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INFORMATIONAL
Errata Exist
Network Working Group                                              C. NgRequest for Comments: 4888                      Panasonic Singapore LabsCategory: Informational                                       P. Thubert                                                           Cisco Systems                                                               M. Watari                                                           KDDI R&D Labs                                                                 F. Zhao                                                                UC Davis                                                               July 2007Network Mobility Route Optimization Problem StatementStatus of This Memo   This memo provides information for the Internet community.  It does   not specify an Internet standard of any kind.  Distribution of this   memo is unlimited.Copyright Notice   Copyright (C) The IETF Trust (2007).Abstract   With current Network Mobility (NEMO) Basic Support, all   communications to and from Mobile Network Nodes must go through the   bi-directional tunnel established between the Mobile Router and Home   Agent when the mobile network is away.  This sub-optimal routing   results in various inefficiencies associated with packet delivery,   such as increased delay and bottleneck links leading to traffic   congestion, which can ultimately disrupt all communications to and   from the Mobile Network Nodes.  Additionally, with nesting of Mobile   Networks, these inefficiencies get compounded, and stalemate   conditions may occur in specific dispositions.  This document   investigates such problems and provides the motivation behind Route   Optimization (RO) for NEMO.Ng, et al.                   Informational                      [Page 1]

RFC 4888               NEMO RO Problem Statement               July 2007Table of Contents1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .32.  NEMO Route Optimization Problem Statement  . . . . . . . . . .32.1.  Sub-Optimality with NEMO Basic Support . . . . . . . . . .42.2.  Bottleneck in the Home Network . . . . . . . . . . . . . .62.3.  Amplified Sub-Optimality in Nested Mobile Networks . . . .6     2.4.  Sub-Optimality with Combined Mobile IPv6 Route           Optimization . . . . . . . . . . . . . . . . . . . . . . .8     2.5.  Security Policy Prohibiting Traffic from Visiting Nodes  .  9     2.6.  Instability of Communications within a Nested Mobile           Network  . . . . . . . . . . . . . . . . . . . . . . . . .92.7.  Stalemate with a Home Agent Nested in a Mobile Network . .103.  Conclusion . . . . . . . . . . . . . . . . . . . . . . . . . .104.  Security Considerations  . . . . . . . . . . . . . . . . . . .115.  Acknowledgments  . . . . . . . . . . . . . . . . . . . . . . .116.  References . . . . . . . . . . . . . . . . . . . . . . . . . .126.1.  Normative Reference  . . . . . . . . . . . . . . . . . . .126.2.  Informative Reference  . . . . . . . . . . . . . . . . . .12Appendix A.  Various Configurations Involving Nested Mobile                Networks  . . . . . . . . . . . . . . . . . . . . . .13A.1.  CN Located in the Fixed Infrastructure . . . . . . . . . .13A.1.1.  Case A: LFN and Standard IPv6 CN . . . . . . . . . . .14A.1.2.  Case B: VMN and MIPv6 CN . . . . . . . . . . . . . . .14A.1.3.  Case C: VMN and Standard IPv6 CN . . . . . . . . . . .14A.2.  CN Located in Distinct Nested NEMOs  . . . . . . . . . . .15A.2.1.  Case D: LFN and Standard IPv6 CN . . . . . . . . . . .16A.2.2.  Case E: VMN and MIPv6 CN . . . . . . . . . . . . . . .16A.2.3.  Case F: VMN and Standard IPv6 CN . . . . . . . . . . .16A.3.  MNN and CN Located in the Same Nested NEMO . . . . . . . .17A.3.1.  Case G: LFN and Standard IPv6 CN . . . . . . . . . . .18A.3.2.  Case H: VMN and MIPv6 CN . . . . . . . . . . . . . . .18A.3.3.  Case I: VMN and Standard IPv6 CN . . . . . . . . . . .19A.4.  CN Located Behind the Same Nested MR . . . . . . . . . . .19A.4.1.  Case J: LFN and Standard IPv6 CN . . . . . . . . . . .20A.4.2.  Case K: VMN and MIPv6 CN . . . . . . . . . . . . . . .20A.4.3.  Case L: VMN and Standard IPv6 CN . . . . . . . . . . .21Appendix B.  Example of How a Stalemate Situation Can Occur  . . .22Ng, et al.                   Informational                      [Page 2]

RFC 4888               NEMO RO Problem Statement               July 20071.  Introduction   With current Network Mobility (NEMO) Basic Support [1], all   communications to and from nodes in a mobile network must go through   the bi-directional tunnel established between the Mobile Router and   its Home Agent (also known as the MRHA tunnel) when the mobile   network is away.  Although such an arrangement allows Mobile Network   Nodes to reach and be reached by any node on the Internet,   limitations associated to the base protocol degrade overall   performance of the network and, ultimately, can prevent all   communications to and from the Mobile Network Nodes.   Some of these concerns already exist with Mobile IPv6 [4] and were   addressed by the mechanism known as Route Optimization, which is part   of the base protocol.  With Mobile IPv6, Route Optimization mostly   improves the end-to-end path between the Mobile Node and   Correspondent Node, with an additional benefit of reducing the load   of the Home Network, thus its name.   NEMO Basic Support presents a number of additional issues, making the   problem more complex, so it was decided to address Route Optimization   separately.  In that case, the expected benefits are more dramatic,   and a Route Optimization mechanism could enable connectivity that   would be broken otherwise.  In that sense, Route Optimization is even   more important to NEMO Basic Support than it is to Mobile IPv6.   This document explores limitations inherent in NEMO Basic Support,   and their effects on communications between a Mobile Network Node and   its corresponding peer.  This is detailed inSection 2.  It is   expected that readers are familiar with general terminologies related   to mobility in [4][2], NEMO-related terms defined in [3], and NEMO   goals and requirements [5].2.  NEMO Route Optimization Problem Statement   Given the NEMO Basic Support protocol, all data packets to and from   Mobile Network Nodes must go through the Home Agent, even though a   shorter path may exist between the Mobile Network Node and its   Correspondent Node.  In addition, with the nesting of Mobile Routers,   these data packets must go through multiple Home Agents and several   levels of encapsulation, which may be avoided.  This results in   various inefficiencies and problems with packet delivery, which can   ultimately disrupt all communications to and from the Mobile Network   Nodes.   In the following sub-sections, we will describe the effects of a   pinball route with NEMO Basic Support, how it may cause a bottleneck   to be formed in the Home Network, and how these get amplified withNg, et al.                   Informational                      [Page 3]

RFC 4888               NEMO RO Problem Statement               July 2007   nesting of mobile networks.  Closely related to nesting, we will also   look into the sub-optimality even when Mobile IPv6 Route Optimization   is used over NEMO Basic Support.  This is followed by a description   of security policy in the Home Network that may forbid transit   traffic from Visiting Mobile Nodes in mobile networks.  In addition,   we will explore the impact of the MRHA tunnel on communications   between two Mobile Network Nodes on different links of the same   mobile network.  We will also provide additional motivations for   Route Optimization by considering the potential stalemate situation   when a Home Agent is part of a mobile network.2.1.  Sub-Optimality with NEMO Basic Support   With NEMO Basic Support, all packets sent between a Mobile Network   Node and its Correspondent Node are forwarded through the MRHA   tunnel, resulting in a pinball route between the two nodes.  This has   the following sub-optimal effects:   o  Longer Route Leading to Increased Delay and Additional      Infrastructure Load      Because a packet must transit from a mobile network to the Home      Agent then to the Correspondent Node, the transit time of the      packet is usually longer than if the packet were to go straight      from the mobile network to the Correspondent Node.  When the      Correspondent Node (or the mobile network) resides near the Home      Agent, the increase in packet delay can be very small.  However,      when the mobile network and the Correspondent Node are relatively      near to one another but far away from the Home Agent on the      Internet, the increase in delay is very large.  Applications such      as real-time multimedia streaming may not be able to tolerate such      increase in packet delay.  In general, the increase in delay may      also impact the performance of transport protocols such as TCP,      since the sending rate of TCP is partly determined by the round-      trip time (RTT) perceived by the communication peers.      Moreover, by using a longer route, the total resource utilization      for the traffic would be much higher than if the packets were to      follow a direct path between the Mobile Network Node and      Correspondent Node.  This would result in additional load in the      infrastructure.   o  Increased Packet Overhead      The encapsulation of packets in the MRHA tunnel results in      increased packet size due to the addition of an outer header.      This reduces the bandwidth efficiency, as an IPv6 header can beNg, et al.                   Informational                      [Page 4]

RFC 4888               NEMO RO Problem Statement               July 2007      quite substantial relative to the payload for applications such as      voice samples.  For instance, given a voice application using an 8      kbps algorithm (e.g., G.729) and taking a voice sample every 20 ms      (as inRFC 1889 [6]), the packet transmission rate will be 50      packets per second.  Each additional IPv6 header is an extra 320      bits per packet (i.e., 16 kbps), which is twice the actual      payload!   o  Increased Processing Delay      The encapsulation of packets in the MRHA tunnel also results in      increased processing delay at the points of encapsulation and      decapsulation.  Such increased processing may include encryption/      decryption, topological correctness verifications, MTU      computation, fragmentation, and reassembly.   o  Increased Chances of Packet Fragmentation      The augmentation in packet size due to packet encapsulation may      increase the chances of the packet being fragmented along the MRHA      tunnel.  This can occur if there is no prior path MTU discovery      conducted, or if the MTU discovery mechanism did not take into      account the encapsulation of packets.  Packet fragmentation will      result in a further increase in packet delays and further      reduction of bandwidth efficiency.   o  Increased Susceptibility to Link Failure      Under the assumption that each link has the same probability of      link failure, a longer routing path would be more susceptible to      link failure.  Thus, packets routed through the MRHA tunnel may be      subjected to a higher probability of being lost or delayed due to      link failure, compared to packets that traverse directly between      the Mobile Network Node and its Correspondent Node.Ng, et al.                   Informational                      [Page 5]

RFC 4888               NEMO RO Problem Statement               July 20072.2.  Bottleneck in the Home Network   Apart from the increase in packet delay and infrastructure load,   forwarding packets through the Home Agent may also lead to either the   Home Agent or the Home Link becoming a bottleneck for the aggregated   traffic from/to all the Mobile Network Nodes.  A congestion at home   would lead to additional packet delay, or even packet loss.  In   addition, Home Agent operations such as security check, packet   interception, and tunneling might not be as optimized in the Home   Agent software as plain packet forwarding.  This could further limit   the Home Agent capacity for data traffic.  Furthermore, with all   traffic having to pass through the Home Link, the Home Link becomes a   single point of failure for the mobile network.   Data packets that are delayed or discarded due to congestion at the   Home Network would cause additional performance degradation to   applications.  Signaling packets, such as Binding Update messages,   that are delayed or discarded due to congestion at the Home Network   may affect the establishment or update of bi-directional tunnels,   causing disruption of all traffic flow through these tunnels.   A NEMO Route Optimization mechanism that allows the Mobile Network   Nodes to communicate with their Correspondent Nodes via a path that   is different from the MRHA tunneling and thereby avoiding the Home   Agent may alleviate or even prevent the congestion at the Home Agent   or Home Link.2.3.  Amplified Sub-Optimality in Nested Mobile Networks   By allowing other mobile nodes to join a mobile network, and in   particular mobile routers, it is possible to form arbitrary levels of   nesting of mobile networks.  With such nesting, the use of NEMO Basic   Support further amplifies the sub-optimality of routing.  We call   this the amplification effect of nesting, where the undesirable   effects of a pinball route with NEMO Basic Support are amplified with   each level of nesting of mobile networks.  This is best illustrated   by an example shown in Figure 1.Ng, et al.                   Informational                      [Page 6]

RFC 4888               NEMO RO Problem Statement               July 2007               +--------+  +--------+  +--------+  +--------+               | MR2_HA |  | MR3_HA |  | MR4_HA |  | MR5_HA |               +------+-+  +---+----+  +---+----+  +-+------+                       \       |           |        /        +--------+    +------------------------------+        | MR1_HA |----|         Internet             |-----CN1        +--------+    +------------------------------+                                    |                                +---+---+                      root-MR   |  MR1  |                                +-------+                                 |     |                          +-------+   +-------+                 sub-MR   |  MR2  |   |  MR4  |                          +---+---+   +---+---+                              |           |                          +---+---+   +---+---+                 sub-MR   |  MR3  |   |  MR5  |                          +---+---+   +---+---+                              |           |                          ----+----   ----+----                             MNN         CN2              Figure 1: An Example of a Nested Mobile Network   Using NEMO Basic Support, the flow of packets between a Mobile   Network Node, MNN, and a Correspondent Node, CN1, would need to go   through three separate tunnels, illustrated in Figure 2 below.                                ----------.                      ---------/         /----------.              -------/        |         |          /-------    MNN -----( -  - | -  -  - | -  -  - | -  -  - |  -  - (------ CN1           MR3-------\        |         |          \-------MR3_HA                    MR2--------\         \----------MR2_HA                              MR1---------MR1_HA                Figure 2: Nesting of Bi-Directional TunnelsNg, et al.                   Informational                      [Page 7]

RFC 4888               NEMO RO Problem Statement               July 2007   This leads to the following problems:   o  Pinball Route      Both inbound and outbound packets will flow via the Home Agents of      all the Mobile Routers on their paths within the mobile network,      with increased latency, less resilience, and more bandwidth usage.Appendix A illustrates in detail the packets' routes under      different nesting configurations of the Mobile Network Nodes.   o  Increased Packet Size      An extra IPv6 header is added per level of nesting to all the      packets.  The header compression suggested in [7] cannot be      applied because both the source and destination (the intermediate      Mobile Router and its Home Agent) are different hop to hop.   Nesting also amplifies the probability of congestion at the Home   Networks of the upstream Mobile Routers.  In addition, the Home Link   of each upstream Mobile Router will also be a single point of failure   for the nested Mobile Router.2.4.  Sub-Optimality with Combined Mobile IPv6 Route Optimization   When a Mobile IPv6 host joins a mobile network, it becomes a Visiting   Mobile Node of the mobile network.  Packets sent to and from the   Visiting Mobile Node will have to be routed not only via the Home   Agent of the Visiting Mobile Node, but also via the Home Agent of the   Mobile Router in the mobile network.  This suffers the same   amplification effect of nested mobile network mentioned inSection 2.3.   In addition, although Mobile IPv6 [4] allows a mobile host to perform   Route Optimization with its Correspondent Node in order to avoid   tunneling with its Home Agent, the "optimized" route is no longer   optimized when the mobile host is attached to a mobile network.  This   is because the route between the mobile host and its Correspondent   Node is subjected to the sub-optimality introduced by the MRHA   tunnel.  Interested readers may refer toAppendix A for examples of   how the routes will appear with nesting of Mobile IPv6 hosts in   mobile networks.   The readers should also note that the same sub-optimality would apply   when the mobile host is outside the mobile network and its   Correspondent Node is in the mobile network.Ng, et al.                   Informational                      [Page 8]

RFC 4888               NEMO RO Problem Statement               July 20072.5.  Security Policy Prohibiting Traffic from Visiting Nodes   NEMO Basic Support requires all traffic from visitors to be tunneled   to the Mobile Router's Home Agent.  This might represent a breach in   the security of the Home Network (some specific attacks against the   Mobile Router's binding by rogue visitors have been documented in   [8][9]).  Administrators might thus fear that malicious packets will   be routed into the Home Network via the bi-directional tunnel.  As a   consequence, it can be expected that in many deployment scenarios,   policies will be put in place to prevent unauthorized Visiting Mobile   Nodes from attaching to the Mobile Router.   However, there are deployment scenarios where allowing unauthorized   Visiting Mobile Nodes is actually desirable.  For instance, when   Mobile Routers attach to other Mobile Routers and form a nested NEMO,   they depend on each other to reach the Internet.  When Mobile Routers   have no prior knowledge of one another (no security association,   Authentication, Authorization, and Accounting (AAA), Public-Key   Infrastructure (PKI), etc.), it could still be acceptable to forward   packets, provided that the packets are not tunneled back to the Home   Networks.   A Route Optimization mechanism that allows traffic from Mobile   Network Nodes to bypass the bi-directional tunnel between a Mobile   Router and its Home Agent would be a necessary first step towards a   Tit for Tat model, where MRs would benefit from a reciprocal   altruism, based on anonymity and innocuousness, to extend the   Internet infrastructure dynamically.2.6.  Instability of Communications within a Nested Mobile Network   Within a nested mobile network, two Mobile Network Nodes may   communicate with each other.  Let us consider the previous example   illustrated in Figure 1 where MNN and CN2 are sharing a communication   session.  With NEMO Basic Support, a packet sent from MNN to CN2 will   need to be forwarded to the Home Agent of each Mobile Router before   reaching CN2, whereas, a packet following the direct path between   them need not even leave the mobile network.  Readers are referred toAppendix A.3 for detailed illustration of the resulting routing   paths.   Apart from the consequences of increased packet delay and packet   size, which are discussed in previous sub-sections, there are two   additional effects that are undesirable:   o  when the nested mobile network is disconnected from the Internet      (e.g., MR1 loses its egress connectivity), MNN and CN2 can noNg, et al.                   Informational                      [Page 9]

RFC 4888               NEMO RO Problem Statement               July 2007      longer communicate with each other, even though the direct path      from MNN to CN2 is unaffected;   o  the egress link(s) of the root Mobile Router (i.e., MR1) becomes a      bottleneck for all the traffic that is coming in and out of the      nested mobile network.   A Route Optimization mechanism could allow traffic between two Mobile   Network Nodes nested within the same mobile network to follow a   direct path between them, without being routed out of the mobile   network.  This may also off-load the processing burden of the   upstream Mobile Routers when the direct path between the two Mobile   Network Nodes does not traverse these Mobile Routers.2.7.  Stalemate with a Home Agent Nested in a Mobile Network   Several configurations for the Home Network are described in [10].   In particular, there is a mobile home scenario where a (parent)   Mobile Router is also a Home Agent for its mobile network.  In other   words, the mobile network is itself an aggregation of Mobile Network   Prefixes assigned to (children) Mobile Routers.   A stalemate situation exists in the case where the parent Mobile   Router visits one of its children.  The child Mobile Router cannot   find its Home Agent in the Internet and thus cannot establish its   MRHA tunnel and forward the visitor's traffic.  The traffic from the   parent is thus blocked from reaching the Internet, and it will never   bind to its own (grandparent) Home Agent.Appendix B gives a   detailed illustration of how such a situation can occur.   Then again, a Route Optimization mechanism that bypasses the nested   tunnel might enable the parent traffic to reach the Internet and let   it bind.  At that point, the child Mobile Router would be able to   reach its parent and bind in turn.  Additional nested Route   Optimization solutions might also enable the child to locate its Home   Agent in the nested structure and bind regardless of whether or not   the Internet is reachable.3.  Conclusion   With current NEMO Basic Support, all communications to and from   Mobile Network Nodes must go through the MRHA tunnel when the mobile   network is away.  This results in various inefficiencies associated   with packet delivery.  This document investigates such inefficiencies   and provides the motivation behind Route Optimization for NEMO.Ng, et al.                   Informational                     [Page 10]

RFC 4888               NEMO RO Problem Statement               July 2007   We have described the sub-optimal effects of pinball routes with NEMO   Basic Support, how they may cause a bottleneck to be formed in the   Home Network, and how they get amplified with nesting of mobile   networks.  These effects will also be seen even when Mobile IPv6   Route Optimization is used over NEMO Basic Support.  In addition,   other issues concerning the nesting of mobile networks that might   provide additional motivation for a NEMO Route Optimization mechanism   were also explored, such as the prohibition of forwarding traffic   from a Visiting Mobile Node through an MRHA tunnel due to security   concerns, the impact of the MRHA tunnel on communications between two   Mobile Network Nodes on different links of the same mobile network,   and the possibility of a stalemate situation when Home Agents are   nested within a mobile network.4.  Security Considerations   This document highlights some limitations of NEMO Basic Support.  In   particular, some security concerns could prevent interesting   applications of the protocol, as detailed inSection 2.5.   Route Optimization forRFC 3963 [1] might introduce new threats, just   as it might alleviate existing ones.  This aspect will certainly be a   key criterion in the evaluation of the proposed solutions.5.  Acknowledgments   The authors wish to thank the co-authors of previous versions from   which this document is derived: Marco Molteni, Paik Eun-Kyoung,   Hiroyuki Ohnishi, Thierry Ernst, Felix Wu, and Souhwan Jung.  Early   work by Masafumi Watari on the extracted appendix was written while   still at Keio University.  In addition, sincere appreciation is also   extended to Jari Arkko, Carlos Bernardos, Greg Daley, T.J. Kniveton,   Henrik Levkowetz, Erik Nordmark, Alexandru Petrescu, Hesham Soliman,   Ryuji Wakikawa, and Patrick Wetterwald for their various   contributions.Ng, et al.                   Informational                     [Page 11]

RFC 4888               NEMO RO Problem Statement               July 20076.  References6.1.  Normative Reference   [1]   Devarapalli, V., Wakikawa, R., Petrescu, A., and P. Thubert,         "Network Mobility (NEMO) Basic Support Protocol",RFC 3963,         January 2005.   [2]   Manner, J. and M. Kojo, "Mobility Related Terminology",RFC 3753, June 2004.   [3]   Ernst, T. and H. Lach, "Network Mobility Support Terminology",RFC 4885, July 2007.6.2.  Informative Reference   [4]   Johnson, D., Perkins, C., and J. Arkko, "Mobility Support in         IPv6",RFC 3775, June 2004.   [5]   Ernst, T., "Network Mobility Support Goals and Requirements",RFC 4886, July 2007.   [6]   Schulzrinne, H., Casner, S., Frederick, R., and V. Jacobson,         "RTP: A Transport Protocol for Real-Time Applications",RFC 1889, January 1996.   [7]   Deering, S. and B. Zill, "Redundant Address Deletion when         Encapsulating IPv6 in IPv6", Work in Progress, November 2001.   [8]   Petrescu, A., Olivereau, A., Janneteau, C., and H-Y. Lach,         "Threats for Basic Network Mobility Support (NEMO threats)",         Work in Progress, January 2004.   [9]   Jung, S., Zhao, F., Wu, S., Kim, H-G., and S-W. Sohn, "Threat         Analysis on NEMO Basic Operations", Work in Progress,         July 2004.   [10]  Thubert, P., Wakikawa, R., and V. Devarapalli, "Network         Mobility Home Network Models", RFCRFC4887, July 2007.   [11]  Draves, R., "Default Address Selection for Internet Protocol         version 6 (IPv6)",RFC 3484, February 2003.Ng, et al.                   Informational                     [Page 12]

RFC 4888               NEMO RO Problem Statement               July 2007Appendix A.  Various Configurations Involving Nested Mobile Networks   In the following sections, we try to describe different communication   models that involve a nested mobile network and to clarify the issues   for each case.  We illustrate the path followed by packets if we   assume nodes only use Mobile IPv6 and NEMO Basic Support mechanisms.   Different cases are considered where a Correspondent Node is located   in the fixed infrastructure, in a distinct nested mobile network as   the Mobile Network Node, or in the same nested mobile network as the   Mobile Network Node.  Additionally, cases where Correspondent Nodes   and Mobile Network Nodes are either standard IPv6 nodes or Mobile   IPv6 nodes are considered.  As defined in [3], standard IPv6 nodes   are nodes with no mobility functions whatsoever, i.e., they are not   Mobile IPv6 or NEMO enabled.  This means that they cannot move around   keeping open connections and that they cannot process Binding Updates   sent by peers.A.1.  CN Located in the Fixed Infrastructure   The most typical configuration is the case where a Mobile Network   Node communicates with a Correspondent Node attached in the fixed   infrastructure.  Figure 3 below shows an example of such topology.                    +--------+  +--------+  +--------+                    | MR1_HA |  | MR2_HA |  | MR3_HA |                    +---+----+  +---+----+  +---+----+                        |           |           |                       +-------------------------+                       |        Internet         |----+ CN                       +-------------------------+                               |               |                           +---+---+        +--+-----+                 root-MR   |  MR1  |        | VMN_HA |                           +---+---+        +--------+                               |                           +---+---+                  sub-MR   |  MR2  |                           +---+---+                               |                           +---+---+                  sub-MR   |  MR3  |                           +---+---+                               |                           ----+----                              MNN                Figure 3: CN Located at the InfrastructureNg, et al.                   Informational                     [Page 13]

RFC 4888               NEMO RO Problem Statement               July 2007A.1.1.  Case A: LFN and Standard IPv6 CN   The simplest case is where both MNN and CN are fixed nodes with no   mobility functions.  That is, MNN is a Local Fixed Node, and CN is a   standard IPv6 node.  Packets are encapsulated between each Mobile   Router and its respective Home Agent (HA).  As shown in Figure 4, in   such a case, the path between the two nodes would go through:        1       2       3       4          3          2          1   MNN --- MR3 --- MR2 --- MR1 --- MR1_HA --- MR2_HA --- MR3_HA --- CN   LFN                                                         IPv6 Node             The digits represent the number of IPv6 headers.               Figure 4: MNN and CN Are Standard IPv6 NodesA.1.2.  Case B: VMN and MIPv6 CN   In this second case, both end nodes are Mobile IPv6-enabled mobile   nodes, that is, MNN is a Visiting Mobile Node.  Mobile IPv6 Route   Optimization may thus be initiated between the two and packets would   not go through the Home Agent of the Visiting Mobile Node or the Home   Agent of the Correspondent Node (not shown in the figure).  However,   packets will still be tunneled between each Mobile Router and its   respective Home Agent, in both directions.  As shown in Figure 5, the   path between MNN and CN would go through:        1       2       3       4          3          2          1   MNN --- MR3 --- MR2 --- MR1 --- MR1_HA --- MR2_HA --- MR3_HA --- CN   VMN                                                             MIPv6                Figure 5: MNN and CN Are MIPv6 Mobile NodesA.1.3.  Case C: VMN and Standard IPv6 CN   When the communication involves a Mobile IPv6 node either as a   Visiting Mobile Node or as a Correspondent Node, Mobile IPv6 Route   Optimization cannot be performed because the standard IPv6   Correspondent Node cannot process Mobile IPv6 signaling.  Therefore,   MNN would establish a bi-directional tunnel with its HA, which causes   the flow to go out the nested NEMO.  Packets between MNN and CN would   thus go through MNN's own Home Agent (VMN_HA).  The path would   therefore be as shown in Figure 6:Ng, et al.                   Informational                     [Page 14]

RFC 4888               NEMO RO Problem Statement               July 2007               2       3       4       5          4          MNN --- MR3 --- MR2 --- MR1 --- MR1_HA --- MR2_HA          VMN                                           |                                                        | 3                                       1          2     |                                   CN --- VMN_HA --- MR3_HA                                IPv6 Node   Figure 6: MNN is an MIPv6 Mobile Node and CN is a Standard IPv6 Node   Providing Route Optimization involving a Mobile IPv6 node may require   optimization among the Mobile Routers and the Mobile IPv6 node.A.2.  CN Located in Distinct Nested NEMOs   The Correspondent Node may be located in another nested mobile   network, different from the one MNN is attached to, as shown in   Figure 7.  We define such configuration as "distinct nested mobile   networks".              +--------+  +--------+  +--------+  +--------+              | MR2_HA |  | MR3_HA |  | MR4_HA |  | MR5_HA |              +------+-+  +---+----+  +---+----+  +-+------+                      \       |           |        /         +--------+    +-------------------------+    +--------+         | MR1_HA |----|        Internet         |----| VMN_HA |         +--------+    +-------------------------+    +--------+                          |                   |                      +---+---+           +---+---+            root-MR   |  MR1  |           |  MR4  |                      +---+---+           +---+---+                          |                   |                      +---+---+           +---+---+             sub-MR   |  MR2  |           |  MR5  |                      +---+---+           +---+---+                          |                   |                      +---+---+           ----+----             sub-MR   |  MR3  |              CN                      +---+---+                          |                      ----+----                         MNN           Figure 7: MNN and CN Located in Distinct Nested NEMOsNg, et al.                   Informational                     [Page 15]

RFC 4888               NEMO RO Problem Statement               July 2007A.2.1.  Case D: LFN and Standard IPv6 CN   Similar to Case A, we start off with the case where both end nodes do   not have any mobility functions.  Packets are encapsulated at every   Mobile Router on the way out of the nested mobile network,   decapsulated by the Home Agents, and then encapsulated again on their   way down the nested mobile network.            1       2       3       4          3          2       MNN --- MR3 --- MR2 --- MR1 --- MR1_HA --- MR2_HA --- MR3_HA       LFN                                                      |                                                                | 1                               1       2       3          2     |                           CN --- MR5 --- MR4 --- MR4_HA --- MR5_HA                        IPv6 Node               Figure 8: MNN and CN Are Standard IPv6 NodesA.2.2.  Case E: VMN and MIPv6 CN   Similar to Case B, when both end nodes are Mobile IPv6 nodes, the two   nodes may initiate Mobile IPv6 Route Optimization.  Again, packets   will not go through the Home Agent of the MNN or the Home Agent of   the Mobile IPv6 Correspondent Node (not shown in the figure).   However, packets will still be tunneled for each Mobile Router to its   Home Agent and vice versa.  Therefore, the path between MNN and CN   would go through:            1       2       3       4          3          2       MNN --- MR3 --- MR2 --- MR1 --- MR1_HA --- MR2_HA --- MR3_HA       VMN                                                      |                                                                | 1                               1       2       3          2     |                           CN --- MR5 --- MR4 --- MR4_HA --- MR5_HA                       MIPv6 Node                Figure 9: MNN and CN Are MIPv6 Mobile NodesA.2.3.  Case F: VMN and Standard IPv6 CN   Similar to Case C, when the communication involves a Mobile IPv6 node   either as a Visiting Mobile Node or as a Correspondent Node, MIPv6   Route Optimization cannot be performed because the standard IPv6   Correspondent Node cannot process Mobile IPv6 signaling.  MNN wouldNg, et al.                   Informational                     [Page 16]

RFC 4888               NEMO RO Problem Statement               July 2007   therefore establish a bi-directional tunnel with its Home Agent.   Packets between MNN and CN would thus go through MNN's own Home Agent   as shown in Figure 10:            2       3       4       5          4          3       MNN --- MR3 --- MR2 --- MR1 --- MR1_HA --- MR2_HA --- MR3_HA       VMN                                                      |                                                                | 2                   1       2       3           2          1     |               CN --- MR5 --- MR4 --- MR4_HA  --- MR5_HA --- VMN_HA            IPv6 Node   Figure 10: MNN is an MIPv6 Mobile Node and CN is a Standard IPv6 NodeA.3.  MNN and CN Located in the Same Nested NEMO   Figure 11 below shows the case where the two communicating nodes are   connected behind different Mobile Routers that are connected in the   same nested mobile network, and thus behind the same root Mobile   Router.  Route Optimization can avoid packets being tunneled outside   the nested mobile network.              +--------+  +--------+  +--------+  +--------+              | MR2_HA |  | MR3_HA |  | MR4_HA |  | MR5_HA |              +------+-+  +---+----+  +---+----+  +-+------+                      \       |           |        /         +--------+    +-------------------------+    +--------+         | MR1_HA |----|        Internet         |----| VMN_HA |         +--------+    +-------------------------+    +--------+                                    |                                +---+---+                      root-MR   |  MR1  |                                +-------+                                 |     |                          +-------+   +-------+                 sub-MR   |  MR2  |   |  MR4  |                          +---+---+   +---+---+                              |           |                          +---+---+   +---+---+                 sub-MR   |  MR3  |   |  MR5  |                          +---+---+   +---+---+                              |           |                          ----+----   ----+----                             MNN          CNNg, et al.                   Informational                     [Page 17]

RFC 4888               NEMO RO Problem Statement               July 2007           Figure 11: MNN and CN Located in the Same Nested NEMOA.3.1.  Case G: LFN and Standard IPv6 CN   Again, we start off with the case where both end nodes do not have   any mobility functions.  Packets are encapsulated at every Mobile   Router on the way out of the nested mobile network via the root   Mobile Router, decapsulated and encapsulated by the Home Agents, and   then make their way back to the nested mobile network through the   same root Mobile Router.  Therefore, the path between MNN and CN   would go through:            1       2       3       4          3          2       MNN --- MR3 --- MR2 --- MR1 --- MR1_HA --- MR2_HA --- MR3_HA       LFN                                                      |                                                                | 1            1       2       3       4          3          2     |        CN --- MR5 --- MR4 --- MR1 --- MR1_HA --- MR4_HA --- MR5_HA     IPv6 Node               Figure 12: MNN and CN Are Standard IPv6 nodesA.3.2.  Case H: VMN and MIPv6 CN   Similar to Case B and Case E, when both end nodes are Mobile IPv6   nodes, the two nodes may initiate Mobile IPv6 Route Optimization,   which will avoid the packets going through the Home Agent of MNN or   the Home Agent of the Mobile IPv6 CN (not shown in the figure).   However, packets will still be tunneled between each Mobile Router   and its respective Home Agent in both directions.  Therefore, the   path would be the same as with Case G and go through:             1       2       3       4          3          2        MNN --- MR3 --- MR2 --- MR1 --- MR1_HA --- MR2_HA --- MR3_HA        LFN                                                      |                                                                 | 1             1       2       3       4          3          2     |         CN --- MR5 --- MR4 --- MR1 --- MR1_HA --- MR4_HA --- MR5_HA     MIPv6 Node               Figure 13: MNN and CN Are MIPv6 Mobile NodesNg, et al.                   Informational                     [Page 18]

RFC 4888               NEMO RO Problem Statement               July 2007A.3.3.  Case I: VMN and Standard IPv6 CN   As for Case C and Case F, when the communication involves a Mobile   IPv6 node either as a Visiting Mobile Node or as a Correspondent   Node, Mobile IPv6 Route Optimization cannot be performed.  Therefore,   MNN will establish a bi-directional tunnel with its Home Agent.   Packets between MNN and CN would thus go through MNN's own Home   Agent.  The path would therefore be as shown in Figure 14:            2       3       4       5          4          3       MNN --- MR3 --- MR2 --- MR1 --- MR1_HA --- MR2_HA --- MR3_HA       VMN                                                      |                                                                | 2                                                                |                                                             VMN_HA                                                                |                                                                | 1             1       2       3       4          3          2    |         CN --- MR5 --- MR4 --- MR1 --- MR1_HA --- MR4_HA --- MR5_HA      IPv6 Node   Figure 14: MNN is an MIPv6 Mobile Node and CN is a Standard IPv6 NodeA.4.  CN Located Behind the Same Nested MR   Figure 15 below shows the case where the two communicating nodes are   connected behind the same nested Mobile Router.  The optimization is   required when the communication involves MIPv6-enabled nodes.Ng, et al.                   Informational                     [Page 19]

RFC 4888               NEMO RO Problem Statement               July 2007              +--------+  +--------+  +--------+  +--------+              | MR2_HA |  | MR3_HA |  | MR4_HA |  | MR5_HA |              +------+-+  +---+----+  +---+----+  +-+------+                      \       |           |        /         +--------+    +-------------------------+    +--------+         | MR1_HA |----|        Internet         |----| VMN_HA |         +--------+    +-------------------------+    +--------+                                    |                                +---+---+                      root-MR   |  MR1  |                                +---+---+                                    |                                +-------+                       sub-MR   |  MR2  |                                +---+---+                                    |                                +---+---+                       sub-MR   |  MR3  |                                +---+---+                                    |                                -+--+--+-                                MNN    CN          Figure 15: MNN and CN Located Behind the Same Nested MRA.4.1.  Case J: LFN and Standard IPv6 CN   If both end nodes are Local Fixed Nodes, no special function is   necessary for optimization of their communications.  The path between   the two nodes would go through:                                  1                             MNN --- CN                             LFN   IPv6 Node               Figure 16: MNN and CN Are Standard IPv6 NodesA.4.2.  Case K: VMN and MIPv6 CN   Similar to Case H, when both end nodes are Mobile IPv6 nodes, the two   nodes may initiate Mobile IPv6 Route Optimization.  Although few   packets would go out the nested mobile network for the Return   Routability initialization, however, unlike Case B and Case E,   packets will not get tunneled outside the nested mobile network.   Therefore, packets between MNN and CN would eventually go through:Ng, et al.                   Informational                     [Page 20]

RFC 4888               NEMO RO Problem Statement               July 2007                                  1                             MNN --- CN                             VMN   MIPv6 Node               Figure 17: MNN and CN are MIPv6 Mobile Nodes   If the root Mobile Router is disconnected while the nodes exchange   keys for the Return Routability procedure, they may not communicate   even though they are connected on the same link.A.4.3.  Case L: VMN and Standard IPv6 CN   When the communication involves a Mobile IPv6 node either as a   Visiting Mobile Network Node or as a Correspondent Node, Mobile IPv6   Route Optimization cannot be performed.  Therefore, even though the   two nodes are on the same link, MNN will establish a bi-directional   tunnel with its Home Agent, which causes the flow to go out the   nested mobile network.  The path between MNN and CN would require   another Home Agent (VMN_HA) to go through for this Mobile IPv6 node:            2       3       4       5          4          3       MNN --- MR3 --- MR2 --- MR1 --- MR1_HA --- MR2_HA --- MR3_HA       VMN                                                      |                                                                | 2                                                                |                                                             VMN_HA                                                                |                                                                | 1             1       2       3       4          3          2    |         CN --- MR5 --- MR4 --- MR1 --- MR1_HA --- MR2_HA --- MR3_HA      IPv6 Node   Figure 18: MNN is an MIPv6 Mobile Node and CN is a Standard IPv6 Node   However, MNN may also decide to use its Care-of Address (CoA) as the   source address of the packets, thus avoiding the tunneling with the   MNN's Home Agent.  This is particularly useful for a short-term   communications that may easily be retried if it fails.  Default   Address Selection [11] provides some mechanisms for controlling the   choice of the source address.Ng, et al.                   Informational                     [Page 21]

RFC 4888               NEMO RO Problem Statement               July 2007Appendix B.  Example of How a Stalemate Situation Can OccurSection 2.7 describes the occurrence of a stalemate situation where a   Home Agent of a Mobile Router is nested behind the Mobile Router.   Here, we illustrate a simple example where such a situation can   occur.   Consider a mobility configuration depicted in Figure 19 below.  MR1   is served by HA1/BR and MR2 is served by HA2.  The 'BR' designation   indicates that HA1 is a border router.  Both MR1 and MR2 are at home   in the initial step.  HA2 is placed inside the first mobile network,   thus representing a "mobile" Home Agent.                                                     /-----CN                                         +----------+        home link 1         +--------+   |          |      ----+-----------------| HA1/BR |---| Internet |          |                 +--------+   |          |          |                              +----------+       +--+--+  +-----+       | MR1 |  | HA2 |       +--+--+  +--+--+          |        |         -+--------+-- mobile net 1 / home link 2          |       +--+--+  +--+--+       | MR2 |  | LFN |       +--+--+  +--+--+           |        |          -+--------+- mobile net 2                       Figure 19: Initial Deployment   In Figure 19 above, communications between CN and LFN follow a direct   path as long as both MR1 and MR2 are positioned at home.  No   encapsulation intervenes.   In the next step, consider that the MR2's mobile network leaves home   and visits a foreign network, under Access Router (AR) like in   Figure 20 below.Ng, et al.                   Informational                     [Page 22]

RFC 4888               NEMO RO Problem Statement               July 2007                                               /-----CN                                   +----------+        home link 1   +--------+   |          |        --+-----------| HA1/BR |---| Internet |          |           +--------+   |          |       +--+--+  +-----+            +----------+       | MR1 |  | HA2 |                        \       +--+--+  +--+--+                        +-----+          |        |                           | AR  |         -+--------+- mobile net 1             +--+--+                      home link 2                 |                                               +--+--+  +-----+                                               | MR2 |  | LFN |                                               +--+--+  +--+--+                                                  |        |                                    mobile net 2 -+--------+-                  Figure 20: Mobile Network 2 Leaves Home   Once MR2 acquires a Care-of Address under AR, the tunnel setup   procedure occurs between MR2 and HA2.  MR2 sends a Binding Update to   HA2 and HA2 replies with a Binding Acknowledgement to MR2.  The bi-   directional tunnel has MR2 and HA2 as tunnel endpoints.  After the   tunnel MR2HA2 has been set up, the path taken by a packet from CN   towards LFN can be summarized as:       CN->BR->MR1->HA2=>MR1=>BR=>AR=>MR2->LFN.   Non-encapsulated packets are marked "->" while encapsulated packets   are marked "=>".   Consider next the attachment of the first mobile network under the   second mobile network, like in Figure 21 below.   After this movement, MR1 acquires a Care-of Address valid in the   second mobile network.  Subsequently, it sends a Binding Update (BU)   message addressed to HA1.  This Binding Update is encapsulated by MR2   and sent towards HA2, which is expected to be placed in mobile net 1   and expected to be at home.  Once HA1/BR receives this encapsulated   BU, it tries to deliver to MR1.  Since MR1 is not at home, and a   tunnel has not yet been set up between MR1 and HA1, HA1 is not able   to route this packet and drops it.  Thus, the tunnel establishment   procedure between MR1 and HA1 is not possible, because the tunnel   between MR2 and HA2 had been previously torn down (when the mobile   net 1 moved from home).  The communications between CN and LFN stops,   even though both mobile networks are connected to the Internet.Ng, et al.                   Informational                     [Page 23]

RFC 4888               NEMO RO Problem Statement               July 2007                                      /-----CN                          +----------+             +--------+   |          |             | HA1/BR |---| Internet |             +--------+   |          |                          +----------+                                      \                                      +-----+                                      | AR  |                                      +--+--+                                         |                                      +--+--+  +-----+                                      | MR2 |  | LFN |                                      +--+--+  +--+--+                                         |        |                           mobile net 2 -+--------+-                                         |                                      +--+--+  +-----+                                      | MR1 |  | HA2 |                                      +--+--+  +--+--+                                         |        |                           mobile net 1 -+--------+-                   Figure 21: Stalemate Situation Occurs   If both tunnels between MR1 and HA1, and between MR2 and HA2, were up   simultaneously, they would have "crossed over" each other.  If the   tunnels MR1-HA1 and MR2-HA2 were drawn in Figure 21, it could be   noticed that the path of the tunnel MR1-HA1 includes only one   endpoint of the tunnel MR2-HA2 (the MR2 endpoint).  Two MR-HA tunnels   are crossing over each other if the IP path between two endpoints of   one tunnel includes one and only one endpoint of the other tunnel   (assuming that both tunnels are up).  When both endpoints of one   tunnel are included in the path of the other tunnel, then tunnels are   simply encapsulating each other.Ng, et al.                   Informational                     [Page 24]

RFC 4888               NEMO RO Problem Statement               July 2007Authors' Addresses   Chan-Wah Ng   Panasonic Singapore Laboratories Pte Ltd   Blk 1022 Tai Seng Ave #06-3530   Tai Seng Industrial Estate, Singapore  534415   SG   Phone: +65 65505420   EMail: chanwah.ng@sg.panasonic.com   Pascal Thubert   Cisco Systems   Village d'Entreprises Green Side   400, Avenue de Roumanille   Batiment T3, Biot - Sophia Antipolis  06410   FRANCE   EMail: pthubert@cisco.com   Masafumi Watari   KDDI R&D Laboratories Inc.   2-1-15 Ohara   Fujimino, Saitama  356-8502   JAPAN   EMail: watari@kddilabs.jp   Fan Zhao   UC Davis   One Shields Avenue   Davis, CA  95616   US   Phone: +1 530 752 3128   EMail: fanzhao@ucdavis.eduNg, et al.                   Informational                     [Page 25]

RFC 4888               NEMO RO Problem Statement               July 2007Full Copyright Statement   Copyright (C) The IETF Trust (2007).   This document is subject to the rights, licenses and restrictions   contained inBCP 78, and except as set forth therein, the authors   retain all their rights.   This document and the information contained herein are provided on an   "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS   OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY, THE IETF TRUST AND   THE INTERNET ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS   OR IMPLIED, INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF   THE INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED   WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.Intellectual Property   The IETF takes no position regarding the validity or scope of any   Intellectual Property Rights or other rights that might be claimed to   pertain to the implementation or use of the technology described in   this document or the extent to which any license under such rights   might or might not be available; nor does it represent that it has   made any independent effort to identify any such rights.  Information   on the procedures with respect to rights in RFC documents can be   found inBCP 78 andBCP 79.   Copies of IPR disclosures made to the IETF Secretariat and any   assurances of licenses to be made available, or the result of an   attempt made to obtain a general license or permission for the use of   such proprietary rights by implementers or users of this   specification can be obtained from the IETF on-line IPR repository athttp://www.ietf.org/ipr.   The IETF invites any interested party to bring to its attention any   copyrights, patents or patent applications, or other proprietary   rights that may cover technology that may be required to implement   this standard.  Please address the information to the IETF at   ietf-ipr@ietf.org.Acknowledgement   Funding for the RFC Editor function is currently provided by the   Internet Society.Ng, et al.                   Informational                     [Page 26]

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