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INFORMATIONAL
Network Working Group                                         K. NicholsRequest for Comments: 3086                                 Packet DesignCategory: Informational                                     B. Carpenter                                                                     IBM                                                              April 2001Definition of Differentiated Services Per Domain Behaviorsand Rules for their SpecificationStatus of this Memo   This memo provides information for the Internet community.  It does   not specify an Internet standard of any kind.  Distribution of this   memo is unlimited.Copyright Notice   Copyright (C) The Internet Society (2001).  All Rights Reserved.Abstract   The differentiated services framework enables quality-of-service   provisioning within a network domain by applying rules at the edges   to create traffic aggregates and coupling each of these with a   specific forwarding path treatment in the domain through use of a   codepoint in the IP header.  The diffserv WG has defined the general   architecture for differentiated services and has focused on the   forwarding path behavior required in routers, known as "per-hop   forwarding behaviors" (or PHBs).  The WG has also discussed   functionality required at diffserv (DS) domain edges to select   (classifiers) and condition (e.g., policing and shaping) traffic   according to the rules.  Short-term changes in the QoS goals for a DS   domain are implemented by changing only the configuration of these   edge behaviors without necessarily reconfiguring the behavior of   interior network nodes.   The next step is to formulate examples of how forwarding path   components (PHBs, classifiers, and traffic conditioners) can be used   to compose traffic aggregates whose packets experience specific   forwarding characteristics as they transit a differentiated services   domain.  The WG has decided to use the term per-domain behavior, or   PDB, to describe the behavior experienced by a particular set of   packets as they cross a DS domain.  A PDB is characterized by   specific metrics that quantify the treatment a set of packets with a   particular DSCP (or set of DSCPs) will receive as it crosses a DS   domain.  A PDB specifies a forwarding path treatment for a traffic   aggregate and, due to the role that particular choices of edge andNichols & Carpenter          Informational                      [Page 1]

RFC 3086             Diffserv per Domain Behaviors            April 2001   PHB configuration play in its resulting attributes, it is where the   forwarding path and the control plane interact.  The measurable   parameters of a PDB should be suitable for use in Service Level   Specifications at the network edge.   This document defines and discusses Per-Domain Behaviors in detail   and lays out the format and required content for contributions to the   Diffserv WG on PDBs and the procedure that will be applied for   individual PDB specifications to advance as WG products.  This format   is specified to expedite working group review of PDB submissions.Table of Contents1. Introduction ................................................22. Definitions .................................................43. The Value of Defining Edge-to-Edge Behavior .................54. Understanding PDBs ..........................................75. Format for Specification of Diffserv Per-Domain Behaviors ...136. On PDB Attributes ...........................................167. A Reference Per-Domain Behavior .............................198. Guidelines for Advancing PDB Specifications .................219. Security Considerations .....................................2210. Acknowledgements ............................................22       References ..................................................22       Authors' Addresses ..........................................23       Full Copyright Statement ....................................241 Introduction   Differentiated Services allows an approach to IP Quality of Service   that is modular, incrementally deployable, and scalable while   introducing minimal per-node complexity [RFC2475].  From the end   user's point of view, QoS should be supported end-to-end between any   pair of hosts.  However, this goal is not immediately attainable.  It   will require interdomain QoS support, and many untaken steps remain   on the road to achieving this.  One essential step, the evolution of   the business models for interdomain QoS, will necessarily develop   outside of the IETF.  A goal of the diffserv WG is to provide the   firm technical foundation that allows these business models to   develop.  The first major step will be to support edge-to-edge or   intradomain QoS between the ingress and egress of a single network,   i.e., a DS Domain in the terminology ofRFC 2474.  The intention is   that this edge-to-edge QoS should be composable, in a purely   technical sense, to a quantifiable QoS across a DS Region composed of   multiple DS domains.Nichols & Carpenter          Informational                      [Page 2]

RFC 3086             Diffserv per Domain Behaviors            April 2001   The Diffserv WG has finished the first phase of standardizing the   behaviors required in the forwarding path of all network nodes, the   per-hop forwarding behaviors or PHBs.  The PHBs defined in RFCs 2474,   2597 and 2598 give a rich toolbox for differential packet handling by   individual boxes.  The general architectural model for diffserv has   been documented inRFC 2475.  An informal router model [MODEL]   describes a model of traffic conditioning and other forwarding   behaviors.  However, technical issues remain in moving "beyond the   box" to intradomain QoS models.   The ultimate goal of creating scalable end-to-end QoS in the Internet   requires that we can identify and quantify behavior for a group of   packets that is preserved when they are aggregated with other packets   as they traverse the Internet.  The step of specifying forwarding   path attributes on a per-domain basis for a set of packets   distinguished only by the mark in the DS field of individual packets   is critical in the evolution of Diffserv QoS and should provide the   technical input that will aid in the construction of business models.   This document defines and specifies the term "Per-Domain Behavior" or   PDB to describe QoS attributes across a DS domain.   Diffserv classification and traffic conditioning are applied to   packets arriving at the boundary of a DS domain to impose   restrictions on the composition of the resultant traffic aggregates,   as distinguished by the DSCP marking , inside the domain.  The   classifiers and traffic conditioners are set to reflect the policy   and traffic goals for that domain and may be specified in a TCA   (Traffic Conditioning Agreement).  Once packets have crossed the DS   boundary, adherence to diffserv principles makes it possible to group   packets solely according to the behavior they receive at each hop (as   selected by the DSCP).  This approach has well-known scaling   advantages, both in the forwarding path and in the control plane.   Less well recognized is that these scaling properties only result if   the per-hop behavior definition gives rise to a particular type of   invariance under aggregation.  Since the per-hop behavior must be   equivalent for every node in the domain, while the set of packets   marked for that PHB may be different at every node, PHBs should be   defined such that their characteristics do not depend on the traffic   volume of the associated BA on a router's ingress link nor on a   particular path through the DS domain taken by the packets.   Specifically, different streams of traffic that belong to the same   traffic aggregate merge and split as they traverse the network.  If   the properties of a PDB using a particular PHB hold regardless of how   the temporal characteristics of the marked traffic aggregate change   as it traverses the domain, then that PDB scales.  (Clearly this   assumes that numerical parameters such as bandwidth allocated to the   particular PDB may be different at different points in the network,   and may be adjusted dynamically as traffic volume varies.)  If thereNichols & Carpenter          Informational                      [Page 3]

RFC 3086             Diffserv per Domain Behaviors            April 2001   are limits to where the properties hold, that translates to a limit   on the size or topology of a DS domain that can use that PDB.   Although useful single-link DS domains might exist, PDBs that are   invariant with network size or that have simple relationships with   network size and whose properties can be recovered by reapplying   rules (that is, forming another diffserv boundary or edge to re-   enforce the rules for the traffic aggregate) are needed for building   scalable end-to-end quality of service.   There is a clear distinction between the definition of a Per-Domain   Behavior in a DS domain and a service that might be specified in a   Service Level Agreement.  The PDB definition is a technical building   block that permits the coupling of classifiers, traffic conditioners,   specific PHBs, and particular configurations with a resulting set of   specific observable attributes which may be characterized in a   variety of ways.  These definitions are intended to be useful tools   in configuring DS domains, but the PDB (or PDBs) used by a provider   is not expected to be visible to customers any more than the specific   PHBs employed in the provider's network would be.  Network providers   are expected to select their own measures to make customer-visible in   contracts and these may be stated quite differently from the   technical attributes specified in a PDB definition, though the   configuration of a PDB might be taken from a Service Level   Specification (SLS).  Similarly, specific PDBs are intended as tools   for ISPs to construct differentiated services offerings; each may   choose different sets of tools, or even develop their own, in order   to achieve particular externally observable metrics.  Nevertheless,   the measurable parameters of a PDB are expected to be among the   parameters cited directly or indirectly in the Service Level   Specification component of a corresponding SLA.   This document defines Differentiated Services Per-Domain Behaviors   and specifies the format that must be used for submissions of   particular PDBs to the Diffserv WG.2 Definitions   The following definitions are stated in RFCs 2474 and 2475 and are   repeated here for easy reference:   " Behavior Aggregate: a collection of packets with the same codepoint     crossing a link in a particular direction.   " Differentiated Services Domain: a contiguous portion of the     Internet over which a consistent set of differentiated services     policies are administered in a coordinated fashion.  A     differentiated services domain can represent differentNichols & Carpenter          Informational                      [Page 4]

RFC 3086             Diffserv per Domain Behaviors            April 2001     administrative domains or autonomous systems, different trust     regions, different network technologies (e.g., cell/frame), hosts     and routers, etc.  Also DS domain.   " Differentiated Services Boundary: the edge of a DS domain, where     classifiers and traffic conditioners are likely to be deployed.  A     differentiated services boundary can be further sub-divided into     ingress and egress nodes, where the ingress/egress nodes are the     downstream/upstream nodes of a boundary link in a given traffic     direction.  A differentiated services boundary typically is found     at the ingress to the first-hop differentiated services-compliant     router (or network node) that a host's packets traverse, or at the     egress of the last-hop differentiated services-compliant router or     network node that packets traverse before arriving at a host.  This     is sometimes referred to as the boundary at a leaf router.  A     differentiated services boundary may be co-located with a host,     subject to local policy.  Also DS boundary.   To these we add:   " Traffic Aggregate: a collection of packets with a codepoint that     maps to the same PHB, usually in a DS domain or some subset of a DS     domain.  A traffic aggregate marked for the foo PHB is referred to     as the "foo traffic aggregate" or "foo aggregate" interchangeably.     This generalizes the concept of Behavior Aggregate from a link to a     network.   " Per-Domain Behavior: the expected treatment that an identifiable or     target group of packets will receive from "edge-to-edge" of a DS     domain.  (Also PDB.)  A particular PHB (or, if applicable, list of     PHBs) and traffic conditioning requirements are associated with     each PDB.   " A Service Level Specification (SLS) is a set of parameters and     their values which together define the service offered to a traffic     stream by a DS domain.  It is expected to include specific values     or bounds for PDB parameters.3 The Value of Defining Edge-to-Edge Behavior   As defined insection 2, a PDB describes the edge-to-edge behavior   across a DS domain's "cloud." Specification of the transit   expectations of packets matching a target for a particular diffserv   behavior across a DS domain will both assist in the deployment of   single-domain QoS and will help enable the composition of end-to-end,   cross-domain services.  Networks of DS domains can be connected to   create end-to-end services by building on the PDB characteristics   without regard to the particular PHBs used.  This level ofNichols & Carpenter          Informational                      [Page 5]

RFC 3086             Diffserv per Domain Behaviors            April 2001   abstraction makes it easier to compose cross-domain services as well   as making it possible to hide details of a network's internals while   exposing information sufficient to enable QoS.   Today's Internet is composed of multiple independently administered   domains or Autonomous Systems (ASs), represented by the "clouds" in   figure 1.  To deploy ubiquitous end-to-end quality of service in the   Internet, business models must evolve that include issues of charging   and reporting that are not in scope for the IETF.  In the meantime,   there are many possible uses of quality of service within an AS and   the IETF can address the technical issues in creating an intradomain   QoS within a Differentiated Services framework.  In fact, this   approach is quite amenable to incremental deployment strategies.   Where DS domains are independently administered, the evolution of the   necessary business agreements and future signaling arrangements will   take some time, thus, early deployments will be within a single   administrative domain.  Putting aside the business issues, the same   technical issues that arise in interconnecting DS domains with   homogeneous administration will arise in interconnecting the   autonomous systems (ASs) of the Internet.                 ----------------------------------------                 |                AS2                   |                 |                                      |    -------      |     ------------     ------------    |    | AS1 |------|-----X           |    |          |    |    -------      |     |           |    Y          |    |        -------                 |     |           |   /|          X----|--------| AS3 |                 |     |           |  / |          |    |        -------                 |     |           | /  ------------    |                 |     |           Y      |             |                 |     |           | \  ------------    |    -------      |     |           |  \ |          |    |    | AS4 |------|-----X           |   \|          |    |    -------      |     |           |    Y          X----|------                 |     |           |    |          |    |                 |     ------------     ------------    |                 |                                      |                 |                                      |                 ----------------------------------------         Figure 1: Interconnection of ASs and DS Domains   A single AS (e.g., AS2 in figure 1) may be composed of subnetworks   and, as the definition allows, these can be separate DS domains.  An   AS might have multiple DS domains for a number of reasons, most   notable being to follow topological and/or technological boundariesNichols & Carpenter          Informational                      [Page 6]

RFC 3086             Diffserv per Domain Behaviors            April 2001   and to separate the allocation of resources.  If we confine ourselves   to the DS boundaries between these "interior" DS domains, we avoid   the non-technical problems of setting up a service and can address   the issues of creating characterizable PDBs.   The incentive structure for differentiated services is based on   upstream domains ensuring their traffic conforms to the Traffic   Conditioning Agreements (TCAs) with downstream domains and downstream   domains enforcing that TCA, thus metrics associated with PDBs can be   sensibly computed.  The letters "X" and "Y" in figure 1 represent the   DS boundary routers containing traffic conditioners that ensure and   enforce conformance (e.g., shapers and policers).  Although policers   and shapers are expected at the DS boundaries of ASs (the "X" boxes),   they might appear anywhere, or nowhere, inside the AS.  Specifically,   the boxes at the DS boundaries internal to the AS (the "Y" boxes) may   or may not condition traffic.  Technical guidelines for the placement   and configuration of DS boundaries should derive from the attributes   of a particular PDB under aggregation and multiple hops.   This definition of PDB continues the separation of forwarding path   and control plane described inRFC 2474.  The forwarding path   characteristics are addressed by considering how the behavior at   every hop of a packet's path is affected by the merging and branching   of traffic aggregates through multiple hops.  Per-hop behaviors in   nodes are configured infrequently, representing a change in network   infrastructure.  More frequent quality-of-service changes come from   employing control plane functions in the configuration of the DS   boundaries.  A PDB provides a link between the DS domain level at   which control is exercised to form traffic aggregates with quality-   of-service goals across the domain and the per-hop and per-link   treatments packets receive that results in meeting the quality-of-   service goals.4 Understanding PDBs4.1 Defining PDBs   RFCs 2474 and 2475 define a Differentiated Services Behavior   Aggregate as "a collection of packets with the same DS codepoint   crossing a link in a particular direction" and further state that   packets with the same DSCP get the same per-hop forwarding treatment   (or PHB) everywhere inside a single DS domain.  Note that even if   multiple DSCPs map to the same PHB, this must hold for each DSCP   individually.  Insection 2 of this document, we introduced a more   general definition of a traffic aggregate in the diffserv sense so   that we might easily refer to the packets which are mapped to the   same PHB everywhere within a DS domain.Section 2 also presented a   short definition of PDBs which we expand upon in this section:Nichols & Carpenter          Informational                      [Page 7]

RFC 3086             Diffserv per Domain Behaviors            April 2001   Per-Domain Behavior: the expected treatment that an identifiable or     target group of packets will receive from "edge to edge" of a DS     domain.  A particular PHB (or, if applicable, list of PHBs) and     traffic conditioning requirements are associated with each PDB.   Each PDB has measurable, quantifiable, attributes that can be used to   describe what happens to its packets as they enter and cross the DS   domain.  These derive from the characteristics of the traffic   aggregate that results from application of classification and traffic   conditioning during the entry of packets into the DS domain and the   forwarding treatment (PHB) the packets get inside the domain, but can   also depend on the entering traffic loads and the domain's topology.   PDB attributes may be absolute or statistical and they may be   parameterized by network properties.  For example, a loss attribute   might be expressed as "no more than 0.1% of packets will be dropped   when measured over any time period larger than T", a delay attribute   might be expressed as "50% of delivered packets will see less than a   delay of d milliseconds, 30% will see a delay less than 2d ms, 20%   will see a delay of less than 3d ms." A wide range of metrics is   possible.  In general they will be expressed as bounds or percentiles   rather than as absolute values.   A PDB is applied to a target group of packets arriving at the edge of   the DS domain.  The target group is distinguished from all arriving   packets by use of packet classifiers [RFC2475] (where the classifier   may be "null").  The action of the PDB on the target group has two   parts.  The first part is the the use of traffic conditioning to   create a traffic aggregate.  During traffic conditioning, conformant   packets are marked with a DSCP for the PHB associated with the PDB   (see figure 2).  The second part is the treatment experienced by   packets from the same traffic aggregate transiting the interior of a   DS domain, between and inside of DS domain boundaries.  The following   subsections further discuss these two effects on the target group   that arrives at the DS domain boundary.           -----------   ------------   --------------------   fooarriving _|classifiers|_|target group|_|traffic conditioning|_ trafficpackets   |           | |of packets  | |& marking (for foo) |  aggregate           -----------   ------------   --------------------         Figure 2: Relationship of the traffic aggregate associated                    with a PDB to arriving packetsNichols & Carpenter          Informational                      [Page 8]

RFC 3086             Diffserv per Domain Behaviors            April 20014.1.1 Crossing the DS edge: the effects of traffic conditioning on the      target group   This effect is quantified by the relationship of the emerging traffic   aggregate to the entering target group.  That relationship can depend   on the arriving traffic pattern as well as the configuration of the   traffic conditioners.  For example, if the EF PHB [RFC2598] and a   strict policer of rate R are associated with the foo PDB, then the   first part of characterizing the foo PDB is to write the relationship   between the arriving target packets and the departing foo traffic   aggregate.  In this case, "the rate of the emerging foo traffic   aggregate is less than or equal to the smaller of R and the arrival   rate of the target group of packets" and additional temporal   characteristics of the packets (e.g., burst) may be specified as   desired.  Thus, there is a "loss rate" on the arriving target group   that results from sending too much traffic or the traffic with the   wrong temporal characteristics.  This loss rate should be entirely   preventable (or controllable) by the upstream sender conforming to   the traffic conditioning associated with the PDB specification.   The issue of "who is in control" of the loss (or demotion) rate helps   to clearly delineate this component of PDB performance from that   associated with transiting the domain.  The latter is completely   under control of the operator of the DS domain and the former is used   to ensure that the entering traffic aggregate conforms to the traffic   profile to which the operator has provisioned the network.  Further,   the effects of traffic conditioning on the target group can usually   be expressed more simply than the effects of transiting the DS domain   on the traffic aggregate's traffic profile.   A PDB may also apply traffic conditioning at DS domain egress.  The   effect of this conditioning on the overall PDB attributes would be   treated similarly to the ingress characteristics (the authors may   develop more text on this in the future, but it does not materially   affect the ideas presented in this document.)4.1.2 Crossing the DS domain: transit effects   The second component of PDB performance is the metrics that   characterize the transit of a packet of the PDB's traffic aggregate   between any two edges of the DS domain boundary shown in figure 3.   Note that the DS domain boundary runs through the DS boundary routers   since the traffic aggregate is generally formed in the boundary   router before the packets are queued and scheduled for output.  (In   most cases, this distinction is expected to be important.)Nichols & Carpenter          Informational                      [Page 9]

RFC 3086             Diffserv per Domain Behaviors            April 2001   DSCPs should not change in the interior of a DS domain as there is no   traffic conditioning being applied.  If it is necessary to reapply   the kind of traffic conditioning that could result in remarking,   there should be a DS domain boundary at that point, though such an   "interior" boundary can have "lighter weight" rules in its TCA.   Thus, when measuring attributes between locations as indicated in   figure 3, the DSCP at the egress side can be assumed to have held   throughout the domain.                               -------------                               |           |                          -----X           |                               |           |                               |   DS      |                               |   domain  X----                               |           |                          -----X           |                               |           |                               -------------          Figure 3: Range of applicability of attributes of a traffic                    aggregate associated with a PDB (is between the                    points marked "X")   Though a DS domain may be as small as a single node, more complex   topologies are expected to be the norm, thus the PDB definition must   hold as its traffic aggregate is split and merged on the interior   links of a DS domain.  Packet flow in a network is not part of the   PDB definition; the application of traffic conditioning as packets   enter the DS domain and the consistent PHB through the DS domain must   suffice.  A PDB's definition does not have to hold for arbitrary   topologies of networks, but the limits on the range of applicability   for a specific PDB must be clearly specified.   In general, a PDB operates between N ingress points and M egress   points at the DS domain boundary.  Even in the degenerate case where   N=M=1, PDB attributes are more complex than the definition of PHB   attributes since the concatenation of the behavior of intermediate   nodes affects the former.  A complex case with N and M both greater   than one involves splits and merges in the traffic path and is non-   trivial to analyze.  Analytic, simulation, and experimental work will   all be necessary to understand even the simplest PDBs.4.2 Constructing PDBs   A DS domain is configured to meet the network operator's traffic   engineering goals for the domain independently of the performance   goals for a particular flow of a traffic aggregate.  Once theNichols & Carpenter          Informational                     [Page 10]

RFC 3086             Diffserv per Domain Behaviors            April 2001   interior routers are configured for the number of distinct traffic   aggregates that the network will handle, each PDB's allocation at the   edge comes from meeting the desired performance goals for the PDB's   traffic aggregate subject to that configuration of packet schedulers   and bandwidth capacity.  The configuration of traffic conditioners at   the edge may be altered by provisioning or admission control but the   decision about which PDB to use and how to apply classification and   traffic conditioning comes from matching performance to goals.   For example, consider the DS domain of figure 3.  A PDB with an   explicit bound on loss must apply traffic conditioning at the   boundary to ensure that on the average no more packets are admitted   than can emerge.  Though, queueing internal to the network may result   in a difference between input and output traffic over some   timescales, the averaging timescale should not exceed what might be   expected for reasonably sized buffering inside the network.  Thus if   bursts are allowed to arrive into the interior of the network, there   must be enough capacity to ensure that losses don't exceed the bound.   Note that explicit bounds on the loss level can be particularly   difficult as the exact way in which packets merge inside the network   affects the burstiness of the PDB's traffic aggregate and hence,   loss.   PHBs give explicit expressions of the treatment a traffic aggregate   can expect at each hop.  For a PDB, this behavior must apply to   merging and diverging traffic aggregates, thus characterizing a PDB   requires understanding what happens to a PHB under aggregation.  That   is, PHBs recursively applied must result in a known behavior.  As an   example, since maximum burst sizes grow with the number of microflows   or traffic aggregate streams merged, a PDB specification must address   this.  A clear advantage of constructing behaviors that aggregate is   the ease of concatenating PDBs so that the associated traffic   aggregate has known attributes that span interior DS domains and,   eventually, farther.  For example, in figure 1 assume that we have   configured the foo PDB on the interior DS domains of AS2.  Then   traffic aggregates associated with the foo PDB in each interior DS   domain of AS2 can be merged at the shaded interior boundary routers.   If the same (or fewer) traffic conditioners as applied at the   entrance to AS2 are applied at these interior boundaries, the   attributes of the foo PDB should continue to be used to quantify the   expected behavior.  Explicit expressions of what happens to the   behavior under aggregation, possibly parameterized by node in-degrees   or network diameters, are necessary to determine what to do at the   internal aggregation points.  One approach might be to completely   reapply the traffic conditioning at these points; another might   employ some limited rate-based remarking only.Nichols & Carpenter          Informational                     [Page 11]

RFC 3086             Diffserv per Domain Behaviors            April 2001   Multiple PDBs may use the same PHB.  The specification of a PDB can   contain a list of PHBs and their required configuration, all of which   would result in the same PDB.  In operation, it is expected that a   single domain will use a single PHB to implement a particular PDB,   though different domains may select different PHBs.  Recall that in   the diffserv definition [RFC2474], a single PHB might be selected   within a domain by a list of DSCPs.  Multiple PDBs might use the same   PHB in which case the transit performance of traffic aggregates of   these PDBs will, of necessity, be the same.  Yet, the particular   characteristics that the PDB designer wishes to claim as attributes   may vary, so two PDBs that use the same PHB might not be specified   with the same list of attributes.   The specification of the transit expectations of PDBs across domains   both assists in the deployment of QoS within a DS domain and helps   enable the composition of end-to-end, cross-domain services to   proceed by making it possible to hide details of a domain's internals   while exposing characteristics necessary for QoS.4.3 PDBs using PHB Groups   The use of PHB groups to construct PDBs can be done in several ways.   A single PHB member of a PHB group might be used to construct a   single PDB.  For example, a PDB could be defined using just one of   the Class Selector Compliant PHBs [RFC2474].  The traffic   conditioning for that PDB and the required configuration of the   particular PHB would be defined in such a way that there was no   dependence or relationship with the manner in which other PHBs of the   group are used or, indeed, whether they are used in that DS domain.   In this case, the reasonable approach would be to specify this PDB   alone in a document which expressly called out the conditions and   configuration of the Class Selector PHB required.   A single PDB can be constructed using more than one PHB from the same   PHB group.  For example, the traffic conditioner described inRFC2698 might be used to mark a particular entering traffic aggregate   for one of the three AF1x PHBs [RFC2597] while the transit   performance of the resultant PDB is specified, statistically, across   all the packets marked with one of those PHBs.   A set of related PDBs might be defined using a PHB group.  In this   case, the related PDBs should be defined in the same document.  This   is appropriate when the traffic conditioners that create the traffic   aggregates associated with each PDB have some relationships and   interdependencies such that the traffic aggregates for these PDBs   should be described and characterized together.  The transit   attributes will depend on the PHB associated with the PDB and will   not be the same for all PHBs in the group, though there may be someNichols & Carpenter          Informational                     [Page 12]

RFC 3086             Diffserv per Domain Behaviors            April 2001   parameterized interrelationship between the attributes of each of   these PDBs.  In this case, each PDB should have a clearly separate   description of its transit attributes (delineated in a separate   subsection) within the document.  For example, the traffic   conditioner described inRFC 2698 might be used to mark arriving   packets for three different AF1x PHBs, each of which is to be treated   as a separate traffic aggregate in terms of transit properties.  Then   a single document could be used to define and quantify the   relationship between the arriving packets and the emerging traffic   aggregates as they relate to one another.  The transit   characteristics of packets of each separate AF1x traffic aggregate   should be described separately within the document.   Another way in which a PHB group might be used to create one PDB per   PHB might have decoupled traffic conditioners, but some relationship   between the PHBs of the group.  For example, a set of PDBs might be   defined using Class Selector Compliant PHBs [RFC2474] in such a way   that the traffic conditioners that create the traffic aggregates are   not related, but the transit performance of each traffic aggregate   has some parametric relationship to the other.  If it makes sense to   specify them in the same document, then the author(s) should do so.4.4 Forwarding path vs. control plane   A PDB's associated PHB, classifiers, and traffic conditioners are all   in the packet forwarding path and operate at line rates.  PHBs,   classifiers, and traffic conditioners are configured in response to   control plane activity which takes place across a range of time   scales, but, even at the shortest time scale, control plane actions   are not expected to happen per-packet.  Classifiers and traffic   conditioners at the DS domain boundary are used to enforce who gets   to use the PDB and how the PDB should behave temporally.   Reconfiguration of PHBs might occur monthly, quarterly, or only when   the network is upgraded.  Classifiers and traffic conditioners might   be reconfigured at a few regular intervals during the day or might   happen in response to signalling decisions thousands of times a day.   Much of the control plane work is still evolving and is outside the   charter of the Diffserv WG.  We note that this is quite appropriate   since the manner in which the configuration is done and the time   scale at which it is done should not affect the PDB attributes.5 Format for Specification of Diffserv Per-Domain Behaviors   PDBs arise from a particular relationship between edge and interior   (which may be parameterized).  The quantifiable characteristics of a   PDB must be independent of whether the network edge is configured   statically or dynamically.  The particular configuration of trafficNichols & Carpenter          Informational                     [Page 13]

RFC 3086             Diffserv per Domain Behaviors            April 2001   conditioners at the DS domain edge is critical to how a PDB performs,   but the act(s) of configuring the edge is a control plane action   which can be separated from the specification of the PDB.   The following sections must be present in any specification of a   Differentiated Services PDB.  Of necessity, their length and content   will vary greatly.5.1 Applicability Statement   All PDB specs must have an applicability statement that outlines the   intended use of this PDB and the limits to its use.5.2 Technical specification   This section specifies the rules or guidelines to create this PDB,   each distinguished with "may", "must" and "should." The technical   specification must list the classification and traffic conditioning   required (if any) and the PHB (or PHBs) to be used with any   additional requirements on their configuration beyond that contained   in RFCs.  Classification can reflect the results of an admission   control process.  Traffic conditioning may include marking, traffic   shaping, and policing.  A Service Provisioning Policy might be used   to describe the technical specification of a particular PDB.5.3 Attributes   A PDB's attributes tell how it behaves under ideal conditions if   configured in a specified manner (where the specification may be   parameterized).  These might include drop rate, throughput, delay   bounds measured over some time period.  They may be bounds,   statistical bounds, or percentiles (e.g., "90% of all packets   measured over intervals of at least 5 minutes will cross the DS   domain in less than 5 milliseconds").  A wide variety of   characteristics may be used but they must be explicit, quantifiable,   and defensible.  Where particular statistics are used, the document   must be precise about how they are to be measured and about how the   characteristics were derived.   Advice to a network operator would be to use these as guidelines in   creating a service specification rather than use them directly.  For   example, a "loss-free" PDB would probably not be sold as such, but   rather as a service with a very small packet loss probability.Nichols & Carpenter          Informational                     [Page 14]

RFC 3086             Diffserv per Domain Behaviors            April 20015.4 Parameters   The definition and characteristics of a PDB may be parameterized by   network-specific features; for example, maximum number of hops,   minimum bandwidth, total number of entry/exit points of the PDB   to/from the diffserv network, maximum transit delay of network   elements, minimum buffer size available for the PDB at a network   node, etc.5.5 Assumptions   In most cases, PDBs will be specified assuming lossless links, no   link failures, and relatively stable routing.  This is reasonable   since otherwise it would be very difficult to quantify behavior and   this is the operating conditions for which most operators strive.   However, these assumptions must be clearly stated.  Since PDBs with   specific bandwidth parameters require that bandwidth to be available,   the assumptions to be stated may include standby capacity.  Some PDBs   may be specifically targeted for cases where these assumptions do not   hold, e.g., for high loss rate links, and such targeting must also be   made explicit.  If additional restrictions, especially specific   traffic engineering measures, are required, these must be stated.   Further, if any assumptions are made about the allocation of   resources within a diffserv network in the creation of the PDB, these   must be made explicit.5.6 Example Uses   A PDB specification must give example uses to motivate the   understanding of ways in which a diffserv network could make use of   the PDB although these are not expected to be detailed.  For example,   "A bulk handling PDB may be used for all packets which should not   take any resources from the network unless they would otherwise go   unused.  This might be useful for Netnews traffic or for traffic   rejected from some other PDB by traffic policers."5.7 Environmental Concerns (media, topology, etc.)   Note that it is not necessary for a provider to expose which PDB (if   a commonly defined one) is being used nor is it necessary for a   provider to specify a service by the PDB's attributes.  For example,   a service provider might use a PDB with a "no queueing loss"   characteristic in order to specify a "very low loss" service.   This section is to inject realism into the characteristics described   above.  Detail the assumptions made there and what constraints that   puts on topology or type of physical media or allocation.Nichols & Carpenter          Informational                     [Page 15]

RFC 3086             Diffserv per Domain Behaviors            April 20015.8 Security Considerations for each PDB   This section should include any security considerations that are   specific to the PDB.  Is it subject to any unusual theft-of-service   or denial-of-service attacks?  Are any unusual security precautions   needed?   It is not necessary to repeat the general security discussions in   [RFC2474] and [RFC2475], but a reference should be included.  Also   refer to any special security considerations for the PHB or PHBs   used.6 On PDB Attributes   As discussed insection 4, measurable, quantifiable attributes   associated with each PDB can be used to describe what will happen to   packets using that PDB as they cross the domain.  In its role as a   building block for the construction of interdomain quality-of-   service, a PDB specification should provide the answer to the   question: Under what conditions can we join the output of this domain   to another under the same traffic conditioning and expectations?   Although there are many ways in which traffic might be distributed,   creating quantifiable, realizable PDBs that can be concatenated into   multi-domain services limits the realistic scenarios.  A PDB's   attributes with a clear statement of the conditions under which the   attributes hold is critical to the composition of multi-domain   services.   There is a clear correlation between the strictness of the traffic   conditioning and the quality of the PDB's attributes.  As indicated   earlier, numerical bounds are likely to be statistical or expressed   as a percentile.  Parameters expressed as strict bounds will require   very precise mathematical analysis, while those expressed   statistically can to some extent rely on experiment.Section 7 gives   the example of a PDB without strict traffic conditioning and   concurrent work on a PDB with strict traffic conditioning and   attributes is also in front of the WG [VW].  This section gives some   general considerations for characterizing PDB attributes.   There are two ways to characterize PDBs with respect to time.  First   are properties over "long" time periods, or average behaviors.  A PDB   specification should report these as the rates or throughput seen   over some specified time period.  In addition, there are properties   of "short" time behavior, usually expressed as the allowable   burstiness in a traffic aggregate.  The short time behavior is   important in understanding buffering requirements (and associated   loss characteristics) and for metering and conditioning   considerations at DS boundaries.  For short-time behavior, we areNichols & Carpenter          Informational                     [Page 16]

RFC 3086             Diffserv per Domain Behaviors            April 2001   interested primarily in two things: 1) how many back-to-back packets   of the PDB's traffic aggregate will we see at any point (this would   be metered as a burst) and 2) how large a burst of packets of this   PDB's traffic aggregate can appear in a queue at once (gives queue   overflow and loss).  If other PDBs are using the same PHB within the   domain, that must be taken into account.6.1 Considerations in specifying long-term or average PDB attributes   To characterize the average or long-term behavior for the foo PDB we   must explore a number of questions, for instance: Can the DS domain   handle the average foo traffic flow?  Is that answer topology   dependent or are there some specific assumptions on routing which   must hold for the foo PDB to preserve its "adequately provisioned"   capability?  In other words, if the topology of D changes suddenly,   will the foo PDB's attributes change?  Will its loss rate   dramatically increase?   Let domain D in figure 4 be an ISP ringing the U.S. with links of   bandwidth B and with N tails to various metropolitan areas.  Inside   D, if the link between the node connected to A and the node connected   to Z goes down, all the foo traffic aggregate between the two nodes   must transit the entire ring: Would the bounded behavior of the foo   PDB change?  If this outage results in some node of the ring now   having a larger arrival rate to one of its links than the capacity of   the link for foo's traffic aggregate, clearly the loss rate would   change dramatically.  In this case, topological assumptions were made   about the path of the traffic from A to Z that affected the   characteristics of the foo PDB.  If these topological assumptions no   longer hold, the loss rate of packets of the foo traffic aggregate   transiting the domain could change; for example, a characteristic   such as "loss rate no greater than 1% over any interval larger than   10 minutes." A PDB specification should spell out the assumptions   made on preserving the attributes.                  ____X________X_________X___________          /                 /                                   \    L   |         A<---->X                                     X<----->|  E                |                                     |       |                |               D                     |        \         Z<---->X                                     |                |                                     |                 \___________________________________/                         X                 X        Figure 4: ISP and DS domain D connected in a ring and                  connected to DS domain ENichols & Carpenter          Informational                     [Page 17]

RFC 3086             Diffserv per Domain Behaviors            April 20016.2 Considerations in specifying short-term or bursty PDB attributes   Next, consider the short-time behavior of the traffic aggregate   associated with a PDB, specifically whether permitting the maximum   bursts to add in the same manner as the average rates will lead to   properties that aggregate or under what conditions this will lead to   properties that aggregate.  In our example, if domain D allows each   of the uplinks to burst p packets into the foo traffic aggregate, the   bursts could accumulate as they transit the ring.  Packets headed for   link L can come from both directions of the ring and back-to-back   packets from foo's traffic aggregate can arrive at the same time.  If   the bandwidth of link L is the same as the links of the ring, this   probably does not present a buffering problem.  If there are two   input links that can send packets to queue for L, at worst, two   packets can arrive simultaneously for L.  If the bandwidth of link L   equals or exceeds twice B, the packets won't accumulate.  Further, if   p is limited to one, and the bandwidth of L exceeds the rate of   arrival (over the longer term) of foo packets (required for bounding   the loss) then the queue of foo packets for link L will empty before   new packets arrive.  If the bandwidth of L is equal to B, one foo   packet must queue while the other is transmitted.  This would result   in N x p back-to- back packets of this traffic aggregate arriving   over L during the same time scale as the bursts of p were permitted   on the uplinks.  Thus, configuring the PDB so that link L can handle   the sum of the rates that ingress to the foo PDB doesn't guarantee   that L can handle the sum of the N bursts into the foo PDB.   If the bandwidth of L is less than B, then the link must buffer   Nxpx(B-L)/B foo packets to avoid loss.  If the PDB is getting less   than the full bandwidth L, this number is larger.  For probabilistic   bounds, a smaller buffer might do if the probability of exceeding it   can be bounded.   More generally, for router indegree of d, bursts of foo packets might   arrive on each input.  Then, in the absence of any additional traffic   conditioning, it is possible that dxpx(# of uplinks) back-to-back foo   packets can be sent across link L to domain E.  Thus the DS domain E   must permit these much larger bursts into the foo PDB than domain D   permits on the N uplinks or else the foo traffic aggregate must be   made to conform to the TCA for entering E (e.g., by shaping).   What conditions should be imposed on a PDB and on the associated PHB   in order to ensure PDBs can be concatenated, as across the interior   DS domains of figure 1?  Traffic conditioning for constructing a PDB   that has certain attributes across a DS domain should apply   independently of the origin of the packets.  With reference to theNichols & Carpenter          Informational                     [Page 18]

RFC 3086             Diffserv per Domain Behaviors            April 2001   example we've been exploring, the TCA for the PDB's traffic aggregate   entering link L into domain E should not depend on the number of   uplinks into domain D.6.3 Remarks   This section has been provided as motivational food for thought for   PDB specifiers.  It is by no means an exhaustive catalog of possible   PDB attributes or what kind of analysis must be done.  We expect this   to be an interesting and evolutionary part of the work of   understanding and deploying differentiated services in the Internet.   There is a potential for much interesting research work.  However, in   submitting a PDB specification to the Diffserv WG, a PDB must also   meet the test of being useful and relevant by a deployment   experience, described insection 8.7 A Reference Per-Domain Behavior   The intent of this section is to define as a reference a Best Effort   PDB, a PDB that has little in the way of rules or expectations.7.1 Best Effort PDB7.1.1 Applicability   A Best Effort (BE) PDB is for sending "normal internet traffic"   across a diffserv network.  That is, the definition and use of this   PDB is to preserve, to a reasonable extent, the pre-diffserv delivery   expectation for packets in a diffserv network that do not require any   special differentiation.  Although the PDB itself does not include   bounds on availability, latency, and packet loss, this does not   preclude Service Providers from engineering their networks so as to   result in commercially viable bounds on services that utilize the BE   PDB.  This would be analogous to the Service Level Guarantees that   are provided in today's single-service Internet.   In the present single-service commercial Internet, Service Level   Guarantees for availability, latency, and packet delivery can be   found on the web sites of ISPs [WCG,PSI,UU].  For example, a   typical North American round-trip latency bound is 85 milliseconds,   with each service provider's site information specifying the method   of measurement of the bounds and the terms associated with these   bounds contractually.Nichols & Carpenter          Informational                     [Page 19]

RFC 3086             Diffserv per Domain Behaviors            April 20017.1.2 TCS and PHB configurations   There are no restrictions governing rate and bursts of packets beyond   the limits imposed by the ingress link.  The network edge ensures   that packets using the PDB are marked for the Default PHB (as defined   in [RFC2474]), but no other traffic conditioning is required.   Interior network nodes apply the Default PHB on these packets.7.1.3 Attributes of this PDB   "As much as possible as soon as possible".   Packets of this PDB will not be completely starved and when resources   are available (i.e., not required by packets from any other traffic   aggregate), network elements should be configured to permit packets   of this PDB to consume them.   Network operators may bound the delay and loss rate for services   constructed from this PDB given knowledge about their network, but   such attributes are not part of the definition.7.1.4 Parameters   None.7.1.5 Assumptions   A properly functioning network, i.e., packets may be delivered from   any ingress to any egress.7.1.6 Example uses   1. For the normal Internet traffic connection of an organization.   2. For the "non-critical" Internet traffic of an organization.   3. For standard domestic consumer connections7.1.7 Environmental Concerns   There are no environmental concerns specific to this PDB.7.1.8 Security Considerations for BE PDB   There are no specific security exposures for this PDB.  See the   general security considerations in [RFC2474] and [RFC2475].Nichols & Carpenter          Informational                     [Page 20]

RFC 3086             Diffserv per Domain Behaviors            April 20018 Guidelines for writing PDB specifications   G1. Following the format given in this document, write a draft and   submit it as an Internet Draft.  The document should have "diffserv"   as some part of the name.  Either as an appendix to the draft, or in   a separate document, provide details of deployment experience with   measured results on a network of non-trivial size carrying realistic   traffic and/or convincing simulation results (simulation of a range   of modern traffic patterns and network topologies as applicable).   The document should be brought to the attention of the diffserv WG   mailing list, if active.   G2. Initial discussion should focus primarily on the merits of the   PDB, though comments and questions on the claimed attributes are   reasonable.  This is in line with the Differentiated Services goal to   put relevance before academic interest in the specification of PDBs.   Academically interesting PDBs are encouraged, but would be more   appropriate for technical publications and conferences, not for   submission to the IETF.  (An "academically interesting" PDB might   become a PDB of interest for deployment over time.)   The implementation of the following guidelines varies, depending on   whether there is an active diffserv working group or not.   Active Diffserv Working Group path:   G3. Once consensus has been reached on a version of a draft that it   is a useful PDB and that the characteristics "appear" to be correct   (i.e., not egregiously wrong) that version of the draft goes to a   review panel the WG co-chairs set up to audit and report on the   characteristics.  The review panel will be given a deadline for the   review.  The exact timing of the deadline will be set on a case-by-   case basis by the co-chairs to reflect the complexity of the task and   other constraints (IETF meetings, major holidays) but is expected to   be in the 4-8 week range.  During that time, the panel may correspond   with the authors directly (cc'ing the WG co-chairs) to get   clarifications.  This process should result in a revised draft and/or   a report to the WG from the panel that either endorses or disputes   the claimed characteristics.   G4. If/when endorsed by the panel, that draft goes to WG last call.   If not endorsed, the author(s) can give an itemized response to the   panel's report and ask for a WG Last Call.Nichols & Carpenter          Informational                     [Page 21]

RFC 3086             Diffserv per Domain Behaviors            April 2001   G5. If/when passes Last Call, goes to ADs for publication as a WG   Informational RFC in our "PDB series".   If no active Diffserv Working Group exists:   G3. Following discussion on relevant mailing lists, the authors   should revise the Internet Draft and contact the IESG for "Expert   Review" as defined insection 2 of RFC 2434 [RFC2434].   G4. Subsequent to the review, the IESG may recommend publication of   the Draft as an RFC, request revisions, or decline to publish as an   Informational RFC in the "PDB series".9 Security Considerations   The general security considerations of [RFC2474] and [RFC2475] apply   to all PDBs.  Individual PDB definitions may require additional   security considerations.10 Acknowledgements   The ideas in this document have been heavily influenced by the   Diffserv WG and, in particular, by discussions with Van Jacobson,   Dave Clark, Lixia Zhang, Geoff Huston, Scott Bradner, Randy Bush,   Frank Kastenholz, Aaron Falk, and a host of other people who should   be acknowledged for their useful input but not be held accountable   for our mangling of it.  Grenville Armitage coined "per domain   behavior (PDB)" though some have suggested similar terms prior to   that.  Dan Grossman, Bob Enger, Jung-Bong Suk, and John Dullaert   reviewed the document and commented so as to improve its form.References   [RFC2474] Nichols, K., Blake, S. Baker, F. and D. Black, "Definition             of the Differentiated Services Field (DS Field) in the IPv4             and IPv6 Headers",RFC 2474, December 1998.   [RFC2475] Blake, S., Black, D., Carlson, M., Davies, E., Wang, Z. and             W. Weiss, "An Architecture for Differentiated Services",             December 1998.   [RFC2597] Heinanen, J., Baker, F., Weiss, W. and J. Wroclawski,             "Assured Forwarding PHB Group",RFC 2597, June 1999.   [RFC2598] Jacobson, V., Nichols, K. and K. Poduri, "An Expedited             Forwarding PHB",RFC 2598, June 1999.Nichols & Carpenter          Informational                     [Page 22]

RFC 3086             Diffserv per Domain Behaviors            April 2001   [RFC2698] Heinanen, J. and R. Geurin, "A Two Rate Three Color             Marker",RFC 2698, June 1999.   [MODEL]   Bernet, Y., Blake, S., Grossman, D. and A. Smith, "An             Informal Management Model for Diffserv Routers", Work in             Progress.   [MIB]     Baker, F., Chan, K. and A. Smith, "Management Information             Base for the Differentiated Services Architecture", Work in             Progress.   [VW]      Jacobson, V., Nichols, K. and K. Poduri, "The 'Virtual             Wire' Per-Domain Behavior", Work in Progress.   [WCG]     Worldcom, "Internet Service Level Guarantee",http://www.worldcom.com/terms/service_level_guarantee/t_sla_terms.phtml   [PSI]     PSINet, "Service Level Agreements",http://www.psinet.com/sla/   [UU]      UUNET USA Web site, "Service Level Agreements",http://www.us.uu.net/support/sla/   [RFC2434] Alvestrand, H. and T. Narten, "Guidelines for IANA             Considerations",BCP 26,RFC 2434, October 1998.Authors' Addresses   Kathleen Nichols   Packet Design, LLC   2465 Latham Street, Third Floor   Mountain View, CA 94040   USA   EMail: nichols@packetdesign.com   Brian Carpenter   IBM   c/o iCAIR   Suite 150   1890 Maple Avenue   Evanston, IL 60201   USA   EMail: brian@icair.orgNichols & Carpenter          Informational                     [Page 23]

RFC 3086             Diffserv per Domain Behaviors            April 2001Full Copyright Statement   Copyright (C) The Internet Society (2001).  All Rights Reserved.   This document and translations of it may be copied and furnished to   others, and derivative works that comment on or otherwise explain it   or assist in its implementation may be prepared, copied, published   and distributed, in whole or in part, without restriction of any   kind, provided that the above copyright notice and this paragraph are   included on all such copies and derivative works.  However, this   document itself may not be modified in any way, such as by removing   the copyright notice or references to the Internet Society or other   Internet organizations, except as needed for the purpose of   developing Internet standards in which case the procedures for   copyrights defined in the Internet Standards process must be   followed, or as required to translate it into languages other than   English.   The limited permissions granted above are perpetual and will not be   revoked by the Internet Society or its successors or assigns.   This document and the information contained herein is provided on an   "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING   TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING   BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION   HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF   MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.Acknowledgement   Funding for the RFC Editor function is currently provided by the   Internet Society.Nichols & Carpenter          Informational                     [Page 24]

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