations on the UUI data.  Size needs to be specified       in terms of the octet stream output of the content, since the       size of the resulting uui-data element will vary depending on the       encoding scheme.   A package MUST define a "purpose" header field value to identify the   package in the coding.  A package MUST describe the new application   that is utilizing the UUI data and provide some use case examples.   The default "content" value MUST be defined or referenced in another   document for the package.  Additional allowed contents MAY also be   defined or referenced.  Any restrictions on the size of the UUI data   MUST be described.  In addition, a package MAY define a media feature   tag per [RFC3840] to indicate support for this UUI package.  For   example, the media feature tag "sip.uui-pk1" could be defined to   indicate support for a UUI package named pk1.  The definition of a   new SIP option tag solely to identify support for a UUI package is   NOT RECOMMENDED unless there are additional SIP behaviors needed to   implement this feature.   For an example UUI package definition, see [RFC7434].5.1.  Extensibility   New "content" values MUST describe the semantics of the UUI data and   valid encodings, and give some example use cases.  A previously   defined UUI content value can be used in a new package.  In this   case, the semantics and usage of the content by the new package is   defined within the new package.  New UUI content types cannot be   added to existing packages -- instead, a new package would need to be   defined.  New content values that are defined are added to the IANA   registry with a Standards Track RFC, which needs to discuss the   issues in this section.  If no new encoding value is defined for a   content, the encoding defaults to "hex" as defined in this document.   In this case, the "hex" value will be explicitly stated via the   encoding parameter as the encoding for the content.   New "encoding" values associated with a new content MUST reference a   specific encoding scheme (such as "hex", which is defined in this   specification) or define the new encoding scheme.  A previously   defined UUI encoding value can be used with a newly defined content.   In this case, the usage of the encoding is defined by the contentJohnston & Rafferty          Standards Track                   [Page 10]

RFC 7433                     SIP UUI for CC                 January 2015   definition.  New UUI encodings cannot be added to existing contents   -- instead, a new content would need to be defined.  Newly defined   encoding values are added to the IANA registry with a Standards Track   RFC, which needs to discuss the issues in this section.6.  IANA Considerations6.1.  Registration of User-to-User Header Field   This document defines a new SIP header field named "User-to-User".   The following row has been added to the "Header Fields" section of   the SIP parameter registry:                 +------------------+--------------+-----------+                 | Header Name      | Compact Form | Reference |                 +------------------+--------------+-----------+                 | User-to-User     |              | [RFC7433] |                 +------------------+--------------+-----------+6.2.  Registration of User-to-User Header Field Parameters   This document defines the parameters for the header field defined in   the preceding section.  The header field "User-to-User" can contain   the parameters "encoding", "content", and "purpose".   The following rows have been added to the "Header Field Parameters   and Parameter Values" section of the SIP parameter registry:   +------------------+----------------+-------------------+-----------+   | Header Field     | Parameter Name | Predefined Values | Reference |   +------------------+----------------+-------------------+-----------+   | User-to-User     | encoding       | Yes               | [RFC7433] |   +------------------+----------------+-------------------+-----------+   | User-to-User     | content        | No                | [RFC7433] |   +------------------+----------------+-------------------+-----------+   | User-to-User     | purpose        | No                | [RFC7433] |   +------------------+----------------+-------------------+-----------+6.3.  Registration of UUI Packages   This specification establishes the "UUI Packages" subregistry under   <http://www.iana.org/assignments/sip-parameters>.   The descriptive text for this subregistry is:   UUI packages provide information about the usage of the UUI data in a   User-to-User header field [RFC7433].Johnston & Rafferty          Standards Track                   [Page 11]

RFC 7433                     SIP UUI for CC                 January 2015   The registration policy for this registry is "Standards Action" as   defined in [RFC5226].   +------------+------------------------------------------+-----------+   | Package    | Description                              | Reference |   +------------+------------------------------------------+-----------+6.4.  Registration of UUI Content Parameters   This specification establishes the "UUI Content Parameters"   subregistry under <http://www.iana.org/assignments/sip-parameters>.   The descriptive text for this subregistry is:   UUI content provides information about the content of the UUI data in   a User-to-User header field [RFC7433].   The registration policy for this registry is "Standards Action" as   defined in [RFC5226].   +------------+------------------------------------------+-----------+   | Content    | Description                              | Reference |   +------------+------------------------------------------+-----------+6.5.  Registration of UUI Encoding Parameters   This specification establishes the "UUI Encoding Parameters"   subregistry under <http://www.iana.org/assignments/sip-parameters>   and initiates its population with the table below.   The descriptive text for this subregistry is:   UUI encoding provides information about the encoding of the UUI data   in a User-to-User header field [RFC7433].   The registration policy for this registry is "Standards Action" as   defined in [RFC5226].   +-----------+-------------------------------------------+-----------+   | Encoding  | Description                               | Reference |   +-----------+-------------------------------------------+-----------+   | hex       | The UUI data is encoded using hexadecimal | [RFC7433] |   +-----------+-------------------------------------------+-----------+Johnston & Rafferty          Standards Track                   [Page 12]

RFC 7433                     SIP UUI for CC                 January 20156.6.  Registration of SIP Option Tag   This specification registers a new SIP option tag, as per the   guidelines inSection 27.1 of [RFC3261].   This document defines the SIP option tag "uui".   The following row has been added to the "Option Tags" section of the   SIP Parameter Registry:   +------------+------------------------------------------+-----------+   | Name       | Description                              | Reference |   +------------+------------------------------------------+-----------+   | uui        | This option tag is used to indicate that | [RFC7433] |   |            | a UA supports and understands the        |           |   |            | User-to-User header field.               |           |   +------------+------------------------------------------+-----------+7.  Security Considerations   UUI data can potentially carry sensitive information that might   require confidentiality protection for privacy or integrity   protection from third parties that may wish to read or modify the UUI   data.  The three security models described in [RFC6567] may be   applicable for the UUI mechanism.   One model treats the SIP layer as untrusted and requires end-to-end   integrity protection and/or encryption.  This model can be achieved   by providing these security services at a layer above SIP.  In this   case, applications are encouraged to use their own integrity and/or   encryption mechanisms before passing it to the SIP layer.   The second approach is for the application to pass the UUI without   any protection to the SIP layer and require the SIP layer to provide   this security.  This approach is possible in theory, although its   practical use would be extremely limited.  To preserve multi-hop or   end-to-end confidentiality and integrity of UUI data, approaches   using S/MIME or IPsec can be used, as discussed in the review of   REQ-13 and REQ-14 inSection 3 of this document.  However, the lack   of deployment of these mechanisms means that applications cannot in   general rely on them being present.   The third model utilizes a trust domain and relies on perimeter   security at the SIP layer.  This is the security model of the PSTN   and ISDN where UUI is commonly used today.  This approach uses hop-   by-hop security mechanisms and relies on border elements forJohnston & Rafferty          Standards Track                   [Page 13]

RFC 7433                     SIP UUI for CC                 January 2015   filtering and application of policy.  Standard deployed SIP security   mechanisms such as TLS transport offer privacy and integrity   protection properties on a hop-by-hop basis at the SIP layer.   If the UUI data was included by the UA originator of the SIP request   or response, normal SIP mechanisms can be used to determine the   identity of the inserter of the UUI data.  If the UUI data was   included by a UA that was not the originator of the request, a   History-Info header field can be used to determine the identity of   the inserter of the UUI data.  UAs can apply policy based on the   origin of the UUI data using this information.  In short, the UUI   data included in an INVITE can be trusted as much as the INVITE   itself can be trusted.   Note that it is possible that this mechanism could be used as a   covert communication channel between UAs, conveying information   unknown to the SIP network.8.  References8.1.  Normative References   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate              Requirement Levels",BCP 14,RFC 2119, March 1997,              <http://www.rfc-editor.org/info/rfc2119>.   [RFC3261]  Rosenberg, J., Schulzrinne, H., Camarillo, G., Johnston,              A., Peterson, J., Sparks, R., Handley, M., and E.              Schooler, "SIP: Session Initiation Protocol",RFC 3261,              June 2002, <http://www.rfc-editor.org/info/rfc3261>.   [RFC3515]  Sparks, R., "The Session Initiation Protocol (SIP) Refer              Method",RFC 3515, April 2003,              <http://www.rfc-editor.org/info/rfc3515>.   [RFC3840]  Rosenberg, J., Schulzrinne, H., and P. Kyzivat,              "Indicating User Agent Capabilities in the Session              Initiation Protocol (SIP)",RFC 3840, August 2004,              <http://www.rfc-editor.org/info/rfc3840>.   [RFC3891]  Mahy, R., Biggs, B., and R. Dean, "The Session Initiation              Protocol (SIP) "Replaces" Header",RFC 3891, September              2004, <http://www.rfc-editor.org/info/rfc3891>.   [RFC4474]  Peterson, J. and C. Jennings, "Enhancements for              Authenticated Identity Management in the Session              Initiation Protocol (SIP)",RFC 4474, August 2006,              <http://www.rfc-editor.org/info/rfc4474>.Johnston & Rafferty          Standards Track                   [Page 14]

RFC 7433                     SIP UUI for CC                 January 2015   [RFC4648]  Josefsson, S., "The Base16, Base32, and Base64 Data              Encodings",RFC 4648, October 2006,              <http://www.rfc-editor.org/info/rfc4648>.   [RFC4916]  Elwell, J., "Connected Identity in the Session Initiation              Protocol (SIP)",RFC 4916, June 2007,              <http://www.rfc-editor.org/info/rfc4916>.   [RFC5226]  Narten, T. and H. Alvestrand, "Guidelines for Writing an              IANA Considerations Section in RFCs",BCP 26,RFC 5226,              May 2008, <http://www.rfc-editor.org/info/rfc5226>.   [RFC5246]  Dierks, T. and E. Rescorla, "The Transport Layer Security              (TLS) Protocol Version 1.2",RFC 5246, August 2008,              <http://www.rfc-editor.org/info/rfc5246>.   [RFC7044]  Barnes, M., Audet, F., Schubert, S., van Elburg, J., and              C. Holmberg, "An Extension to the Session Initiation              Protocol (SIP) for Request History Information",RFC 7044,              February 2014, <http://www.rfc-editor.org/info/rfc7044>.   [RFC7434]  Drage, K. and A. Johnston, "Interworking ISDN Call Control              User Information with SIP",RFC 7434, January 2015,              <http://www.rfc-editor.org/info/rfc7434>.8.2.  Informative References   [Q1980]    ITU-T, "The Narrowband Signalling Syntax (NSS) - Syntax              Definition", ITU-T Recommendation Q.1980.1,              <http://www.itu.int/itudoc/itu-t/aap/sg11aap/history/q1980.1/q1980.1.html>.   [Q763]     ITU-T, "Signalling System No. 7 - ISDN User Part formats              and codes", ITU-T Recommendation Q.763,              <http://www.itu.int/rec/T-REC-Q.763-199912-I/en>.   [Q931]     ITU-T, "ISDN user-network interface layer 3 specification              for basic call control", ITU-T Recommendation Q.931,              <http://www.itu.int/rec/T-REC-Q.931-199805-I/en>.   [RFC3325]  Jennings, C., Peterson, J., and M. Watson, "Private              Extensions to the Session Initiation Protocol (SIP) for              Asserted Identity within Trusted Networks",RFC 3325,              November 2002, <http://www.rfc-editor.org/info/rfc3325>.Johnston & Rafferty          Standards Track                   [Page 15]

RFC 7433                     SIP UUI for CC                 January 2015   [RFC3372]  Vemuri, A. and J. Peterson, "Session Initiation Protocol              for Telephones (SIP-T): Context and Architectures",BCP63,RFC 3372, September 2002,              <http://www.rfc-editor.org/info/rfc3372>.   [RFC4475]  Sparks, R., Hawrylyshen, A., Johnston, A., Rosenberg, J.,              and H. Schulzrinne, "Session Initiation Protocol (SIP)              Torture Test Messages",RFC 4475, May 2006,              <http://www.rfc-editor.org/info/rfc4475>.   [RFC5727]  Peterson, J., Jennings, C., and R. Sparks, "Change Process              for the Session Initiation Protocol (SIP) and the Real-              time Applications and Infrastructure Area",BCP 67,RFC5727, March 2010,              <http://www.rfc-editor.org/info/rfc5727>.   [RFC6086]  Holmberg, C., Burger, E., and H. Kaplan, "Session              Initiation Protocol (SIP) INFO Method and Package              Framework",RFC 6086, January 2011,              <http://www.rfc-editor.org/info/rfc6086>.   [RFC6567]  Johnston, A. and L. Liess, "Problem Statement and              Requirements for Transporting User-to-User Call Control              Information in SIP",RFC 6567, April 2012,              <http://www.rfc-editor.org/info/rfc6567>.Johnston & Rafferty          Standards Track                   [Page 16]

RFC 7433                     SIP UUI for CC                 January 2015Appendix A.  Other Possible Mechanisms   Two other possible mechanisms for transporting UUI data will be   described: MIME body and URI parameter transport.A.1.  Why INFO is Not Used   Since the INFO method [RFC6086] was developed for ISDN User Part   (ISUP) interworking of User-to-User Information, it might seem to be   the logical choice here.  For non-call control User-to-User   Information, INFO can be utilized for end-to-end transport.  However,   for transport of call control User-to-User Information, INFO can not   be used.  As the call flows in [RFC6567] show, the information is   related to an attempt to establish a session and needs to be passed   with the session setup request (INVITE), responses to that INVITE, or   session termination requests.  As a result, it is not possible to use   INFO in these cases.A.2.  Why Other Protocol Encapsulation UUI Mechanisms Are Not Used   Other protocols have the ability to transport UUI data.  For example,   consider the ITU-T Recommendation Q.931 User-user information element   [Q931] and the ITU-T Recommendation Q.763 User-to-User information   parameter [Q763].  In addition, the Narrowband Signalling System   (NSS) [Q1980] is also able to transport UUI data.  Should one of   these protocols be in use, and present in both User Agents, then   utilizing these other protocols to transport UUI data might be a   logical solution.  Essentially, this is just adding an additional   layer in the protocol stack.  In these cases, SIP is not transporting   the UUI data; it is encapsulating another protocol, and that protocol   is transporting the UUI data.  Once a mechanism to transport that   other protocol using SIP exists, the UUI data transport function is   essentially obtained without any additional effort or work.   However, the CUSS working group believes, consistent with its   charter, that SIP needs to have its own native UUI data transport   mechanism.  It is not reasonable for a SIP UA to have to implement   another entire protocol (either ISDN or NSS, for example) just to get   the very simple UUI data transport service.  Of course, this work   does not preclude anyone from using other protocols with SIP to   transport UUI data.A.3.  MIME Body Approach   One method of transport is to use a MIME body.  This is in keeping   with the Session Initiation Protocol for Telephones (SIP-T)   architecture [RFC3372] in which MIME bodies are used to transport   ISUP information.  Since the INVITE will normally have a SessionJohnston & Rafferty          Standards Track                   [Page 17]

RFC 7433                     SIP UUI for CC                 January 2015   Description Protocol (SDP) message body, the resulting INVITE with   SDP and UUI data will be multipart MIME.  This is not ideal as many   SIP UAs do not support multipart MIME INVITEs.   A bigger problem is the insertion of a UUI message body by a redirect   server or in a REFER.  The body would need to be encoded in the   Contact URI of the 3xx response or the Refer-To URI of a REFER.   Currently, the authors are not aware of any UAs that support this   capability today for any body type.  As such, the complete set of   semantics for this operation would need to be determined and defined.   Some issues will need to be resolved, such as, do all the Content-*   header fields have to be included as well?  And, what if the included   Content-Length does not agree with the included body?   Since proxies cannot remove a body from a request or response, it is   not clear how this mechanism could meet REQ-9.   The requirement for integrity protection could be met by the use of   an S/MIME signature over the body, as defined in "Securing MIME   bodies",Section 23.3 of RFC 3261.  Alternatively, this could be   achieved using [RFC4474].  The requirement for end-to-end privacy   could be met using S/MIME encryption or using encryption at the   application layer.  However, note that neither S/MIME orRFC 4474   enjoys deployment in SIP today.   An example:   <allOneLine>   Contact: <sip:+12125551212@gateway.example.com?Content-Type=   application/uui&body=ZeGl9i2icVqaNVailT6F5iJ90m6mvuTS4OK05M0vDk0Q4Xs>   </allOneLine>   As such, the MIME body approach meets REQ-1, REQ-2, REQ-4, REQ-5,   REQ-7, REQ-11, REQ-13, and REQ-14.  Meeting REQ-12 seems possible,   although the authors do not have a specific mechanism to propose.   Meeting REQ-3 is problematic but not impossible for this mechanism.   However, this mechanism does not seem to be able to meet REQ-9.A.4.  URI Parameter   Another proposed approach is to encode the UUI data as a URI   parameter.  This UUI parameter could be included in a Request-URI or   in the Contact URI or Refer-To URI.  It is not clear how it could be   transported in a response that does not have a Request-URI, or in BYE   requests or responses.Johnston & Rafferty          Standards Track                   [Page 18]

RFC 7433                     SIP UUI for CC                 January 2015   <allOneLine>   Contact: <sip:+12125551212@gateway.example.com;uui=ZeGl9i2icVqaNVailT   6F5iJ90m6mvuTS4OK05M0vDk0Q4Xs>   </allOneLine>   An INVITE sent to this Contact URI would contain UUI data in the   Request-URI of the INVITE.  The URI parameter has a drawback in that   a URI parameter carried in a Request-URI will not survive retargeting   by a proxy as shown in Figure 2 of [RFC6567].  That is, if the URI is   included with an Address of Record instead of a Contact URI, the URI   parameter in the Request-URI will not be copied over to the Contact   URI, resulting in the loss of the information.  Note that if this   same URI was present in a Refer-To header field, the same loss of   information would occur.   The URI parameter approach would meet REQ-3, REQ-5, REQ-7, REQ-9, and   REQ-11.  It is possible the approach could meet REQ-12 and REQ-13.   The mechanism does not appear to meet REQ-1, REQ-2, REQ-4, and   REQ-14.Acknowledgments   Joanne McMillen was a major contributor and coauthor of earlier   versions of this document.  Thanks to Paul Kyzivat for his   contribution of hex encoding rules.  Thanks to Spencer Dawkins, Keith   Drage, Vijay Gurbani, and Laura Liess for their review of the   document.  The authors wish to thank Roland Jesske, Celine Serrut-   Valette, Francois Audet, Denis Alexeitsev, Paul Kyzivat, Cullen   Jennings, and Mahalingam Mani for their comments.  Thanks to Scott   Kelly and Joel Halpern for their reviews.Authors' Addresses   Alan Johnston   Avaya   St. Louis, MO  63124   United States   EMail: alan.b.johnston@gmail.com   James Rafferty   Human Communications   Norfolk, MA  02056   United States   EMail: jay@humancomm.comJohnston & Rafferty          Standards Track                   [Page 19]

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