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Network Working Group                                       A. BallardieRequest for Comments: 2201                                    ConsultantCategory: Experimental                                    September 1997Core Based Trees (CBT) Multicast Routing ArchitectureStatus of this Memo   This memo defines an Experimental Protocol for the Internet   community.  This memo does not specify an Internet standard of any   kind.  Discussion and suggestions for improvement are requested.   Distribution of this memo is unlimited.Abstract   CBT is a multicast routing architecture that builds a single delivery   tree per group which is shared by all of the group's senders and   receivers.  Most multicast algorithms build one multicast tree per   sender (subnetwork), the tree being rooted at the sender's   subnetwork.  The primary advantage of the shared tree approach is   that it typically offers more favourable scaling characteristics than   all other multicast algorithms.   The CBT protocol [1] is a network layer multicast routing protocol   that builds and maintains a shared delivery tree for a multicast   group.  The sending and receiving of multicast data by hosts on a   subnetwork conforms to the traditional IP multicast service model   [2].   CBT is progressing through the IDMR working group of the IETF.  The   CBT protocol is described in an accompanying document [1]. For this,   and all IDMR-related documents, seehttp://www.cs.ucl.ac.uk/ietf/idmrTABLE OF CONTENTS1. Background...................................................22. Introduction.................................................23. Source Based Tree Algorithms.................................33.1 Distance-Vector Multicast Algorithm......................43.2 Link State Multicast Algorithm...........................53.3 The Motivation for Shared Trees..........................54. CBT - The New Architecture...................................74.1 Design Requirements......................................74.2 Components & Functions...................................84.2.1 CBT Control Message Retransmission Strategy........104.2.2 Non-Member Sending.................................115. Interoperability with Other Multicast Routing Protocols .....11Ballardie                     Experimental                      [Page 1]

RFC 2201           CBT Multicast Routing Architecture     September 19976. Core Router Discovery........................................116.1 Bootstrap Mechanism Overview.............................127. Summary .....................................................138. Security Considerations......................................13   Acknowledgements ...............................................14   References .....................................................14   Author Information..............................................151.  Background   Shared trees were first described by Wall in his investigation into   low-delay approaches to broadcast and selective broadcast [3]. Wall   concluded that delay will not be minimal, as with shortest-path   trees, but the delay can be kept within bounds that may be   acceptable.  Back then, the benefits and uses of multicast were not   fully understood, and it wasn't until much later that the IP   multicast address space was defined (class D space [4]). Deering's   work [2] in the late 1980's was pioneering in that he defined the IP   multicast service model, and invented algorithms which allow hosts to   arbitrarily join and leave a multicast group. All of Deering's   multicast algorithms build source-rooted delivery trees, with one   delivery tree per sender subnetwork. These algorithms are documented   in [2].   After several years practical experience with multicast, we see a   diversity of multicast applications and correspondingly, a wide   variety of multicast application requirements.  For example,   distributed interactive simulation (DIS) applications have strict   requirements in terms of join latency, group membership dynamics,   group sender populations, far exceeding the requirements of many   other multicast applications.   The multicast-capable part of the Internet, the MBONE, continues to   expand rapidly.  The obvious popularity and growth of multicast means   that the scaling aspects of wide-area multicasting cannot be   overlooked; some predictions talk of thousands of groups being   present at any one time in the Internet.   We evaluate scalability in terms of network state maintenance,   bandwidth efficiency, and protocol overhead. Other factors that can   affect these parameters include sender set size, and wide-area   distribution of group members.2.  Introduction   Multicasting on the local subnetwork does not require either the   presence of a multicast router or the implementation of a multicast   routing algorithm; on most shared media (e.g. Ethernet), a host,Ballardie                     Experimental                      [Page 2]

RFC 2201           CBT Multicast Routing Architecture     September 1997   which need not necessarily be a group member, simply sends a   multicast data packet, which is received by any member hosts   connected to the same medium.   For multicasts to extend beyond the scope of the local subnetwork,   the subnet must have a multicast-capable router attached, which   itself is attached (possibly "virtually") to another multicast-   capable router, and so on. The collection of these (virtually)   connected multicast routers forms the Internet's MBONE.   All multicast routing protocols make use of IGMP [5], a protocol that   operates between hosts and multicast router(s) belonging to the same   subnetwork. IGMP enables the subnet's multicast router(s) to monitor   group membership presence on its directly attached links, so that if   multicast data arrives, it knows over which of its links to send a   copy of the packet.   In our description of the MBONE so far, we have assumed that all   multicast routers on the MBONE are running the same multicast routing   protocol. In reality, this is not the case; the MBONE is a collection   of autonomously administered multicast regions, each region defined   by one or more multicast-capable border routers. Each region   independently chooses to run whichever multicast routing protocol   best suits its needs, and the regions interconnect via the "backbone   region", which currently runs the Distance Vector Multicast Routing   Protocol (DVMRP) [6]. Therefore, it follows that a region's border   router(s) must interoperate with DVMRP.   Different algorithms use different techniques for establishing a   distribution tree. If we classify these algorithms into source-based   tree algorithms and shared tree algorithms, we'll see that the   different classes have considerably different scaling   characteristics, and the characteristics of the resulting trees   differ too, for example, average delay. Let's look at source-based   tree algorithms first.3.  Source-Based Tree Algorithms   The strategy we'll use for motivating (CBT) shared tree multicast is   based, in part, in explaining the characteristics of source-based   tree multicast, in particular its scalability.   Most source-based tree multicast algorithms are often referred to as   "dense-mode" algorithms; they assume that the receiver population   densely populates the domain of operation, and therefore the   accompanying overhead (in terms of state, bandwidth usage, and/or   processing costs) is justified.  Whilst this might be the case in a   local environment, wide-area group membership tends to be sparselyBallardie                     Experimental                      [Page 3]

RFC 2201           CBT Multicast Routing Architecture     September 1997   distributed throughout the Internet.  There may be "pockets" of   denseness, but if one views the global picture, wide-area groups tend   to be sparsely distributed.   Source-based multicast trees are either built by a distance-vector   style algorithm, which may be implemented separately from the unicast   routing algorithm (as is the case with DVMRP), or the multicast tree   may be built using the information present in the underlying unicast   routing table (as is the case with PIM-DM [7]). The other algorithm   used for building source-based trees is the link-state algorithm (a   protocol instance being M-OSPF [8]).3.1.  Distance-Vector Multicast Algorithm   The distance-vector multicast algorithm builds a multicast delivery   tree using a variant of the Reverse-Path Forwarding technique [9].   The technique basically is as follows: when a multicast router   receives a multicast data packet, if the packet arrives on the   interface used to reach the source of the packet, the packet is   forwarded over all outgoing interfaces, except leaf subnets with no   members attached.  A "leaf" subnet is one which no router would use   to reach the souce of a multicast packet. If the data packet does not   arrive over the link that would be used to reach the source, the   packet is discarded.   This constitutes a "broadcast & prune" approach to multicast tree   construction; when a data packet reaches a leaf router, if that   router has no membership registered on any of its directly attached   subnetworks, the router sends a prune message one hop back towards   the source. The receiving router then checks its leaf subnets for   group membership, and checks whether it has received a prune from all   of its downstream routers (downstream with respect to the source).   If so, the router itself can send a prune upstream over the interface   leading to the source.   The sender and receiver of a prune message must cache the <source,   group> pair being reported, for a "lifetime" which is at the   granularity of minutes. Unless a router's prune information is   refreshed by the receipt of a new prune for <source, group> before   its "lifetime" expires, that information is removed, allowing data to   flow over the branch again. State that expires in this way is   referred to as "soft state".   Interestingly, routers that do not lead to group members are incurred   the state overhead incurred by prune messages. For wide-area   multicasting, which potentially has to support many thousands of   active groups, each of which may be sparsely distributed, this   technique clearly does not scale.Ballardie                     Experimental                      [Page 4]

RFC 2201           CBT Multicast Routing Architecture     September 19973.2.  Link-State Multicast Algorithm   Routers implementing a link state algorithm periodically collect   reachability information to their directly attached neighbours, then   flood this throughout the routing domain in so-called link state   update packets. Deering extended the link state algorithm for   multicasting by having a router additionally detect group membership   changes on its incident links before flooding this information in   link state packets.   Each router then, has a complete, up-to-date image of a domain's   topology and group membership. On receiving a multicast data packet,   each router uses its membership and topology information to calculate   a shortest-path tree rooted at the sender subnetwork. Provided the   calculating router falls within the computed tree, it forwards the   data packet over the interfaces defined by its calculation. Hence,   multicast data packets only ever traverse routers leading to members,   either directly attached, or further downstream. That is, the   delivery tree is a true multicast tree right from the start.   However, the flooding (reliable broadcasting) of group membership   information is the predominant factor preventing the link state   multicast algorithm being applicable over the wide-area.  The other   limiting factor is the processing cost of the Dijkstra calculation to   compute the shortest-path tree for each active source.3.3.  The Motivation for Shared Trees   The algorithms described in the previous sections clearly motivate   the need for a multicast algorithm(s) that is more scalable. CBT was   designed primarily to address the topic of scalability; a shared tree   architecture offers an improvement in scalability over source tree   architectures by a factor of the number of active sources (where   source is usually a subnetwork aggregate).  Source trees scale O(S *   G), since a distinct delivery tree is built per active source. Shared   trees eliminate the source (S) scaling factor; all sources use the   same shared tree, and hence a shared tree scales O(G).  The   implication of this is that applications with many active senders,   such as distributed interactive simulation applications, and   distributed video-gaming (where most receivers are also senders),   have a significantly lesser impact on underlying multicast routing if   shared trees are used.Ballardie                     Experimental                      [Page 5]

RFC 2201           CBT Multicast Routing Architecture     September 1997   In the "back of the envelope" table below we compare the amount of   state required by CBT and DVMRP for different group sizes with   different numbers of active sources:  |--------------|---------------------------------------------------|  |  Number of   |                |                |                 |  |    groups    |        10      |       100      |        1000     |  ====================================================================  |  Group size  |                |                |                 |  | (# members)  |        20      |       40       |         60      |  -------------------------------------------------------------------|  | No. of srcs  |    |     |     |    |     |     |    |     |      |  |  per group   |10% | 50% |100% |10% | 50% |100% |10% | 50% | 100% |  --------------------------------------------------------------------  | No. of DVMRP |    |     |     |    |     |     |    |     |      |  |    router    |    |     |     |    |     |     |    |     |      |  |   entries    | 20 | 100 | 200 |400 | 2K  | 4K  | 6K | 30K | 60K  |  --------------------------------------------------------------------  | No. of CBT   |                |                |                 |  |  router      |                |                |                 |  |  entries     |       10       |       100      |       1000      |  |------------------------------------------------------------------|           Figure 1: Comparison of DVMRP and CBT Router State   Shared trees also incur significant bandwidth and state savings   compared with source trees; firstly, the tree only spans a group's   receivers (including links/routers leading to receivers) -- there is   no cost to routers/links in other parts of the network. Secondly,   routers between a non-member sender and the delivery tree are not   incurred any cost pertaining to multicast, and indeed, these routers   need not even be multicast-capable -- packets from non-member senders   are encapsulated and unicast to a core on the tree.Ballardie                     Experimental                      [Page 6]

RFC 2201           CBT Multicast Routing Architecture     September 1997   The figure below illustrates a core based tree.           b      b     b-----b            \     |     |             \    |     |              b---b     b------b             /     \  /                   KEY....            /       \/           b         X---b-----b          X = Core                    / \                   b = on-tree router                   /   \                  /     \                  b      b------b                 / \     |                /   \    |               b     b   b                           Figure 2: CBT Tree4.  CBT - The New Architecture4.1.  Design Requirements   The CBT shared tree design was geared towards several design   objectives:   o    scalability - the CBT designers decided not to sacrifice CBT's        O(G) scaling characteric to optimize delay using SPTs, as does        PIM.  This was an important design decision, and one, we think,        was taken with foresight; once multicasting becomes ubiquitous,        router state maintenance will be a predominant scaling factor.        It is possible in some circumstances to improve/optimize the        delay of shared trees by other means. For example, a broadcast-        type lecture with a single sender (or limited set of        infrequently changing senders) could have its core placed in the        locality of the sender, allowing the CBT to emulate a shortest-        path tree (SPT) whilst still maintaining its O(G) scaling        characteristic. More generally, because CBT does not incur        source-specific state, it is particularly suited to many sender        applications.   o    robustness - source-based tree algorithms are clearly robust; a        sender simply sends its data, and intervening routers "conspire"        to get the data where it needs to, creating state along the way.        This is the so-called "data driven" approach -- there is no        set-up protocol involved.Ballardie                     Experimental                      [Page 7]

RFC 2201           CBT Multicast Routing Architecture     September 1997        It is not as easy to achieve the same degree of robustness in        shared tree algorithms; a shared tree's core router maintains        connectivity between all group members, and is thus a single        point of failure.  Protocol mechanisms must be present that        ensure a core failure is detected quickly, and the tree        reconnected quickly using a replacement core router.   o    simplicity - the CBT protocol is relatively simple compared to        most other multicast routing protocols. This simplicity can lead        to enhanced performance compared to other protocols.   o    interoperability - from a multicast perspective, the Internet is        a collection of heterogeneous multicast regions. The protocol        interconnecting these multicast regions is currently DVMRP [6];        any regions not running DVMRP connect to the DVMRP "backbone" as        stub regions.  CBT has well-defined interoperability mechanisms        with DVMRP [15].4.2.  CBT Components & Functions   The CBT protocol is designed to build and maintain a shared multicast   distribution tree that spans only those networks and links leading to   interested receivers.   To achieve this, a host first expresses its interest in joining a   group by multicasting an IGMP host membership report [5] across its   attached link. On receiving this report, a local CBT aware router   invokes the tree joining process (unless it has already) by   generating a JOIN_REQUEST message, which is sent to the next hop on   the path towards the group's core router (how the local router   discovers which core to join is discussed insection 6). This join   message must be explicitly acknowledged (JOIN_ACK) either by the core   router itself, or by another router that is on the unicast path   between the sending router and the core, which itself has already   successfully joined the tree.   The join message sets up transient join state in the routers it   traverses, and this state consists of <group, incoming interface,   outgoing interface>. "Incoming interface" and "outgoing interface"   may be "previous hop" and "next hop", respectively, if the   corresponding links do not support multicast transmission. "Previous   hop" is taken from the incoming control packet's IP source address,   and "next hop" is gleaned from the routing table - the next hop to   the specified core address. This transient state eventually times out   unless it is "confirmed" with a join acknowledgement (JOIN_ACK) from   upstream. The JOIN_ACK traverses the reverse path of the   corresponding join message, which is possible due to the presence of   the transient join state.  Once the acknowledgement reaches theBallardie                     Experimental                      [Page 8]

RFC 2201           CBT Multicast Routing Architecture     September 1997   router that originated the join message, the new receiver can receive   traffic sent to the group.   Loops cannot be created in a CBT tree because a) there is only one   active core per group, and b) tree building/maintenance scenarios   which may lead to the creation of tree loops are avoided.  For   example, if a router's upstream neighbour becomes unreachable, the   router immediately "flushes" all of its downstream branches, allowing   them to individually rejoin if necessary.  Transient unicast loops do   not pose a threat because a new join message that loops back on   itself will never get acknowledged, and thus eventually times out.   The state created in routers by the sending or receiving of a   JOIN_ACK is bi-directional - data can flow either way along a tree   "branch", and the state is group specific - it consists of the group   address and a list of local interfaces over which join messages for   the group have previously been acknowledged. There is no concept of   "incoming" or "outgoing" interfaces, though it is necessary to be   able to distinguish the upstream interface from any downstream   interfaces. In CBT, these interfaces are known as the "parent" and   "child" interfaces, respectively.   With regards to the information contained in the multicast forwarding   cache, on link types not supporting native multicast transmission an   on-tree router must store the address of a parent and any children.   On links supporting multicast however, parent and any child   information is represented with local interface addresses (or similar   identifying information, such as an interface "index") over which the   parent or child is reachable.   When a multicast data packet arrives at a router, the router uses the   group address as an index into the multicast forwarding cache. A copy   of the incoming multicast data packet is forwarded over each   interface (or to each address) listed in the entry except the   incoming interface.   Each router that comprises a CBT multicast tree, except the core   router, is responsible for maintaining its upstream link, provided it   has interested downstream receivers, i.e. the child interface list is   not NULL. A child interface is one over which a member host is   directly attached, or one over which a downstream on-tree router is   attached.  This "tree maintenance" is achieved by each downstream   router periodically sending a "keepalive" message (ECHO_REQUEST) to   its upstream neighbour, i.e. its parent router on the tree. One   keepalive message is sent to represent entries with the same parent,   thereby improving scalability on links which are shared by many   groups.  On multicast capable links, a keepalive is multicast to the   "all-cbt-routers" group (IANA assigned as 224.0.0.15); this has aBallardie                     Experimental                      [Page 9]

RFC 2201           CBT Multicast Routing Architecture     September 1997   suppressing effect on any other router for which the link is its   parent link.  If a parent link does not support multicast   transmission, keepalives are unicast.   The receipt of a keepalive message over a valid child interface   immediately prompts a response (ECHO_REPLY), which is either unicast   or multicast, as appropriate.   The ECHO_REQUEST does not contain any group information; the   ECHO_REPLY does, but only periodically. To maintain consistent   information between parent and child, the parent periodically   reports, in a ECHO_REPLY, all groups for which it has state, over   each of its child interfaces for those groups. This group-carrying   echo reply is not prompted explicitly by the receipt of an echo   request message.  A child is notified of the time to expect the next   echo reply message containing group information in an echo reply   prompted by a child's echo request. The frequency of parent group   reporting is at the granularity of minutes.   It cannot be assumed all of the routers on a multi-access link have a   uniform view of unicast routing; this is particularly the case when a   multi-access link spans two or more unicast routing domains. This   could lead to multiple upstream tree branches being formed (an error   condition) unless steps are taken to ensure all routers on the link   agree which is the upstream router for a particular group. CBT   routers attached to a multi-access link participate in an explicit   election mechanism that elects a single router, the designated router   (DR), as the link's upstream router for all groups. Since the DR   might not be the link's best next-hop for a particular core router,   this may result in join messages being re-directed back across a   multi-access link. If this happens, the re-directed join message is   unicast across the link by the DR to the best next-hop, thereby   preventing a looping scenario.  This re-direction only ever applies   to join messages.  Whilst this is suboptimal for join messages, which   are generated infrequently, multicast data never traverses a link   more than once (either natively, or encapsulated).   In all but the exception case described above, all CBT control   messages are multicast over multicast supporting links to the "all-   cbt-routers" group, with IP TTL 1. When a CBT control message is sent   over a non-multicast supporting link, it is explicitly addressed to   the appropriate next hop.4.2.1.  CBT Control Message Retransmission Strategy   Certain CBT control messages illicit a response of some sort. Lack of   response may be due to an upstream router crashing, or the loss of   the original message, or its response. To detect these events, CBTBallardie                     Experimental                     [Page 10]

RFC 2201           CBT Multicast Routing Architecture     September 1997   retransmits those control messages for which it expects a response,   if that response is not forthcoming within the retransmission-   interval, which varies depending on the type of message involved.   There is an upper bound (typically 3) on the number of   retransmissions of the original message before an exception condition   is raised.   For example, the exception procedure for lack of response to an   ECHO_REQUEST is to send a QUIT_NOTIFICATION upstream and a FLUSH_TREE   message downstream for the group. If this is router has group members   attached, it restarts the joining process to the group's core.4.2.2.  Non-Member Sending   If a non-member sender's local router is already on-tree for the   group being sent to, the subnet's upstream router simply forwards the   data packet over all outgoing interfaces corresponding to that   group's forwarding cache entry. This is in contrast to PIM-SM [18]   which must encapsulate data from a non-member sender, irrespective of   whether the local router has joined the tree. This is due to PIM's   uni-directional state.   If the sender's subnet is not attached to the group tree, the local   DR must encapsulate the data packet and unicast it to the group's   core router, where it is decapsulated and disseminated over all tree   interfaces, as specified by the core's forwarding cache entry for the   group. The data packet encapsulation method is IP-in-IP [14].   Routers in between a non-member sender and the group's core need not   know anything about the multicast group, and indeed may even be   multicast-unaware. This makes CBT particulary attractive for   applications with non-member senders.5.  Interoperability with Other Multicast Routing Protocols   See "interoperability" insection 4.1.   The interoperability mechanisms for interfacing CBT with DVMRP are   defined in [15].6.  Core Router Discovery   Core router discovery is by far the most controversial and difficult   aspect of shared tree multicast architectures, particularly in the   context of inter-domain multicast routing (IDMR).  There have been   many proposals over the past three years or so, including advertising   core addresses in a multicast session directory like "sdr" [11],   manual placement, and the HPIM [12] approach of strictly dividing upBallardie                     Experimental                     [Page 11]

RFC 2201           CBT Multicast Routing Architecture     September 1997   the multicast address space into many "hierarchical scopes" and using   explicit advertising of core routers between scope levels.   There are currently two options for CBTv2 [1] core discovery; the   "bootstrap" mechamism, and manual placement. The bootstrap mechanisms   (as currently specified with the PIM sparse mode protocol [18]) is   applicable only to intra-domain core discovery, and allows for a   "plug & play" type operation with minimal configuration. The   disadvantage of the bootstrap mechanism is that it is much more   difficult to affect the shape, and thus optimality, of the resulting   distribution tree. Also, it must be implemented by all CBT routers   within a domain.   Manual configuration of leaf routers with <core, group> mappings is   the other option (note: leaf routers only); this imposes a degree of   administrative burden - the mapping for a particular group must be   coordinated across all leaf routers to ensure consistency. Hence,   this method does not scale particularly well. However, it is likely   that "better" trees will result from this method, and it is also the   only available option for inter-domain core discovery currently   available.6.1.  Bootstrap Mechanism Overview   It is unlikely at this stage that the bootstrap mechanism will be   appended to a well-known network layer protocol, such as IGMP [5] or   ICMP [13], though this would facilitate its ubiquitous (intra-domain)   deployment.  Therefore, each multicast routing protocol requiring the   bootstrap mechanism must implement it as part of the multicast   routing protocol itself.   A summary of the operation of the bootstrap mechanism follows. It is   assumed that all routers within the domain implement the "bootstrap"   protocol, or at least forward bootstrap protocol messages.   A subset of the domain's routers are configured to be CBT candidate   core routers. Each candidate core router periodically (default every   60 secs) advertises itself to the domain's Bootstrap Router (BSR),   using  "Core Advertisement" messages.  The BSR is itself elected   dynamically from all (or participating) routers in the domain.  The   domain's elected BSR collects "Core Advertisement" messages from   candidate core routers and periodically advertises a candidate core   set (CC-set) to each other router in the domain, using traditional   hopby-hop unicast forwarding. The BSR uses "Bootstrap Messages" to   advertise the CC-set. Together, "Core Advertisements" and "Bootstrap   Messages" comprise the "bootstrap" protocol.Ballardie                     Experimental                     [Page 12]

RFC 2201           CBT Multicast Routing Architecture     September 1997   When a router receives an IGMP host membership report from one of its   directly attached hosts, the local router uses a hash function on the   reported group address, the result of which is used as an index into   the CC-set. This is how local routers discover which core to use for   a particular group.   Note the hash function is specifically tailored such that a small   number of consecutive groups always hash to the same core.   Furthermore, bootstrap messages can carry a "group mask", potentially   limiting a CC-set to a particular range of groups. This can help   reduce traffic concentration at the core.   If a BSR detects a particular core as being unreachable (it has not   announced its availability within some period), it deletes the   relevant core from the CC-set sent in its next bootstrap message.   This is how a local router discovers a group's core is unreachable;   the router must re-hash for each affected group and join the new core   after removing the old state. The removal of the "old" state follows   the sending of a QUIT_NOTIFICATION upstream, and a FLUSH_TREE message   downstream.7.  Summary   This document presents an architecture for intra- and inter-domain   multicast routing.  We motivated this architecture by describing how   an inter-domain multicast routing algorithm must scale to large   numbers of groups present in the internetwork, and discussed why most   other existing algorithms are less suited to inter-domain multicast   routing.  We followed by describing the features and components of   the architecture, illustrating its simplicity and scalability.8.  Security Considerations   Security considerations are not addressed in this memo.   Whilst multicast security is a topic of ongoing research, multicast   applications (users) nevertheless have the ability to take advantage   of security services such as encryption or/and authentication   provided such services are supported by the applications.   RFCs 1949 and 2093/2094 discuss different ways of distributing   multicast key material, which can result in the provision of network   layer access control to a multicast distribution tree.   [19] offers a synopsis of multicast security threats and proposes   some possible counter measures.Ballardie                     Experimental                     [Page 13]

RFC 2201           CBT Multicast Routing Architecture     September 1997   Beyond these, little published work exists on the topic of multicast   security.Acknowledgements   Special thanks goes to Paul Francis, NTT Japan, for the original   brainstorming sessions that brought about this work.   Clay Shields' work on OCBT [17] identified various failure scenarios   with a multi-core architecture, resulting in the specification of a   single core architecture.   Others that have contributed to the progress of CBT include Ken   Carlberg, Eric Crawley, Jon Crowcroft, Mark Handley, Ahmed Helmy,   Nitin Jain, Alan O'Neill, Steven Ostrowsksi, Radia Perlman, Scott   Reeve, Benny Rodrig, Martin Tatham, Dave Thaler, Sue Thompson, Paul   White, and other participants of the IETF IDMR working group.   Thanks also to 3Com Corporation and British Telecom Plc for funding   this work.References   [1] Ballardie, A., "Core Based Trees (CBT version 2) Multicast   Routing: Protocol Specification",RFC 2189, September 1997.   [2] Multicast Routing in a Datagram Internetwork; S. Deering, PhD   Thesis, 1991;ftp://gregorio.stanford.edu/vmtp/sd-thesis.ps.   [3] Mechanisms for Broadcast and Selective Broadcast; D. Wall; PhD   thesis, Stanford University, June 1980. Technical Report #90.   [4] Reynolds, J., and J. Postel, "Assigned Numbers", STD 2,RFC 1700,   October 1994.   [5] Internet Group Management Protocol, version 2 (IGMPv2); W.   Fenner; Work In Progress.   [6] Distance Vector Multicast Routing Protocol (DVMRP); T. Pusateri;   Work In Progress.   [7] Protocol Independent Multicast (PIM) Dense Mode Specification; D.   Estrin et al;ftp://netweb.usc.edu/pim, Work In Progress.   [8] Moy, J., "Multicast Extensions to OSPF",RFC 1584, March 1994.   [9] Reverse path forwarding of  broadcast packets; Y.K. Dalal and   R.M.  Metcalfe; Communications of the ACM, 21(12):1040--1048, 1978.Ballardie                     Experimental                     [Page 14]

RFC 2201           CBT Multicast Routing Architecture     September 1997   [10] Some Issues for an Inter-Domain Multicast Routing Protocol; D.   Meyer;  Work In Progress.   [11] SDP: Session Description Protocol; M. Handley and V. Jacobson;   Work In Progress.   [12] Hierarchical Protocol Independent Multicast; M. Handley, J.   Crowcroft, I. Wakeman.  Available from:http://www.cs.ucl.ac.uk/staff/M.Handley/hpim.ps  andftp://cs.ucl.ac.uk/darpa/IDMR/hpim.ps   Work done 1995.   [13] Postel, J., "Internet Control Message Protocol (ICMP)", STD 5,RFC 792, September 1981.   [14] Perkins, C., "IP Encapsulation within IP",RFC 2003, October   1996.   [15] CBT - Dense Mode Multicast Interoperability; A. Ballardie; Work   In Progress.   [16] Performance and Resource Cost Comparisons of Multicast Routing   Algorithms for Distributed Interactive Simulation Applications; T.   Billhartz, J. Bibb Cain, E.  Farrey-Goudreau, and D. Feig. Available   from:http://www.epm.ornl.gov/~sgb/pubs.html; July 1995.   [17] The Ordered Core Based Tree Protocol; C. Shields and J.J.   Garcia- Luna-Aceves; In Proceedings of IEEE Infocom'97, Kobe, Japan,   April 1997;http://www.cse.ucsc.edu/research/ccrg/publications/info-comm97ocbt.ps.gz   [18] Estrin, D., et. al., "Protocol Independent Multicast-Sparse Mode   (PIM-SM): Protocol Specification",RFC 2117, June 1997.   [19] Multicast-Specific Security Threats and Counter-Measures; A.   Ballardie and J. Crowcroft; In Proceedings "Symposium on Network and   Distributed System Security", February 1995, pp.2-16.Author Information   Tony Ballardie,   Research Consultant   EMail: ABallardie@acm.orgBallardie                     Experimental                     [Page 15]

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