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PROPOSED STANDARD
Network Working Group                                        D. IgnjaticRequest for Comments: 4738                                       PolycomUpdates:3830                                                 L. DondetiCategory: Standards Track                                       QUALCOMM                                                                F. Audet                                                                  P. Lin                                                                  Nortel                                                           November 2006MIKEY-RSA-R: An Additional Mode of Key Distributionin Multimedia Internet KEYing (MIKEY)Status of This Memo   This document specifies an Internet standards track protocol for the   Internet community, and requests discussion and suggestions for   improvements.  Please refer to the current edition of the "Internet   Official Protocol Standards" (STD 1) for the standardization state   and status of this protocol.  Distribution of this memo is unlimited.Copyright Notice   Copyright (C) The IETF Trust (2006).Abstract   The Multimedia Internet Keying (MIKEY) specification describes   several modes of key distribution solution that address multimedia   scenarios (e.g., SIP calls and Real Time Streaming Protocol (RTSP)   sessions) using pre-shared keys, public keys, and optionally a   Diffie-Hellman key exchange.  In the public-key mode, the Initiator   encrypts a random key with the Responder's public key and sends it to   the Responder.  In many communication scenarios, the Initiator may   not know the Responder's public key, or in some cases the Responder's   ID (e.g., call forwarding) in advance.  We propose a new MIKEY mode   that works well in such scenarios.  This mode also enhances the group   key management support in MIKEY; it supports member-initiated group   key download (in contrast to group manager pushing the group keys to   all members).  This document updatesRFC 3830 with the RSA-R mode.Ignjatic, et al.            Standards Track                     [Page 1]

RFC 4738                      MIKEY-RSA-R                  November 2006Table of Contents1. Introduction ....................................................31.1. Terminology Used in This Document ..........................32. Motivation ......................................................32.1. Description of the MIKEY Modes .............................32.2. Use Case Motivating the Proposed Mode ......................53. A New MIKEY-RSA Mode: MIKEY-RSA-R ...............................53.1. Outline ....................................................53.2. Group Communication Using the MIKEY RSA-R Mode .............63.3. Preparing RSA-R Messages ...................................63.4. Components of the I_MESSAGE ................................63.5. Processing the I_MESSAGE ...................................83.6. Components of the R_MESSAGE ................................93.7. Processing the R_MESSAGE ..................................103.8. Certificate Handling ......................................103.9. Additions toRFC 3830 Message Types and Other Values ......113.9.1. Modified Table 6.1a fromRFC 3830 ..................113.9.2. Modified Table 6.12 fromRFC 3830 ..................123.9.3. Modified Table 6.15 fromRFC 3830 ..................124. Applicability of the RSA-R and RSA Modes .......................134.1. Limitations ...............................................135. Security Considerations ........................................145.1. Impact of the Responder Choosing the TGK ..................155.2. Updates to Security Considerations inRFC 3830 ............156. IANA Considerations ............................................157. Acknowledgments ................................................168. References .....................................................168.1. Normative References ......................................168.2. Informative References ....................................16Ignjatic, et al.            Standards Track                     [Page 2]

RFC 4738                      MIKEY-RSA-R                  November 20061.  Introduction   The MIKEY protocol [RFC3830] has three different methods for key   transport or exchange: a pre-shared key mode (PSK), a public-key   (RSA) mode, and an optional Diffie-Hellman exchange (DHE) mode.  In   addition, there is also an optional DH-HMAC mode [RFC4650], bringing   the total number of modes to four.  The primary motivation for the   MIKEY protocol design is low-latency requirements of real-time   communication, and thus all the exchanges finish in one-half to 1   roundtrip; note that this offers no room for security parameter   negotiation of the key management protocol itself.  In this document,   we note that the MIKEY modes defined in [RFC3830] and [RFC4650] are   insufficient to address some deployment scenarios and common use   cases, and we propose a new mode called MIKEY-RSA in Reverse mode, or   simply MIKEY-RSA-R.  This document updatesRFC 3830 with the addition   of this new mode to that specification.1.1.  Terminology Used in This Document   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this   document are to be interpreted as described inBCP 14,RFC 2119   [RFC2119].   Furthermore, this document reuses the terminology of the MIKEY   specification [RFC3830].2.  Motivation   As noted in the introduction, the MIKEY specification and other   proposals define four different modes of efficient key management for   real-time applications.  Those modes differ from each other in either   the authentication method of choice (public-key, or symmetric shared   key-based), or the key establishment method of choice (key download,   or key agreement using a Diffie-Hellman exchange).  We summarize   these modes below, including their advantages and shortcomings.  We   then discuss the use cases where these modes are unusable or   inefficient.2.1.  Description of the MIKEY Modes   The PSK mode requires that the Initiator and the Responder have a   common secret key established offline.  In this mode, the Initiator   selects a TEK Generation Key (TGK), encrypts it with a key derived   from the PSK, and sends it to the Responder as part of the first   message, namely, I_MESSAGE.  The I_MESSAGE is replay protected with   timestamps, and integrity protected with another key derived from the   PSK.  An optional Verification message from the Responder to theIgnjatic, et al.            Standards Track                     [Page 3]

RFC 4738                      MIKEY-RSA-R                  November 2006   Initiator provides mutual authentication.  This mode does not scale   well as it requires pre-establishment of a shared key between   communicating parties; for example, consider the use cases where any   user may want to communicate to any other user in an Enterprise or   the Internet at large.  The RSA mode might be more suitable for such   applications.   In the RSA mode, the Initiator selects a TGK, encrypts and   authenticates it with an envelope key, and sends it to the Responder   as part of the I_MESSAGE.  The Initiator includes the envelope key,   encrypted with the Responder's public key, in the I_MESSAGE.  The   I_MESSAGE is replay protected with timestamps, and signed with the   Initiator's public key.  The Initiator's ID, Certificate (CERT), and   the Responder's ID may be included in the I_MESSAGE.  If the   Initiator knows several public keys of the Responder, it can indicate   the key used in the optional CHASH payload.  An optional Verification   message from the Responder to the Initiator provides mutual   authentication.  The RSA mode works well if the Initiator knows the   Responder's ID and the corresponding CERT (or can obtain the CERT   independent of the MIKEY protocol).RFC 3830 suggests that an   Initiator, in the event that it does not have the Responder's CERT,   may obtain the CERT from a directory agent using one or more   roundtrips.  However, in some cases, the Initiator may not even know   the Responder's ID in advance, and because of that or for other   reasons cannot obtain the Responder's CERT.   In addition to the case where the Responder may have several IDs,   some applications may allow for the Responder's ID to change   unilaterally, as is typical in telephony (e.g., forwarding).  In   those cases and in others, the Initiator might be willing to let the   other party establish identity and prove it via an Initiator-trusted   third party (e.g., a Certification Authority (CA)).   The DH mode or the DH-HMAC mode of MIKEY might be useful in cases   where the Initiator does not have access to the Responder's exact   identity and/or CERT.  In these modes, the two parties engage in an   authenticated DH exchange to derive the TGK.  On the downside, the DH   modes have higher computational and communication overhead compared   to the RSA and the PSK modes.  More importantly, these modes are   unsuitable for group key distribution.  The DH-HMAC mode also   requires establishment of PSKs between all possible communicating   entities and thus has similar scaling issues as any PSK-based key   management protocol.   In summary, in some communication scenarios -- where the Initiator   might not have the correct ID and/or the CERT of the Responder --   none of the MIKEY modes described in [RFC3830] or [RFC4650] are   suitable and efficient for multimedia session key establishment.Ignjatic, et al.            Standards Track                     [Page 4]

RFC 4738                      MIKEY-RSA-R                  November 20062.2.  Use Case Motivating the Proposed Mode   In addition to the issues listed above, there are some types of   applications that motivate the new MIKEY mode design proposed in this   document.   Note that in the MIKEY-RSA mode (as in case of the PSK mode), the   Initiator proposes the session security policy and chooses the TGK.   However, it is also possible that the Initiator wants to allow the   Responder to specify the security policy and send the TGK.  Consider   for example, the case of a conferencing scenario where the convener   sends an invitation to a group of people to attend a meeting.  The   procedure then might be for the invitees to request group key   material from the convener by sending a MIKEY I_MESSAGE.  Thus, in   the MIKEY definition of initiators and responders, the Initiator is   asking the Responder for keying material.  Note that this mode of   operation is in line with the MSEC group key management architecture   [RFC4046].3.  A New MIKEY-RSA Mode: MIKEY-RSA-R3.1.  Outline   The proposed MIKEY mode requires 1 full roundtrip.  The Initiator   sends a signed I_MESSAGE to the intended Responder requesting the   Responder to send the traffic keying material.  The I_MESSAGE MAY   contain the Initiator's CERT or a link (URL) to the CERT, and   similarly the Responder's reply, R_MESSAGE, MAY contain the   Responder's CERT or a link to it.  The Responder can use the   Initiator's public key from the CERT in the I_MESSAGE to send the   encrypted TGK in the R_MESSAGE.  Upon receiving the R_MESSAGE, the   Initiator can use the CERT in the R_MESSAGE to verify whether the   Responder is in fact the party that it wants to communicate to, and   accept the TGK.  We refer to this protocol as MIKEY-RSA in the   reverse mode, or simply as MIKEY-RSA-R.   The MIKEY-RSA-R mode exchange is defined as follows:   Initiator                                            Responder   ---------                                            ---------   I_MESSAGE = HDR, T, [RAND], [IDi|CERTi], [IDr], {SP}, SIGNi   R_MESSAGE = HDR, [GenExt(CSB_ID)], T, [RAND], [IDr|CERTr], [SP],               KEMAC, PKE, SIGNr                    Figure 1: MIKEY-RSA-R Unicast ModeIgnjatic, et al.            Standards Track                     [Page 5]

RFC 4738                      MIKEY-RSA-R                  November 20063.2.  Group Communication Using the MIKEY RSA-R Mode   For group conferencing using MIKEY RSA-R mode, the members receive an   invitation to initiate MIKEY with the group key server to download   the secure session information.  In this case, the Responder is   either the group sender or group key server.  Group members request   group policy and keying material as MIKEY RSA-R Initiators.   Initiators MUST NOT send the SP payload.  The Responder sends all the   payloads necessary to distribute the secure group policy as well as   payloads used in the group key derivation: specifically, the SP   payload is used to convey the session policy, and the GenExt(CSB-ID),   TGK, and the RAND payloads selected by the Responder and included in   the R_Message are used to compute the Secure Realtime Transport   Protocol (SRTP) session keys.   MIKEY RSA-R for group communication:   Initiator                                            Responder   ---------                                            ---------   I_MESSAGE = HDR, T, [RAND], [IDi|CERTi], [IDr],  SIGNi   R_MESSAGE = HDR, GenExt(CSB_ID), T, RAND, [IDr|CERTr], SP,               KEMAC, PKE, SIGNr                    Figure 2: MIKEY-RSA-R in Group Mode   Note that the SP payload in the I_MESSAGE is not present.  In the   R_MESSAGE, the CSB_ID, RAND, and SP payloads are not optional.3.3.  Preparing RSA-R Messages   Preparation and parsing of RSA-R messages are as described in   Sections5.2 and5.3 ofRFC 3830.  Error handling is described inSection 5.1.2 and replay protection guidelines are inSection 5.4 of   RFC 3830.  In the following, we describe the components of RSA-R   messages and specify message processing and parsing rules in addition   to those inRFC 3830.3.4.  Components of the I_MESSAGE   MIKEY-RSA-R requires a full roundtrip to download the TGKs.  The   I_MESSAGE MUST have the MIKEY HDR and the timestamp payload for   replay protection.  The HDR field contains a CSB_ID (Crypto Session   Bundle ID) randomly selected by the Initiator.  The V bit MUST be set   to '1' and ignored by the Responder, as a response is MANDATORY in   this mode.  The Initiator SHOULD indicate the number of CSs   supported, and SHOULD fill in the CS ID map type and CS ID infoIgnjatic, et al.            Standards Track                     [Page 6]

RFC 4738                      MIKEY-RSA-R                  November 2006   fields for the RTP/RTCP streams it originates.  This is because the   sender of the streams chooses the SSRC that is carried in the CS ID   info field; seeSection 6.1.1 of RFC 3830.  The exception to   Initiators not specifying SSRC values is to allow the Responder to   pick them to avoid SSRC collisions.  Initiators of MIKEY messages   that do not originate RTP streams MUST specify a '0' as the number of   CSs supported.  This typically applies to group communication and to   the entities in the listen-only mode.   The I_MESSAGE MUST be signed by the Initiator following the procedure   to sign MIKEY messages specified inRFC 3830.  The SIGNi payload   contains this signature.  Thus, the I_MESSAGE is integrity and replay   protected.   The RAND payload SHOULD be included in the I_MESSAGE when MIKEY-RSA-R   mode is used for unicast communication.  The reason for recommending   the inclusion of the RAND payload in the I_MESSAGE for unicast   communication is to allow the Initiator to contribute entropy to the   key derivation process (in addition to the CSB_ID).  When the RAND   payload is not included, the Initiator will be relying on the   Responder to supply all the entropy for SRTP key generation, which is   in fact similar (but with the reversal of roles) to the MIKEY-RSA   mode, where the Responder supplies all the entropy.   The RAND payload MAY be included when MIKEY-RSA-R is used to   establish group keys.  However, the RAND payload in the I_MESSAGE   MUST NOT be used for MIKEY key generation, in case of group   communication.  The Responder MUST include a RAND payload in the   R_MESSAGE for TEK generation from a TGK when MIKEY-RSA-R is used for   group communication.   IDi and CERTi SHOULD be included, but they MAY be left out when it is   expected that the peer already knows the Initiating party's ID (or   can obtain the certificate in some other manner).  For example, this   could be the case if the ID is extracted from SIP.  For certificate   handling, authorization, and policies, see Sections4.3 and6.7 ofRFC 3830.  If CERTi is included, it MUST correspond to the private   key used to sign the I_MESSAGE.   If the Responder has multiple identities, the Initiator MAY also   include the specific identity, IDr, of the Responder with whom   communication is desired.  If the Initiator's policy does not allow   acceptance of an R_MESSAGE from any entity other than one that can   assert a specific identity, the Initiator MUST include that specific   identity in an IDr payload in the I_MESSAGE.Ignjatic, et al.            Standards Track                     [Page 7]

RFC 4738                      MIKEY-RSA-R                  November 2006   The Initiator MAY also send security policy (SP) payload(s)   containing all the security policies that it supports.  If the   Responder does not support any of the policies included, it SHOULD   reply with an Error message of type "Invalid SPpar" (Error no. 10).   The Responder has the option not to send the Error message in MIKEY   if a generic session establishment failure indication is deemed   appropriate and communicated via other means (seeSection 4.1.2 of   [RFC4567] for additional guidance).   SIGNi is a signature covering the Initiator's MIKEY message,   I_MESSAGE, using the Initiator's signature key (seeSection 5.2 of   RFC 3830 for the exact definition).  The signature assures the   Responder that the claimed Initiator has indeed generated the   message.  This automatically provides message integrity as well.3.5.  Processing the I_MESSAGE   Upon receiving an I_MESSAGE of the RSA-R format, the Responder MUST   respond with one of the following messages:   o  The Responder SHOULD send an Error message "Message type not      supported" (Error no. 13), if it cannot correctly parse the      received MIKEY message.  Error message format is as specified inSection 5.1.2 of RFC 3830.  Error no. 13 is not defined inRFC3830, and soRFC 3830 compliant implementations MAY return "an      unspecified error occurred" (Error no. 12).   o  The Responder MUST send an R_MESSAGE, if SIGNi can be correctly      verified and the timestamp is current; if an SP payload is present      in the I_MESSAGE the Responder MUST return one of the proposed      security policies that matches the Responder's local policy.   o  If a RAND payload is present in the I_MESSAGE, both sides use that      RAND payload as the RAND value in the MIKEY key computation.  In      case of multicast, if a RAND payload is present in the I_MESSAGE,      the Responder SHOULD ignore the payload.  In any case, the      R_MESSAGE for multicast communication MUST contain a RAND payload      and that RAND payload is used for key computation.   o  The rest of the error message rules are as described inSection5.1.2 of RFC 3830, and message processing rules are as described      inSection 5.3 of RFC 3830.Ignjatic, et al.            Standards Track                     [Page 8]

RFC 4738                      MIKEY-RSA-R                  November 20063.6.  Components of the R_MESSAGE   The HDR payload in the R_MESSAGE is formed following the procedure   described inRFC 3830.  Specifically, the CSB_ID in the HDR payload   MUST be the same as the one in the HDR of the I_MESSAGE.  The   Responder MUST fill in the number of CSs and the CS ID map type and   CS ID info fields of the HDR payload.   For group communication, all the members MUST use the same CSB_ID and   CS ID in computing the traffic keying material.  Therefore, for group   key establishment, the Responder MUST include a General Extension   Payload containing a new CSB_ID in the R_MESSAGE.  If a new CSB_ID is   present in the R_MESSAGE, the Initiator and the Responder MUST use   that value in key material computation.  Furthermore, the CS ID map   type and CS ID map info MUST be populated by the Responder.  The   General Extension Payload carrying a CSB_ID MUST NOT be present in   case of unicast communication.   The T payload is exactly the same as that received in the I_MESSAGE.   If the I_MESSAGE did not include the RAND payload, it MUST be present   in the R_MESSAGE.  In case it has been included in the I_MESSAGE, it   MUST NOT be present in the R_MESSAGE.  In group communication, the   Responder always sends the RAND payload and in unicast communication,   either the Initiator or the Responder (but not both) generate and   send the RAND payload.   IDr and CERTr SHOULD be included, but they MAY be left out when it   can be expected that the peer already knows the other party's ID (or   can obtain the certificate in some other manner).  For example, this   could be the case if the ID is extracted from SIP.  For certificate   handling, authorization, and policies, seeSection 4.3. of RFC 3830.   If CERTr is included, it MUST correspond to the private key used to   sign the R_MESSAGE.   An SP payload MAY be included in the R_MESSAGE.  If an SP payload was   in the I_MESSAGE, then the R_MESSAGE MUST contain an SP payload   specifying the security policies of the secure RTP session being   negotiated.  More specifically, the Initiator may have provided   multiple options, but the Responder MUST choose one option per   Security Policy Parameter.   The KEMAC payload contains a set of encrypted sub-payloads and a MAC:   KEMAC = E(encr_key, IDr || {TGK}) || MAC.  The first payload (IDr) in   KEMAC is the identity of the Responder (not a certificate, but   generally the same ID as the one specified in the certificate).  Each   of the following payloads (TGK) includes a TGK randomly and   independently chosen by the Responder (and possible other relatedIgnjatic, et al.            Standards Track                     [Page 9]

RFC 4738                      MIKEY-RSA-R                  November 2006   parameters, e.g., the key lifetime).  The encrypted part is then   followed by a MAC, which is calculated over the KEMAC payload.  The   encr_key and the auth_key are derived from the envelope key, env_key,   as specified inSection 4.1.4. of RFC 3830.  The payload definitions   are specified inSection 6.2 of RFC 3830.   The Responder encrypts and integrity protects the TGK with keys   derived from a randomly or pseudo-randomly chosen envelope key, and   encrypts the envelope key itself with the public key of the   Initiator.  The PKE payload contains the encrypted envelope key,   env_key: PKE = E(PKi, env_key).  PKi denotes the Initiator's public   key.  Note that, as suggested inRFC 3830, the envelope key MAY be   cached and used as the PSK for re-keying.   To compute the signature that goes in the SIGNr payload, the   Responder MUST sign:   R_MESSAGE (excluding the SIGNr payload itself) || IDi || IDr || T.   Note that the added identities and timestamp are identical to those   transported in the ID and T payloads.3.7.  Processing the R_MESSAGE   In addition to the processing rules inRFC 3830, the following rules   apply to processing of the R_MESSAGE of MIKEY RSA-R mode.      If the I_MESSAGE contained a RAND payload, the Initiator MUST      silently discard an R_MESSAGE that contains a RAND payload.      Similarly, if the I_MESSAGE did not contain a RAND payload, the      Initiator MUST silently discard an R_MESSAGE that does not contain      a RAND payload.      If the SP payload contains a policy not specified in the SP      message, if present, in the I_MESSAGE, such an R_MESSAGE MUST be      discarded silently.3.8.  Certificate Handling   If a Certificate payload is present, the X.509v3 URL Cert type from   Table 6.7.b [RFC3830] is the default method in RSA-R mode and MUST be   implemented.  The HTTP URL to fetch a certificate as specified inRFC2585 [RFC2585] MUST be supported.  Devices are not required to   support the FTP URLs.  When retrieving data from the URL,   application/pkix-cert MIME type with X.509 certificates DER-encoded   MUST be supported.Ignjatic, et al.            Standards Track                    [Page 10]

RFC 4738                      MIKEY-RSA-R                  November 2006   The RECOMMENDED way of doing certificate validation is by using OCSP   as specified byRFC 2560 [RFC2560].  When OCSP is used and nextUpdate   time is present in the response, it defines how long the certificate   can be considered valid and cached.  If OCSP is not supported or   nextUpdate time is not present in the response, the certificate cache   timeout is a matter of local policy.   The communicating peers (such as SIP User Agents for instance) MAY   choose to create a URL pointing to certificate files residing on   themselves or by appending their ID and a ".cer" extension to a   provisioned root path to the certificate.  Other methods MAY also be   used, subject to local policy.3.9.  Additions toRFC 3830 Message Types and Other Values   This document introduces two new message types (Table 6.1a ofRFC3830), an Error no (Table 6.12 ofRFC 3830), and a general extension   payload (Table 6.15 ofRFC 3830).  This section specifies those   additions.3.9.1.  Modified Table 6.1a fromRFC 3830   Modified Table 6.1a fromRFC 3830:   Data type   | Value |                           Comment   ------------------------------------------------------------------   Pre-shared  |   0   | Initiator's pre-shared key message   PSK ver msg |   1   | Verification message of a Pre-shared key msg   Public key  |   2   | Initiator's public-key transport message   PK ver msg  |   3   | Verification message of a public-key message   D-H init    |   4   | Initiator's DH exchange message   D-H resp    |   5   | Responder's DH exchange message   Error       |   6   | Error message   DHHMAC init |   7   | DH HMAC message 1   DHHMAC resp |   8   | DH HMAC message 2   RSA-R I_MSG |   9   | Initiator's RSA-R public-key message (NEW)   RSA-R R_MSG |   10  | Responder's RSA-R public-key message (NEW)               Figure 3: Table 6.1a fromRFC 3830 (Revised)Ignjatic, et al.            Standards Track                    [Page 11]

RFC 4738                      MIKEY-RSA-R                  November 20063.9.2.  Modified Table 6.12 fromRFC 3830   Modified Table 6.12 fromRFC 3830:         Error no          | Value | Comment         -------------------------------------------------------         Auth failure      |     0 | Authentication failure         Invalid TS        |     1 | Invalid timestamp         Invalid PRF       |     2 | PRF function not supported         Invalid MAC       |     3 | MAC algorithm not supported         Invalid EA        |     4 | Encryption algorithm not supported         Invalid HA        |     5 | Hash function not supported         Invalid DH        |     6 | DH group not supported         Invalid ID        |     7 | ID not supported         Invalid Cert      |     8 | Certificate not supported         Invalid SP        |     9 | SP type not supported         Invalid SPpar     |    10 | SP parameters not supported         Invalid DT        |    11 | not supported Data type         Unspecified error |    12 | an unspecified error occurred         Unsupported       |       |          message type     |    13 | unparseable MIKEY message (NEW)               Figure 4: Table 6.12 fromRFC 3830 (Revised)3.9.3.  Modified Table 6.15 fromRFC 3830   Modified Table 6.15 fromRFC 3830:     Type       | Value | Comments     ---------------------------------------     Vendor ID  |     0 | Vendor specific byte string     SDP IDs    |     1 | List of SDP key mgmt IDs (allocated for use in                |       |   [RFC4567])     TESLA I-Key|     2 |   [RFC4442]     Key ID     |     3 | information on type and identity of keys                |       |   [RFC4563])     CSB_ID     |     4 | Responder's modified CSB_ID (group mode)               Figure 5: Table 6.15 fromRFC 3830 (Revised)Ignjatic, et al.            Standards Track                    [Page 12]

RFC 4738                      MIKEY-RSA-R                  November 20064.  Applicability of the RSA-R and RSA Modes   MIKEY-RSA-R mode and RSA mode are both very useful: deciding on which   mode to use depends on the application.   The RSA-R mode is useful when you have reasons to believe that the   Responder may be a different party than the one to which the MIKEY   I_MESSAGE was sent.  This is quite common in telephony and multimedia   applications where the session or the call can be retargeted or   forwarded.  When the security policy allows it, leaving some   flexibility for the Initiator to see who the Responder may turn out   to be, before making the decision to continue or discontinue the   session, may be appropriate.  In such cases, the main objective of   the Initiator's RSA-R message is to present its public key/   certificate to the Responder, and wait for a Responder to present its   identity.   The second scenario is when the Initiator already has the Responder's   certificate but wants to allow the Responder to come up with all the   keying material.  This is applicable in conferences where the   Responder is the key distributor and the Initiators contact the   Responder to initiate key download.  Notice that this is quite   similar to the group key download model as specified in GDOI   [RFC3547], GSAKMP [RFC4535], and GKDP [GKDP] protocols (also see   [RFC4046]).  The catch, however, is that the participating entities   must know that they need to contact a well-known address as far as   that conferencing group is concerned.  Note that they only need the   Responder's address, not necessarily its CERT.  If the group members   have the Responder's CERT, there is no harm; they simply do not need   the CERT to compose the I_MESSAGE.   The RSA mode is useful when the Initiator knows the Responder's   identity and CERT.  This mode is also useful when the key exchange is   happening in an established session with a Responder (for example,   when switching from a non-secure mode to a secure mode), and when the   policy is such that it is only appropriate to establish a MIKEY   session with the Responder that is targeted by the Initiator.4.1.  Limitations   The RSA-R mode may not easily support 3-way calling, under the   assumptions that motivated the design.  An extra message may be   required compared to the MIKEY-RSA mode specified inRFC 3830.   Consider that A wants to talk to B and C, but does not have B's or   C's CERT.  A might contact B and request that B supply a key for a   3-way call.  Now if B knows C's CERT, then B can simply use the   MIKEY-RSA mode (as defined inRFC 3830) to send the TGK to C.  If   not, then the solution is not straightforward.  For instance, A mightIgnjatic, et al.            Standards Track                    [Page 13]

RFC 4738                      MIKEY-RSA-R                  November 2006   ask C to contact B or itself to get the TGK, in effect initiating a   3-way exchange.  It should be noted that 3-way calling is typically   implemented using a bridge, in which case there are no issues (it   looks like 3 point-to-point sessions, where one end of each session   is a bridge mixing the traffic into a single stream).5.  Security Considerations   We offer a brief overview of the security properties of the exchange.   There are two messages: the I_MESSAGE and the R_MESSAGE.  The   I_MESSAGE is a signed request by an Initiator requesting the   Responder to select a TGK to be used to protect multimedia (e.g.,   Secure RTP or SRTP [RFC3711]) sessions.   The message is signed, which assures the Responder that the claimed   Initiator has indeed generated the message.  This automatically   provides message integrity as well.   There is a timestamp in the I_MESSAGE, which when generated and   interpreted in the context of the MIKEY specification assures the   Responder that the request is live and not a replay.  Indirectly,   this also provides protection against a denial of service (DoS)   attack in that the I_MESSAGE must itself be signed.  The Responder,   however, would have to verify the Initiator's signature and the   timestamp, and thus would spend significant computing resources.  It   is possible to mitigate this by caching recently received and   verified requests.   Note that the I_MESSAGE in this method basically equals DoS   protection properties of the DH method and not the public-key method   as there are no payloads encrypted by the Responder's public key in   the I_MESSAGE.  If IDr is not included in the I_MESSAGE, the   Responder will accept the message and a response (and state) would be   created for the malicious request.   The R_MESSAGE is quite similar to the I_MESSAGE in the MIKEY-RSA mode   and has all the same security properties.   When using the RSA-R mode, the Responder may be a different party   than the one to which the MIKEY I_MESSAGE was sent.  It is the   responsibility of the Initiator to verify that the identity of the   Responder is acceptable (based on its local policy) if it changes   from the party to which the MIKEY I_MESSAGE was sent, and to take   appropriate action based on the outcome.  In some cases, it could be   appropriate to accept a Responder's identity if it can be strongly   authenticated; in other cases, a blacklist or a whitelist may be   appropriate.Ignjatic, et al.            Standards Track                    [Page 14]

RFC 4738                      MIKEY-RSA-R                  November 2006   When both unicast and multicast streams need to be negotiated, it is   RECOMMENDED to use multiple instances of MIKEY-RSA-R rather than a   single instance in group mode.  This is to avoid potential key reuse   with counter mode.5.1.  Impact of the Responder Choosing the TGK   In the MIKEY-RSA or PSK modes, the Initiator chooses the TGK, and the   Responder has the option to accept the key or not.  In the RSA-R mode   for unicast communication, the RECOMMENDED mode of operation is for   the Initiator and the Responder to contribute random information in   generating the TEK (RAND from the Initiator and the TGK from the   Responder).  For group communication, the sender (MIKEY Responder)   will choose the TGK and the RAND; note that it is in the interest of   the sender to provide sufficient entropy to TEK generation since the   TEK protects data sent by the Responder.   Thus, in case of unicast communication, the RSA-R mode is slightly   better than the RSA mode in that it allows the Initiator as well as   the Responder to contribute entropy to the TEK generation process.   This comes at the expense of the additional message.  However, as   noted earlier, the new mode needs the additional message to allow   simpler provisioning.5.2.  Updates to Security Considerations inRFC 3830   MIKEY requires clock synchronization, and a secure network clock   synchronization protocol SHOULD be used, e.g., [ISO3] or secure NTP   [NTPv4].RFC 3830 has additional notes on the security properties of the MIKEY   protocol, key derivation functions, and other components.6.  IANA Considerations   The following IANA assignments were added to the MIKEY registry:      Added to "Error payload name spaces:"         Unsupported message type ------- 13      Added to "Common Header payload name spaces:"         RSA-R I_MSG ------------- 9         RSA-R R_MSG ------------- 10Ignjatic, et al.            Standards Track                    [Page 15]

RFC 4738                      MIKEY-RSA-R                  November 2006      Added to "General Extensions payload name spaces:"         CSB_ID ----------------- 47.  Acknowledgments   Many thanks to Mark Baugher, Steffen Fries, Russ Housley, Cullen   Jennings, and Vesa Lehtovirta for their reviews of earlier version of   this document.8.  References8.1.  Normative References   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate              Requirement Levels",BCP 14,RFC 2119, March 1997.   [RFC2560]  Myers, M., Ankney, R., Malpani, A., Galperin, S., and C.              Adams, "X.509 Internet Public Key Infrastructure Online              Certificate Status Protocol - OCSP",RFC 2560, June 1999.   [RFC2585]  Housley, R. and P. Hoffman, "Internet X.509 Public Key              Infrastructure Operational Protocols: FTP and HTTP",RFC 2585, May 1999.   [RFC3830]  Arkko, J., Carrara, E., Lindholm, F., Naslund, M., and K.              Norrman, "MIKEY: Multimedia Internet KEYing",RFC 3830,              August 2004.8.2.  Informative References   [RFC3547]  Baugher, M., Weis, B., Hardjono, T., and H. Harney, "The              Group Domain of Interpretation",RFC 3547, July 2003.   [RFC3711]  Baugher, M., McGrew, D., Naslund, M., Carrara, E., and K.              Norrman, "The Secure Real-time Transport Protocol (SRTP)",RFC 3711, March 2004.   [RFC4046]  Baugher, M., Canetti, R., Dondeti, L., and F. Lindholm,              "Multicast Security (MSEC) Group Key Management              Architecture",RFC 4046, April 2005.   [RFC4650]  Euchner, M., "HMAC-Authenticated Diffie-Hellman for              Multimedia Internet KEYing (MIKEY)",RFC 4650, September              2006.Ignjatic, et al.            Standards Track                    [Page 16]

RFC 4738                      MIKEY-RSA-R                  November 2006   [RFC4535]  Harney, H., Meth, U., Colegrove, A., and G. Gross,              "GSAKMP:  Group Secure Association Key Management              Protocol",RFC 4535, June 2006.   [GKDP]     Dondeti, L.,"GKDP: Group Key Distribution Protocol", Work              in Progress, March 2006.   [RFC4567]  Arkko, J., Lindholm, F., Naslund, M., Norrman, K., and E.              Carrara, "Key Management Extensions for Session              Description Protocol (SDP) and Real Time Streaming              Protocol (RTSP)",RFC 4567, July 2006.   [RFC4442]  Fries, S. and H. Tschofenig, "Bootstrapping Timed              Efficient Stream Loss-Tolerant Authentication (TESLA)",RFC 4442, March 2006.   [RFC4563]  Carrara, E., Lehtovirta, V., and K. Norrman, "The Key ID              Information Type for the General Extension Payload in              Multimedia Internet KEYing (MIKEY)",RFC 4563, June 2006.   [NTPv4]    Burbank, J., "The Network Time Protocol Version 4 Protocol              Specification", Work in Progress, May 2006.   [ISO3]     ISO, "ISO/IEC 18014 Information technology - Security              techniques - Time-stamping services, Part 1-3", 2002.Ignjatic, et al.            Standards Track                    [Page 17]

RFC 4738                      MIKEY-RSA-R                  November 2006Authors' Addresses   Dragan Ignjatic   Polycom   1000 W. 14th Street   North Vancouver, BC  V7P 3P3   Canada   Phone: +1 604 982 3424   EMail: dignjatic@polycom.com   Lakshminath Dondeti   QUALCOMM   5775 Morehouse drive   San Diego, CA  92121   US   Phone: +1 858 845 1267   EMail: ldondeti@qualcomm.com   Francois Audet   Nortel   4655 Great America Parkway   Santa Clara, CA  95054   US   Phone: +1 408 495 3756   EMail: audet@nortel.com   Ping Lin   Nortel   250 Sidney St.   Belleville, Ontario  K8P3Z3   Canada   Phone: +1 613 967 5343   EMail: linping@nortel.comIgnjatic, et al.            Standards Track                    [Page 18]

RFC 4738                      MIKEY-RSA-R                  November 2006Full Copyright Statement   Copyright (C) The IETF Trust (2006).   This document is subject to the rights, licenses and restrictions   contained inBCP 78, and except as set forth therein, the authors   retain all their rights.   This document and the information contained herein are provided on an   "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS   OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY, THE IETF TRUST,   AND THE INTERNET ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES,   EXPRESS OR IMPLIED, INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT   THE USE OF THE INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY   IMPLIED WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR   PURPOSE.Intellectual Property   The IETF takes no position regarding the validity or scope of any   Intellectual Property Rights or other rights that might be claimed to   pertain to the implementation or use of the technology described in   this document or the extent to which any license under such rights   might or might not be available; nor does it represent that it has   made any independent effort to identify any such rights.  Information   on the procedures with respect to rights in RFC documents can be   found inBCP 78 andBCP 79.   Copies of IPR disclosures made to the IETF Secretariat and any   assurances of licenses to be made available, or the result of an   attempt made to obtain a general license or permission for the use of   such proprietary rights by implementers or users of this   specification can be obtained from the IETF on-line IPR repository athttp://www.ietf.org/ipr.   The IETF invites any interested party to bring to its attention any   copyrights, patents or patent applications, or other proprietary   rights that may cover technology that may be required to implement   this standard.  Please address the information to the IETF at   ietf-ipr@ietf.org.Acknowledgement   Funding for the RFC Editor function is currently provided by the   Internet Society.Ignjatic, et al.            Standards Track                    [Page 19]

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