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Network Working Group                                          R. BoivieRequest for Comments: 5058                                    N. FeldmanCategory: Experimental                                               IBM                                                                 Y. Imai                                                          WIDE / Fujitsu                                                               W. Livens                                                                  ESCAUX                                                                 D. Ooms                                                              OneSparrow                                                           November 2007Explicit Multicast (Xcast) Concepts and OptionsStatus of This Memo   This memo defines an Experimental Protocol for the Internet   community.  It does not specify an Internet standard of any kind.   Discussion and suggestions for improvement are requested.   Distribution of this memo is unlimited.IESG Note   This RFC is not a candidate for any level of Internet Standard.  The   IETF disclaims any knowledge of the fitness of this RFC for any   purpose and in particular notes that the decision to publish is not   based on IETF review for such things as security, congestion control,   or inappropriate interaction with deployed protocols.  The RFC Editor   has chosen to publish this document at its discretion.  Readers of   this document should exercise caution in evaluating its value for   implementation and deployment.  SeeRFC 3932 for more information.Abstract   While traditional IP multicast schemes (RFC 1112) are scalable for   very large multicast groups, they have scalability issues with a very   large number of distinct multicast groups.  This document describes   Xcast (Explicit Multi-unicast), a new multicast scheme with   complementary scaling properties: Xcast supports a very large number   of small multicast sessions.  Xcast achieves this by explicitly   encoding the list of destinations in the data packets, instead of   using a multicast group address.   This document discusses Xcast concepts and options in several areas;   it does not provide a complete technical specification.Boivie, et al.                Experimental                      [Page 1]

RFC 5058               Xcast Concepts and Options          November 2007Table of Contents1. Introduction ....................................................32. Xcast Overview ..................................................43. The Cost of the Traditional IP Multicast Schemes ................64. Motivation ......................................................95. Application ....................................................116. Xcast Flexibility ..............................................127. Xcast Control Plane Options ....................................137.1. SIP Control Plane for Xcast ...............................147.2. Receiver-Initiated Join for Xcast .........................148. Optional Information ...........................................158.1. List of Ports .............................................158.2. List of DSCPs .............................................158.3. Channel Identifier ........................................159. Possible Xcast Packet Encoding .................................169.1. General ...................................................169.2. IPv4 ......................................................179.2.1. IPv4 Header ........................................179.2.2. Xcast4 Header ......................................179.3. IPv6 ......................................................209.3.1. IPv6 Header ........................................209.3.2. Xcast6 Header ......................................209.3.2.1. Routing Extension Header ..................219.3.2.2. Destination Extension Header ..............2110. Impact on Upper-Layer Protocols ...............................2210.1. Checksum Calculation in Transport-Layer Headers ..........2210.2. IPsec ....................................................2211. Gradual Deployment ............................................2311.1. Tunneling ................................................2311.2. Premature X2U ............................................2511.3. Semi-Permeable Tunneling (IPv6 Only) .....................2511.4. Special Case: Deployment without Network Support .........26      11.5. Using a Small Number of Xcast-Aware Routers to            Provide Xcast ............................................2712. (Socket) API ..................................................2813. Unresolved Issues .............................................2813.1. The Format of the "List of Addresses" ....................2813.2. The size of Channel Identifier ...........................2813.3. Incremental Deployment ...................................2813.4. DSCP usage ...............................................2913.5. Traversing a Firewall or NAT Products ....................2913.6. The Size of BITMAP .......................................2914. Security Considerations .......................................2915. IANA Considerations ...........................................3016. Informative References ........................................3117. Contributors ..................................................33Boivie, et al.                Experimental                      [Page 2]

RFC 5058               Xcast Concepts and Options          November 20071.  Introduction   While traditional IP multicast schemes [1112] are scalable for very   large multicast groups, they have scalability issues with a very   large number of distinct multicast groups.  This document describes   Xcast (Explicit Multi-unicast (Xcast)), a new multicast scheme with   complementary scaling properties: Xcast supports a very large number   of small multicast sessions.  Xcast achieves this by explicitly   encoding the list of destinations in the data packets, instead of   using a multicast group address.  This document discusses Xcast   concepts and options in several areas; it does not provide a complete   technical specification.   Multicast, the ability to efficiently send data to a group of   destinations, is becoming increasingly important for applications   such as IP telephony and video-conferencing.   Two kinds of multicast seem to be important: a broadcast-like   multicast that sends data to a very large number of destinations, and   a "narrowcast" multicast that sends data to a fairly small group   [BOIV].  An example of the first is the audio and video multicasting   of a presentation to all employees in a corporate intranet.  An   example of the second is a videoconference involving three or four   parties.  For reasons described below, it seems prudent to use   different mechanisms for these two cases.  As the Reliable Multicast   Transport working group has stated: "it is believed that a 'one size   fits all' protocol will be unable to meet the requirements of all   applications" [RMT].  Note that the 1998 IAB Routing Workshop [2902]   came to the same conclusion:  "For example, providing for many groups   of small conferences (a small number of widely dispersed people) with   global topological scope scales badly given the current multicast   model".   Today's multicast schemes can be used to minimize bandwidth   consumption.  Explicit Multi-Unicast (Xcast) also can be used to   minimize bandwidth consumption for "small groups".  But it has an   additional advantage as well.  Xcast eliminates the per-session   signaling and per-session state information of traditional IP   multicast schemes and this allows Xcast to support very large numbers   of multicast sessions.  This scalability is important since it   enables important classes of applications such as IP telephony,   videoconferencing, collaborative applications, networked games, etc.,   where there are typically very large numbers of small multicast   groups.   Interestingly, the idea for Xcast has been around for some time,   although this was not immediately known to the three groups that   independently re-invented it in the late 1990's.  In fact the veryBoivie, et al.                Experimental                      [Page 3]

RFC 5058               Xcast Concepts and Options          November 2007   first proposal of the multicast concept in the Internet community, by   Lorenzo Aguilar in his 1984 SIGCOMM paper [AGUI] proposed the use of   an explicit list of destinations discussed in more detail below.  At   about the same time, David Cheriton and Stephen Deering developed   Host Group Multicast in 1985 [CHER].   The Internet community compared the two proposals and concluded that   a single mechanism was preferable to multiple mechanisms.  Further,   since Aguilar's proposal seemed to have serious scaling problems, the   Host Group model was adopted.   However, for reasons described below, we believe it makes sense to   use different mechanisms for the two different kinds of multicast   discussed above.  While Host Group multicast may have been sufficient   in the Internet of 1985, we believe that Xcast can be an important   complement to Host Group multicast in the Internet of the 21st   century.2.  Xcast Overview   In this document, the following terminology will be used:   - Session: in Xcast, the term 'multicast session' will be used     instead of 'multicast group' to avoid the strong association of     multicast groups with multicast group addresses in traditional IP     multicast.   - Channel: in a session with multiple senders (e.g., a video     conference), the flow sourced by one sender will be called a     channel.  So, a session can contain one or more channels.   In the Host Group Model, the packet carries a multicast address as a   logical identifier of all group members.  In Xcast, the source node   keeps track of the destinations in the multicast channel that it   wants to send packets to.   The source encodes the list of destinations in the Xcast header, and   then sends the packet to a router.  Each router along the way parses   the header, partitions the destinations based on each destination's   next hop, and forwards a packet with an appropriate Xcast header to   each of the next hops.   When there is only one destination left, the Xcast packet can be   converted into a normal unicast packet, which can be unicasted along   the remainder of the route.  This is called X2U (Xcast to Unicast).   For example, suppose that A is trying to get packets distributed to   B, C, and D in Figure 1 below:Boivie, et al.                Experimental                      [Page 4]

RFC 5058               Xcast Concepts and Options          November 2007                                   R4 ---- B                                  /                                 /        A----- R1 ---- R2 ---- R3                      R8 ---- C                                 \                    /                                  \                  /                                   R5 ---- R6 ---- R7                                                    \                                                     \                                                       R9 ---- D                                 Figure 1   This is accomplished as follows: A sends an Xcast packet with the   list of destinations in its Xcast header to the first router, R1.   Since the Xcast header will be slightly different for IPv4 and IPv6   [2460], we won't reveal any details on the encoding of the Xcast   header in this section (seeSection 9).  So, ignoring the details,   the packet that A sends to R1 looks like this:       [ src = A | dest = B C D | payload ]   When R1 receives this packet, it needs to properly process the Xcast   header.  The processing that a router does on receiving one of these   Xcast packets is as follows:   - Perform a route table lookup to determine the next hop for each of     the destinations listed in the packet.   - Partition the set of destinations based on their next hops.   - Replicate the packet so that there's one copy of the packet for     each of the next hops found in the previous steps.   - Modify the list of destinations in each of the copies so that the     list in the copy for a given next hop includes just the     destinations that ought to be routed through that next hop.   - Send the modified copies of the packet on to the next hops.   - Optimization: If there is only one destination for a particular     next hop, the packet can be sent as a standard unicast packet to     the destination (X2U).   So, in the example above, R1 will send a single packet on to R2 with   a destination list of < B C D >, and R2 will send a single packet to   R3 with the same destination list.Boivie, et al.                Experimental                      [Page 5]

RFC 5058               Xcast Concepts and Options          November 2007   When R3 receives the packet, it will, by the algorithm above, send   one copy of the packet to next hop R5 with an Xcast list of < C D >,   and one ordinary unicast packet addressed to < B > to R4.  R4 will   receive a standard unicast packet and forward it on to < B >.  R5   will forward the Xcast packet that it receives on to R6, which will   pass it on to R7.  When the packet reaches R7, R7 will transmit   ordinary unicast packets addressed to < C > and < D >, respectively.   R8 and R9 will receive standard unicast packets, and forward the   packets on to < C > and < D >, respectively.   It's important that the Xcast packet that is sent to a given next hop   only includes destinations for which that next hop is the next hop   listed in the route table.  If the list of destinations in the packet   sent to R4, for example, had also included C and D, R4 would send   duplicate packets.   Note that when routing topology changes, the routing for an Xcast   channel will automatically adapt to the new topology since the path   an Xcast packet takes to a given destination always follows the   ordinary, unicast routing for that destination.3.  The Cost of the Traditional IP Multicast Schemes   Traditional IP multicast schemes [DEER,DEE2,FARI] were designed to   handle very large multicast groups.  These work well if one is trying   to distribute broadcast-like channels all around the world but they   have scalability problems when there is a very large number of   groups.   The characteristics of the traditional IP multicast model are   determined by its two components: the Host Group model [DEER] and a   Multicast Routing Protocol.  Both components make multicast very   different from unicast.   In the Host Group model, a group of hosts is identified by a   multicast group address, which is used both for subscriptions and   forwarding.  This model has two main costs:      - Multicast address allocation: The creator of a multicast group        must allocate a multicast address that is unique in its scope        (scope will often be global).  This issue is being addressed by        the MALLOC working group, which is proposing a set of Multicast        Address Allocation Servers (MAAS) and three protocols (Multicast        Address Set Claim (MASC), Address Allocation Protocol (AAP),        Multicast Address Dynamic Client Allocation Protocol (MADCAP)).Boivie, et al.                Experimental                      [Page 6]

RFC 5058               Xcast Concepts and Options          November 2007      - Destination unawareness: When a multicast packet arrives in a        router, the router can determine the next hops for the packet,        but knows nothing about the ultimate destinations of the packet,        nor about how many times the packet will be duplicated later on        in the network.  This complicates the security, accounting and        policy functions.   In addition to the Host Group model, a routing algorithm is required   to maintain the member state and the delivery tree.  This can be done   using a (truncated) broadcast algorithm or a multicast algorithm   [DEER].  Since the former consumes too much bandwidth by   unnecessarily forwarding packets to some routers, only the multicast   algorithms are considered.  These multicast routing protocols have   the following costs:      - Connection state: The multicast routing protocols exchange        messages that create state for each (source, multicast group) in        all the routers that are part of the point-to-multipoint tree.        This can be viewed as "per flow" signaling that creates        multicast connection state, possibly yielding huge multicast        forwarding tables.  Some of these schemes even disseminate this        multicast routing information to places where it isn't        necessarily needed [1075].  Other schemes try to limit the        amount of multicast routing information that needs to be        disseminated, processed, and stored throughout the network.        These schemes (e.g., [2201]) use a "shared distribution tree"        that is shared by all the members of a multicast group and they        try to limit the distribution of multicast routing information        to just those nodes that "really need it".  But these schemes        also have problems.  Because of the shared tree, they use less        than optimal paths in routing packets to their destinations and        they tend to concentrate traffic in small portions of a network.        And these schemes still involve lots of "per flow" signaling and        "per flow" state.      - Source advertisement mechanism: Multicast routing protocols        provide a mechanism by which members get 'connected' to the        sources for a certain group without knowing the sources        themselves.  In sparse-mode protocols [2201,DEE2], this is        achieved by having a core node, which needs to be advertised in        the complete domain.  On the other hand, in dense-mode protocols        [1075] this is achieved by a "flood and prune" mechanism.  Both        approaches raise additional scalability issues.      - Inter-domain routing: Multicast routing protocols that rely on a        core node [2201,DEE2] additionally need an inter-domain        multicast routing protocol (e.g., [FARI]).Boivie, et al.                Experimental                      [Page 7]

RFC 5058               Xcast Concepts and Options          November 2007   The cost of multicast address allocation, destination unawareness and   the above scalability issues lead to a search for other multicast   schemes.  Source-Specific Multicast (SSM) [4607] addresses some of   the above drawbacks: in SSM, a host joins a specific source, thus the   channel is identified by the couple (source address, multicast   address).  This approach avoids multicast address allocation as well   as the need for an inter-domain routing protocol.  The source   advertisement is taken out of the multicast routing protocol and is   moved to an out-of-band mechanism (e.g., web page).   Note that SSM still creates state and signaling per multicast channel   in each on-tree node.  Figure 2 depicts the above costs as a function   of the number of members in the session or channel.  All the costs   have a hyperbolic behavior.         cost of the traditional           IP multicast model               per member                    ^                    | costly|  OK                    | <-----|----->                    |  .    |                    |   ..  |                    |     ..|..                    |       |  .........                    |       |           ........                    +--------------------------->                        |                 number of members                        v                 alternative=Xcast                                 Figure 2   The traditional IP multicast model becomes expensive for its members   if the groups are small.  Small groups are typical for conferencing,   gaming, and collaborative applications.  These applications are well-   served by Xcast.   In practice, traditional IP multicast routing protocols impose   limitations on the number of groups and the size of the network in   which they are deployed.  For Xcast, these limitations do not exist.Boivie, et al.                Experimental                      [Page 8]

RFC 5058               Xcast Concepts and Options          November 20074.  Motivation   Xcast takes advantage of one of the fundamental tenets of the   Internet "philosophy", namely, that one should move complexity to the   edges of the network and keep the middle of the network simple.  This   is the principle that guided the design of IP and TCP and it's the   principle that has made the incredible growth of the Internet   possible.  For example, one reason that the Internet has been able to   scale so well is that the routers in the core of the network deal   with large Classless Inter-Domain Routing (CIDR) blocks as opposed to   individual hosts or individual "connections".  The routers in the   core don't need to keep track of the individual TCP connections that   are passing through them.  Similarly, the IETF's Diffserv effort is   based on the idea that the routers shouldn't have to keep track of a   large number of individual Resource Reservation Protocol (RSVP) flows   that might be passing through them.  It's the authors' belief that   the routers in the core shouldn't have to keep track of a large   number of individual multicast flows, either.   Compared to traditional IP multicast, Xcast has the following   advantages:   1) Routers do not have to maintain state per session (or per channel)      [SOLA].  This makes Xcast very scalable in terms of the number of      sessions that can be supported since the nodes in the network do      not need to disseminate or store any multicast routing information      for these sessions.   2) No multicast address allocation required.   3) No need for multicast routing protocols (neither intra- nor      inter-domain).  Xcast packets always take the "right" path as      determined by the ordinary unicast routing protocols.   4) No core node, so no single point of failure.  Unlike the shared      tree schemes, Xcast minimizes network latency and maximizes      network "efficiency".   5) Symmetric paths are not required.  Traditional IP multicast      routing protocols create non-shortest-path trees if paths are not      symmetric.  (A path between two nodes A and B is symmetric if the      path is both the shortest path from A to B as well as the shortest      path from B to A.)  It is expected that an increasing number of      paths in the Internet will be asymmetric in the future as a result      of traffic engineering and policy routing, and thus the      traditional IP multicast schemes will result in an increasing      amount of suboptimal routing.Boivie, et al.                Experimental                      [Page 9]

RFC 5058               Xcast Concepts and Options          November 2007   6) Automatic reaction to unicast reroutes.  Xcast will react      immediately to unicast route changes.  In traditional IP multicast      routing protocols, a communication between the unicast and the      multicast routing protocol needs to be established.  In many      implementations, this is on a polling basis, yielding a slower      reaction to, e.g., link failures.  It may also take some time for      traditional IP multicast routing protocols to fix things up if      there is a large number of groups that need to be fixed.   7) Easy security and accounting.  In contrast with the Host Group      Model, in Xcast all the sources know the members of the multicast      channel, which gives the sources the means to, e.g., reject      certain members or count the traffic going to certain members      quite easily.  Not only a source, but also a border router is able      to determine how many times a packet will be duplicated in its      domain.  It also becomes easier to restrict the number of senders      or the bandwidth per sender.   8) Heterogeneous receivers.  Besides the list of destinations, the      packet could (optionally) also contain a list of Diffserv Code      Points (DSCPs).  While traditional IP multicast protocols have to      create separate groups for each service class, Xcast incorporates      the possibility of having receivers with different service      requirements within one multicast channel.   9) Xcast packets can make use of traffic-engineered unicast paths.   10) Simple implementation of reliable protocols on top of Xcast,       because Xcast can easily address a subset of the original list of       destinations to do a retransmission.   11) Flexibility (seeSection 6).   12) Easy transition mechanisms (seeSection 11).   It should be noted that Xcast has a number of disadvantages as well:   1) Overhead.  Each packet contains all remaining destinations.  But,      the total amount of data is still much less than for unicast      (payload is only sent once).  A method to compress the list of      destination addresses might be useful.   2) More complex header processing.  Each destination in the packet      needs a routing table lookup.  So, an Xcast packet with n      destinations requires the same number of routing table lookups as      n unicast headers.  Additionally, a different header has to be      constructed per next hop.  Note however that:Boivie, et al.                Experimental                     [Page 10]

RFC 5058               Xcast Concepts and Options          November 2007      a) Since Xcast will typically be used for super-sparse sessions,         there will be a limited number of branching points, compared to         non-branching points.  Only in a branching point do new headers         need to be constructed.      b) The header construction can be reduced to a very simple         operation: overwriting a bitmap.      c) Among the non-branching points, a lot of them will contain only         one destination.  In these cases, normal unicast forwarding can         be applied.      d) By using a hierarchical encoding of the list of destinations in         combination with the aggregation in the forwarding tables the         forwarding can be accelerated [OOMS].      e) When the packet enters a region of the network where link         bandwidth is not an issue anymore, the packet can be         transformed by a Premature X2U.  Premature X2U (seeSection11.2) occurs when a router decides to transform the Xcast         packet for one or more destinations into unicast packets.  This         avoids more complex processing downstream.      f) Other mechanisms to reduce the processing have been described         in [IMAI] (tractable list) and [OOMS] (caching), but are not         (yet) part of the Xcast specification.   3) Xcast only works with a limited number of receivers.5.  Application   While Xcast is not suitable for multicast sessions with a large   number of members, such as the broadcast of an IETF meeting, it does   provide an important complement to existing multicast schemes in that   it can support very large numbers of small sessions.  Thus, Xcast   enables important applications such as IP telephony,   videoconferencing, multi-player games, collaborative e-meetings, etc.   The number of these sessions will become huge.   Some may argue that it is not worthwhile to use multicast for   sessions with a limited number of members, and that it's preferable   to use unicast instead.  But in certain cases, limited bandwidth in   the "last mile" makes it important to have some form of multicast, as   the following example illustrates.  Assume n residential users set up   a video conference.  Typically, access technologies are asymmetric   (e.g., xDSL, General Packet Radio Service (GPRS), or cable modem).   So, a host with xDSL has no problem receiving n-1 basic 100 kb/sBoivie, et al.                Experimental                     [Page 11]

RFC 5058               Xcast Concepts and Options          November 2007   video channels, but the host is not able to send its own video data   n-1 times at this rate.  Because of the limited and often asymmetric   access capacity, some type of multicast is mandatory.   A simple but important application of Xcast lies in bridging the   access link.  The host sends the Xcast packet with the list of   unicast addresses and the first router performs a Premature X2U.   Since Xcast is not suitable for large groups, Xcast will not replace   the traditional IP multicast model, but it does offer an alternative   for multipoint-to-multipoint communications when there can be very   large numbers of small sessions.6.  Xcast Flexibility   The main goal of multicast is to avoid duplicate information flowing   over the same link.  By using traditional IP multicast instead of   unicast, bandwidth consumption decreases while the state and   signaling per session increases.  Xcast has a cost of 0 in these two   dimensions, but it does introduce a third dimension corresponding to   the header processing per packet.  This three-dimensional space is   depicted in Figure 3.           state&signaling             per session              in router                  ^                  |                  |                 ....                B |  ....                . |      ....               .  |          ....              .   |              ....             .    +------------------..---> processing            .    /               .... C     per packet           .   /            .....           in router          .  /         .....         . /      .....        ./   .....       /A....     /   /  link bandwidth                                 Figure 3Boivie, et al.                Experimental                     [Page 12]

RFC 5058               Xcast Concepts and Options          November 2007   One method of delivering identical information from a source to n   destinations is to unicast the information n times (A in Figure 3).   A second method, the traditional IP multicast model (B in Figure 3),   sends the information only once to a multicast address.  In Xcast,   the information is sent only once, but the packet contains a list of   destinations (point C).   The three points A, B, and C define a plane (indicated with dots in   Figure 3): a plane of conservation of misery.  All three approaches   have disadvantages.  The link bandwidth is a scarce resource,   especially in access networks.  State&signaling/session encounters   limitations when the number of sessions becomes large, and an   increased processing/packet is cumbersome for high-link speeds.   One advantage of Xcast is that it allows a router to move within this   plane of conservation of misery based upon its location in a network.   For example, in the core of the network, a cache could be used to   move along the line from C to B without introducing any per-flow   signaling.  Another possibility, as suggested above, is to use   premature X2U to move along the line from C to A in an access network   if there is an abundance of bandwidth in the backbone.7.  Xcast Control Plane Options   Unlike traditional IP multicast schemes, Xcast does not specify a   "control plane".  There is no Internet Group Management Protocol   (IGMP [3376]), and as mentioned above, there are no intra- or inter-   domain multicast routing protocols.  With Xcast, the means by which   multicast sessions are defined is an application-level issue and   applications are not confined to the model in which hosts use IGMP to   join a multicast session.  For example:   - Some applications might want to use an IGMP-like receiver-join     model.   - Other applications might want to use a model in which a user places     a call to the party or parties that he or she wants to talk to     (similar to the way that one puts together a conference call today     using the buttons on one's telephone).   - One might define a session based on the cells that are close to a     moving device in order to provide for a "smooth handoff" between     cells when the moving device crosses cell boundaries.   - In some applications, the members of the session might be specified     as arguments on a command line.Boivie, et al.                Experimental                     [Page 13]

RFC 5058               Xcast Concepts and Options          November 2007   - One might define an application that uses GPS to send video from a     bank robbery to the three police cars that are closest to the bank     being robbed.   Thus, the application developer is not limited to the receiver-   initiated joins of the IGMP model.  There will be multiple ways in   which an Xcast sender determines the addresses of the members of the   channel.   For the purpose of establishing voice and multimedia conferences over   IP networks, several control planes have already been defined,   including SIP [3261] and H.323 [H323].7.1.  SIP Control Plane for Xcast   In SIP, a host takes the initiative to set up a session.  With the   assistance of a SIP server, a session is created.  The session state   is kept in the hosts.  Data delivery can be achieved by several   mechanisms: meshed unicast, bridged, or multicast.  Note that for the   establishment of multicast delivery, a multicast protocol and   communication with Multicast Address Allocation Servers (MAAS) are   still required.   In "meshed unicast" or "multi-unicasting", the application keeps   track of the participants' unicast addresses and sends a unicast to   each of those addresses.  For reasons described inSection 3, multi-   unicasting (rather than multicast) is the prevalent solution in use   today.  It's a simple matter to replace multi-unicast code with Xcast   code.  All that the developer has to do is replace a loop that sends   a unicast to each of the participants by a single "xcast_send" that   sends the data to the participants.  Thus it's easy to incorporate   Xcast into real conferencing applications.   Both Xcast and SIP address super-sparse multicast sessions.  It turns   out that Xcast (a very flexible data plane mechanism) can be easily   integrated with SIP (a very flexible control plane protocol).  When   an application decides to use Xcast forwarding it does not affect its   interface to the SIP agent: it can use the same SIP messages as it   would for multi-unicasting.  SIP could be used with Xcast to support   the conferencing model mentioned above in which a caller places a   call to several parties.7.2.  Receiver-Initiated Join for Xcast   In the previous section, it was discussed how to establish an Xcast   session among well known participants of a multi-party conference.   In some cases, it is useful for participants to be able to join a   session without being invited.  For example, the chairman of a videoBoivie, et al.                Experimental                     [Page 14]

RFC 5058               Xcast Concepts and Options          November 2007   chat may want to leave the door of their meeting open for newcomers.   The IGMP-like receiver-initiated join model mentioned above can be   implemented by introducing a server that hosts can talk to, to join a   conference.8.  Optional Information8.1.  List of Ports   Although an extension to SIP could be arranged such that all   participants in a session use the same transport (UDP) port number,   in the general case, it is possible for each participant to listen on   a different port number.  To cover this case, the Xcast packet   optionally contains a list of port numbers.   If the list of port numbers is present, the destination port number   in the transport-layer header will be set to zero.  On X2U, the   destination port number in the transport-layer header will be set to   the port number corresponding to the destination of the unicast   packet.8.2.  List of DSCPs   The Xcast packet could (optionally) also contain a list of Diffserv   Code Points (DSCPs).  While traditional IP multicast protocols have   to create separate groups for each service class, Xcast incorporates   the possibility of having receivers with different service   requirements within one channel.   The DSCP in the IP header will be set to the most demanding DSCP of   the list of DSCPs.  This DSCP in the IP header will determine, e.g.,   the scheduler to use.   If two destinations, with the same next-hop, have 'non-mergeable'   DSCPs, two Xcast packets will be created.  'Non-mergeable' meaning   that one cannot say that one is more or less stringent than the   other.8.3.  Channel Identifier   Optionally, a sender can decide to add an extra number in the Xcast   header: the Channel Identifier.  If the source does not want to use   this option, it must set the Channel Identifier to zero.  If the   Channel Identifier is non-zero, the pair (Source Address, Channel   Identifier) must uniquely identify the channel (note that this is   similar to the (S, G) pair in SSM).  This document does not assign   any other semantics to the Channel Identifier besides the one above.Boivie, et al.                Experimental                     [Page 15]

RFC 5058               Xcast Concepts and Options          November 2007   This Channel Identifier could be useful for several purposes:   1) A key to a caching table [OOMS].   2) "Harmonization" when used with Host Group Multicast  (to be      discussed in greater detail in another document).   3) An identifier of the channel in error, flow control, etc.,      messages.   4) It gives an extra demultiplexing possibility (beside the port-      number).   5) ...   The size of the channel identifier and its semantics are TBD.9.  Possible Xcast Packet Encoding9.1.  General   The source address field of the IP header contains the address of the   Xcast sender.  The destination address field carries the All-Xcast-   Routers address (to be assigned link-local multicast address); this   is to have a fixed value.  Every Xcast router joins this multicast   group.  The reasons for putting a fixed number in the destination   field are:   1) The destination address field is part of the IP pseudo header and      the latter is covered by transport layer checksums (e.g., UDP      checksum).  So, the fixed value avoids a (delta) recalculation of      the checksum.   2) The IPsec Authentication Header (AH) [4302] covers the IP header      destination address, hence preventing any modification to that      field.  Also, both AHs and Encapsulating Security Payloads (ESPs)      cover the whole UDP packet (via authentication and/or encryption).      The UDP checksum cannot therefore be updated if the IP header      destination address were to change.   3) In Xcast for IPv6, the Routing Extension shall be used; this      header extension is only checked by a router if the packet is      destined to this router.  This is achieved by making all Xcast      routers part of the All_Xcast_Routers group.Boivie, et al.                Experimental                     [Page 16]

RFC 5058               Xcast Concepts and Options          November 2007   4) Normally Xcast packets are only visible to Xcast routers.      However, if a non-Xcast router receives an Xcast packet by      accident (or by criminal intent), it will not send ICMP errors      since the Xcast packet carries a multicast address in the      destination address field [1812].   Note that some benefits only hold when the multicast address stays in   the destination field until it reaches the end-node (thus not   combinable with X2U).9.2.  IPv4   [AGUI] and [1770] proposed (for a slightly different purpose) to   carry multiple destinations in the IPv4 option.  But because of the   limited flexibility (limited size of the header), Xcast will follow   another approach.  The list of destinations will be encoded in a   separate header.  The Xcast header for IPv4 (in short, Xcast4) would   be carried between the IPv4 header and the transport-layer header.         [IPv4 header | Xcast4 | transport header | payload ]   Note also that since the Xcast header is added to the data portion of   the packet, if the sender wishes to avoid IP fragmentation, it must   take the size of the Xcast header into account.9.2.1.  IPv4 Header   The Xcast4 header is carried on top of an IP header.  The IP header   will carry the protocol number listed as usable for experimental   purposes inRFC 4727 [4727].  See alsoSection 15.  The source   address field contains the address of the Xcast sender.  The   destination address field carries the All_Xcast_Routers address.9.2.2.  Xcast4 Header   The Xcast4 header is format depicted in Figure 4.  It is composed of   two parts: a fixed part (first 12 octets) and two variable-length   parts that are specified by the fixed part.Boivie, et al.                Experimental                     [Page 17]

RFC 5058               Xcast Concepts and Options          November 2007     0               1               2               3     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |VERSION|A|X|D|P|R| NBR_OF_DEST |          CHECKSUM             |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |                       CHANNEL IDENTIFIER                      |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |    PROT ID    |    LENGTH     |             RESV              |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |                   List of Addresses and DSCPs                 |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |                 List of Port Numbers (optional)               |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+                                 Figure 4   VERSION = Xcast version number.  This document describes version 1.   A = Anonymity bit: if this bit is set, the destination addresses for   which the corresponding bit in the bitmap is zero must be overwritten   by zero.   X = Xcast bit: if this bit is set, a router must not reduce the Xcast   packet to unicast packet(s), i.e., the packet must stay an Xcast   packet end-to-end.  This bit can be useful when IPsec [4301] is   applied.  If this bit is cleared a router should apply X2U if there   is only one destination left in the Xcast packet.  In some cases a   router could decide not to apply X2U to a packet with the Xcast bit   cleared, e.g., the router has no directly connected hosts and wants   to avoid the extra processing required by X2U.   D = DSCP bit: if this bit is set, the packet will contain a DS byte   for each destination.   P = Port bit: if this bit is set, the packet will contain a port   number for each destination.   NBR_OF_DEST = the number of original destinations.   CHECKSUM = A checksum on the Xcast header only.  This is verified and   recomputed at each point that the Xcast header is processed.  The   checksum field is the 16-bit one's complement of the one's complement   sum of all the bytes in the header.  For purposes of computing the   checksum, the value of the checksum field is zero.  It is not clear   yet whether a checksum is needed (for further study).  If only one   destination is wrong it can still be useful to forward the packet to   N-1 correct destinations and 1 incorrect destination.Boivie, et al.                Experimental                     [Page 18]

RFC 5058               Xcast Concepts and Options          November 2007   CHANNEL IDENTIFIER = 4-octet Channel Identifier (seeSection 8.3).   Since it is located within the first 8 bytes of the header, it will   be returned in ICMP messages.   PROT ID = specifies the protocol of the following header.   LENGTH = length of the Xcast header in 4-octet words.  This field   puts an upper boundary to the number of destinations.  This value is   also determined by the NBR_OF_DEST field and the D and P bits.   RESV = R = Reserved.  It must be zero on transmission and must be   ignored on receipt.   The first variable part is the 'List of Addresses and DSCPs', the   second variable part is the 'List of Port Numbers'.  Both are 4-octet   aligned.  The second variable part is only present if the P-bit is   set.   Figure 5 gives an example of the variable part for the case that the   P-bit is set and the D-bit is cleared (in this example, N is odd):     0               1               2               3     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |                            BITMAP                             |     ~                                                               ~     |                                                               |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |                          Destination 1                        |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     ~                              ...                              ~     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |                          Destination N                        |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |             Port 1            |         Port 2                |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     ~                              ...                              ~     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |             Port N            |         padding               |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+                                 Figure 5Boivie, et al.                Experimental                     [Page 19]

RFC 5058               Xcast Concepts and Options          November 2007   BITMAP = every destination has a corresponding bit in the bitmap to   indicate whether the destination is still valid on this branch of the   tree.  The first bit corresponds to the first destination in the   list.  This field is 4-octet aligned (e.g., for 49 destinations,   there will be a 64-bit bitmap).  If Xcast is applied in combination   with IPsec, the bitmap -- since it can change en route -- has to be   moved to a new to-be-defined IPv4 option.   List of Destinations.  Each address size is 4 octets.   List of Port Numbers.  List of 2-octet destination port number(s),   where each port corresponds in placement to the preceding Destination   Address.9.3.  IPv6   The Xcast6 header encoding is similar to IPv4, except that Xcast   information would be stored in IPv6 extension headers.         [IPv6 header | Xcast6 | transport header | payload ]9.3.1.  IPv6 Header   The IPv6 header will carry the NextHeader value 'Routing Extension'.   The source address field contains the address of the Xcast sender.   The destination address field carries the All_Xcast_Routers address.9.3.2.  Xcast6 Header   The Xcast6 header is also composed of a fixed part and two variable   parts.  The fixed part and the first variable part are carried in a   Routing Extension.  The second variable part is carried in a   Destination Extension.Boivie, et al.                Experimental                     [Page 20]

RFC 5058               Xcast Concepts and Options          November 20079.3.2.1.  Routing Extension Header   The P-bit of Xcast4 is not present because it is implicit by the   presence or absence of the Destination Extension (Figure 6).     0               1               2               3     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |  Next Header  |  HdrExtLen    |RouteType=Xcast|       0       |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |VERSION|A|X|D| R | NBR_OF_DEST |          CHECKSUM             |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |                       CHANNEL IDENTIFIER                      |     ~                                                               ~     |                                                               |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |              List of Addresses and DSCPs                      |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+                                 Figure 6   HdrExtLen = The header length is expressed in 8-octets; thus, a   maximum of 127 destinations can be listed (this is why NBR_OF_DEST is   7 bits).   RouteType = Xcast (seeSection 15)   The fourth octet is set to 0.   R = Reserved.   CHANNEL IDENTIFIER = 16-octet Channel Identifier (seeSection 8.3).   The other fields are defined inSection 9.2.2.   The 'List of Addresses and DSCPs' is 8-octet aligned.  The size of   the bitmap is determined by the number of destinations and is a   multiple of 64 bits.9.3.2.2.  Destination Extension Header   Optionally, the Destination Extension (Figure 7) is present to   specify the list of Port Numbers.  The destination header is only   evaluated by the destination node.Boivie, et al.                Experimental                     [Page 21]

RFC 5058               Xcast Concepts and Options          November 2007     0               1               2               3     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |  Next Header  |  HdrExtLen    |Opt Type=Ports | Opt Data Len  |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |                     List of Port Numbers                      |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+                                 Figure 7   For the Option Type for Ports, seeSection 15.  The first three bits   must be 010 to indicate that the packet must be discarded if the   option is unknown and that the option cannot be changed en-route.   The number of Ports must be equal to the number of destinations   specified in the Routing header.10.  Impact on Upper-Layer Protocols   Some fields in the Xcast header(s) can be modified as the packet   travels along its delivery path.  This has an impact on:10.1.  Checksum Calculation in Transport-Layer Headers   In transport-layer headers, the target of the checksum calculation   includes the IP pseudo header, transport header, and payload (IPv6   header extensions are not a target).   The transformation of an Xcast packet to a normal unicast packet --   (premature) X2U -- replaces the multicast address in the IP header   destination field by the address of a final destination.  If the   Xcast header contains a Port List, the port number in the transport   layer (which should be zero) also needs to be replaced by the port   number corresponding to the destination.  This requires a   recalculation of these checksums.  Note that this does not require a   complete recalculation of the checksum, only a delta calculation,   e.g., for IPv4:     Checksum' = ~ (~Checksum + ~daH + ~daL + daH' + daL' + ~dp + dp')   In which "'" indicates the new values, "da" the destination address,   "dp" the destination port, and "H" and "L" the higher and lower 16   bits, respectively.10.2.  IPsec   This is described in [PARI].Boivie, et al.                Experimental                     [Page 22]

RFC 5058               Xcast Concepts and Options          November 200711.  Gradual Deployment11.1.  Tunneling   One way to deploy Xcast in a network that has routers that have no   knowledge of Xcast is to setup "tunnels" between Xcast peers (MBone   approach [MBONE]).  This enables the creation of a virtual network   layered on top of an existing network [2003].  The Xcast routers   exchange and maintain Xcast routing information via any standard   unicast routing protocol (e.g., RIP, OSPF, IS-IS, BGP).  The Xcast   routing table that is created is simply a standard unicast routing   table that contains the destinations that have Xcast connectivity,   along with their corresponding Xcast next hops.  In this way, packets   may be forwarded hop-by-hop to other Xcast routers, or may be   "tunneled" through non- Xcast routers in the network.   For example, suppose that A is trying to get packets distributed to   B, C, and D in Figure 8 below, where "X" routers are Xcast-capable,   and "R" routers are not.  Figure 9 shows the routing tables created   via the Xcast tunnels:                                   R4 ---- B                                  /                                 /       A ----- X1 ---- R2 ---- X3                      R8 ---- C                                 \                    /                                  \                  /                                   R5 ---- R6 ---- X7                                                    \                                                     \                                                       R9 ---- D                                 Figure 8   Router X1 establishes a tunnel to Xcast peer X3.  Router X3   establishes a tunnel to Xcast peers X1 and X7.  Router X7 establishes   a tunnel to Xcast peer X3.      X1 routing table:     X3 routing table:     X7 routing table:       Dest |  NextHop       Dest | NextHop        Dest | NextHop      ------+----------     ------+---------      ------+---------        B   |   X3             A  |   X1            A   |  X3        C   |   X3             C  |   X7            B   |  X3        D   |   X3             D  |   X7                                 Figure 9Boivie, et al.                Experimental                     [Page 23]

RFC 5058               Xcast Concepts and Options          November 2007   The source A will send an Xcast packet to its default Xcast router,   X1, that includes the list of destinations for the packet.  The   packet on the link between X1 and X3 is depicted in Figure 10:                              +----------+                              | payload  |                              +----------+                              |   UDP    |                              +----------+                              |  Xcast   |                              |  B,C,D   |                              | prot=UDP |                              +----------+                              | inner IP |                              |  src=A   |                              |dst=All_X_|                              |prot=Xcast|                              +----------+                              | outer IP |                              |  src=X1  |                              |  dst=X3  |                              | prot=IP  |                              +----------+                               Figure 10   When X3 receives this packet, it processes it as follows:   - Perform a route table lookup in the Xcast routing table to     determine the Xcast next hop for each of the destinations listed in     the packet.   - If no Xcast next hop is found, replicate the packet and send a     standard unicast to the destination.   - For those destinations for which an Xcast next hop is found,     partition the destinations based on their next hops.   - Replicate the packet so that there's one copy of the packet for     each of the Xcast next hops found in the previous steps.   - Modify the list of destinations in each of the copies so that the     list in the copy for a given next hop includes just the     destinations that ought to be routed through that next hop.   - Send the modified copies of the packet on to the next hops.Boivie, et al.                Experimental                     [Page 24]

RFC 5058               Xcast Concepts and Options          November 2007   - Optimization: If there is only one destination for a particular     Xcast next hop, send the packet as a standard unicast packet to the     destination, since there is no advantage to forwarding it as an     Xcast packet.   So, in the example above, X1 will send a single packet on to X3 with   a destination list of < B C D >.  This packet will be received by R2   as a unicast packet with destination X3, and R2 will forward it on,   having no knowledge of Xcast.  When X3 receives the packet, it will,   by the algorithm above, send one copy of the packet to destination   < B > as an ordinary unicast packet, and 1 copy of the packet to X7   with a destination list of < C D >.  R4, R5, and R6 will behave as   standard routers with no knowledge of Xcast.  When X7 receives the   packet, it will parse the packet and transmit ordinary unicast   packets addressed to < C > and < D >, respectively.   The updating of this route table, while simple in an intra-domain   environment, would be more complex in an inter-domain environment.   Thus, the use of tunneling in an inter-domain environment requires   further consideration.11.2.  Premature X2U   If a router discovers that its downstream neighbor is not Xcast   capable, it can perform a Premature X2U, i.e., send a unicast packet   for each destination in the Xcast header that has this neighbor as a   next hop.  Thus, duplication is done before the Xcast packet reached   its actual branching point.   A mechanism (protocol/protocol extension) to discover the Xcast   capability of a neighbor is for further study.  Among others, one   could think of an extension to a routing protocol to advertise Xcast   capabilities, or one could send periodic 'Xcast pings' to its   neighbors (send an Xcast packet that contains its own address as a   destination and check whether the packet returns).11.3.  Semi-Permeable Tunneling (IPv6 Only)   This is an optimization of tunneling in the sense that it does not   require (manual) configuration of tunnels.  It is enabled by adding a   Hop-by-Hop Xcast6 header.  An IPv6 packet can initiate/trigger   additional processing in the on-route routers by using the IPv6 Hop-   by-hop option.   The type of the Xcast6 Hop-by-hop option has a prefix '00' so that   routers that cannot recognize Xcast6 can treat the Xcast6 datagram as   a normal IPv6 datagram and forward it toward the destination in the   IPv6 header.Boivie, et al.                Experimental                     [Page 25]

RFC 5058               Xcast Concepts and Options          November 2007   Packets will be delivered to all members if at least all   participating hosts are upgraded.   When the source A sends an Xcast packet via semi-permeable tunneling   to destinations B, C, and D, it will create the packet of Figure 11.   One of the final destinations will be put in the destination address   field of the outer IP header.                              +----------+                              | payload  |                              +----------+                              |   UDP    |                              +----------+                              |  Xcast   |                              |          |                              +----------+                              | inner IP |                              |  src=A   |                              |dst=All_X_|                              |prot=Xcast|                              +----------+                              |  Xcast   |                              |SP-tunnel |                              |Hop-by-hop|                              +----------+                              | outer IP |                              |  src=A   |                              |  dst=B   |                              | prot=IP  |                              +----------+                               Figure 11   Semi-permeable tunneling is a special tunneling technology that   permits intermediate Xcast routers on a tunnel to check the   destinations and branch if destinations have a different next hop.   Note that with the introduction of an Xcast IPv4 option, this   technique could also be applied in IPv4 networks.11.4.  Special Case: Deployment without Network Support   A special method of deploying Xcast is possible by upgrading only the   hosts.  By applying tunneling (see Sections11.1 and11.3) with one   of the final destinations as a tunnel endpoint, the Xcast packet will   be delivered to all destinations when all the hosts are Xcast aware.   Both normal and semi-permeable tunneling can be used.Boivie, et al.                Experimental                     [Page 26]

RFC 5058               Xcast Concepts and Options          November 2007   If host B receives this packet, in the above example, it will notice   the other destinations in the Xcast header.  B will create a new   Xcast packet and will send it to one of the remaining destinations.   In the case of Xcast6 and semi-permeable tunneling, Xcast routers can   be introduced in the network without the need of configuring tunnels.   The disadvantages of this method are:   - all hosts in the session need to be upgraded.   - non-optimal routing.   - anonymity issue: hosts can know the identity of other parties in   the session (which is not a big issue in conferencing, but maybe for   some other application).   - host has to perform network functions and needs an upstream link   which has the same bandwidth as its downstream link.11.5.  Using a Small Number of Xcast-Aware Routers to Provide Xcast       in a Not-So-Small Network   In this approach, an Xcast packet uses a special 32-bit unicast   address in the destination field of the IP header.  In the simplest   version of this scheme, there might be only a single Xcast-aware   router in a network.  This Xcast-aware router looks like a "server"   to the other routers and it is configured so that its IP address (or   one of its IP addresses) corresponds to the "special" 32-bit address.   Thus, when Xcast clients send Xcast packets, the non-Xcast-aware   routers will route these packets to the Xcast-aware router and the   Xcast-aware router can "explode" (X2U) them into an appropriate set   of unicast packets.  This allows clients anywhere in a network to use   Xcast to overcome the problem of limited bandwidth in the "first   mile" with a minimum number of Xcast-aware routers (i.e., 1).   Another possibility is to deploy a few of these Xcast-aware routers   at various points in the network and to configure each of these with   the special 32-bit address.  This provides redundancy, eliminating   the single point of failure, and reduces the distance an Xcast packet   needs to travel to reach an Xcast-aware router, reducing network   latencies.  In this case, the Xcast-aware routers appear to be a   single server that is "multihomed" (i.e., connected to the network at   more than one place) and the non-Xcast-aware routers will, via   ordinary unicast routing, deliver packets that are addressed to this   "multihomed virtual server" via the shortest available path.Boivie, et al.                Experimental                     [Page 27]

RFC 5058               Xcast Concepts and Options          November 2007   Note that this scheme of delivering packets to any host in a group is   also known as an "anycast" and is described in more detail in RFCs   [1546], [2526], and [3068].  Note too thatRFC 1546 says:         The important observation is that multiple routes to an anycast         address appear to a router as multiple routes to a unicast         destination, and the router can use standard algorithms to         choose the best route.12.  (Socket) API   In the most simple use of Xcast, the final destinations of an Xcast   packet receive an ordinary unicast UDP packet.  This means that hosts   can receive an Xcast packet with a standard, unmodified TCP/IP stack.   Hosts can also transmit Xcast packets with a standard TCP/IP stack   with a small Xcast library that sends Xcast packets on a raw socket.   This has been used to implement Xcast-based applications on both Unix   and Windows platforms without any kernel changes.   Another possibility is to modify the sockets interface slightly.  For   example, one might add an "xcast_sendto" function that works like   "sendto" but that uses a list of destination addresses in place of   the single address that "sendto" uses.13.  Unresolved Issues   Additional work is needed in several areas.13.1.  The Format of the "List of Addresses"   Additional details need to be specified.  For example, in the IPv4   case, the format of the DSCPs option needs to be specified.13.2.  The Size of Channel Identifier   The size of the channel identifiers in IPv4 and IPv6 are different in   this document. 32 bits might be sufficient for both IPv6 and IPv4.13.3.  Incremental Deployment   Several possible methods of incremental deployment are discussed in   this document including tunneling, premature X2U, etc.  Additional   work is needed to determine the best means of incremental deployment   for an intra-domain as well as an inter-domain deployment of Xcast.   If tunneling is used, additional details need to be specified (e.g.,   tunneling format, use of tunnels in the inter-domain case).Boivie, et al.                Experimental                     [Page 28]

RFC 5058               Xcast Concepts and Options          November 200713.4.  DSCP Usage   DSCP usage needs some work.  DSCPs may have to be rewritten as   packets cross inter-domain boundaries.13.5.  Traversing a Firewall or NAT Products   The usage of a different, carried protocol type for IPv4 may cause   difficulty in traversing some firewall and NAT products.13.6.  The Size of BITMAP   Given that this is designed for small groups, it might make sense to   simply mandate a fixed size for the bitmap.14.  Security Considerations   The list of destinations in Xcast is provided by an application layer   that manages group membership as well as authorization if   authorization is desired.   Since a source has the list of destinations and can make changes to   the list, it has more control over where its packets go than in   traditional multicast and can prevent anonymous eavesdroppers from   joining a multicast session, for example.   Some forms of denial-of-service attack can use Xcast to increase   their "effect".  A smurf attack, for example, sends an ICMP Echo   Request in which the source address in the packet is set to the   address of the target of the attack so that the target will receive   the ICMP echo reply.  With Xcast, the ICMP Echo Request could be sent   to a list of destinations that could cause each member of the list to   send an Echo Reply to the target.   Measures have been taken in traditional multicast to avoid this kind   of attack.  A router or host can be configured so that it will not   reply to ICMP requests addressed to a multicast address.  The Reverse   Path Forwarding check in traditional multicast architectures also   helps limit these attacks.  In Xcast, it can be difficult for a host   to recognize that an ICMP request has been addressed to multiple   destinations since the packet may be an ordinary unicast packet by   the time it reaches the host.  On the other hand, a router can detect   Xcast packets that are used to send ICMP requests to multiple   destinations and can be configured to drop those packets.  Note, too,   that since Xcast sends packets to a short list of destinations, the   problem of sending attack packets to multiple destination is less ofBoivie, et al.                Experimental                     [Page 29]

RFC 5058               Xcast Concepts and Options          November 2007   a problem than in traditional multicast.  Obviously, the use of IPsec   to provide confidentiality and/or authentication can further diminish   the risk of this type of attack.   The problem of secure group communications has been addressed by the   Multicast Security (MSEC) working group, which has defined an   architecture for securing IP-multicast-based group communications   [3740].  Many of the concepts discussed in the MSEC working group,   such as managing group membership, identifying and authenticating   group members, protecting the confidentiality and integrity of   multicast traffic, and managing and securely distributing and   refreshing keys, also apply to Xcast-based group communications.  And   many of the same mechanisms seem to apply.  One significant   difference between multicast and Xcast is the fact that the Xcast   header (or at least a bitmap in the Xcast header) needs to change as   an Xcast packet travels from a source to a destination.  This affects   the use of IPsec and suggests that at least the Xcast header bitmap   must be in a "mutable" field.  A complete solution for securing   Xcast-based group communications addressing all the issues listed   above will be the subject of additional work which will be discussed   in one or more additional documents.  We expect that this effort will   build on the work that has already been done in the msec working   group.15.  IANA Considerations   Experimentation with the Xcast protocol requires the use of protocol   numbers maintained by IANA.  For example, to implement XCAST6,   implementations must agree on four protocol numbers:          (1) Multicast Address for All_Xcast_Routers          (2) Routing Type of IPv6 Routing Header          (3) Option Type of IPv6 Destination Option Header          (4) Option Type of IPv6 Hop-by-Hop Options Header   A protocol implementer may temporarily experiment with Xcast by using   the values set aside for experimental use in RFC [4727].  An   implementer must verify that no other experiment uses the same values   on the Xcast testbed at the same time.   A future revision of the Xcast specification published on the   standards track is required before IANA can assign permanent registry   entries for Xcast.  Implementers should be aware that they will need   to modify their implementations when such permanent allocations are   made.Boivie, et al.                Experimental                     [Page 30]

RFC 5058               Xcast Concepts and Options          November 200716.  Informative References   [1546]  Partridge, C., Mendez, T., and W. Milliken, "Host Anycasting           Service",RFC 1546, November 1993.   [2526]  Johnson, D. and S. Deering, "Reserved IPv6 Subnet Anycast           Addresses",RFC 2526, March 1999.   [3068]  Huitema, C., "An Anycast Prefix for 6to4 Relay Routers",RFC3068, June 2001.   [1112]  Deering, S., "Host extensions for IP multicasting", STD 5,RFC 1112, August 1989.   [1075]  Waitzman, D., Partridge, C., and S. Deering, "Distance Vector           Multicast Routing Protocol",RFC 1075, November 1988.   [1770]  Graff, C., "IPv4 Option for Sender Directed Multi-Destination           Delivery",RFC 1770, March 1995.   [1812]  Baker, F., Ed., "Requirements for IP Version 4 Routers",RFC1812, June 1995.   [2003]  Perkins, C., "IP Encapsulation within IP",RFC 2003, October           1996.   [2201]  Ballardie, A., "Core Based Trees (CBT) Multicast Routing           Architecture",RFC 2201, September 1997.   [2460]  Deering, S. and R. Hinden, "Internet Protocol, Version 6           (IPv6) Specification",RFC 2460, December 1998.   [2902]  Deering, S., Hares, S., Perkins, C., and R. Perlman,           "Overview of the 1998 IAB Routing Workshop",RFC 2902, August           2000.   [3261]  Rosenberg, J., Schulzrinne, H., Camarillo, G., Johnston, A.,           Peterson, J., Sparks, R., Handley, M., and E. Schooler, "SIP:           Session Initiation Protocol",RFC 3261, June 2002.   [3376]  Cain, B., Deering, S., Kouvelas, I., Fenner, B., and A.           Thyagarajan, "Internet Group Management Protocol, Version 3",RFC 3376, October 2002.   [3740]  Hardjono, T. and B. Weis, "The Multicast Group Security           Architecture",RFC 3740, March 2004.Boivie, et al.                Experimental                     [Page 31]

RFC 5058               Xcast Concepts and Options          November 2007   [4301]  Kent, S. and K. Seo, "Security Architecture for the Internet           Protocol",RFC 4301, December 2005.   [4302]  Kent, S., "IP Authentication Header",RFC 4302, December           2005.   [4607]  Holbrook, H. and B. Cain, "Source-Specific Multicast for IP",RFC 4607, August 2006.   [4727]  Fenner, B., "Experimental Values In IPv4, IPv6, ICMPv4,           ICMPv6, UDP, and TCP Headers",RFC 4727, November 2006.   [AGUI]  L. Aguilar, "Datagram Routing for Internet Multicasting",           SIGCOMM '84, March 1984.   [CHER]  David R. Cheriton, Stephen E. Deering, "Host groups: a           multicast extension for datagram internetworks", Proceedings           of the ninth symposium on Data communications, p. 172-179,           September 1985, Whistler Moutain, British Columbia, Canada.   [BOIV]  Boivie, R. and N. Feldman,"Small Group Multicast", Work in           Progress, February 2001.   [DEER]  S. Deering, "Multicast Routing in a datagram internetwork",           PhD thesis, December 1991.   [DEE2]  S. Deering, D. Estrin, D. Farinacci, V. Jacobson, C. Liu, and           L.  Wei, "The Pim Architecture for Wide-area Multicast           Routing", ACM Transactions on Networks, April 1996.   [FARI]  Farinacci, D., et al.,"Multicast Source Discovery Protocol",           Work in Progress, June 1998.   [H323]  ITU-T Recommendation H.323 (2000), Packet-Based Multimedia           Communications Systems.   [IMAI]  Imai, Y.,"Multiple Destination option on IPv6 (MDO6)", Work           in Progress, September 2000,   [MBONE] Casner, S., "Frequently Asked Questions (FAQ) on the           Multicast Backbone (MBONE)",           <ftp://ftp.isi.edu/mbone/faq.txt>.   [OOMS]  Ooms, D., Livens, W., and O. Paridaens, "Connectionless           Multicast", Work in Progress, April 2000.   [PARI]  Paridaens, O., Ooms, D., and B. Sales, "Security Framework           for Explicit Multicast", Work in Progress, June 2002.Boivie, et al.                Experimental                     [Page 32]

RFC 5058               Xcast Concepts and Options          November 2007   [RMT]   Reliable Multicast Transport Working Group web site,           <http://www.ietf.org/html.charters/rmt-charter.html>, June           15, 1999.   [SOLA]  M. Sola, M. Ohta, T. Maeno, "Scalability of Internet           Multicast Protocols", INET'98,           <http://www.isoc.org/inet98/proceedings/6d/6d_3.htm>.17.  Contributors   Olivier Paridaens   Alcatel Network Strategy Group   Fr. Wellesplein 1, 2018   Antwerpen, Belgium   Phone: 32 3 2409320   EMail: Olivier.Paridaens@alcatel.be   Eiichi Muramoto   Matsushita Electric Industrial Co., Ltd.   4-12-4 Higashi-shinagawa, Shinagawa-ku   Tokyo 140-8587, Japan   Phone: +81-3-6710-2031   EMail: muramoto@xcast.jpBoivie, et al.                Experimental                     [Page 33]

RFC 5058               Xcast Concepts and Options          November 2007Authors' Addresses   Rick Boivie   IBM T. J. Watson Research Center   19 Skyline Drive   Hawthorne, NY 10532   Phone: 914-784-3251   EMail: rhboivie@us.ibm.com   Nancy Feldman   IBM T. J. Watson Research Center   19 Skyline Drive   Hawthorne, NY 10532   EMail: nkfeldman@yahoo.com   Yuji Imai   Fujitsu Laboratories Ltd.   1-1, Kamikodanaka 4-Chome, Nakahara-ku   Kawasaki 211-8588, Japan   Phone: +81-44-754-2628   Fax  : +81-44-754-2793   EMail: ug@xcast.jp   Wim Livens   ESCAUX   Krijtstraat 17, 2600   Berchem, Belgium   EMail: wim@livens.net   Dirk Ooms   OneSparrow   Belegstraat 13; 2018   Antwerp, Belgium   EMail: dirk@onesparrow.comBoivie, et al.                Experimental                     [Page 34]

RFC 5058               Xcast Concepts and Options          November 2007Full Copyright Statement   Copyright (C) The IETF Trust (2007).   This document is subject to the rights, licenses and restrictions   contained inBCP 78 and at www.rfc-editor.org/copyright.html, and   except as set forth therein, the authors retain all their rights.   This document and the information contained herein are provided on an   "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS   OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY, THE IETF TRUST AND   THE INTERNET ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS   OR IMPLIED, INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF   THE INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED   WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.Intellectual Property   The IETF takes no position regarding the validity or scope of any   Intellectual Property Rights or other rights that might be claimed to   pertain to the implementation or use of the technology described in   this document or the extent to which any license under such rights   might or might not be available; nor does it represent that it has   made any independent effort to identify any such rights.  Information   on the procedures with respect to rights in RFC documents can be   found inBCP 78 andBCP 79.   Copies of IPR disclosures made to the IETF Secretariat and any   assurances of licenses to be made available, or the result of an   attempt made to obtain a general license or permission for the use of   such proprietary rights by implementers or users of this   specification can be obtained from the IETF on-line IPR repository athttp://www.ietf.org/ipr.   The IETF invites any interested party to bring to its attention any   copyrights, patents or patent applications, or other proprietary   rights that may cover technology that may be required to implement   this standard.  Please address the information to the IETF at   ietf-ipr@ietf.org.Boivie, et al.                Experimental                     [Page 35]

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