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INFORMATIONAL
Updated by:7146
Network Working Group                                    C. Bestler, Ed.Request for Comments: 5045                                      NeterionCategory: Informational                                         L. Coene                                                  Nokia Siemens Networks                                                            October 2007Applicability of Remote Direct Memory Access Protocol (RDMA)and Direct Data Placement Protocol (DDP)Status of This Memo   This memo provides information for the Internet community.  It does   not specify an Internet standard of any kind.  Distribution of this   memo is unlimited.Abstract   This document describes the applicability of Remote Direct Memory   Access Protocol (RDMAP) and the Direct Data Placement Protocol (DDP).   It compares and contrasts the different transport options over IP   that DDP can use, provides guidance to ULP developers on choosing   between available transports and/or how to be indifferent to the   specific transport layer used, compares use of DDP with direct use of   the supporting transports, and compares DDP over IP transports with   non-IP transports that support RDMA functionality.Bestler & Coene              Informational                      [Page 1]

RFC 5045                 RDMA/DDP Applicability             October 2007Table of Contents1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .32.  Definitions  . . . . . . . . . . . . . . . . . . . . . . . . .43.  Direct Placement . . . . . . . . . . . . . . . . . . . . . . .53.1.  Direct Placement Using Only the LLP  . . . . . . . . . . .53.2.  Fewer Required ULP Interactions  . . . . . . . . . . . . .64.  Tagged Messages  . . . . . . . . . . . . . . . . . . . . . . .64.1.  Order-Independent Reception  . . . . . . . . . . . . . . .74.2.  Reduced ULP Notifications  . . . . . . . . . . . . . . . .74.3.  Simplified ULP Exchanges . . . . . . . . . . . . . . . . .84.4.  Order-Independent Sending  . . . . . . . . . . . . . . . .94.5.  Untagged Messages and Tagged Buffers as ULP Credits  . . .105.  RDMA Read  . . . . . . . . . . . . . . . . . . . . . . . . . .126.  LLP Comparisons  . . . . . . . . . . . . . . . . . . . . . . .136.1.  Multistreaming Implications  . . . . . . . . . . . . . . .136.2.  Out-of-Order Reception Implications  . . . . . . . . . . .136.3.  Header and Marker Overhead . . . . . . . . . . . . . . . .136.4.  Middlebox Support  . . . . . . . . . . . . . . . . . . . .146.5.  Processing Overhead  . . . . . . . . . . . . . . . . . . .146.6.  Data Integrity Implications  . . . . . . . . . . . . . . .146.6.1.  MPA/TCP Specifics  . . . . . . . . . . . . . . . . . .156.6.2.  SCTP Specifics . . . . . . . . . . . . . . . . . . . .156.7.  Non-IP Transports  . . . . . . . . . . . . . . . . . . . .156.7.1.  No RDMA-Layer Ack  . . . . . . . . . . . . . . . . . .166.8.  Other IP Transports  . . . . . . . . . . . . . . . . . . .166.9.  LLP-Independent Session Establishment  . . . . . . . . . .176.9.1.  RDMA-Only Session Establishment  . . . . . . . . . . .176.9.2.  RDMA-Conditional Session Establishment . . . . . . . .187.  Local Interface Implications . . . . . . . . . . . . . . . . .188.  Security Considerations  . . . . . . . . . . . . . . . . . . .198.1.  Connection/Association Setup . . . . . . . . . . . . . . .198.2.  Tagged Buffer Exposure . . . . . . . . . . . . . . . . . .198.3.  Impact of Encrypted Transports . . . . . . . . . . . . . .199.  References . . . . . . . . . . . . . . . . . . . . . . . . . .199.1.  Normative References . . . . . . . . . . . . . . . . . . .199.2.  Informative References . . . . . . . . . . . . . . . . . .19Bestler & Coene              Informational                      [Page 2]

RFC 5045                 RDMA/DDP Applicability             October 20071.  Introduction   Remote Direct Memory Access Protocol (RDMAP) [RFC5040] and Direct   Data Placement (DDP) [RFC5041] work together to provide application-   independent efficient placement of application payload directly into   buffers specified by the Upper Layer Protocol (ULP).   The DDP protocol is responsible for direct placement of received   payload into ULP-specified buffers.  The RDMAP protocol provides   completion notifications to the ULP and support for Data-Sink-   initiated fetch of Advertised Buffers (RDMA Reads).   DDP and RDMAP are both application-independent protocols that allow   the ULP to perform remote direct data placement.  DDP can use   multiple standard IP transports including SCTP and TCP.   By clarifying the situations where the functionality of these   protocols is applicable, this document can guide implementers and   application and protocol designers in selecting which protocols to   use.   The applicability of RDMAP/DDP is driven by their unique   capabilities:   o  This document will discuss when common data placement procedures      are of more benefit to applications than application-specific      solutions built on top of direct use of the underlying transport.   o  DDP supports both Untagged and Tagged Buffers.  Tagged Buffers      allow the Data Sink ULP to be indifferent to what order (or in      what messages) the Data Source sent the data, or in what order      packets are received.  Typically, tagged data can be used for      payload transfer, while untagged is best used for control      messages.  However each upper-layer protocol can determine the      optimal use of Tagged and Untagged Messages for itself.  This      document will discuss when Data Source flexibility is of benefit      to applications.   o  RDMAP consolidates ULP notifications, thereby minimizing the      number of required ULP interactions.   o  RDMAP defines RDMA Reads, which allow remote access to Advertised      Buffers.  This document will review the advantages of using RDMA      Reads as contrasted to alternate solutions.      A more comprehensive introduction to the RDMAP and DDP protocols      and discussion of their security considerations can be found in      [RFC5042].Bestler & Coene              Informational                      [Page 3]

RFC 5045                 RDMA/DDP Applicability             October 2007   Some non-IP transports, such as InfiniBand, directly integrate RDMA   features.  This document will review the applicability of providing   RDMA services over ubiquitous IP transports instead of over   customized transport protocols.  Due to the fact that DDP is defined   cleanly as a layer over existing IP transports, DDP has simpler   ordering rules than some prior RDMA protocols.  This may have some   implications for application designers.   The full capabilities of DDP and RDMAP can only be fully realized by   applications that are designed to exploit them.  The coexistence of   RDMAP/DDP-aware local interfaces with traditional socket interfaces   will also be explored.   Finally, DDP support is defined for at least two IP transports: SCTP   [RFC5043] and TCP [RFC5044].  The rationale for supporting both   transports is reviewed, as well as when each would be the appropriate   selection.2.  Definitions   Advertisement -  the act of informing a Remote Peer that a local RDMA      Buffer is available to it.  A Node makes available an RDMA Buffer      for incoming RDMA Read or RDMA Write access by informing its RDMA/      DDP peer of the Tagged Buffer identifiers (STag, base address, and      buffer length).  This Advertisement of Tagged Buffer information      is not defined by RDMA/DDP and is left to the ULP.  A typical      method would be for the Local Peer to embed the Tagged Buffer's      Steering Tag, base address, and length in a Send Message destined      for the Remote Peer.   Data Sink -  The peer receiving a data payload.  Note that the Data      Sink can be required to both send and receive RDMA/DDP Messages to      transfer a data payload.   Data Source -  The peer sending a data payload.  Note that the Data      Source can be required to both send and receive RDMA/DDP Messages      to transfer a data payload.   Lower Layer Protocol (LLP) -  The transport protocol that provides      services to DDP.  This is an IP transport with any required      adaptation layer.  Adaptation layers are defined for SCTP and TCP.   Steering Tag (STag) -  An identifier of a Tagged Buffer on a Node,      valid as defined within a protocol specification.Bestler & Coene              Informational                      [Page 4]

RFC 5045                 RDMA/DDP Applicability             October 2007   Tagged Message -  A DDP message that is directed to a ULP-specified      buffer based upon imbedded addressing information.  In the      immediate sense, the destination buffer is specified by the      message sender.  The message receiver is given no independent      indication that a Tagged Message has been received.   Untagged Message -  A DDP message that is directed to a ULP-specified      buffer based upon a Message Sequence Number being matched with a      receiver-supplied buffer.  The destination buffer is specified by      the message receiver.  The message receiver is notified by some      mechanism that an Untagged Message has been received.   Upper Layer Protocol (ULP) -  The direct user of RDMAP/DDP services.      In addition to protocols such as iSER [RFC5046] and NFSv4 over      RDMA [NFSDIRECT], the ULP may be embedded in an application or a      middleware layer, as is often the case for the Sockets Direct      Protocol (SDP) and Remote Procedure Call (RPC) protocols.3.  Direct Placement   Direct Data Placement optimizes the placement of ULP Payload into the   correct destination buffers, typically eliminating intermediate   copying.  Placement is enabled without regard to order of arrival,   order of transmission, or requirement of per-placement interaction   with the ULP.   RDMAP minimizes the required ULP interactions.  This capability is   most valuable for applications that require multiple transport layer   packets for each required ULP interaction.3.1.  Direct Placement Using Only the LLP   Direct data placement can be achieved without RDMA.  Pre-posting of   receive buffers could allow a non-RDMA network stack to place data   directly to user buffers.   The degree to which DDP optimizes depends on which transport it is   being compared with, and on the nature of the local interface.   Without RDMAP/DDP, pre-posting buffers require the receiving side to   accurately predict the required buffers and their sizes.  This is not   feasible for all ULPs.  By contrast, DDP only requires the ULP to   predict the sequence and size of incoming Untagged Messages.   An application that could predict incoming messages and required   nothing more than direct placement into buffers might be able to do   so with a properly designed local interface to native SCTP or TCP   (without RDMA).  This is easier using native SCTP because theBestler & Coene              Informational                      [Page 5]

RFC 5045                 RDMA/DDP Applicability             October 2007   application would only have to predict the sequence of messages and   the maximum size of each message, not the exact size.   The main benefit of DDP for such an application would be that pre-   posting of receive buffers is a mandated local interface capability,   and that predictions can always be made on a per-message basis (not   per byte).   The Lower Layer Protocol, LLP, can also be used directly if ULP-   specific knowledge is built into the protocol stack to allow "parse   and place" handling of received packets.  Such a solution either   requires interaction with the ULP or the protocol stack's knowledge   of ULP-specific syntax rules.   DDP achieves the benefits of directly placing incoming payload   without requiring tight coupling between the ULP and the protocol   stack.  However, "parse and place" capabilities can certainly provide   equivalent services to a limited number of ULPs.3.2.  Fewer Required ULP Interactions   While reducing the number of required ULP interactions is in itself   desirable, it is critical for high-speed connections.  The burst   packet rate for a high-speed interface could easily exceed the host   system's ability to switch ULP contexts.   Content access applications are important examples of applications   that require high bandwidth and can transfer a significant amount of   content between required ULP interactions.  These applications   include file access protocols (NAS), storage access (SAN), database   access, and other application-specific forms of content access such   as HTTP, XML, and email.4.  Tagged Messages   This section covers the major benefits from the use of Tagged   Messages.   A more critical advantage of DDP is the ability of the Data Source to   use Tagged Buffers.  Tagging messages allows the Data Source to   choose the ordering and packetization of its payload deliveries.   With direct data placement based solely upon pre-posted receives, the   packetization and delivery of payload must be agreed by the ULP peers   in advance.   The Upper Layer Protocol can allocate content between Untagged and/or   Tagged Messages to maximize the potential optimizations.  Placing   content within an Untagged Message can deliver the content in theBestler & Coene              Informational                      [Page 6]

RFC 5045                 RDMA/DDP Applicability             October 2007   same packet that signals completion to the receiver.  This can   improve latency.  It can even eliminate round trips.  But it requires   making larger anonymous buffers to be available.   Some examples of data that typically belongs in the Untagged Message   would include:      short fixed-size control data that is inherently part of the      control message.  This is especially true when the data is a      required part of the control message.      relatively short payload that is almost always needed, especially      when its inclusion would eliminate a round-trip to fetch the data.      Examples would include the initial data on a write request and      Advertisements of Tagged Buffers.   Tagged Messages standardize direct placement of data without per-   packet interaction with the upper layers.  Even if there is an upper-   layer protocol encoding of what is being transferred, as is common   with middleware solutions, this information is not understood at the   application-independent layers.  The directions on where to place the   incoming data cannot be accessed without switching to the ULP first.   DDP provides a standardized 'packing list', which can be interpreted   without requiring ULP interaction.  Indeed, it is designed to be   implementable in hardware.4.1.  Order-Independent Reception   Tagged Messages are directed to a buffer based on an included   Steering Tag.  Additionally, no notice is provided to the ULP for   each individual Tagged Message's arrival.  Together these allow   Tagged Messages received out of order to be processed without   intermediate buffering or additional notifications to the ULP.4.2.  Reduced ULP Notifications   RDMAP offers both Tagged and Untagged Messages.  No receiving-side   ULP interactions are required for Tagged Messages.  By optimally   dividing traffic between Tagged and Untagged Messages, the ULP can   limit the number of events that must be dealt with at the ULP layer.   This typically reduces the number of context switches required and   improves performance.   RDMAP further reduces required ULP interactions, consolidating   completion notifications of Tagged Messages with the completion   notification of a trailing Untagged Message.  For most ULPs, this   radically reduces the number of ULP required interactions even   further.Bestler & Coene              Informational                      [Page 7]

RFC 5045                 RDMA/DDP Applicability             October 2007   While RDMAP consolidation of notices is beneficial to most   applications, it may be detrimental to some applications that benefit   from streamed delivery to enable ULP processing of received data as   promptly as possible.  A ULP that uses RDMAP cannot begin processing   any portion of an exchange until it receives notification that the   entire exchange has been placed.  An "exchange" here is a set of zero   or more Tagged Messages and a single terminating Untagged Message.   An application that would prefer to begin work on the received   payload as soon as possible, no matter what order it arrived in,   might prefer to work directly with the LLP.  RDMAP is optimized for   applications that are more concerned when the entire exchange is   complete.   An application that benefits from being able to begin processing of   each received packet as quickly as possible may find RDMAP interferes   with that goal.   Such an application might be able to retain most of the benefits of   RDMAP by using the DDP layer directly.  However, in addition to   taking on the responsibilities of the RDMAP layer, the application   would likely have more difficulty finding support for a DDP-only API.   Many hardware implementations may choose to tightly couple RDMAP and   DDP, and might not provide an API directly to DDP services.   These features minimize the required interactions with the ULP.  This   can be extremely beneficial for applications that use multiple   transport layer packets to accomplish what is a single ULP   interaction.4.3.  Simplified ULP Exchanges   The notification rules for Tagged Messages allows ULPs to create   multi-message "exchanges" consisting of zero or more Tagged Messages   that represent a single step in the ULP interaction.  The receiving   ULP is notified that the Untagged Message has arrived, and implicitly   notified of any associated Tagged Messages.   If a ULP cannot effectively use Tagged Messages, it would derive   little benefit from use of RDMAP/DDP by comparison to direct use of   SCTP.  But, while Tagged Buffers are the justification for RDMAP/DDP,   Untagged Buffers are still necessary.  Without Untagged Buffers, the   only method to exchange buffer Advertisements would require out-of-   band communications.  Most RDMA-aware ULPs use Untagged Buffers for   requests and responses.  Buffer Advertisements are typically done   within these Untagged Messages.   More importantly, there would be no reliable method for the upper-   layer peers to synchronize.  The absence of any guarantees aboutBestler & Coene              Informational                      [Page 8]

RFC 5045                 RDMA/DDP Applicability             October 2007   ordering within or between Tagged Messages is fundamental to allowing   the DDP layer to optimize transfer of tagged payload.   Therefore, no ULP can be defined entirely in terms of Tagged   Messages.  Eventually, a notification that confirms delivery must be   generated from the RDMAP/DDP layer.   Limiting use of Untagged Buffers to requests and responses by moving   all bulk data using tagged transfers can greatly simplify the amount   of prediction that the Data Sink must perform in pre-posting receive   buffers.  For example, a typical RDMA-enabled interaction would   consist of the following:   1.  Client sends transaction request to server as an Untagged       Message.   2.  This message includes buffer Advertisements for the buffers where       the results are to be placed.   3.  The server sends multiple Tagged Messages to the Advertised       buffers.   4.  The server sends transaction reply as an Untagged Message to the       client.   5.  Client receives single notification, indicating completion of the       interaction.   With this type of exchange, the pacing and required size of Untagged   Buffers are highly predictable.  The variability of response sizes is   absorbed by tagged transfers.4.4.  Order-Independent Sending   Use of Tagged Messages is especially applicable when the Data Sink   does not know the actual size, structure, or location of the content   it is requesting (or updating).   For example, suppose the Data Sink ULP needs to fetch four related   pieces of data into four separate buffers.  With SCTP, the Data Sink   ULP could receive four messages into four separate buffers, only   having to predict the maximum size of each.  However, it would have   to dictate the order in which the Data Source supplied the separate   pieces.  If the Data Source found it advantageous to fetch them in a   different order, it would have to use intermediate buffering to re-   order the pieces into the expected order even though the application   only required that all four be delivered and did not truly have an   ordering requirement.Bestler & Coene              Informational                      [Page 9]

RFC 5045                 RDMA/DDP Applicability             October 2007   Techniques, such as RAID striping and mirroring, represent this same   problem, but one step further.  What appears to be a single resource   to the Data Sink is actually stored in separate locations by the Data   Source.  Non RDMA protocols would either require the Data Source to   fetch the material in the desired order or force the Data Source to   use its own holding buffers to assemble an image of the destination   buffer.   While sometimes referred to as a "buffer-to-buffer" solution, RDMA   more fundamentally enables remote buffer access.  The ULP is free to   work with larger remote buffers than it has locally.  This reduces   buffering requirements and the number of times the data must be   copied in an end-to-end transfer.   There are numerous reasons why the Data Sink would not know the true   order or location of the requested data.  It could be different for   each client, different records selected and/or different sort orders,   as well as RAID striping, file fragmentation, volume fragmentation,   volume mirroring, and server-side dynamic compositing of content   (such as server-side includes for HTTP).   In all of these cases, the Data Source is free to assemble the   desired data in the Data Sink's buffer in whatever order the   component data becomes available to it.  It is not constrained on   ordering.  It does not have to assemble an image in its own memory   before creating it in the Data Sink's buffers.   Note that while DDP enables use of Tagged Messages for bulk transfer,   there are some application scenarios where Untagged Messages would   still be used for bulk transfer.  For example, a file server may not   expose its own memory to its clients.  A client wishing to write may   Advertise a buffer upon which the server will issue RDMA Reads.   However, when performing a small write, it may be preferable to   include the data in the Untagged Message rather than incurring an   additional round trip with the RDMA Read and its response.   Generally, the best use of an Untagged Message is to synchronize and   to deliver data that is naturally tied to the same message as the   synchronization.  For initial data transfers, this has the additional   benefit of avoiding the need to Advertise specific Tagged Buffers for   indefinite time periods.  Instead, anonymous buffers can be used for   initial data reception.  Because anonymous buffers do not need to be   tied to specific messages in advance, this can be a major benefit.4.5.  Untagged Messages and Tagged Buffers as ULP Credits   The handling of end-to-end buffer credits differs considerably with   DDP than when the ULP directly uses either TCP or SCTP.Bestler & Coene              Informational                     [Page 10]

RFC 5045                 RDMA/DDP Applicability             October 2007   With both TCP and SCTP, buffer credits are based upon the receiver   granting transmit permission based on the total number of bytes.   These credits reflect system buffering resources and/or simple flow   control.  They do not represent ULP resources.   DDP defines no standard flow control, but presumes the existence of a   ULP mechanism.  The presumed mechanism is that the Data Sink ULP has   issued credits to the Data Source, allowing the Data Source to send a   specific number of Untagged Messages.   The ULP peers must ensure that the sender is aware of the maximum   size that can be sent to any specific target buffer.  One method of   doing so is to use a standard size for all Untagged Buffers within a   given connection.  For example, a ULP may specify an initial Untagged   Buffer size to be used immediately after session establishment, and   then optionally specify mechanisms for negotiating changes.   Tagged Buffers are ULP resources Advertised directly from ULP to ULP.   A DDP put to a known Tagged Buffer is constrained only by transport   level flow control, not by available system buffering.   Either Tagged or Untagged Buffers allows bypassing of system buffer   resources.  Use of Tagged Buffers additionally allows the Data Source   to choose in what order to exercise the credits.   To the extent allowed by the ULP, Tagged Buffers are also divisible   resources.  The Data Sink can Advertise a single 100 KB buffer, and   then receive notifications from its peer that it had written 50 KB,   20 KB, and 30 KB to that buffer in three successive transactions.   ULP management of Tagged Buffer resources, independent of transport   and DDP layer credits, is an additional benefit of RDMA protocols.   Large bulk transfers cannot be blocked by limited general-purpose   buffering capacity.  Applications can flow control based upon higher   level abstractions, such as number of outstanding requests,   independent of the amount of data that must be transferred.   However, use of system buffering, as offered by direct use of the   underlying transports, can be preferable under certain circumstances.   One example would be when the number of target ULP Buffers is   sufficiently large, and the rate at which any writes arrive is   sufficiently low, that pinning all the target ULP Buffers in memory   would be undesirable.  The maximum transfer rate, and hence the   maximum amount of system buffering required, may be more stable and   predictable than the total ULP Buffer exposure.Bestler & Coene              Informational                     [Page 11]

RFC 5045                 RDMA/DDP Applicability             October 2007   Another example would be when the Data Sink wishes to receive a   stream of data at a predictable rate, but does not know in advance   what the size of each data packet will be.  This is common from   streaming media that has been encoded with a variable bit rate.  With   DDP, the Data Sink would either have to use Untagged Buffers large   enough for the largest packet, or Advertise a circular buffer.  If,   for security or other reasons, the Data Sink did not want the size of   its buffer to be publicly known, using the underlying SCTP transport   directly may be preferable because of its byte-oriented credits.5.  RDMA Read   RDMA Reads are a further service provided by RDMAP.  RDMA Reads allow   the Data Sink to fetch exactly the portion of the peer ULP Buffer   required on a "just in time" basis.  This can be done without   requiring per-fetch support from the Data Source ULP.   Storage servers may wish to limit the maximum write buffer allocated   to any single session.  The storage server may be a very minimal   layer between the client and the disk storage media, or the server   may merely wish to limit the total resources that would be required   if all clients could push the entire payload they wished written at   their own convenience.   In either case, there is little benefit in transferring data from the   Data Source far in advance of when it will be written to the   persistent storage media.  RDMA Reads allow the Storage Server to   fetch the payload on a "just in time" basis.  In this fashion, a   relatively small number of block-sized buffers can be used to execute   a single transaction that specified writing a large file, or a   Storage Server with numerous clients can fetch buffers from the   individual clients in the order that is most convenient to the   server.   This same capability can be used when the desired portion of the   Advertised Buffer is not known in advance.  For example, the   Advertised Buffer could contain performance statistics.  The Data   Sink could request the portions of the data it required, without   requiring an interaction with the Data Source ULP.   This is applicable for many applications that publish semi-volatile   data that does not require transactional validity checking (i.e.,   authorized users have read access to the entire set of data).  It is   less applicable when there are ULP consistency checks that must be   performed upon the data.  Such applications would be better served by   having the client send a request, and having the server use RDMA   Writes to publish the requested data.  Neither RDMAP nor DDP provide   mechanisms for bundling multiple disjoint updates into an atomicBestler & Coene              Informational                     [Page 12]

RFC 5045                 RDMA/DDP Applicability             October 2007   operation.  Therefore, use of an Advertised Buffer as a data resource   is subject to the same caveats as any randomly updated data resource,   such as flat files, that do not enforce their own consistency.6.  LLP Comparisons   Normally, the choice of underlying IP transport is irrelevant to the   ULP.  RDMAP and DDP provides the same services over either.  There   may be performance impacts of the choice, however.  It is the   responsibility of the ULP to determine which IP transport is best   suited to its needs.   SCTP provides for preservation of message boundaries.  Each DDP   Segment will be delivered within a single SCTP packet.  The   equivalent services are only available with TCP through the use of   the MPA (Marker PDU Alignment) adaptation layer.6.1.  Multistreaming Implications   SCTP also provides multi-streaming.  When the same pair of hosts have   need for multiple DDP streams, this can be a major advantage.  A   single SCTP association carries multiple DDP streams, consolidating   connection setup, congestion control, and acknowledgements.   Completions are controlled by the DDP Source Sequence Number (DDP-   SSN) on a per-stream basis.  Therefore, combining multiple DDP   Streams into a single SCTP association cannot result in a dropped   packet carrying data for one stream delaying completions on others.6.2.  Out-of-Order Reception Implications   The use of unordered Data Chunks with SCTP guarantees that the DDP   layer will be able to perform placements when IP datagrams are   received out of order.   Placement of out-of-order DDP Segments carried over MPA/TCP is not   guaranteed, but certainly allowed.  The ability of the MPA receiver   to process out-of-order DDP Segments may be impaired when alignment   of TCP segments and MPA FPDUs is lost.  Using SCTP, each DDP Segment   is encoded in a single Data Chunk and never spread over multiple IP   datagrams.6.3.  Header and Marker Overhead   MPA and TCP headers together are smaller than the headers used by   SCTP and its adaptation layer.  However, this advantage can be   reduced by the insertion of MPA markers.  The difference in ULP   Payload per IP Datagram is not likely to be a significant factor.Bestler & Coene              Informational                     [Page 13]

RFC 5045                 RDMA/DDP Applicability             October 20076.4.  Middlebox Support   Even with the MPA adaptation layer, DDP traffic carried over MPA/TCP   will appear to all network middleboxes as a normal TCP connection.   In many environments, there may be a requirement to use only TCP   connections to satisfy existing network elements and/or to facilitate   monitoring and control of connections.  While SCTP is certainly just   as monitorable and controllable as TCP, there is no guarantee that   the network management infrastructure has the required support for   both.6.5.  Processing Overhead   A DDP stream delivered via MPA/TCP will require more processing   effort than one delivered over SCTP.  However, this extra work may be   justified for many deployments where full SCTP support is unavailable   in the endpoints of the network, or where middleboxes impair the   usability of SCTP.6.6.  Data Integrity Implications   Both the SCTP [RFC4960] and MPA/TCP [RFC5044] adaptation provide end-   to-end CRC32c protection against data accidental corruption, or its   equivalent.   A ULP that requires a greater degree of protection may add its own.   However, DDP and RDMAP headers will only be guaranteed to have the   equivalent of end-to-end CRC32c protection.  A ULP that requires data   integrity checking more thorough than an end-to-end CRC32c should   first invalidate all STags that reference a buffer before applying   its own integrity check.   CRC32c only provides protection against random corruption.  To   protect against unauthorized alteration or forging of data packets,   security methods must be applied.  The RDMA security document   [RFC5042] specifies usage ofRFC 2406 [RFC2406] for both adaptation   layers.  As stated in [RFC5042], note that the IPsec requirements for   RDDP are based on the version of IPsec specified inRFC 2401   [RFC2401] and related RFCs, as profiled byRFC 3723 [RFC3723],   despite the existence of a newer version of IPsec specified inRFC4301 [RFC4301] and related RFCs.Bestler & Coene              Informational                     [Page 14]

RFC 5045                 RDMA/DDP Applicability             October 20076.6.1.  MPA/TCP Specifics   It is mandatory for MPA/TCP implementations to implement CRC32c, but   it is not mandatory to use the CRC32c during an RDMA connection.  The   activating or deactivating of the CRC in MPA/TCP is an administrative   configuration operation at the local and remote end.  The   administration of the CRC (ON/OFF) is invisible to the ULP.   Applications should assume that disabling CRC32c will only be used   when the end-to-end protection is at least as effective as a   transport layer CRC32c.  Applications should not use additional   integrity checks based solely on the possibility that CRC32c could be   disabled without equivalent integrity checks at a lower level.   CRC32c must not be disabled unless equivalent or better end-to-end   integrity protection is provided.   If the CRC is active/used for one direction/end, then the use of the   CRC is mandatory in both directions/ends.   If both ends have been configured not to use the CRC, then this is   allowed as long as an equivalent protection (comparable to or better   than CRC) from undetected errors on the connection is provided.6.6.2.  SCTP Specifics   SCTP provides CRC32c protection automatically.  The adaptation to   SCTP provides for no option to suppress SCTP CRC32c protection.6.7.  Non-IP Transports   DDP is defined to operate over ubiquitous IP transports such as SCTP   and TCP.  This enables a new DDP-enabled node to be added anywhere to   an IP network.  No DDP-specific support from middleboxes is required.   There are non-IP transport fabric offering RDMA capabilities.   Because these capabilities are integrated with the transport protocol   they have some technical advantages when compared to RDMA over IP.   For example, fencing of RDMA Operations can be based upon transport   level acks.  Because DDP is cleanly layered over an IP transport, any   explicit RDMA layer ack must be separate from the transport layer   ack.   There may be deployments where the benefits of RDMA/transport   integration outweigh the benefits of being on an IP network.Bestler & Coene              Informational                     [Page 15]

RFC 5045                 RDMA/DDP Applicability             October 20076.7.1.  No RDMA-Layer Ack   DDP does not provide for its own acknowledgements.  The only form of   ack provided at the RDMAP layer is an RDMA Read Response.  DDP and   RDMAP rely almost entirely upon other layers for flow control and   pacing.  The LLP is relied upon to guarantee delivery and avoid   network congestion, and ULP-level acking is relied upon for ULP   pacing and to avoid ULP Buffer overruns.   Previous RDMA protocols, such as InfiniBand, have been able to use   their integration with the transport layer to provide stronger   ordering guarantees.  It is important that application designers that   require such guarantees provide them through ULP interaction.   Specifically:      There is no ability for a local interface to "fence" outbound      messages to guarantee that prior Tagged Messages have been placed      prior to sending a Tagged Message.  The only guarantees available      from the other side would be an RDMA Read Response (coming from      the RDMAP layer) or a response from the ULP layer.  Remember that      the normal ordering rules only guarantee when the Data Sink ULP      will be notified of Untagged Messages; it does not control when      data is placed into receive buffers.      Re-use of Tagged Buffers must be done with extreme care.  The fact      that an Untagged Message indicates that all prior Tagged Messages      have been placed does not guarantee that no later Tagged Message      has.  The best strategy is to change only the state of any given      Advertised Buffers with Untagged Messages.      As covered elsewhere in this document, flow control of Untagged      Messages is the responsibility of the ULP.6.8.  Other IP Transports   Both TCP and SCTP provide DDP with reliable transport with TCP-   friendly rate control.  Currently, DDP is defined to work over   reliable transports and implicitly relies upon some form of rate   control.   DDP is fully compatible with a non-reliable protocol.  Out-of-order   placement is obviously not dependent on whether the other DDP   Segments ever actually arrive.   However, RDMAP requires the LLP to provide reliable service.  An   alternate completion handling protocol would be required if DDP were   to be deployed over an unreliable IP transport.Bestler & Coene              Informational                     [Page 16]

RFC 5045                 RDMA/DDP Applicability             October 2007   As noted in the prior section on Tagged Buffers as ULP credits,   neither RDMAP nor DDP provides any flow control for Tagged Messages.   If no transport layer flow control is provided, an RDMAP/DDP   application would be limited only by the link layer rate, almost   inevitably resulting in severe network congestion.   RDMAP encourages applications to be ignorant of the underlying   transport path MTU.  The ULP is only notified when all messages   ending in a single Untagged Message have completed.  The ULP is not   aware of the granularity or ordering of the underlying message.  This   approach assumes that the ULP is only interested in the complete set   of messages, and has no use for a subset of them.6.9.  LLP-Independent Session Establishment   For an RDMAP/DDP application, the transport services provided by a   pair of SCTP streams and by a TCP connection both provide the same   service (reliable delivery of DDP Segments between two connected   RDMAP/DDP endpoints).6.9.1.  RDMA-Only Session Establishment   It is also possible to allow for transport-neutral establishment of   RDMAP/DDP sessions between endpoints.  Combined, these two features   would allow most applications to be unconcerned as to which LLP was   actually in use.   Specifically, the procedures for DDP Stream Session establishment   discussed insection 3 of the SCTP mapping, andsection 13.3 of the   MPA/TCP mapping, both allow for the exchange of ULP-specific data   ("Private Data") before enabling the exchange of DDP Segments.  This   delay can allow for proper selection and/or configuration of the   endpoints based upon the exchanged data.  For example, each DDP   Stream Session associated with a single client session might be   assigned to the same DDP Protection Domain.   To be transport neutral, the applications should exchange Private   Data as part of session establishment messages to determine how the   RDMA endpoints are to be configured.  One side must be the Initiator,   and the other, the Responder.   With SCTP, a pair of SCTP streams can be used for successive sessions   while the SCTP association remains open.  With MPA/TCP, each   connection can be used for, at most, one session.  However, the same   source/destination pair of ports can be re-used for a subsequent TCP   connection, as allowed by TCP.Bestler & Coene              Informational                     [Page 17]

RFC 5045                 RDMA/DDP Applicability             October 2007   Both SCTP and MPA limit the private data size to a maximum of 512   bytes.   MPA/TCP requires the end of the TCP connection that initiated the   conversion to MPA mode to send the first DDP Segment.  SCTP does not   have this requirement.  ULPs that wish to be transport neutral should   require the initiating end to send the first message.  A zero-length   RDMA Write can be used for this purpose if the ULP logic itself does   naturally support this restriction.6.9.2.  RDMA-Conditional Session Establishment   It is sometimes desirable for the active side of a session to connect   with the passive side before knowing whether the passive side   supports RDMA.   This style of session establishment can be supported with either TCP   or SCTP, but not as transparently as for RDMA-only sessions.  Pre-   existing non-RDMA servers are also far more likely to be using TCP   than SCTP.   With TCP, a normal TCP connection is established.  It is then used by   the ULP to determine whether or not to convert to MPA mode and use   RDMA.  This will typically be integral with other session-   establishment negotiations.   With SCTP, the establishment of an association tests whether RDMA is   supported.  If not supported, the application simply requests the   association without the RDMA adaptation indication.   One key difference is that with SCTP the determination as to whether   the peer can support RDMA is made before the transport layer   association/connection is established, while with TCP the established   connection itself is used to determine whether RDMA is supported.7.  Local Interface Implications   Full utilization of DDP and RDMAP capabilities requires a local   interface that explicitly requests these services.  Protocols such as   Sockets Direct Protocol (SDP) can allow applications to keep their   traditional byte-stream or message-stream interface and still enjoy   many of the benefits of the optimized wire level protocols.Bestler & Coene              Informational                     [Page 18]

RFC 5045                 RDMA/DDP Applicability             October 20078.  Security Considerations   RDMA security considerations are discussed in the RDMA security   document [RFC5042].  This document will only deal with the more   usage-oriented aspects, and where there are implications in the   choice of underlying transport.8.1.  Connection/Association Setup   Both the SCTP and TCP adaptations allow for existing procedures to be   followed for the establishment of the SCTP association or TCP   connection.  Use of DDP does not impair the use of any security   measures to filter, validate, and/or log the remote end of an   association/connection.8.2.  Tagged Buffer Exposure   DDP only exposes ULP memory to the extent explicitly allowed by ULP   actions.  These include posting of receive operations and enabling of   Steering Tags.   Neither RDMAP nor DDP places requirements on how ULPs Advertise   Buffers.  A ULP may use a single Steering Tag for multiple buffer   Advertisements.  However, the ULP should be aware that enforcement on   STag usage is likely limited to the overall range that is enabled.   If the Remote Peer writes into the 'wrong' Advertised Buffer, neither   the DDP nor the RDMAP layer will be aware of this.  Nor is there any   report to the ULP on how the Remote Peer specifically used Tagged   Buffers.   Unless the ULP peers have an adequate basis for mutual trust, the   receiving ULP might be well advised to use a distinct STag for each   interaction, and to invalidate it after each use, or to require its   peer to use the RDMAP option to invalidate the STag with its   responding Untagged Message.8.3.  Impact of Encrypted Transports   While DDP is cleanly layered over the LLP, its maximum benefit may be   limited when the LLP Stream is secured with a streaming cypher, such   as Transport Layer Security (TLS) [RFC4346].  If the LLP must decrypt   in order, it cannot provide out-of-order DDP Segments to the DDP   layer for placement purposes.  IPsec [RFC2401] tunnel mode encrypts   entire IP Datagrams.  IPsec transport mode encrypts TCP Segments or   SCTP packets, as does use of Datagram TLS (DTLS) [RFC4347] over UDP   beneath TCP or SCTP.  Neither IPsec nor this use of DTLS precludes   providing out-of-order DDP Segments to the DDP layer for placement.Bestler & Coene              Informational                     [Page 19]

RFC 5045                 RDMA/DDP Applicability             October 2007   Note that end-to-end use of cryptographic integrity protection may   allow suppression of MPA CRC generation and checking under certain   circumstances.  This is one example where the LLP may be judged to   have "or equivalent" protection to an end-to-end CRC32c.9.  References9.1.  Normative References   [RFC2401]    Kent, S. and R. Atkinson, "Security Architecture for the                Internet Protocol",RFC 2401, November 1998.   [RFC2406]    Kent, S. and R. Atkinson, "IP Encapsulating Security                Payload (ESP)",RFC 2406, November 1998.   [RFC4960]    Stewart, R., "Stream Control Transmission Protocol",RFC 4960, September 2007.   [RFC5040]    Recio, R., Metzler, B., Culley, P., Hilland, J., and D.                Garcia, "A Remote Direct Memory Access Protocol                Specification",RFC 5040, October 2007.   [RFC5041]    Shah, H., Pinkerton, J., Recio, R., and P. Culley,                "Direct Data Placement over Reliable Transports",RFC 5041, October 2007.   [RFC5042]    Pinkerton, J. and E. Deleganes, "DDP/RDMAP Security",RFC 5042, October 2007.   [RFC5043]    Bestler, C. and R. Stewart, "Stream Control Transmission                Protocol (SCTP) Direct Data Placement (DDP) Adaptation",RFC 5043, October 2007.   [RFC5044]    Culley, P., Elzur, U., Recio, R., Bailey, S., and J.                Carrier, "Marker PDU Aligned Framing for TCP                Specification",RFC 5044, October 2007.9.2.  Informative References   [NFSDIRECT]  Talpey, T., Callaghan, B., and I. Property, "NFS Direct                Data Placement", Work in Progress, June 2007.   [RFC3723]    Aboba, B., Tseng, J., Walker, J., Rangan, V., and F.                Travostino, "Securing Block Storage Protocols over IP",RFC 3723, April 2004.   [RFC4301]    Kent, S. and K. Seo, "Security Architecture for the                Internet Protocol",RFC 4301, December 2005.Bestler & Coene              Informational                     [Page 20]

RFC 5045                 RDMA/DDP Applicability             October 2007   [RFC4346]    Dierks, T. and E. Rescorla, "The Transport Layer                Security (TLS) Protocol Version 1.1",RFC 4346,                April 2006.   [RFC4347]    Rescorla, E. and N. Modadugu, "Datagram Transport Layer                Security",RFC 4347, April 2006.   [RFC5046]    Ko, M., Chadalapaka, M., Elzur, U., Shah, H., and P.                Thaler, "Internet Small Computer System Interface                (iSCSI) Extensions for Remote Direct Memory Access                (RDMA)",RFC 5046, October 2007.Authors' Addresses   Caitlin Bestler (editor)   Neterion   20230 Stevens Creek Blvd.   Suite C   Cupertino, CA  95014   USA   Phone: 408-366-4639   EMail: caitlin.bestler@neterion.com   Lode Coene   Nokia Siemens Networks   Atealaan 26   Herentals  2200   Belgium   Phone: +32-14-252081   EMail: lode.coene@nsn.comBestler & Coene              Informational                     [Page 21]

RFC 5045                 RDMA/DDP Applicability             October 2007Full Copyright Statement   Copyright (C) The IETF Trust (2007).   This document is subject to the rights, licenses and restrictions   contained inBCP 78, and except as set forth therein, the authors   retain all their rights.   This document and the information contained herein are provided on an   "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS   OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY, THE IETF TRUST AND   THE INTERNET ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS   OR IMPLIED, INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF   THE INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED   WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.Intellectual Property   The IETF takes no position regarding the validity or scope of any   Intellectual Property Rights or other rights that might be claimed to   pertain to the implementation or use of the technology described in   this document or the extent to which any license under such rights   might or might not be available; nor does it represent that it has   made any independent effort to identify any such rights.  Information   on the procedures with respect to rights in RFC documents can be   found inBCP 78 andBCP 79.   Copies of IPR disclosures made to the IETF Secretariat and any   assurances of licenses to be made available, or the result of an   attempt made to obtain a general license or permission for the use of   such proprietary rights by implementers or users of this   specification can be obtained from the IETF on-line IPR repository athttp://www.ietf.org/ipr.   The IETF invites any interested party to bring to its attention any   copyrights, patents or patent applications, or other proprietary   rights that may cover technology that may be required to implement   this standard.  Please address the information to the IETF at   ietf-ipr@ietf.org.Bestler & Coene              Informational                     [Page 22]

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