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INFORMATIONAL
Internet Engineering Task Force (IETF)                 A. Kobayashi, Ed.Request for Comments: 5982                                   NTT PF Lab.Category: Informational                                   B. Claise, Ed.ISSN: 2070-1721                                      Cisco Systems, Inc.                                                             August 2010IP Flow Information Export (IPFIX) Mediation: Problem StatementAbstract   Flow-based measurement is a popular method for various network   monitoring usages.  The sharing of flow-based information for   monitoring applications having different requirements raises some   open issues in terms of measurement system scalability, flow-based   measurement flexibility, and export reliability that IP Flow   Information Export (IPFIX) Mediation may help resolve.  This document   describes some problems related to flow-based measurement that   network administrators have been facing, and then it describes IPFIX   Mediation applicability examples along with the problems.Status of This Memo   This document is not an Internet Standards Track specification; it is   published for informational purposes.   This document is a product of the Internet Engineering Task Force   (IETF).  It represents the consensus of the IETF community.  It has   received public review and has been approved for publication by the   Internet Engineering Steering Group (IESG).  Not all documents   approved by the IESG are a candidate for any level of Internet   Standard; seeSection 2 of RFC 5741.   Information about the current status of this document, any errata,   and how to provide feedback on it may be obtained athttp://www.rfc-editor.org/info/rfc5982.Copyright Notice   Copyright (c) 2010 IETF Trust and the persons identified as the   document authors.  All rights reserved.   This document is subject toBCP 78 and the IETF Trust's Legal   Provisions Relating to IETF Documents   (http://trustee.ietf.org/license-info) in effect on the date of   publication of this document.  Please review these documents   carefully, as they describe your rights and restrictions with respect   to this document.  Code Components extracted from this document mustKobayashi and Claise          Informational                     [Page 1]

RFC 5982           IPFIX Mediation: Problem Statement        August 2010   include Simplified BSD License text as described in Section 4.e of   the Trust Legal Provisions and are provided without warranty as   described in the Simplified BSD License.Table of Contents1. Introduction ....................................................32. Terminology and Definitions .....................................33. IPFIX/PSAMP Documents Overview ..................................53.1. IPFIX Documents Overview ...................................53.2. PSAMP Documents Overview ...................................54. Problem Statement ...............................................54.1. Coping with IP Traffic Growth ..............................64.2. Coping with Multipurpose Traffic Measurement ...............74.3. Coping with Heterogeneous Environments .....................74.4. Summary ....................................................75. Mediation Applicability Examples ................................85.1. Adjusting Flow Granularity .................................85.2. Collecting Infrastructure ..................................85.3. Correlation for Data Records ...............................95.4. Time Composition ...........................................95.5. Spatial Composition .......................................105.6. Data Record Anonymization .................................115.7. Data Retention ............................................115.8. IPFIX Export from a Branch Office .........................125.9. Distributing Data Record Types ............................135.10. Flow-Based Sampling and Selection ........................145.11. Interoperability between Legacy Protocols and IPFIX ......156. IPFIX Mediators' Implementation-Specific Problems ..............156.1. Loss of Original Exporter Information .....................156.2. Loss of Base Time Information .............................166.3. Transport Sessions Management .............................166.4. Loss of Options Template Information ......................166.5. Template ID Management ....................................176.6. Consideration for Network Topology ........................186.7. IPFIX Mediation Interpretation ............................186.8. Consideration for Aggregation .............................197. Summary and Conclusion .........................................208. Security Considerations ........................................209. Acknowledgements ...............................................2110. References ....................................................2210.1. Normative References .....................................2210.2. Informative References ...................................22   Contributors ......................................................24Kobayashi and Claise          Informational                     [Page 2]

RFC 5982           IPFIX Mediation: Problem Statement        August 20101.  Introduction   An advantage of flow-based measurement is that it allows monitoring   large amounts of traffic observed at distributed Observation Points.   While flow-based measurement can be applied to one of various   purposes and applications, it is difficult for flow-based measurement   to apply to multiple applications with very different requirements in   parallel.  Network administrators need to adjust the parameters of   the metering devices to fulfill the requirements of every single   measurement application.  Such configurations are often not supported   by the metering devices, either because of functional restrictions or   because of limited computational and memory resources, which inhibit   the metering of large amounts of traffic with the desired setup.  IP   Flow Information Export (IPFIX) Mediation fills the gap between   restricted metering capabilities and the requirements of measurement   applications by introducing an intermediate device called the IPFIX   Mediator.   The IPFIX requirements defined in [RFC3917] mention examples of   intermediate devices located between Exporters and Collectors, such   as IPFIX proxies or concentrators.  But, there are no documents   defining a generalized concept for such intermediate devices.  This   document addresses that issue by defining IPFIX Mediation -- a   generalized intermediate device concept for IPFIX -- and examining in   detail the motivations behind its application.   This document is structured as follows:Section 2 describes the   terminology used in this document,Section 3 gives an IPFIX/Packet   Sampling (PSAMP) document overview,Section 4 introduces general   problems related to flow-based measurement,Section 5 describes some   applicability examples where IPFIX Mediation would be beneficial,   and, finally,Section 6 describes some problems an IPFIX Mediation   implementation might face.2.  Terminology and Definitions   The IPFIX-specific and PSAMP-specific terminology used in this   document is defined in [RFC5101] and [RFC5476], respectively.  In   this document, as in [RFC5101] and [RFC5476], the first letter of   each IPFIX-specific and PSAMP-specific term is capitalized along with   the IPFIX Mediation-specific terms defined here.   In this document, we call "record stream" a stream of records   carrying flow- or packet-based information.  The records may be   encoded as IPFIX Data Records or in any other format.Kobayashi and Claise          Informational                     [Page 3]

RFC 5982           IPFIX Mediation: Problem Statement        August 2010   Original Exporter      An Original Exporter is an IPFIX Device that hosts the Observation      Points where the metered IP packets are observed.   IPFIX Mediation      IPFIX Mediation is the manipulation and conversion of a record      stream for subsequent export using the IPFIX protocol.   The following terms are used in this document to describe the   architectural entities used by IPFIX Mediation.   Intermediate Process      An Intermediate Process takes a record stream as its input from      Collecting Processes, Metering Processes, IPFIX File Readers,      other Intermediate Processes, or other record sources; performs      some transformations on this stream, based upon the content of      each record, states maintained across multiple records, or other      data sources; and passes the transformed record stream as its      output to Exporting Processes, IPFIX File Writers, or other      Intermediate Processes, in order to perform IPFIX Mediation.      Typically, an Intermediate Process is hosted by an IPFIX Mediator.      Alternatively, an Intermediate Process may be hosted by an      Original Exporter.   IPFIX Mediator      An IPFIX Mediator is an IPFIX Device that provides IPFIX Mediation      by receiving a record stream from some data sources, hosting one      or more Intermediate Processes to transform that stream, and      exporting the transformed record stream into IPFIX Messages via an      Exporting Process.  In the common case, an IPFIX Mediator receives      a record stream from a Collecting Process, but it could also      receive a record stream from data sources not encoded using IPFIX,      e.g., in the case of conversion from the NetFlow V9 protocol      [RFC3954] to the IPFIX protocol.      Note that the IPFIX Mediator is a generalization of the      concentrator and proxy elements envisioned in the IPFIX      requirements [RFC3917].  IPFIX Mediators running appropriate      Intermediate Processes provide the functionality specified      therein.Kobayashi and Claise          Informational                     [Page 4]

RFC 5982           IPFIX Mediation: Problem Statement        August 20103.  IPFIX/PSAMP Documents Overview   IPFIX Mediation can be applied to Flow- or packet-based information.   The Flow-based information is encoded as IPFIX Flow Records by the   IPFIX protocol, and the packet-based information is extracted by some   packet selection techniques and then encoded as PSAMP Packet Reports   by the PSAMP protocol.  Thus, this section describes relevant   documents for both protocols.3.1.  IPFIX Documents Overview   The IPFIX protocol [RFC5101] provides network administrators with   access to IP flow information.  The architecture for the export of   measured IP flow information from an IPFIX Exporting Process to a   Collecting Process is defined in [RFC5470], per the requirements   defined in [RFC3917].  The IPFIX protocol [RFC5101] specifies how   IPFIX Data Records and Templates are carried via a number of   transport protocols from IPFIX Exporting Processes to IPFIX   Collecting Processes.  IPFIX has a formal description of IPFIX   Information Elements, their names, types, and additional semantic   information, as specified in [RFC5102].  [RFC5815] specifies the   IPFIX Management Information Base.  Finally, [RFC5472] describes what   types of applications can use the IPFIX protocol and how they can use   the information provided.  Furthermore, it shows how the IPFIX   framework relates to other architectures and frameworks.  The storage   of IPFIX Messages in a file is specified in [RFC5655].3.2.  PSAMP Documents Overview   The framework for packet selection and reporting [RFC5474] enables   network elements to select subsets of packets by statistical and   other methods and to export a stream of reports on the selected   packets to a Collector.  The set of packet selection techniques   (Sampling and Filtering) standardized by PSAMP is described in   [RFC5475].  The PSAMP protocol [RFC5476] specifies the export of   packet information from a PSAMP Exporting Process to a Collector.   Like IPFIX, PSAMP has a formal description of its Information   Elements, their names, types, and additional semantic information.   The PSAMP information model is defined in [RFC5477].  [PSAMP-MIB]   describes the PSAMP Management Information Base.4.  Problem Statement   Network administrators generally face the problems of measurement   system scalability, Flow-based measurement flexibility, and export   reliability, even if some techniques, such as Packet Sampling,   Filtering, Data Records aggregation, and export replication, have   already been developed.  The problems consist of adjusting someKobayashi and Claise          Informational                     [Page 5]

RFC 5982           IPFIX Mediation: Problem Statement        August 2010   parameters of metering devices to resources of the measurement system   while fulfilling appropriate conditions: data accuracy, Flow   granularity, and export reliability.  These conditions depend on two   factors.   o  Measurement system capacity: This consists of the bandwidth of the      management network, the storage capacity, and the performances of      the collecting devices and exporting devices.   o  Application requirements: Different applications, such as traffic      engineering, detecting traffic anomalies, and accounting, impose      different Flow Record granularities, and data accuracies.   The sustained growth of IP traffic has been overwhelming the   capacities of measurement systems.  Furthermore, a large variety of   applications (e.g., Quality-of-Service (QoS) measurement, traffic   engineering, security monitoring) and the deployment of measurement   systems in heterogeneous environments have been increasing the demand   and complexity of IP traffic measurements.4.1.  Coping with IP Traffic Growth   Enterprise or service provider networks already have multiple 10 Gb/s   links, their total traffic exceeding 100 Gb/s.  In the near future,   broadband users' traffic will increase by approximately 40% every   year according to [TRAFGRW].  When administrators monitor IP traffic   sustaining its growth at multiple Exporters, the amount of exported   Flow Records from Exporters could exceed the ability of a single   Collector.   To deal with this problem, current data reduction techniques (Packet   Sampling and Filtering in [RFC5475], and aggregation of measurement   data) have been generally implemented on Exporters.  Note that Packet   Sampling leads to potential loss of small Flows.  With both Packet   Sampling and aggregation techniques, administrators might no longer   be able to detect and investigate subtle traffic changes and   anomalies, as this requires detailed Flow information.  With   Filtering, only a subset of the Data Records are exported.   Considering the potential drawbacks of Packet Sampling, Filtering,   and Data Records aggregation, there is a need for a large-scale   collecting infrastructure that does not rely on data reduction   techniques.Kobayashi and Claise          Informational                     [Page 6]

RFC 5982           IPFIX Mediation: Problem Statement        August 20104.2.  Coping with Multipurpose Traffic Measurement   Different monitoring applications impose different requirements on   the monitoring infrastructure.  Some of them require traffic   monitoring at a Flow level while others need information about   individual packets or just Flow aggregates.   To fulfill these diverse requirements, an Exporter would need to   perform various complex metering tasks in parallel, which is a   problem due to limited resources.  Hence, it can be advantageous to   run the Exporter with a much simpler setup and to perform appropriate   post-processing of the exported Data Records at a later stage.4.3.  Coping with Heterogeneous Environments   Network administrators use IPFIX Devices and PSAMP Devices from   various vendors, various software versions, and various device types   (router, switch, or probe) in a single network domain.  Even legacy   flow export protocols are still deployed in current networks.  This   heterogeneous environment leads to differences in Metering Process   capabilities, Exporting Process capacity (export rate, cache memory,   etc.), and data format.  For example, probes and switches cannot   retrieve some derived packet properties from a routing table.   To deal with this problem, the measurement system needs to mediate   the differences.  However, equipping all collecting devices with this   absorption function is difficult.4.4.  Summary   Due to resource limitations of the measurement system, it is   important to use traffic data reduction techniques as early as   possible, e.g., at the Exporter.  However, this implementation is   made difficult by the heterogeneous environment of exporting devices.   On the other hand, keeping data accuracy and Flow granularity to meet   the requirements of different monitoring applications requires a   scalable and flexible collecting infrastructure.   This implies that a new Mediation function is required in typical   Exporter-Collector architectures.  Based on some applicability   examples, the next section shows the limitation of the typical   Exporter-Collector architecture model and the IPFIX Mediation   benefits.Kobayashi and Claise          Informational                     [Page 7]

RFC 5982           IPFIX Mediation: Problem Statement        August 20105.  Mediation Applicability Examples5.1.  Adjusting Flow Granularity   The simplest set of Flow Keys is a fixed 5-tuple of protocol, source   and destination IP addresses, and source and destination port   numbers.  A shorter set of Flow Keys, such as a triple, a double, or   a single property, (for example, network prefix, peering autonomous   system number, or BGP Next-Hop fields), creates more aggregated Flow   Records.  This is especially useful for measuring router-level   traffic matrices in a core network domain and for easily adjusting   the performance of Exporters and Collectors.   Implementation analysis:      Implementations for this case depend on where Flow granularity is      adjusted.  More suitable implementations use configurable Metering      Processes in Original Exporters.  The cache in the Metering      Process can specify its own set of Flow Keys and extra fields.      The Original Exporter thus generates Flow Records of the desired      Flow granularity.      In the case where a Metering Process hosting no ability to change      the Flow Keys in Original Exporters creates Flow Records, or PSAMP      Packet Reports, an IPFIX Mediator can aggregate Data Records based      on a new set of Flow Keys.  Even in the case of a Metering Process      hosting this ability, an IPFIX Mediator can further aggregate the      Flow Records.5.2.  Collecting Infrastructure   Increasing numbers of IPFIX Exporters, IP traffic growth, and the   variety of treatments expected to be performed on the Data Records   make it more and more difficult to implement all measurement   applications within a single Collector.   Implementation analysis:      To increase the collecting (e.g., the bandwidth capacity) and      processing capacity, distributed Collectors close to Exporters      need to be deployed.  In such a case, those Collectors would      become IPFIX Mediators, re-exporting Data Records on demand to      centralized applications.  To cope with the variety of measurement      applications, one possible implementation uses an Intermediate      Process deciding to which Collector(s) each record is exported.      More specific cases are described inSection 5.9.Kobayashi and Claise          Informational                     [Page 8]

RFC 5982           IPFIX Mediation: Problem Statement        August 20105.3.  Correlation for Data Records   The correlation amongst Data Records or between Data Records and   metadata provides new metrics or information, including the   following.   o  One-to-one correlation between Data Records      *  One-way delay from the correlation of PSAMP Packet Reports from         different Exporters along a specific path.  For example, one-         way delay is calculated from the correlation of two PSAMP         Packet Reports, including the packet digest and the arrival         time at the Observation Point.  This scenario is described inSection 6.2.1.2 of [RFC5475].      *  Packet inter-arrival time from the correlation of sequential         PSAMP Packet Reports from an Exporter.      *  Treatment from the correlation of Data Records with common         properties, observed at incoming/outgoing interfaces.  Examples         are the rate-limiting ratio, the compression ratio, the         optimization ratio, etc.   o  Correlation amongst Data Records      Average/maximum/minimum values from correlating multiple Data      Records.  Examples are the average/maximum/minimum number of      packets of the measured Flows, the average/maximum/minimum one-way      delay, the average/maximum/minimum number of lost packets, etc.   o  Correlation between Data Records and other metadata      Examples are some BGP attributes associated with Data Records, as      determined via routing table lookup.   Implementation analysis:      One possible implementation for this case uses an Intermediate      Process located between the Metering Processes and Exporting      Processes on the Original Exporter, or alternatively, a separate      IPFIX Mediator located between the Original Exporters and IPFIX      Collectors.5.4.  Time Composition   Time composition is defined as the aggregation of consecutive Data   Records with identical Flow Keys.  It leads to the same output as   setting a longer active timeout on Original Exporters, with oneKobayashi and Claise          Informational                     [Page 9]

RFC 5982           IPFIX Mediation: Problem Statement        August 2010   advantage: the creation of new metrics such as average, maximum, and   minimum values from Flow Records with a shorter time interval enables   administrators to keep track of changes that might have happened   during the time interval.   Implementation analysis:      One possible implementation for this case uses an Intermediate      Process located between the Metering Processes and Exporting      Processes on the Original Exporter, or alternatively a separate      IPFIX Mediator located between the Original Exporters and IPFIX      Collectors.5.5.  Spatial Composition   Spatial composition is defined as the aggregation of Data Records in   a set of Observation Points within an Observation Domain, across   multiple Observation Domains from a single Exporter, or even across   multiple Exporters.  The spatial composition is divided into four   types.   o  Case 1: Spatial composition within one Observation Domain      For example, to measure the traffic for a single logical interface      in the case in which link aggregation [IEEE802.3ad] exists, Data      Records metered at physical interfaces belonging to the same trunk      can be merged.   o  Case 2: Spatial composition across Observation Domains, but within      a single Original Exporter      For example, in the case in which link aggregation exists, Data      Records metered at physical interfaces belonging to the same trunk      grouping beyond the line card can be merged.   o  Case 3: Spatial composition across Exporters      Data Records metered within an administrative domain, such as the      west area and east area of an ISP network, can be merged.   o  Case 4: Spatial composition across administrative domains      Data Records metered across administrative domains, such as across      different customer networks or different ISP networks, can be      merged.  For example, a unique Collector knows in which customer      network an Exporter exists, and then works out the traffic data      per customer based on the Exporter IP address.Kobayashi and Claise          Informational                    [Page 10]

RFC 5982           IPFIX Mediation: Problem Statement        August 2010   Implementation analysis:      One possible implementation for cases 1 and 2 uses an Intermediate      Process located between the Metering Processes and Exporting      Processes on the Original Exporter.  A separate IPFIX Mediator      located between the Original Exporters and IPFIX Collectors is a      valid solution for cases 1, 2, 3, and 4.5.6.  Data Record Anonymization   IPFIX exports across administrative domains can be used to measure   traffic for wide-area traffic engineering or to analyze Internet   traffic trends, as described in the spatial composition across   administrative domains in the previous subsection.  In such a case,   administrators need to adhere to privacy protection policies and   prevent access to confidential traffic measurements by other people.   Typically, anonymization techniques enable the provision of traffic   data to other people without violating these policies.   Generally, anonymization modifies a data set to protect the identity   of the people or entities described by the data set from being   disclosed.  It also attempts to preserve sets of network traffic   properties useful for a given analysis while ensuring the data cannot   be traced back to the specific networks, hosts, or users generating   the traffic.  For example, IP address anonymization is particularly   important for avoiding the identification of users, hosts, and   routers.  As another example, when an ISP provides traffic monitoring   service to end customers, network administrators take care of   anonymizing interface index fields that could disclose any   information about the vendor or software version of the Exporters.   Implementation analysis:      One possible implementation for this case uses an anonymization      function at the Original Exporter.  However, this increases the      load on the Original Exporter.  A more flexible implementation      uses a separate IPFIX Mediator between the Original Exporter and      Collector.5.7.  Data Retention   Data retention refers to the storage of traffic data by service   providers and commercial organizations.  Legislative regulations   often require that network operators retain both IP traffic data and   call detail records, in wired and wireless networks, generated by endKobayashi and Claise          Informational                    [Page 11]

RFC 5982           IPFIX Mediation: Problem Statement        August 2010   users while using a service provider's services.  The traffic data is   required for the purpose of the investigation, detection, and   prosecution of serious crime, if necessary.  Data retention examples   relevant to IP networks are the following:   o  Internet telephony (includes every multimedia session associated      with IP multimedia services)   o  Internet email   o  Internet access   Data retention, for these services in particular, requires a   measurement system with reliable export and huge storage, as the data   must be available for a long period of time, typically at least six   months.   Implementation analysis:      Regarding export reliability requirement, the most suitable      implementation uses the Stream Control Transmission Protocol      (SCTP) between the Original Exporter and Collector.  If an      unreliable transport protocol such as UDP is used, a legacy      exporting device exports Data Records to a nearby IPFIX Mediator      through UDP, and then an IPFIX Mediator could reliably export them      to the IPFIX Collector through SCTP.  If an unreliable transport      protocol such as UDP is used and if there is no IPFIX Mediator,      the legacy exporting device should duplicate the exports to      several Collectors to lower the probability of losing Flow      Records.  However, it might result in network congestion, unless      dedicated export links are used.      Regarding huge storage requirements, the collecting infrastructure      is described inSection 5.2.5.8.  IPFIX Export from a Branch Office   Generally, in large enterprise networks, Data Records from branch   offices are gathered in a central office.  However, in the long-   distance branch office case, the bandwidth for transporting IPFIX is   limited.  Therefore, even if multiple Data Record types should be of   interest to the Collector (e.g., IPFIX Flow Records in both   directions, IPFIX Flow Records before and after WAN optimization   techniques, performance metrics associated with the IPFIX Flow   Records exported at regular intervals, etc.), the export bandwidth   limitation is an important factor to pay attention to.Kobayashi and Claise          Informational                    [Page 12]

RFC 5982           IPFIX Mediation: Problem Statement        August 2010   Implementation analysis:      One possible implementation for this case uses an IPFIX Mediator      located in a branch office.  The IPFIX Mediator would aggregate      and correlate Data Records to cope with the export bandwidth      limitation.5.9.  Distributing Data Record Types   Recently, several networks have shifted towards integrated networks,   such as the pure IP and MPLS networks, which include IPv4, IPv6, and   VPN traffic.  Data Record types (IPv4, IPv6, MPLS, and VPN) need to   be analyzed separately and from different perspectives for different   organizations.  A single Collector handling all Data Record types   might become a bottleneck in the collecting infrastructure.  Data   Records distributed based on their respective types can be exported   to the appropriate Collector, resulting in load distribution amongst   multiple Collectors.   Implementation analysis:      One possible implementation for this case uses replication of the      IPFIX Message in an Original Exporter for multiple IPFIX      Collectors.  Each Collector then extracts the Data Record required      by its own applications.  However, this replication increases the      load of the Exporting Process and the waste of bandwidth between      the Exporter and Collector.      A more sophisticated implementation uses an Intermediate Process      located between the Metering Processes and Exporting Processes in      an Original Exporter.  The Intermediate Process determines to      which Collector a Data Record is exported, depending on certain      field values.  If an Original Exporter does not have this      capability, it exports Data Records to a nearby separate IPFIX      Mediator, and then the IPFIX Mediator could distribute them to the      appropriate IPFIX Collectors.      For example, in the case of distributing a specific customer's      Data Records, an IPFIX Mediator needs to identify the customer      networks.  The Route Distinguisher (RD), ingress interface,      peering Autonomous System (AS) number, or BGP Next-Hop, or simply      the network prefix may be evaluated to distinguish different      customer networks.  In the following figure, the IPFIX Mediator      reroutes Data Records on the basis of the RD value.  This system      enables each customer's traffic to be inspected independently.Kobayashi and Claise          Informational                    [Page 13]

RFC 5982           IPFIX Mediation: Problem Statement        August 2010                                              .---------.                                              |Traffic  |                                        .---->|Collector|<==>Customer#A                                        |     |#1       |                                        |     '---------'                                     RD=100:1   .----------.        .-----------.    |   |IPFIX     |        |IPFIX      |----'     .---------.   |Exporter#1|        |Mediator   | RD=100:2 |Traffic  |   |          |------->|           |--------->|Collector|<==>Customer#B   |          |        |           |          |#2       |   |          |        |           |----.     '---------'   '----------'        '-----------'    |                                     RD=100:3                                        |     .---------.                                        |     |Traffic  |                                        '---->|Collector|<==>Customer#C                                              |#3       |                                              '---------'            Figure A.  Distributing Data Records to Collectors                           Using IPFIX Mediator5.10.  Flow-Based Sampling and Selection   Generally, the distribution of the number of packets per Flow seems   to be heavy tailed.  Most types of Flow Records are likely to be   small Flows consisting of a small number of packets.  The measurement   system is overwhelmed with a huge amount of these small Flows.  If   statistics information of small Flows is exported as merged data by   applying a policy or threshold, the load on the Exporter is reduced.   Furthermore, if the Flow distribution is known, exporting only a   subset of the Data Records might be sufficient.   Implementation analysis:      One possible implementation for this case uses an Intermediate      Process located between the Metering Processes and Exporting      Processes on the Original Exporter, or alternatively a separate      IPFIX Mediator located between the Original Exporters and IPFIX      Collectors.  A set of IPFIX Mediation functions, such as      Filtering, selecting, and aggregation, is used in the IPFIX      Mediator.Kobayashi and Claise          Informational                    [Page 14]

RFC 5982           IPFIX Mediation: Problem Statement        August 20105.11.  Interoperability between Legacy Protocols and IPFIX   During the migration process from a legacy protocol such as NetFlow   [RFC3954] to IPFIX, both NetFlow exporting devices and IPFIX   Exporters are likely to coexist in the same network.  Operators need   to continue measuring the traffic data from legacy exporting devices,   even after introducing IPFIX Collectors.   Implementation analysis:      One possible implementation for this case uses an IPFIX Mediator      that converts a legacy protocol to IPFIX.6.  IPFIX Mediators' Implementation-Specific Problems6.1.  Loss of Original Exporter Information   Both the Exporter IP address indicated by the source IP address of   the IPFIX Transport Session and the Observation Domain ID included in   the IPFIX Message header are likely to be lost during IPFIX   Mediation.  In some cases, an IPFIX Mediator might drop the   information deliberately.  In general, however, the Collector must   recognize the origin of the measurement information, such as the IP   address of the Original Exporter, the Observation Domain ID, or even   the Observation Point ID.  Note that, if an IPFIX Mediator cannot   communicate the Original Exporter IP address, then the IPFIX   Collector will wrongly deduce that the IP address of the IPFIX   Mediator is that of the Original Exporter.   In the following figure, a Collector can identify two IP addresses:   192.0.2.3 (IPFIX Mediator) and 192.0.2.2 (Exporter#2), respectively.   The Collector, however, needs to somehow recognize both Exporter#1   and Exporter#2, which are the Original Exporters.  The IPFIX Mediator   must be able to notify the Collector about the IP address of the   Original Exporter.Kobayashi and Claise          Informational                    [Page 15]

RFC 5982           IPFIX Mediation: Problem Statement        August 2010      .----------.          .--------.      |IPFIX     |          |IPFIX   |      |Exporter#1|--------->|Mediator|---+      |          |          |        |   |      '----------'          '--------'   |       .---------.      IP:192.0.2.1        IP:192.0.2.3    '----->|IPFIX    |      ODID:10             ODID:0                 |Collector|                                         +------>|         |      .----------.                       |       '---------'      |IPFIX     |                       |      |Exporter#2|-----------------------'      |          |      '----------'      IP:192.0.2.2      ODID:20             Figure B.  Loss of Original Exporter Information6.2.  Loss of Base Time Information   The Export Time field included in the IPFIX Message header represents   a reference timestamp for Data Records.  Some IPFIX Information   Elements, described in [RFC5102], carry delta timestamps that   indicate the time difference from the value of the Export Time field.   If the Data Records include any delta time fields and the IPFIX   Mediator overwrites the Export Time field when sending IPFIX   Messages, the delta time fields become meaningless and, because   Collectors cannot recognize this situation, wrong time values are   propagated.6.3.  Transport Sessions Management   Maintaining relationships between the incoming Transport Sessions and   the outgoing ones depends on the Mediator's implementation.  If an   IPFIX Mediator relays multiple incoming Transport Sessions to a   single outgoing Transport Session, and if the IPFIX Mediator shuts   down its outgoing Transport Session, Data Records of the incoming   Transport Sessions would not be relayed anymore.  In the case of   resetting an incoming Transport Session, the behavior of the IPFIX   Mediator needs to be specified.6.4.  Loss of Options Template Information   In some cases, depending on the implementation of the IPFIX   Mediators, the information reported in the Data Records defined by   Options Templates could also be lost.  If, for example, the Sampling   rate is not communicated from the Mediator to the Collector, the   Collector would miscalculate the traffic volume.  This might lead toKobayashi and Claise          Informational                    [Page 16]

RFC 5982           IPFIX Mediation: Problem Statement        August 2010   crucial problems.  Even if an IPFIX Mediator were to simply relay   received Data Records defined by Options Templates, the values of its   scope fields could become meaningless in the content of a different   Transport Session.  The minimal information to be communicated by an   IPFIX Mediator must be specified.6.5.  Template ID Management   The Template ID is unique on the basis of the Transport Session and   Observation Domain ID.  If an IPFIX Mediator is not able to manage   the relationships amongst the Template IDs and the incoming Transport   Session information, and if the Template ID is used in the Options   Template scope, IPFIX Mediators would, for example, relay wrong   values in the scope field and in the Template Withdrawal Message.   The Collector would thus not be able to interpret the Template ID in   the Template Withdrawal Message and in the Options Template scope.   As a consequence, there is a risk that the Collector would then shut   down the IPFIX Transport Session.   For example, an IPFIX Mediator must maintain the state of the   incoming Transport Sessions in order to manage the Template ID on its   outgoing Transport Session correctly.  Even if the Exporter Transport   Session re-initializes, the IPFIX Mediator must manage the   association of Template IDs in a specific Transport Session.  In the   following figure, the IPFIX Mediator exports three Templates (256,   257, and 258), received from Exporter#3, Exporter#2, and Exporter#1,   respectively.  If Exporter#1 re-initializes, and the Template ID   value 258 is now replaced with 256, the IPFIX Mediator must correctly   manage the new mapping of (incoming Transport Session, Template ID)   and (outgoing Transport Session, Template ID) without shutting down   its outgoing Transport Session.Kobayashi and Claise          Informational                    [Page 17]

RFC 5982           IPFIX Mediation: Problem Statement        August 2010   .----------. OLD: Template ID 258   |IPFIX     | NEW: Template ID 256   |Exporter#1|----+   |          |    |   '----------'    X   .----------.    |           .-----------.               .----------.   |IPFIX     |    '---------->|           |               |          |   |Exporter#2|--------------->|IPFIX      |-------------->|IPFIX     |   |          |Template ID 257 |Mediator   |Template ID 258| Collector|   '----------'    +---------->|           |Template ID 257|          |   .----------.    |           '-----------'Template ID 256'----------'   |IPFIX     |    |   |Exporter#3|----'   |          | Template ID 256   '----------'           Figure C.  Relaying from Multiple Transport Sessions                       to a Single Transport Session6.6.  Consideration for Network Topology   While IPFIX Mediation can be applied anywhere, caution should be   taken as to how to aggregate the counters, as there is a potential   risk of double counting.  For example, if three Exporters export   PSAMP Packet Reports related to the same flow, the one-way delay can   be calculated, while summing up the number of packets and bytes does   not make sense.  Alternatively, if three Exporters export Flow   Records entering an administrative domain, then the sum of the   packets and bytes is a valid operation.  Therefore, the possible   function to be applied to Flow Records must take into consideration   the measurement topology.  The information such as the network   topology, or at least the Observation Point and measurement   direction, is required for IPFIX Mediation.6.7.  IPFIX Mediation Interpretation   In some cases, the IPFIX Collector needs to recognize which specific   function(s) IPFIX Mediation has executed on the Data Records.  The   IPFIX Collector cannot distinguish between time composition and   spatial composition, if the IPFIX Mediator does not export the   applied function.  Some parameters related to the function also would   need to be exported.  For example, in the case of time composition,   the active timeout of original Flow Records is required to interpret   the minimum/maximum counter correctly.  In the case of spatial   composition, spatial area information on which Data Records is   aggregated is required.Kobayashi and Claise          Informational                    [Page 18]

RFC 5982           IPFIX Mediation: Problem Statement        August 20106.8.  Consideration for Aggregation   Whether the aggregation is based on time or spatial composition,   caution should be taken regarding how to aggregate non-key fields in   IPFIX Mediation.  The IPFIX information model [RFC5102] specifies   that the value of non-key fields, which are derived from fields of   packets or from packet treatment and for which the value may change   from packet to packet within a single Flow, is determined by the   first packet observed for the corresponding Flow, unless the   description of the Information Element explicitly specifies a   different semantics.   However, this simple rule might not be appropriate when aggregating   Flow Records that have different values in a non-key field.  For   example, if Differentiated Services Code Point (DSCP) information is   to be exported, the following problem can be observed: if two Flows   with identical Flow Key values are measured at different Observation   Points, they may contain identical packets observed at different   locations in the network and at different points in time.  On their   way from the first to the second Observation Point, the DSCP and   potentially some other packet fields may have changed.  Hence, if the   Information Element ipDiffServCodePoint is included as a non-key   field, it can be useful to include the DSCP value observed at either   the first or the second Observation Point in the resulting Flow   Record, depending on the application.   Other potential solutions include removing the Information Element   ipDiffServCodePoint from the Data Record when re-exporting the   aggregate Flow Record, changing the Information Element   ipDiffServCodePoint from a non-key field to a Flow Key when   re-exporting the aggregated Flow Record, or assigning a non-valid   value for the Information Element to express to the Collector that   this Information Element is meaningless.   If Packet Sampling or Filtering is applied, the IPFIX Mediator must   report an adjusted PSAMP Configured Selection Fraction when   aggregating IPFIX Flow Records with different Sampling rates.   Finally, special care must be taken when aggregating Flow Records   resulting from different Sampling techniques such as Systematic   Count-Based Sampling and Random n-out-of-N Sampling, for example.Kobayashi and Claise          Informational                    [Page 19]

RFC 5982           IPFIX Mediation: Problem Statement        August 20107.  Summary and Conclusion   This document describes the problems that network administrators have   been facing, the applicability of IPFIX Mediation to these problems,   and the problems related to the implementation of IPFIX Mediators.   To assist the operations of the Exporters and Collectors, this   document demonstrates that there exist various IPFIX Mediation   functions from which the administrators may select.   However, there are still some open issues with the use of IPFIX   Mediators.  These issues stem from the fact that no standards   regarding IPFIX Mediation have been set.  In particular, the minimum   information that should be communicated between Original Exporters   and Collectors, the mapping between different IPFIX Transport   Sessions, and the internal components of IPFIX Mediators should be   standardized.8.  Security Considerations   A flow-based measurement system must prevent potential security   threats: the disclosure of confidential traffic data, injection of   incorrect data, and unauthorized access to traffic data.  These   security threats of the IPFIX protocol are covered by the Security   Considerations section in [RFC5101] and are still valid for IPFIX   Mediators.   A measurement system must also prevent the following security threats   related to IPFIX Mediation:   o  Attacks against an IPFIX Mediator      IPFIX Mediators can be considered as a prime target for attacks,      as an alternative to IPFIX Exporters and Collectors.  IPFIX      Proxies or Masquerading Proxies need to prevent unauthorized      access or denial-of-service (DoS) attacks from untrusted public      networks.   o  Man-in-the-middle attack by untrusted IPFIX Mediator      The Exporter-Mediator-Collector structure model could be misused      for a man-in-the-middle attack.   o  Configuration on IPFIX Mediation      An accidental misconfiguration and unauthorized access to      configuration data could lead to the crucial problem of disclosure      of confidential traffic data.Kobayashi and Claise          Informational                    [Page 20]

RFC 5982           IPFIX Mediation: Problem Statement        August 2010   o  Unintentional exposure of end-user information      The probability of collecting fine-grained information on one      arbitrary end user increases with the number of Observation      Points.  An IPFIX Mediator facing such a situation may have to      apply appropriate functions (e.g., anonymization or aggregation)      to the Data Records it produces.   o  Multiple-tenancy policy on an IPFIX Mediator      An IPFIX Mediator handling traffic data from multiple tenants or      customers needs to protect those tenants or customers from one      another's traffic data.  For example, an IPFIX Mediator needs to      identify the customer's identifier, e.g., ingress interface index,      network address range, VLAN ID, Media Access Control (MAC)      address, etc., when feeding the customer's traffic data to a      customer's own dedicated IPFIX Collector.  If the IPFIX Mediator      cannot identify each customer's traffic data, it may need to drop      the Data Records.  In addition, another technique to keep track of      a customer's identifier may be required when customer sites are      movable, e.g., in the case of a virtual machine moving to another      physical machine.   o  Confidentiality protection via an IPFIX Mediator      To ensure security of Data Records in transit, transport of Data      Records should be confidential and integrity-protected, e.g., by      using Transport Layer Security (TLS) [RFC5246] or Datagram      Transport Layer Security (DTLS) [RFC4347].  However, an IPFIX      Collector cannot know whether received Data Records are      transported as encrypted data between an Original Exporter and an      IPFIX Mediator.  If this information is required on the IPFIX      Collector, it must be encoded in the IPFIX Mediator.   o  Certification for an Original Exporter      An IPFIX Collector communicating via an IPFIX Mediator cannot      verify the identity of an Original Exporter directly.  If an      Original Exporter and an IPFIX Collector are located in different      administrative domains, an IPFIX Collector cannot trust its Data      Records.  If this information is required on the IPFIX Collector,      it must be encoded in the IPFIX Mediator.9.  Acknowledgements   We would like to thank the following persons: Gerhard Muenz for   thorough, detailed review and significant contributions regarding the   improvement of whole sections; Keisuke Ishibashi for contributionsKobayashi and Claise          Informational                    [Page 21]

RFC 5982           IPFIX Mediation: Problem Statement        August 2010   during the initial phases of the document; Brian Trammell for   contributions regarding the improvement of the Terminology and   Definitions section; and Nevil Brownlee, Juergen Schoenwaelder, and   Motonori Shindo for their technical reviews and feedback.10.  References10.1.  Normative References   [RFC5101]      Claise, B., Ed., "Specification of the IP Flow                  Information Export (IPFIX) Protocol for the Exchange                  of IP Traffic Flow Information",RFC 5101,                  January 2008.   [RFC5476]      Claise, B., Ed., Johnson, A., and J. Quittek, "Packet                  Sampling (PSAMP) Protocol Specifications",RFC 5476,                  March 2009.10.2.  Informative References   [IEEE802.3ad]  IEEE Computer Society, "Link Aggregation", IEEE                  Std 802.3ad-2000, March 2000.   [PSAMP-MIB]    Dietz, T., Ed., Claise, B., and J. Quittek,                  "Definitions of Managed Objects for Packet Sampling",                  Work in Progress, July 2010.   [RFC3917]      Quittek, J., Zseby, T., Claise, B., and S. Zander,                  "Requirements for IP Flow Information Export (IPFIX)",RFC 3917, October 2004.   [RFC3954]      Claise, B., Ed., "Cisco Systems NetFlow Services                  Export Version 9",RFC 3954, October 2004.   [RFC4347]      Rescorla, E. and N. Modadugu, "Datagram Transport                  Layer Security",RFC 4347, April 2006.   [RFC5102]      Quittek, J., Bryant, S., Claise, B., Aitken, P., and                  J. Meyer, "Information Model for IP Flow Information                  Export",RFC 5102, January 2008.   [RFC5246]      Dierks, T. and E. Rescorla, "The Transport Layer                  Security (TLS) Protocol Version 1.2",RFC 5246, August                  2008.   [RFC5470]      Sadasivan, G., Brownlee, N., Claise, B., and J.                  Quittek, "Architecture for IP Flow Information                  Export",RFC 5470, March 2009.Kobayashi and Claise          Informational                    [Page 22]

RFC 5982           IPFIX Mediation: Problem Statement        August 2010   [RFC5472]      Zseby, T., Boschi, E., Brownlee, N., and B. Claise,                  "IP Flow Information Export (IPFIX) Applicability",RFC 5472, March 2009.   [RFC5474]      Duffield, N., Ed., Chiou, D., Claise, B., Greenberg,                  A., Grossglauser, M., and J. Rexford, "A Framework for                  Packet Selection and Reporting",RFC 5474, March 2009.   [RFC5475]      Zseby, T., Molina, M., Duffield, N., Niccolini, S.,                  and F. Raspall, "Sampling and Filtering Techniques for                  IP Packet Selection",RFC 5475, March 2009.   [RFC5477]      Dietz, T., Claise, B., Aitken, P., Dressler, F., and                  G.  Carle, "Information Model for Packet Sampling                  Exports",RFC 5477, March 2009.   [RFC5655]      Trammell, B., Boschi, E., Mark, L., Zseby, T., and A.                  Wagner, "Specification of the IP Flow Information                  Export (IPFIX) File Format",RFC 5655, October 2009.   [RFC5815]      Dietz, T., Ed., Kobayashi, A., Claise, B., and G.                  Muenz, "Definitions of Managed Objects for IP Flow                  Information Export",RFC 5815, April 2010.   [TRAFGRW]      Cho, K., Fukuda, K., Esaki, H., and A. Kato, "The                  Impact and Implications of the Growth in Residential                  User-to-User Traffic", SIGCOMM2006, pp. 207-218, Pisa,                  Italy, September 2006.Kobayashi and Claise          Informational                    [Page 23]

RFC 5982           IPFIX Mediation: Problem Statement        August 2010Contributors   Haruhiko Nishida   NTT Information Sharing Platform Laboratories   3-9-11 Midori-cho   Musashino-shi, Tokyo  180-8585   Japan   Phone: +81-422-59-3978   EMail: nishida.haruhiko@lab.ntt.co.jp   Christoph Sommer   University of Erlangen-Nuremberg   Department of Computer Science 7   Martensstr. 3   Erlangen  91058   Germany   Phone: +49 9131 85-27993   EMail: christoph.sommer@informatik.uni-erlangen.de   URI:http://www7.informatik.uni-erlangen.de/~sommer/   Falko Dressler   University of Erlangen-Nuremberg   Department of Computer Science 7   Martensstr. 3   Erlangen  91058   Germany   Phone: +49 9131 85-27914   EMail: dressler@informatik.uni-erlangen.de   URI:http://www7.informatik.uni-erlangen.de/~dressler/   Stephan Emile   France Telecom   2 Avenue Pierre Marzin   Lannion, F-22307   France   Fax:   +33 2 96 05 18 52   EMail: emile.stephan@orange-ftgroup.comKobayashi and Claise          Informational                    [Page 24]

RFC 5982           IPFIX Mediation: Problem Statement        August 2010Authors' Addresses   Atsushi Kobayashi (editor)   NTT Information Sharing Platform Laboratories   3-9-11 Midori-cho   Musashino-shi, Tokyo  180-8585   Japan   Phone: +81-422-59-3978   EMail: akoba@nttv6.net   Benoit Claise (editor)   Cisco Systems, Inc.   De Kleetlaan 6a b1   Diegem  1831   Belgium   Phone: +32 2 704 5622   EMail: bclaise@cisco.comKobayashi and Claise          Informational                    [Page 25]

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