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INFORMATIONAL
Network Working Group                                           B. AbobaRequest for Comments: 5505                                     D. ThalerCategory: Informational                                     L. Andersson                                                             S. Cheshire                                             Internet Architecture Board                                                                May 2009Principles of Internet Host ConfigurationStatus of This Memo   This memo provides information for the Internet community.  It does   not specify an Internet standard of any kind.  Distribution of this   memo is unlimited.Copyright Notice   Copyright (c) 2009 IETF Trust and the persons identified as the   document authors.  All rights reserved.   This document is subject toBCP 78 and the IETF Trust's Legal   Provisions Relating to IETF Documents in effect on the date of   publication of this document (http://trustee.ietf.org/license-info).   Please review these documents carefully, as they describe your rights   and restrictions with respect to this document.Abstract   This document describes principles of Internet host configuration.   It covers issues relating to configuration of Internet-layer   parameters, as well as parameters affecting higher-layer protocols.Aboba, et al.                Informational                      [Page 1]

RFC 5505       Principles of Internet Host Configuration        May 2009Table of Contents1. Introduction ....................................................31.1. Terminology ................................................31.2. Internet Host Configuration ................................41.2.1. Internet-Layer Configuration ........................41.2.2. Higher-Layer Configuration ..........................62. Principles ......................................................72.1. Minimize Configuration .....................................72.2. Less Is More ...............................................72.3. Minimize Diversity .........................................82.4. Lower-Layer Independence ...................................92.5. Configuration Is Not Access Control .......................113. Additional Discussion ..........................................123.1. Reliance on General-Purpose Mechanisms ....................12      3.2. Relationship between IP Configuration and Service           Discovery .................................................133.2.1. Fate Sharing .......................................143.3. Discovering Names versus Addresses ........................153.4. Dual-Stack Issues .........................................15      3.5. Relationship between Per-Interface and Per-Host           Configuration .............................................164. Security Considerations ........................................174.1. Configuration Authentication ..............................185. Informative References .........................................19Appendix A. Acknowledgments .......................................24Appendix B. IAB Members at the Time of This Writing ...............24Aboba, et al.                Informational                      [Page 2]

RFC 5505       Principles of Internet Host Configuration        May 20091.  Introduction   This document describes principles of Internet host [STD3]   configuration.  It covers issues relating to configuration of   Internet-layer parameters, as well as parameters affecting higher-   layer protocols.   In recent years, a number of architectural questions have arisen, for   which we provide guidance to protocol developers:   o The protocol layers and general approaches that are most     appropriate for configuration of various parameters.   o The relationship between parameter configuration and service     discovery.   o The relationship between per-interface and per-host configuration.   o The relationship between network access authentication and host     configuration.   o The desirability of supporting self-configuration of parameters or     avoiding parameter configuration altogether.   o The role of link-layer protocols and tunneling protocols in     Internet host configuration.   The role of the link-layer and tunneling protocols is particularly   important, since it can affect the properties of a link as seen by   higher layers (for example, whether privacy extensions [RFC4941] are   available to applications).1.1.  Terminology   link      A communication facility or medium over which nodes can      communicate at the link layer, i.e., the layer immediately below      IP.  Examples are Ethernets (simple or bridged), Point-to-Point      Protocol (PPP) links, X.25, Frame Relay, or ATM networks as well      as Internet- or higher-layer "tunnels", such as tunnels over IPv4      or IPv6 itself.   on link      An address that is assigned to an interface on a specified link.Aboba, et al.                Informational                      [Page 3]

RFC 5505       Principles of Internet Host Configuration        May 2009   off link      The opposite of "on link"; an address that is not assigned to any      interfaces on the specified link.   mobility agent      Either a home agent or a foreign agent [RFC3344] [RFC3775].1.2.  Internet Host Configuration1.2.1.  Internet-Layer Configuration   Internet-layer configuration is defined as the configuration required   to support the operation of the Internet layer.  This includes   configuration of per-interface and per-host parameters, including IP   address(es), subnet prefix(es), default gateway(s), mobility   agent(s), boot service configuration and other parameters:   IP address(es)      Internet Protocol (IP) address configuration includes both      configuration of link-scope addresses as well as global addresses.      Configuration of IP addresses is a vital step, since practically      all of IP networking relies on the assumption that hosts have IP      address(es) associated with (each of) their active network      interface(s).  Used as the source address of an IP packet, these      IP addresses indicate the sender of the packet; used as the      destination address of a unicast IP packet, these IP addresses      indicate the intended receiver.      The only common example of IP-based protocols operating without an      IP address involves address configuration, such as the use of      DHCPv4 [RFC2131] to obtain an address.  In this case, by      definition, DHCPv4 is operating before the host has an IPv4      address, so the DHCP protocol designers had the choice of either      using IP without an IP address, or not using IP at all.  The      benefits of making IPv4 self-reliant, configuring itself using its      own IPv4 packets, instead of depending on some other protocol,      outweighed the drawbacks of having to use IP in this constrained      mode.  Use of IP for purposes other than address configuration can      safely assume that the host will have one or more IP addresses,      which may be self-configured link-local addresses [RFC3927]      [RFC4862], or other addresses configured via DHCP or other means.Aboba, et al.                Informational                      [Page 4]

RFC 5505       Principles of Internet Host Configuration        May 2009   Subnet prefix(es)      Once a subnet prefix is configured on an interface, hosts with an      IP address can exchange unicast IP packets directly with on-link      hosts within the same subnet prefix.   Default gateway(s)      Once a default gateway is configured on an interface, hosts with      an IP address can send unicast IP packets to that gateway for      forwarding to off-link hosts.   Mobility agent(s)      While Mobile IPv4 [RFC3344] and Mobile IPv6 [RFC3775] include      their own mechanisms for locating home agents, it is also possible      for mobile nodes to utilize dynamic home agent configuration.   Boot service configuration      Boot service configuration is defined as the configuration      necessary for a host to obtain and perhaps also to verify an      appropriate boot image.  This is appropriate for disk-less hosts      looking to obtain a boot image via mechanisms such as the Trivial      File Transfer Protocol (TFTP) [RFC1350], Network File System (NFS)      [RFC3530], and Internet Small Computer Systems Interface (iSCSI)      [RFC3720] [RFC4173].  It also may be useful in situations where it      is necessary to update the boot image of a host that supports a      disk, such as in the Preboot Execution Environment [PXE]      [RFC4578].  While strictly speaking, boot services operate above      the Internet layer, where boot service is used to obtain the      Internet-layer code, it may be considered part of Internet-layer      configuration.  While boot service parameters may be provided on a      per-interface basis, loading and verification of a boot image      affects behavior of the host as a whole.   Other IP parameters      Internet-layer parameter configuration also includes configuration      of per-host parameters (e.g., hostname) and per-interface      parameters (e.g., IP Time-To-Live (TTL) to use in outgoing      packets, enabling/disabling of IP forwarding and source routing,      and Maximum Transmission Unit (MTU)).Aboba, et al.                Informational                      [Page 5]

RFC 5505       Principles of Internet Host Configuration        May 20091.2.2.  Higher-Layer Configuration   Higher-layer configuration is defined as the configuration required   to support the operation of other components above the Internet-   layer.  This includes, for example:   Name Service Configuration      The configuration required for the host to resolve names.  This      includes configuration of the addresses of name resolution      servers, including IEN 116 [IEN116], Domain Name System (DNS),      Windows Internet Name Service (WINS), Internet Storage Name      Service (iSNS) [RFC4171] [RFC4174], and Network Information      Service (NIS) servers [RFC3898], and the setting of name      resolution parameters such as the DNS domain and search list      [RFC3397], the NetBIOS node type, etc.  It may also include the      transmission or setting of the host's own name.  Note that link-      local name resolution services (such as NetBIOS [RFC1001], Link-      Local Multicast Name Resolution (LLMNR) [RFC4795], and multicast      DNS (mDNS) [mDNS]) typically do not require configuration.      Once the host has completed name service configuration, it is      capable of resolving names using name resolution protocols that      require configuration.  This not only allows the host to      communicate with off-link hosts whose IP addresses are not known,      but, to the extent that name services requiring configuration are      utilized for service discovery, also enables the host to discover      services available on the network or elsewhere.  While name      service parameters can be provided on a per-interface basis, their      configuration will typically affect behavior of the host as a      whole.   Time Service Configuration      Time service configuration includes configuration of servers for      protocols such as the Simple Network Time Protocol (SNTP) and the      Network Time Protocol (NTP).  Since accurate determination of the      time may be important to operation of the applications running on      the host (including security services), configuration of time      servers may be a prerequisite for higher-layer operation.      However, it is typically not a requirement for Internet-layer      configuration.  While time service parameters can be provided on a      per-interface basis, their configuration will typically affect      behavior of the host as a whole.Aboba, et al.                Informational                      [Page 6]

RFC 5505       Principles of Internet Host Configuration        May 2009   Other service configuration      This can include discovery of additional servers and devices, such      as printers, Session Initiation Protocol (SIP) proxies, etc.  This      configuration will typically apply to the entire host.2.  Principles   This section describes basic principles of Internet host   configuration.2.1.  Minimize Configuration   Anything that can be configured can be misconfigured.Section 3.8 of   "Architectural Principles of the Internet" [RFC1958] states: "Avoid   options and parameters whenever possible.  Any options and parameters   should be configured or negotiated dynamically rather than manually."   That is, to minimize the possibility of configuration errors,   parameters should be automatically computed (or at least have   reasonable defaults) whenever possible.  For example, the Path   Maximum Transmission Unit (PMTU) can be discovered, as described in   "Packetization Layer Path MTU Discovery" [RFC4821], "TCP Problems   with Path MTU Discovery" [RFC2923], "Path MTU discovery" [RFC1191],   and "Path MTU Discovery for IP version 6" [RFC1981].   Having a protocol design with many configurable parameters increases   the possibilities for misconfiguration of those parameters, resulting   in failures or other sub-optimal operation.  Eliminating or reducing   configurable parameters helps lessen this risk.  Where configurable   parameters are necessary or desirable, protocols can reduce the risk   of human error by making these parameters self-configuring, such as   by using capability negotiation within the protocol, or by automated   discovery of other hosts that implement the same protocol.2.2.  Less Is More   The availability of standardized, simple mechanisms for general-   purpose Internet host configuration is highly desirable.   "Architectural Principles of the Internet" [RFC1958] states,   "Performance and cost must be considered as well as functionality"   and "Keep it simple.  When in doubt during design, choose the   simplest solution."   To allow protocol support in many types of devices, it is important   to minimize the footprint requirement.  For example, IP-based   protocols are used on a wide range of devices, from supercomputers to   small low-cost devices running "embedded" operating systems.  SinceAboba, et al.                Informational                      [Page 7]

RFC 5505       Principles of Internet Host Configuration        May 2009   the resources (e.g., memory and code size) available for host   configuration may be very small, it is desirable for a host to be   able to configure itself in as simple a manner as possible.   One interesting example is IP support in preboot execution   environments.  Since by definition boot configuration is required in   hosts that have not yet fully booted, it is often necessary for pre-   boot code to be executed from Read Only Memory (ROM), with minimal   available memory.  Many hosts do not have enough space in this ROM   for even a simple implementation of TCP, so in the Preboot Execution   Environment (PXE) the task of obtaining a boot image is performed   using the User Datagram Protocol over IP (UDP/IP) [RFC768] instead.   This is one reason why Internet-layer configuration mechanisms   typically depend only on IP and UDP.  After obtaining the boot image,   the host will have the full facilities of TCP/IP available to it,   including support for reliable transport protocols, IPsec, etc.   In order to reduce complexity, it is desirable for Internet-layer   configuration mechanisms to avoid dependencies on higher layers.   Since embedded devices may be severely constrained on how much code   they can fit within their ROM, designing a configuration mechanism in   such a way that it requires the availability of higher-layer   facilities may make that configuration mechanism unusable in such   devices.  In fact, it cannot even be guaranteed that all Internet-   layer facilities will be available.  For example, the minimal version   of IP in a host's boot ROM may not implement IP fragmentation and   reassembly.2.3.  Minimize Diversity   The number of host configuration mechanisms should be minimized.   Diversity in Internet host configuration mechanisms presents several   problems:   Interoperability      As configuration diversity increases, it becomes likely that a      host will not support the configuration mechanism(s) available on      the network to which it has attached, creating interoperability      problems.   Footprint      For maximum interoperability, a host would need to implement all      configuration mechanisms used on all the link layers it supports.      This increases the required footprint, a burden for embedded      devices.  It also leads to lower quality, since testing resourcesAboba, et al.                Informational                      [Page 8]

RFC 5505       Principles of Internet Host Configuration        May 2009      (both formal testing, and real-world operational use) are spread      more thinly -- the more different configuration mechanisms a      device supports, the less testing each one is likely to undergo.   Redundancy      To support diversity in host configuration mechanisms, operators      would need to support multiple configuration services to ensure      that hosts connecting to their networks could configure      themselves.  This represents an additional expense for little      benefit.   Latency      As configuration diversity increases, hosts supporting multiple      configuration mechanisms may spend increasing effort to determine      which mechanism(s) are supported.  This adds to configuration      latency.   Conflicts      Whenever multiple mechanisms are available, it is possible that      multiple configurations will be returned.  To handle this, hosts      would need to merge potentially conflicting configurations.  This      would require conflict-resolution logic, such as ranking of      potential configuration sources, increasing implementation      complexity.   Additional traffic      To limit configuration latency, hosts may simultaneously attempt      to obtain configuration by multiple mechanisms.  This can result      in increasing on-the-wire traffic, both from use of multiple      mechanisms as well as from retransmissions within configuration      mechanisms not implemented on the network.   Security      Support for multiple configuration mechanisms increases the attack      surface without any benefit.2.4.  Lower-Layer Independence   "Architectural Principles of the Internet" [RFC1958] states,   "Modularity is good.  If you can keep things separate, do so."Aboba, et al.                Informational                      [Page 9]

RFC 5505       Principles of Internet Host Configuration        May 2009   It is becoming increasingly common for hosts to support multiple   network access mechanisms, including dialup, wireless, and wired   local area networks; wireless metropolitan and wide area networks;   etc.  The proliferation of network access mechanisms makes it   desirable for hosts to be able to configure themselves on multiple   networks without adding configuration code specific to each new link   layer.   As a result, it is highly desirable for Internet host configuration   mechanisms to be independent of the underlying lower layer.  That is,   only the link-layer protocol (whether it be a physical link or a   virtual tunnel link) should be explicitly aware of link-layer   parameters (although those link-layer parameters may be configured by   general Internet-layer mechanisms).  Introduction of lower-layer   dependencies increases the likelihood of interoperability problems   and adds Internet-layer configuration mechanisms that hosts need to   implement.   Lower-layer dependencies can be best avoided by keeping Internet host   configuration above the link layer, thereby enabling configuration to   be handled for any link layer that supports IP.  In order to provide   media independence, Internet host configuration mechanisms should be   link-layer protocol independent.   While there are examples of Internet-layer configuration within the   link layer (such as in PPP IPv4CP [RFC1332] and "Mobile radio   interface Layer 3 specification; Core network protocols; Stage 3   (Release 5)" [3GPP-24.008]), this approach has disadvantages.  These   include the extra complexity of implementing different mechanisms on   different link layers and the difficulty in adding new higher-layer   parameters that would require defining a mechanism in each link-layer   protocol.   For example, "PPP Internet Protocol Control Protocol Extensions for   Name Server Addresses" [RFC1877] was developed prior to the   definition of the DHCPINFORM message in "Dynamic Host Configuration   Protocol" [RFC2131]; at that time, Dynamic Host Configuration   Protocol (DHCP) servers had not been widely implemented on access   devices or deployed in service provider networks.  While the design   of IPv4CP was appropriate in 1992, it should not be taken as an   example that new link-layer technologies should emulate.  Indeed, in   order to "actively advance PPP's most useful extensions to full   standard, while defending against further enhancements of   questionable value", "IANA Considerations for the Point-to-Point   Protocol (PPP)" [RFC3818] changed the allocation of PPP numbers   (including IPv4CP extensions) so as to no longer be "first come first   served".Aboba, et al.                Informational                     [Page 10]

RFC 5505       Principles of Internet Host Configuration        May 2009   In IPv6, where link-layer-independent mechanisms such as stateless   autoconfiguration [RFC4862] and stateless DHCPv6 [RFC3736] are   available, PPP IPv6CP [RFC5072] configures an Interface-Identifier   that is similar to a Media Access Control (MAC) address.  This   enables PPP IPv6CP to avoid duplicating DHCPv6 functionality.   However, Internet Key Exchange Version 2 (IKEv2) [RFC4306] utilizes   the same approach as PPP IPv4CP by defining a Configuration Payload   for Internet host configuration for both IPv4 and IPv6.  While the   IKEv2 approach reduces the number of packet exchanges, "Dynamic Host   Configuration Protocol (DHCPv4) Configuration of IPsec Tunnel Mode"   [RFC3456] points out that leveraging DHCP has advantages in terms of   address management integration, address pool management,   reconfiguration, and fail-over.   Extensions to link-layer protocols for the purpose of Internet-,   transport-, or application-layer configuration (including server   configuration) should be avoided.  Such extensions can negatively   affect the properties of a link as seen by higher layers.  For   example, if a link-layer protocol (or tunneling protocol) configures   individual IPv6 addresses and precludes using any other addresses,   then applications that want to use privacy extensions [RFC4941] may   not function well.  Similar issues may arise for other types of   addresses, such as Cryptographically Generated Addresses [RFC3972].   Avoiding lower-layer dependencies is desirable even where the lower   layer is link independent.  For example, while the Extensible   Authentication Protocol (EAP) may be run over any link satisfying its   requirements (seeSection 3.1 of [RFC3748]), many link layers do not   support EAP and therefore Internet-layer configuration mechanisms   that depend on EAP would not be usable on links that support IP but   not EAP.2.5.  Configuration Is Not Access Control   Network access authentication and authorization is a distinct problem   from Internet host configuration.  Therefore, network access   authentication and authorization is best handled independently of the   Internet and higher-layer configuration mechanisms.   Having an Internet- or higher-layer protocol authenticate clients is   appropriate to prevent resource exhaustion of a scarce resource on   the server (such as IP addresses or prefixes), but not for preventing   hosts from obtaining access to a link.  If the user can manually   configure the host, requiring authentication in order to obtain   configuration parameters (such as an IP address) has little value.   Network administrators who wish to control access to a link can   better achieve this using technologies like Port-Based Network AccessAboba, et al.                Informational                     [Page 11]

RFC 5505       Principles of Internet Host Configuration        May 2009   Control [IEEE-802.1X].  Note that client authentication is not   required for Stateless DHCPv6 [RFC3736] since it does not result in   allocation of any limited resources on the server.3.  Additional Discussion3.1.  Reliance on General-Purpose Mechanisms   Protocols should either be self-configuring (especially where fate   sharing is important), or use general-purpose configuration   mechanisms (such as DHCP or a service discovery protocol, as noted inSection 3.2).  The choice should be made taking into account the   architectural principles discussed inSection 2.   Taking into account the general-purpose configuration mechanisms   currently available, we see little need for development of additional   general-purpose configuration mechanisms.   When defining a new host parameter, protocol designers should first   consider whether configuration is indeed necessary (seeSection 2.1).   If configuration is necessary, in addition to considering fate   sharing (seeSection 3.2.1), protocol designers should consider:   1. The organizational implications for administrators.  For example,      routers and servers are often administered by different sets of      individuals, so that configuring a router with server parameters      may require cross-group collaboration.   2. Whether the need is to configure a set of interchangeable servers      or to select a particular server satisfying a set of criteria.      SeeSection 3.2.   3. Whether IP address(es) should be configured, or name(s).  SeeSection 3.3.   4. If IP address(es) are configured, whether IPv4 and IPv6 addresses      should be configured simultaneously or separately.  SeeSection3.4.   5. Whether the parameter is a per-interface or a per-host parameter.      For example, configuration protocols such as DHCP run on a per-      interface basis and hence are more appropriate for per-interface      parameters.Aboba, et al.                Informational                     [Page 12]

RFC 5505       Principles of Internet Host Configuration        May 2009   6. How per-interface configuration affects host-wide behavior.  For      example, whether the host should select a subset of the per-      interface configurations, or whether the configurations are to      merged, and if so, how this is done.  SeeSection 3.5.3.2.  Relationship between IP Configuration and Service Discovery   Higher-layer configuration often includes configuring server   addresses.  The question arises as to how this differs from "service   discovery" as provided by Service Discovery protocols such as   "Service Location Protocol, Version 2" (SLPv2) [RFC2608] or "DNS-   Based Service Discovery" (DNS-SD) [DNS-SD].   In Internet host configuration mechanisms such as DHCP, if multiple   server instances are provided, they are considered interchangeable.   For example, in a list of time servers, the servers are considered   interchangeable because they all provide the exact same service --   telling you the current time.  In a list of local caching DNS   servers, the servers are considered interchangeable because they all   should give you the same answer to any DNS query.  In service   discovery protocols, on the other hand, a host desires to find a   server satisfying a particular set of criteria, which may vary by   request.  When printing a document, it is not the case that any   printer will do.  The speed, capabilities, and physical location of   the printer matter to the user.   Information learned via DHCP is typically learned once, at boot time,   and after that may be updated only infrequently (e.g., on DHCP lease   renewal), if at all.  This makes DHCP appropriate for information   that is relatively static and unchanging over these time intervals.   Boot-time discovery of server addresses is appropriate for service   types where there are a small number of interchangeable servers that   are of interest to a large number of clients.  For example, listing   time servers in a DHCP packet is appropriate because an organization   may typically have only two or three time servers, and most hosts   will be able to make use of that service.  Listing all the printers   or file servers at an organization is a lot less useful, because the   list may contain hundreds or thousands of entries, and on a given day   a given user may not use any of the printers in that list.   Service discovery protocols can support discovery of servers on the   Internet, not just those within the local administrative domain.  For   example, see "Remote Service Discovery in the Service Location   Protocol (SLP) via DNS SRV" [RFC3832] and DNS-Based Service Discovery   [DNS-SD].  Internet host configuration mechanisms such as DHCP, on   the other hand, typically assume the server or servers in the local   administrative domain contain the authoritative set of information.Aboba, et al.                Informational                     [Page 13]

RFC 5505       Principles of Internet Host Configuration        May 2009   For the service discovery problem (i.e., where the criteria varies on   a per-request basis, even from the same host), protocols should   either be self-discovering (if fate sharing is critical), or use a   general-purpose service discovery mechanism.   In order to avoid a dependency on multicast routing, it is necessary   for a host to either restrict discovery to services on the local link   or to discover the location of a Directory Agent (DA).  Since the DA   may not be available on the local link, service discovery beyond the   local link is typically dependent on a mechanism for configuring the   DA address or name.  As a result, service discovery protocols can   typically not be relied upon for obtaining basic Internet-layer   configuration, although they can be used to obtain higher-layer   configuration parameters.3.2.1.  Fate Sharing   If a server (or set of servers) is needed to get a set of   configuration parameters, "fate sharing" (Section 2.3 of [RFC1958])   is preserved if those parameters are ones that cannot be usefully   used without those servers being available.  In this case,   successfully obtaining those parameters via other means has little   benefit if they cannot be used because the required servers are not   available.  The possibility of incorrect information being configured   is minimized if there is only one machine that is authoritative for   the information (i.e., there is no need to keep multiple   authoritative servers in sync).  For example, learning default   gateways via Router Advertisements provides perfect fate sharing.   That is, gateway addresses can be obtained if and only if they can   actually be used.  Similarly, obtaining DNS server configuration from   a DNS server would provide fate sharing since the configuration would   only be obtainable if the DNS server were available.   While fate sharing is a desirable property of a configuration   mechanism, in some situations fate sharing may not be possible.  When   utilized to discover services on the local link, service discovery   protocols typically provide for fate sharing, since hosts providing   service information typically also provide the services.  However,   this is no longer the case when service discovery is assisted by a   Directory Agent (DA).  First of all, the DA's list of operational   servers may not be current, so it is possible that the DA may provide   clients with service information that is out of date.  For example, a   DA's response to a client's service discovery query may contain stale   information about servers that are no longer operational.  Similarly,   recently introduced servers might not yet have registered themselves   with the DA.  Furthermore, the use of a DA for service discovery also   introduces a dependency on whether the DA is operational, even though   the DA is typically not involved in the delivery of the service.Aboba, et al.                Informational                     [Page 14]

RFC 5505       Principles of Internet Host Configuration        May 2009   Similar limitations exist for other server-based configuration   mechanisms such as DHCP.  Typically DHCP servers do not check for the   liveness of the configuration information they provide, and do not   discover new configuration information automatically.  As a result,   there is no guarantee that configuration information will be current.Section 3.3 of "IPv6 Host Configuration of DNS Server Information   Approaches" [RFC4339] discusses the use of well-known anycast   addresses for discovery of DNS servers.  The use of anycast addresses   enables fate sharing, even where the anycast address is provided by   an unrelated server.  However, in order to be universally useful,   this approach would require allocation of one or more well-known   anycast addresses for each service.  Configuration of more than one   anycast address is desirable to allow the client to fail over faster   than would be possible from routing protocol convergence.3.3.  Discovering Names vs. Addresses   In discovering servers other than name resolution servers, it is   possible to either discover the IP addresses of the server(s), or to   discover names, each of which may resolve to a list of addresses.   It is typically more efficient to obtain the list of addresses   directly, since this avoids the extra name resolution steps and   accompanying latency.  On the other hand, where servers are mobile,   the name-to-address binding may change, requiring a fresh set of   addresses to be obtained.  Where the configuration mechanism does not   support fate sharing (e.g., DHCP), providing a name rather than an   address can simplify operations, assuming that the server's new   address is manually or automatically updated in the DNS; in this   case, there is no need to re-do parameter configuration, since the   name is still valid.  Where fate sharing is supported (e.g., service   discovery protocols), a fresh address can be obtained by re-   initiating parameter configuration.   In providing the IP addresses for a set of servers, it is desirable   to distinguish which IP addresses belong to which servers.  If a   server IP address is unreachable, this enables the host to try the IP   address of another server, rather than another IP address of the same   server, in case the server is down.  This can be enabled by   distinguishing which addresses belong to the same server.3.4.  Dual-Stack Issues   One use for learning a list of interchangeable server addresses is   for fault tolerance, in case one or more of the servers are   unresponsive.  Hosts will typically try the addresses in turn, only   attempting to use the second and subsequent addresses in the list ifAboba, et al.                Informational                     [Page 15]

RFC 5505       Principles of Internet Host Configuration        May 2009   the first one fails to respond quickly enough.  In such cases, having   the list sorted in order of expected likelihood of success will help   clients get results faster.  For hosts that support both IPv4 and   IPv6, it is desirable to obtain both IPv4 and IPv6 server addresses   within a single list.  Obtaining IPv4 and IPv6 addresses in separate   lists, without indicating which server(s) they correspond to,   requires the host to use a heuristic to merge the lists.   For example, assume there are two servers, A and B, each with one   IPv4 address and one IPv6 address.  If the first address the host   should try is (say) the IPv6 address of server A, then the second   address the host should try, if the first one fails, would generally   be the IPv4 address of server B.  This is because the failure of the   first address could be due to either server A being down, or some   problem with the host's IPv6 address, or a problem with connectivity   to server A.  Trying the IPv4 address next is preferred since the   reachability of the IPv4 address is independent of all potential   failure causes.   If the list of IPv4 server addresses were obtained separately from   the list of IPv6 server addresses, a host trying to merge the lists   would not know which IPv4 addresses belonged to the same server as   the IPv6 address it just tried.  This can be solved either by   explicitly distinguishing which addresses belong to which server or,   more simply, by configuring the host with a combined list of both   IPv4 and IPv6 addresses.  Note that the same issue can arise with any   mechanism (e.g., DHCP, DNS, etc.) for obtaining server IP addresses.   Configuring a combined list of both IPv4 and IPv6 addresses gives the   configuration mechanism control over the ordering of addresses, as   compared with configuring a name and allowing the host resolver to   determine the address list ordering.  See "Dynamic Host Configuration   Protocol (DHCP): IPv4 and IPv6 Dual-Stack Issues" [RFC4477] for more   discussion of dual-stack issues in the context of DHCP.3.5.  Relationship between Per-Interface and Per-Host Configuration   Parameters that are configured or acquired on a per-interface basis   can affect behavior of the host as a whole.  Where only a single   configuration can be applied to a host, the host may need to   prioritize the per-interface configuration information in some way   (e.g., most trusted to least trusted).  If the host needs to merge   per-interface configuration to produce a host-wide configuration, it   may need to take the union of the per-host configuration parameters   and order them in some way (e.g., highest speed interface to lowest   speed interface).  Which procedure is to be applied and how this is   accomplished may vary depending on the parameter being configured.   Examples include:Aboba, et al.                Informational                     [Page 16]

RFC 5505       Principles of Internet Host Configuration        May 2009   Boot service configuration      While boot service configuration can be provided on multiple      interfaces, a given host may be limited in the number of boot      loads that it can handle simultaneously.  For example, a host not      supporting virtualization may only be capable of handling a single      boot load at a time, or a host capable of supporting N virtual      machines may only be capable of handling up to N simultaneous boot      loads.  As a result, a host may need to select which boot load(s)      it will act on, out of those configured on a per-interface basis.      This requires that the host prioritize them (e.g., most to least      trusted).   Name service configuration      While name service configuration is provided on a per-interface      basis, name resolution configuration typically will affect      behavior of the host as a whole.  For example, given the      configuration of DNS server addresses and searchlist parameters on      each interface, the host determines what sequence of name service      queries is to be sent on which interfaces.   Since the algorithms used to determine per-host behavior based on   per-interface configuration can affect interoperability, it is   important for these algorithms to be understood by implementers.  We   therefore recommend that documents defining per-interface mechanisms   for acquiring per-host configuration (e.g., DHCP or IPv6 Router   Advertisement options) include guidance on how to deal with multiple   interfaces.  This may include discussions of the following items:   1. Merging.  How are per-interface configurations combined to produce      a per-host configuration? Is a single configuration selected, or      is the union of the configurations taken?   2. Prioritization.  Are the per-interface configurations prioritized      as part of the merge process?  If so, what are some of the      considerations to be taken into account in prioritization?4.  Security Considerations   Secure IP configuration presents a number of challenges.  In addition   to denial-of-service and man-in-the-middle attacks, attacks on   configuration mechanisms may target particular parameters.  For   example, attackers may target DNS server configuration in order to   support subsequent phishing or pharming attacks such as those   described in "New trojan in mass DNS hijack" [DNSTrojan].  A number   of issues exist with various classes of parameters, as discussed inSection 2.6,Section 4.2.7 of "IPv6 Neighbor Discovery (ND) TrustAboba, et al.                Informational                     [Page 17]

RFC 5505       Principles of Internet Host Configuration        May 2009   Models and Threats"[RFC3756], Section 1.1 of "Authentication for   DHCP Messages" [RFC3118], andSection 23 of "Dynamic Host   Configuration Protocol for IPv6 (DHCPv6)" [RFC3315].  Given the   potential vulnerabilities, hosts often restrict support for DHCP   options to the minimum set required to provide basic TCP/IP   configuration.   Since boot configuration determines the boot image to be run by the   host, a successful attack on boot configuration could result in an   attacker gaining complete control over a host.  As a result, it is   particularly important that boot configuration be secured.   Approaches to boot configuration security are described in   "Bootstrapping Clients using the Internet Small Computer System   Interface (iSCSI) Protocol" [RFC4173] and "Preboot Execution   Environment (PXE) Specification" [PXE].4.1.  Configuration Authentication   The techniques available for securing Internet-layer configuration   are limited.  While it is technically possible to perform a very   limited subset of IP networking operations without an IP address, the   capabilities are severely restricted.  A host without an IP address   cannot receive conventional unicast IP packets, only IP packets sent   to the broadcast or a multicast address.  Configuration of an IP   address enables the use of IP fragmentation; packets sent from the   unknown address cannot be reliably reassembled, since fragments from   multiple hosts using the unknown address might be reassembled into a   single IP packet.  Without an IP address, it is not possible to take   advantage of security facilities such as IPsec, specified in   "Security Architecture for the Internet Protocol" [RFC4301] or   Transport Layer Security (TLS) [RFC5246].  As a result, configuration   security is typically implemented within the configuration protocols   themselves.   PPP [RFC1661] does not support secure negotiation within IPv4CP   [RFC1332] or IPv6CP [RFC5072], enabling an attacker with access to   the link to subvert the negotiation.  In contrast, IKEv2 [RFC4306]   provides encryption, integrity, and replay protection for   configuration exchanges.   Where configuration packets are only expected to originate on   particular links or from particular hosts, filtering can help control   configuration spoofing.  For example, a wireless access point usually   has no reason to forward broadcast DHCP DISCOVER packets to its   wireless clients, and usually should drop any DHCP OFFER packets   received from those wireless clients, since, generally speaking,   wireless clients should be requesting addresses from the network, notAboba, et al.                Informational                     [Page 18]

RFC 5505       Principles of Internet Host Configuration        May 2009   offering them.  To prevent spoofing, communication between the DHCP   relay and servers can be authenticated and integrity protected using   a mechanism such as IPsec.   Internet-layer secure configuration mechanisms include SEcure   Neighbor Discovery (SEND) [RFC3971] for IPv6 stateless address   autoconfiguration [RFC4862], or DHCP authentication for stateful   address configuration.  DHCPv4 [RFC2131] initially did not include   support for security; this was added in "Authentication for DHCP   Messages" [RFC3118].  DHCPv6 [RFC3315] included security support.   However, DHCP authentication is not widely implemented for either   DHCPv4 or DHCPv6.   Higher-layer configuration can make use of a wider range of security   techniques.  When DHCP authentication is supported, higher-layer   configuration parameters provided by DHCP can be secured.  However,   even if a host does not support DHCPv6 authentication, higher-layer   configuration via Stateless DHCPv6 [RFC3736] can still be secured   with IPsec.   Possible exceptions can exist where security facilities are not   available until later in the boot process.  It may be difficult to   secure boot configuration even once the Internet layer has been   configured, if security functionality is not available until after   boot configuration has been completed.  For example, it is possible   that Kerberos, IPsec, or TLS will not be available until later in the   boot process; see "Bootstrapping Clients using the Internet Small   Computer System Interface (iSCSI) Protocol" [RFC4173] for discussion.   Where public key cryptography is used to authenticate and integrity-   protect configuration, hosts need to be configured with trust anchors   in order to validate received configuration messages.  For a node   that visits multiple administrative domains, acquiring the required   trust anchors may be difficult.5.  Informative References   [3GPP-24.008] 3GPP TS 24.008 V5.8.0, "Mobile radio interface Layer 3                 specification; Core network protocols; Stage 3 (Release                 5)", June 2003.   [DNSTrojan]   Goodin, D., "New trojan in mass DNS hijack", The                 Register, December 5, 2008,http://www.theregister.co.uk/2008/12/05/new_dnschanger_hijacks/   [IEN116]      J. Postel, "Internet Name Server", IEN 116, August                 1979,http://www.ietf.org/rfc/ien/ien116.txtAboba, et al.                Informational                     [Page 19]

RFC 5505       Principles of Internet Host Configuration        May 2009   [IEEE-802.1X] Institute of Electrical and Electronics Engineers,                 "Local and Metropolitan Area Networks: Port-Based                 Network Access Control", IEEE Standard 802.1X-2004,                 December 2004.   [DNS-SD]      Cheshire, S., and M. Krochmal, "DNS-Based Service                 Discovery", Work in Progress, September 2008.   [mDNS]        Cheshire, S. and M. Krochmal,"Multicast DNS", Work in                 Progress, September 2008.   [PXE]         Henry, M. and M. Johnston, "Preboot Execution                 Environment (PXE) Specification", September 1999,http://www.pix.net/software/pxeboot/archive/pxespec.pdf   [RFC768]      Postel, J., "User Datagram Protocol", STD 6,RFC 768,                 August 1980.   [RFC1001]     NetBIOS Working Group in the Defense Advanced Research                 Projects Agency, Internet Activities Board, and End-                 to-End Services Task Force, "Protocol standard for a                 NetBIOS service on a TCP/UDP transport: Concepts and                 methods", STD 19,RFC 1001, March 1987.   [RFC1191]     Mogul, J. and S. Deering, "Path MTU discovery",RFC1191, November 1990.   [RFC1332]     McGregor, G., "The PPP Internet Protocol Control                 Protocol (IPCP)",RFC 1332, May 1992.   [RFC1350]     Sollins, K., "The TFTP Protocol (Revision 2)", STD 33,RFC 1350, July 1992.   [RFC1661]     Simpson, W., Ed., "The Point-to-Point Protocol (PPP)",                 STD 51,RFC 1661, July 1994.   [RFC1877]     Cobb, S., "PPP Internet Protocol Control Protocol                 Extensions for Name Server Addresses",RFC 1877,                 December 1995.   [RFC1958]     Carpenter, B., Ed., "Architectural Principles of the                 Internet",RFC 1958, June 1996.   [RFC1981]     McCann, J., Deering, S., and J. Mogul, "Path MTU                 Discovery for IP version 6",RFC 1981, August 1996.   [RFC2131]     Droms, R., "Dynamic Host Configuration Protocol",RFC2131, March 1997.Aboba, et al.                Informational                     [Page 20]

RFC 5505       Principles of Internet Host Configuration        May 2009   [RFC2608]     Guttman, E., Perkins, C., Veizades, J., and M. Day,                 "Service Location Protocol, Version 2",RFC 2608, June                 1999.   [RFC2923]     Lahey, K., "TCP Problems with Path MTU Discovery",RFC2923, September 2000.   [RFC3118]     Droms, R., Ed., and W. Arbaugh, Ed., "Authentication                 for DHCP Messages",RFC 3118, June 2001.   [RFC3315]     Droms, R., Ed., Bound, J., Volz, B., Lemon, T.,                 Perkins, C., and M. Carney, "Dynamic Host Configuration                 Protocol for IPv6 (DHCPv6)",RFC 3315, July 2003.   [RFC3344]     Perkins, C., Ed., "IP Mobility Support for IPv4",RFC3344, August 2002.   [RFC3397]     Aboba, B. and S. Cheshire, "Dynamic Host Configuration                 Protocol (DHCP) Domain Search Option",RFC 3397,                 November 2002.   [RFC3456]     Patel, B., Aboba, B., Kelly, S., and V. Gupta, "Dynamic                 Host Configuration Protocol (DHCPv4) Configuration of                 IPsec Tunnel Mode",RFC 3456, January 2003.   [RFC3530]     Shepler, S., Callaghan, B., Robinson, D., Thurlow, R.,                 Beame, C., Eisler, M., and D. Noveck, "Network File                 System (NFS) version 4 Protocol",RFC 3530, April 2003.   [RFC3720]     Satran, J., Meth, K., Sapuntzakis, C., Chadalapaka, M.,                 and E. Zeidner, "Internet Small Computer Systems                 Interface (iSCSI)",RFC 3720, April 2004.   [RFC3736]     Droms, R., "Stateless Dynamic Host Configuration                 Protocol (DHCP) Service for IPv6",RFC 3736, April                 2004.   [RFC3748]     Aboba, B., Blunk, L., Vollbrecht, J., Carlson, J., and                 H. Levkowetz, Ed., "Extensible Authentication Protocol                 (EAP)",RFC 3748, June 2004.   [RFC3756]     Nikander, P., Ed., Kempf, J., and E. Nordmark, "IPv6                 Neighbor Discovery (ND) Trust Models and Threats",RFC3756, May 2004.   [RFC3775]     Johnson, D., Perkins, C., and J. Arkko, "Mobility                 Support in IPv6",RFC 3775, June 2004.Aboba, et al.                Informational                     [Page 21]

RFC 5505       Principles of Internet Host Configuration        May 2009   [RFC3818]     Schryver, V., "IANA Considerations for the Point-to-                 Point Protocol (PPP)",BCP 88,RFC 3818, June 2004.   [RFC3832]     Zhao, W., Schulzrinne, H., Guttman, E., Bisdikian, C.,                 and W. Jerome, "Remote Service Discovery in the Service                 Location Protocol (SLP) via DNS SRV",RFC 3832, July                 2004.   [RFC3898]     Kalusivalingam, V., "Network Information Service (NIS)                 Configuration Options for Dynamic Host Configuration                 Protocol for IPv6 (DHCPv6)",RFC 3898, October 2004.   [RFC3927]     Cheshire, S., Aboba, B., and E. Guttman, "Dynamic                 Configuration of IPv4 Link-Local Addresses",RFC 3927,                 May 2005.   [RFC3971]     Arkko, J., Ed., Kempf, J., Zill, B., and P. Nikander,                 "SEcure Neighbor Discovery (SEND)",RFC 3971, March                 2005.   [RFC3972]     Aura, T., "Cryptographically Generated Addresses                 (CGA)",RFC 3972, March 2005.   [RFC4171]     Tseng, J., Gibbons, K., Travostino, F., Du Laney, C.,                 and J. Souza, "Internet Storage Name Service (iSNS)",RFC 4171, September 2005.   [RFC4173]     Sarkar, P., Missimer, D., and C. Sapuntzakis,                 "Bootstrapping Clients using the Internet Small                 Computer System Interface (iSCSI) Protocol",RFC 4173,                 September 2005.   [RFC4174]     Monia, C., Tseng, J., and K. Gibbons, "The IPv4 Dynamic                 Host Configuration Protocol (DHCP) Option for the                 Internet Storage Name Service",RFC 4174, September                 2005.   [RFC4301]     Kent, S. and K. Seo, "Security Architecture for the                 Internet Protocol",RFC 4301, December 2005.   [RFC4306]     Kaufman, C., Ed., "Internet Key Exchange (IKEv2)                 Protocol",RFC 4306, December 2005.   [RFC4339]     Jeong, J., Ed., "IPv6 Host Configuration of DNS Server                 Information Approaches",RFC 4339, February 2006.Aboba, et al.                Informational                     [Page 22]

RFC 5505       Principles of Internet Host Configuration        May 2009   [RFC4477]     Chown, T., Venaas, S., and C. Strauf, "Dynamic Host                 Configuration Protocol (DHCP): IPv4 and IPv6 Dual-Stack                 Issues",RFC 4477, May 2006.   [RFC4578]     Johnston, M. and S. Venaas, Ed., "Dynamic Host                 Configuration Protocol (DHCP) Options for the Intel                 Preboot eXecution Environment (PXE)",RFC 4578,                 November 2006.   [RFC4795]     Aboba, B., Thaler, D., and L. Esibov, "Link-local                 Multicast Name Resolution (LLMNR)",RFC 4795, January                 2007.   [RFC4821]     Mathis, M. and J. Heffner, "Packetization Layer Path                 MTU Discovery",RFC 4821, March 2007.   [RFC4862]     Thomson, S., Narten, T., and T. Jinmei, "IPv6 Stateless                 Address Autoconfiguration",RFC 4862, September 2007.   [RFC4941]     Narten, T., Draves, R., and S. Krishnan, "Privacy                 Extensions for Stateless Address Autoconfiguration in                 IPv6",RFC 4941, September 2007.   [RFC5072]     Varada, S., Ed., Haskins, D., and E. Allen, "IP Version                 6 over PPP",RFC 5072, September 2007.   [RFC5246]     Dierks, T. and E. Rescorla, "The Transport Layer                 Security (TLS) Protocol Version 1.2",RFC 5246, August                 2008.   [STD3]        Braden, R., Ed., "Requirements for Internet Hosts -                 Communication Layers", STD 3,RFC 1122, October 1989.                 Braden, R., Ed., "Requirements for Internet Hosts -                 Application and Support", STD 3,RFC 1123, October                 1989.Aboba, et al.                Informational                     [Page 23]

RFC 5505       Principles of Internet Host Configuration        May 2009Appendix A.  Acknowledgments   Elwyn Davies, Bob Hinden, Pasi Eronen, Jari Arkko, Pekka Savola,   James Kempf, Ted Hardie, and Alfred Hoenes provided valuable input on   this document.Appendix B.  IAB Members at the Time of This Writing   Loa Andersson   Gonzalo Camarillo   Stuart Cheshire   Russ Housley   Olaf Kolkman   Gregory Lebovitz   Barry Leiba   Kurtis Lindqvist   Andrew Malis   Danny McPherson   David Oran   Dave Thaler   Lixia ZhangAboba, et al.                Informational                     [Page 24]

RFC 5505       Principles of Internet Host Configuration        May 2009Authors' Addresses   Bernard Aboba   Microsoft Corporation   One Microsoft Way   Redmond, WA 98052   EMail: bernarda@microsoft.com   Dave Thaler   Microsoft Corporation   One Microsoft Way   Redmond, WA 98052   EMail: dthaler@microsoft.com   Loa Andersson   Ericsson AB   EMail: loa.andersson@ericsson.com   Stuart Cheshire   Apple Computer, Inc.   1 Infinite Loop   Cupertino, CA 95014   EMail: cheshire@apple.comAboba, et al.                Informational                     [Page 25]

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