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INFORMATIONAL
Network Working Group                                        S. YasukawaRequest for Comments: 4687                               NTT CorporationCategory: Informational                                        A. Farrel                                                      Old Dog Consulting                                                                 D. King                                                      Aria Networks Ltd.                                                               T. Nadeau                                                     Cisco Systems, Inc.                                                          September 2006Operations and Management (OAM) Requirementsfor Point-to-Multipoint MPLS NetworksStatus of This Memo   This memo provides information for the Internet community.  It does   not specify an Internet standard of any kind.  Distribution of this   memo is unlimited.Copyright Notice   Copyright (C) The Internet Society (2006).Abstract   Multi-Protocol Label Switching (MPLS) has been extended to encompass   point-to-multipoint (P2MP) Label Switched Paths (LSPs).  As with   point-to-point MPLS LSPs, the requirement to detect, handle, and   diagnose control and data plane defects is critical.   For operators deploying services based on P2MP MPLS LSPs, the   detection and specification of how to handle those defects are   important because such defects not only may affect the fundamentals   of an MPLS network, but also may impact service level specification   commitments for customers of their network.   This document describes requirements for data plane operations and   management for P2MP MPLS LSPs.  These requirements apply to all forms   of P2MP MPLS LSPs, and include P2MP Traffic Engineered (TE) LSPs and   multicast LSPs.Yasukawa, et al.             Informational                      [Page 1]

RFC 4687         OAM Reqs for Point-to-Multipoint MPLS    September 2006Table of Contents1. Introduction ....................................................32. Terminology .....................................................32.1. Conventions Used in This Document ..........................32.2. Terminology ................................................32.3. Acronyms ...................................................33. Motivations .....................................................44. General Requirements ............................................44.1. Detection of Label Switch Path Defects .....................54.2. Diagnosis of a Broken Label Switch Path ....................64.3. Path Characterization ......................................64.4. Service Level Agreement Measurement ........................74.5. Frequency of OAM Execution .................................84.6. Alarm Suppression, Aggregation, and Layer Coordination .....84.7. Support for OAM Interworking for Fault Notification ........84.8. Error Detection and Recovery ...............................94.9. Standard Management Interfaces .............................94.10. Detection of Denial of Service Attacks ...................104.11. Per-LSP Accounting Requirements ..........................105. Security Considerations ........................................106. References .....................................................116.1. Normative References ......................................116.2. Informative References ....................................117. Acknowledgements ...............................................12Yasukawa, et al.             Informational                      [Page 2]

RFC 4687         OAM Reqs for Point-to-Multipoint MPLS    September 20061.  Introduction   This document describes requirements for data plane operations and   management (OAM) for point-to-multipoint (P2MP) Multi-Protocol Label   Switching (MPLS).  This document specifies OAM requirements for P2MP   MPLS, as well as for applications of P2MP MPLS.   These requirements apply to all forms of P2MP MPLS LSPs, and include   P2MP Traffic Engineered (TE) LSPs [RFC4461] and [P2MP-RSVP], as well   as multicast LDP LSPs [MCAST-LDP].   Note that the requirements for OAM for P2MP MPLS build heavily on the   requirements for OAM for point-to-point MPLS.  These latter   requirements are described in [RFC4377] and are not repeated in this   document.   For a generic framework for OAM in MPLS networks, refer to [RFC4378].2.  Terminology2.1.  Conventions Used in This Document   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this   document are to be interpreted as described inRFC 2119 [RFC2119].   The requirements in this document apply to OAM mechanism and protocol   development, as opposed to the usual application ofRFC 2119   requirements to an actual protocol, as this document does not specify   a protocol.2.2.  Terminology   Definitions of key terms for MPLS OAM are found in [RFC4377] and the   reader is assumed to be familiar with those definitions, which are   not repeated here.   [RFC4461] includes some important definitions and terms for use   within the context of P2MP MPLS.  The reader should be familiar with   at least the terminology section of that document.2.3.  Acronyms   The following acronyms are used in this document.   CE:   Customer Edge   DoS:  Denial of service   ECMP: Equal Cost MultipathYasukawa, et al.             Informational                      [Page 3]

RFC 4687         OAM Reqs for Point-to-Multipoint MPLS    September 2006   LDP:  Label Distribution Protocol   LSP:  Label Switched Path   LSR:  Label Switching Router   OAM:  Operations and Management   RSVP: Resource reSerVation Protocol   P2MP: Point-to-Multipoint   SP:   Service Provider   TE:   Traffic Engineering3.  Motivations   OAM for MPLS networks has been established as a fundamental   requirement both through operational experience and through its   documentation in numerous Internet Drafts.  Many such documents (for   example, [RFC4379], [RFC3812], [RFC3813], [RFC3814], and [RFC3815])   developed specific solutions to individual issues or problems.   Coordination of the full OAM requirements for MPLS was achieved by   [RFC4377] in recognition of the fact that the previous piecemeal   approach could lead to inconsistent and inefficient applicability of   OAM techniques across the MPLS architecture, and might require   significant modifications to operational procedures and systems in   order to provide consistent and useful OAM functionality.   This document builds on these realizations and extends the statements   of MPLS OAM requirements to cover the new area of P2MP MPLS.  That   is, this document captures the requirements for P2MP MPLS OAM in   advance of the development of specific solutions.   Nevertheless, at the time of writing, some effort had already been   expended to extend existing MPLS OAM solutions to cover P2MP MPLS   (for example, [P2MP-LSP-PING]).  While this approach of extending   existing solutions may be reasonable, in order to ensure a consistent   OAM framework it is necessary to articulate the full set of   requirements in a single document.  This will facilitate a uniform   set of MPLS OAM solutions spanning multiple MPLS deployments and   concurrent applications.4.  General Requirements   The general requirements described in this section are similar to   those described for point-to-point MPLS in [RFC4377].  The   subsections below do not repeat material from [RFC4377], but simply   give references to that document.   However, where the requirements for P2MP MPLS OAM differ from or are   more extensive than those expressed in [RFC4377], additional text is   supplied.Yasukawa, et al.             Informational                      [Page 4]

RFC 4687         OAM Reqs for Point-to-Multipoint MPLS    September 2006   In general, it should be noted that P2MP LSPs introduce a scalability   issue with respect to OAM that is not present in point-to-point MPLS.   That is, an individual P2MP LSP will have more than one egress and   the path to those egresses will very probably not be linear (for   example, it may have a tree structure).  Since the number of egresses   for a single P2MP LSP is unknown and not bounded by any small number,   it follows that all mechanisms defined for OAM support MUST scale   well with the number of egresses and the complexity of the path of   the LSP.  Mechanisms that are able to deal with individual egresses   will scale no worse than similar mechanisms for point-to-point LSPs,   but it is desirable to develop mechanisms that are able to leverage   the fact that multiple egresses are associated with a single LSP, and   so achieve better scaling.4.1.  Detection of Label Switch Path Defects   The ability to detect defects in a P2MP LSP SHOULD not require   manual, hop-by-hop troubleshooting of each LSR used to switch traffic   for that LSP, and SHOULD rely on proactive OAM procedures (such as   continuous path connectivity and Service Level Agreement (SLA)   measurement mechanisms).  Any solutions SHOULD either extend or work   in close conjunction with existing solutions developed for point-to-   point MPLS, such as those specified in [RFC4379] where this   requirement is not contradicted by the other requirements in this   section.  This will leverage existing software and hardware   deployments.   Note that P2MP LSPs may introduce additional scaling concerns for LSP   probing by tools such as [RFC4379].  As the number of leaves of a   P2MP LSP increases it potentially becomes more expensive to inspect   the LSP to detect defects.  Any tool developed for this purpose MUST   be cognitive of this issue and MUST include techniques to reduce the   scaling impact of an increase in the number of leaves.  Nevertheless,   it should also be noted that the introduction of additional leaves   may mean that the use of techniques such as [RFC4379] are less   appropriate for defect detection with P2MP LSPs, while the technique   may still remain useful for defect diagnosis as described in the next   section.   Due to the above scaling concerns, LSRs or other network resources   MUST NOT be overwhelmed by the operation of normal proactive OAM   procedures, and measures taken to protect LSRs and network resources   against being overwhelmed MUST NOT degrade the operational value or   responsiveness of proactive OAM procedures.  Note that reactive OAM   may violate these limits (i.e., cause visible traffic degradation) if   it is necessary or useful to try to fix whatever has gone wrong.Yasukawa, et al.             Informational                      [Page 5]

RFC 4687         OAM Reqs for Point-to-Multipoint MPLS    September 2006   By "overwhelmed" we mean that it MUST NOT be possible for an LSR to   be so busy handling proactive OAM that it is unable to continue to   process control or data plane traffic at its advertised rate.   Similarly, a network resource (such as a data link) MUST NOT be   carrying so much proactive OAM traffic that it is unable to carry the   advertised data rate.  At the same time, it is important to configure   proactive OAM, if it is in use, not to raise alarms caused by the   failure to receive an OAM message if the component responsible for   processing the messages is unable to process because other components   are consuming too many system resources -- such alarms might turn out   to be false.   In practice, of course, the requirements in the previous paragraph   may be met by careful specification of the anticipated data   throughput of LSRs or data links.  However, it should be recalled   that proactive OAM procedures may be scaled linearly with the number   of LSPs, and the number of LSPs is not necessarily a function of the   available bandwidth in an LSR or on a data link.4.2.  Diagnosis of a Broken Label Switch Path   The ability to diagnose a broken P2MP LSP and to isolate the failed   component (i.e., link or node) in the path is REQUIRED.  These   functions include a path connectivity test that can test all branches   and leaves of a P2MP LSP for reachability, as well as a path tracing   function.  Note that this requirement is distinct from the   requirement to detect errors or failures described in the previous   section.  In practice, Detection and Diagnosis/Isolation MAY be   performed by separate or the same mechanisms according to the way in   which the other requirements are met.   It MUST be possible for the operator (or an automated process) to   stipulate a timeout after which the failure to see a response shall   be flagged as an error.   Any mechanism developed to perform these functions is subject to the   scalability concerns expressed insection 4.4.3.  Path Characterization   The path characterization function [RFC4377] is the ability to reveal   details of LSR forwarding operations for P2MP LSPs.  These details   can then be compared later during subsequent testing relevant to OAM   functionality.  Therefore, LSRs supporting P2MP LSPs MUST provide   mechanisms that allow operators to interrogate and characterize P2MP   paths.Yasukawa, et al.             Informational                      [Page 6]

RFC 4687         OAM Reqs for Point-to-Multipoint MPLS    September 2006   Since P2MP paths are more complex than the paths of point-to-point   LSPs, the scaling concerns expressed insection 4 apply.   Note that path characterization SHOULD lead to the operator being   able to determine the full tree for a P2MP LSP.  That is, it is not   sufficient to know the list of LSRs in the tree, but it is important   to know their relative order and where the LSP branches.   Since, in some cases, the control plane state and data paths may   branch at different points from the control plane and data plane   topologies (for example, Figure 1), it is not sufficient to present   the order of LSRs, but it is important that the branching points on   that tree are clearly identified.                                       E                                      /                         A---B---C===D                                      \                                       F      Figure 1.  An example P2MP tree where the data path and control      plane state branch at C, but the topology branches at D.   A diagnostic tool that meets the path characterization requirements   SHOULD collect information that is easy to process to determine the   P2MP tree for a P2MP LSP, rather than provide information that must   be post-processed with some complexity.4.4.  Service Level Agreement Measurement   Mechanisms are required to measure the diverse aspects of Service   Level Agreements for services that utilize P2MP LSPs.  The aspects   are listed in [RFC4377].   Service Level Agreements are often measured in terms of the quality   and rate of data delivery.  In the context of P2MP MPLS, data is   delivered to multiple egress nodes.  The mechanisms MUST, therefore,   be capable of measuring the aspects of Service Level Agreements as   they apply to each of the egress points to a P2MP LSP.  At the same   time, in order to diagnose issues with meeting Service Level   Agreements, mechanisms SHOULD be provided to measure the aspects of   the agreements at key points within the network such as at branch   nodes on the P2MP tree.Yasukawa, et al.             Informational                      [Page 7]

RFC 4687         OAM Reqs for Point-to-Multipoint MPLS    September 20064.5.  Frequency of OAM Execution   As stipulated in [RFC4377], the operator MUST have the flexibility to   configure OAM parameters to meet their specific operational   requirements.  This requirement is potentially more important in P2MP   deployments where the effects of the execution of OAM functions can   be potentially much greater than in a non-P2MP configuration.  For   example, a mechanism that causes each egress of a P2MP LSP to respond   could result in a large burst of responses to a single OAM request.   Therefore, solutions produced SHOULD NOT impose any fixed limitations   on the frequency of the execution of any OAM functions.4.6.  Alarm Suppression, Aggregation, and Layer Coordination   As described in [RFC4377], network elements MUST provide alarm   suppression and aggregation mechanisms to prevent the generation of   superfluous alarms within or across network layers.  The same time   constraint issues identified in [RFC4377] also apply to P2MP LSPs.   A P2MP LSP also brings the possibility of a single fault causing a   larger number of alarms than for a point-to-point LSP.  This can   happen because there are a larger number of downstream LSRs (for   example, a larger number of egresses).  The resultant multiplier in   the number of alarms could cause swamping of the alarm management   systems to which the alarms are reported, and serves as a multiplier   to the number of potentially duplicate alarms raised by the network.   Alarm aggregation or limitation techniques MUST be applied within any   solution, or be available within an implementation, so that this   scaling issue can be reduced.  Note that this requirement introduces   a second dimension to the concept of alarm aggregation.  Where   previously it applied to the correlation and suppression of alarms   generated by different network layers, it now also applies to similar   techniques applied to alarms generated by multiple downstream LSRs.4.7.  Support for OAM Interworking for Fault Notification   [RFC4377] specifies that an LSR supporting the interworking of one or   more networking technologies over MPLS MUST be able to translate an   MPLS defect into the native technology's error condition.  This also   applies to any LSR supporting P2MP LSPs.  However, careful attention   to the requirements for alarm suppression stipulated therein and insection 4.6 SHOULD be observed.   Note that the time constraints for fault notification and alarm   propagation affect the solutions that might be applied to the   scalability problem inherent in certain OAM techniques applied toYasukawa, et al.             Informational                      [Page 8]

RFC 4687         OAM Reqs for Point-to-Multipoint MPLS    September 2006   P2MP LSPs.  For example, a solution to the issue of a large number of   egresses all responding to some form of probe request at the same   time might be to make the probes less frequent -- but this might   affect the ability to detect and/or report faults.   Where fault notification to the egress is required, there is the   possibility that a single fault will give rise to multiple   notifications, one to each egress node of the P2MP that is downstream   of the fault.  Any mechanisms MUST manage this scaling issue while   still continuing to deliver fault notifications in a timely manner.   Where fault notification to the ingress is required, the mechanisms   MUST ensure that the notification identifies the egress nodes of the   P2MP LSP that are impacted (that is, those downstream of the fault)   and does not falsely imply that all egress nodes are impacted.4.8.  Error Detection and Recovery   Recovery from a fault by a network element can be facilitated by MPLS   OAM procedures.  As described in [RFC4377], these procedures will   detect a broad range of defects, and SHOULD be operable where MPLS   P2MP LSPs span multiple routing areas or multiple Service Provider   domains.   The same requirements as those expressed in [RFC4377] with respect to   automatic repair and operator intervention ahead of customer   detection of faults apply to P2MP LSPs.   It should be observed that faults in P2MP LSPs MAY be recovered   through techniques described in [P2MP-RSVP].4.9.  Standard Management Interfaces   The widespread deployment of MPLS requires common information   modeling of management and control of OAM functionality.  This is   reflected in the integration of standard MPLS-related MIBs [RFC3812],   [RFC3813], [RFC3814], [RFC3815] for fault, statistics, and   configuration management.  These standard interfaces provide   operators with common programmatic interface access to operations and   management functions and their status.   The standard MPLS-related MIB modules [RFC3812], [RFC3813],   [RFC3814], and [RFC3815] SHOULD be extended wherever possible, to   support P2MP LSPs, the associated OAM functions on these LSPs, and   the applications that utilize P2MP LSPs.  Extending them will   facilitate the reuse of existing management software both in LSRs and   in management systems.  In cases where the existing MIB modules   cannot be extended, then new MIB modules MUST be created.Yasukawa, et al.             Informational                      [Page 9]

RFC 4687         OAM Reqs for Point-to-Multipoint MPLS    September 20064.10.  Detection of Denial of Service Attacks   The ability to detect denial of service (DoS) attacks against the   data or control planes that signal P2MP LSPs MUST be part of any   security management related to MPLS OAM tools or techniques.4.11.  Per-LSP Accounting Requirements   In an MPLS network where P2MP LSPs are in use, Service Providers can   measure traffic from an LSR to the egress of the network using some   MPLS-related MIB modules (seesection 4.9), for example.  Other   interfaces MAY exist as well and enable the creation of traffic   matrices so that it is possible to know how much traffic is traveling   from where to where within the network.   Analysis of traffic flows to produce a traffic matrix is more   complicated where P2MP LSPs are deployed because there is no simple   pairing relationship between an ingress and a single egress.   Fundamental to understanding traffic flows within a network that   supports P2MP LSPs will be the knowledge of where the traffic is   branched for each LSP within the network, that is, where within the   network the branch nodes for the LSPs are located and what their   relationship is to links and other LSRs.  Traffic flow and accounting   tools MUST take this fact into account.5.  Security Considerations   This document introduces no new security issues compared with   [RFC4377].  It is worth highlighting, however, that any tool designed   to satisfy the requirements described in this document MUST include   provisions to prevent its unauthorized use.  Likewise, these tools   MUST provide a means by which an operator can prevent denial of   service attacks if those tools are used in such an attack.  LSP mis-   merging is described in [RFC4377] where it is pointed out that it has   security implications beyond simply being a network defect.  It needs   to be stressed that it is in the nature of P2MP traffic flows that   any erroneous delivery (such as caused by LSP mis-merging) is likely   to have more far-reaching consequences since the traffic will be   mis-delivered to multiple receivers.   As with the OAM functions described in [RFC4377], the performance of   diagnostic functions and path characterization may involve the   extraction of a significant amount of information about network   construction.  The network operator MAY consider this information   private and wish to take steps to secure it, but further, the volume   of this information may be considered as a threat to the integrity ofYasukawa, et al.             Informational                     [Page 10]

RFC 4687         OAM Reqs for Point-to-Multipoint MPLS    September 2006   the network if it is extracted in bulk.  This issue may be greater in   P2MP MPLS because of the potential for a large number of receivers on   a single LSP and the consequent extensive path of the LSP.6.  References6.1.  Normative References   [RFC2119]        Bradner, S., "Key words for use in RFCs to Indicate                    Requirement Levels",BCP 14,RFC 2119, March 1997.   [RFC4377]        Nadeau, T., Morrow, M., Swallow, G., Allan, D., and                    S. Matsushima, "Operations and Management (OAM)                    Requirements for Multi-Protocol Label Switched                    (MPLS) Networks",RFC 4377, February 2006.6.2.  Informative References   [MCAST-LDP]      Minei, I., Ed., Kompella, K., Wijnands, I., Ed., and                    B. Thomas, "Label Distribution Protocol Extensions                    for Point-to-Multipoint and Multipoint-to-Multipoint                    Label Switched Paths", Work in Progress, June 2006.   [P2MP-LSP-PING]  Yasukawa, S., Farrel, A., Ali, Z., and B. Fenner,                    "Detecting Data Plane Failures in Point-to-                    Multipoint MPLS Traffic Engineering - Extensions to                    LSP Ping", Work in Progress, April 2006.   [P2MP-RSVP]      Aggarwal, R., Papadimitriou, D., and S. Yasukawa,                    "Extensions to RSVP-TE for Point to Multipoint TE                    LSPs", Work in Progress, July 2006.   [RFC3812]        Srinivasan, C., Viswanathan, A. and T.  Nadeau,                    "MPLS Traffic Engineering Management Information                    Base Using SMIv2",RFC3812, June 2004.   [RFC3813]        Srinivasan, C., Viswanathan, A. and T.  Nadeau,                    "MPLS Label Switch Router Management Information                    Base Using SMIv2",RFC3813, June 2004.   [RFC3814]        Nadeau, T., Srinivasan, C., and A.  Viswanathan,                    "Multiprotocol Label Switching (MPLS) FEC-To-NHLFE                    (FTN) Management Information Base",RFC3814, June                    2004.Yasukawa, et al.             Informational                     [Page 11]

RFC 4687         OAM Reqs for Point-to-Multipoint MPLS    September 2006   [RFC3815]        Cucchiara, J., Sjostrand, H., and Luciani, J.,                    "Definitions of Managed Objects for the                    Multiprotocol Label Switching (MPLS), Label                    Distribution Protocol (LDP)",RFC 3815, June 2004.   [RFC4378]        Allan, D. and T. Nadeau, "A Framework for Multi-                    Protocol Label Switching (MPLS) Operations and                    Management (OAM)",RFC 4378, February 2006.   [RFC4379]        Kompella, K. and G. Swallow, "Detecting Multi-                    Protocol Label Switched (MPLS) Data Plane Failures",RFC 4379, February 2006.   [RFC4461]        Yasukawa, S., Ed., "Signaling Requirements for                    Point-to-Multipoint Traffic-Engineered MPLS Label                    Switched Paths (LSPs)",RFC 4461, April 2006.7.  Acknowledgements   The authors wish to acknowledge and thank the following individuals   for their valuable comments on this document:  Rahul Aggarwal, Neil   Harrison, Ben Niven-Jenkins, and Dimitri Papadimitriou.Yasukawa, et al.             Informational                     [Page 12]

RFC 4687         OAM Reqs for Point-to-Multipoint MPLS    September 2006Authors' Addresses   Seisho Yasukawa   NTT Corporation   (R&D Strategy Department)   3-1, Otemachi 2-Chome Chiyodaku,   Tokyo 100-8116 Japan   Phone: +81 3 5205 5341   EMail: s.yasukawa@hco.ntt.co.jp   Adrian Farrel   Old Dog Consulting   Phone: +44 (0) 1978 860944   EMail: adrian@olddog.co.uk   Daniel King   Aria Networks Ltd.   Phone: +44 (0)1249 665923   EMail: daniel.king@aria-networks.com   Thomas D. Nadeau   Cisco Systems, Inc.   1414 Massachusetts Ave.   Boxborough, MA 01719   EMail: tnadeau@cisco.comYasukawa, et al.             Informational                     [Page 13]

RFC 4687         OAM Reqs for Point-to-Multipoint MPLS    September 2006Full Copyright Statement   Copyright (C) The Internet Society (2006).   This document is subject to the rights, licenses and restrictions   contained inBCP 78, and except as set forth therein, the authors   retain all their rights.   This document and the information contained herein are provided on an   "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS   OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY AND THE INTERNET   ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS OR IMPLIED,   INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE   INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED   WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.Intellectual Property   The IETF takes no position regarding the validity or scope of any   Intellectual Property Rights or other rights that might be claimed to   pertain to the implementation or use of the technology described in   this document or the extent to which any license under such rights   might or might not be available; nor does it represent that it has   made any independent effort to identify any such rights.  Information   on the procedures with respect to rights in RFC documents can be   found inBCP 78 andBCP 79.   Copies of IPR disclosures made to the IETF Secretariat and any   assurances of licenses to be made available, or the result of an   attempt made to obtain a general license or permission for the use of   such proprietary rights by implementers or users of this   specification can be obtained from the IETF on-line IPR repository athttp://www.ietf.org/ipr.   The IETF invites any interested party to bring to its attention any   copyrights, patents or patent applications, or other proprietary   rights that may cover technology that may be required to implement   this standard.  Please address the information to the IETF at   ietf-ipr@ietf.org.Acknowledgement   Funding for the RFC Editor function is provided by the IETF   Administrative Support Activity (IASA).Yasukawa, et al.             Informational                     [Page 14]

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