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Internet Engineering Task Force (IETF)                          J. SnellRequest for Comments: 7240                                     June 2014Category: Standards TrackISSN: 2070-1721Prefer Header for HTTPAbstract   This specification defines an HTTP header field that can be used by a   client to request that certain behaviors be employed by a server   while processing a request.Status of This Memo   This is an Internet Standards Track document.   This document is a product of the Internet Engineering Task Force   (IETF).  It represents the consensus of the IETF community.  It has   received public review and has been approved for publication by the   Internet Engineering Steering Group (IESG).  Further information on   Internet Standards is available inSection 2 of RFC 5741.   Information about the current status of this document, any errata,   and how to provide feedback on it may be obtained athttp://www.rfc-editor.org/info/rfc7240.Copyright Notice   Copyright (c) 2014 IETF Trust and the persons identified as the   document authors.  All rights reserved.   This document is subject toBCP 78 and the IETF Trust's Legal   Provisions Relating to IETF Documents   (http://trustee.ietf.org/license-info) in effect on the date of   publication of this document.  Please review these documents   carefully, as they describe your rights and restrictions with respect   to this document.  Code Components extracted from this document must   include Simplified BSD License text as described in Section 4.e of   the Trust Legal Provisions and are provided without warranty as   described in the Simplified BSD License.Snell                        Standards Track                    [Page 1]

RFC 7240                       HTTP Prefer                     June 2014Table of Contents1. Introduction ....................................................21.1. Syntax Notation ............................................42. The Prefer Request Header Field .................................42.1. Examples ...................................................63. The Preference-Applied Response Header Field ....................74. Preference Definitions ..........................................84.1. The "respond-async" Preference .............................8      4.2. The "return=representation" and "return=minimal"           Preferences ................................................94.3. The "wait" Preference .....................................114.4. The "handling=strict" and "handling=lenient" Processing ...125. IANA Considerations ............................................135.1. The Registry of Preferences ...............................135.2. Initial Registry Contents .................................156. Security Considerations ........................................167. References .....................................................167.1. Normative References ......................................167.2. Informative References ....................................161.  Introduction   Within the course of processing an HTTP request, there are typically   a range of required and optional behaviors that a server or   intermediary can employ.  These often manifest in a variety of subtle   and not-so-subtle ways within the response.   For example, when using the HTTP PUT method to modify a resource --   similar to that defined for the Atom Publishing Protocol [RFC5023] --   the server is given the option of returning either a complete   representation of a modified resource or a minimal response that   indicates only the successful completion of the operation.  The   selection of which type of response to return to the client generally   has no bearing on the successful processing of the request but could,   for instance, have an impact on what actions the client must take   after receiving the response.  That is, returning a representation of   the modified resource within the response can allow the client to   avoid sending an additional subsequent GET request.   Similarly, servers that process requests are often faced with   decisions about how to process requests that may be technically   invalid or incorrect but are still understandable.  It might be the   case that the server is able to overlook the technical errors in the   request but still successfully process the request.  Depending on theSnell                        Standards Track                    [Page 2]

RFC 7240                       HTTP Prefer                     June 2014   specific requirements of the application and the nature of the   request being made, the client might or might not consider such   lenient processing of its request to be appropriate.   While the decision of exactly which behaviors to apply in these cases   lies with the server processing the request, the server might wish to   defer to the client to specify which optional behavior is preferred.   Currently, HTTP offers no explicitly defined means of expressing the   client's preferences regarding the optional aspects of handling of a   given request.  While HTTP does provide the Expect header -- which   can be used to identify mandatory expectations for the processing of   a request -- use of the field to communicate optional preferences is   problematic:   1.  The semantics of the Expect header field are such that       intermediaries and servers are required to reject any request       that states unrecognized or unsupported expectations.   2.  While the Expect header field is end to end, the HTTP       specification requires that the header be processed hop by hop.       That is, every interceding intermediary that handles a request       between the client and the origin server is required to process       an expectation and determine whether it is capable of       appropriately handling it.   The must-understand semantics of the Expect header make it a poor   choice for the expression of optional preferences.   Another option available to clients is to utilize Request URI   query-string parameters to express preferences.  However, any   mechanism that alters the URI can have undesirable effects, such as   when caches record the altered URI.   As an alternative, this specification defines a new HTTP request   header field that can be used by clients to request that optional   behaviors be applied by a server during the processing the request.   Additionally, a handful of initial preference tokens for use with the   new header are defined.   In this document, the key words "MUST", "MUST NOT", "REQUIRED",   "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY",   and "OPTIONAL" are to be interpreted as described in [RFC2119].Snell                        Standards Track                    [Page 3]

RFC 7240                       HTTP Prefer                     June 20141.1.  Syntax Notation   This specification uses the Augmented Backus-Naur Form (ABNF)   notation of [RFC5234] and includes, by reference, the "token",   "word", "OWS", and "BWS" rules and the #rule extension as defined   within Sections3.2.1 and3.2.4 of [RFC7230]; as well as the   "delta-seconds" rule defined inSection 8.1.3 of [RFC7231].2.  The Prefer Request Header Field   The Prefer request header field is used to indicate that particular   server behaviors are preferred by the client but are not required for   successful completion of the request.  Prefer is similar in nature to   the Expect header field defined bySection 6.1.2 of [RFC7231] with   the exception that servers are allowed to ignore stated preferences.   ABNF:     Prefer     = "Prefer" ":" 1#preference     preference = token [ BWS "=" BWS word ]                  *( OWS ";" [ OWS parameter ] )     parameter  = token [ BWS "=" BWS word ]   This header field is defined with an extensible syntax to allow for   future values included in the Registry of Preferences (Section 5.1).   A server that does not recognize or is unable to comply with   particular preference tokens in the Prefer header field of a request   MUST ignore those tokens and continue processing instead of signaling   an error.   Empty or zero-length values on both the preference token and within   parameters are equivalent to no value being specified at all.  The   following, then, are equivalent examples of a "foo" preference with a   single "bar" parameter.     Prefer: foo; bar     Prefer: foo; bar=""     Prefer: foo=""; bar   An optional set of parameters can be specified for any preference   token.  The meaning and application of such parameters is dependent   on the definition of each preference token and the server's   implementation thereof.  There is no significance given to the   ordering of parameters on any given preference.   For both preference token names and parameter names, comparison is   case insensitive while values are case sensitive regardless of   whether token or quoted-string values are used.Snell                        Standards Track                    [Page 4]

RFC 7240                       HTTP Prefer                     June 2014   The Prefer header field is end to end and MUST be forwarded by a   proxy if the request is forwarded unless Prefer is explicitly   identified as being hop by hop using the Connection header field   defined by[RFC7230], Section 6.1.   In various situations, a proxy might determine that it is capable of   honoring a preference independently of the server to which the   request has been directed.  For instance, an intervening proxy might   be capable of providing asynchronous handling of a request using 202   (Accepted) responses independently of the origin server.  Such   proxies can choose to honor the "respond-async" preference on their   own regardless of whether or not the origin is capable or willing to   do so.   Individual preference tokens MAY define their own requirements and   restrictions as to whether and how intermediaries can apply the   preference to a request independently of the origin server.   A client MAY use multiple instances of the Prefer header field in a   single message, or it MAY use a single Prefer header field with   multiple comma-separated preference tokens.  If multiple Prefer   header fields are used, it is equivalent to a single Prefer header   field with the comma-separated concatenation of all of the tokens.   For example, the following are equivalent:   Multiple Prefer header fields defining three distinct preference   tokens:     POST /foo HTTP/1.1     Host: example.org     Prefer: respond-async, wait=100     Prefer: handling=lenient     Date: Tue, 20 Dec 2011 12:34:56 GMT   A single Prefer header field defining the same three preference   tokens:     POST /foo HTTP/1.1     Host: example.org     Prefer: handling=lenient, wait=100, respond-async     Date: Tue, 20 Dec 2011 12:34:56 GMT   To avoid any possible ambiguity, individual preference tokens SHOULD   NOT appear multiple times within a single request.  If any preference   is specified more than once, only the first instance is to be   considered.  All subsequent occurrences SHOULD be ignored withoutSnell                        Standards Track                    [Page 5]

RFC 7240                       HTTP Prefer                     June 2014   signaling an error or otherwise altering the processing of the   request.  This is the only case in which the ordering of preferences   within a request is considered to be significant.   Due to the inherent complexities involved with properly implementing   server-driven content negotiation, effective caching, and the   application of optional preferences, implementers are urged to   exercise caution when using preferences in a way that impacts the   caching of a response and SHOULD NOT use the Prefer header mechanism   for content negotiation.  If a server supports the optional   application of a preference that might result in a variance to a   cache's handling of a response entity, a Vary header field MUST be   included in the response listing the Prefer header field regardless   of whether the client actually used Prefer in the request.   Alternatively, the server MAY include a Vary header with the special   value "*" as defined by[RFC7231], Section 8.2.1.  Note, however,   that use of the "Vary: *" header will make it impossible for a proxy   to cache the response.   Note that while Preference tokens are similar in structure to HTTP   Expect tokens, the Prefer and Expect header fields serve very   distinct purposes and preferences cannot be used as expectations.2.1.  Examples   The following examples illustrate the use of various preferences   defined by this specification, as well as undefined extensions for   strictly illustrative purposes:   1.  Return a 202 (Accepted) response for asynchronous processing if   the request cannot be processed within 10 seconds.  An undefined   "priority" preference is also specified:     POST /some-resource HTTP/1.1     Host: example.org     Content-Type: text/plain     Prefer: respond-async, wait=10     Prefer: priority=5     {...}Snell                        Standards Track                    [Page 6]

RFC 7240                       HTTP Prefer                     June 2014   2.  Use lenient processing:     POST /some-resource HTTP/1.1     Host: example.org     Content-Type: text/plain     Prefer: Lenient     {...}   3.  Use of an optional, undefined parameter on the return=minimal   preference:     POST /some-resource HTTP/1.1     Host: example.org     Content-Type: text/plain     Prefer: return=minimal; foo="some parameter"     {...}3.  The Preference-Applied Response Header Field   The Preference-Applied response header MAY be included within a   response message as an indication as to which Prefer tokens were   honored by the server and applied to the processing of a request.   ABNF:     Preference-Applied = "Preference-Applied" ":" 1#applied-pref     applied-pref = token [ BWS "=" BWS word ]   The syntax of the Preference-Applied header differs from that of the   Prefer header in that parameters are not included.   Use of the Preference-Applied header is only necessary when it is not   readily and obviously apparent that a server applied a given   preference and such ambiguity might have an impact on the client's   handling of the response.  For instance, when using either the   "return=representation" or "return=minimal" preferences, a client   application might not be capable of reliably determining if the   preference was (or was not) applied simply by examining the payload   of the response.  In such a case, the Preference-Applied header field   can be used.Snell                        Standards Track                    [Page 7]

RFC 7240                       HTTP Prefer                     June 2014   Request:     PATCH /my-document HTTP/1.1     Host: example.org     Content-Type: application/example-patch     Prefer: return=representation     [{"op": "add", "path": "/a", "value": 1}]   Response:     HTTP/1.1 200 OK     Content-Type: application/json     Preference-Applied: return=representation     Content-Location: /my-document     {"a": 1}4.  Preference Definitions   The following subsections define an initial set of preferences.   Additional preferences can be registered for convenience and/or to   promote reuse by other applications.  This specification establishes   an IANA registry of preferences (seeSection 5.1).4.1.  The "respond-async" Preference   The "respond-async" preference indicates that the client prefers the   server to respond asynchronously to a response.  For instance, in the   case when the length of time it takes to generate a response will   exceed some arbitrary threshold established by the server, the server   can honor the "respond-async" preference by returning a 202   (Accepted) response.   ABNF:     respond-async = "respond-async"   The key motivation for the "respond-async" preference is to   facilitate the operation of asynchronous request handling by allowing   the client to indicate to a server its capability and preference for   handling asynchronous responses.Snell                        Standards Track                    [Page 8]

RFC 7240                       HTTP Prefer                     June 2014   An example request specifying the "respond-async" preference:     POST /collection HTTP/1.1     Host: example.org     Content-Type: text/plain     Prefer: respond-async     {Data}   An example asynchronous response using 202 (Accepted):     HTTP/1.1 202 Accepted     Location: http://example.org/collection/123   While the 202 (Accepted) response status is defined by [RFC7231],   little guidance is given on how and when to use the response code and   the process for determining the subsequent final result of the   operation is left entirely undefined.  Therefore, whether and how any   given server supports asynchronous responses is an implementation-   specific detail that is considered to be out of the scope of this   specification.4.2.  The "return=representation" and "return=minimal" Preferences   The "return=representation" preference indicates that the client   prefers that the server include an entity representing the current   state of the resource in the response to a successful request.   The "return=minimal" preference, on the other hand, indicates that   the client wishes the server to return only a minimal response to a   successful request.  Typically, such responses would utilize the 204   (No Content) status, but other codes MAY be used as appropriate, such   as a 200 (OK) status with a zero-length response entity.  The   determination of what constitutes an appropriate minimal response is   solely at the discretion of the server.   ABNF:     return = "return" BWS "=" BWS ("representation" / "minimal")Snell                        Standards Track                    [Page 9]

RFC 7240                       HTTP Prefer                     June 2014   When honoring the "return=representation" preference, the returned   representation might not be a representation of the effective request   URI when the request is affecting another resource.  In such cases,   the Content-Location header can be used to identify the URI of the   returned representation.   The "return=representation" preference is intended to provide a means   of optimizing communication between the client and server by   eliminating the need for a subsequent GET request to retrieve the   current representation of the resource following a modification.   After successfully processing a modification request such as a POST   or PUT, a server can choose to return either an entity describing the   status of the operation or a representation of the modified resource   itself.  While the selection of which type of entity to return, if   any at all, is solely at the discretion of the server, the   "return=representation" preference -- along with the "return=minimal"   preference defined below -- allow the server to take the client's   preferences into consideration while constructing the response.   An example request specifying the "return=representation" preference:     PATCH /item/123 HTTP/1.1     Host: example.org     Content-Type: application/example-patch     Prefer: return=representation     1c1     < ABCDEFGHIJKLMNOPQRSTUVWXYZ     ---     > BCDFGHJKLMNPQRSTVWXYZ   An example response containing the resource representation:     HTTP/1.1 200 OK     Content-Location: http://example.org/item/123     Content-Type: text/plain     ETag: "d3b07384d113edec49eaa6238ad5ff00"     BCDFGHJKLMNPQRSTVWXYZ   In contrast, the "return=minimal" preference can reduce the amount of   data the server is required to return to the client following a   request.  This can be particularly useful, for instance, when   communicating with limited-bandwidth mobile devices or when the   client simply does not require any further information about the   result of a request beyond knowing if it was successfully processed.Snell                        Standards Track                   [Page 10]

RFC 7240                       HTTP Prefer                     June 2014   An example request specifying the "return=minimal" preference:     POST /collection HTTP/1.1     Host: example.org     Content-Type: text/plain     Prefer: return=minimal     {Data}   An example minimal response:     HTTP/1.1 201 Created     Location: http://example.org/collection/123   The "return=minimal" and "return=representation" preferences are   mutually exclusive directives.  It is anticipated that there will   never be a situation where it will make sense for a single request to   include both preferences.  Any such requests will likely be the   result of a coding error within the client.  As such, a request   containing both preferences can be treated as though neither were   specified.4.3.  The "wait" Preference   The "wait" preference can be used to establish an upper bound on the   length of time, in seconds, the client expects it will take the   server to process the request once it has been received.  In the case   that generating a response will take longer than the time specified,   the server, or proxy, can choose to utilize an asynchronous   processing model by returning -- for example -- a 202 (Accepted)   response.   ABNF:     wait = "wait" BWS "=" BWS delta-seconds   It is important to consider that HTTP messages spend some time   traversing the network and being processed by intermediaries.  This   increases the length of time that a client will wait for a response   in addition to the time the server takes to process the request.  A   client that has strict timing requirements can estimate these factors   and adjust the wait value accordingly.   As with other preferences, the "wait" preference could be ignored.   Clients can abandon requests that take longer than they are prepared   to wait.Snell                        Standards Track                   [Page 11]

RFC 7240                       HTTP Prefer                     June 2014   For example, a server receiving the following request might choose to   respond asynchronously if processing the request will take longer   than 10 seconds:     POST /collection HTTP/1.1     Host: example.org     Content-Type: text/plain     Prefer: respond-async, wait=10     {Data}4.4.  The "handling=strict" and "handling=lenient" Processing      Preferences   The "handling=strict" and "handling=lenient" preferences indicate, at   the server's discretion, how the client wishes the server to handle   potential error conditions that can arise in the processing of a   request.  For instance, if the payload of a request contains various   minor syntactical or semantic errors, but the server is still capable   of comprehending and successfully processing the request, a decision   must be made to either reject the request with an appropriate "4xx"   error response or go ahead with processing.  The "handling=strict"   preference can be used to indicate that, while any particular error   may be recoverable, the client would prefer that the server reject   the request.  The "handling=lenient" preference, on the other hand,   indicates that the client wishes the server to attempt to process the   request.   ABNF:     handling = "handling" BWS "=" BWS ("strict" / "lenient")   An example request specifying the "strict" preference:     POST /collection HTTP/1.1     Host: example.org     Content-Type: text/plain     Prefer: handling=strict   The "handling=strict" and "handling=lenient" preferences are mutually   exclusive directives.  It is anticipated that there will never be a   situation where it will make sense for a single request to include   both preferences.  Any such requests will likely be the result of a   coding error within the client.  As such, a request containing both   preferences can be treated as though neither were specified.Snell                        Standards Track                   [Page 12]

RFC 7240                       HTTP Prefer                     June 20145.  IANA Considerations   The 'Prefer' and 'Preference-Applied' header fields have been added   to the "Permanent Message Header Field Names" registry defined in   [RFC3864] (http://www.iana.org/assignments/message-headers).      Header field name: Prefer      Applicable Protocol: HTTP      Status: Standard      Author: James M Snell <jasnell@gmail.com>      Change controller: IETF      Specification document: this specification,Section 2      Header field name: Preference-Applied      Applicable Protocol: HTTP      Status: Standard      Author: James M Snell <jasnell@gmail.com>      Change controller: IETF      Specification document: this specification,Section 35.1.  The Registry of Preferences   IANA has created a new registry, "HTTP Preferences", under the   "Hypertext Transfer Protocol (HTTP) Parameters" registry.  New   registrations will use the Specification Required policy [RFC5226].   The requirements for registered preferences are described inSection 4.   Registration requests consist of the completed registration template   below, typically published in the required specification.  However,   to allow for the allocation of values prior to publication, the   Designated Expert can approve registration based on a separately   submitted template once they are satisfied that a specification will   be published.  Preferences can be registered by third parties if the   Designated Expert determines that an unregistered preference is   widely deployed and not likely to be registered in a timely manner.Snell                        Standards Track                   [Page 13]

RFC 7240                       HTTP Prefer                     June 2014   The registration template is:   o  Preference: (A value for the Prefer request header field that      conforms to the syntax rule given inSection 2)   o  Value: (An enumeration or description of possible values for the      preference token).   o  Optional Parameters: (An enumeration of optional parameters, and      their values, associated with the preference token).   o  Description:   o  Reference:   o  Notes: [optional]   The "Value" and "Optional Parameters" fields MAY be omitted from the   registration template if the specific preference token definition   does not define either.   Registration requests should be sent to the <ietf-http-wg@w3.org>   mailing list, marked clearly in the subject line (e.g., "NEW   PREFERENCE - example" to register an "example" preference).  Within   at most 14 days of the request, the Designated Expert(s) will either   approve or deny the registration request, communicating this decision   to the review list and IANA.  Denials should include an explanation   and, if applicable, suggestions as to how to make the request   successful.   The Expert Reviewer shall ensure:   o  That the requested preference name conforms to the token rule inSection 2 and that it is not identical to any other registered      preference name;   o  That any associated value, parameter names, and values conform to      the relevant ABNF grammar specifications inSection 2;   o  That the name is appropriate to the specificity of the preference;      i.e., if the semantics are highly specific to a particular      application, the name should reflect that, so that more general      names remain available for less specific uses.   o  That requested preferences do not constrain servers, clients, or      any intermediaries to any behavior required for successful      processing; andSnell                        Standards Track                   [Page 14]

RFC 7240                       HTTP Prefer                     June 2014   o  That the specification document defining the preference includes a      proper and complete discussion of any security considerations      relevant to the use of the preference.5.2.  Initial Registry Contents   The "HTTP Preferences" registry's initial contents are:   o  Preference: respond-async   o  Description: Indicates that the client prefers that the server      respond asynchronously to a request.   o  Reference: [this specification],Section 4.1   o  Preference: return   o  Value: One of either "minimal" or "representation"   o  Description: When the value is "minimal", it indicates that the      client prefers that the server return a minimal response to a      request.  When the value is "representation", it indicates that      the client prefers that the server include a representation of the      current state of the resource in response to a request.   o  Reference: [this specification],Section 4.2   o  Preference: wait   o  Description: Indicates an upper bound to the length of time the      client expects it will take for the server to process the request      once it has been received.   o  Reference: [this specification],Section 4.3   o  Preference: handling   o  Value: One of either "strict" or "lenient"   o  Description: When value is "strict", it indicates that the client      wishes the server to apply strict validation and error handling to      the processing of a request.  When the value is "lenient", it      indicates that the client wishes the server to apply lenient      validation and error handling to the processing of the request.   o  Reference: [this specification],Section 4.4Snell                        Standards Track                   [Page 15]

RFC 7240                       HTTP Prefer                     June 20146.  Security Considerations   Specific preferences requested by a client can introduce security   considerations and concerns beyond those discussed within HTTP/1.1   [RFC7230] and its associated specification documents (see [RFC7230]   for the list of associated works).  Implementers need to refer to the   specifications and descriptions of each preference to determine the   security considerations relevant to each.   A server could incur greater costs in attempting to comply with a   particular preference (for instance, the cost of providing a   representation in a response that would not ordinarily contain one;   or the commitment of resources necessary to track state for an   asynchronous response).  Unconditional compliance from a server could   allow the use of preferences for denial of service.  A server can   ignore an expressed preference to avoid expending resources that it   does not wish to commit.7.  References7.1.  Normative References   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate              Requirement Levels",BCP 14,RFC 2119, March 1997.   [RFC3864]  Klyne, G., Nottingham, M., and J. Mogul, "Registration              Procedures for Message Header Fields",BCP 90,RFC 3864,              September 2004.   [RFC5226]  Narten, T. and H. Alvestrand, "Guidelines for Writing an              IANA Considerations Section in RFCs",BCP 26,RFC 5226,              May 2008.   [RFC5234]  Crocker, D. and P. Overell, "Augmented BNF for Syntax              Specifications: ABNF", STD 68,RFC 5234, January 2008.   [RFC7230]  Fielding, R., Ed. and J. Reschke, Ed., "Hypertext Transfer              Protocol (HTTP/1.1): Message Syntax and Routing",RFC 7230, June 2014.   [RFC7231]  Fielding, R., Ed. and J. Reschke, Ed., "Hypertext Transfer              Protocol (HTTP/1.1): Semantics and Content",RFC 7231,              June 2014.7.2.  Informative References   [RFC5023]  Gregorio, J. and B. de hOra, "The Atom Publishing              Protocol",RFC 5023, October 2007.Snell                        Standards Track                   [Page 16]

RFC 7240                       HTTP Prefer                     June 2014Author's Address   James M Snell   EMail: jasnell@gmail.comSnell                        Standards Track                   [Page 17]

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