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INFORMATIONAL
Network Working Group                                         K. EvansRequest for Comments: 2372                                    J. KleinCategory: Informational                               Tandem Computers                                                               J. Lyon                                                             Microsoft                                                             July 1998Transaction Internet Protocol - Requirements andSupplemental InformationStatus of this Memo   This memo provides information for the Internet community.  It does   not specify an Internet standard of any kind.  Distribution of this   memo is unlimited.Copyright Notice   Copyright (C) The Internet Society (1998).  All Rights Reserved.Abstract   This document describes the purpose (usage scenarios), and   requirements for the Transaction Internet Protocol [1]. It is   intended to help qualify the necessary features and functions of the   protocol. It also provides supplemental information to aid   understanding and facilitate implementation of the TIP protocol.Table of Contents   1.  Introduction                                               2   2.  The Transaction Internet Protocol                          3   3.  Scope                                                      4   4.  Anticipated Usage of TIP                                   4   5.  TIP Compliant Systems                                      4   6.  Relationship to the X/Open DTP Model                       5   7.  Example TIP Usage Scenario                                 5   8.  TIP Transaction Recovery                                   9   9.  TIP Transaction and Application Message Serialisation     10   10. TIP Protocol and Local Actions                            10   11. Security Considerations                                   11   12. TIP Requirements                                          11       References                                                14       Authors' Addresses                                        15       Comments                                                  15   A.  An Example TIP Transaction Manager API                    16       Full Copyright Statement                                  24Evans, et. al.               Informational                      [Page 1]

RFC 2372     TIP Requirements and Supplemental Information     July 19981. Introduction   Transactions are a very useful programming paradigm, greatly   simplifying the writing of distributed applications. When   transactions are employed, no matter how many distributed application   components participate in a particular unit-of-work, the number of   possible outcomes is reduced to only two; that is, either all of the   work completed successfully, or none of it did (this characteristic   is known as atomicity). Applications programming is therefore much   less complex since the programmer does not have to deal with a   multitude of possible failure scenarios. Typically, transaction   semantics are provided by some underlying system infrastructure   (usually in the form of products such as Transaction Processing   Monitors, and/or Databases). This infrastructure deals with failures,   and performs the necessary recovery actions to guarantee the property   of atomicity. The use of transactions enables the development of   reliable distributed applications which would otherwise be difficult,   if not impossible.   A key technology required to support distributed transactions is the   two-phase commit protocol (2-pc). 2-pc protocols have been used in   commercial Transaction Processing (TP) systems for many years, and   are well understood (e.g. the LU6.2 2-pc (syncpoint) protocol was   first implemented more than 12 years ago). Today a number of   different 2-pc protocols are supported by a variety of TP monitor and   database products. 2-pc is used between the components participating   in a distributed unit-of-work (transaction) to ensure agreement by   all parties regarding the outcome of that work (regardless of any   failure).   Today both standard and proprietary 2-pc protocols exist. These   protocols typically employ a "one-pipe" model. That is, the   transaction and application protocols are tightly-integrated,   executing over the same communications channel. An application may   use only the particular communications mechanism associated with the   transaction protocol. The standard protocols (OSI TP, LU6.2) are   complex, with a large footprint and extensive configuration and   administration requirements. For these reasons they are not very   widely deployed. The net of all this is restricted application   flexibility and interoperability if transactions are to be used.   Applications may wish to use a number of communications protocols for   which there are no transactional variants (e.g. HTTP), and be   deployed in very heterogeneous application environments.   In summary, transactions greatly simplify the programming of   distributed applications, and the 2-pc protocol is a key   transactional technology. Current 2-pc protocols only offer   transaction semantics to a limited set of applications, operatingEvans, et. al.               Informational                      [Page 2]

RFC 2372     TIP Requirements and Supplemental Information     July 1998   within a special-purpose (complex, homogeneous) infrastructure, using   a particular set of intercommunication protocols. The restrictions   thus imposed by current 2-pc protocols limits the widespread use of   the transaction paradigm, thereby inhibiting the development of new   distributed business applications.   (See [2] for more information re transactions, atomicity, and two-   phase commit protocols in general.)2. The Transaction Internet Protocol (TIP)   TIP is a 2-pc protocol which is intended to provide ubiquitous   distributed transaction support, in a heterogeneous (networked)   environment. TIP removes the restrictions of current 2-pc protocols   and enables the development of new distributed business applications.   This goal is achieved primarily by satisfying two key requirements:   1) Keep the protocol simple (yet functionally sufficient). If the      protocol is complex it will not be widely deployed or quickly      adopted. Simplicity also means suitability to a wide range of      application environments.   2) Enable the protocol to be used with any applications      communications protocol (e.g. HTTP). This ensures heterogeneous      environments can participate in distributed work.   TIP does not reinvent the 2-pc protocol itself, the well-known   presumed-abort 2-pc protocol is used as a basis. Rather the novelty   and utility of TIP is in its separation from the application   communications protocol (the two-pipe model).      +-------------+ Application Communication +-------------+      | Application |---------------------------| Application |      |   Program   |         "Pipe 1"          |   Program   |      +-------------+                           +-------------+             |                                         |             | TIP TM API                   TIP TM API |             |                                         |    +-----------------+   TIP 2-pc Protocol   +-----------------+    | TIP Transaction |-----------------------| TIP Transaction |    |     Manager     |       "Pipe 2"        |     Manager     |    +-----------------+                       +-----------------+                 Fig 1: The two-pipe nature of TIPEvans, et. al.               Informational                      [Page 3]

RFC 2372     TIP Requirements and Supplemental Information     July 19983. Scope   TIP does not describe how business transactions or electronic   commerce are to be conducted on the internet, it specifies only the   2-pc transaction protocol (which is an aid in the development of such   applications). e.g. TIP does not provide a mechanism for non-   repudiation. Such protocols might be a subject for subsequent IETF   activity, once the requirements for general electronic commerce are   better understood. TIP does not preclude the later definition of   these protocols.   TIP does not specify Application Programming Interfaces (note that an   example TIP TM API is included in this document (Appendix A), as an   aid to understanding).4. Anticipated Usage of TIP   As described above, transactions are a very useful tool in   simplifying the programming of distributed applications. TIP is   therefore targeted at any application that involves distributed work.   Such applications may comprise components executing within a single   system, across a corporate intranet, across the internet, or any   other distributed system configuration. The application may be of   "enterprise" class (requiring high-levels of performance and   availability), or be less demanding. TIP is intended to be generally   applicable, meeting the requirements of any application type which   would benefit from the provision of transaction semantics.5. TIP Compliant Systems   There are two classes of TIP compliant Transaction Manager system:   1) Client-only systems. Those which provide an application      interface to demarcate TIP transactions, but which do not offer      access to local recoverable resources. Such a lightweight      implementation is useful for systems which host client      applications only (e.g. desktop machines). Such client systems may      be unreliable, and are not appropriate as transaction coordinators      (their unavailability might cause resources on other transaction      participant systems to remain locked and unavailable). These so-      called "volatile client" systems therefore delegate the      responsibility to coordinate the transaction (and recover from      failures), to other "full" (server) TIP system implementations.      For these lightweight systems, only the TIP IDENTIFY, BEGIN,      COMMIT, and ABORT commands are needed; no transaction log is      required.Evans, et. al.               Informational                      [Page 4]

RFC 2372     TIP Requirements and Supplemental Information     July 1998   2) Server systems. Those which offer the above support, plus TIP      transaction coordination and recovery services. These systems may      also provide access to recoverable resources (e.g. relational      databases). Server systems support all TIP commands, and provide a      recoverable transaction log.   A TIP compliant Transaction Manager (TM), will also supply   application programming interfaces to demarcate transactions (e.g.   the X/Open TX interface [3]), plus commands to generate TIP URLs, to   PUSH/PULL TIP transactions, and to set the current TIP transaction   context. TIP support can be added to TMs with existing APIs and 2-pc   protocols, and transactions may comprise both proprietary and TIP   transaction branches (it is assumed existing TM implementations will   provide "TIP gateway" facilities which will coordinate between TIP   and other transaction protocols).6. Relationship to the X/Open DTP Model   The X/Open Distributed Transaction Processing (DTP) Model [4] defines   four components: 1) Application Program (AP), 2) Transaction Manager   (TM), 3) Resource Manager (RM), and 4) Communications Resource   Manager (CRM). In this model, TIP defines a TM to TM interoperability   protocol, which is independent of application communications (there   is no such equivalent protocol specified by X/Open, where all   transaction and application communication occurs between CRMs (the   one-pipe model)).  Programmatic interfaces between the AP and TM/RM   are unaffected by, and may be used with TIP. The TM to RM interaction   is defined via the X/Open XA interface specification [5].  TIP is   compatible with XA, and a TIP transaction may comprise applications   accessing multiple RMs where the XA interface is being used to   coordinate the RM transaction branches.7. Example TIP Usage Scenario   It is expected that a typical internet usage of TIP will involve   applications using the agency model. In this model, the client node   itself is not directly involved in the TIP protocol at all, and does   not need the services of a local TIP TM. Instead, an agency (server)   application handles the dialogue with the client, and is responsible   for the coordination of the TIP transaction. The agency works with   other service providers to deliver the service to the client. e.g. as   a Travel Agency acts as an intermediate between airlines/hotels/etc   and the customer. A big benefit of this model is that the agency is   trusted by the service providers, and there are fewer such agencies   (compared to user clients), so issues of security and performance are   reduced.Evans, et. al.               Informational                      [Page 5]

RFC 2372     TIP Requirements and Supplemental Information     July 1998   Consider a Travel Agency example. A client running a web browser on a   network PC accesses the Travel Agency web page. Via pages served up   by the agency (which may in turn be constructed from pages provided   by the airline and hotel servers), the client creates an itinerary   involving flights and hotel choices. Finally, the client clicks the   "make reservation" button. At this point the following sequence of   events occurs (user-written application code is invoked by the   various web servers, via any of the standard or proprietary   techniques available (e.g. CGI)):   1) The travel agency begins a local transaction, and gets a TIP URL      for this transaction (both of these functions are performed using      the API of the local TM. e.g. "tip_xid_to_url()" would return the      TIP URL for the local transaction). The TIP URL contains the      listening endpoint IP address of the local TM and the transaction      identifier of the local transaction.   2) The travel agency application sends a request to the airline      server (via some protocol (e.g. HTTP)), requesting the      "book_flight" service, passing the flights selected by the client,      and the TIP URL (obtained in 1. above).   3) The request is received by the airline server which invokes the      book_flight application. This application retrieves the TIP URL      from the input data, and passes this on a "tip_pull()" API request      to its local TM. The tip_pull() function causes the following to      occur:      a. the local TM creates a local transaction (under which the         work will be performed),      b. if a TIP connection does not already exist to the superior         (travel agency) TM (as identified via the IP address passed in         the TIP URL), one is created and an IDENTIFY exchange occurs         (if multiplexing is to be used on the connection, this is         followed by a MULTIPLEX exchange),      c. a PULL command is sent to the superior TM,      d. in response to the PULL, the superior TM associates the         subordinate (airline) TM with the transaction (by associating         the connection with the transaction), and sends a PULLED         response to the subordinate TM,      e. the subordinate TM returns control to the book_flight         application, which is now executing in the context of the newly         created local transaction.Evans, et. al.               Informational                      [Page 6]

RFC 2372     TIP Requirements and Supplemental Information     July 1998   4) The book_flight application does its work (which may involve      access to a recoverable resource manager (e.g. an RDBMS), in which      case the local TM will associate the RM with the local transaction      (via the XA interface or whatever)).   5) The book_flight application returns to the travel agency      application indicating success.   6) Steps 2-5 are then repeated with the hotel server "book_room"      application. At the conclusion of this, the superior TM has      registered two subordinate TMs as participants in the transaction,      there are TIP connections between the agency TM and the airline      and hotel TMs, and there are inflight transactions at the airline      and hotel servers. [Note that steps 2-5 and 6 could be performed      in parallel.]   7) The travel agency application issues a "commit transaction"      request (using the API of the local TM). The local TM sends a      PREPARE command on the TIP connections to the airline and hotel      TMs (as these are registered as subordinate transaction      participants).   8) The TMs at the airline and hotel servers perform the      necessary steps to prepare their local recoverable resources (e.g.      by issuing xa_prepare() requests). If successful, the subordinate      TMs change their TIP transaction state to Prepared, and log      recovery information (e.g. local and superior transaction branch      identifiers, and the IP address of the superior TM). The      subordinate TMs then send PREPARED commands to the superior TM.   9) If both subordinates respond PREPARED, the superior TM logs that      the transaction is Committed, with recovery information (e.g.      local and subordinate transaction identifiers, and subordinate TM      IP addresses). The superior TM then sends COMMIT commands on the      two subordinate TIP connections.   10) The TMs at the airline and hotel servers perform the       necessary steps to commit their local recoverable resources (e.g.       by issuing xa_commit() requests). The subordinate TMs forget the       transaction. The subordinate TMs then send COMITTED commands to       the superior TM.   11) The superior TM forgets the transaction. The TIP connections       between the superior and subordinate TMs return to Idle state       (not associated with any transaction). The superior TM returns       success to the travel agency application "commit transaction"       request.Evans, et. al.               Informational                      [Page 7]

RFC 2372     TIP Requirements and Supplemental Information     July 1998   12) The travel agency application returns "reservation made" to the       client.   This example illustrates the use of PULL. If PUSH were to be used   instead, events 2) and 3) above would change as follows:   2) The travel agency application:      a.  passes the TIP URL obtained in 1. above, together with the          listening endpoint address of the TM at the airline server, to          its local TM via a "tip_push()" API request. The tip_push()          function causes the following to occur:          i. if a TIP connection does not already exist to the             subordinate (airline server) TM (as identified via the IP             address passed on the tip_push), one is created and an             IDENTIFY exchange occurs (if multiplexing is to be used on             the connection, this is followed by a MULTIPLEX exchange),          ii. a PUSH command is sent to the subordinate TM,          iii. in response to the PUSH, the subordinate TM creates a               local transaction, associates this transaction with the               connection, and sends a PUSHED response to the superior               TM,          iv. in response to the PUSHED response, the superior TM              associates the subordinate TM with the transaction,          v. the superior TM returns control to the travel agency             application.      b.  the travel agency application sends a request to the airline         server (via some protocol (e.g. HTTP)), requesting the         "book_flight" service, passing the flights selected by the         client, and the TIP URL (obtained in 1 above).   3) The request is received by the airline server which invokes the      book_flight application. This application retrieves the TIP URL      from the input data, and passes this on a "tip_pull()" API request      to its local TM. Since the local TM has already "seen" this URL      (it was already pushed), it simply returns to the book_flight      application, which is now executing in the context of the      previously created local transaction.Evans, et. al.               Informational                      [Page 8]

RFC 2372     TIP Requirements and Supplemental Information     July 1998   [Note that although in this example the transaction coordinator role   is performed by a node which is also a participant in the transaction   (the Travel Agency), other configurations are possible (e.g. where   the transaction coordinator role is performed by a non-participant   3rd-party node).]8. TIP Transaction Recovery   Until the transaction reaches the Prepared state, any failure results   in the transaction being aborted. If an error occurs once the   transaction has reached the Prepared state, then transaction recovery   must be performed. Recovery behaviour is different for superior and   subordinate; the details depend upon the outcome of the transaction   (committed or aborted), and the precise point at which failure   occurs.   In the travel agency application for example, if the connection to   the hotel server fails before the COMMIT command has been received by   the hotel TM, then (once the connection is restored):   1)  The superior (travel agency) TM sends a RECONNECT command      (passing the subordinate transaction identifier (recovered from      the transaction log if necessary)).   2) The subordinate (hotel) TM responds RECONNECTED (since it never      received the COMMIT command, and still has the transaction in      Prepared state (if the failure had occurred after the subordinate      had responded COMMITTED, then the subordinate would have forgotten      the transaction, and responded NOTRECONNECTED to the RECONNECT      command)).   3) The superior TM sends a COMMIT command. The subordinate TM      commits the transaction and responds COMMITTED. The transaction is      now resolved.   4) If the subordinate TM restores the connection to the superior TM      before receiving a RECONNECT command, then it may send a QUERY      command. In this case, the superior TM will respond QUERIEDEXISTS,      and the subordinate TM should wait for the superior to send a      RECONNECT command. If the transaction had been aborted, then the      superior may respond QUERIEDNOTFOUND, in which case the      subordinate should abort the transaction (note that the superior      is not obliged to send a RECONNECT command for an aborted      transaction (i.e. it could just forget the transaction after      sending ABORT and before receiving an ABORTED response)).Evans, et. al.               Informational                      [Page 9]

RFC 2372     TIP Requirements and Supplemental Information     July 1998   There are failure circumstances in which the client application (the   one calling "commit") may not receive a response indicating the final   outcome of the transaction (even though the transaction itself is   successfully completed). This is a common problem, and one not unique   to TIP. In such circumstances, it is up to the application to   ascertain the final outcome of the transaction (a TIP TM may   facilitate this by providing some implementation specific mechanism.   e.g. writing the outcome to a user-log).9. TIP Transaction and Application Message Serialisation   A relationship exists between TIP commands and application messages:   a TIP transaction must not be committed until it is certain that all   participants have properly registered, and have finished work on the   transaction. Because of the two-pipe nature of TIP, this behaviour   cannot necessarily be enforced by the TIP system itself (although it   may be possible in some implementations). It is therefore incumbent   upon the application to behave properly.  Generally, an application   must not:   1)  call it's local TMs "commit" function when it has any requests       associated with the transaction still outstanding.   2)  positively respond to a transactional request from a partner       application prior to having registered it's local TM with the       transaction.10. TIP Protocol and Local Actions   In order to ensure that transaction atomicity is properly guaranteed,   a system implementing TIP must perform other local actions at certain   points in the protocol exchange. These actions pertain to the   creation and deletion of transaction "log-records" (the necessary   information which survives failures and ensures that transaction   recovery is correctly executed). The following information regarding   the relationship between the TIP protocol and logging events is   advisory, and is not intended to be definitive (see [2] for more   discussion on this subject):   1) before sending a PREPARED response, the system should create      a prepared-recovery-record for the transaction.   2) having created a prepared-recovery-record, this record should not      be deleted until after:      a.  an ABORT message is received; or      b.  a COMMIT message is received; or      c.  a QUERIEDNOTFOUND response is received.Evans, et. al.               Informational                     [Page 10]

RFC 2372     TIP Requirements and Supplemental Information     July 1998   3) the system should not send a COMMITTED or NOTRECONNECTED message      if a prepared-recovery-record exists.   4) before creating a commit-recovery-record for the transaction, the      system should have received a PREPARED response.   5) before sending a COMMIT message in Prepared state, the system      should have created a commit-recovery-record for the transaction.   6) having created a commit-recovery-record, this record should not be      deleted until after:      a.  a COMMITTED message is received; or      b.  a NOTRECONNECTED message is received.11. Security Considerations   The means by which applications communicate and perform distributed   work are outside the scope of the TIP protocol. The mechanisms used   for authentication and authorisation of clients to access programs   and information on a particular system are part of the application   communications protocol and the application execution infrastructure.   Use of the TIP protocol does not affect these considerations.   Security relates to the TIP protocol itself inasmuch that systems   require to protect themselves from the receipt of unauthorised TIP   commands, or the impersonation of a trusted partner TIP TM.  Probably   the worst consequence of this is the possibility of undetected data   inconsistency resulting from violations of the TIP commitment   protocol (e.g. a COMMIT command is injected on a TIP connection in   place of an ABORT command). TIP uses the Transport Layer Security   protocol [6] to restrict access to only trusted partners (i.e. to   control from which remote endpoints TIP transactions will be   accepted, and to verify that an end-point is genuine), and to encrypt   TIP commands. Usage of TLS (or not) is negotiated between partner TIP   TMs. See [1] for details of how TLS is used with TIP.   TIP TM implementations will also likely provide local means to time-   out and abort transactions which have not completed within some time   period (thereby preventing unavailability of resources due to   malicious intent). Transaction time-out also serves as a means of   deadlock resolution.12. TIP Requirements   Most of these requirements stem from the primary objective of making   transactions a ubiquitous system service, available to all   application classes (much as TCP may be assumed to be available   everywhere). In general this requires imposing as few restrictionsEvans, et. al.               Informational                     [Page 11]

RFC 2372     TIP Requirements and Supplemental Information     July 1998   regarding the use of TIP as possible (applications should not be   required to execute in some "special" environment in order to use   transactions), and keeping the protocol simple and efficient. This   enables the widespread implementation of TIP (it's cheap to do), on a   wide range of systems (it's cheap to run).   1) Application Communications Protocol Independence      The TIP protocol must be defined independently of the      communications protocol used for transferring application data, to      allow TIP usage in conjunction with any application protocol.  It      must be possible for applications using arbitrary communications      protocols to begin, end, and propagate TIP transactions.      This implies that the TIP protocol employ a 2-pipe model of      operation. This model requires the separation of application      communications and transaction coordination, into two discrete      communication channels (pipes). This separation enables the use of      the transaction coordination protocol (TIP), with any application      communications protocol (e.g. HTTP, ODBC, plain TCP/UDP, etc).   2) Support for Transaction Semantics      The TIP protocol must provide the functionality of the de-facto      standard presumed-abort 2-pc protocol, to guarantee transactional      atomicity even in the event of failure. It should provide a means      to construct the transaction tree, as well as provide commitment      and recovery functions.   3) Application Transaction Propagation and Interoperability      In order to facilitate protocol independence, application      interoperability, and provide a means for TIP transaction context      propagation, a standard representation of the TIP transaction      context information is required (in the form of a URL). This      information must include the listening endpoint address of the      partner TIP TM, and transaction identifier information.   4) Ease of Implementation      The TIP protocol must be simple to implement. It should support      only those features necessary to provide a useful, performant 2-pc      protocol service. The protocol should not add complexity in the      form of extraneous optimisations.Evans, et. al.               Informational                     [Page 12]

RFC 2372     TIP Requirements and Supplemental Information     July 1998   5) Suitability for All Application Classes      The TIP protocol should be complete and robust enough not only for      electronic commerce on the web, but also for intranet applications      and for traditional TP applications spanning heterogenous      transaction manager environments. The protocol should be      performant and scaleable enough to meet the needs of low to very      high throughput applications.      a. the TIP protocol should support the concept of client-only         transaction participants (useful for ultra-lightweight         implementations on low-end platforms).      b. since some clients may be unreliable, TIP must provide support         for delegation of transaction coordination (to a more reliable         (trusted) node).      c. the TIP protocol must scale between 1 and n (> 1) concurrent         transactions per TCP connection.      d. TIP commands should be able to be concatenated (pipelined).      e. TIP should be compatible with the X/Open XA interface.   6) Security      The TIP protocol must be compatible with existing security      mechanisms, potentially including encryption, firewalls, and      authorization mechanisms (e.g. TLS may be used to authenticate the      sender of a TIP command, and for encryption of TIP commands).      Nothing in the protocol definition should prevent TIP working      within any security environment.   7) TIP Protocol Transport Independence      It would be beneficial to some applications to allow the TIP      protocol to flow over different transport protocols. The benefit      is when using different transport protocols for the application      data, the same transport can be used for the TIP 2PC protocol. TIP      must therefore not preclude use with other transport protocols.   8) Recovery      Recovery semantics need to be defined sufficiently to avoid      ambiguous results in the event of any type of communications      transport failure.Evans, et. al.               Informational                     [Page 13]

RFC 2372     TIP Requirements and Supplemental Information     July 1998   9) Extensibility      The TIP protocol should be able to be extended, whilst maintaining      compatibility with previous versions.References   [1]  Lyon, J., Evans, K., and J. Klein, "The Transaction Internet        Protocol Version 3.0",RFC 2371, July 1998.   [2]  Transaction Processing: Concepts and Techniques.  Morgan        Kaufmann Publishers. (ISBN 1-55860-190-2).  J. Gray, A. Reuter.   [3]  X/Open CAE Specification, April 1995, Distributed Transaction        Processing: The TX Specification. (ISBN 1-85912-094-6).   [4]  X/Open Guide, November 1993, Distributed Transaction Processing:        Reference Model Version 2. (ISBN 1-85912-019-9).   [5]  X/Open CAE Specification, December 1991, Distributed Transaction        Processing: The XA Specification.  (ISBN 1-872630-24-3).   [6]  Dierks, T., et. al.,"The TLS Protocol Version 1.0", Work in        Progress.Evans, et. al.               Informational                     [Page 14]

RFC 2372     TIP Requirements and Supplemental Information     July 1998Authors' Addresses   Keith Evans   Tandem Computers Inc, LOC 252-30   5425 Stevens Creek Blvd   Santa Clara, CA 95051-7200, USA   Phone: +1 (408) 285 5314   Fax:   +1 (408) 285 5245   EMail: Keith.Evans@Tandem.Com   Johannes Klein   Tandem Computers Inc.   10555 Ridgeview Court   Cupertino, CA 95014-0789, USA   Phone: +1 (408) 285 0453   Fax:   +1 (408) 285 9818   EMail: Johannes.Klein@Tandem.Com   Jim Lyon   Microsoft Corporation   One Microsoft Way   Redmond, WA  98052-6399, USA   Phone: +1 (206) 936 0867   Fax:   +1 (206) 936 7329   EMail: JimLyon@Microsoft.ComComments   Please send comments on this document to the authors at   <JimLyon@Microsoft.Com>, <Keith.Evans@Tandem.Com>,   <Johannes.Klein@Tandem.Com>, or to the TIP mailing list at   <Tip@Tandem.Com>. You can subscribe to the TIP mailing list by   sending  mail to <Listserv@Lists.Tandem.Com> with the line   "subscribe tip <full name>" somewhere in the body of the message.Evans, et. al.               Informational                     [Page 15]

RFC 2372     TIP Requirements and Supplemental Information     July 1998Appendix A. An Example TIP Transaction Manager Application Programming            Interface.   Note that this API is included solely for informational purposes, and   is not part of the formal TIP specification (TIP conformant   implementations are free to define alternative APIs).   1) tip_open() - establish a connection to a TIP TM.      Synopsis         int tip_open ([out] tip_handle_t *ptiptm)      Parameters         ptiptm [out]                 Pointer to the TIP TM handle.      Description         tip_open() establishes a connection to a TIP TM. The call         returns a handle which identifies the TIP TM. This function         must be called before any work can be performed on a TIP         transaction.      Return Values         [TIPOK]               Connection has been successfully established.         [TIPNOTCONNECTED]               User has been disconnected from the TIP TM.         [TIPNOTCONFIGURED]               TIP TM has not been configured.         [TIPTRANSIENT]               Too many openers; re-try the open.         [TIPERROR]               An unexpected error occurred.   2) tip_close() - close a connection to a TIP TM.      Synopsis         int tip_close([in] tip_handle_t handle)      Parameters         handle [in]                 The TIP TM handle.      Description         tip_close() closes a connection to a TIP TM. All outstanding         requests associated with that connection will be cancelled.      Return Values         [TIPOK]               Connection has been successfully closed.         [TIPINVALIDPARM]               Invalid connection handle specified.         [TIPERROR]               An unexpected error occurred.Evans, et. al.               Informational                     [Page 16]

RFC 2372     TIP Requirements and Supplemental Information     July 1998   3) tip_push() - export a local transaction to a remote node and                   return a TIP transaction identifier for the                   associated remote transaction.      Synopsis         int tip_push ([in] tip_handle_t TM,                       [in] char *tm_url,                       [in] void *plocal_xid,                       [out] char *pxid_url,                       [in] unsigned int url_length)      Parameters         TM [in]                 The TIP TM handle.         tm_url [in]                 Pointer to the TIP URL of the remote transaction manager.                 A TIP URL for a transaction manager takes the form:                 TIP://<host>[:<port>]         plocal_xid [in]                 Pointer to the local transaction identifier. The                 structure of the transaction identifier is defined by the                 local transaction manager.         pxid_url [out]                 Pointer to the TIP URL of the associated remote                 transaction. A TIP URL for a transaction takes the form:                 TIP://<host>[:<port>]/<transaction identifier>         url_length [in]                 The size in bytes of the buffer for the remote                 transaction URL.      Description         tip_push() exports (pushes) a local transaction to a remote         node. If a local transaction identifier is not supplied, the         caller's current transaction context is used. The call returns         a TIP URL for the associated remote transaction. The TIP         transaction identifier may be passed on application requests to         the remote node (as part of a TIP URL). The receiving process         uses this information in order to do work on behalf of the         transaction.      Return Values         [TIPOK]               Transaction has been successfully pushed to the remote               node.         [TIPINVALIDXID]               An invalid transaction identifier has been provided.         [TIPNOCURRENTTX]               Process is currently not associated with a transaction               (and none was supplied).         [TIPINVALIDHANDLE]               Invalid connection handle specified.         [TIPNOTPUSHED]Evans, et. al.               Informational                     [Page 17]

RFC 2372     TIP Requirements and Supplemental Information     July 1998               Transaction could not be pushed to the remote node.         [TIPNOTCONNECTED]               Caller has been disconnected from the TIP TM.         [TIPINVALIDURL]               Invalid endpoint URL is provided.         [TIPTRANSIENT]               Transient error occurred; re-try the operation.         [TIPTRUNCATED]               Insufficient buffer size is specified for the TIP               transaction identifier.         [TIPERROR]               An unexpected error occurred.   4) tip_pull() - create a local transaction and join it with the TIP                   transaction.      Synopsis         int tip_pull([in] tip_handle_t TM,                      [in] char *pxid_url,                      [out] void *plocal_xid,                      [in] unsigned int xid_length)      Parameters         TM [in]               The TIP TM handle.         pxid_url [in]               Pointer to the TIP URL of the associated remote               transaction. A TIP URL for a transaction takes the form:               TIP://<host>[:<port>]/<transaction identifier>         plocal_xid [out]               Pointer to the local transaction identifier. The               structure of the transaction identifier is defined by the               local transaction manager.         xid_length [in]               The size in bytes of the buffer for the local transaction               identifier.      Description         tip_pull() creates a local transaction and joins the local         transaction with the TIP transaction (the caller becomes a         subordinate participant in the TIP transaction). The remote TIP         TM is identified via the URL (*pxid_url). The local transaction         identifier is returned. If a local transaction has already been         created for the TIP transaction identifier supplied, then         [TIPOK] is returned (with the local transaction identifier),         and no other action is taken.      Return Values         [TIPOK]               The local transaction has been successfully created               and joined with the TIP transaction.         [TIPINVALIDHANDLE]Evans, et. al.               Informational                     [Page 18]

RFC 2372     TIP Requirements and Supplemental Information     July 1998               Invalid connection handle specified.         [TIPTRUNCATED]               Insufficient buffer size is specified for the local               transaction identifier.         [TIPNOTPULLED]               Joining of the local transaction with the TIP               transaction has failed.         [TIPNOTCONNECTED]               Caller has been disconnected from the TIP TM.         [TIPINVALIDURL]               Invalid URL has been supplied.         [TIPTRANSIENT]               Transient error occurred; retry the operation.         [TIPERROR]               An unexpected error occurred.   5) tip_pull_async() - create a local transaction and join it with the                         TIP transaction. Control is returned to the                         caller as soon as a local transaction is                         created.      Synopsis         int tip_pull_async ([in] tip_handle_t TM                             [in] char *pxid_url,                             [out] void *plocal_xid,                             [in] unsigned int xid_length)      Parameters         TM [in]               The TIP gateway handle.         pxid_url [in]               Pointer to the TIP URL of the associated remote               transaction. A TIP URL for a transaction takes the form:               TIP://<host>[:<port>]/<transaction identifier>         plocal_xid [out]               Pointer to the local transaction identifier. The               structure of the transaction identifier is defined by the               local transaction manager.         xid_length [in]               The size in bytes of the buffer for the local transaction               identifier.      Description         tip_pull_async() creates a local transaction and joins the         local transaction with the TIP transaction (the caller         becomes a subordinate participant in the TIP transaction). The         remote TIP TM is identified via the URL (*pxid_url). The local         transaction identifier is returned. A call to tip_pull_async()         returns immediately after the local transaction has been         created (before the TIP PULL protocol command is sent). A         subsequent call to tip_pull_complete() must be issued to checkEvans, et. al.               Informational                     [Page 19]

RFC 2372     TIP Requirements and Supplemental Information     July 1998         for successful completion of the pull request.      Return Values         [TIPOK]               The local transaction has been successfully created.         [TIPINVALIDHANDLE]               Invalid connection handle specified.         [TIPNOTCONNECTED]               User has been disconnected from the TIP TM.         [TIPINVALIDURL]               Invalid URL has been supplied.         [TIPTRANSIENT]               Transient error has occurred; retry the operation.         [TIPTRUNCATED]               Insufficient buffer size is specified for the local               transaction identifier.         [TIPERROR]               An unexpected error occurred.   6) tip_pull_complete() - check whether a previous tip_pull_async()                            request has been successfully completed.      Synopsis         int tip_pull_complete ([in] tip_handle_t TM,                                [in] void *plocal_xid)      Parameters         TM [in]               The TIP TM handle.         plocal_xid [in]               Pointer to the local transaction identifier. The               structure of the transaction identifier is defined by the               local transaction manager.      Description         tip_pull_complete() checks whether a previous call to         tip_pull_async() has been successfully completed. i.e. whether         the local transaction has been successfully joined with the TIP         transaction. The caller supplies the local transaction         identifier returned by the previous call to tip_pull_async().         Repeated calls to tip_pull_complete() for the same local         transaction identifier are idempotent.      Return Values         [TIPOK]               The local transaction has been successfully joined with               the TIP transaction.         [TIPINVALIDHANDLE]               Invalid connection handle specified.         [TIPINVALIDXID]               An invalid transaction identifier has been provided.         [TIPNOTPULLED]               Joining of the local transaction with the TIP transactionEvans, et. al.               Informational                     [Page 20]

RFC 2372     TIP Requirements and Supplemental Information     July 1998               has failed. The local transaction has been aborted.         [TIPNOTCONNECTED]               Caller has been disconnected from the TIP TM.         [TIPERROR]               An unexpected error occurred.   7) tip_xid_to_url() - return a TIP transaction identifier for a local                         transaction identifier.      Synopsis         int tip_xid_to_url ([in] tip_handle_t TM,                             [in] void *plocal_xid,                             [out] char *pxid_url,                             [in] unsigned int url_length)      Parameters         TM [in]               The TIP TM handle.         plocal_xid [in]               Pointer to the local transaction identifier. The               structure of the transaction identifier is defined by the               local transaction manager.         pxid_url [out]               Pointer to the TIP URL of the local transaction.               A TIP URL for a transaction takes the form:               TIP://<host>[:<port>]/<transaction identifier>         url_length [in]               The size in bytes of the buffer for the TIP URL.      Description         tip_xid_to_url() returns a TIP transaction identifier for a         local transaction identifier. The TIP transaction identifier         can be passed to remote applications to enable them to do work         on the transaction. e.g. to pull the local transaction to the         remote node. If a local transaction identifier is not supplied,         the caller's current transaction context is used. The constant         TIPURLSIZE defines the size of a TIP transaction identifier in         bytes. This value is implementation specific.      Return Values         [TIPOK]               TIP transaction identifier has been returned.         [TIPNOTCONNECTED]               Caller has been disconnected from the TIP TM.         [TIPNOCURRENTTX]               Process is currently not associated with a transaction               (and none was supplied).         [TIPINVALIDXID]               An invalid local transaction identifier has been               supplied.         [TIPTRUNCATED]               Insufficient buffer size is specified for the TIPEvans, et. al.               Informational                     [Page 21]

RFC 2372     TIP Requirements and Supplemental Information     July 1998               transaction identifier.         [TIPERROR]               An unexpected error occurred.   8) tip_url_to_xid() - return a local transaction identifier for a TIP                         transaction identifier.      Synopsis           int tip_url_to_xid ([in] tip_handle_t TM,                             [in] char *pxid_url,                             [out] void *plocal_xid,                             [in] unsigned int xid_length)      Parameters         TM [in]               The TIP TM handle.         pxid_url [in]               Pointer to the TIP URL of the local transaction. A TIP               URL for a transaction takes the form:               TIP://<host>[:<port>]/<transaction identifier>         plocal_xid [out]               Pointer to the local transaction identifier. The               structure of the transaction identifier is defined by the               local transaction manager.         xid_length [in]               The size in bytes of the buffer for the local transaction               identifier.      Description         tip_url_to_xid() returns a local transaction identifier for a         TIP transaction identifier (note that the local transaction         must have previously been created via a tip_push(), or tip_pull         (or tip_pull_async()). The constant TIPXIDSIZE defines the size         of a local transaction identifier in bytes. This value is         implementation specific.      Return Values         [TIPOK]               Local transaction identifier is returned.         [TIPINVALIDURL]               An invalid TIP transaction identifier has been provided.         [TIPTRUNCATED]               Insufficient buffer size is specified for the local               transaction identifier.         [TIPERROR]               An unexpected error occurred.Evans, et. al.               Informational                     [Page 22]

RFC 2372     TIP Requirements and Supplemental Information     July 19989)  tip_get_tm_url() - get the name of the local TIP transaction                       manager in TIP URL form.    Synopsis       int tip_get_tm_url ([in] tip_handle_t TM,                           [out] char *tm_url,                           [in] int tm_len);    Parameters       TM[in]            The TIP TM handle.       tm_url [in]            Pointer to the TIP URL of the local transaction manager. A            TIP URL for a transaction manager takes the form:            TIP://<host>[:<port>]       tm_len [out]            The size in bytes of the buffer for the TIP URL of the local            transaction manager.    Description       tip_get_tm_url() gets the name of the  local transaction       manager in TIP URL form (i.e. TIP://<host>[:<port>])    Return Values       [TIPOK]             The name of the local transaction manager has been             successfully returned.       [TIPTRUNCATED]             The name of the local transaction manager has been             truncated due to insufficient buffer size. Retry the             operation with larger buffer size.Evans, et. al.               Informational                     [Page 23]

RFC 2372     TIP Requirements and Supplemental Information     July 1998Full Copyright Statement   Copyright (C) The Internet Society (1998).  All Rights Reserved.   This document and translations of it may be copied and furnished to   others, and derivative works that comment on or otherwise explain it   or assist in its implementation may be prepared, copied, published   and distributed, in whole or in part, without restriction of any   kind, provided that the above copyright notice and this paragraph are   included on all such copies and derivative works.  However, this   document itself may not be modified in any way, such as by removing   the copyright notice or references to the Internet Society or other   Internet organizations, except as needed for the purpose of   developing Internet standards in which case the procedures for   copyrights defined in the Internet Standards process must be   followed, or as required to translate it into languages other than   English.   The limited permissions granted above are perpetual and will not be   revoked by the Internet Society or its successors or assigns.   This document and the information contained herein is provided on an   "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING   TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING   BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION   HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF   MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.Evans, et. al.               Informational                     [Page 24]

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