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INFORMATIONAL
Network Working Group                                         R. HancockRequest for Comments: 4080                                   Siemens/RMRCategory: Informational                                   G. Karagiannis                                           University of Twente/Ericsson                                                             J. Loughney                                                                   Nokia                                                        S. Van den Bosch                                                                 Alcatel                                                               June 2005Next Steps in Signaling (NSIS): FrameworkStatus of This Memo   This memo provides information for the Internet community.  It does   not specify an Internet standard of any kind.  Distribution of this   memo is unlimited.Copyright Notice   Copyright (C) The Internet Society (2005).Abstract   The Next Steps in Signaling (NSIS) working group is considering   protocols for signaling information about a data flow along its path   in the network.  The NSIS suite of protocols is envisioned to support   various signaling applications that need to install and/or manipulate   such state in the network.  Based on existing work on signaling   requirements, this document proposes an architectural framework for   these signaling protocols.   This document provides a model for the network entities that take   part in such signaling, and for the relationship between signaling   and the rest of network operation.  We decompose the overall   signaling protocol suite into a generic (lower) layer, with separate   upper layers for each specific signaling application.Table of Contents1. Introduction ....................................................31.1. Definition of the Signaling Problem ........................31.2. Scope and Structure of the NSIS Framework ..................32. Terminology .....................................................43. Overview of Signaling Scenarios and Protocol Structure ..........63.1. Fundamental Signaling Concepts .............................63.1.1. Simple Network and Signaling Topology ...............6Hancock, et al.              Informational                      [Page 1]

RFC 4080                     NSIS Framework                    June 20053.1.2. Path-Coupled and Path-Decoupled Signaling ...........73.1.3. Signaling to Hosts, Networks, and Proxies ...........83.1.4. Signaling Messages and Network Control State .......103.1.5. Data Flows and Sessions ............................103.2. Layer Model for the Protocol Suite ........................113.2.1. Layer Model Overview ...............................113.2.2. Layer Split Concept ................................123.2.3. Bypassing Intermediate Nodes .......................133.2.4. Core NSIS Transport Layer Functionality ............153.2.5. State Management Functionality .....................163.2.6. Path-Decoupled Operation ...........................173.3. Signaling Application Properties ..........................183.3.1. Sender/Receiver Orientation ........................183.3.2. Uni- and Bi-Directional Operation ..................193.3.3. Heterogeneous Operation ............................193.3.4. Aggregation ........................................203.3.5. Peer-Peer and End-End Relationships ................213.3.6. Acknowledgements and Notifications .................213.3.7. Security and Other AAA Issues ......................224. The NSIS Transport Layer Protocol ..............................234.1. Internal Protocol Components ..............................234.2. Addressing ................................................244.3. Classical Transport Functions .............................244.4. Lower Layer Interfaces ....................................264.5. Upper Layer Services ......................................274.6. Identity Elements .........................................284.6.1. Flow Identification ................................284.6.2. Session Identification .............................284.6.3. Signaling Application Identification ...............294.7. Security Properties .......................................305. Interactions with Other Protocols ..............................305.1. IP Routing Interactions ...................................305.1.1. Load Sharing and Policy-Based Forwarding ...........315.1.2. Route Changes ......................................315.2. Mobility and Multihoming Interactions .....................335.3. Interactions with NATs ....................................365.4. Interactions with IP Tunneling ............................366. Signaling Applications .........................................376.1. Signaling for Quality of Service ..........................376.1.1. Protocol Message Semantics .........................386.1.2. State Management ...................................396.1.3. Route Changes and QoS Reservations .................396.1.4. Resource Management Interactions ...................416.2. Other Signaling Applications ..............................427. Security Considerations ........................................428. References .....................................................438.1. Normative References ......................................438.2. Informative References ....................................44Hancock, et al.              Informational                      [Page 2]

RFC 4080                     NSIS Framework                    June 20051.  Introduction1.1.  Definition of the Signaling Problem   The Next Steps in Signaling (NSIS) working group is considering   protocols for signaling information about a data flow along its path   in the network.   It is assumed that the path taken by the data flow is already   determined by network configuration and routing protocols,   independently of the signaling itself; that is, signaling to set up   the routes themselves is not considered.  Instead, the signaling   simply interacts with nodes along the data flow path.  Additional   simplifications are that the actual signaling messages pass directly   through these nodes themselves (i.e., the 'path-coupled' case; seeSection 3.1.2) and that only unicast data flows are considered.   The signaling problem in this sense is very similar to that addressed   by RSVP.  However, there are two generalizations.  First, the   intention is that components of the NSIS protocol suite will be   usable in different parts of the Internet, for different needs,   without requiring a complete end-to-end deployment (in particular,   the signaling protocol messages may not need to run all the way   between the data flow endpoints).   Second, the signaling is intended for more purposes than just QoS   (resource reservation).  The basic mechanism to achieve this   flexibility is to divide the signaling protocol stack into two   layers: a generic (lower) layer, and an upper layer specific to each   signaling application.  The scope of NSIS work is to define both the   generic protocol and, initially, upper layers suitable for QoS   signaling (similar to the corresponding functionality in RSVP) and   middlebox signaling.  Further applications may be considered later.1.2.  Scope and Structure of the NSIS Framework   The underlying requirements for signaling in the context of NSIS are   defined in [1] and a separate security threats document [2]; other   related requirements can be found in [3] and [4] for QoS/Mobility and   middlebox communication, respectively.  This framework does not   replace or update these requirements.  Discussions about lessons to   be learned from existing signaling and resource management protocols   are contained in separate analysis documents [5], [6].   The role of this framework is to explain how NSIS signaling should   work within the broader networking context, and to describe the   overall structure of the protocol suite itself.  Therefore, itHancock, et al.              Informational                      [Page 3]

RFC 4080                     NSIS Framework                    June 2005   discusses important protocol considerations such as routing,   mobility, security, and interactions with network 'resource'   management (in the broadest sense).   The basic context for NSIS protocols is given inSection 3.Section 3.1 describes the fundamental elements of NSIS protocol   operation in comparison to RSVP [7]; in particular,Section 3.1.3   describes more general signaling scenarios, andSection 3.1.4 defines   a broader class of signaling applications for which the NSIS   protocols should be useful.  The two-layer protocol architecture that   supports this generality is described inSection 3.2, andSection 3.3   gives examples of the ways in which particular signaling application   properties can be accommodated within signaling layer protocol   behavior.   The overall functionality required from the lower (generic) protocol   layer is described inSection 4.  This is not intended to define the   detailed design of the protocol or even design options, although some   are described as examples.  It describes the interfaces between this   lower-layer protocol and the IP layer (below) and signaling   application protocols (above), including the identifier elements that   appear on these interfaces (Section 4.6).  Following this,Section 5   describes how signaling applications that use the NSIS protocols can   interact sensibly with network layer operations; specifically,   routing (and re-routing), IP mobility, and network address   translation (NAT).Section 6 describes particular signaling applications.  The example   of signaling for QoS (comparable to core RSVP QoS signaling   functionality) is given in detail inSection 6.1, which describes   both the signaling application specific protocol and example modes of   interaction with network resource management and other deployment   aspects.  However, note that these examples are included only as   background and for explanation; we do not intend to define an   over-arching architecture for carrying out resource management in the   Internet.  Further possible signaling applications are outlined inSection 6.2.2.  Terminology   Classifier: an entity that selects packets based on their contents      according to defined rules.   [Data] flow: a stream of packets from sender to receiver that is a      distinguishable subset of a packet stream.  Each flow is      distinguished by some flow identifier (seeSection 4.6.1).Hancock, et al.              Informational                      [Page 4]

RFC 4080                     NSIS Framework                    June 2005   Edge node: an (NSIS-capable) node on the boundary of some      administrative domain.   Interior nodes: the set of (NSIS-capable) nodes that form an      administrative domain, excluding the edge nodes.   NSIS Entity (NE): the function within a node that implements an NSIS      protocol.  In the case of path-coupled signaling, the NE will      always be on the data path.   NSIS Signaling Layer Protocol (NSLP): generic term for an NSIS      protocol component that supports a specific signaling application.      See alsoSection 3.2.1.   NSIS Transport Layer Protocol (NTLP): placeholder name for the NSIS      protocol component that will support lower-layer (signaling      application-independent) functions.  See alsoSection 3.2.1.   Path-coupled signaling: a mode of signaling in which the signaling      messages follow a path that is tied to the data messages.   Path-decoupled signaling: signaling for state manipulation related to      data flows, but only loosely coupled to the data path; e.g., at      the AS level.   Peer discovery: the act of locating and/or selecting which NSIS peer      to carry out signaling exchanges with for a specific data flow.   Peer relationship: signaling relationship between two adjacent NSIS      entities (i.e., NEs with no other NEs between them).   Receiver: the node in the network that is receiving the data packets      in a flow.   Sender: the node in the network that is sending the data packets in a      flow.   Session: application layer flow of information for which some network      control state information is to be manipulated or monitored (seeSection 3.1.5).   Signaling application: the purpose of the NSIS signaling.  A      signaling application could be QoS management, firewall control,      and so on.  Totally distinct from any specific user application.Hancock, et al.              Informational                      [Page 5]

RFC 4080                     NSIS Framework                    June 20053.  Overview of Signaling Scenarios and Protocol Structure3.1.  Fundamental Signaling Concepts3.1.1.  Simple Network and Signaling Topology   The NSIS suite of protocols is envisioned to support various   signaling applications that need to install and/or manipulate state   in the network.  This state is related to a data flow and is   installed and maintained on the NSIS Entities (NEs) along the data   flow path through the network; not every node has to contain an NE.   The basic protocol concepts do not depend on the signaling   application, but the details of operation and the information carried   do.  This section discusses the basic entities involved with   signaling as well as interfaces between them.   Two NSIS entities that communicate directly are said to be in a 'peer   relationship'.  This concept might loosely be described as an 'NSIS   hop'; however, there is no implication that it corresponds to a   single IP hop.  Either or both NEs might store some state information   about the other, but there is no assumption that they necessarily   establish a long-term signaling connection between themselves.   It is common to consider a network as composed of various domains   (e.g., for administrative or routing purposes), and the operation of   signaling protocols may be influenced by these domain boundaries.   However, it seems there is no reason to expect that an 'NSIS domain'   should exactly overlap with an IP domain (AS, area), but it is likely   that its boundaries would consist of boundaries (segments) of one or   several IP domains.   Figure 1 shows a diagram of nearly the simplest possible signaling   configuration.  A single data flow is running from an application in   the sender to the receiver via routers R1, R2, and R3.  Each host and   two of the routers contain NEs that exchange signaling messages --   possibly in both directions -- about the flow.  This scenario is   essentially the same as that considered by RSVP for QoS signaling;   the main difference is that here we make no assumptions about the   particular sequence of signaling messages that will be invoked.Hancock, et al.              Informational                      [Page 6]

RFC 4080                     NSIS Framework                    June 2005       Sender                                               Receiver   +-----------+      +----+      +----+      +----+      +-----------+   |Application|----->| R1 |----->| R2 |----->| R3 |----->|Application|   |   +--+    |      |+--+|      |+--+|      +----+      |   +--+    |   |   |NE|====|======||NE||======||NE||==================|===|NE|    |   |   +--+    |      |+--+|      |+--+|                  |   +--+    |   +-----------+      +----+      +----+                  +-----------+      +--+      |NE| = NSIS      ==== = Signaling    ---> = Data flow messages      +--+   Entity           Messages            (unidirectional)                 Figure 1: Simple Signaling and Data Flows3.1.2.  Path-Coupled and Path-Decoupled Signaling   We can consider two basic paradigms for resource reservation   signaling, which we refer to as "path-coupled" and "path-decoupled".   In the path-coupled case, signaling messages are routed only through   NEs that are on the data path.  They do not have to reach all the   nodes on the data path.  (For example, there could be intermediate   signaling-unaware nodes, or the presence of proxies such as those   shown in Figure 2 could prevent the signaling from reaching the path   end points.)  Between adjacent NEs, the route taken by signaling and   data might diverge.  The path-coupled case can be supported by   various addressing styles, with messages either explicitly addressed   to the neighbor on-path NE, or addressed identically to the data   packets, but also with the router alert option (see [8] and [9]), and   intercepted.  These cases are considered inSection 4.2.  In the   second case, some network configurations may split the signaling and   data paths (seeSection 5.1.1); this is considered an error case for   path-coupled signaling.   In the path-decoupled case, signaling messages are routed to nodes   (NEs) that are not assumed to be on the data path, but that are   (presumably) aware of it.  Signaling messages will always be directly   addressed to the neighbor NE, and the signaling endpoints may have no   relation at all with the ultimate data sender or receiver.  The   implications of path-decoupled operation for the NSIS protocols are   considered briefly inSection 3.2.6; however, the initial goal of   NSIS and this framework is to concentrate mainly on the path-coupled   case.Hancock, et al.              Informational                      [Page 7]

RFC 4080                     NSIS Framework                    June 20053.1.3.  Signaling to Hosts, Networks, and Proxies   There are different possible triggers for the signaling protocols.   Among them are user applications (that are using NSIS signaling   services), other signaling applications, network management actions,   some network events, and so on.  The variety of possible triggers   requires that the signaling can be initiated and terminated in the   different parts of the network: hosts, domain boundary nodes (edge   nodes), or interior domain nodes.   The NSIS protocol suite extends the RSVP model to consider this wider   variety of possible signaling exchanges.  As well as the basic   end-to-end model already described, examples such as end-to-edge and   edge-to-edge can be considered.  The edge-to-edge case might involve   the edge nodes communicating directly, as well as via the interior   nodes.   Although the end-to-edge (host-to-network) scenario requires only   intra-domain signaling, the other cases might need inter-domain NSIS   signaling as well if the signaling endpoints (hosts or network edges)   are connected to different domains.  Depending on the trust relation   between concatenated NSIS domains, the edge-to-edge scenario might   cover a single domain or multiple concatenated NSIS domains.  The   latter case assumes the existence of trust relations between domains.   In some cases, it is desired to be able to initiate and/or terminate   NSIS signaling not from the end host that sends/receives the data   flow, but from some other entities in the network that can be called   signaling proxies.  There could be various reasons for this:   signaling on behalf of the end hosts that are not NSIS-aware,   consolidation of the customer accounting (authentication,   authorization) in respect to consumed application and transport   resources, security considerations, limitation of the physical   connection between host and network, and so on.  This configuration   can be considered a kind of "proxy on the data path"; see Figure 2.Hancock, et al.              Informational                      [Page 8]

RFC 4080                     NSIS Framework                    June 2005                 Proxy1                        Proxy2   +------+      +----+    +----+    +----+    +----+      +--------+   |Sender|-...->|Appl|--->| R  |--->| R  |--->|Appl|-...->|Receiver|   |      |      |+--+|    |+--+|    |+--+|    |+--+|      |        |   +------+      ||NE||====||NE||====||NE||====||NE||      +--------+                 |+--+|    |+--+|    |+--+|    |+--+|                 +----+    +----+    +----+    +----+      +--+      |NE| = NSIS      ==== = Signaling    ---> = Data flow messages      +--+   Entity           Messages            (unidirectional)      Appl = signaling application                      Figure 2: "On path" NSIS proxy   This configuration presents two specific challenges for the   signaling:   o  A proxy that terminates signaling on behalf of the NSIS-unaware      host (or part of the network) should be able to determine that it      is the last NSIS-aware node along the path.   o  Where a proxy initiates NSIS signaling on behalf of the NSIS-      unaware host, interworking with some other "local" technology      might be required (for example, to provide QoS reservation from      proxy to the end host in the case of a QoS signaling application).   +------+      +----+      +----+      +----+      +--------+   |Sender|----->| PA |----->| R2 |----->| R3 |----->|Receiver|   |      |      |+--+|      |+--+|      +----+      |  +--+  |   +------+      ||NE||======||NE||==================|==|NE|  |                 |+--+|      |+--+|                  |  +--+  |                 +-..-+      +----+                  +--------+                   ..                   ..                 +-..-+                 |Appl|                 +----+            Appl = signaling         PA = Proxy for signaling                   application            application                      Figure 3: "Off path" NSIS proxyHancock, et al.              Informational                      [Page 9]

RFC 4080                     NSIS Framework                    June 2005   Another possible configuration, shown in Figure 3, is where an NE can   send and receive signaling information to a remote processor.  The   NSIS protocols may or may not be suitable for this remote   interaction, but in any case it is not currently part of the NSIS   problem.  This configuration is supported by considering the NE a   proxy at the signaling application level.  This is a natural   implementation approach for some policy control and centralized   control architectures; see alsoSection 6.1.4.3.1.4.  Signaling Messages and Network Control State   The distinguishing features of the signaling supported by the NSIS   protocols are that it is related to specific flows (rather than to   network operation in general), and that it involves nodes in the   network (rather than running transparently between the end hosts).   Therefore, each signaling application (upper-layer) protocol must   carry per-flow information for the aspects of network-internal   operation that are of interest to that signaling application.  An   example for the case of an RSVP-like QoS signaling application would   be state data representing resource reservations.  However, more   generally, the per-flow information might be related to some other   control function in routers and middleboxes along the path.  Indeed,   the signaling might simply be used to gather per-flow information,   without modifying network operation at all.   We call this information 'network control state' generically.   Signaling messages may install, modify, refresh, or simply read this   state from network elements for particular data flows.  Usually a   network element will also manage this information at the per-flow   level, although coarser-grained ('per-class') state management is   also possible.3.1.5.  Data Flows and Sessions   Formally, a data flow is a (unidirectional) sequence of packets   between the same endpoints that all follow a unique path through the   network (determined by IP routing and other network configuration).   A flow is defined by a packet classifier (in the simplest cases, just   the destination address and topological origin are needed).  In   general we assume that when discussing only the data flow path, we   only need to consider 'simple' fixed classifiers (e.g., IPv4 5-tuple   or equivalent).   A session is an application layer concept for an exchange of packets   between two endpoints, for which some network state is to be   allocated or monitored.  In simple cases, a session may map to a   specific flow; however, signaling applications are allowed to createHancock, et al.              Informational                     [Page 10]

RFC 4080                     NSIS Framework                    June 2005   more flexible flow:session relationships.  (Note that this concept of   'session' is different from that of RSVP, which defines a session as   a flow with a specific destination address and transport protocol.   The NSIS usage is closer to the session concepts of higher-layer   protocols.)   The simplest service provided by NSIS signaling protocols is the   management of network control state at the level of a specific flow,   as described in the previous subsection.  In particular, it should be   possible to monitor routing updates as they change the path taken by   a flow and, for example, update network state appropriately.  This is   no different from the case for RSVP (local path repair).  Where there   is a 1:1 flow:session relationship, this is all that is required.   However, for some more complex scenarios (especially mobility and   multihoming related ones; see [1] and the mobility discussion of   [5]), it is desirable to update the flow:session mapping during the   session lifetime.  For example, a new flow can be added, and the old   one deleted (and maybe in that order, for a 'make-before-break'   handover), effectively transferring the network control state between   data flows to keep it associated with the same session.  Such updates   are best managed by the end systems (generally, systems that   understand the flow:session mapping and are aware of the packet   classifier change).  To enable this, it must be possible to relate   signaling messages to sessions as well as to data flows.  A session   identifier (Section 4.6.2) is one component of the solution.3.2.  Layer Model for the Protocol Suite3.2.1.  Layer Model Overview   In order to achieve a modular solution for the NSIS requirements, the   NSIS protocol suite will be structured in two layers:   o  a 'signaling transport' layer, responsible for moving signaling      messages around, which should be independent of any particular      signaling application; and   o  a 'signaling application' layer, which contains functionality such      as message formats and sequences, specific to a particular      signaling application.   For the purpose of this document, we use the term 'NSIS Transport   Layer Protocol' (NTLP) to refer to the component that will be used in   the transport layer.  We also use the term 'NSIS Signaling Layer   Protocol' (NSLP) to refer generically to any protocol within the   signaling application layer; in the end, there will be several NSLPs,   largely independent of each other.  These relationships areHancock, et al.              Informational                     [Page 11]

RFC 4080                     NSIS Framework                    June 2005   illustrated in Figure 4.  Note that the NTLP may or may not have an   interesting internal structure (e.g., including existing transport   protocols), but that is not relevant at this level of description.                 ^                     +-----------------+                 |                     | NSIS Signaling  |                 |                     | Layer Protocol  |         NSIS    |    +----------------| for middleboxes |       Signaling |    | NSIS Signaling |        +-----------------+         Layer   |    | Layer Protocol +--------| NSIS Signaling  |                 |    |     for QoS     |       | Layer Protocol  |                 |    +-----------------+       |    for ...      |                 V                              +-----------------+                      =============================================         NSIS    ^         +--------------------------------+       Transport |         | NSIS Transport Layer Protocol  |         Layer   V         +--------------------------------+                      =============================================                           +--------------------------------+                           .      IP and lower layers       .                           .                                .                    Figure 4: NSIS Protocol Components   Note that not every generic function has to be located in the NTLP.   Another option would be to have re-usable components within the   signaling application layer.  Functionality within the NTLP should be   restricted to what interacts strongly with other transport and   lower-layer operations.3.2.2.  Layer Split Concept   This section describes the basic concepts underlying the   functionality of the NTLP.  First, we make a working assumption that   the protocol mechanisms of the NTLP operate only between adjacent NEs   (informally, the NTLP is a 'hop-by-hop' protocol), whereas any   larger-scope issues (including e2e aspects) are left to the upper   layers.   The way in which the NTLP works can be described as follows: When a   signaling message is ready to be sent from one NE, it is given to the   NTLP along with information about what flow it is for; it is then up   to the NTLP to get it to the next NE along the path (upstream or   downstream), where it is received and the responsibility of the NTLP   ends.  Note that there is no assumption here about how the messages   are actually addressed (this is a protocol design issue, and theHancock, et al.              Informational                     [Page 12]

RFC 4080                     NSIS Framework                    June 2005   options are outlined inSection 4.2).  The key point is that the NTLP   for a given NE does not use any knowledge about addresses,   capabilities, or status of any NEs other than its direct peers.   The NTLP in the receiving NE either forwards the message directly or,   if there is an appropriate signaling application locally, passes it   upwards for further processing; the signaling application can then   generate another message to be sent via the NTLP.  In this way,   larger-scope (including end-to-end) message delivery is achieved.   This definition relates to NTLP operation.  It does not restrict the   ability of an NSLP to send messages by other means.  For example, an   NE in the middle or end of the signaling path could send a message   directly to the other end as a notification or acknowledgement of   some signaling application event.  However, the issues in sending   such messages (endpoint discovery, security, NAT traversal, and so   on) are so different from the direct peer-peer case that there is no   benefit in extending the NTLP to include such non-local   functionality.  Instead, an NSLP that requires such messages and   wants to avoid traversing the path of NEs should use some other   existing transport protocol.  For example, UDP or DCCP would be a   good match for many of the scenarios that have been proposed.   Acknowledgements and notifications of this type are considered   further inSection 3.3.6.   One motivation for restricting the NTLP to peer-relationship scope is   that if there are any options or variants in design approach -- or,   worse, in basic functionality -- it is easier to manage the resulting   complexity if it only impacts direct peers rather than potentially   the whole Internet.3.2.3.  Bypassing Intermediate Nodes   Because the NSIS problem includes multiple signaling applications, it   is very likely that a particular NSLP will only be implemented on a   subset of the NSIS-aware nodes on a path, as shown in Figure 5.  In   addition, a node inside an aggregation region will still wish to   ignore signaling messages that are per-flow, even if they are for a   signaling application that the node is generally able to process.Hancock, et al.              Informational                     [Page 13]

RFC 4080                     NSIS Framework                    June 2005               +------+    +------+    +------+    +------+               |  NE  |    |  NE  |    |  NE  |    |  NE  |               |+----+|    |      |    |+----+|    |+----+|               ||NSLP||    |      |    ||NSLP||    ||NSLP||               || 1  ||    |      |    || 2  ||    || 1  ||               |+----+|    |      |    |+----+|    |+----+|               |  ||  |    |      |    |      |    |  ||  |               |+----+|    |+----+|    |+----+|    |+----+|           ====||NTLP||====||NTLP||====||NTLP||====||NTLP||====               |+----+|    |+----+|    |+----+|    |+----+|               +------+    +------+    +------+    +------+               Figure 5: Signaling with Heterogeneous NSLPs   Where signaling messages traverse such NSIS-aware intermediate nodes,   it is desirable to process them at the lowest level possible (in   particular, on the fastest path).  In order to offer a non-trivial   message transfer service (in terms of security, reliability and so   on) to the peer NSLP nodes, it is important that the NTLP at   intermediate nodes is as transparent as possible; that is, it carries   out minimal processing.  In addition, if intermediate nodes have to   do slow-path processing of all NSIS messages, this eliminates many of   the scaling benefits of aggregation, unless tunneling is used.   Considering first the case of messages sent with the router alert   option, there are two complementary methods to achieve this bypassing   of intermediate NEs:   o  At the IP layer, a set of protocol numbers or a range of values in      the router alert option can be used.  In this way, messages can be      marked with an implied granularity, and routers can choose to      apply further slow-path processing only to configured subsets of      messages.  This is the method used in [10] to distinguish per-flow      and per-aggregate signaling.   o  The NTLP could process the message but determine that there was no      local signaling application it was relevant to.  At this stage,      the message can be returned unchanged to the IP layer for normal      forwarding; the intermediate NE has effectively chosen to be      transparent to the message in question.   In both cases, the existence of the intermediate NE is totally hidden   from the NSLP nodes.  If later stages of the signaling use directly   addressed messages (e.g., for reverse routing), they will not involve   the intermediate NE at all, except perhaps as a normal router.Hancock, et al.              Informational                     [Page 14]

RFC 4080                     NSIS Framework                    June 2005   There may be cases where the intermediate NE would like to do some   restricted protocol processing, such as the following:   o  Translating addresses in message payloads (compareSection 4.6.1);      note that this would have to be done to messages passing in both      directions through a node.   o  Updating signaling application payloads with local status      information (e.g., path property measurement inside a domain).   If this can be done without fully terminating the NSIS protocols, it   would allow a more lightweight implementation of the intermediate NE,   and a more direct 'end-to-end' NTLP association between the peer   NSLPs where the signaling application is fully processed.  On the   other hand, this is only possible with a limited class of possible   NTLP designs, and makes it harder for the NTLP to offer a security   service (since messages have to be partially protected).  The   feasibility of this approach will be evaluated during the NTLP   design.3.2.4.  Core NSIS Transport Layer Functionality   This section describes the basic functionality to be supported by the   NTLP.  Note that the overall signaling solution will always be the   result of joint operation of both the NTLP and the signaling layer   protocols (NSLPs); for example, we can always assume that an NSLP is   operating above the NTLP and taking care of end-to-end issues (e.g.,   recovery of messages after restarts).   Therefore, NTLP functionality is essentially just efficient upstream   and downstream peer-peer message delivery, in a wide variety of   network scenarios.  Message delivery includes the act of locating   and/or selecting which NTLP peer to carry out signaling exchanges   with for a specific data flow.  This discovery might be an active   process (using specific signaling packets) or a passive process (a   side effect of using a particular addressing mode).  In addition, it   appears that the NTLP can sensibly carry out many of the functions   that enable signaling messages to pass through middleboxes, since   this is closely related to the problem of routing the signaling   messages in the first place.  Further details about NTLP   functionality are contained in Sections3.2.5 and4.3.Hancock, et al.              Informational                     [Page 15]

RFC 4080                     NSIS Framework                    June 20053.2.5.  State Management Functionality   Internet signaling requires the existence and management of state   within the network for several reasons.  This section describes how   state management functionality is split across the NSIS layers.   (Note that how the NTLP internal state is managed is a matter for its   design and indeed implementation.)   1.  Conceptually, the NTLP provides a uniform message delivery       service.  It is unaware of the difference in state semantics       between different types of signaling application messages (e.g.,       whether a message changes, just refreshes signaling application       state, or even has nothing to with signaling application state at       all).   2.  An NTLP instance processes and, if necessary, forwards all       signaling application messages "immediately".  (It might offer       different service classes, but these would be distinguished by,       for example, reliability or priority, not by state aspects.)       This means that the NTLP does not know explicit timer or message       sequence information for the signaling application; and that       signaling application messages pass immediately through an       NSLP-unaware node.  (Their timing cannot be jittered there, nor       can messages be stored up to be re-sent on a new path in case of       a later re-routing event.)   3.  Within any node, it is an implementation decision whether to       generate/jitter/filter refreshes separately within each signaling       application that needs this functionality, or to integrate it       with the NTLP implementation as a generic "soft-state management       toolbox".  The choice doesn't affect the NTLP specification at       all.  Implementations might piggyback NTLP soft-state refresh       information (if the NTLP works this way) on signaling application       messages, or they might even combine soft-state management       between layers.  The state machines of the NTLP and NSLPs remain       logically independent, but an implementation is free to allow       them to interact to reduce the load on the network to the same       level that would be achieved by a monolithic model.   4.  It may be helpful for signaling applications to receive       state-management related 'triggers' from the NTLP indicating that       a peer has failed or become available ("down/up notifications").       These triggers would be about adjacent NTLP peers, rather than       signaling application peers.  We can consider this another case       of route change detection/notification (which the NTLP is also       allowed to do anyway).  However, apart from generating suchHancock, et al.              Informational                     [Page 16]

RFC 4080                     NSIS Framework                    June 2005       triggers, the NTLP takes no action itself on such events, other       than to ensure that subsequent signaling messages are routed       correctly.   5.  The existence of these triggers doesn't replace NSLP refreshes as       the mechanism for maintaining liveness at the signaling       application level.  In this sense, up/down notifications are       advisories that allow faster reaction to events in the network,       but that shouldn't be built into NSLP semantics.  (This is       essentially the same distinction, with the same rationale, that       SNMP makes between notifications and normal message exchanges.)3.2.6.  Path-Decoupled Operation   Path-decoupled signaling is defined as signaling for state   installation along the data path, without the restriction of passing   only through nodes that are located on the data path.  Signaling   messages can be routed to nodes that are off the data path, but that   are (presumably) aware of it.  This allows a looser coupling between   signaling and data plane nodes (e.g., at the autonomous system   level).  Although support for path-decoupled operation is not one of   the initial goals of the NSIS work, this section is included for   completeness and to capture some initial considerations for future   reference.   The main advantages of path-decoupled signaling are ease of   deployment and support of additional functionality.  The ease of   deployment comes from a restriction of the number of impacted nodes   in case of deployment and/or upgrade of an NSLP.  Path-decoupled   signaling would allow, for instance, deploying a solution without   upgrading any of the routers in the data plane.  Additional   functionality that can be supported includes the use of off-path   proxies to support authorization or accounting architectures.   There are potentially significant differences in the way that the two   signaling paradigms should be analyzed.  Using a single centralized   off-path NE may increase the requirements in terms of message   handling; on the other hand, path-decoupled signaling is equally   applicable to distributed off-path entities.  Failure recovery   scenarios need to be analyzed differently because fate-sharing   between data and control planes can no longer be assumed.   Furthermore, the interpretation of sender/receiver orientation   becomes less natural.  With the local operation of the NTLP, the   impact of path-decoupled signaling on the routing of signaling   messages is presumably restricted to the problem of peer   determination.  The assumption that the off-path NSIS nodes are   loosely tied to the data path suggests, however, that peer   determination can still be based on L3 routing information.  ThisHancock, et al.              Informational                     [Page 17]

RFC 4080                     NSIS Framework                    June 2005   means that a path-decoupled signaling solution could be implemented   using a lower-layer protocol presenting the same service interface to   NSLPs as the path-coupled NTLP.  A new message transport protocol   (possibly derived from the path-coupled NTLP) would be needed, but   NSLP specifications and the inter-layer interaction would be   unchanged from the path-coupled case.3.3.  Signaling Application Properties   It is clear that many signaling applications will require specific   protocol behavior in their NSLP.  This section outlines some of the   options for NSLP behavior; further work on selecting from these   options would depend on detailed analysis of the signaling   application in question.3.3.1.  Sender/Receiver Orientation   In some signaling applications, a node at one end of the data flow   takes responsibility for requesting special treatment (such as a   resource reservation) from the network.  Which end may depend on the   signaling application, or on characteristics of the network   deployment.   In a sender-initiated approach, the sender of the data flow requests   and maintains the treatment for that flow.  In a receiver-initiated   approach, the receiver of the data flow requests and maintains the   treatment for that flow.  The NTLP itself has no freedom in this   area: Next NTLP peers have to be discovered in the sender-to-receiver   direction, but after that the default assumption is that signaling is   possible both upstream and downstream (unless a signaling application   specifically indicates that this is not required).  This implies that   backward routing state must be maintained by the NTLP or that   backward routing information must be available in the signaling   message.   The sender- and receiver-initiated approaches have several   differences in their operational characteristics.  The main ones are   as follows:   o  In a receiver-initiated approach, the signaling messages traveling      from the receiver to the sender must be backward routed such that      they follow exactly the same path as was followed by the signaling      messages belonging to the same flow traveling from the sender to      the receiver.  In a sender-initiated approach, provided that      acknowledgements and notifications can be delivered securely to      the sending node, backward routing is not necessary, and nodes do      not have to maintain backward routing state.Hancock, et al.              Informational                     [Page 18]

RFC 4080                     NSIS Framework                    June 2005   o  In a sender-initiated approach, a mobile node can initiate a      reservation for its outgoing flows as soon as it has moved to      another roaming subnetwork.  In a receiver-initiated approach, a      mobile node has to inform the receiver about its handover, thus      allowing the receiver to initiate a reservation for these flows.      For incoming flows, the reverse argument applies.   o  In general, setup and modification will be fastest if the node      responsible for authorizing these actions can initiate them      directly within the NSLP.  A mismatch between authorizing and      initiating NEs will cause additional message exchanges, either in      the NSLP or in a protocol executed prior to NSIS invocation.      Depending on how the authorization for a particular signaling      application is done, this may favor either sender- or receiver-      initiated signaling.  Note that this may complicate modification      of network control state for existing flows.3.3.2.  Uni- and Bi-Directional Operation   For some signaling applications and scenarios, signaling may only be   considered for a unidirectional data flow.  However, in other cases,   there may be interesting relationships in the signaling between the   two flows of a bi-directional session; an example is QoS for a voice   call.  Note that the path in the two directions may differ due to   asymmetric routing.  In the basic case, bi-directional signaling can   simply use a separate instance of the same signaling mechanism in   each direction.   In constrained topologies where parts of the route are symmetric, it   may be possible to use a more unified approach to bi-directional   signaling; e.g., carrying the two signaling directions in common   messages.  This optimization might be used for example to make mobile   QoS signaling more efficient.   In either case, the correlation of the signaling for the two flow   directions is carried out in the NSLP.  The NTLP would simply be   enabled to bundle the messages together.3.3.3.  Heterogeneous Operation   It is likely that the appropriate way to describe the state for which   NSIS is signaling will vary from one part of the network to another   (depending on the signaling application).  For example, in the QoS   case, resource descriptions that are valid for inter-domain links   will probably be different from those useful for intra-domain   operation (and the latter will differ from one domain to another).Hancock, et al.              Informational                     [Page 19]

RFC 4080                     NSIS Framework                    June 2005   One way to address this issue is to consider the state description   used within the NSLP as carried in globally-understood objects and   locally-understood objects.  The local objects are only applicable   for intra-domain signaling, while the global objects are mainly used   in inter-domain signaling.  Note that the local objects are still   part of the protocol but are inserted, used, and removed by one   single domain.   The purpose of this division is to provide additional flexibility in   defining the objects carried by the NSLP such that only the objects   applicable in a particular setting are used.  One approach for   reflecting the distinction is that local objects could be put into   separate local messages that are initiated and terminated within one   single domain; an alternative is that they could be "stacked" within   the NSLP messages that are used anyway for inter-domain signaling.3.3.4.  Aggregation   It is a well-known problem that per-flow signaling in large-scale   networks presents scaling challenges because of the large number of   flows that may traverse individual nodes.   The possibilities for aggregation at the level of the NTLP are quite   limited; the primary scaling approach for path-coupled signaling is   for a signaling application to group flows together and to perform   signaling for the aggregate, rather than for the flows individually.   The aggregate may be created in a number of ways; for example, the   individual flows may be sent down a tunnel, or given a common   Differentiated Services Code Point (DSCP) marking.  The aggregation   and de-aggregation points perform per flow signaling, but nodes   within the aggregation region should only be forced to process   signaling messages for the aggregate.  This depends on the ability of   the interior nodes to ignore the per-flow signaling as discussed inSection 3.2.3.   Individual NSLPs will need to specify what aggregation means in their   context, and how it should be performed.  For example, in the QoS   context it is possible to add together the resources specified in a   number of separate reservations.  In the case of other applications,   such as signaling to NATs and firewalls, the feasibility (and even   the meaning) of aggregation is less clear.Hancock, et al.              Informational                     [Page 20]

RFC 4080                     NSIS Framework                    June 20053.3.5.  Peer-Peer and End-End Relationships   The assumption in this framework is that the NTLP will operate   'locally'; that is, just over the scope of a single peer   relationship.  End-to-end operation is built up by concatenating   these relationships.  Non-local operation (if any) will take place in   NSLPs.   The peering relations may also have an impact on the required amount   of state at each NSIS entity.  When direct interaction with remote   peers is not allowed, it may be required to keep track of the path   that a message has followed through the network.  This could be   achieved by keeping per-flow state at the NSIS entities, as is done   in RSVP.  Another approach would be to maintain a record route object   in the messages; this object would be carried within the NSIS   protocols, rather than depend on the route-recording functionality   provided by the IP layer.3.3.6.  Acknowledgements and Notifications   We are assuming that the NTLP provides a simple message transfer   service, and that any acknowledgements or notifications it generates   are handled purely internally (and apply within the scope of a single   NTLP peer relationship).   However, we expect that some signaling applications will require   acknowledgements regarding the failure/success of state installation   along the data path, and this will be an NSLP function.   Acknowledgements can be sent along the sequence of NTLP peer   relationships towards the signaling initiator, which relieves the   requirements on the security associations that need to be maintained   by NEs and that can allow NAT traversal in both directions.  (If this   direction is towards the sender, it implies maintaining reverse   routing state in the NTLP.)  In certain circumstances (e.g., trusted   domains), an optimization could be to send acknowledgements directly   to the signaling initiator outside the NTLP (seeSection 3.2.2),   although any such approach would have to take into account the   necessity of handling denial of service attacks launched from outside   the network.   The semantics of the acknowledgement messages are of particular   importance.  An NE sending a message could assume responsibility for   the entire downstream chain of NEs, indicating (for instance) the   availability of reserved resources for the entire downstream path.   Alternatively, the message could have a more local meaning,   indicating (for instance) that a certain failure or degradation   occurred at a particular point in the network.Hancock, et al.              Informational                     [Page 21]

RFC 4080                     NSIS Framework                    June 2005   Notifications differ from acknowledgements because they are not   (necessarily) generated in response to other signaling messages.   This means that it may not be obvious how to determine where the   notification should be sent.  Other than that, the same   considerations apply as for acknowledgements.  One useful distinction   to make would be to differentiate between notifications that trigger   a signaling action and others that don't.  The security requirements   for the latter are less stringent, which means they could be sent   directly to the NE they are destined for (provided that this NE can   be determined).3.3.7.  Security and Other AAA Issues   In some cases, it will be possible to achieve the necessary level of   signaling security by using basic 'channel security' mechanisms [11]   at the level of the NTLP, and the possibilities are described inSection 4.7.  In other cases, signaling applications may have   specific security requirements, in which case they are free to invoke   their own authentication and key exchange mechanisms and to apply   'object security' to specific fields within the NSLP messages.   In addition to authentication, the authorization (to manipulate   network control state) has to be considered as functionality above   the NTLP level, since it will be entirely application specific.   Indeed, authorization decisions may be handed off to a third party in   the protocol (e.g., for QoS, the resource management function as   described inSection 6.1.4).  Many different authorization models are   possible, and the variations impact:   o  what message flows take place -- for example, whether      authorization information is carried along with a control state      modification request or is sent in the reverse direction in      response to it;   o  what administrative relationships are required -- for example,      whether authorization takes place only between peer signaling      applications, or over longer distances.   Because the NTLP operates only between adjacent peers and places no   constraints on the direction or order in which signaling applications   can send messages, these authorization aspects are left open to be   defined by each NSLP.  Further background discussion of this issue is   contained in [12].Hancock, et al.              Informational                     [Page 22]

RFC 4080                     NSIS Framework                    June 20054.  The NSIS Transport Layer Protocol   This section describes the overall functionality required from the   NTLP.  It mentions possible protocol components within the NTLP layer   and the different possible addressing modes that can be utilized, as   well as the assumed transport and state management functionality.   The interfaces between NTLP and the layers above and below it are   identified, with a description of the identity elements that appear   on these interfaces.   This discussion is not intended to design the NTLP or even to   enumerate design options, although some are included as examples.   The goal is to provide a general discussion of required functionality   and to highlight some of the issues associated with this.4.1.  Internal Protocol Components   The NTLP includes all functionality below the signaling application   layer and above the IP layer.  The functionality that is required   within the NTLP is outlined inSection 3.2.4, with some more details   in Sections3.2.5 and4.3.   Some NTLP functionality could be provided via components operating as   sublayers within the NTLP design.  For example, if specific transport   capabilities are required (such as congestion avoidance,   retransmission, and security), then existing protocols (such as   TCP+TLS or DCCP+IPsec) could be incorporated into the NTLP.  This   possibility is not required or excluded by this framework.   If peer-peer addressing (Section 4.2) is used for some messages, then   active next-peer discovery functionality will be required within the   NTLP to support the explicit addressing of these messages.  This   could use message exchanges for dynamic peer discovery as a sublayer   within the NTLP; there could also be an interface to external   mechanisms to carry out this function.                ====================      ===========================             ^  +------------------+      +-------------------------+             |  |                  |      | NSIS Specific Functions |             |  |                  |      |            .............|      NSIS   |  |    Monolithic    |      |+----------+.   Peer    .|   Transport |  |     Protocol     |      || Existing |. Discovery .|     Layer   |  |                  |      || Protocol |.  Aspects  .|             |  |                  |      |+----------+.............|             V  +------------------+      +-------------------------+                ====================      ===========================                   Figure 6: Options for NTLP StructureHancock, et al.              Informational                     [Page 23]

RFC 4080                     NSIS Framework                    June 20054.2.  Addressing   There are two ways to address a signaling message being transmitted   between NTLP peers:   o  peer-peer, where the message is addressed to a neighboring NSIS      entity that is known to be closer to the destination NE.   o  end-to-end, where the message is addressed to the flow destination      directly and intercepted by an intervening NE.   With peer-peer addressing, an NE will determine the address of the   next NE based on the payload of the message (and potentially on the   previous NE).  This requires that the address of the destination NE   be derivable from the information present in the payload, either by   using some local routing table or through participation in active   peer discovery message exchanges.  Peer-peer addressing inherently   supports tunneling of messages between NEs, and is equally applicable   to the path-coupled and path-decoupled cases.   In the case of end-to-end addressing, the message is addressed to the   data flow receiver, and (some of) the NEs along the data path   intercept the messages.  The routing of the messages should follow   exactly the same path as the associated data flow (but seeSection 5.1.1 on this point).  Note that securing messages sent this   way raises some interesting security issues (these are discussed in   [2]).  In addition, it is a matter of the protocol design what should   be used as the source address of the message (the flow source or   signaling source).   It is not possible at this stage to mandate one addressing mode or   the other.  Indeed, each is necessary for some aspects of NTLP   operation: In particular, initial discovery of the next downstream   peer will usually require end-to-end addressing, whereas reverse   routing will always require peer-peer addressing.  For other message   types, the choice is a matter of protocol design.  The mode used is   not visible to the NSLP, and the information needed in each case is   available from the flow identifier (Section 4.6.1) or locally stored   NTLP state.4.3.  Classical Transport Functions   The NSIS signaling protocols are responsible for transporting   (signaling) data around the network; in general, this requires   functionality such as congestion management, reliability, and so on.   This section discusses how much of this functionality should be   provided within the NTLP.  It appears that this doesn't affect the   basic way in which the NSLP/NTLP layers relate to each other (e.g.,Hancock, et al.              Informational                     [Page 24]

RFC 4080                     NSIS Framework                    June 2005   in terms of the semantics of the inter-layer interaction); it is much   more a question of the overall performance/complexity tradeoff   implied by placing certain functions within each layer.   Note that, per the discussion at the end ofSection 3.2.3, there may   be cases where intermediate nodes wish to modify messages in transit   even though they do not perform full signaling application   processing.  In this case, not all the following functionality would   be invoked at every intermediate node.   The following functionality is assumed to lie within the NTLP:   1.  Bundling together of small messages (comparable to [13]) can be       provided locally by the NTLP as an option, if desired; it doesn't       affect the operation of the network elsewhere.  The NTLP should       always support unbundling, to avoid the cost of negotiating the       feature as an option.  (The related function of refresh       summarization -- where objects in a refresh message are replaced       with a reference to a previous message identifier -- is left to       NSLPs, which can then do this in a way tuned to the state       management requirements of the signaling application.  Additional       transparent compression functionality could be added to the NTLP       design later as a local option.)  Note that end-to-end addressed       messages for different flows cannot be bundled safely unless the       next node on the outgoing interface is known to be NSIS-aware.   2.  When needed, message fragmentation should be provided by the       NTLP.  The use of IP fragmentation for large messages may lead to       reduced reliability and may be incompatible with some addressing       schemes.  Therefore, this functionality should be provided within       the NTLP as a service for NSLPs that generate large messages.       How the NTLP determines and accommodates Maximum Transmission       Unit (MTU) constraints is left as a matter of protocol design.       To avoid imposing the cost of reassembly on intermediate nodes,       the fragmentation scheme used should allow for the independent       forwarding of individual fragments towards a node hosting an       interested NSLP.   3.  There can be significant benefits for signaling applications if       state-changing messages are delivered reliably (as introduced in       [13] for RSVP; see also the more general analysis of [14]).  This       does not change any assumption about the use of soft-state by       NSLPs to manage signaling application state, and it leaves the       responsibility for detecting and recovering from application       layer error conditions in the NSLP.  However, it means that such       functionality does not need to be tuned to handle fast recovery       from message loss due to congestion or corruption in the lower       layers, and it also means that the NTLP can prevent theHancock, et al.              Informational                     [Page 25]

RFC 4080                     NSIS Framework                    June 2005       amplification of message loss rates caused by fragmentation.       Reliable delivery functionality is invoked by the NSLP on a       message-by-message basis and is always optional to use.   4.  The NTLP should not allow signaling messages to cause congestion       in the network (i.e., at the IP layer).  Congestion could be       caused by retransmission of lost signaling packets or by upper       layer actions (e.g., a flood of signaling updates to recover from       a route change).  In some cases, it may be possible to engineer       the network to ensure that signaling cannot overload it; in       others, the NTLP would have to detect congestion and to adapt the       rate at which it allows signaling messages to be transmitted.       Principles of congestion control in Internet protocols are given       in [15].  The NTLP may or may not be able to detect overload in       the control plane itself (e.g., an NSLP-aware node several       NTLP-hops away that cannot keep up with the incoming message       rate) and indicate this as a flow-control condition to local       signaling applications.  However, for both the congestion and       overload cases, it is up to the signaling applications themselves       to adapt their behavior accordingly.4.4.  Lower Layer Interfaces   The NTLP interacts with 'lower layers' of the protocol stack for the   purposes of sending and receiving signaling messages.  This framework   places the lower boundary of the NTLP at the IP layer.  The interface   to the lower layer is therefore very simple:   o  The NTLP sends raw IP packets   o  The NTLP receives raw IP packets.  In the case of peer-peer      addressing, they have been addressed directly to it.  In the case      of end-to-end addressing, this will be achieved by intercepting      packets that have been marked in some special way (by special      protocol number or by some option interpreted within the IP layer,      such as the router alert option).   o  The NTLP receives indications from the IP layer (including local      forwarding tables and routing protocol state) that provide some      information about route changes and similar events (seeSection 5.1).   For correct message routing, the NTLP needs to have some information   about link and IP layer configuration of the local networking stack.   In general, it needs to know how to select the outgoing interface for   a signaling message and where this must match the interface that will   be used by the corresponding flow.  This might be as simple as just   allowing the IP layer to handle the message using its own routingHancock, et al.              Informational                     [Page 26]

RFC 4080                     NSIS Framework                    June 2005   table.  There is no intention to do something different from IP   routing (for end-to-end addressed messages); however, some hosts   allow applications to bypass routing for their data flows, and the   NTLP processing must account for this.  Further network layer   information would be needed to handle scoped addresses (if such   things ever exist).   Configuration of lower-layer operation to handle flows in particular   ways is handled by the signaling application.4.5.  Upper Layer Services   The NTLP offers transport-layer services to higher-layer signaling   applications for two purposes: sending and receiving signaling   messages, and exchanging control and feedback information.   For sending and receiving messages, two basic control primitives are   required:   o  Send Message, to allow the signaling application to pass data to      the NTLP for transport.   o  Receive Message, to allow the NTLP to pass received data to the      signaling application.   The NTLP and signaling application may also want to exchange other   control information, such as the following:   o  Signaling application registration/de-registration, so that      particular signaling application instances can register their      presence with the transport layer.  This may also require some      identifier to be agreed upon between the NTLP and signaling      application to support the exchange of further control information      and to allow the de-multiplexing of incoming data.   o  NTLP configuration, allowing signaling applications to indicate      what optional NTLP features they want to use, and to configure      NTLP operation, such as controlling what transport layer state      should be maintained.   o  Error messages, to allow the NTLP to indicate error conditions to      the signaling application, and vice versa.   o  Feedback information, such as route change indications so that the      signaling application can decide what action to take.Hancock, et al.              Informational                     [Page 27]

RFC 4080                     NSIS Framework                    June 20054.6.  Identity Elements4.6.1.  Flow Identification   The flow identification is a method of identifying a flow in a unique   way.  All packets associated with the same flow will be identified by   the same flow identifier.  The key aspect of the flow identifier is   to provide enough information such that the signaling flow receives   the same treatment along the data path as the actual data itself;   i.e., consistent behavior is applied to the signaling and data flows   by a NAT or policy-based forwarding engine.   Information that could be used in flow identification may include:   o  source IP address;   o  destination IP address;   o  protocol identifier and higher layer (port) addressing;   o  flow label (typical for IPv6);   o  SPI field for IPsec encapsulated data; and   o  DSCP/TOS field.   It is assumed that at most limited wildcarding on these identifiers   is needed.   We assume here that the flow identification is not hidden within the   NSLP, but is explicitly part of the NTLP.  The justification for this   is that being able to do NSIS processing, even at a node which was   unaware of the specific signaling application (seeSection 3.2.3)   might be valuable.  An example scenario would be messages passing   through an addressing boundary where the flow identification had to   be re-written.4.6.2.  Session Identification   There are circumstances in which being able to refer to signaling   application state independently of the underlying flow is important.   For example, if the address of one of the flow endpoints changes due   to a mobility event, it is desirable to be able to change the flow   identifier without having to install a completely new reservation.   The session identifier provides a method to correlate the signaling   about the different flows with the same network control state.Hancock, et al.              Informational                     [Page 28]

RFC 4080                     NSIS Framework                    June 2005   The session identifier is essentially a signaling application   concept, since it is only used in non-trivial state management   actions that are application specific.  However, we assume here that   it should be visible within the NTLP.  This enables it to be used to   control NTLP behavior; for example, by controlling how the transport   layer should forward packets belonging to this session (as opposed to   this signaling application).  In addition, the session identifier can   be used by the NTLP to demultiplex received signaling messages   between multiple instances of the same signaling application, if such   an operational scenario is supported (seeSection 4.6.3 for more   information on signaling application identification).   To be useful for mobility support, the session identifier should be   globally unique, and it should not be modified end-to-end.  It is   well known that it is practically impossible to generate identifiers   in a way that guarantees this property; however, using a large random   number makes it highly likely.  In any case, the NTLP ascribes no   valuable semantics to the identifier (such as 'session ownership');   this problem is left to the signaling application, which may be able   to secure it to be used for this purpose.4.6.3.  Signaling Application Identification   Because the NTLP can be used to support several NSLP types, there is   a need to identify which type a particular signaling message exchange   is being used for.  This is to support:   o  processing of incoming messages -- the NTLP should be able to      demultiplex these towards the appropriate signaling applications;      and   o  processing of general messages at an NSIS-aware intermediate node      -- if the node does not handle the specific signaling application,      it should be able to make a forwarding decision without having to      parse upper-layer information.   No position is taken on the form of the signaling application   identifier, or even the structure of the signaling application   'space': free-standing applications, potentially overlapping groups   of capabilities, etc.  These details should not influence the rest of   the NTLP design.Hancock, et al.              Informational                     [Page 29]

RFC 4080                     NSIS Framework                    June 20054.7.  Security Properties   It is assumed that the only security service required within the NTLP   is channel security.  Channel security requires a security   association to be established between the signaling endpoints, which   is carried out via some authentication and key management exchange.   This functionality could be provided by reusing a standard protocol.   In order to protect a particular signaling exchange, the NSIS entity   needs to select the security association that it has in place with   the next NSIS entity that will be receiving the signaling message.   The ease of doing this depends on the addressing model in use by the   NTLP (seeSection 4.2).   Channel security can provide many different types of protection to   signaling exchanges, including integrity and replay protection and   encryption.  It is not clear which of these is required at the NTLP   layer, although most channel security mechanisms support them all.   It is also not clear how tightly an NSLP can 'bind' to the channel   security service provided by the NTLP.   Channel security can also be applied to the signaling messages with   differing granularity; i.e., all or parts of the signaling message   may be protected.  For example, if the flow is traversing a NAT, only   the parts of the message that do not need to be processed by the NAT   should be protected.  (Alternatively, if the NAT takes part in NTLP   security procedures, it only needs to be given access to the message   fields containing addresses, often just the flow id.)  Which parts of   the NTLP messages need protecting is an open question, as is what   type of protection should be applied to each.5.  Interactions with Other Protocols5.1.  IP Routing Interactions   The NTLP is responsible for determining the next node to be visited   by the signaling protocol.  For path-coupled signaling, this next   node should be one that will be visited by the data flow.  In   practice, this peer discovery will be approximate, as any node could   use any feature of the peer discovery packet to route it differently   from the corresponding data flow packets.  Divergence between the   data and signaling paths can occur due to load sharing or load   balancing (Section 5.1.1).  An example specific to the case of QoS is   given inSection 6.1.1.  Route changes cause a temporary divergence   between the data path and the path on which signaling state has been   installed.  The occurrence, detection, and impact of route changes is   described inSection 5.1.2.  A description of this issue in the   context of QoS is given inSection 6.1.2.Hancock, et al.              Informational                     [Page 30]

RFC 4080                     NSIS Framework                    June 20055.1.1.  Load Sharing and Policy-Based Forwarding   Load sharing or load balancing is a network optimization technique   that exploits the existence of multiple paths to the same destination   in order to obtain benefits in terms of protection, resource   efficiency, or network stability.  It has been proposed for a number   of routing protocols, such as OSPF [16] and others.  In general, load   sharing means that packet forwarding will take into account header   fields in addition to the destination address; a general discussion   of such techniques and the problems they cause is provided in [17].   The significance of load sharing in the context of NSIS is that   routing of signaling messages using end-to-end addressing does not   guarantee that these messages will follow the data path.  Policy-   based forwarding for data packets -- where the outgoing link is   selected based on policy information about fields additional to the   packet destination address -- has the same impact.  Signaling and   data packets may diverge because of both of these techniques.   If signaling packets are given source and destination addresses   identical to data packets, signaling and data may still diverge   because of layer-4 load balancing (based on protocol or port).  Such   techniques would also cause ICMP errors to be misdirected to the   source of the data because of source address spoofing.  If signaling   packets are made identical in the complete 5-tuple, divergence may   still occur because of the presence of router alert options.  The   same ICMP misdirection applies, and it becomes difficult for the end   systems to distinguish between data and signaling packets.  Finally,   QoS routing techniques may base the routing decision on any field in   the packet header (e.g., DSCP).5.1.2.  Route Changes   In a connectionless network, each packet is independently routed   based on its header information.  Whenever a better route towards the   destination becomes available, this route is installed in the   forwarding table and will be used for all subsequent (data and   signaling) packets.  This can cause a divergence between the path   along which state has been installed and the path along which   forwarding will actually take place.  The problem of route changes is   reduced if route pinning is performed.  Route pinning refers to the   independence of the path taken by certain data packets from   reachability changes caused by routing updates from an Interior   Gateway Protocol (OSPF, IS-IS) or an Exterior Gateway Protocol (BGP).   Nothing about NSIS signaling prevents route pinning from being used   as a network engineering technique, provided that it is done in a wayHancock, et al.              Informational                     [Page 31]

RFC 4080                     NSIS Framework                    June 2005   that preserves the common routing of signaling and data.  However,   even if route pinning is used, it cannot be depended on to prevent   all route changes (for example, in the case of link failures).   Handling route changes requires the presence of three processes in   the signaling protocol:   1.  route change detection   2.  installation of state on the new path   3.  removal of state on the old path   Many route change detection methods can be used, some needing   explicit protocol support, and some of which are implementation-   internal.  They differ in their speed of reaction and in the types of   change they can detect.  In rough order of increasing applicability,   they can be summarized as follows:   1.  monitoring changes in local forwarding table state   2.  monitoring topology changes in a link-state routing protocol   3.  inference from changes in data packet TTL   4.  inference from loss of packet stream in a flow-aware router   5.  inference from changes in signaling packet TTL   6.  changed route of an end-to-end addressed signaling packet   7.  changed route of a specific end-to-end addressed probe packet   These methods can be categorized as being based on network monitoring   (methods 1-2), on data packet monitoring (methods 3-4) and on   monitoring signaling protocol messages (methods 5-7); method 6 is the   baseline method of RSVP.  The network monitoring methods can only   detect local changes; in particular, method 1 can only detect an   event that changes the immediate next downstream hop, and method 2   can only detect changes within the scope of the link-state protocol.   Methods 5-7, which are contingent on monitoring signaling messages,   become less effective as soft-state refresh rates are reduced.   When a route change has been detected, it is important that state is   installed as quickly as possible along the new path.  It is not   guaranteed that the new path will be able to provide the same   characteristics that were available on the old path.  To avoid   duplicate state installation or, worse, rejection of the signalingHancock, et al.              Informational                     [Page 32]

RFC 4080                     NSIS Framework                    June 2005   message because of previously installed state, it is important to be   able to recognize the new signaling message as belonging to an   existing session.  In this respect, we distinguish between route   changes with associated change of the flow identification (e.g., in   case of a mobility event when the IP source might change) and route   changes without change of the flow identification (e.g., in case of a   link failure along the path).  The former case requires an identifier   independent from the flow identification; i.e., the session   identifier (Section 4.6.2).  Mobility issues are discussed in more   detail inSection 5.2.   When state has been installed along the new path, the existing state   on the old path needs to be removed.  With the soft-state principle,   this will happen automatically because of the lack of refresh   messages.  Depending on the refresh timer, however, it may be   required to tear down this state much faster (e.g., because it is   tied to an accounting record).  In that case, the teardown message   needs to be able to distinguish between the new path and the old   path.   In some environments, it is desirable to provide connectivity and   per-flow or per-class state management with high-availability   characteristics; i.e., with rapid transparent recovery, even in the   presence of route changes.  This may require interactions with   protocols that are used to manage the routing in this case, such as   Virtual Router Redundancy Protocol (VRRP) [18].   Our basic assumption about such interactions is that the NTLP would   be responsible for detecting the route change and ensuring that   signaling messages were re-routed consistently (in the same way as   the data traffic).  However, further state re-synchronization   (including failover between 'main' and 'standby' nodes in the high   availability case) would be the responsibility of the signaling   application and its NSLP, and would possibly be triggered by the   NTLP.5.2.  Mobility and Multihoming Interactions   The issues associated with mobility and multihoming are a   generalization of the basic route change case of the previous   section.  As well as the fact that packets for a given session are no   longer traveling over a single topological path, the following extra   considerations arise:   1.  The use of IP-layer mobility and multihoming means that more than       one IP source or destination address will be associated with a       single session.  The same applies if application-layer solutions       (e.g., SIP-based approaches) are used.Hancock, et al.              Informational                     [Page 33]

RFC 4080                     NSIS Framework                    June 2005   2.  Mobile IP and associated protocols use some special       encapsulations for some segments of the data path.   3.  The double route may persist for some time in the network (e.g.,       in the case of a 'make-before-break' handover being done by a       multihomed host).   4.  Conversely, the re-routing may be rapid and routine (unlike       network-internal route changes), increasing the importance of       rapid state release on old paths.   The interactions between mobility and signaling have been extensively   analyzed in recent years, primarily in the context of RSVP and Mobile   IP interaction (e.g., the mobility discussion of [5]), but also in   that of other types of network (e.g., [19]).  A general review of the   fundamental interactions is given in [20], which provides further   details on many of the subjects considered in this section.   We assume that the signaling will refer to 'outer' IP headers when   defining the flows it is controlling.  There are two main reasons for   this.  The first is that the data plane will usually be unable to   work in terms of anything else when implementing per-flow treatment   (e.g., we cannot expect that a router will analyze inner headers to   decide how to schedule packets).  The second reason is that we are   implicitly relying on the security provided by the network   infrastructure to ensure that the correct packets are given the   special treatment being signaled for, and this is built on the   relationship between packet source and destination addresses and   network topology.  (This is essentially the same approach that is   used as the basis of route optimization security in Mobile IPv6   [21].)  The consequence of this assumption is that we see the packet   streams to (or from) different addresses as different flows.  Where a   flow is carried inside a tunnel, it is seen as a different flow   again.  The encapsulation issues (point (2) above) are therefore to   be handled the same way as other tunneling cases (Section 5.4).   Therefore, the most critical aspect is that multiple flows are being   used, and the signaling for them needs to be correlated.  This is the   intended role of the session identifier (seeSection 4.6.2, which   also describes some of the security requirements for such an   identifier).  Although the session identifier is visible at the NTLP,   the signaling application is responsible for performing the   correlation (and for doing so securely).  The NTLP responsibility is   limited to delivering the signaling messages for each flow between   the correct signaling application peers.  The locations at which the   correlation takes place are the end system and the signaling-Hancock, et al.              Informational                     [Page 34]

RFC 4080                     NSIS Framework                    June 2005   application-aware node in the network where the flows meet.  (This   node is generally referred to as the "crossover router"; it can be   anywhere in the network.)   Although much work has been done in the past on finding the crossover   router directly from information held in particular mobility   signaling protocols, the initial focus of NSIS work should be a   solution that is not tightly bound to any single mobility approach.   In other words, it should be possible to determine the crossover   router based on NSIS signaling.  (This doesn't rule out the   possibility that some implementations may be able to do this   discovery faster; e.g., by being tightly integrated with local   mobility management protocols.  This is directly comparable to   spotting route changes in fixed networks by being routing aware.)   Note that the crossover router discovery may involve end-to-end   signaling exchanges (especially for flows towards the mobile or   multihomed node), which raises a latency concern.  On the other hand,   end-to-end signaling will have been necessary in any case, at the   application level not only to communicate changed addresses, but also   to update packet classifiers along the path.  It is a matter for   further analysis to decide how these exchanges could be combined or   carried out in parallel.   On the shared part of the path, signaling is needed at least to   update the packet classifiers to include the new flow, although if   correlation with the existing flow is possible it should be possible   to bypass any policy or admission control processing.  State   installation on the new path (and possibly release on the old one)   are also required.  Which entity (one of the end hosts or the   crossover router) controls all these procedures depends on which   entities are authorized to carry out network state manipulations, so   this is therefore a matter of signaling application and NSLP design.   The approach may depend on the sender/receiver orientation of the   original signaling (seeSection 3.3.1).  In addition, in the mobility   case, the old path may no longer be directly accessible to the mobile   node; inter-access-router communication may be required to release   state in these circumstances.   The frequency of handovers in some network types makes fast handover   support protocols desirable, for selecting the optimal access router   for handover (for example, [22]), and for transferring state   information to avoid having to regenerate it in the new access router   after handover (for example, [23]).  Both of these procedures could   have strong interactions with signaling protocols.  The access router   selection might depend on the network control state that could beHancock, et al.              Informational                     [Page 35]

RFC 4080                     NSIS Framework                    June 2005   supported on the path through the new access router.  Transfer of   signaling application state or NTLP/NSLP protocol state may be a   candidate for context transfer.5.3.  Interactions with NATs   Because at least some messages will almost inevitably contain   addresses and possibly higher-layer information as payload, we must   consider the interaction with address translation devices (NATs).   These considerations apply both to 'traditional' NATs of various   types (as defined in [24]) as well as some IPv4/v6 transition   mechanisms, such as Stateless IP/ICMP Translation (SIIT) [25].   In the simplest case of an NSIS-unaware NAT in the path, payloads   will be uncorrected, and signaling will refer to the flow   incorrectly.  Applications could attempt to use STUN [26] or similar   techniques to detect and recover from the presence of the NAT.  Even   then, NSIS protocols would have to use a well-known encapsulation   (TCP/UDP/ICMP) to avoid being dropped by more cautious low-end NAT   devices.   A simple 'NSIS-aware' NAT would require flow identification   information to be in the clear and not to be integrity protected.  An   alternative conceptual approach is to consider the NAT functionality   part of message processing itself, in which case the translating node   can take part natively in any NSIS protocol security mechanisms.   Depending on NSIS protocol layering, it would be possible for this   processing to be done in an NSIS entity that was otherwise ignorant   of any particular signaling applications.  This is the motivation for   including basic flow identification information in the NTLP   (Section 4.6.1).   Note that all of this discussion is independent of the use of a   specific NSLP for general control of NATs (and firewalls).  That case   is considered inSection 6.2.5.4.  Interactions with IP Tunneling   Tunneling is used in the Internet for a number of reasons, such as   flow aggregation, IPv4/6 transition mechanisms, mobile IP, virtual   private networking, and so on.  An NSIS solution must continue to   work in the presence of these techniques.  The presence of the tunnel   should not cause problems for end-to-end signaling, and it should   also be possible to use NSIS signaling to control the treatment of   the packets carrying the tunneled data.Hancock, et al.              Informational                     [Page 36]

RFC 4080                     NSIS Framework                    June 2005   It is assumed that the NSIS approach will be similar to that of [27],   where the signaling for the end-to-end data flow is tunneled along   with that data flow and is invisible to nodes along the path of the   tunnel (other than the endpoints).  This provides backwards   compatibility with networks where the tunnel endpoints do not support   the NSIS protocols.  We assume that NEs will not unwrap tunnel   encapsulations to find and process tunneled signaling messages.   To signal for the packets carrying the tunneled data, the tunnel is   considered a new data flow in its own right, and NSIS signaling is   applied to it recursively.  This requires signaling support in at   least one tunnel endpoint.  In some cases (where the signaling   initiator is at the opposite end of the data flow from the tunnel   initiator; i.e., in the case of receiver initiated signaling), the   ability to provide a binding between the original flow identification   and that for the tunneled flow is needed.  It is left open here   whether this should be an NTLP or an NSLP function.6.  Signaling Applications   This section gives an overview of NSLPs for particular signaling   applications.  The assumption is that the NSLP uses the generic   functionality of the NTLP given earlier; this section describes   specific aspects of NSLP operation.  It includes simple examples that   are intended to clarify how NSLPs fit into the framework.  It does   not replace or even form part of the formal NSLP protocol   specifications; in particular, initial designs are being developed   for NSLPs for resource reservation [28] and middlebox communication   [29].6.1.  Signaling for Quality of Service   In the case of signaling for QoS, all the basic NSIS concepts ofSection 3.1 apply.  In addition, there is an assumed directionality   of the signaling process, in that one end of the signaling flow takes   responsibility for actually requesting the resource.  This leads to   the following definitions:   o  QoS NSIS Initiator (QNI): the signaling entity that makes the      resource request, usually as a result of user application request.   o  QoS NSIS Responder (QNR): the signaling entity that acts as the      endpoint for the signaling and that can optionally interact with      applications as well.   o  QoS NSIS Forwarder (QNF): a signaling entity between a QNI and QNR      that propagates NSIS signaling further through the network.Hancock, et al.              Informational                     [Page 37]

RFC 4080                     NSIS Framework                    June 2005   Each of these entities will interact with a resource management   function (RMF) that actually allocates network resources (router   buffers, interface bandwidth, and so on).   Note that there is no constraint on which end of the signaling flow   should take the QNI role: With respect to the data flow direction, it   could be at the sending or receiving end.6.1.1.  Protocol Message Semantics   The QoS NSLP will include a set of messages to carry out resource   reservations along the signaling path.  A possible set of message   semantics for the QoS NSLP is shown below.  Note that the 'direction'   column in the table below only indicates the 'orientation' of the   message.  Messages can be originated and absorbed at QNF nodes as   well as the QNI or QNR; an example might be QNFs at the edge of a   domain exchanging messages to set up resources for a flow across a   it.  Note that it is left open if the responder can release or modify   a reservation, during or after setup.  This seems mainly a matter of   assumptions about authorization, and the possibilities might depend   on resource type specifics.   The table also explicitly includes a refresh operation.  This does   nothing to a reservation except extend its lifetime, and it is one   possible state management mechanism (see next section).   +-----------+-----------+-------------------------------------------+   | Operation | Direction |                 Operation                 |   +-----------+-----------+-------------------------------------------+   |  Request  |   I-->R   |    Create a new reservation for a flow    |   |           |           |                                           |   |   Modify  |   I-->R   |       Modify an existing reservation      |   |           | (&R-->I?) |                                           |   |           |           |                                           |   |  Release  |   I-->R   |       Delete (tear down) an existing      |   |           | (&R-->I?) |                reservation                |   |           |           |                                           |   |  Accept/  |   R-->I   |  Confirm (possibly modified?) or reject a |   |   Reject  |           |            reservation request            |   |           |           |                                           |   |   Notify  |  I-->R &  |    Report an event detected within the    |   |           |   R-->I   |                  network                  |   |           |           |                                           |   |  Refresh  |   I-->R   |    State management (seeSection 6.1.2)   |   +-----------+-----------+-------------------------------------------+Hancock, et al.              Informational                     [Page 38]

RFC 4080                     NSIS Framework                    June 20056.1.2.  State Management   The primary purpose of NSIS is to manage state information along the   path taken by a data flow.  The issues regarding state management   within the NTLP (state related to message transport) are described inSection 4.  The QoS NSLP will typically have to handle additional   state related to the desired resource reservation to be made.   There two critical issues to be considered in building a robust NSLP   to handle this problem:   o  The protocol must be scalable.  It should allow minimization of      the resource reservation state-storage demands that it implies for      intermediate nodes; in particular, storage of state per 'micro'      flow is likely to be impossible except at the very edge of the      network.  A QoS signaling application might require per-flow or      lower granularity state; examples of each for the case of QoS      would be IntServ [30] or RMD [31] (per 'class' state),      respectively.   o  The protocol must be robust against failure and other conditions      that imply that the stored resource reservation state has to be      moved or removed.   For resource reservations, soft-state management is typically used as   a general robustness mechanism.  According to the discussion ofSection 3.2.5, the soft-state protocol mechanisms are built into the   NSLP for the specific signaling application that needs them; the NTLP   sees this simply as a sequence of (presumably identical) messages.6.1.3.  Route Changes and QoS Reservations   In this section, we will explore the expected interaction between   resource signaling and routing updates (the precise source of routing   updates does not matter).  The normal operation of the NSIS protocol   will lead to the situation depicted in Figure 7, where the reserved   resources match the data path.                   reserved +-----+  reserved  +-----+                  =========>| QNF |===========>| QNF |                            +-----+            +-----+                 --------------------------------------->                                 data path                 Figure 7: Normal NSIS Protocol OperationHancock, et al.              Informational                     [Page 39]

RFC 4080                     NSIS Framework                    June 2005   A route change can occur while such a reservation is in place.  The   route change will be installed immediately, and any data will be   forwarded on the new path.  This situation is depicted Figure 8.   Resource reservation on the new path will only be started once the   next control message is routed along the new path.  This means that   there is a certain time interval during which resources are not   reserved on (part of) the data path, and certain delay or   drop-sensitive applications will require that this time interval be   minimized.  Several techniques to achieve this could be considered.   As an example, RSVP [7] has the concept of local repair, whereby the   router may be triggered by a route change.  In that case, the RSVP   node can start sending PATH messages directly after the route has   been changed.  Note that this option may not be available if no   per-flow state is kept in the QNF.  Another approach would be to   pre-install backup state, and it would be the responsibility of the   QoS-NSLP to do this.  However, mechanisms for identifying backup   paths and routing the necessary signaling messages along them are not   currently considered in the NSIS requirements and framework.                              Route update                                   |                                   v                       reserved +-----+  reserved  +-----+                      =========>| QNF |===========>| QNF |                                +-----+            +-----+                       --------   ||                               \  ||           +-----+                                |  ===========>| QNF |                                |              +-----+                                +--------------------------->                                  data path                          Figure 8: Route Change   The new path might not be able to provide the same guarantees that   were available on the old path.  Therefore, it might be desirable for   the QNF to wait until resources have been reserved on the new path   before allowing the route change to be installed (unless, of course,   the old path no longer exists).  However, delaying the route change   installation while waiting for reservation setup needs careful   analysis of the interaction with the routing protocol being used, in   order to avoid routing loops.   Another example related to route changes is denoted as severe   congestion and is explained in [31].  This solution adapts to a route   change when a route change creates congestion on the new routed path.Hancock, et al.              Informational                     [Page 40]

RFC 4080                     NSIS Framework                    June 20056.1.4.  Resource Management Interactions   The QoS NSLP itself is not involved in any specific resource   allocation or management techniques.  The definition of an NSLP for   resource reservation with Quality of Service, however, implies the   notion of admission control.  For a QoS NSLP, the measure of   signaling success will be the ability to reserve resources from the   total resource pool that is provisioned in the network.  We define   the function responsible for allocating this resource pool as the   Resource Management Function (RMF).  The RMF is responsible for all   resource provisioning, monitoring, and assurance functions in the   network.   A QoS NSLP will rely on the RMF to do resource management and to   provide inputs for admission control.  In this model, the RMF acts as   a server towards client NSLP(s).  Note, however, that the RMF may in   turn use another NSLP instance to do the actual resource provisioning   in the network.  In this case, the RMF acts as the initiator (client)   of an NSLP.   This essentially corresponds to a multi-level signaling paradigm,   with an 'upper' level handling internetworking QoS signaling   (possibly running end-to-end), and a 'lower' level handling the more   specialized intra-domain QoS signaling (running between just the   edges of the network).  (See [10], [32], and [33] for a discussion of   similar architectures.)  Given that NSIS signaling is already   supposed to be able to support multiple instances of NSLPs for a   given flow and limited scope (e.g., edge-to-edge) operation, it is   not currently clear that supporting the multi-level model leads to   any new protocol requirements for the QoS NSLP.   The RMF may or may not be co-located with a QNF (note that   co-location with a QNI/QNR can be handled logically as a combination   between QNF and QNI/QNR).  To cater for both cases, we define a   (possibly logical) QNF-RMF interface.  Over this interface,   information may be provided from the RMF about monitoring, resource   availability, topology, and configuration.  In the other direction,   the interface may be used to trigger requests for resource   provisioning.  One way to formalize the interface between the QNF and   the RMF is via a Service Level Agreement (SLA).  The SLA may be   static or it may be dynamically updated by means of a negotiation   protocol.  Such a protocol is outside the scope of NSIS.   There is no assumed restriction on the placement of the RMF.  It may   be a centralized RMF per domain, several off-path distributed RMFs,   or an on-path RMF per router.  The advantages and disadvantages of   both approaches are well-known.  Centralization typically allows   decisions to be taken using more global information, with moreHancock, et al.              Informational                     [Page 41]

RFC 4080                     NSIS Framework                    June 2005   efficient resource utilization as a result.  It also facilitates   deployment or upgrade of policies.  Distribution allows local   decision processes and rapid response to data path changes.6.2.  Other Signaling Applications   As well as the use for 'traditional' QoS signaling, it should be   possible to develop NSLPs for other signaling applications that   operate on different types of network control state.  One specific   case is setting up flow-related state in middleboxes (firewalls,   NATs, and so on).  Requirements for such communication are given in   [4].  Other examples include network monitoring and testing, and   tunnel endpoint discovery.7.  Security Considerations   This document describes a framework for signaling protocols that   assumes a two-layer decomposition, with a common lower layer (NTLP)   supporting a family of signaling-application-specific upper-layer   protocols (NSLPs).  The overall security considerations for the   signaling therefore depend on the joint security properties assumed   or demanded for each layer.   Security for the NTLP is discussed inSection 4.7.  We have assumed   that, apart from being resistant to denial of service attacks against   itself, the main role of the NTLP will be to provide message   protection over the scope of a single peer relationship, between   adjacent signaling application entities.  (SeeSection 3.2.3 for a   discussion of the case where these entities are separated by more   than one NTLP hop.)  These functions can ideally be provided by an   existing channel security mechanism, preferably using an external key   management mechanism based on mutual authentication.  Examples of   possible mechanisms are TLS, IPsec and SSH.  However, there are   interactions between the actual choice of security protocol and the   rest of the NTLP design.  Primarily, most existing channel security   mechanisms require explicit identification of the peers involved at   the network and/or transport level.  This conflicts with those   aspects of path-coupled signaling operation (e.g., discovery) where   this information is not even implicitly available because peer   identities are unknown; the impact of this 'next-hop problem' on RSVP   design is discussed in the security properties document [6] and also   influences many parts of the threat analysis [2].  Therefore, this   framework does not mandate the use of any specific channel security   protocol; instead, this has to be integrated with the design of the   NTLP as a whole.Hancock, et al.              Informational                     [Page 42]

RFC 4080                     NSIS Framework                    June 2005   Security for the NSLPs is entirely dependent on signaling application   requirements.  In some cases, no additional protection may be   required compared to what is provided by the NTLP.  In other cases,   more sophisticated object-level protection and the use of public-   key-based solutions may be required.  In addition, the NSLP needs to   consider the authorization requirements of the signaling application.   Authorization is a complex topic, for which a very brief overview is   provided inSection 3.3.7.   Another factor is that NTLP security mechanisms operate only locally,   whereas NSLP mechanisms may also need to operate over larger regions   (not just between adjacent peers), especially for authorization   aspects.  This complicates the analysis of basing signaling   application security on NTLP protection.   An additional concern for signaling applications is the session   identifier security issue (Sections4.6.2 and5.2).  The purpose of   this identifier is to decouple session identification (as a handle   for network control state) from session "location" (i.e., the data   flow endpoints).  The identifier/locator distinction has been   extensively discussed in the user plane for end-to-end data flows,   and is known to lead to non-trivial security issues in binding the   two together again.  Our problem is the analogue in the control   plane, and is at least similarly complex, because of the need to   involve nodes in the interior of the network as well.   Further work on this and other security design will depend on a   refinement of the NSIS threats work begun in [2].8.  References8.1.  Normative References   [1]   Brunner, M., "Requirements for Signaling Protocols",RFC 3726,         April 2004.   [2]   Tschofenig, H. and D. Kroeselberg, "Security Threats for Next         Steps in Signaling (NSIS)",RFC 4081, June 2005.   [3]   Chaskar, H., "Requirements of a Quality of Service (QoS)         Solution for Mobile IP",RFC 3583, September 2003.   [4]   Swale, R., Mart, P., Sijben, P., Brim, S., and M. Shore,         "Middlebox Communications (midcom) Protocol Requirements",RFC 3304, August 2002.Hancock, et al.              Informational                     [Page 43]

RFC 4080                     NSIS Framework                    June 20058.2.  Informative References   [5]   Manner, J. and X. Fu, "Analysis of Existing Quality of Service         Signaling Protocols", Work in Progress, December 2004.   [6]   Tschofenig, H.,"RSVP Security Properties", Work in Progress,         February 2005.   [7]   Braden, R., Zhang, L., Berson, S., Herzog, S., and S. Jamin,         "Resource ReSerVation Protocol (RSVP) -- Version 1 Functional         Specification",RFC 2205, September 1997.   [8]   Katz, D., "IP Router Alert Option",RFC 2113, February 1997.   [9]   Partridge, C. and A. Jackson, "IPv6 Router Alert Option",RFC 2711, October 1999.   [10]  Baker, F., Iturralde, C., Le Faucheur, F., and B. Davie,         "Aggregation of RSVP for IPv4 and IPv6 Reservations",RFC 3175,         September 2001.   [11]  Rescorla, E. and B. Korver, "Guidelines for Writing RFC Text on         Security Considerations",BCP 72,RFC 3552, July 2003.   [12]  Tschofenig, H., "NSIS Authentication, Authorization and         Accounting Issues", Work in Progress, March 2003.   [13]  Berger, L., Gan, D., Swallow, G., Pan, P., Tommasi, F., and S.         Molendini, "RSVP Refresh Overhead Reduction Extensions",RFC 2961, April 2001.   [14]  Ji, P., Ge, Z., Kurose, J., and D. Townsley, "A Comparison of         Hard-State and Soft-State Signaling Protocols", Computer         Communication Review, Volume 33, Number 4, October 2003.   [15]  Floyd, S., "Congestion Control Principles",BCP 41,RFC 2914,         September 2000.   [16]  Apostolopoulos, G., Kamat, S., Williams, D., Guerin, R., Orda,         A., and T. Przygienda, "QoS Routing Mechanisms and OSPF         Extensions",RFC 2676, August 1999.   [17]  Thaler, D. and C. Hopps, "Multipath Issues in Unicast and         Multicast Next-Hop Selection",RFC 2991, November 2000.   [18]  Hinden, R., "Virtual Router Redundancy Protocol (VRRP)",RFC3768, April 2004.Hancock, et al.              Informational                     [Page 44]

RFC 4080                     NSIS Framework                    June 2005   [19]  Heijenk, G., Karagiannis, G., Rexhepi, V., and L. Westberg,         "DiffServ Resource Management in IP-based Radio Access         Networks", Proceedings of 4th International Symposium on         Wireless Personal Multimedia Communications WPMC'01, September         9 - 12 2001.   [20]  Manner, J., Lopez, A., Mihailovic, A., Velayos, H., Hepworth,         E., and Y. Khouaja, "Evaluation of Mobility and QoS         Interaction", Computer Networks Volume 38, Issue 2, p. 137-163,         5 February 2002.   [21]  Johnson, D., Perkins, C., and J. Arkko, "Mobility Support in         IPv6",RFC 3775, June 2004.   [22]  Liebsch, M., Ed., Singh, A., Ed., Chaskar, H., Funato, D., and         E. Shim, "Candidate Access Router Discovery (CARD)", Work in         Progress, May 2005.   [23]  Kempf, J., "Problem Description: Reasons For Performing Context         Transfers Between Nodes in an IP Access Network",RFC 3374,         September 2002.   [24]  Srisuresh, P. and M. Holdrege, "IP Network Address Translator         (NAT) Terminology and Considerations",RFC 2663, August 1999.   [25]  Nordmark, E., "Stateless IP/ICMP Translation Algorithm (SIIT)",RFC 2765, February 2000.   [26]  Rosenberg, J., Weinberger, J., Huitema, C., and R. Mahy, "STUN         - Simple Traversal of User Datagram Protocol (UDP) Through         Network Address Translators (NATs)",RFC 3489, March 2003.   [27]  Terzis, A., Krawczyk, J., Wroclawski, J., and L. Zhang, "RSVP         Operation Over IP Tunnels",RFC 2746, January 2000.   [28]  Bosch, S., Karagiannis, G., and A. McDonald, "NSLP for         Quality-of-Service signaling", Work in Progress, February 2005.   [29]  Stiemerling, M., "A NAT/Firewall NSIS Signaling Layer Protocol         (NSLP)", Work in Progress, February 2005.   [30]  Braden, R., Clark, D., and S. Shenker, "Integrated Services in         the Internet Architecture: an Overview",RFC 1633, June 1994.Hancock, et al.              Informational                     [Page 45]

RFC 4080                     NSIS Framework                    June 2005   [31]  Westberg, L., Csaszar, A., Karagiannis, G., Marquetant, A.,         Partain, D., Pop, O., Rexhepi, V., Szabo, R., and A. Takacs,         "Resource Management in Diffserv (RMD): A Functionality and         Performance Behavior Overview", Seventh International Workshop         on Protocols for High-Speed networks PfHSN 2002, 22 - 24         April 2002.   [32]  Ferrari, D., Banerjea, A., and H. Zhang, "Network Support for         Multimedia - A Discussion of the Tenet Approach",         Berkeley TR-92-072, November 1992.   [33]  Nichols, K., Jacobson, V., and L. Zhang, "A Two-bit         Differentiated Services Architecture for the Internet",RFC 2638, July 1999.Hancock, et al.              Informational                     [Page 46]

RFC 4080                     NSIS Framework                    June 2005Appendix A.  Contributors   Several parts of the introductory sections of this document (in   particular, in Sections3.1 and3.3) are based on contributions from   Ilya Freytsis, then of Cetacean Networks, Inc.   Bob Braden originally proposed "A Two-Level Architecture for Internet   Signalling" as an Internet-Draft in November 2001.  This document   served as an important starting point for the framework discussed   herein, and the authors owe a debt of gratitude to Bob for this   proposal.Appendix B.  Acknowledgements   The authors would like to thank Bob Braden, Maarten Buchli, Eleanor   Hepworth, Andrew McDonald, Melinda Shore, and Hannes Tschofenig for   significant contributions in particular areas of this document.  In   addition, the authors would like to acknowledge Cedric Aoun, Attila   Bader, Anders Bergsten, Roland Bless, Marcus Brunner, Louise Burness,   Xiaoming Fu, Ruediger Geib, Danny Goderis, Kim Hui, Cornelia Kappler,   Sung Hycuk Lee, Thanh Tra Luu, Mac McTiffin, Paulo Mendes, Hans De   Neve, Ping Pan, David Partain, Vlora Rexhepi, Henning Schulzrinne,   Tom Taylor, Michael Thomas, Daniel Warren, Michael Welzl, Lars   Westberg, and Lixia Zhang for insights and inputs during this and   previous framework activities.  Dave Oran, Michael Richardson, and   Alex Zinin provided valuable comments during the final review stages.Hancock, et al.              Informational                     [Page 47]

RFC 4080                     NSIS Framework                    June 2005Authors' Addresses   Robert Hancock   Siemens/Roke Manor Research   Old Salisbury Lane   Romsey, Hampshire  SO51 0ZN   UK   EMail: robert.hancock@roke.co.uk   Georgios Karagiannis   University of Twente   P.O. BOX 217   7500 AE Enschede   The Netherlands   EMail: g.karagiannis@ewi.utwente.nl   John Loughney   Nokia Research Center   11-13 Itamerenkatu   Helsinki  00180   Finland   EMail: john.loughney@nokia.com   Sven Van den Bosch   Alcatel   Francis Wellesplein 1   B-2018 Antwerpen   Belgium   EMail: sven.van_den_bosch@alcatel.beHancock, et al.              Informational                     [Page 48]

RFC 4080                     NSIS Framework                    June 2005Full Copyright Statement   Copyright (C) The Internet Society (2005).   This document is subject to the rights, licenses and restrictions   contained inBCP 78, and except as set forth therein, the authors   retain all their rights.   This document and the information contained herein are provided on an   "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS   OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY AND THE INTERNET   ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS OR IMPLIED,   INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE   INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED   WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.Intellectual Property   The IETF takes no position regarding the validity or scope of any   Intellectual Property Rights or other rights that might be claimed to   pertain to the implementation or use of the technology described in   this document or the extent to which any license under such rights   might or might not be available; nor does it represent that it has   made any independent effort to identify any such rights.  Information   on the procedures with respect to rights in RFC documents can be   found inBCP 78 andBCP 79.   Copies of IPR disclosures made to the IETF Secretariat and any   assurances of licenses to be made available, or the result of an   attempt made to obtain a general license or permission for the use of   such proprietary rights by implementers or users of this   specification can be obtained from the IETF on-line IPR repository athttp://www.ietf.org/ipr.   The IETF invites any interested party to bring to its attention any   copyrights, patents or patent applications, or other proprietary   rights that may cover technology that may be required to implement   this standard.  Please address the information to the IETF at ietf-   ipr@ietf.org.Acknowledgement   Funding for the RFC Editor function is currently provided by the   Internet Society.Hancock, et al.              Informational                     [Page 49]

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