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INFORMATIONAL
Network Working Group                                         C. SchmollRequest for Comments: 5471                              Fraunhofer FOKUSCategory: Informational                                        P. Aitken                                                               B. Claise                                                     Cisco Systems, Inc.                                                              March 2009Guidelines for IP Flow Information Export (IPFIX) TestingStatus of This Memo   This memo provides information for the Internet community.  It does   not specify an Internet standard of any kind.  Distribution of this   memo is unlimited.Copyright Notice   Copyright (c) 2009 IETF Trust and the persons identified as the   document authors.  All rights reserved.   This document is subject toBCP 78 and the IETF Trust's Legal   Provisions Relating to IETF Documents in effect on the date of   publication of this document (http://trustee.ietf.org/license-info).   Please review these documents carefully, as they describe your rights   and restrictions with respect to this document.   This document may contain material from IETF Documents or IETF   Contributions published or made publicly available before November   10, 2008.  The person(s) controlling the copyright in some of this   material may not have granted the IETF Trust the right to allow   modifications of such material outside the IETF Standards Process.   Without obtaining an adequate license from the person(s) controlling   the copyright in such materials, this document may not be modified   outside the IETF Standards Process, and derivative works of it may   not be created outside the IETF Standards Process, except to format   it for publication as an RFC or to translate it into languages other   than English.Schmoll, et al.              Informational                      [Page 1]

RFC 5471              Guidelines for IPFIX Testing            March 2009Abstract   This document presents a list of tests for implementers of IP Flow   Information eXport (IPFIX) compliant Exporting Processes and   Collecting Processes.  This document specifies guidelines for a   series of tests that can be run on the IPFIX Exporting Process and   Collecting Process in order to probe the conformity and robustness of   the IPFIX protocol implementations.  These tests cover all important   functions, in order to gain a level of confidence in the IPFIX   implementation.  Therefore, they allow the implementer to perform   interoperability or plug tests with other IPFIX Exporting Processes   and Collecting Processes.Table of Contents1. Introduction ....................................................41.1. Document Scope .............................................41.2. IPFIX Documents Overview ...................................52. Terminology .....................................................52.1. Conventions Used in This Document ..........................53. Test Specifications .............................................53.1. Exporting Process/Collecting Process Connectivity Tests ....6           3.1.1. Connectivity Tests between the Exporting                  Process and Collecting ..............................63.2. Template and Data Record Tests .............................6           3.2.1. Transmission of Template with Fixed-Size                  Information Elements ................................7           3.2.2. Transmission of Template with                  Variable-Length Information Elements ................73.2.3. Set Padding .........................................73.2.4. Record Padding ......................................83.2.5. Template Withdrawal Message .........................93.3. Information Element Tests .................................113.3.1. Enterprise-Specific Information Elements ...........113.3.2. Reduced Size Encoding of Information Elements ......11           3.3.3. Multiple Instances of the Same Information                  Element in One Template.............................123.4. Options Template Tests ....................................123.4.1. Using Any Information Elements as Scope ............123.4.2. Using Multiple Scopes ..............................133.4.3. Metering Process Statistics Option Template ........13           3.4.4. Metering Process Reliability Statistics                  Option Template ....................................14           3.4.5. Exporting Process Reliability Statistics                  Option Template ....................................143.4.6. Flow Keys Option Template ..........................14Schmoll, et al.              Informational                      [Page 2]

RFC 5471              Guidelines for IPFIX Testing            March 20093.5. Stress/Load Tests .........................................153.5.1. Large Number of Records for One Template ...........153.5.2. Excessive Rate of Incoming Data Records ............153.5.3. Large Templates ....................................16           3.5.4. Many New Templates within the Data Template                  Timeout Interval ...................................16           3.5.5. Multiple Exporting Processes Exporting to                  One Collecting Process .............................17           3.5.6. Export from One Exporting Process to                  Multiple Collecting Processes ......................173.6. Error Handling ............................................173.6.1. Temporary Network Disconnect .......................17           3.6.2. Exporting Process Termination and Restart                  during Data Transmission ...........................18           3.6.3. Collecting Process Termination and Restart                  during Data Transmission ...........................18           3.6.4. Incorrect Template Records and Options                  Template Records ...................................193.6.5. Incorrect Data Record ..............................223.6.6. Export of Non-Matching Template and Data Records ...233.6.7. Unknown Set IDs ....................................233.6.8. Re-Using Template IDs ..............................243.7. TLS Connectivity and Policy Selection .....................283.7.1. TLS Test Setup .....................................283.7.2. TLS over TCP Connectivity Test .....................293.7.3. DTLS over UDP Connectivity Test ....................293.7.4. DTLS over PR-SCTP Connectivity Test ................293.7.5. TLS Bidirectional Authentication Policy Test .......30           3.7.6. Exporting Process Identity Mismatch TLS                  Policy Test ........................................30           3.7.7. Collecting Process Identity Mismatch TLS                  Policy Test ........................................304. Security Considerations ........................................305. Acknowledgments ................................................316. Normative References ...........................................31Schmoll, et al.              Informational                      [Page 3]

RFC 5471              Guidelines for IPFIX Testing            March 20091.  Introduction   An IPFIX implementation, whether in software, firmware, or hardware,   needs to be tested thoroughly in order to check its robustness and   gain confidence in the conformity to the IPFIX documents on which it   is based.   For a testable IPFIX software tool kit, one needs at least one IPFIX   Exporting Process and one IPFIX Collecting Process.  However, when   one has, for example, only implemented a Collector, then it can be   complemented with a third-party Exporter for these tests.   This document specifies guidelines for a series of tests that can be   run on the IPFIX Exporting Process and Collecting Process in order to   probe the conformity and robustness of the IPFIX protocol   implementations.   The tests listed here can form a valuable common basis for   implementers involved in interoperability testing when all of them   use these tests to check their own Exporting Process and Collecting   Process implementation first.   The tests can be executed in a testbed environment or on a live   network.   However, care should be taken regarding the "stress/load test" and   the "temporary network disconnect", as they might impact other   systems in the network.  We recommend that these specific tests   should be executed only in a testbed environment.1.1.  Document Scope   This document lists tests intended to be performed between an   implementation of an IPFIX Exporting Process and an IPFIX Collecting   Process.  For some tests, multiple instances of each of those   components (Observation Points, Metering Process, Exporting Process,   Collecting Process) are involved.  The testing of those different   IPFIX components complicates the testing as usually one tests his   software against an existing implementation, which is proven to be   compliant.  In some cases, two unproven implementations of the   Exporting Process and Collecting Process must be tested against each   other.  The tests range from basic transport connectivity to export   of Template and associated Data Records, high load on the Collecting   Process, and error condition situations.  This document is not   intended as a replacement for formal testing software procedures   based on, e.g., TTCN3 (http://www.ttcn-3.org/) but as a best-   practices approach to an informal testing of a developer's IPFIX   implementation.Schmoll, et al.              Informational                      [Page 4]

RFC 5471              Guidelines for IPFIX Testing            March 20091.2.  IPFIX Documents Overview   The IPFIX protocol [RFC5101] provides network administrators with   access to IP Flow information.  The architecture for the export of   measured IP Flow information out of an IPFIX Exporting Process to a   Collecting Process is defined in [RFC5470], per the requirements   specified in [RFC3917].   [RFC5470] specifies how IPFIX Data Records and Templates are carried   via a congestion-aware transport protocol from IPFIX Exporting   Processes to IPFIX Collecting Processes.  IPFIX has a formal   description of IPFIX Information Elements, their name, type, and   additional semantic information, as specified in [RFC5102].  Finally,   [RFC5472] describes what type of applications can use the IPFIX   protocol and how they can use the information provided.  It   furthermore shows how the IPFIX framework relates to other   architectures and frameworks.2.  Terminology   IPFIX-specific terminology used in this document is defined inSection 2 of [RFC5101].  In this document, as in [RFC5101], the first   letter of each IPFIX-specific term is capitalized.2.1.  Conventions Used in This Document   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this   document are to be interpreted as described in [RFC2119].3.  Test Specifications   The tests described in this section MAY be performed using an IPFIX   Exporting Process on one host and an IPFIX Collecting Process on a   different host.  The configuration of the Observation Point, Metering   Process, Exporting Process, and Collection Process SHOULD be recorded   for every test along with the test results.   The successful execution of all tests described in this section will   give the tester a high confidence that the tested implementation is   conformant with the IPFIX architecture and protocol.  It does however   not provide a 100% comprehensive coverage or formal proof of   conformance.Schmoll, et al.              Informational                      [Page 5]

RFC 5471              Guidelines for IPFIX Testing            March 20093.1.  Exporting Process/Collecting Process Connectivity Tests   This section lists the basic tests that are preconditions for the   more complex tests specified in later sections of this document.3.1.1.  Connectivity Tests between the Exporting Process and Collecting        Process   The tester must create one Exporting Process and one Collecting   Process, must configure the Exporting Process to export at least one   Template Set and associated Data Records to the Collecting Process,   and must cause the Exporting Process to initiate the export.   When the Exporting Process and Collecting Process are to be connected   by a Stream Control Transmission Protocol (SCTP) transport, the   tester must ensure that an SCTP association is established.   When the Exporting Process and Collecting Process are to be connected   by a TCP transport, the tester must ensure that a TCP connection is   established.   The tester must ensure that the Transport Session parameters (IP   addresses and ports) are correct.   Note that specifying instructions and tools on how to ensure that a   Transport Session is correctly established and that the parameters   are correct is out of the scope of this document.   The tester must ensure that the Data Records are actually exported.   The transmitted data might be observed online with an appropriate   packet sniffing tool.  Such a tool is also a viable help to check if   the initial connection (SCTP, TCP) has been successfully established.   The tester must record which combinations of IPv4 and IPv6   transports, and UDP, SCTP, and TCP transmission protocols are   supported, and should perform the test for all the supported   combinations.3.2.  Template and Data Record Tests   This section lists tests for checking the correct transmission of   IPFIX Template Sets and associated Data Sets.Schmoll, et al.              Informational                      [Page 6]

RFC 5471              Guidelines for IPFIX Testing            March 20093.2.1.  Transmission of Template with Fixed-Size Information Elements   The tester must create a Template with a few fixed-size Information   Elements where each data type specified inSection 6.1 of [RFC5101]   (octet, unsigned16, unsigned32 ...) is used at least once, and cause   the Template and associated Data Records to be exported over all   applicable combinations of transports and protocols inSection 3.1.   The tester must ensure that the Template and associated Data Records   were correctly received and decoded by the Collecting Process.  For   this process, the use of verbose debugging output is suggested in   order to allow a detailed comparison with the sent (and therefore   expected) data.3.2.2.  Transmission of Template with Variable-Length Information        Elements   The tester must create a Template with a mixture of fixed-sized and   variable-length Information Elements, as specified inSection 7 of   [RFC5101], and cause the Template and associated Data Records to be   exported over all applicable combinations of transports and protocols   inSection 3.1.   The tester must ensure that the Template contains at least:      o  a single variable-length Information Element.      o  a single variable-length Information Element followed by a         fixed-length Information Element.      o  a fixed-length Information Element followed by a variable-         length Information Element.      o  multiple variable-length Information Elements.   The tester must ensure that the Template and associated Data Records   were correctly received and decoded by the Collecting Process.3.2.3.  Set PaddingSection 3.3.1 of [RFC5101] specifies IPFIX Set alignment using   padding.   The tester must configure a packet generator to generate two Data   Sets with padding in between consisting of zero valued octets, as   shown in Figure 1.  They must be exported to the Collecting Process,   which must correctly decode the Data Sets and all the Data Records.Schmoll, et al.              Informational                      [Page 7]

RFC 5471              Guidelines for IPFIX Testing            March 2009      +--------------------------------------------------+      | Set Header #1                                    |      +--------------------------------------------------+      | Data Record                                      |      +--------------------------------------------------+      | Data Record                                      |      +--------------------------------------------------+         ...      +--------------------------------------------------+      | Data Record                                      |      +--------------------------------------------------+      | Padding with 0 valued octets                     |      +--------------------------------------------------+      | Set Header #2                                    |      +--------------------------------------------------+      | Data Record                                      |      +--------------------------------------------------+                                   Figure 13.2.4.  Record Padding   The tester must configure a packet generator to generate a Template   that contains the padding Information Element (i.e., paddingOctets).   The Template and associated Data Records must be exported to the   Collecting Process, over all applicable combinations of transports   and protocols inSection 3.1.   The tester must repeat the test with various padding sizes, including   padding to boundaries other than 4 or 8 octets.   The tester must ensure the Collecting Process correctly interprets   cases where the Data Records are so short that the padding is equal   to or longer than the length of the record, so the padding might   otherwise be interpreted as another record (e.g., 1 byte TOS plus 3   bytes of padding).  Refer to the specifications inSection 3.3.1 of   [RFC5101].  Figure 2 depicts such a Template, while Figure 3 depicts   a Data Record conforming to that Template.Schmoll, et al.              Informational                      [Page 8]

RFC 5471              Guidelines for IPFIX Testing            March 2009       0                   1                   2                   3       0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |         Set ID = 2            |      Length = 16 octets       |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |       Template ID 256         |       Field Count = 2         |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |0|  ipDiffServCodePoint = 195  |       Field Length = 1        |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |0|      paddingOctets = 210    |       Field Length = 3        |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+                                   Figure 2       0                   1                   2                   3       0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |          Set ID = 256         |          Length = 64          |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |       1        |                       0                      |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+                                   Figure 3   The tester must test fixed-size padding (e.g., 12 bytes of data plus   2 bytes of padding) and variable-length padding (e.g., export a   string and a variable number of padding bytes afterwards to align the   next Information Element to a 4 byte boundary).3.2.5.  Template Withdrawal Message   IPFIX Template management and Template Withdrawal are specified inSection 8 of [RFC5101].3.2.5.1.  Withdrawal of a Previously Sent Template   The tester must create an IPFIX Template and cause that Template to   be exported to an IPFIX Collector over a reliable transport.   The tester must check that the Template will be correctly received   and decoded by the Collecting Process.   The tester must cause the Exporting Process to send an IPFIX Template   Withdrawal Message to the Collector in respect of the Template.  The   Template Withdrawal Message must be sent over the same Transport   Session as the Template.Schmoll, et al.              Informational                      [Page 9]

RFC 5471              Guidelines for IPFIX Testing            March 2009   The tester must ensure that the Template Withdrawal Message was   correctly received and decoded by the Collecting Process, and that   the previously sent Template was discarded by the Collecting Process.3.2.5.2.  Withdrawal of a Previously Withdrawn Template   The tester must create, export, and withdraw an IPFIX Template as   described inSection 3.2.5.1.   The tester must cause the Exporting Process to send a second IPFIX   Template Withdrawal Message to the Collector in respect of the same   Template.  The Template Withdrawal Message must be sent over the same   Transport Session as the Template.   The tester must ensure that the Collecting Process discards the IPFIX   Message and shuts down the SCTP association or closes the TCP   connection.  The tester must check that the Collecting Process logged   the error.3.2.5.3.  Withdrawal of a Previously Unsent Template   The tester must cause the Exporting Process to send an IPFIX Template   Withdrawal Message to the Collector in respect of a Template that has   not yet been exported.  The Template Withdrawal Message must be sent   over a reliable transport.   The tester must ensure that the Collecting Process discards the IPFIX   Message and shuts down the SCTP association or closes the TCP   connection.  The tester must check that the Collecting Process logged   the error.3.2.5.4.  Withdrawing All Data Templates   The tester must create several IPFIX Templates and cause them to be   exported to an IPFIX Collector over a reliable transport.   The tester must ensure that the Templates were correctly received and   decoded by the Collecting Process.   The tester must cause the Exporting Process to send an IPFIX All Data   Templates Withdrawal Message to the Collector over the same Transport   Session as the Templates.   The tester must ensure that the All Data Templates Withdrawal Message   was correctly received and decoded by the Collecting Process, and   that all the previously sent Templates were discarded by the   Collecting Process.Schmoll, et al.              Informational                     [Page 10]

RFC 5471              Guidelines for IPFIX Testing            March 20093.2.5.5.  Withdrawing All Option Templates   The tester must create several IPFIX Option Templates and cause them   to be exported to an IPFIX Collector over a reliable transport.   The tester must ensure that the Option Templates were correctly   received and decoded by the Collecting Process.   The tester must cause the Exporting Process to send an IPFIX All   Option Templates Withdrawal Message to the Collector over the same   Transport Session as the Templates.   The tester must ensure that the All Option Templates Withdrawal   Message was correctly received and decoded by the Collecting Process,   and that all the previously sent Option Templates were discarded by   the Collecting Process.3.3.  Information Element Tests   This section lists the tests that cover the use of Information   Elements.3.3.1.  Enterprise-Specific Information Elements   The tester must cause the export of a Template and associated Data   Record that makes use of Enterprise-specific Information Elements as   specified inSection 3.2 of [RFC5101].   The tester must ensure that the Template and associated Data Record   are correctly received and decoded by the Collecting Process, and it   must ensure that Information Elements that are unknown to the   Collecting Process are not silently discarded.3.3.2.  Reduced Size Encoding of Information Elements   The tester must cause the export of a Template and associated Data   Record containing Information Elements using reduced size encoding as   specified inSection 6.2 of [RFC5101].   The tester must ensure that in the case of Information Elements   transmitted using reduced size encoding, the Collecting Process is   aware of the real size of each Information Element and not only the   reduced size used for its transmission.Schmoll, et al.              Informational                     [Page 11]

RFC 5471              Guidelines for IPFIX Testing            March 20093.3.3.  Multiple Instances of the Same Information Element in One        Template   The tester must cause the export of a Template and associated Data   Record containing multiple instances of the same Information Element   consecutively.   The tester must ensure that the Collecting Process is able to parse   the IPFIX Message, and that it stores all values received for all the   Information Elements that appeared multiple times in the Template   definition.   The tester must ensure that the Collecting Process reports the   Information Elements in the same order as they were specified in the   Template Record, as specified inSection 8 of [RFC5101].   The tester must cause the export of another Template and associated   Data Record containing multiple instances of the same Information   Element with other Information Elements in between.   The tester must ensure that the Collecting Process is able to parse   the IPFIX Message, and that it stores all values received for all the   Information Elements that appeared multiple times in the Template   definition.   The tester must ensure that the Collecting Process reports the   Information Elements in the same order as they were specified in the   Template Record, as specified inSection 8 of [RFC5101].3.4.  Options Template Tests   This section lists the tests that cover the correct transfer of IPFIX   Options Templates.3.4.1.  Using Any Information Elements as Scope   Options Templates contain scope fields that give the context of the   reported Information Elements in the corresponding Data Records.   Scope fields are an Information Element specified in [RFC5102].   The tester SHOULD perform the export of Options Template Records   containing various different Information Elements of each of the   abstract data types specified inSection 6.1 of [RFC5101] (octet,   unsigned16, unsigned32 ...) in their scope fields, and must export a   Data Record using each Template.   The tester must check that the Templates and the associated Data   Records are correctly received and decoded by the Collecting Process.Schmoll, et al.              Informational                     [Page 12]

RFC 5471              Guidelines for IPFIX Testing            March 2009   The tester must ensure that the Collecting Process accepts   Information Elements in the scope field other than IPFIX Information   Elements that have been recorded by IANA.   The tester must ensure that the Collecting Process accepts an   Enterprise-specific Information Element in the scope field.   As specified inSection 3.4.2.1 of [RFC5101], the Scope Field Count   must NOT be zero.  The tester must cause the export of an Options   Template Record containing a Scope Field Count of zero.   The tester must ensure that the Collecting Process shuts down the   SCTP association and discards the IPFIX Message.  The tester should   check that the Collecting Process logged the error.3.4.2.  Using Multiple Scopes   The tester must cause the export of an Options Template Record   containing multiple scope fields, and a Data Record conforming to   that Template.   The tester must ensure that the Collecting Process reports the   Information Elements in the same order as they were specified in the   Options Template Record, as specified inSection 3.4.2.1 of   [RFC5101].3.4.3.  Metering Process Statistics Option Template   The tester must create a Metering Process Statistics Option Template,   as specified inSection 4.1 of [RFC5101], and cause the Option   Template and an associated Data Record to be exported.   The tester must ensure that the Collecting Process correctly receives   and decodes the Option Template and associated Data Record.   The tester must also check that the optional meteringProcessId Scope   Field is supported by the Collecting Process implementation.   If several Metering Processes are available on the Exporter   Observation Domain, the tester must create a Metering Process   Statistics Option Template containing multiple scopes and an   associated Data Record, must cause the Option Template and associated   Data Record to be exported, and must ensure that the Collecting   Process correctly receives and decodes the Option Template and   associated Data Record.Schmoll, et al.              Informational                     [Page 13]

RFC 5471              Guidelines for IPFIX Testing            March 20093.4.4.  Metering Process Reliability Statistics Option Template   The tester must create a Metering Process Reliability Statistics   Option Template, as specified inSection 4.2 of [RFC5101], and must   cause the Option Template and an associated Data Record to be   exported.   The tester must ensure that the Collecting Process correctly receives   and decodes the Option Template and associated Data Record.   The tester must also check that the optional meteringProcessId Scope   Field is supported by the Collecting Process implementation.3.4.5.  Exporting Process Reliability Statistics Option Template   The tester must create an Exporting Process Reliability Statistics   Option Template, as specified inSection 4.3 of [RFC5101], and must   cause the Option Template and an associated Data Record to be   exported.   The tester must ensure that the Collecting Process correctly receives   and decodes the Option Template and associated Data Record.3.4.6.  Flow Keys Option Template   The tester must create a Flow Keys Option Template, as specified inSection 4.4 of [RFC5101], where the templateId refers to an existing   Template, and must cause the Option Template and an associated Data   Record to be exported.   The tester must ensure that the Collecting Process correctly receives   and decodes the Option Template and associated Data Record, and it   must ensure that the Collecting Process associates the Flow Keys with   the right Data Record Information Elements.   The tester must create another Flow Keys Data Record to be exported   where the associated templateId has insufficient fields to satisfy   the flowKeyIndicator.   The tester must ensure that the Collecting Process discards the IPFIX   Message and shuts down the SCTP association or closes the TCP   connection.  The tester must check that the Collecting Process logged   the error.   The tester must create another Flow Keys Option Template, where the   templateId refers to a non-existing Template, and must cause the   Option Template and an associated Data Record to be exported.Schmoll, et al.              Informational                     [Page 14]

RFC 5471              Guidelines for IPFIX Testing            March 2009   The tester must ensure that the Collecting Process shuts down the   SCTP association and discards the IPFIX Message.  The tester should   check that the Collecting Process logged the error.3.5.  Stress/Load Tests   Stress tests are used to check correct behavior and robustness of an   IPFIX Collecting Process implementation when a number of Data Records   arrive very quickly.  This is especially important when IPFIX over   UDP is used, since in that case a slow Collecting Process cannot   block the IPFIX Exporting Processes from exporting because UDP is not   congestion aware.   The tests may be dependent upon the hardware and transport technology   in use.  Therefore, the tests may need to be scaled up or down to   meet the needs of the particular implementation.  However, the   implementer must ensure that the implementation is stable under   excessive traffic conditions, for whatever definition of "excessive"   applies at their intended installation.   The implementer must ensure the correct operation of the Exporting   Process and/or Collecting Process when the Collecting Process is   incapable of processing records at the rate that they are received.3.5.1.  Large Number of Records for One Template   The tester should export many Data Records to the Collecting Process,   all conforming to the same Template, in order to put the Collecting   Process under stress.   Depending on what the Collecting Process does (save to file, store to   database, analyze the data) the Collecting Process may use up a lot   of memory.   The tester must ensure that, if the Collecting Process runs out of   memory, it shuts down the specific SCTP association or closes the TCP   connection but remains available to receive data on other open   Transport Sessions and also stays available for future Transport   Sessions.3.5.2.  Excessive Rate of Incoming Data Records   The tester should perform a test where Data Records are exported to   the Collecting Process with an increasing export rate.   For TCP or SCTP in reliable mode, the tester must ensure that the   export stalls the Exporting Process once the Collecting Process   becomes fully loaded.Schmoll, et al.              Informational                     [Page 15]

RFC 5471              Guidelines for IPFIX Testing            March 2009   For UDP export, the tester must ensure that the Collecting Process   drops records as it becomes overloaded, and must check that the   Collecting Process logged a warning.3.5.3.  Large Templates   The tester must create Templates with the maximum possible number of   Information Elements and cause these to be exported to the Collecting   Process.   The total length field in the IP header is 16 bits, allowing a length   up to 65535 octets in one application-level datagram.  This limits   the number of Information Elements one can specify in an IPFIX   Template when using UDP export.  SCTP and TCP are streaming   protocols, so they do not impose much restriction on the packet   level.  UDP requires 20 octets for a minimal IPv4 header, 8 octets   for the UDP header, 16 octets for the IPFIX header, 4 octets for the   Set header, and 4 octets for the Template header, so the Template   definition may be up to (65535 - 20 - 8 - 16 - 4 - 4) = 65483 octets   long.  The minimum IPFIX Information Element specification requires 4   octets: two for the Information Element ID and two for the field   length.  Therefore, the maximum number of IPFIX Information Elements   in a single Template is 65483 / 4 = 16370.  With this many   Information Elements, the Template will be 65480 octets long, while   the entire packet will be 65532 octets long.   The tester must create Data Records conforming to this Template, and   cause them to be exported.  Note that, for the implementation, the   associated Data Records might be smaller or larger than the Template   Records depending on the length of the Information Elements defined   by the Template and on the presence of variable-length Information   Elements.   The tester must ensure that the Collecting Process correctly receives   and decodes the Template and associated Data Records.3.5.4.  Many New Templates within the Data Template Timeout Interval   The tester should create a large number of different Templates and   cause them to be exported to the Collecting Process to stress test   the Collecting Process's memory consumption.   The tester must ensure that the Collecting Process gracefully   discards Templates if it's running out of memory resources, and it   should check that warnings are logged.Schmoll, et al.              Informational                     [Page 16]

RFC 5471              Guidelines for IPFIX Testing            March 20093.5.5.  Multiple Exporting Processes Exporting to One Collecting Process   The tester must configure multiple Exporting Processes to export   Templates and associated Data Records to the same Collecting Process   at the same time.   The tester must ensure that all the Templates and associated Data   Records are correctly received and decoded at the Collecting Process,   and that no Exporting Process stalls or disconnects completely unless   the Collecting Process runs out of memory.3.5.6.  Export from One Exporting Process to Multiple Collecting        Processes   If the Exporting Process supports multiple simultaneous export   destinations, the tester must configure the Exporting Process to   export Data Records in parallel to different Collecting Processes.   The tester must configure the use of a mixture of simple and complex   Templates and ensure they are all correctly received and decoded by   all the Collecting Processes.3.6.  Error Handling   This section lists and describes a number of problems that might   occur in either the network or data transmission or related to wrong   information encoding, and that the IPFIX Exporting Process and   Collecting Process must be capable of handling in a graceful way.  It   is intended to test the robustness and fault tolerance of the IPFIX   Processes.3.6.1.  Temporary Network Disconnect   The IPFIX Exporting Process and Collecting Process behavior must be   checked upon interruptions of data transmission due to network   failures (whether physical or logical, e.g., defective routing).   The tester must configure continuous export over all applicable   combinations of transports and protocols inSection 3.1, in turn.   For SCTP-based associations and TCP-based connections, the tester   should create a short disconnect between the Exporting Process and   the Collecting Process (e.g., by momentarily interrupting the network   connection) and must ensure that export continues after the   connection is repaired.  The tester must then create a longer   disconnection between the Exporting Process and Collecting Process,   and it must ensure that export continues after the connection is   repaired.Schmoll, et al.              Informational                     [Page 17]

RFC 5471              Guidelines for IPFIX Testing            March 2009   For UDP-based data export, there is no noticeable connection loss,   but data received with non-consecutive sequence numbers indicates   data loss.  Refer to the sequence number specifications inSection3.1 of [RFC5101].  The tester should create a short disconnect   between the Exporting Process and Collecting Process, and it must   ensure that this is recognized and reported by the Collecting Process   perSection 3.1 of [RFC5101].3.6.2.  Exporting Process Termination and Restart during Data        Transmission   An IPFIX Collecting Process might be confronted with a faulty   Exporting Process implementation that suddenly crashes, dropping any   open connections.  The Exporting Process may be restarted again soon   after the crash.   Such an event will only be visible to the Collecting Process when the   IPFIX Messages (Templates and associated Data Records) are carried   over TCP or SCTP.  For export via UDP, no such test is available due   to the connection-less nature of the transport.   The tester must configure continuous export over all applicable   combinations of SCTP and TCP transports and protocols inSection 3.1,   in turn.  For each combination, the tester must establish export,   then kill the active Exporting Process.   The tester must ensure that the associated Collecting Process shuts   down SCTP associations and closes TCP connections associated with   that export after a suitable timeout period.   The tester must Ensure that the Collecting Process discards the   Template(s) received on the killed transport session.   The tester must restart the Exporting Process again, and it must   ensure that the Exporting Process exports the Templates again.   The tester must ensure that the Collecting Process receives and   accepts both Templates and associated Data Records from the new   Exporting Process running at the same source host.3.6.3.  Collecting Process Termination and Restart during Data        Transmission   An IPFIX Exporting Process might be confronted with a faulty   Collecting Process implementation that suddenly crashes, dropping any   open Transport Sessions.  The Collecting Process may be restarted   again soon after the crash.Schmoll, et al.              Informational                     [Page 18]

RFC 5471              Guidelines for IPFIX Testing            March 2009   The tester must set up an Exporting Process and Collecting Process   and cause IPFIX Templates and associated Data Records to be exported   over all applicable combinations of SCTP and TCP transports and   protocols inSection 3.1, in turn.  Via UDP, the restart of the   Collecting Process will be invisible to the Exporting Process and   have no effect.   The tester must terminate the Collecting Process while the export is   in progress, and must ensure that the Exporting Process shuts down   SCTP associations and closes TCP connections associated with that   Collecting Process.   The tester must restart the Collecting Process and ensure that the   Exporting Process connects to the Collecting Process again and that   it exports the IPFIX Templates again.   The tester must ensure that the new Collecting Process correctly   receives and decodes the IPFIX Data Records again.3.6.4.  Incorrect Template Records and Options Template Records   These tests verify the Collecting Process's operation when it   receives a Template Record or Options Template Record with an invalid   message length.  Refer to the specifications inSection 3.4.1 and   3.4.2 of [RFC5101], respectively.   Consider the example Template Record shown in Figure 4.  This   Template record is missing one Information Element ID and one   Information Element length field.  There is insufficient data in the   Set for the specified Set length, and the overall record is four   octets too short for the specified total length.Schmoll, et al.              Informational                     [Page 19]

RFC 5471              Guidelines for IPFIX Testing            March 2009       0                   1                   2                   3       0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |         Version = 10          |       Total Length = 32       |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |                  Export Time = 1155202151                     |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |               Sequence Number = 0x12345678                    |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |           Observation Domain ID = 0x33334444                  |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |          Set ID = 2           |        Set Length = 12        |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |       Template ID = 257       |        Field Count = 2        |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |0| Info Element Identifier = 8 |     Field Length = 4          |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+                                   Figure 4   The tester must create and cause the Exporting Process to export the   following IPFIX Templates, and must ensure the correct Collecting   Process behavior for each of the transports and protocols inSection3.1.   The tester must do the following:   o  For SCTP transport, ensure that the Collecting Process discards      the IPFIX Message, shuts down the SCTP association, and logs the      error.   o  For TCP transport, ensure that the Collecting Process discards the      IPFIX Message, closes the TCP connection, and logs the error.      Note that since TCP is a streaming (rather than record-based)      protocol, template length errors cannot be detected and may cause      framing to be lost, potentially rendering the remainder of the      IPFIX stream unintelligible.  Therefore, some of these tests are      not applicable for TCP transport, as indicated.   o  For UDP transport, ensure that the Collecting Process discards the      IPFIX Message and logs the error.   (a) The tester must create the IPFIX Template shown in Figure 4 and       cause the Exporting Process to export it.  The tester must ensure       that the Collecting Process's behavior is as specified above for       each transport type except for TCP, for which this test is not       applicable.Schmoll, et al.              Informational                     [Page 20]

RFC 5471              Guidelines for IPFIX Testing            March 2009   (b) Consider the IPFIX Template shown in Figure 4, modified with       total length = 28.  In this case, the IPFIX Message has to be       rejected because the field count = 2 and there is no second       Information Element record present in the Set.  The available       data is exhausted after reading the first Information Element       record.       The tester must create the modified Template and cause the       Exporting Process to export it.  The tester must ensure that the       Collecting Process's behavior is as specified above for each       transport type.   (c) Consider the IPFIX Template shown in Figure 4, modified with       total length = 26.  In this case, the IPFIX Message has to be       rejected because the IPFIX Message length is too short.  After       the first Information Element, the IPFIX Message data is       exhausted according to the total length information.       The tester must create the modified Template and cause the       Exporting Process to export it.  The tester must ensure that the       Collecting Process's behavior is as specified above for each       transport type.  The TCP connection used for this test must be       manually reset after the test.   (d) Consider the IPFIX Template shown in Figure 4, modified with       field count = 1.  In this case, the IPFIX Message must be       rejected because the total length is too large and does not match       the amount of data available.       The tester must create the modified Template and cause the       Exporting Process to export it.  The tester must ensure that the       Collecting Process's behavior is as specified above for each       transport type.  This test is not applicable for TCP transport.   (e) Finally, when the IPFIX Template shown in Figure 4 is extended       with the data shown in Figure 5, it becomes a correct IPFIX       Template.       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       |0| Info Element Identifier = 12|        Field Length = 4       |       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+                                   Figure 5       The tester must create the modified Template and cause the       Exporting Process to export it.  The tester must ensure that the       Template is accepted by the Collecting Process for each transport       type.Schmoll, et al.              Informational                     [Page 21]

RFC 5471              Guidelines for IPFIX Testing            March 2009   The example Template record shown in Figure 6 must be dropped because   the scope field count = 0.       0                   1                   2                   3       0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |         Version = 10          |       Total Length = 30       |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |                  Export Time = 1155202151                     |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |               Sequence Number = 0x12345678                    |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |           Observation Domain ID = 0x33334444                  |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |           Set ID = 3          |        Set Length = 14        |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |       Template ID = 257       |       Field Count = 1         |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |     Scope Field Count = 0     |0| Info Element Identifier = 8 |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |       Field Length = 4        |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+                                   Figure 6   The tester must create the Template shown in Figure 6 and cause the   Exporting Process to export it.  The tester must ensure that the   IPFIX Message is discarded by the Collecting Process for each   transport type, and must check that the Collecting Process logs an   error.  The tester must ensure that the Collecting Process also shuts   down the SCTP association or closes the TCP connection.   The tester must create an IPFIX Options Template where the field   count is less than the scope field count, and cause the Exporting   Process to export it.  Use the above IPFIX Options Template with   scope field count = 2.  The tester must ensure that the Template is   discarded by the Collecting Process for each transport type, and must   check that the Collecting Process logs an error.  The tester must   ensure that the Collecting Process shuts down the SCTP association or   closes the TCP connection.3.6.5.  Incorrect Data Record   The tester must create the following invalid Data Records and cause   them to be exported to the Collecting Process over all applicable   combinations of transports and protocols inSection 3.1.Schmoll, et al.              Informational                     [Page 22]

RFC 5471              Guidelines for IPFIX Testing            March 2009   o  IPFIX Message too short.   o  Illegal use of reduced size encoding.   o  Invalid length specification in case of variable-length      Information Elements.   The tester must ensure that the Collecting Process discards the IPFIX   Message and shuts down the SCTP association or closes the TCP   connection.3.6.6.  Export of Non-Matching Template and Data Records   The tester must create Templates and associated Data Records that   fail to conform to those Templates in the following ways:   o  too few Information Elements in Data Record   o  too many Information Elements in Data Record   The tester must cause the Templates and associated Data Records to be   exported to the Collecting Process over all applicable combinations   of transports and protocols inSection 3.1.   The tester must ensure that the Collecting Process discards the IPFIX   Message and shuts down the SCTP association or closes the TCP   connection.3.6.7.  Unknown Set IDs   The tester must create Template Sets, Option Template Sets, and   associated Data Sets using Set IDs which are unknown to the   Collecting Process, and cause these to be exported to the Collecting   Process over all applicable combinations of transports and protocols   inSection 3.1.   PerSection 3.3.2 of [RFC5101], only the Set ID values 2 and 3 denote   valid Sets.   The tester must ensure that the Collecting Process ignores the   unknown Sets, logs a warning, and processes the remainder of the   IPFIX Message.Schmoll, et al.              Informational                     [Page 23]

RFC 5471              Guidelines for IPFIX Testing            March 20093.6.8.  Re-Using Template IDs3.6.8.1.  Using SCTP Transport   Refer toSection 9 of [RFC5101] for the Collecting Process's SCTP   Template management specifications.   The tester must create an IPFIX Template and cause it to be exported   to a Collecting Process over SCTP transport.   The tester must ensure that the Template was correctly received and   decoded by the Collecting Process.   The tester must cause the same Template to be exported to the same   Collecting Process over the same SCTP association, and must ensure   that the Collecting Process resets the SCTP association and discards   the IPFIX Message.   The tester must create another IPFIX template and cause it to be   exported to the Collecting Process over SCTP transport.   The tester must ensure that the Template was correctly received and   decoded by the Collecting Process.   The tester must modify the Template contents while retaining the same   Template ID.   The tester must cause the modified Template to be exported to the   same Collecting Process over the SCTP same association, and must   ensure that the Collecting Process resets the SCTP association and   discards the IPFIX Message.   The tester must check that an error was logged.   The tester must create another IPFIX Template and cause it to be   exported to the Collecting Process over SCTP transport.   The tester must ensure that the Template was correctly received and   decoded by the Collecting Process.   The tester must cause a Template Withdrawal Message for the Template   to be sent to the Collecting Process over the same SCTP association,   and must ensure that the Template has been discarded by the   Collecting Process.   The tester must create Data Records conforming to the Template and   cause them to be exported to the Collecting Process over the same   SCTP association.Schmoll, et al.              Informational                     [Page 24]

RFC 5471              Guidelines for IPFIX Testing            March 2009   The tester must ensure that the Collecting Process discards the Data   Records and logs a warning.   The tester must cause the same Template to be exported to the same   Collecting Process over the same SCTP association.   The tester must ensure that the Template was correctly received and   decoded by the Collecting Process.   The tester must create Data Records conforming to the Template and   cause them to be exported to the Collecting Process over the same   SCTP association.   The tester must ensure that the Collecting Process correctly receives   and decodes the Data Records.3.6.8.2.  Using TCP Transport   Refer toSection 10.4.3 of [RFC5101] for the Collecting Process's TCP   Template management specifications.   The tester must create an IPFIX Template and cause it to be exported   to a Collecting Process over TCP transport.   The tester must ensure that the Template was correctly received and   decoded by the Collecting Process.   The tester must cause the same Template to be exported to the same   Collecting Process over the same TCP connection, and must ensure that   the Collecting Process resets the TCP connection and discards the   IPFIX Message.   The tester must create an IPFIX Template and cause it to be exported   to the Collecting Process over TCP transport.   The tester must ensure that the Template was correctly received and   decoded by the Collecting Process.   The tester must modify the Template contents while retaining the same   Template ID.   The tester must cause the modified Template to be exported to the   same Collecting Process over the same TCP connection, and must ensure   that the Collecting Process resets the TCP connection and discards   the IPFIX Message.   The tester must check that an error was logged.Schmoll, et al.              Informational                     [Page 25]

RFC 5471              Guidelines for IPFIX Testing            March 2009   The tester must create another IPFIX Template and cause it to be   exported to the Collecting Process over TCP transport.   The tester must ensure that the Template was correctly received and   decoded by the Collecting Process.   The tester must cause a Template Withdrawal Message for the Template   to be sent to the Collecting Process over the same TCP connection,   and must ensure that the Template has been discarded by the   Collecting Process.   The tester must create Data Records conforming to the same Template   and cause them to be exported to the same Collecting Process over the   same TCP connection.   The tester must ensure that the Collecting Process discards the Data   Records and logs a warning.   The tester must cause the same Template to be exported to the same   Collecting Process over the same TCP connection.   The tester must ensure that the Template was correctly received and   decoded by the Collecting Process.   The tester must create Data Records conforming to the Template and   cause them to be exported to the same Collecting Process over the   same TCP connection.   The tester must ensure that the Collecting Process correctly receives   and decodes the Data Records.3.6.8.3.  Using UDP Transport   Refer to Sections10.3.6 and10.3.7 of [RFC5101] for the UDP Template   management specifications.3.6.8.3.1.  Re-Using the Same Template ID inside the Template Lifetime   The tester must create an IPFIX Template and cause it to be exported   to a Collecting Process over UDP transport.   The tester must ensure that the Template was correctly received and   decoded by the Collecting Process.   Before the Template lifetime expires on the Collecting Process, the   tester must cause the same Template to be exported over the same UDP   connection to the same Collecting Process and must ensure that the   Collecting Process accepts the Template.Schmoll, et al.              Informational                     [Page 26]

RFC 5471              Guidelines for IPFIX Testing            March 2009   The tester must create a different Template with the same ID and must   cause this to be exported to the same Collecting Process over the   same UDP connection before the original Template lifetime expires.   The tester must ensure that the Collecting Process does not reject   the new Template.   The tester must create Data Records conforming to the new Template   and cause them to be exported to the same Collecting Process over the   same UDP connection.   The tester must ensure that the Collecting Process correctly receives   and decodes the Data Records.3.6.8.3.2.  Re-Using the Same Template ID after the Template Lifetime   The tester must create an IPFIX Template and cause it to be exported   to a Collecting Process over UDP transport.   The tester must ensure that the Template was correctly received and   decoded by the Collecting Process.   The tester must allow the received Template lifetime to expire on the   Collecting Process.   The tester must create Data Records conforming to the Template and   cause them to be exported to the same Collecting Process over the   same UDP connection.   The tester must ensure that the Collecting Process discards the Data   Records.   The tester must check that the Collecting Process logs a warning.   The tester must cause the same Template to be exported to the same   Collecting Process over the same UDP connection.   The tester must ensure that the Template was correctly received and   decoded by the Collecting Process.   The tester must create Data Records conforming to the Template and   cause them to be exported to the same Collecting Process over the   same UDP connection.   The tester must ensure that the Collecting Process correctly receives   and decodes the Data Records.Schmoll, et al.              Informational                     [Page 27]

RFC 5471              Guidelines for IPFIX Testing            March 20093.7.  TLS Connectivity and Policy Selection   This section lists tests that verify connectivity over TLS and   Datagram Transport Layer Security (DTLS) and proper selection of TLS   policies as specified in the IPFIX Protocol.  It specifically does   NOT purport to test the security of IPFIX Message transport over TLS   or DTLS, as evaluating the security of a transport session is really   a test of the TLS or DTLS implementation over which a given IPFIX   implementation runs, and as such is out of scope for this document.   Refer toSection 11 of [RFC5101] for the security specifications.3.7.1.  TLS Test Setup   Setting up for TLS connectivity and policy testing requires the   creation of appropriate X.509 certificates and private keys for a   test environment and the configuration of a DNS server to answer with   consistent information for the hosts used in the test.   The tester must configure the following certificates:      1.  A Certificate Authority (CA) certificate and associated          private key for signing the following certificates.      2.  One certificate and associated private key, with a CN (Common          Name) or subjectAltName extension of type dNSName containing          the fully qualified domain name of the host, signed by the CA          certificate in 1, for each IPFIX Exporting Process in the          test.      3.  One certificate and associated private key, with a CN (common          name) or subjectAltName extension of type dNSName containing          the fully qualified domain name of the host, signed by the CA          certificate in 1, for each IPFIX Collecting Process in the          test.   The tester must configure consistent forward (A, AAAA) DNS records   for each host in the test on a DNS server used by the hosts for name   resolution.  Note that there is no need to configure reverse (PTR)   DNS records for the hosts, as no part of the protocol uses reverse   lookups.   The tester must ensure that the Exporting Process and Collecting   Process are on different hosts.Schmoll, et al.              Informational                     [Page 28]

RFC 5471              Guidelines for IPFIX Testing            March 20093.7.2.  TLS over TCP Connectivity Test   The tester must set up certificates and DNS as inSection 3.7.1.   The tester must configure one Exporting Process and one Collecting   Process with their appropriate certificates to transfer IPFIX   Messages over TLS over TCP.   The tester must create an IPFIX Template and associated Data Record,   and cause them to be exported over the TCP connection.   The tester must ensure that a TCP connection and a TLS connection   were established, must ensure that data was exchanged, and must   ensure that the data received at the Collecting Process is correct.3.7.3.  DTLS over UDP Connectivity Test   The tester must set up certificates and DNS as inSection 3.7.1.   The tester must configure one Exporting Process and one Collecting   Process with their appropriate certificates to transfer IPFIX   Messages over DTLS over UDP.   The tester must create an IPFIX Template and associated Data Record,   and cause them to be exported over the UDP connection.   The tester must ensure that UDP packets were sent and a DTLS   connection was established, must ensure that data was exchanged, and   must ensure that the data received at the Collecting Process is   correct.3.7.4.  DTLS over PR-SCTP Connectivity Test   The tester must set up certificates and DNS as inSection 3.7.1.   The tester must configure one Exporting Process and one Collecting   Process with their appropriate certificates to transfer IPFIX   Messages over DTLS over the Partially Reliable-Stream Control   Transmission Protocol (PR-SCTP).   The tester must create an IPFIX Template and associated Data Record,   and cause them to be exported over the SCTP association.   The tester must ensure that an SCTP association and a DTLS connection   were established, must ensure that data was exchanged, and must   ensure that the data received at the Collecting Process is correct.Schmoll, et al.              Informational                     [Page 29]

RFC 5471              Guidelines for IPFIX Testing            March 20093.7.5.  TLS Bidirectional Authentication Policy Test   This is an optional test for Collecting Processes only; it requires   the modification of an Exporting Process to NOT present a   certificate.   The tester must modify an Exporting Process to NOT present a   certificate.   The tester must perform the connectivity tests in Sections3.7.2,   3.7.3, and 3.7.4.   The tester must ensure that the Collecting Process rejects the TLS or   DTLS connection establishment.3.7.6.  Exporting Process Identity Mismatch TLS Policy Test   The tester must set up certificates and DNS as inSection 3.7.1.   The tester must use a certificate for the Exporting Process that does   NOT match the fully qualified domain name of the host on which the   Exporting Process runs.   The tester must Perform the connectivity tests in Sections3.7.2,   3.7.3, and 3.7.4.   The tester must ensure that the Collecting Process rejects the TLS or   DTLS connection establishment.3.7.7.  Collecting Process Identity Mismatch TLS Policy Test   The tester must set up certificates and DNS as inSection 3.7.1.   The tester must use a certificate for the Collecting Process that   does NOT match the fully qualified domain name of the host on which   the Collecting Process runs.   The tester must perform the connectivity tests in Sections3.7.2,   3.7.3, and 3.7.4.   The tester must ensure that the Exporting Process rejects the TLS or   DTLS connection establishment.4.  Security Considerations   This memo raises no security issues.Schmoll, et al.              Informational                     [Page 30]

RFC 5471              Guidelines for IPFIX Testing            March 20095.  Acknowledgments   The authors wish to thank Brian Trammell for contributing the initial   text forSection 3.7.6.  Normative References   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate              Requirement Levels",BCP 14,RFC 2119, March 1997.   [RFC3917]  Quittek, J., Zseby, T., Claise, B., and S. Zander,              "Requirements for IP Flow Information Export (IPFIX)",RFC3917, October 2004.   [RFC5101]  Claise, B., Ed., "Specification of the IP Flow Information              Export (IPFIX) Protocol for the Exchange of IP Traffic              Flow Information",RFC 5101, January 2008.   [RFC5102]  Quittek, J., Bryant, S., Claise, B., Aitken, P., and J.              Meyer, "Information Model for IP Flow Information Export",RFC 5102, January 2008.   [RFC5470]  Sadasivan, G., Brownlee, N., Claise, B., and J. Quittek,              "Architecture for IP Flow Information Export",RFC 5470,              March 2009.   [RFC5472]  Zseby, T., Boschi, E., Brownlee, N., and B. Claise, "IP              Flow Information Export (IPFIX) Applicability",RFC 5472,              March 2009.Schmoll, et al.              Informational                     [Page 31]

RFC 5471              Guidelines for IPFIX Testing            March 2009Authors' Addresses   Carsten Schmoll   Fraunhofer FOKUS   Kaiserin-Augusta-Allee 31   Berlin  D-10589   Germany   Phone: +49 30 3463 7136   EMail: carsten.schmoll@fokus.fraunhofer.de   URI:http://www.fokus.fraunhofer.de   Paul Aitken   Cisco Systems, Inc.   96 Commercial Quay   Edinburgh  EH6 6LX   Scotland   Phone: +44 131 561 3616   EMail: paitken@cisco.com   URI:http://www.cisco.com   Benoit Claise   Cisco Systems, Inc.   De Kleetlaan 6a b1   1831 Diegem   Belgium   Phone: +32 2 704 5622   EMail: bclaise@cisco.com   URI:http://www.cisco.comSchmoll, et al.              Informational                     [Page 32]

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