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INFORMATIONAL
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Network Working Group                                   J. SchoenwaelderRequest for Comments: 5345                      Jacobs University BremenCategory: Informational                                     October 2008Simple Network Management Protocol (SNMP)Traffic Measurements and Trace Exchange FormatsStatus of This Memo   This memo provides information for the Internet community.  It does   not specify an Internet standard of any kind.  Distribution of this   memo is unlimited.IESG Note   The IESG thinks that this work is related to IETF work done in the   Operations and Management Area related to SNMP, but this does not   prevent publishing.  This RFC is not a candidate for any level of   Internet Standard.  The IETF disclaims any knowledge of the fitness   of this RFC for any purpose and notes that the decision to publish is   not based on IETF review apart from the IETF Last Call on the   allocation of a URI by IANA and the IESG review for conflict with   IETF work.  The RFC Editor has chosen to publish this document at its   discretion.  SeeRFC 3932 for more information.Abstract   The Simple Network Management Protocol (SNMP) is widely deployed to   monitor, control, and (sometimes also) configure network elements.   Even though the SNMP technology is well documented, it remains   relatively unclear how SNMP is used in practice and what typical SNMP   usage patterns are.   This document describes an approach to carrying out large-scale SNMP   traffic measurements in order to develop a better understanding of   how SNMP is used in real-world production networks.  It describes the   motivation, the measurement approach, and the tools and data formats   needed to carry out such a study.   This document was produced within the IRTF's Network Management   Research Group (NMRG), and it represents the consensus of all of the   active contributors to this group.Schoenwaelder                Informational                      [Page 1]

RFC 5345               SNMP Traffic Measurements            October 2008Table of Contents1. Introduction ....................................................32. Measurement Approach ............................................42.1. Capturing Traffic Traces ...................................52.2. Converting Traffic Traces ..................................62.3. Filtering Traffic Traces ...................................72.4. Storing Traffic Traces .....................................72.5. Analyzing Traffic Traces ...................................83. Analysis of Traffic Traces ......................................93.1. Basic Statistics ...........................................93.2. Periodic versus Aperiodic Traffic ..........................93.3. Message Size and Latency Distributions .....................93.4. Concurrency Levels ........................................103.5. Table Retrieval Approaches ................................103.6. Trap-Directed Polling - Myths or Reality? .................103.7. Popular MIB Definitions ...................................113.8. Usage of Obsolete Objects .................................113.9. Encoding Length Distributions .............................113.10. Counters and Discontinuities .............................113.11. Spin Locks ...............................................123.12. Row Creation .............................................124. Trace Exchange Formats .........................................124.1. XML Representation ........................................124.2. CSV Representation ........................................175. Security Considerations ........................................186. IANA Considerations ............................................197. Acknowledgements ...............................................198. References .....................................................208.1. Normative References ......................................208.2. Informative References ....................................20Schoenwaelder                Informational                      [Page 2]

RFC 5345               SNMP Traffic Measurements            October 20081.  Introduction   The Simple Network Management Protocol (SNMP) was introduced in the   late 1980s [RFC1052] and has since then evolved to what is known   today as the SNMP version 3 Framework (SNMPv3) [RFC3410].  While SNMP   is widely deployed, it is not clear what protocol versions are being   used, which protocol features are being used, how SNMP usage differs   in different types of networks or organizations, which information is   frequently queried, and what typical SNMP interaction patterns occur   in real-world production networks.   There have been several publications in the recent past dealing with   the performance of SNMP in general [SM99][Mal02][Pat01], the impact   of SNMPv3 security [DSR01][CT04], or the relative performance of SNMP   compared to Web Services [PDMQ04][PFGL04].  While these papers are   generally useful to better understand the impact of various design   decisions and technologies, some of these papers lack a strong   foundation because authors typically assume certain SNMP interaction   patterns without having experimental evidence that the assumptions   are correct.  In fact, there are many speculations on how SNMP is   being used in real-world production networks, and performance   comparisons are based on limited test cases, but no systematic   measurements have been performed and published so far.   Many authors use the ifTable of the IF-MIB [RFC2863] or the   tcpConnTable of the TCP-MIB [RFC4022] as a starting point for their   analysis and comparison.  Despite the fact that there is no evidence   that operations on these tables dominate SNMP traffic, it is even   more unclear how these tables are read and which optimizations are   done (or not done) by real-world applications.  It is also unclear   what the actual traffic trade-off between periodic polling and more   aperiodic bulk data retrieval is.  Furthermore, we do not generally   understand how much traffic is devoted to standardized MIB objects   and how much traffic deals with proprietary MIB objects and whether   the operation mix between these object classes differs between   different operational environments (e.g., backbone networks, access   networks, enterprise networks).   This document recommends an approach to collecting, codifying, and   handling SNMP traffic traces in order to find answers to some of   these questions.  It describes the tools that have been developed to   allow network operators to collect traffic traces and to share them   with research groups interested in analyzing and modeling network   management interactions.   While the SNMP trace collection and analysis effort was initiated by   the research community, network operators can benefit from the SNMP   measurements too.  Several new tools are being developed as part ofSchoenwaelder                Informational                      [Page 3]

RFC 5345               SNMP Traffic Measurements            October 2008   this effort that can be used to capture and analyze the traffic   generated by management stations.  This resulting information can   then be used to improve the efficiency and scalability of management   systems.   The measurement approach described in this document is by design   limited to the study of SNMP traffic.  Studies of other management   protocols or the impact of management protocols such as SNMP on other   traffic sharing the same network resources is left to future efforts.   This is an Informational document, produced within the IRTF's Network   Management Research Group (NMRG), and it represents the consensus of   all of the active contributors to this group.2.  Measurement Approach   This section outlines the process of doing SNMP traffic measurements   and analysis.  The process consists of the following five basic   steps:   1.  Capture raw SNMP traffic traces in pcap packet capture files [1].   2.  Convert the raw traffic traces into a structured machine and       human-readable format.  A suitable XML schema has been developed       for this purpose that captures all SNMP message details.  Another       more compact comma-separated values (CSV) format has been       developed that only keeps key information about SNMP messages.   3.  Filter the converted traffic traces to hide or anonymize       sensitive information.  While the filtering is conceptually a       separate step, filtering may actually be implemented as part of       the previous data conversion step for efficiency reasons.   4.  Submit the filtered traffic traces to a repository from which       they can be retrieved and analyzed.  Such a repository may be       public, under the control of a research group, or under the       control of a network operator who commits to run analysis scripts       on the repository on behalf of researchers.   5.  Analyze the traces by creating and executing analysis scripts       that extract and aggregate information.   Several of the steps listed above require the involvement of network   operators supporting the SNMP measurement projects.  In many cases,   the filtered XML and CSV representation of the SNMP traces will be   the interface between the researchers writing analysis scripts and   the operators involved in the measurement activity.  It is therefore   important to have a well-defined specification of these interfaces.Schoenwaelder                Informational                      [Page 4]

RFC 5345               SNMP Traffic Measurements            October 2008   This section provides some advice and concrete hints on how the steps   listed above can be carried out efficiently.  Some special tools have   been developed to assist network operators and researchers so that   the time spent on supporting SNMP traffic measurement projects is   limited.  The following sections describe the five steps and some   tools in more detail.2.1.  Capturing Traffic Traces   Capturing SNMP traffic traces can be done using packet sniffers such   as tcpdump [2], wireshark [3], or similar applications.  Some care   must be taken to specify pcap filter expressions that match the SNMP   transport endpoints used to carry SNMP traffic (typically 'udp and   (port 161 or port 162)').  Furthermore, it is necessary to ensure   that full packets are captured, that is packets are not truncated   (tcpdump option -s 0).  Finally, it is necessary to carefully select   the placement of the capturing probe within the network.  Especially   on bridged LANs, it is important to ensure that all management   traffic is captured and that the probe has access to all virtual LANs   carrying management traffic.  This usually requires placing the   probe(s) close to the management system(s) and configuring dedicated   monitoring ports on bridged networks.  Some bridges have restrictions   concerning their monitoring capabilities, and this should be   investigated and documented where necessary.   It is recommended to capture at least a full week of data to capture   diurnal patterns and one cycle of weekly behavior.  Operators are   strongly encouraged to capture traces over even longer periods of   time.  Tools such as tcpdump and tcpslice [2] or mergecap and   editcap [3] can be used to split or merge pcap trace files as needed.   Several operating systems can offload some of the TCP/IP processing   such as the calculation of transport layer checksum to network   interface cards.  Traces that include traffic to/from a capturing   interface that supports TCP/IP offloading can include incorrect   transport layer checksums.  The simplest solution is of course to   turn checksum offloading off while capturing traces (if that is   feasible without losing too many packets).  The other solution is to   correct or ignore checksums during the subsequent conversion of the   raw pcap files.   It is important to note that the raw pcap files should ideally be   kept in permanent storage (e.g., compressed and encrypted on a CD ROM   or DVD).  To verify measurements, it might be necessary to go back to   the original pcap files if, for example, bugs in the tools described   below have been detected and fixed.Schoenwaelder                Informational                      [Page 5]

RFC 5345               SNMP Traffic Measurements            October 2008   For each captured trace, some meta data should be recorded and made   available.  The meta data should include information such as where   the trace was collected (name of the network and name of the   organization owning the network, description of the measurement point   in the network topology where the trace was collected), when it was   collected, contact information, the size of the trace, any known   special events, equipment failures, or major infrastructure changes   during the data collection period and so on.  It is also extremely   useful to provide a unique identification.  There are special online   services such as DatCat [4] where meta data can be stored and which   provide unique identifiers.2.2.  Converting Traffic Traces   Raw traces in pcap format must be converted into a format that is   human readable while also remaining machine readable for efficient   post-processing.  Human readability makes it easy for an operator to   verify that no sensitive data is left in a trace while machine   readability is needed to efficiently extract relevant information.   The natural choice here is to use an XML format since XML is human as   well as machine readable and there are many tools and high-level   scripting language application programming interfaces (APIs) that can   be used to process XML documents and to extract meaningful   information.  However, XML is also pretty verbose, which increases   processing overhead.  In particular, the usage of XML streaming APIs   is strongly suggested since APIs that require an in-memory   representation of XML documents do not handle large traces well.Section 4.1 of this document defines a RELAX NG schema [OASISRNG] for   representing SNMP traffic traces in XML.  The schema captures all   relevant details of an SNMP message in the XML format.  Note that the   XML format retains some information about the original ASN.1/BER   encoding to support message size analysis.   A lightweight alternative to the full-blown XML representation based   on comma-separated values (CSV) is defined inSection 4.2.  The CSV   format only captures selected parts of SNMP messages and is thus more   compact and faster to process.   As explained in the previous sections, analysis programs that process   raw pcap files should have an option to ignore incorrect checksums   caused by TCP/IP offloading.  In addition, analysis programs that   process raw pcap files should be able to perform IP reassembly for   SNMP messages that were fragmented at the IP layer.Schoenwaelder                Informational                      [Page 6]

RFC 5345               SNMP Traffic Measurements            October 2008   The snmpdump [5] package has been developed to convert raw pcap files   into XML and CSV format.  The snmpdump program reads pcap, XML, or   CSV files as input and produces XML files or CSV files as output.   Specific elements can be filtered as required to protect sensitive   data.2.3.  Filtering Traffic Traces   Filtering sensitive data (e.g., access control lists or community   strings) can be achieved by manipulating the XML representation of an   SNMP trace.  Standard XSLT processors (e.g., xsltproc [6]) can be   used for this purpose.  People familiar with the scripting language   Perl might be interested in choosing a suitable Perl module to   manipulate XML documents [7].   The snmpdump program, for example, can filter out sensitive   information, e.g., by deleting or clearing all XML elements whose   name matches a regular expression.  Data type specific anonymization   transformations that maintain lexicographic ordering for values that   appear in instance identifiers [HS06] can be applied.  Note that   anonymization transformations are often bound to an initialization   key and depend on the data being anonymized in an anonymization run.   As a consequence, users must be careful when they merge data from   independently anonymized traces.  More information about network   traffic trace anonymization techniques can be found in [XFA02],   [FXAM04], [PAPL06], and [RW07].2.4.  Storing Traffic Traces   The raw pcap traces as well as the XML / CSV formatted traces should   be stored in a stable archive or repository.  Such an archive or   repository might be maintained by research groups (e.g., the NMRG),   network operators, or both.  It is of key importance that captured   traces are not lost or modified as they may form the basis of future   research projects and may also be needed to verify published research   results.  Access to the archive might be restricted to those who have   signed some sort of a non-disclosure agreement.   While this document recommends that raw traces should be kept, it   must be noted that there are situations where this may not be   feasible.  The recommendation to keep raw traces may be ignored, for   example, to comply with data-protection laws or to protect a network   operator from being forced to provide the data to other   organizations.Schoenwaelder                Informational                      [Page 7]

RFC 5345               SNMP Traffic Measurements            October 2008   Lossless compression algorithms embodied in programs such as gzip or   bzip2 can be used to compress even large trace files down to a size   where they can be burned on DVDs for cheap long-term storage.   It must be stressed again that it is important to keep the original   pcap traces in addition to the XML/CSV formatted traces since the   pcap traces are the most authentic source of information.   Improvements in the tool chain may require going back to the original   pcap traces and rebuilding all intermediate formats from them.2.5.  Analyzing Traffic Traces   Scripts that analyze traffic traces must be verified for correctness.   Ideally, all scripts used to analyze traffic traces will be   publically accessible so that third parties can verify them.   Furthermore, sharing scripts will enable other parties to repeat an   analysis on other traffic traces and to extend such analysis scripts.   It might be useful to establish a common, versioning repository for   analysis scripts.   Due to the availability of XML parsers and the simplicity of the CSV   format, trace files can be processed with tools written in almost any   programming language.  However, in order to facilitate a common   vocabulary and to allow operators to easily read scripts they execute   on trace files, it is suggested that analysis scripts be written in   scripting languages such as Perl using suitable Perl modules to   manipulate XML documents <http://perl-xml.sourceforge.net/faq/>.   Using a scripting language such as Perl instead of system programming   languages such as C or C++ has the advantage of reducing development   time and making scripts more accessible to operators who may want to   verify scripts before running them on trace files that may contain   sensitive data.   The snmpdump tool provides an API to process SNMP messages in C/C++.   While the coding of trace analysis programs in C/C++ should in   general be avoided for code readability, verifiability, and   portability reasons, using C/C++ might be the only option in dealing   with very large traces efficiently.   Any results produced by analyzing a trace must be interpreted in the   context of the trace.  The nature of the network, the attachment   point used to collect the trace, the nature of the applications   generating SNMP traffic, or the events that happened while the trace   was collected clearly influence the result.  It is therefore   important to be careful when drawing general conclusions based on a   potentially (too) limited data set.Schoenwaelder                Informational                      [Page 8]

RFC 5345               SNMP Traffic Measurements            October 20083.  Analysis of Traffic Traces   This section discusses several questions that can be answered by   analyzing SNMP traffic traces.  The questions raised in the following   subsections are meant to be illustrative and no attempt has been made   to provide a complete list.3.1.  Basic Statistics   Basic statistics cover things such as:   o  protocol version used,   o  protocol operations used,   o  message size distribution,   o  error message type frequency, or   o  usage of authentication and encryption mechanisms.   The Object Identifier (OID) names of the objects manipulated can be   categorized into OID subtrees, for example, to identify   'standardized', 'proprietary', and 'experimental' objects.3.2.  Periodic versus Aperiodic Traffic   SNMP is used to periodically poll devices as well as to retrieve   information at the request of an operator or application.  The   periodic polling leads to periodic traffic patterns while on-demand   information retrieval causes more aperiodic traffic patterns.  It is   worthwhile to understand what the relationship is between the amount   of periodic and aperiodic traffic.  It will be interesting to   understand whether there are multiple levels of periodicity at   different time scales.   Periodic polling behavior may be dependent on the application and   polling engine it uses.  For example, some management platforms allow   applications to specify how long polled values may be kept in a cache   before they are polled again.  Such optimizations need to be   considered when analyzing traces for periodic and aperiodic traffic.3.3.  Message Size and Latency Distributions   SNMP messages are size constrained by the transport mappings used and   the buffers provided by the SNMP engines.  For the further evolution   of the SNMP framework, it would be useful to know what the actual   message size distributions are.  It would be useful to understand theSchoenwaelder                Informational                      [Page 9]

RFC 5345               SNMP Traffic Measurements            October 2008   latency distributions, especially the distribution of the processing   times by SNMP command responders.  Some SNMP implementations   approximate networking delays by measuring request-response times,   and it would be useful to understand to what extent this is a viable   approach.   Some SNMP implementations update their counters from the underlying   instrumentation following adaptive algorithms, not necessarily   periodically, and not necessarily on-demand.  The granularity of   internal counter updates may impact latency measurements and should   be taken into account.3.4.  Concurrency Levels   SNMP allows management stations to retrieve information from multiple   agents concurrently.  It will be interesting to identify what the   typical concurrency level is that can be observed on production   networks or whether management applications prefer more sequential   ways of retrieving data.   Furthermore, it will be interesting to analyze how many redundant   requests coming from applications are processed almost simultaneously   by a device.  The concurrency level and the amount of redundant   requests has implications on caching strategies employed by SNMP   agents.3.5.  Table Retrieval Approaches   Tables can be read in several different ways.  The simplest and most   inefficient approach is to retrieve tables object-by-object in   column-by-column order.  More advanced approaches try to read tables   row-by-row or even multiple-rows-by-multiple-rows.  The retrieval of   index elements can be suppressed in most cases or only a subset of   columns of a table are retrieved.  It will be useful to know which of   these approaches are used on production networks since this has a   direct implication on agent implementation techniques and caching   strategies.3.6.  Trap-Directed Polling - Myths or Reality?   SNMP is built around a concept called trap-directed polling.   Management applications are responsible to periodically poll SNMP   agents to determine their status.  In addition, SNMP agents can send   traps to notify SNMP managers about events so that SNMP managers can   adapt their polling strategy and basically react faster than normal   polling would allow.Schoenwaelder                Informational                     [Page 10]

RFC 5345               SNMP Traffic Measurements            October 2008   Analysis of SNMP traffic traces can identify whether trap-directed   polling is actually deployed.  In particular, the question that   should be addressed is whether SNMP notifications lead to changes in   the short-term polling behavior of management stations.  In   particular, it should be investigated to what extent SNMP managers   use automated procedures to track down the meaning of the event   conveyed by an SNMP notification.3.7.  Popular MIB Definitions   An analysis of object identifier prefixes can identify the most   popular MIB modules and the most important object types or   notification types defined by these modules.  Such information would   be very valuable for the further maintenance and development of these   and related MIB modules.3.8.  Usage of Obsolete Objects   Several objects from the early days have been obsoleted because they   cannot properly represent today's networks.  A typical example is the   ipRouteTable that was obsoleted because it was not able to represent   classless routing, introduced and deployed on the Internet in 1993.   Some of these obsolete objects are still mentioned in popular   publications as well as research papers.  It will be interesting to   find out whether they are also still used by management applications   or whether management applications have been updated to use the   replacement objects.   Depending on the data recorded in a trace, it might be possible to   determine the age of devices by looking at the values of objects such   as sysObjectID and sysDecr [RFC3418].  The age of a device can then   be taken into consideration when analyzing the use of obsolete and   deprecated objects.3.9.  Encoding Length Distributions   It will be useful to understand the encoding length distributions for   various data types.  Assumptions about encoding length distributions   are sometimes used to estimate SNMP message sizes in order to meet   transport and buffer size constraints.3.10.  Counters and Discontinuities   Counters can experience discontinuities [RFC2578].  A widely used   discontinuity indicator is the sysUpTime scalar of the SNMPv2-MIB   [RFC3418], which can be reset through a warm start to indicate   counter discontinuities.  Some MIB modules introduce more specific   discontinuity indicators, e.g., the ifCounterDiscontinuityTime of theSchoenwaelder                Informational                     [Page 11]

RFC 5345               SNMP Traffic Measurements            October 2008   IF-MIB [RFC2863].  It will be interesting to study to what extent   these objects are actually used by management applications to handle   discontinuity events.3.11.  Spin Locks   Cooperating command generators can use advisory locks to coordinate   their usage of SNMP write operations.  The snmpSetSerialNo scalar of   the SNMPv2-MIB [RFC3418] is the default coarse-grain coordination   object.  It will be interesting to find out whether there are command   generators that coordinate themselves using these spin locks.3.12.  Row Creation   Row creation is an operation not natively supported by the protocol   operations.  Instead, conceptual tables supporting row creation   typically provide a control column that uses the RowStatus textual   convention defined in the SNMPv2-TC [RFC2579] module.  The RowStatus   itself supports different row creation modes, namely createAndWait   (dribble-mode) and createAndGo (one-shot mode).  Different approaches   can be used to derive the instance identifier if it does not have   special semantics associated with it.  It will be useful to study   which of the various row creation approaches are actually used by   management applications on production networks.4.  Trace Exchange Formats4.1.  XML Representation   The XML format has been designed to keep all information associated   with SNMP messages.  The format is specified in RELAX NG compact   notation [OASISRNC].  Freely available tools such as trang [8] can be   used to convert RELAX NG compact syntax to other XML schema   notations.   The XML format can represent SNMPv1, SNMPv2c, and SNMPv3 messages.   In case a new version of SNMP is introduced in the future or existing   SNMP versions are extended in ways that require changes to the XML   format, a new XML format with a different namespace needs to be   defined (e.g., by incrementing the version number included in the   namespace URI).# Relax NG grammar for the XML SNMP trace format.## Published as part ofRFC 5345.Schoenwaelder                Informational                     [Page 12]

RFC 5345               SNMP Traffic Measurements            October 2008default namespace = "urn:ietf:params:xml:ns:snmp-trace-1.0"start =  element snmptrace {    packet.elem*  }packet.elem =  element packet {    element time-sec  { xsd:unsignedInt },    element time-usec { xsd:unsignedInt },    element src-ip    { ipaddress.type },    element src-port  { xsd:unsignedInt },    element dst-ip    { ipaddress.type },    element dst-port  { xsd:unsignedInt },    snmp.elem  }snmp.elem =  element snmp {    length.attrs?,    message.elem  }message.elem =  element version   { length.attrs, xsd:int },  element community { length.attrs, xsd:hexBinary },  pdu.elemmessage.elem |=  element version { length.attrs, xsd:int },  element message {    length.attrs,    element msg-id         { length.attrs, xsd:unsignedInt },    element max-size       { length.attrs, xsd:unsignedInt },    element flags          { length.attrs, xsd:hexBinary },    element security-model { length.attrs, xsd:unsignedInt }  },  usm.elem?,  element scoped-pdu {    length.attrs,    element context-engine-id { length.attrs, xsd:hexBinary },    element context-name      { length.attrs, xsd:string },    pdu.elem  }usm.elem =  element usm {Schoenwaelder                Informational                     [Page 13]

RFC 5345               SNMP Traffic Measurements            October 2008    length.attrs,    element auth-engine-id    { length.attrs, xsd:hexBinary },    element auth-engine-boots { length.attrs, xsd:unsignedInt },    element auth-engine-time  { length.attrs, xsd:unsignedInt },    element user              { length.attrs, xsd:hexBinary },    element auth-params       { length.attrs, xsd:hexBinary },    element priv-params       { length.attrs, xsd:hexBinary }  }pdu.elem =  element trap {    length.attrs,    element enterprise        { length.attrs, oid.type },    element agent-addr        { length.attrs, ipv4address.type },    element generic-trap      { length.attrs, xsd:int },    element specific-trap     { length.attrs, xsd:int },    element time-stamp        { length.attrs, xsd:int },    element variable-bindings { length.attrs, varbind.elem* }  }pdu.elem |=  element (get-request | get-next-request | get-bulk-request |           set-request | inform-request | snmpV2-trap |           response | report) {    length.attrs,    element request-id        { length.attrs, xsd:int },    element error-status      { length.attrs, xsd:int },    element error-index       { length.attrs, xsd:int },    element variable-bindings { length.attrs, varbind.elem* }  }varbind.elem =  element varbind { length.attrs, name.elem, value.elem }name.elem =  element name { length.attrs, oid.type }value.elem =  element null              { length.attrs, empty } |  element integer32         { length.attrs, xsd:int } |  element unsigned32        { length.attrs, xsd:unsignedInt } |  element counter32         { length.attrs, xsd:unsignedInt } |  element counter64         { length.attrs, xsd:unsignedLong } |  element timeticks         { length.attrs, xsd:unsignedInt } |  element ipaddress         { length.attrs, ipv4address.type } |  element octet-string      { length.attrs, xsd:hexBinary } |  element object-identifier { length.attrs, oid.type } |  element opaque            { length.attrs, xsd:hexBinary } |Schoenwaelder                Informational                     [Page 14]

RFC 5345               SNMP Traffic Measurements            October 2008  element no-such-object    { length.attrs, empty } |  element no-such-instance  { length.attrs, empty } |  element end-of-mib-view   { length.attrs, empty }# The blen attribute indicates the number of octets used by the BER# encoded tag / length / value triple.  The vlen attribute indicates# the number of octets used by the BER encoded value alone.length.attrs =  ( attribute blen { xsd:unsignedShort },    attribute vlen { xsd:unsignedShort } )?oid.type =  xsd:string {    pattern =      "(([0-1](\.[1-3]?[0-9]))|(2.(0|([1-9]\d*))))" ~      "(\.(0|([1-9]\d*))){0,126}"  }# The types below are for IP addresses.  Note that SNMP's buildin# IpAddress type only supports IPv4 addresses; IPv6 addresses are only# introduced to cover SNMP over IPv6 endpoints.ipv4address.type =  xsd:string {    pattern =      "((0|(1[0-9]{0,2})" ~      "|(2(([0-4][0-9]?)|(5[0-5]?)|([6-9]?)))|([3-9][0-9]?))\.){3}" ~      "(0|(1[0-9]{0,2})" ~      "|(2(([0-4][0-9]?)|(5[0-5]?)|([6-9]?)))|([3-9][0-9]?))"  }ipv6address.type =  xsd:string {    pattern =      "(([0-9a-fA-F]+:){7}[0-9a-fA-F]+)|" ~      "(([0-9a-fA-F]+:)*[0-9a-fA-F]+)?::(([0-9a-fA-F]+:)*[0-9a-fA-F]+)?"  }ipaddress.type = ipv4address.type | ipv6address.type   The following example shows an SNMP trace file in XML format   containing an SNMPv1 get-next-request message for the OID   1.3.6.1.2.1.1.3 (sysUpTime) and the response message returned by the   agent.Schoenwaelder                Informational                     [Page 15]

RFC 5345               SNMP Traffic Measurements            October 2008   <snmptrace xmlns="urn:ietf:params:xml:ns:snmp-trace-1.0">     <packet>       <time-sec>1147212206</time-sec>       <time-usec>739609</time-usec>       <src-ip>192.0.2.1</src-ip>       <src-port>60371</src-port>       <dst-ip>192.0.2.2</dst-ip>       <dst-port>12345</dst-port>       <snmp blen="42" vlen="40">         <version blen="3" vlen="1">1</version>         <community blen="8" vlen="6">7075626c6963</community>         <get-next-request blen="29" vlen="27">           <request-id blen="6" vlen="4">1804289383</request-id>           <error-status blen="3" vlen="1">0</error-status>           <error-index blen="3" vlen="1">0</error-index>           <variable-bindings blen="15" vlen="13">             <varbind blen="13" vlen="11">               <name blen="9" vlen="7">1.3.6.1.2.1.1.3</name>               <null blen="2" vlen="0"/>             </varbind>           </variable-bindings>         </get-next-request>       </snmp>     </packet>     <packet>       <time-sec>1147212206</time-sec>       <time-usec>762891</time-usec>       <src-ip>192.0.2.2</src-ip>       <src-port>12345</src-port>       <dst-ip>192.0.2.1</dst-ip>       <dst-port>60371</dst-port>       <snmp blen="47" vlen="45">         <version blen="3" vlen="1">1</version>         <community blen="8" vlen="6">7075626c6963</community>         <response blen="34" vlen="32">           <request-id blen="6" vlen="4">1804289383</request-id>           <error-status blen="3" vlen="1">0</error-status>           <error-index blen="3" vlen="1">0</error-index>           <variable-bindings blen="20" vlen="18">             <varbind blen="18" vlen="16">               <name blen="10" vlen="8">1.3.6.1.2.1.1.3.0</name>               <unsigned32 blen="6" vlen="4">26842224</unsigned32>             </varbind>           </variable-bindings>         </response>       </snmp>     </packet>   </snmptrace>Schoenwaelder                Informational                     [Page 16]

RFC 5345               SNMP Traffic Measurements            October 20084.2.  CSV Representation   The comma-separated values (CSV) format has been designed to capture   only the most relevant information about an SNMP message.  In   situations where all information about an SNMP message must be   captured, the XML format defined above must be used.  The CSV format   uses the following fields:   1.   Timestamp in the format seconds.microseconds since 1970, for        example, "1137764769.425484".   2.   Source IP address in dotted quad notation (IPv4), for example,        "192.0.2.1", or compact hexadecimal notation (IPv6), for        example, "2001:DB8::1".   3.   Source port number represented as a decimal number, for example,        "4242".   4.   Destination IP address in dotted quad notation (IPv4), for        example, "192.0.2.1", or compact hexadecimal notation (IPv6),        for example, "2001:DB8::1".   5.   Destination port number represented as a decimal number, for        example, "161".   6.   Size of the SNMP message (a decimal number) counted in octets,        for example, "123".  The size excludes all transport, network,        and link-layer headers.   7.   SNMP message version represented as a decimal number.  The        version 0 stands for SNMPv1, 1 for SNMPv2c, and 3 for SNMPv3,        for example, "3".   8.   SNMP protocol operation indicated by one of the keywords get-        request, get-next-request, get-bulk-request, set-request, trap,        snmpV2-trap, inform-request, response, report.   9.   SNMP request-id in decimal notation, for example, "1511411010".   10.  SNMP error-status in decimal notation, for example, "0".   11.  SNMP error-index in decimal notation, for example, "0".   12.  Number of variable-bindings contained in the varbind-list in        decimal notation, for example, "5".   13.  For each varbind in the varbind list, three output elements are        generated:Schoenwaelder                Informational                     [Page 17]

RFC 5345               SNMP Traffic Measurements            October 2008        1.  Object name given as object identifier in dotted decimal            notation, for example, "1.3.6.1.2.1.1.3.0".        2.  Object base type name or exception name, that is one of the            following: null, integer32, unsigned32, counter32,            counter64, timeticks, ipaddress, octet-string, object-            identifier, opaque, no-such-object, no-such-instance, and            end-of-mib-view.        3.  Object value is printed as a number if the underlying base            type is numeric.  An IPv4 addresses is rendered in the            dotted quad notation and an IPv6 address is rendered in the            usual hexadecimal notation.  An octet string value is            printed in hexadecimal format while an object identifier            value is printed in dotted decimal notation.  In case of an            exception, the object value is empty.   Note that the format does not preserve the information needed to   understand SNMPv1 traps.  It is therefore recommended that   implementations be able to convert the SNMPv1 trap format into the   trap format used by SNMPv2c and SNMPv3, according to the rules   defined in [RFC3584].  The activation of trap format conversion   should be the user's choice.   The following example shows an SNMP trace file in CSV format   containing an SNMPv1 get-next-request message for the OID   1.3.6.1.2.1.1.3 (sysUpTime) and the response message returned by the   agent.  (Note that the example uses backslash line continuation marks   in order to fit the example into the RFC format.  Backslash line   continuations are not part of the CSV format.)   1147212206.739609,192.0.2.1,60371,192.0.2.2,12345,42,1,\     get-next-request,1804289383,0,0,1,1.3.6.1.2.1.1.3,null,   1147212206.762891,192.0.2.2,12345,192.0.2.1,60371,47,1,\     response,1804289383,0,0,1,1.3.6.1.2.1.1.3.0,timeticks,268422245.  Security Considerations   SNMP traffic traces usually contain sensitive information.  It is   therefore necessary to (a) remove unwanted information and (b) to   anonymize the remaining necessary information before traces are made   available for analysis.  It is recommended to encrypt traces when   they are archived.   Implementations that generate CSV or XML traces from raw pcap files   should have an option to suppress or anonymize values.  Note that   instance identifiers of tables also include values, and it might   therefore be necessary to suppress or anonymize (parts of) theSchoenwaelder                Informational                     [Page 18]

RFC 5345               SNMP Traffic Measurements            October 2008   instance identifiers.  Similarly, the packet and message headers   typically contain sensitive information about the source and   destination of SNMP messages as well as authentication information   (community strings or user names).   Anonymization techniques can be applied to keep information in traces   that could otherwise reveal sensitive information.  When using   anonymization, values should only be kept when the underlying data   type is known and an appropriate anonymization transformation is   available (filter-in principle).  For values appearing in instance   identifiers, it is usually desirable to maintain the lexicographic   order.  Special anonymization transformations that preserve this   property have been developed, although their anonymization strength   is usually reduced compared to transformations that do not preserve   lexicographic ordering [HS06].   The meta data associated with traces and in particular information   about the organization owning a network and the description of the   measurement point in the network topology where a trace was collected   may be misused to decide/pinpoint where and how to attack a network.   Meta data therefore needs to be properly protected.6.  IANA Considerations   Per this document, IANA has registered a URI for the SNMP XML trace   format namespace in the IETF XML registry [RFC3688].  Following the   format inRFC 3688, the following registration has been made:   URI: "urn:ietf:params:xml:ns:snmp-trace-1.0"   Registrant Contact: The NMRG of the IRTF.   XML: N/A, the URI is an XML namespace.7.  Acknowledgements   This document was influenced by discussions within the Network   Management Research Group (NMRG).  Special thanks to Remco van de   Meent for writing the initial Perl script that lead to the   development of the snmpdump software package and Matus Harvan for his   work on lexicographic order preserving anonymization transformations.   Aiko Pras contributed ideas toSection 3 while David Harrington   helped to improve the readability of this document.   Last call reviews have been received from Bert Wijnen, Aiko Pras,   Frank Strauss, Remco van de Meent, Giorgio Nunzi, Wes Hardacker, Liam   Fallon, Sharon Chisholm, David Perkins, Deep Medhi, Randy Bush, David   Harrington, Dan Romascanu, Luca Deri, and Marc Burgess.  Karen R.Schoenwaelder                Informational                     [Page 19]

RFC 5345               SNMP Traffic Measurements            October 2008   Sollins reviewed the document for the Internet Research Steering   Group (IRSG).  Jari Arkko, Pasi Eronen, Chris Newman, and Tim Polk   provided helpful comments during the Internet Engineering Steering   Group (IESG) review.   Part of this work was funded by the European Commission under grant   FP6-2004-IST-4-EMANICS-026854-NOE.8.  References8.1.  Normative References   [RFC2578]   McCloghrie, K., Perkins, D., and J. Schoenwaelder,               "Structure of Management Information Version 2 (SMIv2)",               STD 58,RFC 2578, April 1999.   [OASISRNG]  Clark, J. and M. Makoto, "RELAX NG Specification",               OASIS Committee Specification, December 2001.   [OASISRNC]  Clark, J., "RELAX NG Compact Syntax", OASIS Committee               Specification, November 2002.   [RFC3584]   Frye, R., Levi, D., Routhier, S., and B. Wijnen,               "Coexistence between Version 1, Version 2, and Version 3               of the Internet-standard Network Management Framework",BCP 74,RFC 3584, August 2003.   [RFC3688]   Mealling, M., "The IETF XML Registry",BCP 81,RFC 3688,               January 2004.8.2.  Informative References   [RFC1052]   Cerf, V., "IAB Recommendations for the development of               Internet network management standards",RFC 1052,               April 1998.   [RFC2579]   McCloghrie, K., Perkins, D., and J. Schoenwaelder,               "Textual Conventions for SMIv2", STD 58,RFC 2579,               April 1999.   [RFC3418]   Presuhn, R., Ed., "Management Information Base (MIB) for               the Simple Network Management Protocol (SNMP)", STD 62,RFC 3418, December 2002.   [RFC2863]   McCloghrie, K. and F. Kastenholz, "The Interfaces Group               MIB",RFC 2863, June 2000.Schoenwaelder                Informational                     [Page 20]

RFC 5345               SNMP Traffic Measurements            October 2008   [RFC3410]   Case, J., Mundy, R., Partain, D., and B. Stewart,               "Introduction and Applicability Statements for Internet-               Standard Management Framework",RFC 3410, December 2002.   [RFC4022]   Raghunarayan, R., "Management Information Base for the               Transmission Control Protocol (TCP)",RFC 4022,               March 2005.   [PDMQ04]    Pras, A., Drevers, T., van de Meent, R., and D. Quartel,               "Comparing the Performance of SNMP and Web Services based               Management", IEEE Transactions on Network and Service               Management 1(2), November 2004.   [Pat01]     Pattinson, C., "A Study of the Behaviour of the Simple               Network Management Protocol", Proc. 12th IFIP/IEEE               Workshop on Distributed Systems: Operations and               Management , October 2001.   [DSR01]     Du, X., Shayman, M., and M. Rozenblit, "Implementation               and Performance Analysis of SNMP on a TLS/TCP Base",               Proc. 7th IFIP/IEEE International Symposium on Integrated               Network Management , May 2001.   [CT04]      Corrente, A. and L. Tura, "Security Performance Analysis               of SNMPv3 with Respect to SNMPv2c", Proc. 2004 IEEE/IFIP               Network Operations and Management Symposium , April 2004.   [PFGL04]    Pavlou, G., Flegkas, P., Gouveris, S., and A. Liotta, "On               Management Technologies and the Potential of Web               Services", IEEE Communications Magazine 42(7), July 2004.   [SM99]      Sprenkels, R. and J. Martin-Flatin, "Bulk Transfers of               MIB Data", Simple Times 7(1), March 1999.   [Mal02]     Malowidzki, M., "GetBulk Worth Fixing", Simple               Times 10(1), December 2002.   [HS06]      Harvan, M. and J. Schoenwaelder, "Prefix- and               Lexicographical-order-preserving IP Address               Anonymization", IEEE/IFIP Network Operations and               Management Symposium NOMS 2006, April 2006.   [XFA02]     Xu, J., Fan, J., and M. Ammar, "Prefix-Preserving IP               Address Anonymization: Measurement-based Security               Evaluation and a New Cryptography-based Scheme", 10th               IEEE International Conference on Network               Protocols ICNP'02, November 2002.Schoenwaelder                Informational                     [Page 21]

RFC 5345               SNMP Traffic Measurements            October 2008   [FXAM04]    Fan, J., Xu, J., Ammar, M., and S. Moon, "Prefix-               Preserving IP Address Anonymization", Computer               Networks 46(2), October 2004.   [PAPL06]    Pang, R., Allman, M., Paxson, V., and J. Lee, "The Devil               and Packet Trace Anonymization", Computer Communication               Review 36(1), January 2006.   [RW07]      Ramaswamy, R. and T. Wolf, "High-Speed Prefix-Preserving               IP Address Anonymization for Passive Measurement               Systems", IEEE Transactions on Networking 15(1),               February 2007.URIs   [1]  <http://en.wikipedia.org/wiki/Pcap>   [2]  <http://www.tcpdump.org/>   [3]  <http://www.wireshark.org/>   [4]  <http://www.datcat.org/>   [5]  <https://svn.eecs.jacobs-university.de/svn/schoenw/src/snmpdump>   [6]  <http://xmlsoft.org/XSLT/>   [7]  <http://perl-xml.sourceforge.net/faq/>   [8]  <http://www.relaxng.org/>Author's Address   Juergen Schoenwaelder   Jacobs University Bremen   Campus Ring 1   28725 Bremen   Germany   Phone: +49 421 200-3587   EMail: j.schoenwaelder@jacobs-university.deSchoenwaelder                Informational                     [Page 22]

RFC 5345               SNMP Traffic Measurements            October 2008Full Copyright Statement   Copyright (C) The IETF Trust (2008).   This document is subject to the rights, licenses and restrictions   contained inBCP 78 and athttp://www.rfc-editor.org/copyright.html,   and except as set forth therein, the authors retain all their rights.   This document and the information contained herein are provided on an   "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS   OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY, THE IETF TRUST AND   THE INTERNET ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS   OR IMPLIED, INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF   THE INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED   WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.Intellectual Property   The IETF takes no position regarding the validity or scope of any   Intellectual Property Rights or other rights that might be claimed to   pertain to the implementation or use of the technology described in   this document or the extent to which any license under such rights   might or might not be available; nor does it represent that it has   made any independent effort to identify any such rights.  Information   on the procedures with respect to rights in RFC documents can be   found inBCP 78 andBCP 79.   Copies of IPR disclosures made to the IETF Secretariat and any   assurances of licenses to be made available, or the result of an   attempt made to obtain a general license or permission for the use of   such proprietary rights by implementers or users of this   specification can be obtained from the IETF on-line IPR repository athttp://www.ietf.org/ipr.   The IETF invites any interested party to bring to its attention any   copyrights, patents or patent applications, or other proprietary   rights that may cover technology that may be required to implement   this standard.  Please address the information to the IETF at   ietf-ipr@ietf.org.Schoenwaelder                Informational                     [Page 23]

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