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Network Working Group                                          R. SparksRequest for Comments: 3892                                          XtenCategory: Standards Track                                 September 2004The Session Initiation Protocol (SIP) Referred-By MechanismStatus of this Memo   This document specifies an Internet standards track protocol for the   Internet community, and requests discussion and suggestions for   improvements.  Please refer to the current edition of the "Internet   Official Protocol Standards" (STD 1) for the standardization state   and status of this protocol.  Distribution of this memo is unlimited.Copyright Notice   Copyright (C) The Internet Society (2004).Abstract   The Session Initiation Protocol (SIP) REFER method provides a   mechanism where one party (the referrer) gives a second party (the   referee) an arbitrary URI to reference.  If that URI is a SIP URI,   the referee will send a SIP request, often an INVITE, to that URI   (the refer target).  This document extends the REFER method, allowing   the referrer to provide information about the REFER request to the   refer target using the referee as an intermediary.  This information   includes the identity of the referrer and the URI to which the   referrer referred.  The mechanism utilizes S/MIME to help protect   this information from a malicious intermediary.  This protection is   optional, but a recipient may refuse to accept a request unless it is   present.Sparks                      Standards Track                     [Page 1]

RFC 3892             The SIP Referred-By Mechanism        September 2004Table of Contents1.  Overview . . . . . . . . . . . . . . . . . . . . . . . . . . .21.1.  Requirements Notation  . . . . . . . . . . . . . . . . .32.  The Referred-By Mechanism  . . . . . . . . . . . . . . . . . .32.1.  Referrer Behavior  . . . . . . . . . . . . . . . . . . .42.2.  Referee Behavior . . . . . . . . . . . . . . . . . . . .42.3.  Refer Target Behavior  . . . . . . . . . . . . . . . . .53.  The Referred-By Header Field . . . . . . . . . . . . . . . . .64.  The Referred-By Token  . . . . . . . . . . . . . . . . . . . .74.1.  Refer Target Inspection of a Referred-By Token . . . . .85.  The 429 Provide Referrer Identity Error Response . . . . . . .86.  Security Considerations  . . . . . . . . . . . . . . . . . . .86.1.  Identifying the Referee in the Referred-by Token . . . .107.  Examples . . . . . . . . . . . . . . . . . . . . . . . . . . .117.1.  Basic REFER  . . . . . . . . . . . . . . . . . . . . . .117.2.  Insecure REFER . . . . . . . . . . . . . . . . . . . . .147.3.  Requiring Referrer Identity  . . . . . . . . . . . . . .147.4.  Nested REFER . . . . . . . . . . . . . . . . . . . . . .188.  IANA Considerations  . . . . . . . . . . . . . . . . . . . . .239.  Contributors . . . . . . . . . . . . . . . . . . . . . . . . .2310. References . . . . . . . . . . . . . . . . . . . . . . . . . .2310.1. Normative References . . . . . . . . . . . . . . . . . .2310.2. Informative References . . . . . . . . . . . . . . . . .2411. Author's Address . . . . . . . . . . . . . . . . . . . . . . .2412. Full Copyright Statement . . . . . . . . . . . . . . . . . . .251.  Overview   The SIP REFER method [2] provides a mechanism where one party (the   referrer) provides a second party (the referee) with an arbitrary URI   to reference.  If that URI is a SIP URI, the referee will send a SIP   request, often an INVITE, to that URI (the refer target).  Nothing   provided in [2] distinguishes this referenced request from any other   request the referee might have sent to the refer target.      Referrer           Referee            Refer Target         |                  |                    |         | REFER            |                    |         | Refer-To: target |                    |         |----------------->| INVITE target      |         |                  |------------------->|Sparks                      Standards Track                     [Page 2]

RFC 3892             The SIP Referred-By Mechanism        September 2004   There are applications of REFER, such as call transfer [8], where it   is desirable to provide the refer target with particular information   about the referrer and the REFER request itself.  This information   may include, but is not limited to, the referrer's identity, the   referred to URI, and the time of the referral.  The refer target can   use this information when deciding whether to admit the referenced   request.  This document defines one set of mechanisms to provide that   information.   All of the mechanisms in this document involve placing information in   the REFER request that the referee copies into the referenced   request.  This necessarily establishes the referee as an eavesdropper   and places the referee in a position to launch man-in-the-middle   attacks on that information.   At the simplest level, this document defines a mechanism for carrying   the referrer's identity, expressed as a SIP URI in a new header:   Referred-By.  The refer target can use that information, even if it   has not been protected from the referee, at the perils and with the   limitations documented here.  The document proceeds to define an   S/MIME based mechanism for expressing the identity of the referrer   and capturing other information about the REFER request, allowing the   refer target to detect tampering (and other undesirable behaviors) by   the referee.1.1.  Requirements Notation   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this   document are to be interpreted as described inBCP 14,RFC 2119 [1].2.  The Referred-By Mechanism   The following figure summarizes how Referred-By information is   carried to the Refer Target.  The Referrer provides a Referred-By   header with its SIP address-of-record, optionally associating an   S/MIME protected token reflecting the identity of the referrer and   the details of the REFER request.  The Referee copies this header and   the token, if provided, into the triggered request (shown here as an   INVITE).Sparks                      Standards Track                     [Page 3]

RFC 3892             The SIP Referred-By Mechanism        September 2004   Referrer                       Referee                   Refer Target      |                              |                             |      | REFER                        |                             |      | Refer-To: target             |                             |      | Referred-By: referrer;cid=X  |                             |      |                              |                             |      | (one of the body parts is)   |                             |      | Content-ID: X                |                             |      | <Referred-By Token>          |                             |      |----------------------------->|                             |      |                              | INVITE target               |      |                              | Referred-By: referrer;cid=X |      |                              |                             |      |                              | (one of the body parts is)  |      |                              | Content-ID: X               |      |                              | <Referred-By token>         |      |                              |---------------------------->|2.1.  Referrer Behavior   A UA sending a REFER request (a referrer) MAY provide a Referred-By   header field value in the request.  A REFER request MUST NOT contain   more than one Referred-By header field value.   A referrer MAY include a Referred-By token in a REFER request.  A   REFER request containing a Referred-By token MUST contain a   Referred-By header field value with a cid parameter value equal to   the Content-ID of the body part containing the token.   The referrer will receive a NOTIFY with a message/sipfrag [4] body   indicating a final response of 429 "Provide Referrer Identity" to the   referenced request if the refer target requires a valid Referred-By   token to accept the request.  This can occur when either no token is   provided or a provided token is invalid.   The referrer will receive a 429 "Provide Referrer Identity" response   to the REFER if the referee requires a Referred-By token to be   present in order to accept the REFER.   If a referrer wishes to re-attempt to refer a referee after receiving   a 429 response or a NOTIFY containing a 429, it MAY submit a new   REFER request containing a Referred-By token.2.2.  Referee Behavior   A UA accepting a REFER request (a referee) to a SIP URI (using either   the sip: or sips: scheme) MUST copy any Referred-By header field   value and token into the referenced request without modification.Sparks                      Standards Track                     [Page 4]

RFC 3892             The SIP Referred-By Mechanism        September 2004   A referee MAY reject a REFER request that does not contain a   Referred-By token with a 429 "Provide Referrer Identity" response.  A   referee SHOULD NOT reject a request that contains a Referred-By token   encrypted to a key it does not possess simply because it cannot   decrypt the token.  (One scenario where such rejection would be   appropriate is when the referee is attempting to remain anonymous   (seeSection 6.1).)  Note that per [3], the referee should still be   able to verify the signature of such an encrypted token.   A referee SHOULD present the same identity to the referrer and the   refer target.2.3.  Refer Target Behavior   A UA receiving a non-REFER SIP request MAY inspect the request for a   Referred-By header field and token.   If a Referred-By header field value is not present, this UA cannot   distinguish this request from any other the UA acting as the referee   might have sent.  Thus, the UA would apply exactly the admissions   policies and processing described in [5] to the request.   If a Referred-By header field value is present, the receiving UA can   consider itself a refer target and MAY apply additional admission   policies based on the contents of the Referred-By header field and   token.   The referee is in a position to modify the contents of the Referred-   By header field value, or falsely provide one even if no REFER   actually exists.  If such behavior could affect admission policy   (including influencing the agent's user by rendering misleading   content), the refer target SHOULD require that a valid Referred-By   token be present.   The refer target MAY reject a request if no Referred-By token is   present or if the token is stale using the 429 "Provide Referrer   Identity" error response defined inSection 5.  The 428 error   response from [7] is not appropriate for this purpose - it is needed   for the refer target to request an authentication token from the   referee.   If no Referred-By token is present, the refer target MAY proceed with   processing the request.  If the agent provides any information from   the Referred-By header to its user as part of processing the request,   it MUST notify the user that the information is suspect.   The refer target MUST reject an otherwise well-formed request with an   invalid Referred-By token (seeSection 4) with a 429 error response.Sparks                      Standards Track                     [Page 5]

RFC 3892             The SIP Referred-By Mechanism        September 20043.  The Referred-By Header Field   Referred-By is a request header field as defined by [5].  It can   appear in any request.  It carries a SIP URI representing the   identity of the referrer and, optionally, the Content-ID of a body   part (the Referred-By token) that provides a more secure statement of   that identity.      Referred-By  =  ("Referred-By" / "b") HCOLON referrer-uri                     *( SEMI (referredby-id-param / generic-param) )      referrer-uri = ( name-addr / addr-spec )      referredby-id-param = "cid" EQUAL sip-clean-msg-id      sip-clean-msg-id = LDQUOT dot-atom "@" (dot-atom / host) RDQUOT      dot-atom = atom *( "." atom )      atom     = 1*( alphanum / "-" / "!" / "%" / "*" /                          "_" / "+" / "'" / "`" / "~"   )   Since the Content-ID appears as a SIP header parameter value which   must conform to the expansion of the gen-value defined in [5], this   grammar produces values in the intersection of the expansions of   gen-value and msg-id from [9].  The double-quotes surrounding the   sip-clean-msg-id MUST be replaced with left and right angle brackets   to derive the Content-ID used in the message's MIME body.  For   example,      Referred-By: sip:r@ref.example;cid="2UWQFN309shb3@ref.example"         indicates the token is in the body part containing           Content-ID: <2UWQFN309shb3@ref.example>   If the referrer-uri contains a comma, question mark, or semicolon,   (for example, if it contains URI parameters) the URI MUST be enclosed   in angle brackets (< and >). Any URI parameters are contained within   these brackets. If the URI is not enclosed in angle brackets, any   semicolon-delimited parameters are header-parameters, not URI   parameters.   The Referred-By header field MAY appear in any SIP request, but is   meaningless for ACK and CANCEL.  Proxies do not need to be able to   read Referred-By header field values and MUST NOT remove or modify   them.Sparks                      Standards Track                     [Page 6]

RFC 3892             The SIP Referred-By Mechanism        September 2004   The following row should be interpreted as if it appeared in Table 3   ofRFC 3261.     Header field              where       proxy ACK BYE CAN INV OPT REG     ___________________________________________________________________     Referred-By                 R                -   o   -   o   o   o4.  The Referred-By Token   The Referred-By token is an Authenticated Identity Body as defined by   [3].  This body part MUST be identified with a MIME [6] Content-ID:   field.   The sipfrag inside a Referred-By token MUST contain copies of the   Refer-To, Referred-By, and Date header fields from the REFER request.   The token SHOULD NOT contain the Call-ID header field from the REFER   request as that information is not useful to the refer target and may   even be an information leak.  The token SHOULD NOT contain the From   header field from the REFER request since the identity being claimed   is represented in the Referred-By header field.   The token MAY contain the To header field from the REFER request, but   it SHOULD NOT be included unless the referrer has cryptographically   identified the referee.  Some ways this authentication can be   achieved include inspecting the certificates used in a TLS   association between the referrer and the referee or encrypting the   Refer-To header in the REFER request using the S/MIME encryption   techniques detailed in [5].   When inspecting the certificates used to establish TLS associations,   the identity asserted in the token's To header field URI is compared   to the subjectAltNames from the referee's certificate.  The sip and   sips URI schemes MUST be treated as equivalent for this comparison.   If the URI is an exact match, confidence in the authentication is   high and the To header field MAY be added to the token.  If the   certificate subjects contain only a hostname matching the hostname   portion of the URI, an application level warning SHOULD be issued to   the referrer agent's user seeking that user's consent before   including the To header field in the token.   Including the To header field in the token significantly strengthens   the claim being asserted by the token, but may have privacy   implications as discussed inSection 6.1.   Additional header fields and body parts MAY be included in the token.Sparks                      Standards Track                     [Page 7]

RFC 3892             The SIP Referred-By Mechanism        September 2004   As described in [3], a Referred-By token MAY be encrypted as well as   signed.  The subjectAltName of the certificate used for these   operations SHOULD exactly match the identity claimed in the   referrer-uri in the Referred-By header field in the token.4.1.  Refer Target Inspection of a Referred-By Token   A refer target MUST treat a Referred-By token with an invalid   signature as an invalid token.  A target SHOULD treat a token with an   aged Date header field value as invalid.   A target SHOULD verify that the request it receives matches the   reference in the Refer-To header field in the token.  This   verification SHOULD include at least the request method and any   indicated end-to-end header field values.  Note that the URI in the   Refer-To header field may not match the request URI in the received   request due to request re-targeting between the referee and the refer   target.   The target SHOULD verify that the identity in the Referred-By header   field in the token exactly matches the SubjectAltName from the   signing certificate, reporting discrepancies to its user as described   in [3].   If the token contains a To header field, the target SHOULD verify   that the identity it expresses matches the referrer.  One way of   verifying this is to exactly match the identity in the token's To   header field with the subjectAltName of the certificate used by the   referee to sign the aib protecting the request itself.  The 428   response defined in [7] can be used to request such an aib if one is   not already present.5.  The 429 Provide Referrer Identity Error Response   The 429 client error response code is used by a refer target to   indicate that the referee must provide a valid Referred-By token.  As   discussed in the behavior section, the referee will forward this   error response to the referrer in a NOTIFY as the result of the   REFER.  The suggested text phrase for the 429 error response is   "Provide Referrer Identity".6.  Security Considerations   The mechanism defined in this specification relies on an intermediary   (the referee) to forward information from the referrer to the refer   target.  This necessarily establishes the referee as an eavesdropper   of that information and positions him perfectly to launch man-in-   the-middle attacks using the mechanism.Sparks                      Standards Track                     [Page 8]

RFC 3892             The SIP Referred-By Mechanism        September 2004   A SIP proxy is similarly positioned.  Protecting SIP messaging from   malicious proxy implementations is discussed in [5].  In contrast to   a proxy,  the referee's agent is an endpoint.  Proxies will typically   be managed and monitored by service providers.  Malicious behavior by   a proxy is more likely to be noticed and result in negative   repercussions for the provider than malicious behavior by an endpoint   would be.  The behavior of an endpoint can be entirely under the   control of a single user.  Thus, it is more feasible for an endpoint   acting as referee to behave maliciously than it is for a proxy being   operated by a service provider.   This specification uses an S/MIME based mechanism to enable the refer   target to detect manipulation of the Referred-By information by the   referee.  Use of this protection is optional!  The community has   asserted that there are systems where trust in the validity of this   information is either not important or can be established through   other means.  Any implementation choosing not to use this optional   mechanism needs to provide its own defense to the following risks:   o  The Referred-By information is highly likely to influence request      admission policy.  For instance, it may be displayed to the user      of the agent with a "This call was transferred to you by X.      Accept?" prompt.  A malicious referee can unduly influence that      policy decision by providing falsified referred-by information.      This includes falsely claiming to have been referred in the first      place.  (The S/MIME mechanism protects the information with a      signature, hampering the referee's ability to inject or modify      information without knowing the key used for that signature.)   o  A referee is by definition an eavesdropper of the referred-by      information.  Parts of that information may be sensitive.  (The      S/MIME mechanism allows encryption.)   o  The referee may store any referred-by information it sees and      paste it into future unrelated requests.  (The S/MIME mechanism      allows detection of stale assertions by covering a timestamp with      the signature and allows detection of use in unrelated requests by      covering the Refer-To header field with the signature.)   The mechanisms in this specification do NOT prevent the referee from   deleting ALL referred-by information from the referenced request.  A   refer target can not detect such deletion.  This introduces no new   problems since removing all referred-by information from a referenced   request transforms it into an ordinary SIP request as described in   [5].  Thus the referee gains no new influence over processing logic   at the refer target by removing the referred-by information.Sparks                      Standards Track                     [Page 9]

RFC 3892             The SIP Referred-By Mechanism        September 2004   Refer targets can protect themselves from the possibility of a   malicious referee removing a token (leaving an unsecured identity in   the Referred-By header field) by using the 429 error response.   Applications using the mechanisms in this document may be able to   take advantage of pre-existing relationships between the participants   to mitigate the risks of its use.  In some transfer scenarios, A has   the choice of referring B to C or referring C to B.  If A and B have   a pre-existing trust relationship, leading A to have greater   confidence that B will not behave maliciously (B is A's   administrative assistant for example), referring B to C may make more   sense.   This mechanism involves two SIP requests between three endpoints, the   REFER and the referenced request.  The content of those messages   (including the referred-by information) is subject to the security   considerations and protection mechanisms documented in [5].   Proxies between the participants may collect referred-by information   and re-insert it in future requests or make it available to hostile   endpoints.  The end-to-end confidentiality capabilities discussed in   [5] can help reduce the risk of exposing sensitive referred-by   information to these proxies.  The abuse possibilities in subsequent   requests by proxies (or endpoints that they may leak information to)   between the referee and the refer target are identical to the abuse   by the referee, and the considerations discussed for a malicious   referee applies.  The abuse possibilities in subsequent requests by   proxies (or endpoints that they may leak information to) between the   referrer and the referee are similar to those discussed for the   presentation of Authenticated Identity Bodies in [7].6.1.  Identifying the Referee in the Referred-by Token   To a refer target, a Referred-By token minimally asserts "The   identity expressed by this Referred-By header field asked at the time   indicated in this Date header field that the request indicated by   this Refer-To header field be sent".  This assertion makes no claims   at all about who is being asked to send the request.  This is   sufficient to enable policies such as "Accept any requests referred   by Alice", but not "Only accept requests from Bob if he can prove   that Alice referred him to us".  Thus, there is an opportunity for a   cut-and-paste attack.  If Mallory sees Alice refer Carol to us using   a minimal token, he can copy that token into his own request (as long   as it matches what is indicated in the embedded Refer-To header), and   it will appear to us that Alice referred Mallory to us.  This risk is   best mitigated by protecting the REFER Alice sends to Carol from   eavesdropping, using TLS or the S/MIME mechanisms detailed in [5].Sparks                      Standards Track                    [Page 10]

RFC 3892             The SIP Referred-By Mechanism        September 2004   Including the To header field from the REFER request in the   Referred-by token enables the "Only accept requests from Bob if he   can prove that Alice referred him to us".  Alice is constrained to   add this header to the token only if she is sure she is sending the   REFER request to Bob.  We, in turn, ensure it was Bob that sent the   referenced request to us, in addition to validating Alice's signature   of the token.  Mallory's earlier attack is not effective with this   token.   Including the To header field in the Referred-By token has privacy   implications, however.  Carol, above, might wish to contact us   anonymously.  That wish would be defeated if Carol's identity   appeared in the token Alice created.  If Alice encrypted the token to   us, Carol will not even be aware of the information leak.  To protect   herself when she wishes anonymity, Carol will have to reject any   REFER requests containing a Referred-By token she can not inspect.7.  Examples7.1.  Basic REFER   This example shows the secured Referred-By mechanism applied to a   REFER to an SIP INVITE URI.   Details are shown only for those messages involved in exercising the   mechanism defined in this document.   Referrer                    Referee                   Refer Target      | F1 REFER                  |                            |      |-------------------------->|                            |      | 202 Accepted              |                            |      |<--------------------------|                            |      | NOTIFY                    |                            |      |<--------------------------| F2 INVITE                  |      | 200 OK                    |--------------------------->|      |-------------------------->| 200 OK                     |      |                           |<---------------------------|      |                           | ACK                        |      | NOTIFY                    |--------------------------->|      |<--------------------------|                            |      | 200 OK                    |                            |      |-------------------------->|                            |      |                           |                            |Sparks                      Standards Track                    [Page 11]

RFC 3892             The SIP Referred-By Mechanism        September 2004   F1 REFER sip:referee@referee.example SIP/2.0      Via: SIP/2.0/UDP referrer.example;branch=z9hG4bK392039842      To: sip:referee@referee.example      From: sip:referrer@referrer.example;tag=39092342      Call-ID: 2203900ef0299349d9209f023a      CSeq: 1239930 REFER      Max-Forwards: 70      Contact: <sip:referrer.example>      Refer-To: <sip:refertarget@target.example>      Referred-By: <sip:referrer@referrer.example>         ;cid="20398823.2UWQFN309shb3@referrer.example"      Content-Type: multipart/mixed; boundary=unique-boundary-1      Content-Length: (appropriate value)      --unique-boundary-1      Content-Type: multipart/signed;        protocol="application/pkcs7-signature";        micalg=sha1; boundary=dragons39      Content-ID: <20398823.2UWQFN309shb3@referrer.example>      Content-Length: (appropriate value)      --dragons39      Content-Type: message/sipfrag      Content-Disposition: aib; handling=optional      Date: Thu, 21 Feb 2002 13:02:03 GMT      Refer-To: <sip:refertarget@target.example>      Referred-By: <sip:referrer@referrer.example>         ;cid="20398823.2UWQFN309shb3@referrer.example"      --dragons39      Content-Type: application/pkcs7-signature; name=smime.p7s      Content-Transfer-Encoding: base64      Content-Disposition: attachment; filename=smime.p7s;         handling=required      (appropriate signature goes here)      --dragons39--      --unique-boundary-1--   F2 INVITE sip:refertarget@target.example SIP/2.0      Via: SIP/2.0/UDP referee.example;branch=z9hG4bKffe209934aac      To: <sip:refertarget@target.example>      From: <sip:referee@referee.example>;tag=2909034023      Call-ID: fe9023940-a3465@referee.example      CSeq: 889823409 INVITE      Max-Forwards: 70Sparks                      Standards Track                    [Page 12]

RFC 3892             The SIP Referred-By Mechanism        September 2004      Contact: <sip:referee@referee.example>      Referred-By: <sip:referrer@referrer.example>         ;cid="20398823.2UWQFN309shb3@referrer.example"      Content-Type: multipart/mixed; boundary=my-boundary-9      Content-Length: (appropriate value)      --my-boundary-9      Content-Type: application/sdp      Content-Length: (appropriate value)      v=0      o=referee 2890844526 2890844526 IN IP4 referee.example      s=Session SDP      c=IN IP4 referee.example      t=0 0      m=audio 49172 RTP/AVP 0      a=rtpmap:0 PCMU/8000      --my-boundary-9      Content-Type: multipart/signed;        protocol="application/pkcs7-signature";        micalg=sha1; boundary=dragons39      Content-ID: <20398823.2UWQFN309shb3@referrer.example>      Content-Length: (appropriate value)      --dragons39      Content-Type: message/sipfrag      Content-Disposition: aib; handling=optional      Date: Thu, 21 Feb 2002 13:02:03 GMT      Refer-To: <sip:refertarget@target.example>      Referred-By: <sip:referrer@referrer.example>         ;cid="20398823.2UWQFN309shb3@referrer.example"      --dragons39      Content-Type: application/pkcs7-signature; name=smime.p7s      Content-Transfer-Encoding: base64      Content-Disposition: attachment; filename=smime.p7s;         handling=required      (appropriate signature goes here)      --dragons39--      --my-boundary-9--Sparks                      Standards Track                    [Page 13]

RFC 3892             The SIP Referred-By Mechanism        September 20047.2.  Insecure REFER   The flow for this example is the same as that ofSection 7.1.  Here,   the referrer has opted to not include a Referred-By token, and the   refer target is willing to accept the referenced request without one.   F1 REFER sip:referee@referee.example SIP/2.0      Via: SIP/2.0/UDP referrer.example;branch=z9hG4bK392039842      To: <sip:referee@referee.example>      From: <sip:referrer@referrer.example>;tag=39092342      Call-ID: 2203900ef0299349d9209f023a      CSeq: 1239930 REFER      Max-Forwards: 70      Contact: <sip:referrer.example>      Refer-To: <sip:refertarget@target.example>      Referred-By: <sip:referrer@referrer.example>      Content-Length: 0   F2 INVITE sip:refertarget@target.example SIP/2.0      Via: SIP/2.0/UDP referee.example;branch=z9hG4bKffe209934aac      To: <sip:refertarget@target.example>      From: <sip:referee@referee.example>;tag=2909034023      Call-ID: fe9023940-a3465@referee.example      CSeq: 889823409 INVITE      Max-Forwards: 70      Contact: <sip:referee@referee.example>      Referred-By: <sip:referrer@referrer.example>      Content-Type: application/sdp      Content-Length: (appropriate value)      v=0      o=referee 2890844526 2890844526 IN IP4 referee.example      s=Session SDP      c=IN IP4 referee.example      t=0 0      m=audio 49172 RTP/AVP 0      a=rtpmap:0 PCMU/80007.3.  Requiring Referrer Identity   In contrast to the example inSection 7.2, the refer target requires   a Referred-By token to accept the referenced request.  The referrer   chooses to provide an encrypted token (note that the block surrounded   by asterisks represents encrypted content).  F1 and F2 are identical   to the messages detailed inSection 7.2.Sparks                      Standards Track                    [Page 14]

RFC 3892             The SIP Referred-By Mechanism        September 2004   Referrer                    Referee                   Refer Target      | F1 REFER                  |                            |      |-------------------------->|                            |      | 202 Accepted              |                            |      |<--------------------------|                            |      | NOTIFY                    |                            |      |<--------------------------| F2 INVITE                  |      | 200 OK                    |--------------------------->|      |-------------------------->| F3 429 Provide Referrer Identity      |                           |<---------------------------|      |                           | ACK                        |      | F4 NOTIFY                 |--------------------------->|      |<--------------------------|                            |      | 200 OK                    |                            |      |-------------------------->|                            |      | F5 REFER                  |                            |      |-------------------------->|                            |      | 202 Accepted              |                            |      |<--------------------------|                            |      | NOTIFY                    |                            |      |<--------------------------| F6 INVITE                  |      | 200 OK                    |--------------------------->|      |-------------------------->| 200 OK                     |      |                           |<---------------------------|      |                           | ACK                        |      | NOTIFY                    |--------------------------->|      |<--------------------------|                            |      | 200 OK                    |                            |      |-------------------------->|                            |      |                           |                            |   F3 SIP/2.0 429 Provide Referrer Identity      Via: SIP/2.0/UDP referee.example;branch=z9hG4bKffe209934aac      To: <sip:refertarget@target.example>;tag=392093422302334      From: <sip:referee@referee.example>;tag=2909034023      Call-ID: fe9023940-a3465@referee.example      CSeq: 889823409 INVITE      Content-Length: 0Sparks                      Standards Track                    [Page 15]

RFC 3892             The SIP Referred-By Mechanism        September 2004   F4 NOTIFY sip:referrer@referrer.example SIP/2.0      Via: SIP/2.0/UDP referee.example;branch=z9hG4bK2934209da390      To: <sip:referrer@referrer.example>;tag=39092342      From: <sip:referee@referee.example>;tag=199949923      Call-ID: 2203900ef0299349d9209f023a      CSeq: 3920390 NOTIFY      Event: refer;id=1239930      Subscription-State: terminated      Content-Type: message/sipfrag      Content-Length: (appropriate value)      SIP/2.0 429 Provide Referrer Identity   F5 REFER sip:referee@referee.example SIP/2.0      Via: SIP/2.0/UDP referrer.example;branch=z9hG4bK98823423      To: <sip:referee@referee.example>      From: <sip:referrer@referrer.example>;tag=39092342      Call-ID: 2203900ef0299349d9209f023a      CSeq: 1239931 REFER      Max-Forwards: 70      Contact: <sip:referrer.example>      Refer-To: <sip:refertarget@target.example>      Referred-By: <sip:referrer@referrer.example>         ;cid="20342EFXEI.390sdefn2@referrer.example"      Content-Type: multipart/mixed; boundary=unique-boundary-1      Content-Length: (appropriate value)      --unique-boundary-1      Content-Type: multipart/signed;        protocol="application/pkcs7-signature";        micalg=sha1; boundary=boundary42      Content-ID: <20342EFXEI.390sdefn2@referrer.example>      Content-Length: (appropriate value)      --boundary42      Content-Type: application/pkcs7-mime; smime-type=enveloped-data;        name=smime.p7m      Content-Transfer-Encoding: base64      Content-Disposition: attachment; filename=smime.p7m;        handling=required      Content-Length: (appropriate value)Sparks                      Standards Track                    [Page 16]

RFC 3892             The SIP Referred-By Mechanism        September 2004      ***********************************************************      * Content-Type: message/sipfrag                           *      * Content-Disposition: aib; handling=optional             *      *                                                         *      * Date: Thu, 21 Feb 2002 13:02:03 GMT                     *      * Refer-To: <sip:refertarget@target.example>              *      * Referred-By: <sip:referrer@referrer.example>            *      *    ;cid="20342EFXEI.390sdefn2@referrer.example"         *      ***********************************************************      --boundary42      Content-Type: application/pkcs7-signature; name=smime.p7s      Content-Transfer-Encoding: base64      Content-Disposition: attachment; filename=smime.p7s;         handling=required      (appropriate signature)      --boundary42--   F6 INVITE sip:refertarget@target.example SIP/2.0      Via: SIP/2.0/UDP referee.example;branch=z9hG4bK3920390423      To: <sip:refertarget@target.example>      From: <sip:referee@referee.example>;tag=1342093482342      Call-ID: 23499234-9239842993@referee.example      CSeq: 19309423 INVITE      Max-Forwards: 70      Referred-By: <sip:referrer@referrer.example>         ;cid="20342EFXEI.390sdefn2@referrer.example"      Contact: <sip:referee@referee.example>      Content-Type: multipart/mixed; boundary=my-boundary-9      Content-Length: (appropriate value)      --my-boundary-9      Content-Type: application/sdp      Content-Length: (appropriate value)      v=0      o=referee 2890844526 2890844526 IN IP4 referee.example      s=Session SDP      c=IN IP4 referee.example      t=0 0      m=audio 49172 RTP/AVP 0      a=rtpmap:0 PCMU/8000Sparks                      Standards Track                    [Page 17]

RFC 3892             The SIP Referred-By Mechanism        September 2004      --my-boundary-9      Content-Type: multipart/signed;        protocol="application/pkcs7-signature";        micalg=sha1; boundary=boundary42      Content-ID: <20342EFXEI.390sdefn2@referrer.example>      Content-Length: (appropriate value)      --boundary42      Content-Type: application/pkcs7-mime; smime-type=enveloped-data;        name=smime.p7m      Content-Transfer-Encoding: base64      Content-Disposition: attachment; filename=smime.p7m;        handling=required      Content-Length: (appropriate value)      ***********************************************************      * Content-Type: message/sipfrag                           *      * Content-Disposition: aib; handling=optional             *      *                                                         *      * Date: Thu, 21 Feb 2002 13:02:03 GMT                     *      * Refer-To: <sip:refertarget@target.example>              *      * Referred-By: <sip:referrer@referrer.example>            *      *    ;cid="20342EFXEI.390sdefn2@referrer.example"         *      ***********************************************************      --boundary42      Content-Type: application/pkcs7-signature; name=smime.p7s      Content-Transfer-Encoding: base64      Content-Disposition: attachment; filename=smime.p7s;         handling=required      (appropriate signature)      --boundary42--      --my-boundary-9--7.4.  Nested REFER   The Refer-To URI may be a SIP URI indicating the REFER method.   Consider The following URI which A uses to refer B to send a REFER   request to C which refers C to send an INVITE to D.   Note that A provides a Referred-By token which gets passed through B   and C to D.  In particular, B does not provide its own Referred-By   token to C.  Also note that A is notified of the outcome of the   request it triggered at B (the REFER), not at C (the INVITE).      Refer-To: <sip:C.example;method=REFER?Refer-To="<sip:D.example>">Sparks                      Standards Track                    [Page 18]

RFC 3892             The SIP Referred-By Mechanism        September 2004   This reference would result in the following flow:  A                   B                   C                   D  | F1 REFER          |                   |                   |  |------------------>|                   |                   |  | 202 Accepted      |                   |                   |  |<------------------|                   |                   |  | NOTIFY            |                   |                   |  |<------------------| F2 REFER          |                   |  | 200 OK            |------------------>|                   |  |------------------>| 202 Accepted      |                   |  | F3 NOTIFY         |<------------------|                   |  |<------------------| NOTIFY            |                   |  | 200 OK            |<------------------| F4 INVITE         |  |------------------>| 200 OK            |------------------>|  |                   |------------------>| 200 OK            |  |                   | NOTIFY            |<------------------|  |                   |<------------------| ACK               |  |                   | 200 OK            |------------------>|  |                   |------------------>|                   |  |                   |                   |                   |  F1 REFER sip:B SIP/2.0     Via: SIP/2.0/UDP A.example;branch=z9hG4bK3802394232     To: <sip:B.example>     From: <sip:A.example>;tag=23490234     Call-ID: 2304098023@A.example     CSeq: 2342093 REFER     Max-Forwards: 70     Contact: <sip:A.example>     Refer-To: <sip:C.example;method=REFER?Refer-To="<sip:D>.example">     Referred-By: <sip:A.example>;         cid="23094202342.10123091233@A.example"     Content-Type: multipart/mixed; boundary=unique-boundary-1     Content-Length: (appropriate value)     --unique-boundary-1     Content-Type: multipart/signed;       protocol="application/pkcs7-signature";       micalg=sha1; boundary=dragons39     Content-ID: <23094202342.10123091233@A.example>     Content-Length: (appropriate value)     --dragons39     Content-Type: message/sipfrag     Content-Disposition: aib; handling=optionalSparks                      Standards Track                    [Page 19]

RFC 3892             The SIP Referred-By Mechanism        September 2004     Date: Thu, 21 Feb 2002 13:02:03 GMT     Refer-To: <sip:C.example;method=REFER?Refer-To="<sip:D.example>">     Referred-By: <sip:A.example>;         cid="23094202342.10123091233@A.example"     --dragons39     Content-Type: application/pkcs7-signature; name=smime.p7s     Content-Transfer-Encoding: base64     Content-Disposition: attachment; filename=smime.p7s;        handling=required     (appropriate signature goes here)     --dragons39--     --unique-boundary-1--  F2 REFER sip:C.example SIP/2.0     Via: SIP/2.0/UDP B.example;branch=z9hG4bK00239842     To: <sip:C.example>     From: <sip:B.example>;tag=2934u23     Call-ID: 203942834@B.example     CSeq: 8321039 REFER     Max-Forwards: 70     Contact: <sip:B.example>     Refer-To: <sip:D.example>     Referred-By: <sip:A.example>;         cid="23094202342.10123091233@A.example"     Content-Type: multipart/mixed; boundary=unique-boundary-1     Content-Length: (appropriate value)     --unique-boundary-1     Content-Type: multipart/signed;       protocol="application/pkcs7-signature";       micalg=sha1; boundary=dragons39     Content-ID: <23094202342.10123091233@A.example>     Content-Length: (appropriate value)     --dragons39     Content-Type: message/sipfrag     Content-Disposition: aib; handling=optional     Date: Thu, 21 Feb 2002 13:02:03 GMT     Refer-To: <sip:C.example;method=REFER?Refer-To="<sip:D.example>">     Referred-By: <sip:A.example>;cid="23094202342.1012309123@A.example"Sparks                      Standards Track                    [Page 20]

RFC 3892             The SIP Referred-By Mechanism        September 2004     --dragons39     Content-Type: application/pkcs7-signature; name=smime.p7s     Content-Transfer-Encoding: base64     Content-Disposition: attachment; filename=smime.p7s;        handling=required     (appropriate signature goes here)     --dragons39--     --unique-boundary-1--  F3 NOTIFY sip:A.example SIP/2.0     Via: SIP/2.0/UDP A.example;branch=z9hG4bK3802394232     To: <sip:A.example>;tag=23490234     From: <sip:B.example>;tag=5923020     Call-ID: 2304098023@A.example     CSeq: 29420342 NOTIFY     Event: refer;id=2342093     Subscription-State: terminated     Max-Forwards: 70     Contact: <sip:B.example>     Content-Type: message/sipfrag     Content-Length: (appropriate value)     SIP/2.0 202 Accepted  F4 INVITE sip:D.example SIP/2.0     Via: SIP/2.0/UDP C.example;branch=z9hG4bK29348234     To: <sip:D.example>     From: <sip:C.example>;tag=023942334     Call-ID: 23489020352@C.example     CSeq: 1230934 INVITE     Max-Forwards: 70     Contact: <sip:C.example>     Referred-By: <sip:A.example>;         cid="23094202342.10123091233@A.example"     Content-Type: multipart/mixed; boundary=unique-boundary-1     Content-Length: (appropriate value)     --unique-boundary-1     Content-Type: application/sdp     Content-Length: (appropriate value)Sparks                      Standards Track                    [Page 21]

RFC 3892             The SIP Referred-By Mechanism        September 2004     v=0     o=C 2890844526 2890844526 IN IP4 C.example     s=Session SDP     c=IN IP4 C.example     t=0 0     m=audio 49172 RTP/AVP 0     a=rtpmap:0 PCMU/8000     --unique-boundary-1     Content-Type: multipart/signed;       protocol="application/pkcs7-signature";       micalg=sha1; boundary=dragons39     Content-ID: <23094202342.10123091233@A.example>     Content-Length: (appropriate value)     --dragons39     Content-Type: message/sipfrag     Content-Disposition: aib; handling=optional     Date: Thu, 21 Feb 2002 13:02:03 GMT     Refer-To: <sip:C.example;method=REFER?Refer-To="<sip:D.example>">     Referred-By: <sip:A.example>;         cid="23094202342.1012309123@A.example"     --dragons39     Content-Type: application/pkcs7-signature; name=smime.p7s     Content-Transfer-Encoding: base64     Content-Disposition: attachment; filename=smime.p7s;        handling=required     (appropriate signature goes here)     --dragons39--     --unique-boundary-1--Sparks                      Standards Track                    [Page 22]

RFC 3892             The SIP Referred-By Mechanism        September 20048.  IANA Considerations   This document defines a new SIP header field name with a compact form   (Referred-By and b respectively).  It also defines a new SIP client   error response code (429).   The following changes are reflected at:http:///www.iana.org/assignments/sip-parameters   The following row has been added to the header field section   (replacing any existing row for Referred-By).      Header Name             Compact Form               Reference      Referred-By                  b                     [RFC3892]   The following row has been added to the response code section under   the Request Failure 4xx heading.      429 Provide Referrer Identity                     [RFC3892]9.  Contributors   Rohan Mahy distilledRFC2822's msg-id into this document's definition   of sip-clean-msg-id.10.  References10.1.  Normative References   [1]  Bradner, S., "Key words for use in RFCs to Indicate Requirement        Levels",BCP 14,RFC 2119, March 1997.   [2]  Sparks, R., "The Session Initiation Protocol (SIP) Refer        Method",RFC 3515, April 2003.   [3]  Peterson, J., "Session Initiation Protocol (SIP) Authenticated        Identity Body (AIB) Format",RFC 3893, September 2004.   [4]  Sparks, R., "Internet Media Type message/sipfrag",RFC 3420,        November 2002.   [5]  Rosenberg, J., Schulzrinne, H., Camarillo, G., Johnston, A.,        Peterson, J., Sparks, R., Handley, M., and E. Schooler, "SIP:        Session Initiation Protocol",RFC 3261, June 2002.Sparks                      Standards Track                    [Page 23]

RFC 3892             The SIP Referred-By Mechanism        September 2004   [6]  Freed, N. and N. Borenstein, "Multipurpose Internet Mail        Extensions (MIME) Part One: Format of Internet Message Bodies",RFC 2045, November 1996.10.2.  Informative References   [7]  Peterson, J., "Enhancements for Authenticated Identity        Management in the Session  Initiation Protocol (SIP)", Work in        Progress, March 2003.   [8]  Sparks, R. and A. Johnston, "Session Initiation Protocol Call        Control - Transfer", Work in Progress, February 2003.   [9]  Resnick, P., "Internet Message Format",RFC 2822, April 2001.11.  Author's Address   Robert J. Sparks   Xten   5100 Tennyson Parkway   Suite 1000   Plano, TX  75024   EMail: RjS@xten.comSparks                      Standards Track                    [Page 24]

RFC 3892             The SIP Referred-By Mechanism        September 200412.  Full Copyright Statement   Copyright (C) The Internet Society (2004).   This document is subject to the rights, licenses and restrictions   contained inBCP 78, and except as set forth therein, the authors   retain all their rights.   This document and the information contained herein are provided on an   "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/S HE   REPRESENTS OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY AND THE   INTERNET ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS OR   IMPLIED, INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF   THE INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED   WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.Intellectual Property   The IETF takes no position regarding the validity or scope of any   Intellectual Property Rights or other rights that might be claimed to   pertain to the implementation or use of the technology described in   this document or the extent to which any license under such rights   might or might not be available; nor does it represent that it has   made any independent effort to identify any such rights.  Information   on the IETF's procedures with respect to rights in IETF Documents can   be found inBCP 78 andBCP 79.   Copies of IPR disclosures made to the IETF Secretariat and any   assurances of licenses to be made available, or the result of an   attempt made to obtain a general license or permission for the use of   such proprietary rights by implementers or users of this   specification can be obtained from the IETF on-line IPR repository athttp://www.ietf.org/ipr.   The IETF invites any interested party to bring to its attention any   copyrights, patents or patent applications, or other proprietary   rights that may cover technology that may be required to implement   this standard.  Please address the information to the IETF at ietf-   ipr@ietf.org.Acknowledgement   Funding for the RFC Editor function is currently provided by the   Internet Society.Sparks                      Standards Track                    [Page 25]

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