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Independent Submission                                        W. SimpsonRequest for Comments: 6013                                    DayDreamerCategory: Experimental                                      January 2011ISSN: 2070-1721TCP Cookie Transactions (TCPCT)Abstract   TCP Cookie Transactions (TCPCT) deter spoofing of connections and   prevent resource exhaustion, eliminating Responder (server) state   during the initial handshake.  The Initiator (client) has sole   responsibility for ensuring required delays between connections.  The   cookie exchange may carry data, limited to inhibit amplification and   reflection denial of service attacks.Status of This Memo   This document is not an Internet Standards Track specification; it is   published for examination, experimental implementation, and   evaluation.   This document defines an Experimental Protocol for the Internet   community.  This is a contribution to the RFC Series, independently   of any other RFC stream.  The RFC Editor has chosen to publish this   document at its discretion and makes no statement about its value for   implementation or deployment.  Documents approved for publication by   the RFC Editor are not a candidate for any level of Internet   Standard; seeSection 2 of RFC 5741.   Information about the current status of this document, any errata,   and how to provide feedback on it may be obtained athttp://www.rfc-editor.org/info/rfc6013.Simpson                       Experimental                      [Page 1]

RFC 6013                 TCP Cookie Transactions            January 2011Copyright Notice   Copyright (c) 2011 IETF Trust and the persons identified as the   document authors.  All rights reserved.   This document is subject toBCP 78 and the IETF Trust's Legal   Provisions Relating to IETF Documents   (http://trustee.ietf.org/license-info) in effect on the date of   publication of this document.  Please review these documents   carefully, as they describe your rights and restrictions with respect   to this document.   This document may not be modified, and derivative works of it may not   be created, except to format it for publication as an RFC or to   translate it into languages other than English.Simpson                       Experimental                      [Page 2]

RFC 6013                 TCP Cookie Transactions            January 2011Table of Contents1. Introduction ....................................................41.1. Terminology ................................................42. Protocol Overview ...............................................42.1. Message Summary (Simplified) ...............................62.2. Compatibility and Transparency .............................72.3. Fully Loaded Cookies .......................................72.4. TCP Header Extension .......................................82.5. <SYN> Option Handling ......................................93. Protocol Details ................................................93.1. TCP Cookie Option .........................................103.2. TCP Cookie-Pair Standard Option ...........................103.3. TCP Cookie-less Option ....................................113.4. TCP Timestamps Extended Option ............................113.5. Cookie Generation .........................................134. Cookie Exchange ................................................164.1. Initiator <SYN> ...........................................164.2. Responder <SYN,ACK(SYN)> ..................................174.3. Initiator <ACK(SYN)> ......................................174.4. Responder <ACK> ...........................................184.5. Simultaneous Open .........................................185. Accelerated Close ..............................................195.1. Initiator Close ...........................................205.2. Responder Close ...........................................206. Accelerated Open ...............................................216.1. Initiator <SYN> Data ......................................216.2. Responder <SYN,ACK(SYN)> Data .............................226.3. Initiator <ACK(SYN)> Data .................................236.4. Responder <ACK> Data ......................................247. Advisory Reset .................................................248. Interactions with Other Options ................................248.1. TCP Selective Acknowledgment ..............................258.2. TCP Timestamps ............................................258.3. TCP Extensions for Transactions ...........................258.4. TCP MD5 Signature .........................................258.5. TCP Authentication ........................................259. History ........................................................2610. Acknowledgments ...............................................2711. IESG Considerations ...........................................2712. Operational Considerations ....................................2813. Security Considerations .......................................28Appendix A. Example Headers .......................................30A.1. Example <SYN> Options .....................................30A.2. Example <ACK(SYN)> with Sack ..............................31A.3. Example <ACK(SYN)> with 64-bit Timestamps .................32   Normative References ..............................................33   Informative References ............................................34Simpson                       Experimental                      [Page 3]

RFC 6013                 TCP Cookie Transactions            January 20111.  Introduction   TCP Cookie Transactions (TCPCT) provide a cryptologically secure   mechanism to guard against simple flooding attacks sent with bogus IP   [RFC791] Sources or TCP [RFC793] Ports.  The initial TCP <SYN>   exchange is vulnerable to forged IP Addresses, predictable Ports, and   discoverable Sequence Numbers [Morris1985] [Gont2009].  (See also   [RFC2827], [RFC3704], and [RFC4953].)   During connection establishment, the cookie (nonce) exchange   negotiates elimination of Responder (server) state.  These cookies   are later used to inhibit premature closing of connections, and   reduce retention of state after the connection has terminated.   The cookie pair is much too large to fit with the other recommended   options in the maximal 60 byte TCP header (40 bytes of option space).   A successful option exchange signals availability of the TCP header   extension, adding space for additional options.   Also, implementations may optionally exchange limited amounts of   transaction data during the initial cookie exchange, reducing network   latency and host task context switching.   Finally, implementations may optionally rapidly recycle prior   connections.  For otherwise stateless applications, this   transparently facilitates persistent connections and pipelining of   requests over each connection.   Many of these ideas have been previously proposed in one form or   another (see History and Acknowledgments sections).  This   specification integrates these improvements into a coherent whole.   Further motivation and rationale were detailed in [MSV2009].1.1.  Terminology   The key words "MAY", "MUST, "MUST NOT", "OPTIONAL", "RECOMMENDED",   "REQUIRED", "SHOULD", and "SHOULD NOT" in this document are to be   interpreted as described in [RFC2119].   byte     An 8-bit quantity; also known as "octet" in standardese.2.  Protocol Overview   The TCPCT extensions consist of several simple phases:   1. Each party passes a "cookie" to the other.  Due to limited space,      only the most basic options are included.Simpson                       Experimental                      [Page 4]

RFC 6013                 TCP Cookie Transactions            January 2011      The Cookie option also indicates that optional <SYN> data is      acceptable.  This data MAY be ignored by either party.      A Responder that understands the Cookie option remains stateless.   2. During the remainder of the standard TCP three-way handshake, the      Timestamps and Cookie-Pair options guard the exchange.      Other options present in the original <SYN> that were successfully      returned in the <SYN,ACK(SYN)> MUST be included with the      <ACK(SYN)>.  Additional options MAY also be included as desired.      As there is no Responder state, it has no record of acknowledging      previous data.  Any optional <SYN> data MUST be retransmitted.      Upon verification of the Timestamps and Cookie-Pair, the Responder      creates its Transport Control Block (TCB) [RFC793].      Note that the Responder returns the Cookie-Pair with its initial      data, but subsequent data segments need only the Timestamps.   3. During close (or reset) of the TCP connection, the Timestamps and      Cookie-Pair options guard the exchange.      Upon verification of the Timestamps and Cookie-Pair, the Responder      removes its TCB.   The sequence of messages is summarized in the diagram below.Simpson                       Experimental                      [Page 5]

RFC 6013                 TCP Cookie Transactions            January 20112.1.  Message Summary (Simplified)   Initiator                            Responder   =========                            =========   <SYN>                          ->   base options   Timestamps   Cookie   [request data]                                   <-   <SYN,ACK(SYN)>                                        base options                                        Timestamps                                        Cookie                                        [response data]                                        (stateless)   <ACK(SYN)>                     ->   full options   Timestamps   Cookie-Pair   [Sack(response)]   data                                   <-   <ACK>                                        full options                                        Timestamps                                        Cookie-Pair                                        data                                        (TCB state created)                                   <-   <ACK>                                        Timestamps                                        data                                   <-   <FIN,ACK>                                        Timestamps                                        Cookie-Pair   <FIN,ACK(FIN)>                 ->   Timestamps   Cookie-Pair                                   <-   <ACK(FIN)>                                        Timestamps                                        Cookie-Pair                                        (TCB state removed)   TIME-WAITSimpson                       Experimental                      [Page 6]

RFC 6013                 TCP Cookie Transactions            January 20112.2.  Compatibility and Transparency      It is usually better that data arrive slowly, than not at all.   Many/most unmanaged middleboxes [RFC3234] (such as stateless   firewalls, load balancers, intrusion detection systems, or network   address translators [RFC3022]) cannot carry transport traffic other   than TCP and UDP.   Every TCP implementation MUST ignore without error any TCP option it   does not implement ([RFC1122] section 4.2.2.5).  In a study of the   effects of middleboxes on transport protocols [MAF2004], the vast   majority of modern TCP stacks correctly handle unknown TCP options.   But it is still prudent to follow the [RFC793] "general principle of   robustness: be conservative in what you do, be liberal in what you   accept from others."   Therefore, for each of the extensions defined here, an extension   option will be sent in a <SYN,ACK(SYN)> segment only after the   corresponding option was received in the original <SYN> segment.   Furthermore, TCP options will be sent on later segments only after an   exchange of options has indicated that both parties understand the   extension (see [RFC1323] [rfc1323bis] and its antecedents).   Unfortunately, not all middleware adheres to these long-standing   requirements.  Instead, unknown <SYN> options are copied to the   <SYN,ACK(SYN)>.  This is indistinguishable from a Monkey in the   Middle (MITM) reflection attack.2.3.  Fully Loaded Cookies             One Kind to aid them all, One Kind to find them,          One Kind to hold them all and in the header bind them.   The cookie exchange provides a singular opportunity to extend TCP   with backward compatibility.  Semantics for the option have been   "overloaded" with a baker's dozen of capabilities and facilities.   A. First and foremost, the cookie exchange improves operational      security for vulnerable servers against flooding attacks.  The      cookie exchange indicates that the Responder (server) will discard      its initial state.  All other semantics are subordinate.   B. Together with Sequence and Timestamp values, Cookie values protect      against insertion and reflection attacks.   C. Cookie values allow applications to detect replay attacks.Simpson                       Experimental                      [Page 7]

RFC 6013                 TCP Cookie Transactions            January 2011   D. Cookie values MAY be used as an index or nonce for application      security protocols.  This facility is beyond the scope of this      specification.   E. The <SYN> and <SYN,ACK(SYN)> MAY carry application data.  This      feature is entirely optional, and data is not guaranteed to pass      successfully through middleware.  Nor are the parties guaranteed      to process this data without changes to the Application Program      Interface (API).  Such changes are beyond the scope of this      specification.   F. The size of the cookies precludes most other options in the      standard TCP header space.  The cookie exchange negotiates TCP      header extension.   G. The cookie exchange and resulting TCP header extension permit      negotiation of larger 64-bit (or 128-bit) Timestamps for paths      with large bandwidth-delay products.   H. TCP header extension frees some space for additional options.   I. Previously SYN-only options can be updated.   J. The cookie exchange indicates agreement to use accelerated close.   K. The cookie exchange indicates agreement that only the Initiator      (client) handles TIME-WAIT state.   L. The Timestamps and Cookie-Pair combination inhibits third parties      from disrupting communications with <FIN> and <RST>.   M. The Timestamps and Cookie-Pair combination facilitates rapid reuse      of the TCP Source Port with a common destination.2.4.  TCP Header Extension   Once the Cookie option has been successfully exchanged, TCP header   extension is permitted.  The Timestamps extended option (defined   below) indicates the presence of the header extension.   Validation of known timestamp values protects against data corruption   by misbehaving middleboxes.Simpson                       Experimental                      [Page 8]

RFC 6013                 TCP Cookie Transactions            January 20112.5.  <SYN> Option Handling   As the Responder retains no TCB state after the initial TCP <SYN>   exchange, all options present in the original <SYN> MUST be repeated.   For example, an option defined in the [RFC793] original specification   -- Maximum Segment Size (MSS) -- previously appeared only in a <SYN>   bearing segment (including <SYN,ACK(SYN)>).  If present, MSS will be   repeated in the Initiator <ACK(SYN)>, together with any additional   options.   Generally, the Initiator MAY propose SYN-only options -- such as MSS   -- anytime both Timestamps and Cookie-Pair options are present.   These options are treated the same as with an original <SYN>.  The   Responder acknowledges using a subsequent <ACK> segment containing   both Timestamps and Cookie-Pair options (similar to <SYN,ACK(SYN)>   processing).   This facility allows previously SYN-only options to be updated from   time to time.  They take effect upon receipt.   However, <ACK> segments without data will not be delivered reliably.   Any otherwise SYN-only options sent without data MUST be   retransmitted with successive segments until sent with data (or   <FIN>), and an <ACK> is received.3.  Protocol Details   Another solution [RFC5452] describes use of an unpredictable Source   Port.  That is RECOMMENDED by this specification.  See [RFC6056] for   further information.   An earlier solution [RFC1948] describes an unpredictable Initial   Sequence Number (ISN).  That is REQUIRED by this specification.   Support for the (32-bit) TCP Timestamps Option [RFC1323] is REQUIRED.   A TSoffset SHOULD be generated per connection [GO2010].  The Don't   Fragment (DF) bit MUST be set in the IP (v4) header.   The TCP User Timeout Option [RFC5482] is RECOMMENDED.   Only one instance is permitted of any of the Cookie, Cookie-less, or   Cookie-Pair option(s).  Segments with duplicative or mutually   exclusive options MUST be silently discarded.   For examples, seeAppendix A.Simpson                       Experimental                      [Page 9]

RFC 6013                 TCP Cookie Transactions            January 20113.1.  TCP Cookie Option                                   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+                                   |      Kind     |    Length     |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |                                                               |   ~                            Cookie                             ~   |                                                               |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   Kind             1 byte: constant 253 (experimental).   Length           1 byte: range 10 to 18 (bytes); limited by remaining                    space in the options field.  The number MUST be                    even; the cookie is a multiple of 16 bits.   Cookie           8 to 16 bytes (Length - 2): an unpredictable value.   Options with invalid Length values MUST be ignored.  The minimum   Cookie size is 64 bits.  If there is not sufficient space for a   64-bit cookie, this option MUST NOT be used.   The Responder Cookie MUST be the same size as the Initiator Cookie.   The cookie pair is a multiple of 32 bits.   Although the diagram shows a cookie aligned on 32-bit boundaries,   that is not required.3.2.  TCP Cookie-Pair Standard Option                                   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+                                   |      Kind     |    Length     |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |                                                               |   ~                       Initiator-Cookie                        ~   |                                                               |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |                                                               |   ~                       Responder-Cookie                        ~   |                                                               |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   Kind             1 byte: constant 253 (experimental).   Length           1 byte: range 18 to 34 (bytes).  The number MUST be                    even; the cookie pair is a multiple of 32 bits.   Initiator-Cookie 8 to 16 bytes, from the original <SYN>.Simpson                       Experimental                     [Page 10]

RFC 6013                 TCP Cookie Transactions            January 2011   Responder-Cookie 8 to 16 bytes, from the <SYN,ACK(SYN)>.   The Cookie-Pair standard option only appears after the Timestamps   extended option (below).   Options with invalid Length values MUST be ignored.  As the minimum   Initiator-Cookie size is 64 bits, the minimum cookie pair is 128 bits   (64 bits followed by 64 bits), while the maximum is 256 bits (128   bits followed by 128 bits).3.3.  TCP Cookie-less Option   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |      Kind     |    Length     |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   Kind             1 byte: constant 253 (experimental).   Length           1 byte: constant 2 (bytes).  This distinguishes the                    option from other Cookie options.   Although no cookie is attached, this indicates that other features of   this specification are available, including TCP header extension,   Accelerated Close, Accelerated Open, and Advisory Reset.  This is   intended for use with TCP authentication options, beyond the scope of   this specification.3.4.  TCP Timestamps Extended Option   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |      Kind     |    Length     |    Extend     |    R    |  S  |   +=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+   |                                                               |   ~                           TS Value                            ~   |                                                               |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |                                                               |   ~                         TS Echo Reply                         ~   |                                                               |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   Kind             1 byte: constant 254 (experimental).   Length           1 byte: constant 4 (bytes).Simpson                       Experimental                     [Page 11]

RFC 6013                 TCP Cookie Transactions            January 2011   Extend           1 byte: range 9 to 255; the data offset (in 32-bit                    words) following the standard TCP header.  Note this                    value MUST include the timestamp pair indicated by                    (S)ize.   (R)eserved       5 bits: default zero.  Reserved for future use.   (S)ize           3 bits:                    1. 32-bit timestamps.                    2. 64-bit timestamps.                    4. 128-bit timestamps.                    Other values are beyond the scope of this                    specification.   TS Value         4, 8, or 16 bytes.  The current value of the                    timestamp for the sender.   TS Echo Reply    4, 8, or 16 bytes.  A copy of the most recently                    received TS Value.   The full timestamp pair follows the TCP header (indicated by +=+   delimiters) and maintains 32-bit alignment.   This TCP header extension is ignored for sequence number   computations.  The Sequence Number of the first byte of segment data   will be the Initial Sequence Number (ISN) plus one (1) for the <SYN>.   Every TCPCT implementation MUST recognize a Timestamps extended   option.  The larger 64-bit (or 128-bit) timestamps only appear in an   extended option.   Segments with invalid Extend values MUST be silently discarded.   Only one instance is permitted of either the (32-bit) Timestamps   standard option or this Timestamps extended option.  Segments with   duplicative or mutually exclusive options MUST be silently discarded.   Implementation Notes:      Serendipitous alignment allows simple loads and stores, instead of      slower byte by byte iterations.Simpson                       Experimental                     [Page 12]

RFC 6013                 TCP Cookie Transactions            January 2011      When the TCP header is aligned on a 32-bit boundary and this is      the only option, the timestamps in the extended header SHOULD be      aligned on a 64-bit boundary.  For both 32-bit and 64-bit      timestamps, any data following the extended header will be aligned      on a 64-bit boundary.      However, the 128-bit timestamps are not 128-bit aligned.3.5.  Cookie Generation   The technique by which a party generates a cookie is implementation   dependent.  The method chosen must satisfy some basic requirements:   1. The cookie MUST depend on the specific parties.  This prevents an      attacker from obtaining a cookie using a real IP address and TCP      port, and then using it to swamp the victim with requests from      randomly chosen IP addresses or ports.   2. It MUST NOT be possible for anyone other than the issuing entity      to generate cookies that will be accepted by that entity.  This      implies that the issuing entity will use local secret information      in the generation and subsequent verification of a cookie.  It      must not be possible to deduce this secret information from any      particular cookie.   3. The cookie generation and verification methods MUST be fast to      thwart attacks intended to sabotage CPU resources.   A recommended technique is to use a cryptographic hashing function.   An incoming cookie can be verified at any time by regenerating it   locally from values contained in the incoming datagram and the local   secret random value.3.5.1.  Initiator Cookie   The Initiator secret value that affects its cookie SHOULD change for   each new exchange, and is thereafter internally cached per TCB.  This   provides improved synchronization and protection against replay   attacks.   An alternative is to cache the cookie instead of the secret value.   Incoming cookies can be compared directly without the computational   cost of regeneration.Simpson                       Experimental                     [Page 13]

RFC 6013                 TCP Cookie Transactions            January 2011   It is RECOMMENDED that the cookie be calculated over the secret   value, the IP Source and Destination addresses, the TCP Source and   Destination ports, and any (optional) Initiator <SYN> segment data.   Implementation Notes:      Although the recommendation includes the TCP Source Port, this is      very implementation specific.  For example, it might not be      included when the value is constant or unknown.      Likewise, segment data might not be included directly.  For      example, a pointer to the data could be included instead, with      care taken to ensure the pointer changes anytime the data changes.      However, it is important that the implementation protect mutually      suspicious users of the same system from generating the same      cookie.3.5.2.  Responder Cookie   The Responder secret value that affects its cookies remains the same   for many different Initiators.  However, this secret SHOULD be   changed periodically to limit the time for use of its cookies   (typically each 600 seconds).   The Responder-Cookie calculation MUST include its own TCP Sequence   and Acknowledgment Numbers (after updating values), its own TCP   Timestamps value, and the Initiator-Cookie value.  This provides   improved synchronization and protection against replay attacks.   It is RECOMMENDED that the cookie be calculated over the secret   value, the IP Source and Destination addresses, its own TCP   Destination Port (that is, the incoming Source Port), and the   required values (above), followed by the secret value again.   The cookie is not cached per Initiator to avoid saving state during   the initial TCP <SYN> exchange.  On receipt of a TCP <ACK(SYN)>, the   Responder regenerates its cookie for validation.   Implementation Notes:      Although the recommendation does not include the TCP Source Port,      this is very implementation specific.  It might be successfully      included in some variants.      The Responder Cookie depends on the TCP Sequence and      Acknowledgment Numbers as they will appear for future      verification.  The Sequence Number will be the Initial SequenceSimpson                       Experimental                     [Page 14]

RFC 6013                 TCP Cookie Transactions            January 2011      Number (ISN) plus one (1) for its <SYN> that will be acknowledged.      The Acknowledgment Number will be the Initial Sequence Number      (ISN) plus one (1) for the <SYN> that it is now acknowledging.      The (32-bit) TCP Timestamps standard option MAY change to the      larger 64-bit (or 128-bit) extended form; only the least      significant 32 bits are included.  The Initiator Timestamp field      value MAY increment during the exchange; it MUST NOT be included.      The secret value is included twice to better protect against pre-      calculated attacks using substitutions for variable length data.      Some examples using this technique are IP-MAC and H-MAC, and it is      likely that existing code could be shared.      The Responder SHOULD designate a (fixed or randomly selected) bit      of its cookie to distinguish each changed secret value.  The bit      is set to a (fixed or randomly selected) constant 0 or 1, and      checked upon receipt before further verification.  This ensures      that only one verification calculation is necessary (on average)      during Denial of Service (DoS) attacks.      If a Responder Cookie is identical to the Initiator Cookie, the      Responder SHOULD change one or more bits of its cookie to prevent      its accidental appearance as a reflection attack.3.5.3.  Responder Secret Value   Each Responder maintains up to two secret values concurrently for   efficient secret rollover.  Each secret value has 4 states:   Generating      Generates new Responder-Cookies, but not yet used for primary      verification.  This is a short-term state, typically lasting only      one Round Trip Time (RTT).   Primary      Used both for generation and primary verification.   Retiring      Used for verification, until the first failure that can be      verified by the newer Generating secret.  At that time, this      cookie's state is changed to Secondary, and the Generating      cookie's state is changed to Primary.  This is a short-term state,      typically lasting only one RTT.Simpson                       Experimental                     [Page 15]

RFC 6013                 TCP Cookie Transactions            January 2011   Secondary      Used for secondary verification, after primary verification      failures.  This state lasts no more than twice the Maximum Segment      Lifetime (2MSL).  Then, the secret is discarded.   Implementation Notes:      Care MUST be taken to ensure that any expired secrets are promptly      wiped from memory, and secrets are never saved to external      storage.      The first secret after initialization begins in Primary state.      The system might have shutdown and restarted rapidly during the      previous first secret.  Thus, the first secret MUST be partially      time dependent, to ensure that it differs from previous first      secrets, usually by appending a time to lengthen the first secret.      Those that are not the first secret SHOULD NOT include the time.      At the same time, there is no TCP TIME-WAIT requirement before      accepting connections, and there may be pent up demand for a busy      service.  Also, there may be outstanding datagrams attempting to      complete an earlier cookie exchange.  The first secret is likely      to be the weakest, as no recent entropy has been included.      Therefore, while terminating outstanding exchanges with the first      secret, a new Generating secret SHOULD be created after no more      than one Maximum Segment Lifetime (1MSL).  Subsequent secrets      SHOULD be generated at the usual rate (typically 600 seconds).      The implementation SHOULD continually gather additional entropy      from checksums, cookies, timestamps, and packet arrival timing.4.  Cookie Exchange   A successful option exchange signals availability of additional   features.4.1.  Initiator <SYN>   The Cookie exchange MAY be initiated at any time, limited only by the   frequency of the timestamp clock.   If the TCB exists from a prior (or ongoing) connection, the timestamp   MUST be incremented in the option.   The Initiator generates its unpredictable cookie value, and includes   the Cookie option.Simpson                       Experimental                     [Page 16]

RFC 6013                 TCP Cookie Transactions            January 2011   During the initial exchange, the Initiator is solely responsible for   retransmission.  Although the cookie and sequence have not changed,   each retransmission appears to the Responder as another original   <SYN>.   Implementation Notes:      Sending the <SYN> SHOULD NOT affect any existing TCB.  This allows      an additional RTT for duplicate or out-of-sequence segments to      drain.      The new TCB information SHOULD be temporarily cached until a valid      matching <SYN,ACK(SYN)> arrives.  Then, any old TCB values are      replaced.4.2.  Responder <SYN,ACK(SYN)>   Upon receipt of the <SYN> with a Cookie option, the Responder   determines whether there are sufficient resources to begin another   connection.   If the TCB exists from a prior (or ongoing) connection, the timestamp   MUST be incremented in the option.   Each Sequence Number MUST be randomized [RFC1948].   The Responder generates its unpredictable cookie value, and includes   the Cookie option.   As the Responder retains no TCB state, retransmission timers are not   available.  Arrival of an Initiator's retransmission appears to be an   original <SYN> transmission.  There are no differences in processing.   Implementation Notes:      Sending the <SYN,ACK(SYN)> MUST NOT affect any existing TCB.  This      allows an additional RTT for duplicate or out-of-sequence segments      to drain.      This also inhibits third parties from disrupting communications.4.3.  Initiator <ACK(SYN)>   Upon receipt of the <SYN,ACK(SYN)> with a Cookie option, the   Initiator validates its cookie, timestamp, and corresponding   Acknowledgment Number.  The existing TCB is updated as necessary.Simpson                       Experimental                     [Page 17]

RFC 6013                 TCP Cookie Transactions            January 2011   All Initiator <SYN> options are always retransmitted on this first   <ACK(SYN)>, allowing the Responder to validate its cookie and   establish its state.   This segment contains both Timestamps and Cookie-Pair options.   The Initiator sends the Timestamps extended option with an   appropriate Size -- chosen by a configurable parameter, or   automatically based on its analysis of the bandwidth-delay product   discovered through the RTT of its <SYN> timestamp.  When the chosen   Size is greater than 32 bits, the Initiator adds a random prefix to   its own timestamp, and a random prefix to the Responder timestamp   echo reply.   Implementation Notes:      A Responder Cookie identical to the Initiator Cookie MUST be      discarded.  This is usually an indication of a Monkey in the      Middle (MITM) reflection attack or a seriously misconfigured      network, and SHOULD be logged.4.4.  Responder <ACK>   Upon receipt of the <ACK(SYN)> with a Cookie-Pair option, the   Responder validates its cookie, timestamp, and corresponding   Acknowledgment Number, and establishes state for the connection.  Any   existing TCB is updated as necessary.   This segment contains both Timestamps and Cookie-Pair options.   However, the Responder MAY refuse to negotiate the larger 64-bit (or   128-bit) Timestamps extended option by returning the least   significant bits in a smaller Timestamps extended option.   Implementation Notes:      An <ACK(SYN)> that fails to validate MUST be discarded, and SHOULD      be logged.4.5.  Simultaneous Open   TCP allows two parties to simultaneously initiate the connection.   Both parties send and receive an original <SYN> without an   intervening <SYN,ACK(SYN)> (see[RFC793] section 3.4 and Figure 8).   Each party receives a Cookie for a <Source Address, Source Port,   Destination Address, Destination Port> connection that has also   issued a Cookie.Simpson                       Experimental                     [Page 18]

RFC 6013                 TCP Cookie Transactions            January 2011   This condition will be unusual.  The Source Port SHOULD be randomized   [RFC5452], and SHOULD be chosen to differ from the Destination Port.   In particular, the Source Port SHOULD be greater than 1024,   preventing intervening network equipment from incorrectly classifying   the return traffic.  The Destination Port is most likely to be a   well-known port less than 1024 [RFC3232].   In the event that these protections are insufficient, the conflict is   resolved in an orderly fashion:   a. The lesser TCP Port number becomes the Responder;   b. The lesser IP Address becomes the Responder;   c. The lesser Cookie becomes the Responder;   d. All of the above being equal, there is an egregiously insufficient      source of randomness, but both Initiators are probably present on      the same host: the lesser TCB memory address becomes the      Responder.   The Initiator silently discards the simultaneous <SYN>.  The   Responder revises its Cookie option, and sends the <SYN,ACK(SYN)> as   usual, but without removing its existing TCB.   Implementation Notes:      This is usually an indication of a Monkey in the Middle (MITM)      reflection attack or a seriously misconfigured network, and SHOULD      be logged.5.  Accelerated Close   Support for accelerated close is REQUIRED.  Accelerated close relies   on the presence of cookies and timestamps.  This provides improved   synchronization and protection against replay attacks.   Either party MAY close with <FIN> at any time.  This <FIN> SHOULD be   sent with the final data segment.   This segment contains both Timestamps and Cookie-Pair options.   When all segments preceding the <FIN> have been processed and   acknowledged, each party SHOULD acknowledge the <FIN>.   In general, <FIN> is treated as advisory.  A persistent connection   can be rapidly re-established.  This also inhibits third parties from   disrupting communications.Simpson                       Experimental                     [Page 19]

RFC 6013                 TCP Cookie Transactions            January 2011   Rapidly closing the connection expedites removing Responder state.   Any <FIN> bearing segment SHOULD terminate delayed <ACK> [RFC5681].   Retransmit at the latest Timestamps estimated Smoothed Round Trip   Time (SRTT).  Backoff SHOULD NOT be used for <FIN> bearing   retransmissions [RFC2988].   As the Responder retains no TCB state after closing, a successful   option exchange signals the Initiator will be responsible for   handling TIME-WAIT state.  (For previous proposal and rationale, see   [FTY1999]section 3.)   A new Cookie exchange MAY be initiated at any time.  This facilitates   persistent connections through intervening network equipment.5.1.  Initiator Close   Upon receipt of the Initiator <FIN> (and verification of the   Timestamps and Cookie-Pair options), the Responder sends its   <FIN,ACK(FIN)> unless there is additional data pending.  In the   latter case, the <FIN> is ignored until the data has been processed   and acknowledged.   Upon receipt of the Responder <FIN,ACK(FIN)> (and verification of the   Timestamps and Cookie-Pair options), the Initiator sends its final   <ACK(FIN)> unless there is additional data pending.  The Initiator   enters TIME-WAIT state.   This segment contains both Timestamps and Cookie-Pair options.   Upon receipt of the Initiator <ACK(FIN)> (and verification of the   Timestamps and Cookie-Pair options), the Responder removes its TCB.   Upon arrival of more data prompting a new Cookie exchange, the   Initiator SHOULD NOT send a final <ACK(FIN)> and/or SHOULD NOT wait   the remaining TIME-WAIT interval.  Any existing TSoffset SHOULD be   incremented.  TSoffset will be removed (with the TCB itself) at the   conclusion of a future TIME-WAIT state.5.2.  Responder Close   Upon receipt of the Responder <FIN> (and verification of the   Timestamps and Cookie-Pair options), the Initiator sends its   <FIN,ACK(FIN)> unless there is additional data pending.  In the   latter case, the <FIN> is ignored until the data has been processed   and acknowledged.Simpson                       Experimental                     [Page 20]

RFC 6013                 TCP Cookie Transactions            January 2011   Upon receipt of the Initiator <FIN,ACK(FIN)> (and verification of the   Timestamps and Cookie-Pair options), the Responder sends its final   <ACK(FIN)> and removes its TCB.   This segment contains both Timestamps and Cookie-Pair options.   If the Responder's final <ACK(FIN)> is lost, the Responder is likely   to send a <RST> (as the Responder retains no TCB state).  This   distinguished <RST> SHOULD copy both Timestamps and Cookie-Pair   options.   Upon receipt of the Responder's final <ACK(FIN)> (and verification of   the Timestamps and Cookie-Pair options), the Initiator enters TIME-   WAIT state.   Upon arrival of more data prompting a new Cookie exchange, the   Initiator SHOULD NOT send a <FIN,ACK(FIN)> and/or SHOULD NOT wait the   remaining TIME-WAIT interval.  Any existing TSoffset SHOULD be   incremented.  TSoffset will be removed (with the TCB itself) at the   conclusion of a future TIME-WAIT state.6.  Accelerated Open   Support for accelerated open is OPTIONAL.   When an application is capable of idempotent transactions (such as a   query that returns a consistent result or service response heading),   the application sets the appropriate limit separately for each port   or connection.  Applications are responsible for ensuring that   retransmissions do not cause duplication of data.   This facility allows single data segment transactions without   establishing TCB state at the Responder (server).  For longer   transactions, a short look-ahead of upcoming data allows the   Initiator (client) to select alternatives for further processing.6.1.  Initiator <SYN> Data   By default, the Initiator <SYN> does not contain data.  The   application sets the TCP_SYN_DATA_LIMIT to indicate that the <SYN>   MAY be sent with data.   The Responder Maximum Segment Size (MSS) is unknown, and the default   MSS (536 bytes) MUST be used instead ([RFC1122] section 4.2.2.6).   This is further reduced by the total length of the TCP options (in   this case, commonly 496 bytes).  Applications MAY specify a shorter   limit.Simpson                       Experimental                     [Page 21]

RFC 6013                 TCP Cookie Transactions            January 2011   If the data will not entirely fit within the initial segment, data   MUST NOT be sent until after the Responder's <SYN,ACK(SYN)> is   received.   Unlike T/TCP [RFC1644], <FIN> SHOULD NOT be sent with <SYN> data.   This facilitates persistent connections.   Likewise, <PSH> SHOULD NOT be set.  Although the application might   use push to indicate that its data is ready to send, the push is   implied for <SYN> data segments.   During the initial exchange, the Initiator is solely responsible for   retransmission.  Although the cookie and sequence have not changed,   each retransmission appears to the Responder as another original   <SYN>.   Implementation Notes:      Initiator <SYN,FIN> with the Cookie option and no segment data is      permitted in a test environment.  This combination SHOULD be      silently discarded.      Initiator <SYN,FIN> with both the Cookie option and segment data      is similar to T/TCP [RFC1644].  However, whenever the Responder      <SYN,ACK(SYN),FIN> has been sent with data (there is no further      data expected), TCB state has not been saved at the Responder.      There is no need to send <FIN> to close the connection.6.2.  Responder <SYN,ACK(SYN)> Data   By default, the Responder <SYN,ACK(SYN)> does not contain data.  The   application sets the TCP_SYN_ACK_DATA_LIMIT to indicate that the   <SYN,ACK(SYN)> MAY be sent with data.   Segment data is limited to the Maximum Transmission Unit (MTU).   Applications MAY specify a shorter limit to prevent spoofed   amplification and reflection attacks [RFC5358].   Upon receipt of the <SYN> with a Cookie option, the Responder MAY   process any data present.  If the initial data is not accepted, the   Acknowledgment Number will be the received Sequence Number plus one   (1) for the <SYN>.   If the segment data is the entire response (there is no further data   expected), <FIN> MAY be set.Simpson                       Experimental                     [Page 22]

RFC 6013                 TCP Cookie Transactions            January 2011   However, <PSH> SHOULD NOT be set.  Although the application might use   push to indicate that its data is ready to send, the push is implied   for <FIN> data segments (see[RFC793] section 3.7, page 41).   As the Responder retains no TCB state, retransmission timers are not   available.  Arrival of an Initiator's retransmission appears to be an   original <SYN> transmission.  There are no differences in processing.   Implementation Notes:      The Responder Cookie depends on the TCP Sequence and      Acknowledgment Numbers after processing <SYN>.  Therefore, neither      will include data.6.3.  Initiator <ACK(SYN)> Data   Upon receipt of the <SYN,ACK(SYN)> with a Cookie option, the   Initiator MAY process any data present.  In this case, the internal   RCV.NXT is advanced to provide at-most-once semantics.   If the segment data is the entire response (there is no further data   expected), the Initiator enters TIME-WAIT state.   Otherwise, original <SYN> data is retransmitted in <ACK(SYN)>, as its   processing is optional.  The Acknowledgment Number will be the   received Sequence Number plus one (1) for the <SYN>.  The Sequence   Number will be the Initial Sequence Number (ISN) plus one (1) for the   <SYN>.   Unlike T/TCP [RFC1644], there is no implicit acknowledgment.   If the Selective Acknowledgment (Sack) option [RFC2018] has been   successfully negotiated, a short Sack acknowledging the response data   MAY be sent following the Cookie-Pair in the extended header.   At this time, any second segment may be sent without awaiting an   <ACK>, according to the usual [RFC5681] TCP congestion control   process.   Implementation Notes:      Upon arrival of more data prompting a new Cookie exchange, there      is no need to increment the previous timestamp; TCB state has not      been saved at the Responder.  Instead, use the saved RCV.NXT, plus      one (1) for the (actual or implied) <FIN>.Simpson                       Experimental                     [Page 23]

RFC 6013                 TCP Cookie Transactions            January 2011      Initiator <ACK(SYN),FIN> with the Cookie-Pair option and no      segment data is never required; TCB state has not been saved at      the Responder.  This combination MUST be silently discarded.6.4.  Responder <ACK> Data   Upon receipt of the <ACK(SYN)> with a Cookie-Pair option (and   verification of the Timestamps and Cookie-Pair options), the   Responder SHOULD process any data present.   Since the TCP Sequence and Acknowledgment Numbers have not advanced,   the Responder will process the same incoming data, and transmit the   same response.   If the Selective Acknowledgment (Sack) option [RFC2018] has been   successfully negotiated, with a short Sack covering earlier response   data, only additional unacknowledged response data is sent.   At this time, any second segment may be sent without awaiting an   <ACK>, according to the usual [RFC5681] TCP congestion control   process.7.  Advisory Reset   When a TCB with matching Addresses and Ports is found, but the   Cookie-Pair fails to verify, the datagram MUST be silently discarded.   When no TCB with matching Addresses and Ports is found, a <RST> is   sent as usual.  The Timestamps option SHOULD be copied [RFC1323].  A   Cookie-Pair option MUST also be copied.  The Cookie option (or   Cookie-less option) MUST NOT be copied.   Any <RST> is always treated as advisory.  A <RST> without a matching   Cookie-Pair option could be caused by antique duplicates.  Receipt   has no effect on the operation of the protocol.  The implementation   SHOULD continue until a USER TIMEOUT expires.  (See [RFC5482] for   additional information.)   This also inhibits third parties from disrupting communications.8.  Interactions with Other Options   A successful Cookie (or Cookie-less) option exchange signals   availability of the TCP header extension.  Other options with large   data portions MAY also use this feature.  The extended option data is   processed in the order that the options appear.Simpson                       Experimental                     [Page 24]

RFC 6013                 TCP Cookie Transactions            January 20118.1.  TCP Selective Acknowledgment   (Kind 5 [RFC2018].)  The pairs of 32-bit fields are well suited to   the header extension.  Because of its variable size, this is   RECOMMENDED as the final extended option.   During the cookie exchange, the <ACK(SYN)> MAY include this option to   acknowledge any optional transaction response data.8.2.  TCP Timestamps   (Kind 8 [RFC1323].)  Support is REQUIRED.  See alsosection 3.   When a segment needs no header extension, and 32-bit timestamps have   been negotiated, this option MUST be sent.8.3.  TCP Extensions for Transactions   (Kinds 11-13 [RFC1644].)  Incompatible with this specification, and   MUST be ignored on receipt.8.4.  TCP MD5 Signature   (Kind 19 [RFC2385].)  This option is beyond the scope of this   specification.  Because specific configuration is required, sending   is under the complete control of the operator.  Segments lacking this   option will be silently discarded.   The size of the option itself precludes use with the Cookie option in   the <SYN>.  Regardless of the system default, the Cookie option MUST   NOT be sent, and MUST be ignored on receipt.  Instead, the Cookie-   less extension option indicates that other features of this   specification are available.8.5.  TCP Authentication   (Kind 29 [RFC5925].)  This option is beyond the scope of this   specification.  Because specific configuration is required, sending   is under the complete control of the operator.  Segments lacking this   option will be silently discarded.   The size of the option itself precludes use with the Cookie option in   the <SYN>.  Regardless of the system default, the Cookie option MUST   NOT be sent, and MUST be ignored on receipt.  Instead, the Cookie-   less extension option indicates that other features of this   specification are available.Simpson                       Experimental                     [Page 25]

RFC 6013                 TCP Cookie Transactions            January 20119.  History   T/TCP [RFC1379] [RFC1644] permits lightweight TCP transactions for   applications that traditionally have used UDP.  However, T/TCP has   unacceptable security issues [Hannum1996] [Phrack1998].   The initial specification [KS1995] of Photuris [RFC2522], now called   version 1 (December 1994 to March 1995), was based on a short list of   design requirements, and simple experimental code by Phil Karn.  A   "Cookie" Exchange guards against simple flooding attacks sent with   bogus IP Sources or UDP Ports.   During 1995, the Photuris efficient secret rollover and many other   extensions were specified.  Multiple interoperable implementations   were produced.   By September 1996, the long anticipated Denial of Service (DoS)   attacks in the form of TCP SYN floods were devastating popular (and   unpopular) servers and sites.  Phil Karn informally mentioned   adapting anti-clogging cookies to TCP.  Perry Metzger proposed adding   Karn's cookies as part of a "TCP++" effort [Metzger1996].   Later in 1996, Daniel J. Bernstein implemented "SYN cookies", small   cookies embedded in the TCP SYN Initial Sequence Number (ISN).  This   technique was exceptionally clever, because it did not require   cooperation of the remote party and could be deployed unilaterally.   However, SYN cookies can only be used in emergencies; they are   incompatible with most TCP options.  As there is insufficient space   in the Sequence Number, the cookie is not considered cryptologically   secure.  Therefore, the mechanism remains inactive until the system   is under attack, and thus is not well tested in operation.  SYN   cookies were not accepted for publication until recently [RFC4987].   In 1998, Perry Metzger proposed adding Karn's cookies as part of a   "TCPng" discussion [Metzger1998].   In 1999, Faber, Touch, and Yue [FTY1999] proposed using an option to   negotiate the party that would maintain TIME-WAIT state.  This   permits a server to entirely eliminate state after closing a   connection.   In 2000, the Stream Control Transmission Protocol (SCTP) [RFC2960]   was published with an inadequate partial cookie mechanism claiming to   be based upon Photuris.  It featured a deficient checksum (replaced   in 2002 by [RFC3309] without graceful transition), and has undergone   subsequent revisions [RFC4960].Simpson                       Experimental                     [Page 26]

RFC 6013                 TCP Cookie Transactions            January 2011   In 2006, the Datagram Congestion Control Protocol (DCCP) [RFC4340]   was published with a mechanism analogous to SYN cookies.10.  Acknowledgments   Andre Broido informally described utilizing cookies for Transport   Layer Security (TLS) session identifiers, in place of the [RFC5077]   ticket.  Rapid TLS session resumption would improve both latency and   privacy, but is beyond the scope of this specification.  Also, he   provided numerous helpful comments and additional references, such as   [KBC2005].   H. K. Jerry Chu and Arvind Jain informally described retaining   existing cookies for accelerated open on subsequent connections.   That feature was subsumed by this specification.   Wesley M. Eddy and Adam Langley previously proposed another pair of   options [EL2008] extending the TCP header option space.   Adam Langley previously proposed another option [Langley2008]   permitting <SYN,ACK(SYN)> constant payload data.  His (August 2008)   code was a base for the initial TCPCT implementation.   Joe Touch postulated a (hopefully hypothetical) failure mode: options   re-ordered by middleware.  This caused a change in specifications,   and has considerably complicated option interactions and processing.   His helpful comments were appreciated.   Many thanks to Fernando Gont for suggestions, and Rick Jones for   performance testing.11.  IESG Considerations   Two TCP Option numbers are reserved for general experimental use   under the rules laid out in [RFC4727] and[RFC3692] section 1.  Such   values reserved for experimental use are never to be made permanent;   permanent assignments should be obtained through standard processes.   Experimental numbers are intended for experimentation and testing and   are not intended for wide or general deployments.   For further information, contact the author.Simpson                       Experimental                     [Page 27]

RFC 6013                 TCP Cookie Transactions            January 201112.  Operational Considerations   Any implementation of this specification SHOULD be configurable,   separately for each port or connection.   TCPCT_COOKIE_DESIRED      Values: 0 (disabled), 8, 10, 12, 14, 16.  Default: 16.  Send the      Cookie option with the <SYN>.   TCPCT_EXTEND_TS[32|64|128]      Default: off.  If defined, may designate 32-bit, 64-bit, or      128-bit timestamps extension.   TCPCT_IN_ALWAYS      Default: off.  Silently discard any incoming <SYN> that is missing      the Cookie option.   TCPCT_OUT_NEVER      Default: off.  Refuse to send (override) the Cookie option.   TCP_SYN_DATA_LIMIT      Default: 0.  Maximum: 496.  The maximum amount of data transmitted      with the <SYN>.  Wait for data before sending.   TCP_SYN_ACK_DATA_LIMIT      Default: 0.  Maximum: 1220.  The maximum amount of data      transmitted with the <SYN,ACK(SYN)>.  Wait for data before      sending.13.  Security Considerations   TCPCT was based on currently available tools, by experienced network   protocol designers with an interest in cryptography, rather than by   cryptographers with an interest in network protocols.  This   specification is intended to be readily implementable without   requiring an extensive background in cryptology.   Therefore, only minimal background cryptologic discussion and   rationale is included in this document.  Although some review has   been provided by the general cryptologic community, it is anticipated   that design decisions and tradeoffs will be thoroughly analysed in   subsequent dissertations and debated for many years to come.   Cryptologic details are reserved for separate documents that may be   more readily and timely updated with new analysis.Simpson                       Experimental                     [Page 28]

RFC 6013                 TCP Cookie Transactions            January 2011   The security depends on the quality of the random numbers generated   by each party.  Generating cryptographic quality random numbers on a   general purpose computer without hardware assistance is a very tricky   problem (see [RFC4086] for discussion).   TCPCT is not intended to prevent or recover from all possible   security threats.  Rather, it is designed to inhibit inadvertent   middlebox interference, while protecting against Denial of Service   (DoS) attacks.  (See [RFC4732], and[RFC3552] section 4.6.3 et seq.)   The cookie exchange does not protect against an interloper that can   race to substitute another value, nor an interceptor that can modify   and/or replace a value.  These attacks are considerably more   difficult than passive vacuum-cleaner monitoring.   Note that each incoming <SYN,ACK(SYN)> replaces the Responder cookie.   The initial exchange is most fragile, as protection against spoofing   relies entirely upon the sequence and timestamp.  This replacement   strategy allows the correct pair to pass through, while any others   will be filtered via Responder verification later.Simpson                       Experimental                     [Page 29]

RFC 6013                 TCP Cookie Transactions            January 2011Appendix A. Example HeadersA.1.  Example <SYN>   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   | Kind=MSS      | Length=4      |            (value)            |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   | Kind=UTO      | Length=4      |           (timeout)           |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   | Kind=SackOK   | Length=2      | Kind=TS       | Length=10     |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |                           TS Value                            |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |                         TS Echo Reply                         |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   | Kind=Cookie   | Length=16     |                               |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+                               +   |                                                               |   +                            Cookie                             +   |                                                               |   +                                                               +   |                                                               |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   | Kind=wscale   | Length=3      |    (value)    | Kind=EOL      |   +=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+   A 14 byte (112-bit) Cookie barely fits with the other recommended   options in the maximal 60 byte TCP header (40 bytes of option space).   Since the cookies are required to be the same size and meet a 32-bit   alignment requirement, the implementor recognizes that this order   provides optimal packing.   The UserTimeOut (UTO) option can appear in other locations instead,   such as following the Cookie option.  Because some middleboxes are   sensitive to the order of options, UTO should not appear before MSS   nor between the TS and Cookie.Simpson                       Experimental                     [Page 30]

RFC 6013                 TCP Cookie Transactions            January 2011A.2.  Example <ACK(SYN)> with Sack   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   | Kind=TSX      | Length=4      | Extend=16     |    0    | S=1 |   +=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+   |                           TS Value                            |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |                         TS Echo Reply                         |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   | Kind=nop      | Kind=nop      | Kind=Cookie   | Length=30     |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |                                                               |   +                                                               +   |                                                               |   +                       Initiator-Cookie                        +   |                                                               |   +                               +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |                               |                               |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+                               +   |                                                               |   +                       Responder-Cookie                        +   |                                                               |   +                                                               +   |                                                               |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   | Kind=MSS      | Length=4      |            (value)            |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   | Kind=UTO      | Length=4      |           (timeout)           |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   | Kind=nop      | Kind=nop      | Kind=Sack     | Length=10     |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |                        Starting Value                         |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |                         Ending Value                          |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   | Kind=wscale   | Length=3      |    (value)    | Kind=EOL      |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   Sack implies SackOK.Simpson                       Experimental                     [Page 31]

RFC 6013                 TCP Cookie Transactions            January 2011A.3.  Example <ACK(SYN)> with 64-bit Timestamps   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   | Kind=TSX      | Length=4      | Extend=15     |    0    | S=2 |   +=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+   |                                                               |   +                           TS Value                            +   |                                                               |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |                                                               |   +                         TS Echo Reply                         +   |                                                               |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   | Kind=SackOK   | Length=2      | Kind=Cookie   | Length=30     |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |                                                               |   +                                                               +   |                                                               |   +                       Initiator-Cookie                        +   |                                                               |   +                               +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |                               |                               |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+                               +   |                                                               |   +                       Responder-Cookie                        +   |                                                               |   +                                                               +   |                                                               |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   | Kind=MSS      | Length=4      |            (value)            |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   | Kind=UTO      | Length=4      |           (timeout)           |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   | Kind=wscale   | Length=3      |    (value)    | Kind=EOL      |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   The larger 64-bit (or 128-bit) Timestamps extended option MUST be   recognized, although the Responder MAY return a smaller Timestamps   extended option.Simpson                       Experimental                     [Page 32]

RFC 6013                 TCP Cookie Transactions            January 2011Normative References   [RFC791]   Postel, J., "Internet Protocol", STD 5,RFC 791, September              1981.   [RFC793]   Postel, J., "Transmission Control Protocol", STD 7,RFC793, September 1981.   [RFC1122]  Braden, R., Ed., "Requirements for Internet Hosts -              Communication Layers", STD 3,RFC 1122, October 1989.   [RFC1323]  Jacobson, V., Braden, R., and D. Borman, "TCP Extensions              for High Performance",RFC 1323, May 1992.   [RFC1948]  Bellovin, S., "Defending Against Sequence Number Attacks",RFC 1948, May 1996.   [RFC2018]  Mathis, M., Mahdavi, J., Floyd, S., and A. Romanow, "TCP              Selective Acknowledgment Options",RFC 2018, October 1996.   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate              Requirement Levels",BCP 14,RFC 2119, March 1997.   [RFC2988]  Paxson, V. and M. Allman, "Computing TCP's Retransmission              Timer",RFC 2988, November 2000.   [RFC3232]  Reynolds, J., Ed., "Assigned Numbers:RFC 1700 is Replaced              by an On-line Database",RFC 3232, January 2002.   [RFC5452]  Hubert, A. and R. van Mook, "Measures for Making DNS More              Resilient against Forged Answers",RFC 5452, January 2009.   [RFC5482]  Eggert, L. and F. Gont, "TCP User Timeout Option",RFC5482, March 2009.   [RFC5681]  Allman, M., Paxson, V., and E. Blanton, "TCP Congestion              Control",RFC 5681, September 2009.Simpson                       Experimental                     [Page 33]

RFC 6013                 TCP Cookie Transactions            January 2011Informative References   [EL2008]   Eddy, W. and A. Langley, "Extending the Space Available              for TCP Options", Work in Progress, July 2008.   [FTY1999]  Faber, T., Touch, J., and W. Yue, "The TIME-WAIT state in              TCP and Its Effect on Busy Servers", IEEE INFOCOM 99, pp.              1573-1584.   [Gont2009] Gont, F., "Security assessment of the Transmission Control              Protocol (TCP)", February 2009.https://www.cpni.gov.uk/Docs/tn-03-09-security-assessment-TCP.pdf   [GO2010]   Gont, F. and A. Oppermann, "On the generation of TCP              timestamps", Work in Progress, June 2010.   [Hannum1996]              Hannum, C., "Security Problems Associated With T/TCP",              unpublished work in progress, September 1996.http://www.mid-way.org/doc/ttcp-sec.txt   [KBC2005]  Kohno, T., Broido, A., and K. C. Claffy, "Remote physical              device fingerprinting", IEEE Symposium on Security and              Privacy, May 2005.http://www.caida.org/outreach/papers/2005/fingerprinting/              KohnoBroidoClaffy05-devicefingerprinting.pdf   [KS1995]   Karn, P. and W. Simpson, "The Photuris Session Key              Management Protocol", March 1995.              Published as: "Photuris: Design Criteria", Proceedings of              Sixth Annual Workshop on Selected Areas in Cryptography,              LNCS 1758, Springer-Verlag.  August 1999.   [Langley2008]              Langley, A., "Faster application handshakes with SYN/ACK              payloads", Work in Progress, August 2008.   [MAF2004]  Medina, A., Allman, M., and S. Floyd, "Measuring              Interactions Between Transport Protocols and Middleboxes",              Proceedings 4th ACM SIGCOMM/USENIX Conference on Internet              Measurement, October 2004.http://www.icsi.berkeley.edu/pubs/networking/tbit-Aug2004.pdfSimpson                       Experimental                     [Page 34]

RFC 6013                 TCP Cookie Transactions            January 2011   [Metzger1996]              Metzger, P., "Re: SYN floods (was: does history repeat              itself?)", September 9, 1996.http://www.merit.net/mail.archives/nanog/1996-09/msg00235.html   [Metzger1998]              Metzger, P., "Re: what a new TCP header might look like",              May 12, 1998.ftp://ftp.isi.edu/end2end/end2end-interest-1998.mail   [Morris1985]              Morris, R., "A Weakness in the 4.2BSD Unix TCP/IP              Software", Technical Report CSTR-117, AT&T Bell              Laboratories, February 1985.http://pdos.csail.mit.edu/~rtm/papers/117.pdf   [MSV2009]  Metzger, P., Simpson, W., and P. Vixie, "Improving TCP              Security With Robust Cookies", Usenix ;login:, December              2009.http://www.usenix.org/publications/login/2009-12/openpdfs/metzger.pdf   [Phrack1998]              route|daemon9, "T/TCP vulnerabilities", Phrack Magazine,              Volume 8, Issue 53, July 8, 1998.http://www.phrack.org/issues.html?issue=53&id=6   [RFC1379]  Braden, R., "Extending TCP for Transactions -- Concepts",RFC 1379, November 1992.   [RFC1644]  Braden, R., "T/TCP -- TCP Extensions for Transactions              Functional Specification",RFC 1644, July 1994.   [RFC2385]  Heffernan, A., "Protection of BGP Sessions via the TCP MD5              Signature Option",RFC 2385, August 1998.   [RFC2522]  Karn, P. and W. Simpson, "Photuris: Session-Key Management              Protocol",RFC 2522, March 1999.   [RFC2827]  Ferguson, P. and D. Senie, "Network Ingress Filtering:              Defeating Denial of Service Attacks which employ IP Source              Address Spoofing",BCP 38,RFC 2827, May 2000.   [RFC2960]  Stewart, R., Xie, Q., Morneault, K., Sharp, C.,              Schwarzbauer, H., Taylor, T., Rytina, I., Kalla, M.,              Zhang, L., and V. Paxson, "Stream Control Transmission              Protocol",RFC 2960, October 2000.Simpson                       Experimental                     [Page 35]

RFC 6013                 TCP Cookie Transactions            January 2011   [RFC3022]  Srisuresh, P. and K. Egevang, "Traditional IP Network              Address Translator (Traditional NAT)",RFC 3022, January              2001.   [RFC3234]  Carpenter, B. and S. Brim, "Middleboxes: Taxonomy and              Issues",RFC 3234, February 2002.   [RFC3309]  Stone, J., Stewart, R., and D. Otis, "Stream Control              Transmission Protocol (SCTP) Checksum Change",RFC 3309,              September 2002.   [RFC3552]  Rescorla, E. and B. Korver, "Guidelines for Writing RFC              Text on Security Considerations",BCP 72,RFC 3552, July              2003.   [RFC3692]  Narten, T., "Assigning Experimental and Testing Numbers              Considered Useful",BCP 82,RFC 3692, January 2004.   [RFC3704]  Baker, F. and P. Savola, "Ingress Filtering for Multihomed              Networks",BCP 84,RFC 3704, March 2004.   [RFC4086]  Eastlake 3rd, D., Schiller, J., and S. Crocker,              "Randomness Requirements for Security",BCP 106,RFC 4086,              June 2005.   [RFC4340]  Kohler, E., Handley, M., and S. Floyd, "Datagram              Congestion Control Protocol (DCCP)",RFC 4340, March 2006.   [RFC4727]  Fenner, B., "Experimental Values In IPv4, IPv6, ICMPv4,              ICMPv6, UDP, and TCP Headers",RFC 4727, November 2006.   [RFC4732]  Handley, M., Ed., Rescorla, E., Ed., and Internet              Architecture Board, "Internet Denial-of-Service              Considerations",RFC 4732, November 2006.   [RFC4953]  Touch, J., "Defending TCP Against Spoofing Attacks",RFC4953, July 2007.   [RFC4960]  Stewart, R., Ed., "Stream Control Transmission Protocol",RFC 4960, September 2007.   [RFC4987]  Eddy, W., "TCP SYN Flooding Attacks and Common              Mitigations",RFC 4987, August 2007.   [RFC5077]  Salowey, J., Zhou, H., Eronen, P., and H. Tschofenig,              "Transport Layer Security (TLS) Session Resumption without              Server-Side State",RFC 5077, January 2008.Simpson                       Experimental                     [Page 36]

RFC 6013                 TCP Cookie Transactions            January 2011   [RFC5358]  Damas, J. and F. Neves, "Preventing Use of Recursive              Nameservers in Reflector Attacks",BCP 140,RFC 5358,              October 2008.   [RFC5925]  Touch, J., Mankin, A., and R. Bonica, "The TCP              Authentication Option",RFC 5925, June 2010.   [RFC6056]  Larson, M. and F. Gont, "Recommendations for Transport-              Protocol Port Randomization",BCP 156,RFC 6056, January              2011.   [rfc1323bis]              Borman, D., Braden, R., and V. Jacobson., "TCP Extensions              for High Performance", Work in Progress, March 2009.Author's Address   Questions about this document can be directed to:   William Allen Simpson   DayDreamer   Computer Systems Consulting Services   1384 Fontaine   Madison Heights, Michigan 48071   EMail: William.Allen.Simpson@Gmail.comSimpson                       Experimental                     [Page 37]

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